Maples Group - ETF Service Offering

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ETF SERVICE OFFERING

A Complete Solution for Legal, Registration and Listing Requirements of ETFs

THE MAPLES GROUP ETF TEAM

Our ETF Team has earned industry-wide recognition for providing bespoke, cost effective services and innovative solutions for the establishment and market entry of ETFs on a multi-jurisdictional basis.

We are uniquely placed in the Irish market to offer clients a fully consolidated legal, registrations and listing service for ETFs.

We are uniquely placed in the European market to offer clients a fully consolidated legal, registrations and listing service for ETFs.

By combining expert local knowledge with full project management functionality, we deliver a powerful and efficient multi-jurisdictional solution, which frees valuable internal resources and generates significant added-value for our clients.

LEGAL SERVICES

Our long-standing ETF Team is comprised of leading lawyers and experienced industry professionals with a wealth of experience in advising clients on regulatory requirements and how to manage regulatory risk within their business.

We deliver practical, solution-focused and expert advice on the impact of developments at Irish, Luxembourg and European level as well as providing guidance on all legal, technical, operational and regulatory matters in relation to the establishment and on-going obligations for ETFs. We support our clients in dealing with the local regulator in a constructive and pro-active manner.

Given the depth of our knowledge and market share, we are well placed to support existing clients and those market entrants around the establishment and maintenance of ETFs, the implications of the current changes to ETFs and on the trends and areas of interest in the broader ETF market generally.

We have the unique experience of having led on the first European conversion of a mutual fund to an ETF. This required integration of the necessary elements of the ETF ecosystem into a previously existing mutual fund context.

We currently represent 210+ ETFS1 20% 210 +

We currently represent 210+ ETFS1

We have the unique experience of having led on the first European conversion of a mutual fund to an ETF. This required integration of the necessary elements of the ETF ecosystem into a previously existing mutual fund context.

We have the unique experience of having led on the first European conversion of a mutual fund to an ETF. This required integration of the necessary elements of the ETF ecosystem into a previously existing mutual fund context.

We have the unique experience of having led on the first European conversion of a mutual fund to an ETF. This required integration of the necessary elements of the ETF ecosystem into a previously existing mutual fund context.

We advise 20% of the issuers of Irish-domiciled ETFs including numerous innovative ETF products2, comprising large institutional banks as well as niche issuers.

We currently represent 210 ETFs¹.

We currently represent 210+ ETFS1. 20% 210 +

20% 210 +

1 Inclusive of sub-funds.

We advise 20% of the issuers of Irish-domiciled ETFs including numerous innovative ETF products2, comprising large institutional banks as well as niche issuers.

We advise 20% of the issuers of Irish-domiciled ETFs including numerous innovative ETF products2, comprising large institutional banks as well as niche issuers.

We take an active role in industry developments on ETF matters through our role on the EFAMA ETF Working Group.

We are at the forefront of the approval process of ETFs with the Central Bank and take an active role in industry development on ETF matters through our role on the Irish Funds ETF Working Group.

We are at the forefront of the approval process of ETFs with the Central Bank and take an active role in industry development on ETF matters through our role on the Irish Funds ETF Working Group.

We are at the forefront of the approval process of ETFs with the Central Bank and take an active role in industry development on ETF matters through our role on the Irish Funds ETF Working Group.

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DISTRIBUTION OF ETFs

Our Global Registration Services (“GRS“) and Listing Teams support our UCITS and UCITS ETFs clients (domiciled in Ireland and Luxembourg) by providing a full range of services, from market entry to on-going maintenance and compliance.

The GRS Team provides support and assistance to managers looking to sell their UCITS ETFs in foreign markets. Our experience covers in excess of 80 countries across Europe, Asia Pacific and other EMEA countries.

We offer our clients a range of services addressing regulatory aspects to help optimise fund

Our core GRS service offering includes:

distribution activities globally. We believe that by having a dedicated team solely focused on registration business, coupled with our experience in dealing with a broad range of local services, we provide the best service to our clients and can proactively identify areas where economies of scale can be achieved.

Market Intelligence

Market entry through the EEA Passport and / or restricted offerings

Local and overseas stock exchange listings on all major European exchanges

Maintenance and ongoing compliance

CONTACTS

Legal

Ireland Luxembourg

Peter Stapleton Managing Partner

+353 1 619 2024 peter.stapleton@maples.com

Adam Donoghue Partner, Co-Head of Funds & Investment Management

+353 1 619 2041 adam.donoghue@maples.com

Eimear O’Dwyer Partner, Co-Head of Funds & Investment Management +353 1 619 2065 eimear.odwyer@maples.com

Deirdre McIlvenna Partner

+353 1 619 2064 deirdre.mcilvenna@maples.com

Colm O’Donoghue Associate

+353 1 619 2116 colm.odonoghue@maples.com

Laura O’Connor Associate

+353 1 619 2115 laura.oconnor@maples.com

Manfred Dietrich Partner

+352 285 5 1210 manfred.dietrich@maples.com

Jennifer Burr Of Counsel

+352 285 5 1268 manfred.dietrich@maples.com

Global Registration and Listing Services

Emma Conaty

Head of Global Registration Services +353 1 619 2708 emma.conaty@maples.com

Clare McIntyre

Global Fund Registration & Listing Manager +353 1 619 7003 clare.mcIntyre@maples.com

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