>5(38%/,& $&7 12 @
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² $V XVHG LQ WKLV $FW XQOHVV WKH FRQWH[W LQGLFDWHV RWKHUZLVH WKH IROORZLQJ WHUPV VKDOO PHDQ D ³&RQWULEXWLRQV´ VKDOO UHIHU WR WKH FRQWULEXWLRQV SDLG E\ WKH HPSOR\HH RU ZRUNHU WR HLWKHU WKH *RYHUQPHQW 6HUYLFH ,QVXUDQFH 6\VWHP *6,6 RU WKH 6RFLDO 6HFXULW\ 6\VWHP 666 RQ DFFRXQW RI WKH ZRUNHU V PHPEHUVKLS E ³3RUWDELOLW\´ VKDOO UHIHU WR WKH WUDQVIHU RI IXQGV IRU WKH DFFRXQW DQG EHQHILW RI D ZRUNHU ZKR WUDQVIHUV IURP RQH V\VWHP WR WKH RWKHU F ³6HFWRU´ VKDOO UHIHU WR HPSOR\PHQW HLWKHU LQ WKH SXEOLF RU SULYDWH VHFWRU G ³6\VWHP´ VKDOO UHIHU WR HLWKHU WKH 666 DV FUHDWHG XQGHU 5HSXEOLF $FW 1R DV DPHQGHG RU WKH *6,6 DV FUHDWHG XQGHU 3UHVLGHQWLDO 'HFUHH 1R DV DPHQGHG DQG H ³7RWDOL]DWLRQ´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
SDJH