Gardere

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The Franchise Decision is Personal

By Joyce Mazero, Partner and Co-Chair, Global Supply Network Industry Practice GARDERE WYNNE SEWELL LLP

AUSTIN

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DALLAS

| DENVER

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HOUSTON

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MEXICO CITY

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gardere.com


Accessing the Right Resources •

Diligently investigate the franchise opportunities of greatest interest.

Engage a knowledgeable franchise lawyer and a knowledgeable financial advisor or business consultant.

Check out the International Franchise Association site at www.franchise.org.

2


Financial Performance Representations •

FPRs reflect data ranging from annual gross sales to a full profit and loss statement.

Meet with existing and former franchisees to confirm or obtain additional operating data.

Review with your franchise attorney and financial advisor.

Request the substantiating data supporting the FPR from the franchisor.

Request a supplemental FPR if you want specifics highlighting operating information about selected locations, or featuring years of operation, variations in services or geographic differences among units.

3


Approved Suppliers, Purchasing Requirements and Rebates FDD includes information on: •

How the franchisor selects and approves suppliers, products and services;

Whether the franchisee will be required to purchase from specific sources including the franchisor or a related company;

Whether the franchisor will derive revenue from those purchases, such as increased margins, rebates, or discounts;

Whether those funds are reinvested in the franchise system; and

Assess financial impact on business.

4


The Franchisee Network

Item 20 of FDD includes a list of the franchisor’s existing franchisees with contact information and a list of terminated franchisees as of the franchisor’s most recent fiscal year.

Item 20 also contains information about projected openings during the next year, closures during the prior year and a good sense of whether unit openings are keeping up with the development rights granted.

5


Management Team, Litigation and Financial Statements •

FDD is starting point for networking with franchisees and suppliers who have a history with the franchisor.

FDD provides information about franchisor’s management team/litigation filed against/by franchisor.

Information may include important red flags about a franchisor’s culture including repetitive litigation: •

Against franchisees for unpaid royalties;

Against the franchisor for misleading FPRs; or

Against the franchisor promised services.

for

failing

to

provide

6


Realistic Negotiation of Franchise Terms •

Franchisors typically restrict negotiation to certain types of issues (e.g. number of units to be developed, timeline for development, geographic area to be developed, financial assistance and fees).

•

Some franchise programs may feature phased-in requirements for training, FFE, technology and marketing for experienced franchisees or unique markets.

•

Prospects in new additional and/or training assistance especially as such customer.

or emerging markets may need market-specific advertising and relevant to the prospect's needs, relates to attracting the Hispanic


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