From“NationalSocialists” to“Nazi”
History,Politics,andthe
EnglishLanguage
F
ANDREI A.ZNAMENSKI
Thelinguisticabridgementsindicateanabridgementofthoughtwhich theyinturnfortifyandpromote.
—HerbertMarcuse, One-DimensionalMan
IndowntownVienna,thereisasmallsquarecalledtheJewishPlaza(Juden Platz).Rightinthemiddleofthisareastandsahouse-shapedmarblemonument devotedtothememoryofsixty-fivethousandofAustria’sJewswhoperished duringtheHolocaust.Thenamesofvariousconcentrationcampstowhichthese victimswererelegatedarecarvedaroundthefoundation.Onthepavinginfrontofthis symbolic“marblehouse”arethreelargeinscriptionsengravedinthreelanguages:on theleftGerman,ontherightEnglish,andinthemiddleHebrew(seefigures1a,1b, and1c).TheGermanonesays,“ZumGedenkenandiemehralso65.000o ¨ sterreichischenJuden,dieinderZeitvon1938bis1945vondenNationalsozialisten ermordetwarden”(Incommemorationofmorethan65,000AustrianJewswhowere killedbytheNationalSocialistsbetween1938and1945).Whentranslated,sodoesthe Hebrewoneinthemiddle.YettheEnglishversionreads:“Incommemorationof morethan65,000AustrianJewswhowerekilledbythe Nazis between1938and 1945”(emphasisadded).
AndreiA.Znamenski isaprofessorofhistoryattheUniversityofMemphis. TheIndependentReview,v.19,n.4,Spring2015,ISSN1086–1653,Copyright © 2015,pp.537–561.
CommemorativephraseinGermanonthepaving infrontoftheJudenplatzHolocaustMemorial
TwoyearsagowhenIvisitedthismonumentforthefirsttime,Ididnotpaythe slightestbitofattentiontothatsmalllinguisticdiscrepancy.However,lastsummer whenIvisitedAustriaagain,Ibecameintriguedwiththispeculiarity.Tobeexact, mycuriositywassparkedwhenonthesamedayaftervisitingthatsite,Istrolled intoThalia,Vienna’slargestbookstore.Browsingshelveswithsocialscienceand humanitiesliterature,IstumbleduponaGermantranslationof Hitler’sEmpire:How theNazisRuledEurope, a2009bookbythenotedBritishhistorianMarkMazower. TheGermaneditionofthatbook(Mazower2009b),whichhasthesamecoverpicture,istitled HitlersImperium:EuropaunterderHerrschaftdesNationalsozialismus (Hitler’sempire:EuropeundertheNationalSocialismrule)(seefigures2aand2b).
Figure1a
JudenplatzHolocaustMemorialindowntownVienna
Figure1b
Figure1c CommemorativephraseinEnglishonthepaving infrontoftheJudenplatzHolocaustMemorial

Ieventuallydecidedtolookdeeperintotheoriginofthislanguageoddity.The firstthingonenoticesisthatwhenEnglish-speakingpeoplewriteandtalkabout Germanyofthe1930sand1940s,moreoftenthannottheyroutinelyusetheword Nazi. Thus,inEnglishwehavebooksandarticlesaboutNazieconomy,Nazilabor policy,Nazigeopolitics,Nazigenetics,andsoforth.Incontrast,whenGermansrefer tothesameturbulentyears,theyusuallyusetheterm NationalSocialism (Nationalsozialismus).Iftheyneedtoshortenit,theyoccasionallywriteNSorNSDP;thelatter isanabbreviationofthelongandall-embracingnameforHitler’sparty,theNational SocialistGermanWorkers’Party(NationalsozialistischeDeutscheArbeiterpartei). Infact,Hitlerandhisassociatesneverlikedorusedtheword Nazi. Theyalwayscalled themselves“NationalSocialists.”Incidentally,before1932,whentheBritishand AmericanmediacouldnotyetmakeuptheirmindsinwhichcamptoplaceHitler’s followers,theytoousuallyreferredtothemasNationalSocialistsorsometimessimply asHitlerites.
IntheEnglishlanguage,theword Nazi acquiredaverybroadmeaning.Like theterm fascist, itslinguistictwinexpression,itmovedawayfromitsoriginalcontext andenteredthemainstream.Nowitstaysthereasaloadedpoliticalsmear,which peopleonboththeleftandtherightusewhentheyneedtoputdowntheir opponents.BecauseintheWestthecrimesofHitler’sregimewereexposedmore widelyanddeeplythanequivalentormoremonstrousperpetrationscommittedby othermodernvillains,inpopularperception,“Nazi”Germanybecamethesymbol oftheultimateevil.Ifinaheatedpoliticaldebatepeopleapplythissinisterstickerto politicalopponents,theyclearlywanttodrivethemoutsideofacivilizeddiscourse andturnthemintomoraloutcasts.Thus,duringtheGeorgeW.Bushadministration,especiallyafterhisIraqiadventure,theLeftfrequentlyreferredtohim,Dick Cheney,JohnAshcroft,andtherestofhisneoconservativeretinueas“Nazis”or
byMarcMazower
“fascists.”Conservativemediafrequentlyoperateswiththesamelabel.Forexample, fromtherightonecanhearsuchsmearexpressionsas“lesbo-Nazi,”“femi-Nazi,” and“GreenNazi.”1 Infact,“Nazi”hasalreadytransgressedboththeleftandthe rightpoliticalvocabularyandisnowfirmlystuckinourcolloquialusageasadismissivereferencetosomebodywhoisstubbornlyrestrictiveaboutsomething.Remember“grammarNazi”orJerrySeinfeld’sfamous“soupNazi”?
However,goingbacktotheparticularcontextofGermanyinthe1930sandthe 1940s,RichardOvery,aprominentBritishhistorianofnationalsocialism,recently wonderedwhywecontinueusingtheword Nazi inreferencetoHitler’sregimewhen “historianswhowriteabouttheSovietUnionunderStalindonotusuallydescribeits featuresas‘Commiethis’or‘Commiethat.’”HestressesthatinEnglish Nazi becameashorthandtermthatobscuresmorethanitexplains,andhecautionsusthat “sloppylanguageisanenemytoproperhistoricalexplanation”(2013,3).Thus, Overywarnsthatanindiscriminateapplicationoftheword Nazi toallthingsGerman
1.Formoreabout“Nazi”namecallinginU.S.politicsasasymbolicdenunciationof“ultimateevil,”see Gallagher2005.
Figure2a
English-languageeditionof Hitler’sEmpire
inthe1930sandthe1940screatedafalseperceptionthattheentirecountryalong withallitsculturalandsocialinstitutionshadbeentotallycontrolledbytheNational SocialistParty.Heassuresusthatthiswasnotthecaseandthat“Nazi”Germanywas nottheomnipresentandorderlytotalitarianmonolithwethinkitwas.Followingthe mostrecentscholarshiponHitler’sdictatorship,hepointsoutthattherewereinfact pocketsoflifeinart,music,science,andleisureactivitiesthatwereweaklyorhardly affectedbythedominantideology.ItappearsthatOverywantstoassureusthatifwe replaced Nazi with NationalSocialist, ourunderstandingofHitler’sGermanywould besomehowmorenuanced.Inhissuggestion,onefeelsanunspokenassumptionthat thedefinitionof NationalSocialism isless“totalitarian”thanthedefinitionofthe sinisterandloaded Nazi.
Unfortunately,Overy,whoIamsureknowsmoreaboutthetopicthanhe revealsinhisessay,hasglossedovertheoriginofthisabbreviation,nottakingus throughtheentirehistoricalandetymologicalmazetoshowhowandwhyitemerged andentrencheditselfinEnglish.Inoneparagraph,hehassimplysummarized:
Thetermoriginatedinthe1920swhencontemporariessearchedforsome wayofgettingroundthelong-windedtitleoftheparty—theNational SocialistGermanWorkersParty(NSDAP).Itwasusedchieflybythe
Figure2b
Germantranslationof Hitler’sEmpire byMarcMazower
enemiesofthepartyandneverbytheregimeitself.Theterm“Nazi”or “theNazis”hadstronglynegativeassociations;itwasemployedasaquick wayofdescribingamovementpopularlyassociatedinthemindofleft-wing criticsoutsideGermanywithauthoritarianrule,stateterror,concentration campsandanassaultontheculturalvaluesoftheWest.Thetermthen,and now,wasloaded.(2013,3)
Let’sunpackthatbriefstatement,forIamconvincedthatwearenotdealingjustwith left-wingcritics’desiretogetaroundthelongnameofHitler’sparty.Itseemsthatthe originalchoiceoftheterm Nazi alsohadsomethingtodowithwhatGeorgeOrwell (1968)famouslyreferredtoas“politicsandtheEnglishlanguage.”Inordertoperform thatunpacking,Ineedtomaketwodetours:thefirstoneintothehistoriographyof NationalSocialism,particularlyintohowscholarshavewrittenaboutitseconomicand socialpolicies,andthesecondoneintothemindofitsleft-wingcriticsoutsideGermany.
WinnersWriteHistory:DisentanglingtheNazi fromSocialistTradition
WhatisintriguingaboutOvery’ssuggestionaboutpartingwiththeword Nazi and shiftinginsteadtotheexpression NationalSocialism is HistoryToday’sreadersreaction whentheyreadhisessay.Manyofthemwerenotenthusiasticabouthissuggestion. Moreover,oneofthemrushedtorebuketheprofessor,insistingthattherewasnoissue here.ThisreaderassuredOverythat“Nazism,whenusedtodistinguishtheGerman variantoffascism,isausefulword.”Besides,asthisreadercorrectlyremarked,many stillrefertowhathadbeengoingoninGermanyinthe1930sas fascism, usingthe latterwordasasynonymfor Nazi. Thisreaderwasconvincedthat fascism, theexpressionthathadbeenpeddledmostlybytheCommunistLeftinthe1930s,wasinfact moreprecisethan“colloquialNazism”andfarbetterthan“moremisleadingNational Socialism.”ThiscommentatoralsoconfidentlyenlightenedProfessorOverythat Hitler’sregimewas“neithernationalnorsocialist,butratherakindofoligarchywith anobsessionwith‘racial’purityrunningupitsspine”(“Comments”2013).
WhatthisparticularreaderthrewtoOvery’sfeetisveryinstructive.Hisargumentswerekeypointstakenfrommainstreampopularandtextbookliteraturethat stillcontinuetoinformourperceptionsofHitler’sGermany.Eventhoughforthe pastseveraldecadesscholarshavedebunkedsomeofthosehouseholdassumptions aboutNationalSocialism,theirnewapproacheshavenotalwaystrickledintomainstreammediaandpedagogy.Amongthesenewfindingsaretheregime’s“progressive socialpolicies”2 suchasprofessionaltrainingandexpandedwelfarebenefits,the
2.GermanhistorianNorbertFrei(2001)usesthisexpressioninhislandmarkbook DerFu¨hrerstaat: NationalsozialistischeHerrschaft1933bis1945.
attemptstoestablishsocialequalityforthosewhowereincludedintothepeople’s community(Volksgemeinschaft)ofGermans,andtheemotionalsatisfactionmany commoncitizensoftheThirdReichfeltfrompartakingofthe“totalitarian”ideological,economic,andsocialsystem.3 ThemistakennotionofHitler’sregimeasan “oligarchy,”whichallegedlyimposeditselfontheinnocent“virgin”populaceand whichoppressedthemajorityofGermans,stillresonateswithmanywritersofpopular literaturebothontheleftandontheright.
HereIamparticularlyinterestedinaddressingso-calledmisleadingNational Socialism,anotionthatstillsoundsappealingtothewritersontheleft.Wellintothe 1980s,alargenumberofhumanitiesandsocialsciencescholarswhostudiedmodern dictatorshipsroutinelyassumedthattherewasnothingsocialistaboutthe“Nazis.” Thiswasnotsomekindofintellectualdishonestyonthesescholars’part,assome conservativeauthorsfrequentlyimply.Itwassimplya“commonsense”approach shapedbythepopularMarxistandpost-Marxistintellectualbubbleinwhichthey grewup.Infact,theirintellectualstancewentbacktothetimeoftheantifascist PopularFrontideologyofthe1930s,whichviewedHitler’sandMussolini’sdictatorshipsasextremecapitalismatthetimewhenitwasmakingitslaststandbeforepassing away(Brown2009,7–8).TheeffortsofBritishandAmericanwartimepropagandato cementanalliancewiththeSovietUnionagainstNationalSocialismanditsallies inthe1940senhancedtheviewthatHitler’sregimehadnothingtodowithsocialism (Raico2012,141).
Laterscholarlytrendsblurredthepictureevenmore.Inthe1950s,formany WesternleftistsandliberalstheColdWarconfrontationendedtheirromancewith StalinistRussia,andnowStalinmoreoftenthannotwasrelegatedtothesame companywithHitler.ThoseColdWaryearsinspiredso-calledtotalitarianstudies (Gleason1995,72–88,108–42),whichappealedmostlytoanti-Communistleftists andliberalsaswellastothewritersontheright.The“totalitarianschool”viewed Hitler’sandStalin’sregimesasalienrepressiveforcesthatimposedthemselvesonan innocentpopulaceandexercisedtotalcontroloversociety.Theninthe1960sandthe 1970s,withtheascentoftheNewLeftinacademia,the“totalitarianschool”slowly lostitsinfluence,andmuchofscholarshiponfascismandNationalSocialismwasnow informedbythe“authoritarianpersonality”approachandbyvariouspost-Marxist studies,whichwereintellectuallylinkedtothepopularFrankfurtSchool.Inaddition toviewingHitler-typeregimesasthelast-ditchresistanceofdecayingcapitalism, scholarswhoworkedwithinthe“authoritarianpersonality”traditionbegantotreat NationalSocialistGermanyandStalinistRussiaasformsofcollectivepathology. Itwasonlyinthe1980sthatwritersbegantolookseriouslyintothesourcesofthe 3.See,forexample,suchlandmarkstudiesasFrei2001;Gellately2001;Baranowski2004;Overy2004; especiallyAly2007a,2007b;GeyerandFitzpatrick2009;andSteberandGotto2014.
masssocialsupportforthosedictatorshipsandtoexplorethematerial,emotional, andculturalmotivesthatforcedpeopleto,inErichFromm’s(1941)expression, “escapefromfreedom.”
BecausetheSovietUnionandtheWesternLeftcameoutofWorldWarII onthevictoriousside,andbecauseHitler’sGermanywasdefeated,National Socialismwasnaturallydisentangledfromsocialisttraditionandeventually becamesingledoutasauniquelyevilphenomenonwithnoanalogiesinhuman history.SuchdistortedlensesobscuredasimplefactthatHitler’sregimebelonged tobroadsocialisttradition.Tobemoreprecise,justlikeStalinistRussiaand Mussolini’sItaly,theGermanyofthe1930swasoneoftheextrememanifestations ofinterwarmilitantpopulismthathingedonthreepillars:collectivism,activist statism,andsocialengineering.InthewakeofWorldWarI,thismilitantpopulism moreoftenthannotchanneleditselfthroughexistingsocialisttradition(Brown 2009,10).Asweknow,itiswinnerswhowritehistory.Thatiswhyuntilrecently westillhaveapopularnarrativelinethat,notwithstandingalltheirwickedthings, the“Reds”areallinallstillprogressiveandthereforearebetterthanthereactionary“Browns.”
Onetypicalexample,outofmany,willsufficetodemonstratethistrend. In1983,historianEveRosenhaftpublished BeatingtheFascists atprestigious CambridgeUniversityPress.HerbookexploresfistfightsbetweenHitler’sStorm TroopersandCommunistparamilitaryunits,whowereequallybrutalandruthless. ThetitleandthetextclearlyshowthatRosenhaftsympathizeswiththeRedthugs. ShedoesnotmentionthattheCommunists’majortargetwasnotHitler’smovement buttheGermandemocraticstate,whichtheCommunistswantedtodestroyand replacewiththeirownproletariatdictatorship.Toher,theCommunistswerecarriers of“noble”goals,sotheirviolencewasvalidandredemptive.Conversely,the“fascists’”violencewasbad.WhenRosenhaftdescribeshowCommuniststreetfighters lootedstores,sheputstheword plundering inquotationmarks(1983,53).Inher view,these“proletarianshoppingtrips”represented“sporadicimpulsestowards directcollectiveactionsfortheimmediatereliefofmaterialhardship”(53).Incontrast,shepicturessimilaractionsbyfascistsaspredatoryandcriminal.Without mentioningthisesteemedscholarbyname,historianTimothyBrownhascompletely debunkedRosenhaft’sideologicallydriventhesisbyshowingthat,infact,CommunistandNationalSocialistfootsoldierssharedthesameculturalspace(2009,5–6). Hedemonstratesthatthestreetfighterswhorepresentedthetwopolesofthis radicalculturewereneverseparatedbymonolithicwallsandinfactfrequently shiftedsidesandcross-fertilizedeachother.Nevertheless,untilrecently,Rosenhaft’s approachhasbeenrathertypicalamonghistoriansofmodernEurope.Andthe reasonIchosetosamplethisparticularbookissimplythatin2008Cambridge UniversityPressdecidedtoreprintitwithoutanychanges.PrivilegingtheLeft ingeneralandCommunistsinparticularverymuchdistortsthestateofthefield andaffectstextbookliterature. 544
“Hitler’sWillingBeneficiaries”:FromDeficitSpending toSocialismattheExpenseofnon-Germans
RecentscholarshipshowsthatHitler’sregimewasinfactbothnationalistand socialist.4 Whenthedictatorandhisganglabeledtheirideology“NationalSocialism,”theyreallymeantit:theirgoalwastoempowerallpeopleof“Aryanstock”at theexpenseofnon-Germans.WhereasStalincannibalizedhisownpopulation, expropriatingandphasingoutsegmentsofsocietyonthebasisoftheirsocialand classorigin,Hitlerrejectedclasswarfareandactedasa“benign”dictatortoward Germanpeople.HisbiopoliticsaspiredtomoldthemembersoftheAryan“tribe” intoanall-inclusive“people’scommunity”(Volksgemeinschaft)byupliftingthem notthroughattackson“class”aliensbutonethnicandracial“others.”Hence,the ideologicalemphasisofHitler’sregimeontheexpropriationofresourcesbelonging tonon-Germansandtheexploitationoftheirslavelabor.
Strictlyspeaking,themessageofNationalSocialismwasnotradicallydifferent fromthatofotherformsofegalitarianismandsocialism:strongantibourgeoissentimentsexpressedthrougharadicalempowermentofaselectedgroupofpeopleatthe expenseofothergroups.Moreover,theultimategoalsofnationalandinternational socialismswerethesame:theengineeringofaclasslesssociety(Overy2004,230). WhatmadeNationalSocialismnovelanddifferentfromearlierformsofsocialism wasanattempttoblendtheideasofsocialjusticeandrevolutionarynationalism (Aly2007b,323).AsphilosopherandeconomistWernerSombartexplainedinthe late1930s,theterm NationalSocialism meantanationalunionthatwasbasedon theconvictionthatsocialismandnationalismdependedoneachother(1937,113). ThisprominentMarxistscholarwholaterbecameanardentfellowtravelerofHitler elaborated:“ThisviewpointofNationalSocialismisbaseduponthethoughtthat thereisnotsocialorderhavinggeneralvalidity,butthateveryordermustbesuited totheneedsofaparticularpeople”(113).Hitlerhimselfwasmoresuccinctand preciseinexplaininghisideologicalgoalas“thesocialismoftherace”(qtd.inOvery 2004,232).
In1920,whenagroupofdisgruntledwarveteransanddriftersgatheredin MunichandconstituteditselfastheNationalSocialistGermanWorkers’Party,itwas notsimplyarhetoricaltrick.Itwasaradicalattemptto“cleanse”powerfulGerman socialisttraditionofits“harmful”class-basedcosmopolitan“Jewish”traitsandmake itservetheinterestsoftheclasslessGermannationalcommunity.Thisprojecthad allchancestosucceed.VictoriousFrance,Britain,andtheUnitedStateshad unwarrantedlyblamedandpenalizedandthusdeeplyhumiliatedGermanyforWorld WarI.Inthesecircumstances,itwasperhapsnaturalthattheGermansocialisttraditionwastoreceiveapowerfulinjectionofnationalism.AlthoughtheGerman
4.ThebestandmostcomprehensivestudyofsocialistelementsinHitler’spoliciesis Hitler’sBeneficiaries byGotzAly(2007a,2007b).
CommunistPartywideneditspopularityduringtheGreatDepression,inconditions oflingeringpostwarnationalhumiliationtherewasnotmuchroomleftforinternationalsocialiststomaneuverpolitically.ItwasthusnotdifficultforHitlerand hisassociatestopurgeGermansocialismofitscosmopolitanMarxisttraitsandto channelpowerfulanticapitalistsentimentsintoaracialandculturalwarfareagainst theJews,theinternationalistLeft,andwhattheyreferredtoasthe“Western capitalistoligarchy.”
Incidentally,historianMichaelKellogghasrecentlynotedthatpriortotheend ofWorldWarI,Hitlerwasnotobsessedwithanti-Semitism(2005,4).Infact,inthe earlyyearsthebehaviorandutterancesofthewould-bedie-hardanti-Semitedictator manifestedconventionalsocialistleanings.Itwasonlyin1918–19,whenGerman pridewaswoundedbythehumiliatingsurrender,thatHitlerdriftedtowardradical nationalism,justlikemillionsofhis“Aryan”compatriots.Inhiscase,nationalismwas toppedupbyavirulentanti-SemitismthatheabsorbedfromhisnewMunich acquaintances,mostlyBalticGermanandRussianeliteexpatriates,whohadbeen disempoweredbyurban-basedleftradicalsrepresentedbycosmopolitanRussianand ethnicdiasporarevolutionaries.
TheGreatDepression,whichplungedGermansocietyintodesperatepoverty,completedtheideologicalmutationofpeoplelikeHitler,shapingtheminto whatlaterbecameknownasNationalSocialists.Thus,thehistoricalcircumstancesofGermanytransformedtheoriginalmessageofsocialism—adoctrine oftheuniversalliberationofthepoor—intoanationalistprojectofempowermentfortheGermansonly.Driftingalongwiththerestofhiscompatriotsfrom socialtonationaljustice,WernerSombart,theeconomistImentionedearlier, reflectedwellmanyGermans’sentimentsduringtheinterwaryearswhenhe stressed,“FormeGermanSocialismsignifiesnothinglessthanSocialismfor Germany,thatis,aSocialismwhichaloneandexclusivelyappliestoGermany” (1937,114).
LeftauthorshaveinsistedthatHitler’sregimetoyedwiththeword socialism for purerhetoricalpurposesinordertodeceivethemasses.Inreality,Hitlerwas truly a NationalSocialist.TotheveryendofWorldWarII,whenhiscausewasalready doomed,thedictatorcontinuedtobeconcernedaboutGermans’well-being,distributedplunderedlootandapartmentstothevictimsoftheAllies’bombing,and rationedfood,makingsurethatthepeopleofthe“Aryanstock”wouldnevergo hungry.AremarkfoundinthememoirsofAlbertSpeer,theministerofwarproductioninHitler’sGermany,isveryrevealing:“Itremainsoneoftheodditiesofthiswar thatHitlerdemandedfarlessfromhispeoplethanChurchillandRooseveltdidfrom theirrespectivenations.TheGermanleaderswerenotdisposedtomakesacrifices themselvesortoasksacrificesofthepeople.Theytriedtokeepthemoraleofthe peopleinbestpossiblestatebyconcessions”(1970,214).
Moreover,theHitlerregime’sseemingbizarreattemptstoeliminatetheJewsby divertingneededtrainsandtruckstodeliverthemtoconcentrationcampsatthevery
endofthewaroriginatednotonlyfromsomeirrationalhatredoftheJewsbutalso fromanobviouseconomic“rationale”—adesiretoexpropriateandannihilatethe Jewryinordertoconservelimitedfoodresourcesforthe“Aryan”Germans.Inthis particularcase,thereasoningwasverysimple:theGermansweretobesustained throughtheeliminationof“parasites”and“uselesseaters.”The“existential”antiSemiticsentiments,whichalwayslingeredonthemarginsofEuropeantradition, servedhereasaconvenientexcuseforaneconomicexpropriationoftheJews.
ThemostnotoriouscaseofWorldWarII’sHolocaust—thekillingof1.2million PolishJewsunfitforworkin1942—wasjustifiedexclusivelyineconomictermsasthe needtoreleasefoodsuppliesforGermans’use.In Bloodlands:EuropebetweenHitler andStalin (2010),TimothySnyderremindsusthatthesamerationalestoodbehind theeliminationof3millionSovietprisonersofwarand3millionPolesthrough starvation,whichtookplaceapproximatelyatthesametimethePolishJewswere killed(169–70;seealsoAly2007b,193,279,285–86).Inthe1990s,inhisbestsellingbook Hitler’sWillingExecutioners (1996)politicalscientistDanielGoldhagen unfairlyplacedallwartimeGermansinthenationof“willingexecutioners”fixated ontheeliminationoftheJews.Twistingabitthissillyassumption—amirrorimage ofHitler’spropaganda—amoreappropriatewaytodescribethesentimentsofthe Germanpopulaceinthe1930sand1940swouldbetosaythattheywere“Hitler’s willingbeneficiaries.”
WhenHitlertookpowerin1933,hestrovetokeepworking-classpeoplehappy bydoublingtheirholidayentitlements,eliminatingthetaxingofovertimepay, crackingdownonlandlordswhowantedtoraiserents,andintroducinganationwide healthinsurancethatincludedretiredpeople.Themostambitiouseffortsinthis directionweregrandprojectsofmasspublicworks,whichincludedroadconstructionandmilitarybuildup.Tothepopulace’sgeneraljoy,theregimeeventually eliminatedunemployment.Asymbolicgesturethatwastoshowtheregime’ssensitivitytothepeopleoflaborwasitsdeclarationaboutmakingMay1anofficial holiday(Frei2001,58,85).
Generouswelfareandsocialpoliciesaswellasgrandpublic-worksschemes andmilitaryindustryexpansionwereaccomplishedthroughhorrendousdeficit spending.Asaresult,by1938theGermangovernmentwasonthevergeofbankruptcy.Hitler’sassociateswereconstantlyworriedaboutlosingpopularsupport, whichtheyhadtorepeatedlypurchasethroughthedistributionofvariousbenefits. Thenumberonequestionwashowtocoverthehugefinancialholecreatedbythe runawaybudgetdeficit.Again,thedoctrineofNationalSocialismalreadycontaineda naturalanswer—bygoingafterthemoneyandresourcesof“unworthy”domestic aliensandespeciallyaftercountrieswithdevelopedindustriesandabundantnatural resources.ByexpropriatingJewishpropertiesfirstandthenbymanipulatingoccupied nations’currencies,confiscatingtheirrawmaterialsandindustries,andplundering theirpreciousmetals,Germanywasabletosustainitself(Aly2007b).Thiswaspure andnakedpredatorybehavior—inotherwords,NationalSocialisminaction.
Becauseoftheseefforts,theregimeenjoyedtheoverwhelmingsupportof theGermanpopulation,includingthosewhowerenotexactlythrilledabout Hitlerinthefirstplace.Attheveryendofthewar,MinisterofPropaganda JosephGoebbelsoptimisticallypredicted,“Againandagainweseeonefact:that wewillneverlosethiswarbecauseofthepeople.Thepeoplewillpersevereinthis waruntiltheirlastbreath”(qtd.inConnelly2009,34).Asitturnedout,hewas totallyright:havingapersonalstakeintheexistingsystem,Germansresistedto theveryenduntiltheyweretotallyoverpoweredbysuperiorSoviet,American, andBritishforces.From1939to1945,the“Aryans”neverwentonstrikeand neverrebelledagainsttheirowngovernment.Itisnotable,forexample,thaton theeasternfrontnotasingletown,exceptGreifswald,wassurrenderedwithouta fight(Connelly2009,34).
NationalSocialism,NationalBolshevism,andBeyond
Despitethemeteoricriseandthenrapidcollapseofthe“one-thousandyear”Third Reich,thenovelideapioneeredbytheNationalSocialistssurvivedwellafter1945. Betweenthe1950sandthe1970s,itwasrekindledbymanyThirdWorldnational liberationmovements,whichfrequentlysoughttoempowertheirown“tribes”atthe expenseofethnicandracial“others.”Inthiscontext,itisinterestingtonotethat attheveryendofthewarHitlerprophesizedthatifGermanyweredoomedtoperish, itsNationalSocialistideologywouldneverthelessreemergeinnon-Europeancountries(Weissmann1996,291).Servingasinstructiveproofthatthismorbidprophecy cametruearevariousThirdWorldnationalliberationmovements’numerous attemptstobuildegalitariansocietiesfortheirown“tribes”attheexpenseofothers “tribes.”Frequentlytingedwithclassanimosity,theseethnicandracialassaultsusuallytargetedparticularminoritygroupsthatdemonstratedvisibleeconomicsuccess. IncludedamongtheseattacksaretheAminregime’sbrutalpersecutionoftheHindu merchantsinUgandaandtheMugabevigilantes’maraudingraidsonorexpropriationofwhitefarmersinZimbabwe.Throughoutthetwentiethcentury,withrapid modernizationandthedeclininginfluenceofmainstreamreligions,socialismand nationalismbecameintimatebedfellows,providingpeopleanidentityandanewfaith. Thesourceoftheirintimacywastheircommoncoreprinciples,collectivismand groupthought,whichallowedregimestoquicklyshiftbackandforthfromclass warfaretoethnicwarfareortopracticebothsimultaneously.
TheexperiencesoftheSovietUnion,China,Yugoslavia,Vietnam,Cuba,and manyothercountriesthatclaimedtobebuildingsocialistsocietiesshowthatbythe endofthe1980salltheseregimes,despitetheiroriginalinternationalistandcosmopolitanrhetoric,eitherturnedtomobilizingtheirmassesagainstnationalenemies abroadorsimplymutatedintoxenophobicprojectsthateventuallycametotarget cultural,racial,ethnic,andforeign“others”insteadof“classenemies”withintheir borders.Itwasalsonotcoincidentalthatinpost-CommunistEurasia,throngsof
formerapparatchikssuchasSlobodanMilosevichinSerbiaandNursultanNazarbaev inKazakhstanquicklyreinventedthemselvesasdie-hardnationalists.
Oneofthebestexamplesofsuch“socialismtonationalsocialism”metamorphosisisthetransformationoftheStalinistSovietUnion.Inthe1930sandthe 1940s,thatcountryof“classicalsocialism”evolvedfromcosmopolitaninternationalistBolshevism,whichhadpeddledthesloganofworldrevolution,intoNational Bolshevism,whichwasconcernedabout“socialisminonecountry”andpropagatedapeculiarideologicalhybridoftraditionalMarxismwithitsclassapproach andpatrioticmythologybasedonSoviet/Russiannationalism(Brandenberger 2002).Ironically,thisparticularideologicalevolutionprovedanotherprediction issuedbyHitler,who,fullyunderstandingthemorbidpowerofnationalism, oncestressedthatthepoliticaltrendwouldnotbeGermanygoingBolshevikbut StalinistRussiagoingNationalSocialist(Brown2009,47).Inthe1930sand1940s, naturaloutcomesoftheStalinistshiftwerethemassexileandtargetedexecutionsof thediasporaBolsheviksandlaypeoplerepresentedbytheJews,Poles,Greeks, Germans,Chinese,Hungarians,andFinns,ofwhoseloyaltiestheSovietstatewas notcertain.
ApowerfulNationalBolsheviktrendwasalsopresentintheGermanCommunistPartyintheearly1920s(AscherandLewy1956).Atthattime,someGerman CommunistactivistscompetedwithNationalSocialistsforinfluenceonthemasses, glorifyingtheGermanarmyandtellingpeoplethattheyshouldworktorevive GermanyinalliancewiththeSovietUnionagainstthe“evil”West.Atonepoint, theseelementsformedthesplinterCommunistWorkersParty.Liketheir“Nazi” twins,theseCommunistactivistscondemnedparliamentarydemocracy,praisedmartialvalues,denouncedJewishcapitalists,andevencameupwithapeculiartheorythat Germanlaborcouldeffectivelysetupadictatorshipoftheproletariatonlythrough therevivednationalarmy.GermanNationalBolshevikswereabletoswaytotheirside manyofficersandwarveterans,whofoundsuchanideologicalbrewofnationalism andanticapitalismveryappealing.Moreover,theNationalBolshevikactivistssometimesinvitedNationalSocialistPartyspeakerstoaddressCommunistcrowdsand evenprintedpostersthatflashedboththeredstarandtheswastika(Marcuse2013, 179–80;Neumann2013a,154–55).TimothyBrown,whohasexploredWeimar Germany’sleftandrightradicalculture,writesabouttheexistenceofthewhole segmentofstreetfightersnicknamed“beefsteaks”(brownonthesurface,redonthe inside).Thislargered-brownmasswithconstantlyshiftingloyaltieswasattractedto theideasofsocialism,nationalism,andrevolutionthatwereadvocatedbyboththe NationalSocialistandCommunistParties(2009,4,79).Atonepoint,after1930, inalastdesperateefforttowinoverthemasses,theGermanCommunistParty madeanattempttobackupandwidenthoseNationalBolsheviksentiments.Yetit wasalreadytoolatebythen:NationalSocialismhadalreadytakenoverthepolitical playingfieldofmilitantnationalismmixedwithanticapitalismandanti-Western sentiments.ItisnotablethattheverynotionofHitler’sideologyas“socialismof
therace”camefromtheGermanNationalBolshevikoutlookofthe1920s(Overy 2004,232).
Fromtheverybeginning,theWesternLeftfeltuncomfortableaboutthe egalitariansocialistelementsinHitler’spoliciesandtriedtoplaythemdown (Hannan2014).Thisapproachwaslaterreflectedintextbooksandpopularmainstreamliterature.Sincethe1930s,theLefthaspeddledtwoversionsoftheHitler myth.Accordingtothefirstone,Hitlersprangoutofacapitalistcocoonasa puppetoflargeindustrialmonopoliesthatmanipulatedmillionsofGermans, mostlythemiddle-classor“pettybourgeois”people,intoacceptinghimastheir leader.WriterswhostucktothisversioninsistedthatdictatorssuchasHitler, Mussolini,andthelikewerethelast-ditcheffortofdecayingmonopolycapitalism thatusedthemintheirdesperatedesiretosavethatsystemfromitsfinaland unavoidablecollapse.Recentscholarshipshowsthatthisviewofmonopoliesasthe spearheadsofNationalSocialismistotallyuntrue.Infact,manylargefinanciersdid notoriginallytrustNationalSocialists,viewingthemastheright-wingversionof Bolshevism.Itisestimatedthatfrom1925to1933Hitler’smovementenjoyeda substantialsupportamongblue-collarworkers(whocomposed31percentof NationalSocialistPartymembership),mostlyfromnonunionsmallworkshops, andamongpublic-sectoremployees(9percent).Together,thesetwogroupscomposed40percentoftheNationalSocialistPartymembership.Thisnumberfar exceededthenumberoffarmers(10percent),professionals(4percent),andthe so-calledpettybourgeoiselement,whonevermadeupmorethan20percentofthe party(Mann2004,378).Moreover,bythemid-1930s,withtheirprogramsoffull employmenttheNationalSocialistswereabletowinoverthesympathiesofthe workersatlargeindustrialplants,agroupthatpriorto1933hadtraditionallyjoined theSocialDemocraticParty(70percent)andtheCommunistParty(80percent) (Gellately2001,15;Mann2004,159–60).Itisalsonotablethatby1933in Schutzstaffel(ProtectiveSquadronorSS)unitsthenumberofpeoplewithaworkingclassbackgroundreached41percent(Mann2004,380).Furthermore,theleadershipofthe“bourgeois”ultraconservativeGermanNationalPeople’sParty,theconservativeGermanPeople’sParty,andtheCatholicCenterleadershipwasrepresented bylandlords,industrialists,andhighexecutives,whereasamongtheNationalSocialist leaderssuchindividualswereveryrare.Overall,theNationalSocialistPartywasa multiclassnationwidemovementincontrasttothepartiesontheleft,whichwere “proletarian,”andtothepartiesontheright,whichwere“bourgeois”(Mann2004, 160,163).
Despitethesehistoricalfacts,theviewofHitler’sdictatorshipasaregimeinitiatedbycapitalistsandbackedupbytheGermanmiddle-class“pettybourgeoisie”was repeatedthousandsoftimesbyCommunistsandSocialDemocratsandeventually becamepartofthemainstreamhistorynarrative.ManystudentsofHitler’sGermany, includingsuchpopularnonsocialistwritersasAlanBullock(1971),begantaking itforgranted.
ThesecondversionoftheHitlermyth,whichemergedinthe1930sandbecame popularamongliberalsandthenon-CommunistLeft,insistedthatHitlerwasa demoniccharismaticdictatorwhotookadvantageoftheGermanpeople’ssadomasochisticandauthoritariannature.Itisarguedthat,buildingonthedesperation causedbytheGreatDepression,hesinglehandedlycaptivatedtheentirenation. Today,thispsychologicalviewisusuallypropagatedthroughcoffeetablebooksand TVshows.ThemostrecentexampleistheBBCdocumentary TheDarkCharisma ofAdolfHitler (Rees2012).5
SelectiveResearchbyGermanRefugeeIntelligenceExperts
WhoshapedthesetwoversionsoftheHitlermythology?ThetaleaboutHitlerasa puppetofbigbusinesswasdisseminatedmostlybytheCommunists.Atthesame time,manynon-Communistleftandliberalwriterssharedthat“capitalist”interpretation.However,thelatteralsofavoredthemythaboutthe“sadomasochistic”origin ofHitler’sdictatorship.InstrumentalinshapingthesetwotalesamongBritishand AmericanaudienceswereGermanandGermanJewishrefugeeintellectuals,who broughtwiththemtoGreatBritainandtheUnitedStatesaparticularvocabularyfor talkingabouttheirformercountry.Ideologically,theyweremostlypeoplewitha clearlyleftpoliticalorientation(Gleason1995,33).Itwasthesepeoplewho mainstreamedtheuseoftheexpression Nazi inEnglish.
Amongtheserefugeeintellectuals,agroupofleft-winge ´ migre ´ scholarswho collectivelycalledthemselvesthe“FrankfurtSchool”playedacrucialroleinshaping theAnglo-AmericanvisionofNationalSocialism.TheFrankfurtSchoolwasadisparatecommunityofhumanitiesandsocialsciencescholarswithMarxistbackgrounds. OriginallyclusteredaroundtheInstituteforSocialResearchinFrankfurt,Germany, theylaterescapedfromHitlertotheUnitedStates,wheretheyregroupedinNew YorkCity.Theirmajorintellectualsignaturewasanattempttomoveawayfromthe economicdeterminismofclassicalMarxisminordertohumanizeKarlMarx’steachingandmarryittoSigmundFreud’sideas.Thesescholars’writingslatercameto exerciseapowerfulinfluenceonAmericanintellectualcultureandshapedtheminds ofanentiregenerationofAmericanandBritishsocialscholarsinthe1950sandthe 1960s.Forexample,ErichFromm,oneofthe“Frankfurters,”becameadeanof Westernpoppsychologyandaprominentcounterculturaliconinthe1960s.During thesamedecade,hisfriendHerbertMarcusebecameanintellectualgurufor theNewLeftmovement.TheircolleagueTheodoreAdornospearheadedresearch intotheso-calledauthoritarianpersonality,whichdeeplyaffectedtheAmerican intelligentsia’sviewofpoliticsandhelpedtomarginalizeasaformofpathologyany ideasthatdidnotfitleftormainstreamliberalideologies.
5.ThebestearlyexampleofthepsychologicalinterpretationofHitler’sdictatorshipistheclassical Escape fromFreedom byErichFromm(1941).
Intheearly1940s,FrommandhisFrankfurtSchoolfriendFranzNeumann releasedtwopopularstudies—EscapefromFreedom (1941)and Behemoth:TheStructureandPracticeofNationalSocialism (1942),respectively—whichheavilyshaped theperceptionofEnglish-speakingintellectualelitesaboutwhatwasgoingon inGermanyatthattime.Fromm,whohadbecomedisenchantedwithtraditional MarxismandtheSovietUnion,soughttohumanizesocialismandlookedmorefor apsychologicalexplanationofNationalSocialism.Thus,hewasamongthefirst tobuildupthetheoryofthesadomasochisticnatureoftheGermanpeople, who,pressuredbytheGreatDepression,psychologicallysurrenderedthemselves toHitler’sauthoritarianpersonality. Behemoth grewoutofanexpandedmemo NeumannhadpreparedfortheU.S.assistantattorneygeneral,whohadaskedhim toexplaintheessenceofHitler’sregime.Thebook’smajorthesisisthatcapitalist monopoliesweretheoneswhobroughtHitlertopower.Although,followingcontemporaryGermanusage,Neumannstillreliedontheexpression NationalSocialism, heemphasizedthattheGermandictatorshipwasnakedcapitalisminitsextremeform andhadnothingtodowithsocialism.Inhisview,thelatterwasalwaysnobleand cosmopolitan,whereasthe“Nazi”doctrinewasuglyandnationalistic.6
DuringWorldWarII,severalFrankfurtscholarswhowereclosefriends (Marcuse,Neumann,andOttoKirchheimer)wenttoworkasintelligenceanalysts fortheU.S.OfficeofStrategicServices(OSS),thepredecessorofthepresent-day CentralIntelligenceAgency.7 BeforetheColdWarstarted,theU.S.intelligence communitywasnotconcernedtoomuchaboutsuchexperts’leftistbackground andhiredaboutfortyofthemattheOSS(EvansandRomerstein2012,104–6).
JohnHerz,oneoftheseanalysts,chuckled,rememberinghowa“left-Hegelianspirit” hadtemporarilytakenupresidenceintheOSSCentralEuropeanSection(qtd.in Laudani2013a,3).AspartoftheOSSResearchandAnalysisDepartment,these GermanexpertswereresponsibleforexplainingallthingsGermanandwestern EuropeantoU.S.policymakers.Infact,OSSheadColonelWilliamDonovan,who hiredtheseleft-leaningfolk,viewedtheResearchandAnalysisgroupasthe“final clearinghouse”thatwastofilterallinformationbeforeitwasusedforpolicydecision making(Laudani2013a,2–3).Marcuse,oneofthechiefOSSEuropeexperts,explicitlystressedthatbyjoiningtheU.S.governmenthewantedtoinfluencetheway GermanywaspresentedtotheAmericanpeopleinpress,movies,andpropaganda (Laudani2013a,8).
ForpeoplelikeMarcuseandNeumann,bothofwhomwerecommittednonCommunistleftists,recordinganddiscussingHitler’ssocialistpolicieswerenotahigh priority.Suchbiaswasnaturalandunderstandable:itwasaninstinctivedesiretoshut
6.Givenhisviews,itwasnaturalforNeumanntolatervolunteer,forpureideologicalreasons,tospyfor theSovietintelligenceservice,whichassignedhimthecodename“Ruff”(EvansandRomerstein2012, 103–4).
7.Forthesescholars’intelligencereportsandwartimeworkattheOSS,seeLaudani2013b. 552
outthepowerfulopponentwhohadsuccessfullyhijackedalargepartofthecollectivistethostheyweresofondof.Intheirpolicyprescriptions,NeumannandMarcuse, alongwithotherfellowexperts,downplayed“Nazi”anticapitalismandrecommendedswayingpostwarGermanyinthedirectionofdemocraticsocialism.Inone ofhismemos,NeumanninsistedthatpostwarGermanymust“embraceelements frombothAnglo-AmericanandSovietsocialstructureandpractice”(2013b,414). Translatingthismessageintoalanguageofpracticalrecommendations,heand MarcuseadvocatedaprivilegedtreatmentoftheorganizedLeftattheexpenseofall otherpoliticalparties.TheyalsoinsistedthattheU.S.occupationaladministration inGermanymaintainthecentralizedcontroloftheeconomythathadbeenimposed duringHitler’syears.Theyalsorecommendedcompilingalistofabout1,800 Germanbusinessmenandindustrymanagersandimmediatelyincarceratingthem. Intheirview,alloftheseindividuals,althoughnotmembersofHitler’sparty,should belockedupjustincasebecause,asMarcuseputit,theywere“essentialfortherise andmaintenanceofNazism”(qtd.inLaudani2013a,14).Indeed,forthosewho believedthatcapitalismwasthechiefculpritresponsibleforlaunchingHitler’sdictatorship,thissuggestionwasquitelogical.
Tobefair,MaxHorkheimer(1941)andFrederickPollock(1941),twoother membersoftheFrankfurtSchool(neitherofwhomworkedfortheU.S.government),hadadifferentviewofNationalSocialism.Bothscholarsspeculatedthat Hitler’sGermanymighthavebeenpartofageneralworldwidepatternofthe burgeoningactiviststate.Thus,inaprivateletter,Horkheimer,theformalheadof theFrankfurtSchool,wrote,“Whathappenstodayisonlytheconsummationofa trendwhichpermeatesthewholemodernera”andfurthersuggestedthatrun-away militantstatismtransgressedbothcapitalismandsocialism(qtd.inWiggershaus 1994,290).Assuch,thisstatismwasequallycharacteristicfor“Nazi”Germany, theSovietUnion,andtheUnitedStates.Moreover,HorkheimerandPollockdid notfailtonoticethatinGermanyinthe1930stheprofitmotivewasreplacedwith whattheycalledthe“motivationofpower”andthatthemarketeconomywas subordinatedtothegoalsofstateplanning.8
Infact,Pollockcheeredthatprocessbecauseitincludedsuch“goodthings”as collectivism,astrongregulatorystate,andefficientscientificplanning.Subscribingto popularcontemporaryKeynesiannotions,thisreformedMarxistwentasfarasto suggestthatunderthisefficientworldwidestatecapitalism,economiccrisisand unemploymentwouldbeeventuallyarrestedandremovedthroughbenevolentinterferenceofenlightenedbureaucrats(1941,454–55).Suchcelebratoryreasoning couldeasilyraiseanuncomfortablequestion:If,liketheUnitedStatesandtheSoviet Union,the“Nazis”usedplanningandstatepowertoharnesscrisisandprovidefull employment,whydoweportrayGermandictatorshipasevil?Neumann—astalwart
8.Itisnowwellknownthatlongbeforethe“Frankfurters”stumbledonthesepoliticallyincorrect thoughts,LudwigvonMisesandF.A.Hayekhadalreadycomeupwithsimilarideas,whichweredoomed tostaymarginalatthattime.
Marxistwho,likeMarcuse([1941]1955,410),arguedthatHitler’sregimerepresentedcapitalismunchained—harshlyrebukedPollock.Pollock’sideas—which, bytheway,todayrepresentthehallmarkofmainstreamleft-liberalideological wisdom—appearedtotheFrankfurtscholarsaspureheresy.Neumanndirectly accusedPollockofideologicallydeviatingfromMarxismandalertedhiscomrades thatthedangerousspeculationsabouttheriseoftheuniversalomnipotentstate contradictedthetheoreticalfoundationoftheFrankfurtSchoolfrombeginningto end.ForNeumann,Hitler’smilitantstate,withitscentralizationandnumerous regulations,wasanaturaloutcomeofcapitalism’sfinalstage,whenthesystemwas simply“pregnant”withsocialismandreadytobetakenoverandusedbybenign forcesontheleft(Wiggershaus1994,286).
Inhisturn,AdornohintedthatPollock’sspeculationsmightcastashadowon theSovietUnion’sreputation.HenotedthatdespiteStalin’sshowtrialsandthe GreatTerrortheonlypoliticallycorrectlineofbehaviorwastostaysilentabout everythingthatwasgoinginStalinistRussia.Thus,Adornoadvisedhiscolleagues, “Inthecurrentsituation,whichistrulydesperate,oneshouldreallymaintaindisciplineatanycost(andnooneknowsthecostbetterthanI!)andnottopublish anythingwhichmightdamageRussia”(qtd.inWiggershaus1994,162).Asaresult ofthisplea,inthe1930sandespeciallyinthe1940stheFrankfurtscholarssilently agreednottosayanythingbadinpublicabouttheSovietUnion,bothforthesakeof theleftistcauseandforthesakeofholdinganantifascistalliance.Itappearedthat, havingspelledouttheinconvenienttruth,HorkheimerandPollackexperiencedtheir “Copernicus”moment,suddenlybecomingapprehensiveabouttheirowndangerous speculationsandquicklybackingoff.Feelinguncomfortableaboutthelineof thoughttheyweretaking,Horkheimerliterallysweptundertheruganypolitically incorrectpapersthatcouldcompromisethe“correct”viewofthe“Nazis’”origin (Wiggershaus1994,280–86).
Infact,Horkheimerhadalreadysetaprecedentforsuchselectivepublicationof FrankfurtSchoolscholarship.In1929–30,Frommhadfoundoutinhissociological surveyofseveralhundredleft-leaningindustrialworkersthatabout70percentof themvotedfortheLeftnotoutofconsciousloyaltytothecausebutoutofconformismandopportunism.Theuncomfortableconclusionthattheproletarians’wishywashyattitudesopenedthemtotheNationalSocialistagendawasthenanticipated. Stillworse,10percentofthoseworkersmanifestedclearpro-authoritariansentiments (Burston1991,109;Funk2000,90).Horkheimerandseveralofhiscolleagues decidedtosuppresstheresultsofFromm’sresearchtoavoidprovokingpeopleinto thinkingthattheleft-leaningworkersbecameNazissimplybecausetheyweresocialists.So,toaddintellectualinsulttothisresearchinjury,theresultsofFromm’ssurvey werenotpublisheduntilafterhisdeath(Burston1991,110).Furthermore,totally ignoringauthoritarianismontheleft,Frankfurtwritersproducedtheso-calledF-scale (Fis fascism)tomeasurepro-fascisttendenciesincontemporarysociety,whichthey linkedtochildhoodexperiencesandassociatedexclusivelywiththeRight.Onthis
F-scale,“fascist”right-wingtendenciesweredetectedbygradingpeopleonthebasis ofninepsychologicaltraits:submission,aggression,anti-intellectualism,superstition, stereotyping,longingforpower,destructiveness,anti-intraception,9 andobsession withsex.TheF-scaleprojectlatergaverisetothefamousstudy TheAuthoritarian Personality (Adornoetal.1950),whichbecameoneofthemust-own“holybooks” forAmericansocialsciencesandhumanities.10
“Nazi,”“Fascism,”andWordPolitics
TheF-scaleshowsthatfortheopponentsofNationalSocialismtherewasyetanother waytotalkaboutHitler-typeregimes,inadditiontotheparochialterm Nazi, while simultaneouslybypassingsocialism.Fromthe1930stothepresent,bothintheWest andinformerCommunistcountries,writershavefrequentlyusedthegenericterm fascism torefercollectivelytoMussolini’sItaly,VichyFrance,andHitler’sGermany. Infact, fascism becamethefavoritewordofchoicebothforStalinistpropaganda workersandfortheCommunistLeftoutsideoftheSovietUnion.Thiswasthe CommunistInternational’seasyandradicalsolutionintheearly1930stoavoiding anypotentiallyuncomfortablequestionsthatcouldarisewithregardtotheexpression NationalSocialism. IdeologicalavatarsofStalinismsimplyforbadeuseoftheword socialism inanyreferencestoHitler’sregimealtogether.Asaresult,thenameof Hitler’spartywasrarelyrenderedinfullinRussian.Furthermore,toremainpolitically correct,SovietandWesternCommunistwritersmoreoftenthannotshiedawayfrom theword Nazi toavoidanyhazardousquestionsabouthowthisacronymmighthave comeaboutinthefirstplace.
Communistssoonbeganusingtheterm fascism tolabelnotonlyMussolini’s andHitler’sregimesbutalsoallmovementsthattheydefinedastheirenemies.For example,theCommunistInternationalroutinelycalledSocialDemocrats“social fascists”until1934,whenCommunistsfinallyshiftedgearsslightlyandbeganreluctantlybuildingallianceswiththeseleft“apostates.”Inthecourseoftime,justlikethe term Nazi, theterm fascism enteredthemainstreamandevolvedintoametaphorfor somethingevil,sinister,andhated.Inasimilarvein, fascism, justlike Nazi, eventually lostitsoriginalmeaningandcame,asOrwell(1968,132)remindedus,simplyto describesomethingnotdesirable.11
9.IntheFrankfurtSchool’sjargon,“anti-intraception”meantanoppositiontosubjectiveandimaginativetendencies.
10.Aslateasthe1970s,theF-scalewasstilluncriticallyappliedtothestudyofschoolpopulations inGermanyandtheUnitedStates(Burston1991,237).
11.Itisnotablethatinhisotherwisewell-researchedbook LiberalFascism,JonahGoldberg(2008), apopularneoconservativewriter,resortstothisparticularloadedusageinordertodramatizehiscase regardingthehistoricallinkingoftheNationalSocialistsandItalianfascistswiththeprogressiveand socialisttradition.
Thefirstrecordedsourceoftheexpression Nazi isHitler’searlyopponents, whobeganusingitinthe1920sasanegativeequivalenttothepositiveterm Sozi, a short-livedcolloquialabbreviationthatcontemporaryGermansoccasionallyusedto refertotheSocialDemocrats(Mautner1944,93). Sozi, like Nazi, nevertookroot intheGermanlanguage.Althougha1931brochurereleasedbyJosephGoebbels ([1931]1992),theThirdReich’schiefpropagandamaster,carriedthetitle Nazi–Sozi,theword Nazi nevercaughtonwithHitler’sfollowers,whocametodislikeit. Theyalwayspreferredthemoremeaningful NationalSocialism or NationalSocialist oroccasionallyNSforshort—theusagethathassurvivedinGermantothepresent day.Thus,onalltheirpropagandaposters,Hitler’sfollowersalwayswrote:“Vote NationalSocialist.”Theiropponentsneverthelessquicklypickeduptheterm Nazi andbeganusingitinaderogatorymanner.IthasbeenclaimedthatKonrad Heiden,apopularGermanJewishrefugeejournalistwithaSocialDemocratic background,wasactuallythefirstonetointroducethisexpressionintomainstream English(Clare1999).12 Ironically,Heiden’sveryfirstbookaboutthe“Nazis,” whenhestilllivedinGermany,carriedthetitle GeschichtedesNationalsozialismus (HistoryofNationalSocialism[1932]).However,twoyearslater,whenhewas alreadyontherun,hepublishedanotherbookthathecharacteristicallytitled Sind dieNazisSozialisten? (AretheNazisSocialists?[1934]),whichalreadyquestioned Hitler’ssocialistcredentials.
AlthoughthereisnoevidencethatHeidenwasthefirsttocointheweasel Nword,itisobviousthatleft-leaningwritersandpolicyexpertssuchashimself, Neumann,Fromm,andMarcuseweretheonesspearheadingitsuse.Forallpractical purposes, Nazi notonlysoundedconvenientlyshorttoEnglishspeakersbutalsodid wellthejobofgettingaroundsocialistelementsinHitler’sdictatorship.Apparently, anotherreasonwhythatnameestablisheditselfinEnglishwasthereluctanceof BritishandAmericanmedia,politicians,andpropagandaworkerstooffendtheSoviet Union,theirwartimeally.
Itwaspreciselyafter1942,whentheSovietUnionbecameafull-fledgedallyof theAmericansandtheBritish,thattheuseof Nazi becameincreasinglypopularand almosttotallyphasedouttheuseof NationalSocialism. Thisparticularturnaround wasespeciallyvisibleinMarcuse’swritings.Attheendof1942,thisphilosopher turnedintelligenceexpertwroteapropagandamemofortheU.S.OfficeofWar Informationinwhichheproposedasetofguidelinesonhowtosuccessfullymobilize theAmericanpeopleagainsttheenemybyutilizingloadedwordsthatshouldbe hammeredintotheirminds(1998,179–86).
Marcusestressedthatsuchexpressionsas totalitarianism werenotgoodenough forpropagandapurposesbecausetheyweretooabstractforthecommonfolkto
12.HeidenisknownmostlyastheauthorofthefirstcomprehensivebiographyofHitler(Heiden1944), whichstillremainsaninterestingread.AlthoughinthisparticularbookHeidenoccasionallydiduse thename“Nazi,”hisfavoriteexpressionforthedescriptionoftheGermandictatorshipwas“National Socialism.”Heapparentlyhadnotcaughtupyetwiththeundergoingchangeinusage.
swallow. Dictatorship, inreferencestoGermany,wasnotagoodwordeitherbecause itblurredthedifferencebetweenGermanyandtheSoviets,whichcouldundermine theAllies’unity.Sowhatwasagoodtermforhim?Marcusepointedlystressedthat “‘Nazis’and‘Nazism’(notNationalSocialism)stillseemtobethemostadequate symbols.Theycontainintheirverysoundandstructuresomethingofthatbarbaric hateandhorrorthatcharacterizebothreferences.Moreover,theyarefreefromthe nationalandsocialistillusionswhichtheirunabridgedformstillmightconvey” (1998,180).Marcusealsoregrettedthatthisusefulloadedtermwasstillconfinedto theGermanregimeonly.Tocorrectthesituation,hesuggestedthatAmericanradio andprintpropagandanotonlymainstreamtheexpression Nazi butalsoapplyitto fascistItalyandVichyFrance.Asiffollowinghisownadvice,inhistextswrittenafter 1942heswitchedfrom NationalSocialism to Nazi. WithregardtoJapan,asMarcuse remarkedinpassing,thepopularexpression Japs wouldworkjustfineforpropaganda purposes,andnochangewasneeded(1998,180–81).
Mysuspicionisthat,inadditiontoservingasaconvenientwaytogetaround Hitler’ssocialism,theabbreviation Nazi wasattractivetopeoplesuchasMarcuse becauseofitslocalGermanetymologicallinks.PeopleinBavaria(southernGermany) traditionallyappliedthisparticularword(sometimesalsospelled“Naczi”)asaderogatorynicknameforbackward,clumsy,andawkwardpeasants.Acloselyrelatedlink wasthat Nazi wastraceabletothepopularBavarianandCatholicAustrianname “Ignatius”(Mautner1944,94–95).However,“Nazis”werenotwhatinEnglishwe usuallycall“rednecks.”Bavarian“Nazi”peasantswerenotviewedasdumbcountry bumpkins.Onthecontrary,inapopularimaginationtheywereexpectedtobehave asmischievoustricksters,takingadvantageoftheirstereotypeasunpolishedpeasants tomanipulatepeople.ThefirstreferencestotheNationalSocialistsas“Nazis”were recordedinBavariasomewhereintheearly1920s.Obviously,andIamspeculating here,thosewhowerethefirsttouseitinreferencetotheNationalSocialistsimplied thatHitler’sassociatescateredinacunningmannertothelow-levelpopulistinstincts ofstreetcrowds,whichwascertainlythecase.
So,forallpracticalpurposes,inBritishandAmericansettings,theterm Nazi becameveryuseful.Itwasanemotionallyandmorallyloadedabbreviationthatwas alsoconvenientlyshortforanEnglish-speakingear.Itdidwellthejobofsweeping undertherugHitler’ssocialistpolicies,anditdidnotcastadarkshadowon theSovietsocialistally.Ironically,inhislaterbook One-DimensionalMan (1964), Marcuseprovidedabrilliantanalysisoftheundercurrentmeaningofsuchwordabbreviationgames,althoughheneverappliedhisanalysistohisownandhiscolleagues’promotionoftheshortenedterm Nazi. Instead,hedecipheredthehidden meaningofsuchabbreviationsasNATO,UN,andUSSR.Marcusecorrectlynoted thatinthecaseofNATO,UN,andUSSR,onedealtwithwhathecalledthe“cunning ofreason,”whenanabridgementhelpsrepressundesiredquestions.Forexample, hestressedthattheabbreviationNATOhidthefactthatthetreatyitselfwas concludedbynationsfromthenorthernAtlanticarea.Ifunabbreviated,stressed
Marcuse,thenamemightmakepeoplewonderwhatTurkeyandGreeceweredoing inthisorganization(1964,94–95).Usingasimilarlogic,onecandeducethesame “cunningofreason”intheuseoftheabbreviatedterm Nazi. FollowingMarcuse, onecansaythat,ifunabbreviated,theterm NationalSocialism mightmakepeople wonderwhat“socialism”isdoinginthisexpression.
GeorgeOrwellonceremarkedthatideologicallydrivenusagedidreflectexisting socialreality.Nevertheless,hewasconvincedthatvarioussillybutpoliticallycharged wordsandexpressionsmightdisappearnotthroughevolutionaryprocessbutbythe consciousactionofadeterminedminority(1968,137–38).ItappearsthatOrwell wastoooptimistic.First,theterm Nazi hasfirmlyestablisheditselfinageneral Englishusageasametaphorforanultimateevil,andIamsureitwillstaythere. Second,English-languagemainstreampublishersstilldancearoundHitler’ssocialism,followingtheirgutfeelingofwhatispoliticallycorrectandacceptablefortheir audiences.AsingleexamplewilldemonstratewhatImeanhere.
Thebookinquestionis HitlersVolksstaat:Raub,Rassenkriegundnationaler Sozialismus (Hitlerpeople’sregime:Plunder,racialwar,andNationalSocialism)by GotzAly(2005),aprominentGermanhistorian.ItstitlewastranslatedforAmerican audiencesas Hitler’sBeneficiaries:Plunder,RacialWar,andtheNaziWelfare State (Aly2007b).Apparentlytosparethesensibilitiesofleft-liberalaudiences,the Americanpublishercompletelychangedthemaintitleandtheword socialism inthe subtitle.However,itsimultaneouslyinjectedtheword welfare tointriguethose Americanswhomightnotlikethephenomenonthatstandsbehindthisword.Verso, thelargestEnglish-languageleftistpublisher,alsoreleasedaBritisheditionofthe book(Aly2007a)andfurthersanitizedthetitleas Hitler’sBeneficiaries:Howthe NazisBoughttheGermanPeople.Notonlyhastheterm socialism disappearedhere, butalsotheword welfare, which,onemayspeculate,remainssodeartoVerso’s editorsandreaders.SoIthinkwemightstillneedtoperformagreatdealofintellectualexorcismifwewanttosaygood-byetotheterm Nazis andbegincallingthem whattheywereinreality—“NationalSocialists.”
References
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