INTRODUCTION
Financial crime over the last 30 years has increasingly become of concern to governments throughout the world. This concern arises from a variety of issues because the impact of financial crime varies in different contexts. It is today widely recognised that the prevalence of economically motivated crime in many societies is a substantial threat to the development of economies and their stability.
This course is designed to provide a focused overview of the current key areas of financial crime, methods of prevention and detection as well as a good knowledge of the legal and regulatory environment under which organisations must operate .
Anti-Financial Crime Compliance & Risk Management training course is designed to provide a comprehensive guide to the key issues, legislation and implications.
OBJECTIVES
By the end of the Anti-Financial Crime Compliance & Risk Management training course, you will learn:
What is Anti-Financial Crime (AFC) compliance?
The international AFC compliance regime for financial services firms
Responsibilities of regulators, firms, senior management and staff
Should firms be doing more to combat financial crime?
What is your firm s AFC strategy? What are the financial crime risks in Global best practices in fraud detection and prevention; anti-money laundering processes and regulation as well as anti-bribery regulation
How to set up control systems and detect breaches
How to navigate through the relevant legislation and case law as well as indicating where new legislation is expected
How criminal activity has been detected and assets recovered via real-life case studies and examples
The role of regulators and the consequences of not complying with regulations and the law
WHO SHOULD ATTEND ?
Anti-Financial Crime Compliance & Risk Management training course is ideal for financial services professionals in roles such as:
Anti-Financial Crime
Compliance
Legal
Governance
Risk managers
Internal and external audit
Law enforcement and regulators
Professional advisers
COURSE OUTLINE
Day 1
Intrudction to Anti-Financial Crime (AFC) compliance
What is Anti-Financial Crime (AFC) compliance?
Review financial crimes including bribery and corruption, cybercrime, fraud, market abuse, money laundering, sanctions, terrorist financing, and weapons proliferation
Day 2
Review of the international AFC compliance regime for financial services firms
Responsibilities of regulators, firms, senior management and staff
Should firms be doing more to combat financial crime?
What is your firm s AFC strategy?
What are the financial crime risks in achieving your firm s commercial ambitions?
www.lpcentre.com
Day 3
Role and responsibilities of the AFC Compliance Function
Being an AFC Compliance Officer/Money Laundering Reporting Officer (MLRO) Working with senior management, business lines, control functions, and regulators
Day 4
Risk identification, measurement, assessment and management
Are you complying?
Maintaining policies and procedures, systems and controls: best practices
The importance of keeping good records
Day 5
Customer due diligence do you really know your client?
Suspicion reporting what should you report? when should you be suspicious?
Are human beings your weakest link? Delivering effective training and awareness Challenges of investigations, enforcement and litigation Programme will include many casestudies reviewing lessons to be learnt from enforcement actions, and many typologies. IN-HOUSE TRAINING
LPC Training is capable of conducting this training programme exclusively for your delegates. Please e-mail us on admin@lpcentre.com for further information and/or to receive a comprehensive proposal.
www.lpcentre.com
DOCUMENTATION
LONDON
Oxford Street Offices: London - Oxford Street
High-Quality material has been prepared by the LPC team for distribution to delegates. In addition, a special note pad to facilitate note-taking will be provided.
25 N Row, London W1K 6DJ
T: +44 (0) 20 80 900 464
CERTIFICATES
West London Office: 47 49 Park Royal Road
London NW10 7LQ
Accredited Certificate of completion will be issued to those who attend & successfully complete the programme.
SCHEDULE
Our Course timings commence at 09:00 and conclude at 13:00.
REGISTRATION & PAYMENT
T: +44 (0) 20 80 900 464
E: info@lpcentre.com
DUBAI Business Bay - Marasi Drive
Churchill Tower commercial 1, Office 107
T: +971 4 421 4616
Please complete the registration form on the course page & return it to us indicating your preferred mode of payment. For Further Information, please get in touch with us.
KUALA LUMPUR
CANCELLATION AND REFUND POLICY
Delegates have 14 days from the date of booking to cancel and receive a full refund or transfer to another date free of charge. If less than 14 days notice is given then we will be unable to refund or cancel the booking unless on medical grounds.
For more details about the Cancellation and Refund policy, please visit www.lpcentre.com/terms-and-conditions/
No. 03-06-05, UOA Business Park, Jalan Pengaturcara U1/51A, Section U1, Kawasan Perindustrian Temasaya, 40150 Shah Alam, Selangor
T: +60 19-305 5694
TRAVEL AND TRANSPORT
We are committed to picking up and dropping off the participants from the airport to the hotel and back.
www.lpcentre.com
www.lpcentre.com