Lori Richards

Outside of Lori Richards professional life, she advocates for community service and strives to make a positive and lasting impact on people's lives. She believes everyone is responsible for giving back to society and helping those in need. Her unparalleled contributions to the finance industry have fostered a culture of compliance and accountability. Her tireless work has undoubtedly made the financial world safer for investors and left an indelible mark on the industry. The fruits of her labor continue to be seen in the strengthened regulations and improved industry practices that have become the norm in the modern financial landscape. Richards' exemplary career in the finance industry continued to thrive after her successful tenure at the Securities and Exchange Commission (SEC). Her transition to the private sector was marked by a shift to PricewaterhouseCoopers (PwC), where she served as Principal. With her exceptional expertise in regulatory compliance, She was a valuable asset to the firm, assisting various financial services clients. She was pivotal in developing and implementing risk management programs, helping clients understand and adapt to new regulatory requirements, and ensuring compliance with federal securities laws.