The Business Guide to Effective Compliance and Ethics

Why Compliance isn’t Working - and How to Fix it

This book

• Discusses compliance in broader terms than other books in the market, considering social, psychological, global and cultural factors in order to better understand how to collaborate, communicate and engage others in the organization • Provides precision, but also allows nonspecialist readers to access the information provided, including expertise on the typical traps to be aware of, policy and process and how to develop an ethics and compliance strategy • Provides an ideal self-development toolkit that readers can access on a day-to-day basis, offering a clear, simple route to quickly find and apply expertise • Gives professionals clear guidance to key issues, using accessible language and cutting through jargon to define ethics and compliance and offer practical advice and ideas • Uses storytelling and scenarios to help readers apply theory to real-life situations, bringing issues to life in the human, social and political contexts relevant to the workplace Edition: 1 Date: 03/08/2019 Price: £36.99 Paperback: 9780749482978 Ebook: 9780749482985 Pages: 376 Format (mm): 234x157 Product Category: Professional Subject: Corporate Governance, Ethics & CSR

Table of Contents

1 Section - ONE:

1 Why compliance isn’t working 2 The meaning, origins and role of compliance and ethics 3 Barriers to success 4 Looking for answers

2 Section - TWO:

5 The anatomy of a compliance and ethics programme 6 Top-level commitment 7 Risk assessment and due diligence 8 Code of conduct and policies 9 Communication, education and training 10 Whistle-blowing hotline and speak-up culture 11 Procedures and controls 12 Investigations, remediation and enforcement 13 Assurance and continuous improvement 14 Implementation – The compliance and ethics function – and everyone else