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Pathology of Lung Disease

Morphology – Pathogenesis – Etiology

Helmut

Second Edition

Popper

Pathology of Lung Disease

Helmut Popper

Pathology of Lung Disease

Morphology – Pathogenesis –Etiology

With contribution by Prof. Fiorella Calabrese

Second Edition

Graz

Austria

ISBN 978-3-030-55742-3 ISBN 978-3-030-55743-0 (eBook) https://doi.org/10.1007/978-3-030-55743-0

© Springer Nature Switzerland AG 2021

This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of the material is concerned, specifcally the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microflms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed.

The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specifc statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors, and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, expressed or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional affliations.

This Springer imprint is published by the registered company Springer Nature Switzerland AG The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland

Preface

“Scio, me nihil scire” (a phrase attributed to the Greek philosopher Socrates)

As an academic pathologist, I see this phrase not as discouraging, but instead encouraging. In almost every disease, there are many unanswered questions, so when our students ask about it, we have to answer, we do not know. But many of the “I do not know answers” can be the starting point for a new research proposal—in this sense, I mean our missing knowledge “it is not discouraging” at all.

Pathology has reached an important crossroad: there is danger of losing not only competence on the one hand, but also a bright revival of the importance of pathology on the other. Many new discoveries have shed light into pathogenesis, which we had previously simply described from our morphology understanding, but which now we can interpret with a completely different perspective of understanding underlying molecular processes.

In tumors, we have learned a lot about the importance of genetic abnormalities and what the results from these alterations are. We are just learning to separate driver mutations and alterations of genes from cooperating mutations, and use some of these genetic abnormalities to treat our patients in a completely new way with fewer side effects.

In infammatory and immune diseases, we have learned that lymphocytes can act in an opposite way either bringing good or bad actions in a given disease. Lymphocytes can aggravate the damage of lesions initiated by infectious organism or help to defend the organisms. Developments in immunology research have broadened our understanding of regulations between the many types of regulatory lymphocytes and antigen-presenting cells. This will not only enable us to more precisely diagnose immune diseases, but also to promote immune attack towards tumor cells in patients. In addition, immuneoncology has entered tumor therapy, and pathologists are faced with new challenges in the interpretation of anti- or pro-tumor action of the patient’s immune system.

Has this changed our recognition? If you do an Internet research looking for basic science investigations, pathologists are hardly in the forefront of this type of research, they are rarely leading. Most often, if ever, they are coauthors because they have contributed some tissues for the investigation, or sometimes have made the diagnosis, so the research material could be grouped.

And many pathologists are just happy to contribute on this small scale. Some are even happy to outsource molecular pathologic diagnostics to private

companies instead doing this investigation “in-house.” This is one of the main dangers to our pathology practice: outsourcing tissues to commercial companies means losing competence. Who in the future will explain molecular features of diseases to our clinical colleagues, or to our patients? Other pathologists have developed a pseudo-scientifc habit: by changing classifcations every 4–5 years, they assume they will be regarded as important. But this old style of changing little diagnostic boxes and giving them new names, without creating new information will not last more than a few years. Will this increase our reputation? I think not. This behavior will fnally degrade pathology departments into a tissue repository, and pathologists into biobank curators, who do not care what this tissue is used for.

Is there an alternative? Where is the bright future?

We need to learn the biology of the diseases, we need to familiarize with their genetic abnormalities, and what impact genetic changes might have. In our daily practice, we often see a time sequence of pathogenetic events in a given disease. We need to assemble these single time events like pictures into a movie (early—intermediate—late, resolving—recurrent). For example, early on hyperplasia might be the frst step into neoplasia. The cells acquire better access to nutrition and oxygen supply, which enables them to grow faster and outrange their normal neighbors. Some of these cells develop atypia, among them are tissue stem cells, which can move out, settle down at another focus and establish another hyperplastic focus. Some of these colonies will develop into preneoplastic lesions, some will be whipped out by the immune system, and others will die due to defective DNA repair and apoptosis. All these events will leave footprints in the tissue, and we as pathologists should read and interpret these footprints and correlate this with the underlying genetic changes: phenotypic–genotypic correlation is a key into better understanding and better diagnostics. The same is true for immune diseases. Understanding the interaction of immune cells in an autoimmune disease and analyzing the cells present at a given time sequence might not only provide a more accurate diagnosis, but also might provide understanding of the disease progression and fnally pave ways for better treatment. So, a successful new type of pathologist will understand the biology behind a given morphology, and in this way will be a welcomed partner in research as well as in the patient management team.

It will be impossible to describe all aspects of etiology and pathogenesis in all diseases we cover; this would go beyond the scope of this book on lung diseases. However, I will summarize as good as possible pathogenesis and etiology in each of the entities, being aware that I am not able to give a complete overview.

This book is based on my experience of dealing with lung diseases for almost 40 years. I present a one-author book instead of the common multiauthor book because all the chapters will be in line with my perspective interpreting pathology. And this can be summarized as: pattern recognition as a frst step of analysis, but looking into pathogenesis and etiology of a disease is what makes a good pathologist. One chapter is an exception: my practice in transplant pathology is limited. In Austria, lung transplantation is

concentrated in Vienna, which results less tissues to be studied. So, I was happy that Fiorella was willing to contribute this chapter.

Since the frst edition, pulmonary pathology has progressed a lot. New entities have been introduced; molecular pathology has advanced in a way nobody had expected. Immuno-oncology is advancing with news, almost every month added to our present-day knowledge. Immunologic research has contributed also a lot for our understanding in non-tumor pathology; not only do we understand a bit more in fbrosing pneumonia, but for example, also in emphysema and COPD pathogenesis many additions have been made. Therefore, a second edition of the book was necessary to keep up with the information. Also, new fgures have been added to assist the reader in diagnosis.

I encourage you as the reader and user of this book to communicate with me on your critics, as this is important for future improvements. I have learned more from mistakes, than from everything else. Misdiagnosis was my best teacher. As in every scientifc discipline, mistakes and misinterpretations do occur, sometimes simply overlooked.

Acknowledgements

I am indebted to my family especially my wife Ursula for her understanding during my increasing commitment with lung pathology.

I am also grateful to my teachers, Helmut Denk, Liselotte Hochholzer (AFIP), and Hans Becker, for their encouragement to study lung pathology in depth, and promoting me to go abroad to learn new technologies and learn new ways of interpreting lung tissue reactions. In my early days, I had the opportunity to collaborate with enthusiastic colleagues in Pulmonology and Thoracic Surgery. This helped me to understand their patients’ needs. In rare diseases, I had the chance to directly have contact with patients. This was also important for my understanding. I would also like to thank numerous colleagues with whom I shared my enthusiasm and time to discuss lung pathology during international conferences. Many of them became friends during the process to form the European Working Group on Pulmonary Pathology. It would be impossible to name them all personally.

3.8 Immotile Cilia Syndrome

3.9 Lung Pathology in Chromosomal Abnormalities

3.10 Inborn Errors of Metabolism

3.10.1 Pulmonary Interstitial Glycogenosis

3.10.2 Niemann–Pick Syndrome

3.10.3 Pulmonary Involvement in Gaucher Disease

3.11 Cystic Fibrosis

3.12 Neuroendocrine Cell Hyperplasia of Infancy (NEHI)

3.13 Pneumonia in Childhood Including Noninfectious Interstitial Pneumonias.

3.13.1 Chronic Pneumonia of Infancy (CPI)

3.13.2 Non-Specifc Interstitial Pneumonia (NSIP) 48

3.13.3 Lymphocytic Interstitial Pneumonia (LIP)

48

3.13.4 COPA Syndrome 48

3.13.5 Idiopathic Eosinophilic Pneumonia in Children

3.13.6 Bronchopulmonary Dysplasia (BPD)

3.14 Mendelson Syndrome in Children and Silent Nocturnal Aspiration

5.4

6.1

7.2 Respiratory Bronchiolitis: Interstitial Lung Disease (RBILD)

7.3 Desquamative Interstitial Pneumonia (DIP)

7.4 Smoking-Induced Interstitial Fibrosis (SRIF)/Respiratory Bronchiolitis-Associated Interstitial Lung Disease (RBILD)

49

49

What Are the Mechanisms? Why Not Every Smoker Develops COPD?

7.5.2 But What Are the Reasons for these Lymphocytic Infltrations?

8.1.1 Alveolar Pneumonias (Bronchopneumonia, Lobar Pneumonia; Adult and Childhood)

8.1.2 Diffuse Alveolar Damage (DAD), Acute Interstitial Pneumonia

(LIP)

Giant Cell Interstitial Pneumonia (GIP; See Also Under Pneumoconiosis)

8.1.7 SARS-Cov2 Infection

8.2 Granulomatous Pneumonias

8.2.3

8.2.4 The Causes of Epithelioid Cell Granulomas and Their Differential Diagnosis

8.3.1 Historical Remarks on Interstitial Pneumonia Classifcation

8.3.2 Usual Interstitial Pneumonia (UIP)/Idiopathic

8.3.4 Non-specifc Interstitial Pneumonia (NSIP)

8.3.5 Organizing and Cryptogenic Organizing Pneumonia (OP, COP)

8.3.6 Airway-Centered Interstitial Fibrosis (ACIF)

8.3.7 Smoking-Related Interstitial Fibrosis (SRIF)

9 Lung Diseases Based on Adverse Immune Reactions 195

9.1 Introduction into Interstitial Lung Diseases 195

9.2 Autoimmune Diseases

9.2.1 Rheumatoid Lung Disease 195

9.2.2 Systemic Lupus Erythematodes

9.2.3 Systemic Sclerosis

9.2.4 Dermatomyositis/ Polyserositis 206

9.2.5 Sjøgren’s Disease

9.2.6 Mixed Collagen Vascular Diseases (CVD)

210

9.2.7 Goodpasture Syndrome 211

9.2.8 Other Autoimmune Diseases Affecting the Lung . . . 213

9.2.9 IgG4-Related Sclerosis 214

9.2.10 Phospholipid Autoantibody- Mediated Lung Disease

9.2.11 Surfactant-Related Interstitial Pneumonias: Alveolar Proteinosis

9.2.12 Autoimmune Diseases in Childhood

9.3 Diseases of the Innate Immune System Based on Genetic Abnormalities

9.3.1 Idiopathic Pulmonary Hemosiderosis

9.3.2 Lymphangioleiomyomatosis (LAM)

9.3.3 Hermansky–Pudlak Syndrome.

9.3.4 Erdheim–Chester Disease

9.4 Allergic Diseases

9.4.1 Chronic and Subacute Hypersensitivity Pneumonia

9.4.2 Allergic Bronchopulmonary Mycosis

Drug Allergy

10

Eosinophilic Lung Diseases

10.2 Allergic or Hyperreactive Diseases

Allergic Bronchopulmonary Mycosis (Aspergillosis)

10.3 Eosinophilic Pneumonias (EP)

Acute Eosinophilic Pneumonia

Chronic Eosinophilic Pneumonia

Vascular Lung Diseases

11.1 Infarct and Thromboembolic Disease

11.2 Vasculitis

11.2.1 Classifcation of Vasculitis

11.2.2 Granulomatosis with Polyangiitis.

11.2.3 Eosinophilic Granulomatosis with Polyangiitis (EGPA, Formerly Called Churg–Strauss Vasculitis, CSS)

13.5 Cotton Dust, Flock Workers Lung, Byssinosis

13.6 Man-Made Fibers, Hydrocarbon Compounds, and Polyvinyls

13.6.1 Nanoparticles

13.6.2 Pesticides and Insecticides

13.7 Inhalation of Combustibles

13.8 Cocaine, Marijuana

13.9 Medical Devices

14 Iatrogenic Lung Pathology

14.1 Drug-Induced Interstitial Lung Diseases

14.2 Action of Drugs and Morphologic Changes Associated with Drug Metabolism.

14.2.1 Granulomatous Reactions

14.2.2 DAD Pattern

14.2.3 Organizing Pneumonia Pattern

14.2.4 NSIP and LIP Patterns

14.2.5 UIP Pattern

14.2.6 Vasculitis.

14.2.7 Edema

14.2.8 Fibrinous Pneumonia

14.2.9 Lipid Pneumonia

14.3 Iatrogenic Pathology by Radiation

References

15.2 Processing BAL

16 Lung Transplantation-Related Pathology

Fiorella Calabrese

16.1 Explant Pathology

16.1.1 Obstructive Diseases 335

16.1.2 Emphysema

16.1.3 Restrictive Diseases 336

16.1.4 Vascular Disease (Pulmonary Hypertension) 338

16.2 Perioperative Complications

16.3 Lung Allograft Rejection 339

16.3.1 Hyperacute Lung Rejection 339

16.3.2 Acute Rejection (Grade A)

16.3.3 Chronic Rejection (Grade C and D) 339

16.3.4 Emerging Immunological Lesions

16.3.5 Chronic Lung Allograft Dysfunction— CLAD–(Restrictive Allograft Syndrome-RAS) 343

16.4 Infections

16.4.1 Viral Infection

16.4.2 Bacterial Infection 345

16.4.3 Fungal Infections

Bronchial Mucous Gland Adenoma (Salivary Gland Type Adenoma)

Biphasic Papillary Adenoma and Myomatous Hamartoma

Sclerosing Pneumocytoma (Formerly Sclerosing Hemangioma)

17.B.2.1 Leiomyoma 481

17.B.2.2 Leiomyosarcoma and Metastasizing Leiomyoma . . . . . . . .

482

17.B.3 Lymphangioleiomyomatosis (LAM) 484

17.B.4 PEComa (Clear Cell Tumor, Sugar Tumor) . . . . . . 489

17.B.5 Fibromatous Tumors

17.B.5.1 Intrapulmonary Solitary Fibrous Tumor (Fibroma), Benign and Malignant

492

492

17.B.5.2 Infammatory Pseudotumor (IPT)/ Infammatory Myofbroblastic Tumor (IMT) 494

17.B.5.3 IGG4-Related Fibrosis/Tumor 497

17.B.5.4 Undifferentiated Soft Tissue Sarcoma (Formerly Malignant Fibrous Histiocytoma, Also Epithelioid Sarcoma) .

499

17.B.6 Chondroma, Osteoma, Lipoma 504

17.B.7 Tumors with Nervous Differentiation . . . . . . . . .

506

17.B.7.1 Schwannoma and Malignant Peripheral Nerve Sheet Tumor (MNPST) Granular Cell Schwannoma, Myxoid Schwannoma 506

17.B.8 Triton Tumor 511

17.B.9 Paraganglioma

511

17.B.10 Pulmonary Meningioma 513

17.B.11 Vascular Tumors

17.B.11.1 Hemangioma

514

514

17.B.11.2 Pulmonary Capillary Hemangiomatosis 516

17.B.11.3 Epithelioid Hemangioendothelioma, Angiosarcoma

518

17.B.11.4 Pulmonary Artery Intimal Sarcoma (PAIS; Giant Cell Sarcoma of Large Pulmonary Blood Vessels; Vascular Leiomyosarcoma of Large Pulmonary Blood Vessels) . . . . . . . . . . 525

17.B.11.5 Kaposi Sarcoma 527

17.B.11.6 Lymphangioma, Lymphangiomatosis (Pulmonary and Systemic) .

528

17.B.11.7 Lymphangiosarcoma 531

17.B.11.8 Meningothelial Nodules (Chemodectoma)

532

17.B.11.9 Tumors of Pericytic Lineage 534

17.B.12 Primary Melanoma of the Bronchus . . . . . . . . . . . . 539

17.C Hematologic Tumors Primarily Arising in the Lung

540

17.C.1 Pseudolymphoma 540

17.C.2 Posttransplant Lymphoproliferative Disease .

540

17.C.3 Lymphomas 541

17.C.3.1 Extranodal Marginal Zone Lymphoma of BALT Type (BALT-Lymphoma) 541

17.C.3.2 Chronic Lymphocytic Leukemia (CLL) 542

17.C.3.3 Lymphoplasmacytic Lymphoma . . . . . . 542

17.C.3.4 Diffuse Large B-cell Lymphoma . . . . . 543

17.C.3.5 Lymphomatoid Granulomatosis 545

17.C.3.6 Castleman’s and Waldenstroem’s Disease .

17.C.4 Dendritic Cell and Histiocytic Tumors 551

17.C.4.1 Interdigitating and Follicular Dendritic (Reticulum) Cell Tumor 551

17.C.4.2 Malignant Langerhans Cell Histiocytosis (Abt-Letterer-Siwe) .

551 17.C.4.3 Malignant Histiocytic Sarcoma 551

Erdheim–Chester Disease

Childhood Tumors

Congenital Peribronchial Myofbroblastic Tumor

(FLIT)

18.5.2 Examples of Common Carcinoma Metastasis to the Lung 617

18.5.3 Sarcomas Metastasizing to the Lung . . . . . . . . . . . 622 References 625

19 Molecular Pathology of Lung Tumors

. 633

19.1 Introduction 633

19.2 Therapy-Relevant Molecular Changes in Pulmonary Carcinomas

633

19.2.1 NSCLC and Angiogenesis 633

19.2.2 NSCLC and Cisplatin Drugs, the Effect of Antiapoptotic Signaling 634

19.2.3 Thymidylate Synthase Blocker 634

19.2.4 Receptor Tyrosine Kinases in Lung Carcinomas 635

19.2.5 TP53 the Tumor Suppressor Gene .

19.2.6 Adenocarcinomas

636

636

19.2.7 Squamous Cell Carcinomas 643

19.2.8 Large Cell Carcinoma . . .

19.2.9 Other Types of Large Cell Carcinomas . . . .

645

645

19.2.10 The Neuroendocrine Carcinomas 646

19.2.11 Salivary Gland Type Carcinomas . . . . . . . . . . . . . . 648

19.2.12 Sarcomatoid Carcinomas (SC) 649

19.3 Preneoplastic Lesions 650

19.3.1 When the Neoplastic Process Starts? And What to Analyze? 650

19.3.2 Hyperplasia of Goblet Cells and Squamous Metaplasia/Dysplasia .

650

19.3.3 Genetic Aberrations in AAH 651

19.3.4 Neuroendocrine Cell Hyperplasia . . . . . . . . . . . . . 651

19.4 Selected Examples of Benign Epithelial and Mesenchymal Lung Tumors 652

19.4.1 Benign Epithelial Tumors .

19.4.2 Sclerosing Pneumocytoma .

652

652

19.4.3 Tumors Induced by Mutations of the TSC Genes (Related to Tuberous Sclerosis). . . . . . 652

19.4.4 Multifocal Nodular Pneumocyte Hyperplasia (MNPH) 653

19.4.5 Lymphangioleiomyomatosis (LAM) . . . . . . . . . . . 653

19.4.6 Clear Cell Tumor (Sugar Tumor, PEComa = Perivascular Epithelioid Cell Tumor) .

19.5 Malignant Tumors of Childhood .

653

653

19.5.1 Pleuropulmonary Blastoma 653

19.5.2 Congenital Myofbroblastic Tumor . . . . . . . . . . . . 654

19.6 Final Remarks

654 References 654

Immunotherapy of Lung Tumors 671 References 682

Purulent Pleuritis

Adenomatoid Tumor

Desmoid Tumor

Calcifying (Fibrous) Pleura Tumor (CPT)

(Formerly Malignant Fibrous Histiocytoma, MFH)

Xenograft Transplantation of Human Carcinomas/Cell Cultures into Nude Mice

Immunohistochemistry as an Aid to Identify the Precursor Cell Population

Specifc Changes Induced by Genetic Modifcations

22.10.6 Differences in Mouse and Human Lung Morphology as Explanation for Different Adenocarcinoma

22.10.7 Genetic Differences between Mouse and Human Adenocarcinomas 735

22.10.8 Cellular Origin of Adenocarcinomas . . . . . . . . . . . 735

22.11 The Small Cell Carcinoma Models 736

22.12 Models of Metastasis

References

23 Handling of Tissues and Cells

23.1 Biopsies .

23.2 Videothoracoscopic Lung Biopsy (VATS) and Open Lung Biopsy (OLB)

738

23.3 Resection Specimen 746

23.4 Frozen Section Handling and Evaluation 746

23.5 Handling of Cells .

748

23.6 Microbiology 749

Development of the Lung

1.1 Development of the Lung

The lung develops from the foregut. At the highness of the later larynx, the single tube splits into two buds for esophagus and the lower respiratory tract, the “Lungenanlage” [1] (around gestational week 4). Out of this primitive bud, the larynx and the trachea develop, and the trachea fnally separates into two bronchial buds. As in general, organogenesis recapitulates also the developmental stages of mammalian lung: a bronchial bud is also formed for a possible mediastinal lobe, as it is found in sheep, swine, and other mammalians. If this bud persists, a median mediastinal bronchial cyst can result [2]. Supernumerary buds are usually deleted by apoptotic mechanisms [3, 4]. Sometimes, these buds can give raise to communications with the esophagus (trachea-esophageal fstula) [5] or also to bronchogenic cysts [2–6]. (A brief summary is provided in Table 1.1).

The bronchial buds give raise to several generations of bronchi, starting with main bronchi, lobar bronchi, segmental bronchi, and so on. In the human lung, approximately 16 generations are formed around the 7th week. After that bronchioles are formed with an additional four generations, as membranous, and three generations of terminal respiratory bronchioles. These open into alveolar ducts on which alveoli are grouped. For the bronchial and alveolar development, the mesenchyme derived from the mesoderm is essential. Each primitive bronchus is surrounded

© Springer Nature Switzerland AG 2021

by splanchnopleuromesoderm. Without the connection to the mesoderm, no alveoli develop [7]. Some mediators have been identifed, which are responsible for this cooperation between bronchial sprouting and mesenchyme development, such as epimorphin and fbroblast growth factor 7 (FGF7). In addition, thyroid transcription factor1 (TTF-1), beta-catenin, Forkhead orthologs (FOX), GATA, SOX, and ETS family members are required for normal lung morphogenesis and function. Other proteins, such as FOXF1, POD1, GLI, and HOX family members, play important roles in the developing lung mesenchyme. Reciprocal signaling between the endodermal and mesenchymal compartments are essential for lung formation and adaptation. If this is knocked out, no sprouting and peripheral lung development does occur [8–10].

The different developmental stages of the lung are the embryonic stage, where the lung consists of branching tubules (gestational weeks 4–8). These tubules are lined by a single row of high columnar epithelium. In the pseudoglandular phase (weeks 8–16), the branching bronchial tree is embedded in a primitive immature mesenchyme; however, there are so many tubules, that it mimics glandular structures (Figs. 1.1 and 1.2). Around the 13th week, the canalicular stage begins lasting until the 25th week. In this stage, the last generations of bronchioli are formed, the epithelium starts to differentiate into pneumocytes type I and II, capillaries are formed around the alveoli, and the bronchi are folded to form the

H. Popper, Pathology of Lung Disease, https://doi.org/10.1007/978-3-030-55743-0_1

1

Table 1.1 Lung development (modifed from [15]) gives a short summary of the explanations above

Embryonic

3–7th week

Pseudoglandular 5–17th week

Tracheal and bronchial buds form from the foregut endoderm

Branching morphogenesis

Trachea and esophagus separates

Bronchi form

Arteries bud off from 6th aortic arche

Veins grow out from left atrium

Autonomic innervation of trachea and bronchi

Tracheobronchial tree (by 17th week)

Cartilage and glands develop

Smooth muscles extend to bronchioles

Basal, ciliated, goblet, neuroendocrine cells differentiate

Acinar tubules form peripheral lung

Arteries parallels airway branching

Lymphatics arise from veins

Nerve innervation parallels branching

Pleuroperitoneal cavity separates

Fig. 1.1 Lung specimen in the early developmental tubular stage, 8th week of gestation; the bronchial buds are separated by a primitive mesenchyme, only few primitive endothelial precursor cells can be identifed, capillaries have not been formed. A pulmonary artery has been cut tangentially and is seen between two bronchial buds (right upper border to middle lower border). H&E, bar 20 μm

Canalicular 16–26th week

Saccular 24–38th week

Alveolar 36th week–2 years

Mesenchyme thin/condense

Alveolar capillary network forms

Pneumocytes differentiate

Surfactant synthesis

Mesenchyme forms alveolar septa

Septa contain double capillary network

Elastin deposition

Pneumocytes I fatten

Pneumocytes II secrete surfactant

Fetal breathing initiated

Secondary alveolar septa subdivide saccules into alveoli

Septa thin further—Loss of connective tissue

Double capillary net fuses into single network

Fibroblasts differentiate

Collagen, elastin, fbronectin deposited

Surfactant production and secretion increase

frst primitive lobules (Fig.  1.3). The bronchial epithelium also starts from few layers of cells, which expand during development and maturation. Columnar epithelia on H&E stained section appear as clear cells due to abundant glycogen storage in the cytoplasm, and the nuclei are positioned at the apical cell portion (Fig. 1.4). During

maturation nuclei, move towards the basal portion of the cell, and other structures and proteins replace glycogen granules. In the saccular or terminal sack stage (gestational weeks 24–36), the alveoli are formed, expanded, and capillarized, and surfactant synthesis is started (Fig.  1.5). During the last 2 weeks, (alveolar phase) alveoli are expanded, flled by amniotic fuid, secondary septation starts (proceeding still after birth), and respiration starts. In this phase, the fetus already can take up oxygen from the amniotic fuid and release carbon hydroxide. Even after birth, bronchial generations and alveoli can be generated [9]. The newborn human has approximately 50 million alveoli at birth, which represents approximately 1/6 of the number of an adult. The vascular structures arise in two different ways: the large arteries start from the 6th branchial arch and grow along the bronchial tree down to the periphery behind the ductus arteriosus. The veins develop later by sprouting from the left atrium into the mediastinum but also from the sinus venosus. The veins reach the developing primitive lobules and surround them at the surface. Veins primarily form sinusoidal islands and coalesce into conducting structures following the interlobular septa [8, 9]. In contrast, the capillaries develop from the mesoderm [11, 12]. The development of the two

Fig. 1.2 (a, b) Lung specimen in early developmental glandular stage, 12th gestation week; (a) bronchial buds are seen embedded in a primitive mesenchymal stroma, (b) but early glands are already formed. H&E, bar 500 and 50 μm

Fig. 1.3 Lung specimen in a premature child (gestation week 24); in transition from canalicular to saccular stage with primitive alveoli, which have not branched, but the epithelium already shows pneumocytes type II, and capillaries are already present; in this case, the child developed bronchopulmonary dysplasia. H&E, bar 50 μm

vascular beds are under the control of vascular endothelial growth factor receptors 1 (large vascular structures) and 2/3 (peripheral capillaries and lymphatics) [7, 13, 14].

Bronchial arteries can be found from the 9th week of gestation. They form a plexus around the bronchi and form anastomoses with the pulmo-

Fig. 1.4 Lung specimen at the development age of 18th gestation week; the bronchial epithelium shows nicely the clear cell pattern with apical positioned nuclei; this change during maturation: nuclei start to move from the apical to the fnal basal location within the cell. The clear cell pattern results from abundant glycogen storage, which is dissolved during tissue section processing (alcohol). H&E, bar 200 μm

nary veins, whereas a specialized form of blood vessels, the contractile arteries, organizes the connection with the pulmonary arteries. During the saccular stage of the development, the central and peripheral vascular structures are joined. If

Fig. 1.5 Lung development around the 7th intrauterine month. Alveoli and the peripheral vascular bed have been formed. Type I and II pneumocytes are differentiated, but there are still many interstitial cells, not yet differentiated. H&E, bar 200 μm

this program is disturbed, pulmonary sequestration can result, where a part of the peripheral vascular bed is joined to a systemic artery. Also other vascular malformations such as Scimitar syndrome can be based on program failure in this period.

Lymphatic vessels are formed as a plexus in the hilar region together with the ductus thoracicus and are developed at the 5th fetal month.

Nerves are primarily formed out of ganglia of Nervus vagus and truncus sympathicus/parasymphaticus. An outer and inner plexus is formed around the bronchi, which is fnally fused into one plexus at the site of the bronchioles. At the 8th month, nerves and ganglia are mature, neuroflaments can be demonstrated. The nerves can be separated into secretory and sensory as well as motoric fbers. They are close to the bronchial muscles and also around blood vessels.

Neuroendocrine cells (NEC) can be found from the 8th gestational week on, whereas in bronchioles and alveoli they can be frst demonstrated by neuroendocrine markers around the 5th month (chromogranin A, synaptophysin, PGP9.5). NECs are essential for the proper development and maturation of the bronchial tree.

The other mesenchymal structures, such as myoblasts and chondroblasts, develop from the

coelom (splanchnopleura), which surrounds developing bronchial tree.

The pleura also starts from the coelom (splanchnopleura), which surrounds the “Lungenanlage” [8, 9]. From there the visceral pleura develop. From the pericardo-peritoneal channel, which is the lateral portion of the splanchnopleura the parietal pleura arises. Primarily, the parietal pleura flls both lateral thoracic cavities since the developing bronchi occupy only small portions of the cavity. The recessus pleuropulmonalis is the only portion, which is free of lung structures.

1.2 Genetic Control of the Development

The organogenesis and maturation of the lung is under the control of genes, which are still only marginally explored. Thyroid transcription factor 1 (TTF1), hepatocyte nuclear factor (HNF3ß), retinoic acid receptor (RAR), Kruppel-like factor 5 (KLF5), and GATA6 all have been identifed as differentiation factors for the developing lung [7, 16, 17]. SOX2 is important for the foregut development, whereas TTF1/Nkx2 is especially important for trachea and lung development (Fig. 1.6). It orchestrates the development of respiratory progenitor cells (SOX2 is downregulated at this period). Wnt2/2b and bone morphogenic proteins cooperate in this period with TTF1 [19, 20]. HOX genes and sonic hedgehog (Shh-Gli) are responsible for organogenesis [21]. More specifcally FGF 2, 7, and 10 engineer bronchial sprouting [7, 22]. From mouse studies many more factors are known: the genes listed above act more general, but in the developing bronchial bud more fne tuning is required, which is regulated by the interaction of the epithelium and the surrounding mesenchyme. Also NEC play a role: by secreting adrenocorticotropin, in the embryonic and fetal period—rather a growth hormone than an endocrine protein—local growth stimuli are directed towards the dividing bronchial bud, whereas apoptotic mechanisms counteracts and abolishes supernumerary buds [23–25].

1.3 Comparison of Lung Development Across Species

Within the mammalian family wide variations are known. In marsupials, the young are born with a lung in the pseudoglandular phase; the whole lung development starts after birth. In mice, rats, and hamsters, the young are delivered with lungs in the canalicular phase, alveoli are formed after birth. In guinea pigs and also in carnivores and sheep, the young have a fully developed lung before birth. Human beings are in between these groups: the alveolar/terminal saccular phase already starts before birth but continues after birth until the 4–5th year of postnatal life. After that the lung still grows in size but the numerical structure is reached [8, 9]. In reptiles, the bronchial tree is much shortened. There are only few generations of small bronchi and bronchioles, which immediately open into alveoli (Fig. 1.7).

into alveolar tissue. Note the nucleated red blood cells, typical in these animals.

For further reading, I refer the reader to articles published in Fetal and Neonatal Lung Development [15, 18, 26, 27].

foregut SOX2, HHex
thyroid, Nkx2.1, FOXA2
esophagus, SOX2, TP63
lung Trachea, Nkx2.1, FOXA2
distal, SOX2,Id2
pneumocyten, Pdpn, Sfpc
proximal, SOX2
hindgut Cdx
Fig. 1.6 Genetic program regulating embryonic lung development (adapted from Hawkins et al. [18])
Fig. 1.7 Lung of a Waran, in the center there is a small bronchus which immediately opens
H&E, X100

References

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7. Kumar VH, Ryan RM. Growth factors in the fetal and neonatal lung. Front Biosci. 2004;9:464–80.

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9. Moore KL, Persaud TVN. Lung development. Amsterdam: Elsevier; 2003.

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Whitsett JA. TTF-1 phosphorylation is required for peripheral lung morphogenesis, perinatal survival, and tissue-specifc gene expression. J Biol Chem. 2003;278:35574–83.

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Normal Lung

2.1 Normal Lung

In this chapter, we will focus on all aspects of the anatomy and histology of the lung as far as necessary to understand lung function in disease. This chapter does not aim to replace textbooks on anatomy, histology, and lung physiology. More detailed information can be found in these books.

2.2 Gross Morphology

In humans, two lungs are formed. In some mammalians, an additional mediastinal lobe is generated, which has its own bronchus directly branching off from the trachea. In humans, this mediastinal lobe bronchus is deleted by apoptosis. If this does not occur, a bronchial cyst might remain. Both lungs fll the thoracic cavities leaving the mid portion for the mediastinal structures and the heart, and the posterior mid portion for the esophagus and other structures of the posterior mediastinum. The lungs are covered by the visceral pleura, whereas the thoracic wall is internally covered by the parietal pleura. Both merge at the hilum of each lung. The right lung consists of three, the left of two lobes, upper, middle, and lower ones (Fig. 2.1). The normal lung of an adult weighs 350 (right) to 250 g (left); the lung volume varies individually between 3.5 and 8 L. Each lobe is further divided into segments (Fig.  2.2). Each upper lobe has three segments,

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Fig. 2.1 Paper mount section of right lung; the fssure between the upper and lower lobe is seen; the central hilar structures are represented by pulmonary arteries and bronchi

apical, posterior, and anterior, usually numbered accordingly from (1) to (3). In the right lung, the middle lobe is divided into a lateral (4) and a medial (5) segments. On the left side, two further bronchi are found supporting the lingula with a superior (4) and inferior (5) segment. Both lower lobes are divided into a superior (6), mediobasal

H. Popper, Pathology of Lung Disease, https://doi.org/10.1007/978-3-030-55743-0_2

(7), anterobasal (8), laterobasal (9), and a posterobasal (10) segment. The segments are composed of subsegments, which can however, anatomically not be separated.

An alveolar duct together with his alveoli forms the primary lobule. This lobule is diffcult to identify on histology (easier in children’s lung) and impossible on CT scan. A terminal bronchi-

ole III splits into several alveolar ducts, is larger, and can be identifed on CT scan. Histologically, this secondary lobule can also be identifed by its interlobular septa. Between alveoli pores do exist (pores of Kohn), which permit gas exchange between primary lobules (Fig. 2.3). Between lobules another connecting structure the channels of Lambert permit gas exchange.

Fig. 2.2 Schematic representation of lung segments, right upper panel, left lower panel

2.3 Scanning electron micrograph showing alveolar tissue. The epithelial layer is characterized by grayish color, whereas the stroma is more dense and therefore white. An arrow points to a pore of Kohn

Fissures are separating the lobes on each site. These are formed by visceral pleura. The fssures between the lower and the middle/lingula and upper lobe are usually well developed and can be followed almost to the hilum. The fssure between the upper and middle lobe clearly separates the lobes, but also other variations can occur, where the fssure is shallow and both lobes are less well separated. In addition, accessory fssures can be found separating segments from their respective lobe. All these are individual variations and have no importance for disease processes.

2.3 The Airways

The airways start with the trachea, which divides into the two main bronchi. The angle of the frst bifurcation is 20°–30° for the right and 45° for the left main bronchus. The next bifurcation is that of the lobar bronchi: the right main bronchus gives rise to the right upper lobe bronchus, builds a short intermediate bronchus, which further on divides into the middle lobe and the lower lobe bronchus. On the left side, the main bronchus splits into the upper and lower lobe bronchus, respectively. These further on give rise to 16 generations of bronchi as an average (there are some

Fig. 2.4 Plastic cast of both lungs. Left side the branching of the bronchial tree is shown, left the branching of the pulmonary arteries and veins, and their association with bronchi and bronchioles is highlighted by red, blue, and yellow colors

variations between the different lobes), from lobar to segmental, subsegmental, and so on (Fig.  2.4). In humans, the bronchial division is asymmetric: the diameter of the upper lobe bronchus is one third, the intermediate bronchus two thirds of the diameter of the main bronchus (Fig. 2.4). This asymmetric branching is found in all subsequent bronchial generations. This has important functional meaning (see below).

Finally, there are four generations of membranous, and three generations of respiratory bronchioles. These fnally give rise to alveolar ducts on which the alveoli are opened (Fig.  2.5). The alveolar periphery is built by approximately 300 millions of alveoli.

Each bronchus has its epithelial lining, which sits on a basal lamina. Next in the bronchial wall is loose connective tissue followed by a smooth muscle layer. Within the connective tissue, bronchial glands are embedded. Finally, cartilage separates the bronchial wall from adjacent structures.

The defnition of bronchioles is still not solved. Most investigators agree that they should microscopically defned by a diameter of 1 mm and less, being devoid of cartilage, and having only two layers of smooth muscle cells. The size of the internal lumen can also be used macroscopically [1].

Fig.

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