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Patterns and

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English Clause System A Corpus Based Grammatical Overview 1st Edition

Clarence Green (Auth.)

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Clarence Green Patterns and Development in the English Clause System

A Corpus-Based Grammatical Overview

PatternsandDevelopmentintheEnglish ClauseSystem

ClarenceGreen

ACorpus-BasedGrammaticalOverview

NanyangTechnologicalUniversity

Singapore Singapore

ISBN978-981-10-2880-9ISBN978-981-10-2881-6(eBook) DOI10.1007/978-981-10-2881-6

LibraryofCongressControlNumber:2016954522

© SpringerNatureSingaporePteLtd.2017

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Theuseofgeneraldescriptivenames,registerednames,trademarks,servicemarks,etc.inthis publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfrom therelevantprotectivelawsandregulationsandthereforefreeforgeneraluse.

Thepublisher,theauthorsandtheeditorsaresafetoassumethattheadviceandinformationinthis bookarebelievedtobetrueandaccurateatthedateofpublication.Neitherthepublishernorthe authorsortheeditorsgiveawarranty,expressorimplied,withrespecttothematerialcontainedhereinor foranyerrorsoromissionsthatmayhavebeenmade.

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Preface

Thisbookwaswrittenastheculminationofaresearchprogrammethatspanned severalyears.Themotivationforthisbookistoofferaworkthatdescribesthe featuresandpropertiesoftheEnglishclausesystem,exploresthetheoreticaland empiricalsignificanceoftheseproperties,andoutlinesthechallengesofunderstandingthesystemfromacognitiveperspective.ItpresentsaseriesofinterconnectedstudiesthatinvestigateEnglishclausecombinationbothdiachronicallyand synchronicallyand,itishoped,developsareasonablycoherentdescriptionofthe grammaranditspatternsinrelationtootherfeaturesofEnglishdiscourse.Thebook drawsoninnovationsincorpuslinguisticsoverthepastfewdecades,suchasthe developmentofsyntacticallyparsedcorporathatrepresentbothcontemporary spokenandwrittenEnglish,aswellasthelanguage’shistoricaldevelopmentfrom OldEnglishthroughtothemodernera.Itisonlythroughtheeffortsofother scholarswhohavedevelopedtheseresourcesandmadethemavailabletothe scholarlycommunitythatsuchabookhasbecomepossible.Thestudiescontained hereindrawuponthenewresourcestoexplorethecognitive-functionaltheoryof language,knownastheAdaptiveApproachtoGrammar:atheorywhichhasmade majorcontributionstothe fieldoffunctionallinguisticsovertheyears.Inrecent times,corpuslinguisticsandcognitive-functionallinguisticshavefoundan ever-increasingamountofcommonground,producingnewpathsforinterdisciplinaryresearch.Itisinthistraditionthatthecurrentworksituatesitselfandhopes tomakeitsmodestcontribution. Singapore,SingaporeClarenceGreen

4.3.1TheTheoryandEvidenceforInertiainDiachronic

4.3.2TheTheoryandEvidenceforSyntaxisinDiachronic

4.4ACorpusInvestigationofDiachronicSyntax

Chapter1

ApproachestoEnglishClauseGrammar

1.1Context,ScopeandObjectives

ThisbookisnotacompletegrammaroftheEnglishlanguage.Itwillhavelittleto sayaboutsignificantfeaturesofEnglishgrammarsuchasthepartsofspeech,the syntaxofphrases,therulesgoverningconcordandotheraspectsofthesystem.Itis notthattheseareunimportanttothetopicoftheclausegrammarofEnglish, howevertheyhavereceivedextensivecoverageintheexcellentreferencebookson Englishgrammarthathavebeenpublishedoverthepastfewdecades,suchasthe ComprehensiveGrammaroftheEnglishLanguage (Quirketal. 1985),the LongmanGrammarofSpokenandWrittenEnglish (Biberetal. 1999)the Collins CobuildGrammar (Sinclair 1990)andthe CambridgeGrammarofEnglish (HuddlestonandPullum 2002).Rather,thescopeofthisbookisconstrainedtothe Englishclausesystemfromtheperspectiveofclausecombination.Howthe grammarofclausecombinationfunctionsinEnglish,andhowthesystempatterns anddevelopsbothinthecontemporarylanguageandoverhistoricaltime,isaless studiedareaofEnglishgrammar,thoughofgreatimportancetounderstandingthe system.Thisisthefocusofthebook.

ThereareseveralreasonswhyEnglishclausecombinationisworthyofabook untoitself,butthemoststraightforwardoneisthathumancommunicationis overwhelminglyaseriesofconnectedpropositions(Halliday 1985,p.216)andnot aseriesofindependentclausesordecontextualizedutterancesasonemight fi ndin somebooksonEnglishgrammar.AgrammaticaldescriptionoftheEnglishclause systemthatfocusesmoreontheinternalpropertiesof,forexample,therelative clause,withoutgivingequalorperhapsmoreweighttotheinter-propositional functionsofthisclauseinrelationtoitssurroundingdiscourse,presentsan incompletepictureofgrammar.Thisclaim,asthebookhopestodemonstrate,isnot anoverstatementoftheimportanceofsomeobscureaspectofEnglishgrammar; rather,thestudyofclausecombinationhasimportanttheoreticalandempirical consequencesforanunderstandingoflanguage(Givón 2001).Further,clause

© SpringerNatureSingaporePteLtd.2017

C.Green, PatternsandDevelopmentintheEnglishClauseSystem, DOI10.1007/978-981-10-2881-6_1

combinationisaparticularlychallengingareaofEnglishgrammarforthelinguist andstudentofthelanguagealike.Considerthatthereismuchlessagreementabout howtodescribetheEnglishclausesystemthanthereisabouttheothergrammatical featuressuchaspartsofspeechandphrasalunits.Ithaslongbeenthecasethata computercanbeprogrammedtoautomaticallycodewithreasonableaccuracy (95%orhigher)whetherawordisanoun,verb,adjectiveoradverb(Baker 2010; Meyer 2002);however,thedaythatthiscanbedonewithsimilaraccuracyforthe Englishclausesystemhasnotyetarrived.Perhapsthereadercomingtothisbook hasalreadyreadseveralgrammarsofEnglishbeforeandnoticedthisvariationin howgrammarsdefinerelativeclauses,adverbialclauses,participleclausesandthe othermembersoftheclausesystem.Thereasonsforthisareexploredatlengthin thefollowingchapters.

Themotivationforthisbookistoofferaworkthatdescribesthefeaturesand propertiesoftheEnglishclausesystem,exploresthetheoreticalandempirical signifi canceofthesepropertiesandoutlinesthechallengesofunderstandingthe system.ItpresentsaseriesofinterconnectedstudiesthatinvestigateEnglishclause combinationand,itishoped,developsareasonablycoherentdescriptionofthe grammaranditspatternsinrelationtootherfeaturesofEnglishdiscourse,both synchronicallyanddiachronically.Thebookdrawsoninnovationsincorpuslinguisticsoverthepastfewdecades,suchasthedevelopmentofsyntacticallyparsed corporathatrepresentbothcontemporaryspokenandwrittenEnglish,aswellasthe language’shistoricaldevelopmentfromOldEnglishonward.Thetraditionof corpus-based,cognitive-functionallinguisticshasbeengrowingsteadilyinrecent times(Biberetal. 1999;Bybee 2010;Hilpert 2014),anditisinthistraditionthat thecurrentworksituatesitself.

Whiletheoreticallinguisticsisbynomeansthemainfocusofthebook,themain frameworkdeployedinthefollowingchapterstoexploreanddescribeEnglish clausecombinationisGivón’s(1979, 2015)AdaptiveApproachtoGrammar. However,thistheoryisnotacceptedwholesaleandatseveralpointsfalsi fiable researchdesignsareusedtotesttheassumptionsofthismodelanditsexplanatory power.Otherschoolsofthoughtarealsodrawnoninthestudiesthroughoutthe book,includingConstructionGrammar(Goldberg 2006;Hilpert 2014),Cognitive Grammar(Langacker 2008),FuzzyGrammar(Aarts 2007),SystemicFunctional Linguistics(Halliday 2002)andRhetoricalStructureTheory(MannandThompson 1988).

Thebookcoverssubstantialground,rangingfromdescribingtheclausesystem asahierarchyinthecontemporaryEnglishlanguage,totracingitshistorical development,toexploringitsinteractionincorporawithdiscoursecoherence.Each chapterhasitsownspecifi cfocusandresearchdesignappropriatetotheaspectsof theclausesystembeinginvestigated;yet,whateverychaptersharesisthesame coreconcernwiththerelationshipbetweentheclausesystemandcognition.Given theorganizationofthebook,thereaderisfreetoreadindependentlyonlythose sectionsthatinterestthemwithoutnecessarilyneedingtoreadthebookcoverto cover.Havingsaidthat,eachstudyinthisbookisinterconnected,withthefollowingunderlyingresearchquestionsincommon:

1.WhatarethepropertiesoftheEnglishclausesystem?Howaretheclausesinthe systemunifiedanddisambiguated?

2.HowdothepatternsoftheEnglishclausesystemreflecttheirdiscoursefunctions?Howdothesepatternsandfunctionsdevelop?

3.How(andwhy)doestheEnglishclausesysteminteractwithotherfeaturesof thelanguage,inparticularthepatternsofcoherenceandcohesionindiscourse?

4.Whatdoalloftheabovesuggestaboutclausecombinationfromacognitive perspective?

Thebookisorganizedasfollows.Chapters 1, 2 and 3 focusondescribingthe Englishclausesysteminthecontemporarylanguage.Afewrelatedstudiesare undertakenthatexplorehowthemajorreferencegrammarsofEnglishdescribethe clausesystemofthelanguage,withparticularattentiontohowandwhytheydiffer intheirdescriptions.DrawingontheworkinthesemajorvolumesofEnglish grammar,amodelofclausecombinationisdevelopedthatpresentstheclause systemasahierarchyofgrammaticalconstructions.Itembedsthismodelinthe frameworkoftheAdaptiveApproachtoGrammar(Givón 2012, 2015),a functional-cognitivetheoryoflanguagethataccountsfairlywellforthepatterns thatarefoundinthesystem.Itisoneofthefewmajorlinguistictheoriesthatviews clausecombinationascentraltohumanlanguage(Givón 2015),andthusisan appropriateframeworkforthecurrentbook.Chapter 3 alsoexplorestheideaof prototypesandgradienceinthecombinedclausesofEnglish,describinghowthey becomesomewhat ‘fuzzy’ aroundtheedgesoftheircategorymembership(Aarts 2007).Chapters 4 and 5 ofthebookinvestigatehowEnglishclausecombination hasdevelopedoverthehistoryofthelanguage,anditsvariationaccordingtogenre anddialect.Aseriesofcorpusstudiesareundertakentodetecttrendsinhistorical development,andtotesttheoreticalclaimsaboutthecognitiverepresentationof grammarandhowgrammarbehavesovertime.Thestudyofthehistoryofthe Englishclausesystemprovidessignifi cantevidenceforthemodelofclausehierarchydevelopedintheearlierchaptersofthebookasbeingacognitivelyreal phenomenon.Chapters 6, 7 and 8 finishthebookbybringingtogetherthediachronicandsynchronic fi ndingsofeachofthepreviousstudies.Thesechapters considerhowtheEnglishclausesysteminteractswiththediscoursefeaturesof cohesionandcoherence(HallidayandHasan 1976;Taboada 2004).Further,a rangeofisomorphicpatternsareexaminedinspokenandwrittencorpora,looking atage-gradeddevelopmentandcomparingthistohistoricaldevelopment.These chaptersdeveloptheideathatwhenaspeakertiespropositionsindiscoursetogether usingtheclausesystemofEnglish,acertainamountofdiscoursecoherenceis transferredontothegrammaticalsystemandthisreducestheneedtoexplicitlymark coherencethroughfeaturessuchascohesiveties.Thisisa fittingendtothebookas oneofthecoretheoreticalclaimsoftheAdaptiveApproachtoGrammar(Givón 2015)isthatgrammarisamulti-propositionalcoherencecodingsystemwhich cognitivelyfunctionstofacilitatetheprocessingofrelationshipsindiscourse. 1.1Context,ScopeandObjectives3

1.2ContrastingConceptionsofEnglishGrammar

Thequestionastowhatagrammarbookshouldaimtobeisaninterestingoneand worthconsiderationattheoutsetasitprovidessomecontextforthedescriptiveand theoreticalworkinthefollowingchapters.Grammars,i.e.grammarbooks,are writtenbyasurprisinglywiderangeofpeople:somearewrittenbylinguistsand grammarians(Payne 2011),othersbyliteratureprofessors(Fish 2011),othersby journalists(Truss 2004),creativewriters(Hale 2013)andevenrelationshipexperts (Strausetal. 2014).Quitepossibly,ifapersonweretorandomlysamplefromtheir locallibraryadozenbooksthathadintheirtitle ‘EnglishGrammar ’,theywould likely findavariedcollectionofbooks,manyofwhichhavequitedifferentgoals andapproachesdespitetheirsharedtitles.Someofthesebookswouldbewrittenas pedagogicalgrammars,perhapsforESLlearnerstoassistindevelopingsecond languagecompetence.AnEnglishgrammarforsuchauthorswouldbeabookthat describesasetofrulesand,perhaps,usagepatternsinsuchawaythattheycanbe understoodbylearnersandassistlanguageacquisition.Abookwithsuchapurpose oftenputsotherconsiderationsaside.Forexample,itdoesnotmattermuchwhether adistinctionsuchas ‘simplesubject’ versus ‘completesubject’ offeredtoESL studentsisatruedistinctioninthepsychologicalrepresentationofEnglishgrammar inthemindofspeakersofthelanguage.Itmayormaynotbeanartefactofthe writer ’sanalysis,butthebook’saimtofacilitatelearningisservedregardless. Grammarbookswrittenbyjournalists,editorsandbusinessprofessionalstendto takeasimilarapproachtotheirconceptionofEnglishgrammar.Theyarelittle interestedin,andonesuspectsinsomecasesunawareof,distinctionsbetween grammaticalrulesthatarepropertiesofthesystemandstylisticrecommendations associatedwiththebelleslettresliterarytraditionsandeducationalpracticesofthe English-speakingpeoplesdevelopedoverthepasthundredyearsorso.Insuch grammarbooks,oneislikelytoseeaseamlessmovementbetweendescriptionsof subject–verbagreementinEnglish,whichreflectsapropertyofthelanguage,and other ‘rules’ ofthekindthatoneshouldnotuse ‘ifIwas’ inconditionalclausesbut rather ‘IfIwere’.Thelatteraremoreunacknowledgedprescriptionsbasedon stylisticpreferencesratherthanpropertiesofthelinguisticsystem.

SuchEnglishgrammarsasthosejustdescribed,giventheirgoals,areperhaps finetohavelittleconcernforwhetherthegrammarintheirgrammarbooksare cognitivelyrepresentedinthewaypresentedbyspeakersofthelanguage,and/or whetherlinguistsandcognitivescientistswouldagreewiththedescriptionsbeing offered.Itiseasyenoughtopickonsuchgrammarsasalinguist,evenifallowances aremadefortheirgoals:theworstofthemareinmanywayssimilartothevery well-sellinggenreofself-helpbooksbasedonalayunderstandingofworkthathas beendoneinthe fieldofpsychology.Readerscan findintheworkofeminent linguistGeoffreyPullumoverhiscareermanyhumorousandinsightfulcritiqueson thepopulartraditionofgrammarwriting,pointingoutthatmanywhoclaimtobe writinganEnglishgrammarareinexplicablyunawareofthe fieldoflinguisticsin whichgrammaristheobjectofstudy.ThelinguistStevenPinker ’s(2015)recent

book TheSenseofStyle isalsoanenjoyableworkthatattemptstoinfusesome linguisticsintothepopulartraditionofgrammarandstyleguides.Despitethe humourfoundinsuchwork,someveryseriouspointsaremadebybothPinker (2015)andPullum(2009, 2014),whonotethatsuchpopularcommercialgrammar booksoftenhavesolittleinternalconsistency,orsuchegregiousmistakesintheir analysis,thatthesetextscouldnotpossiblybeeffectiveontheirowntermsofbeing usefulforpedagogyandlanguagedevelopment.

Yet,justbecauselinguistsmightagreethatabookongrammarshouldbebased onthe fieldofresearchdedicatedtoitsstudy,thisdoesnotmeanthatgrammars writtenbylinguistsnecessarilyshareasingleapproachtoEnglishgrammar.What theytendtosharehoweverisusuallyfoundintheopeningofgrammarswrittenby linguists,anditisavariationofthisstatement:theaimofthisbookistodescribe Englishgrammarinascienti ficway.Alternatively,thegoalisframedinsimilar termstowhateverylinguisticsstudentistoldinLinguistics101:thatthestudyof grammaristhestudyofwhatspeakersknowabouttheirlanguage.Theproblemis ofcoursethatdespitebeingthemoststudiedlanguageinthescienceoflinguistics, the fieldhasyettoattainacompletepictureofwhataspeakerknowsabouttheir language.Somelinguistsquestionifthisisevenpossible(Everett 2012)giventhe well-knownaxiom ‘nogrammarisevercomplete’,whichmeanssomethinglikeno finalanalysisofalanguageinallitsdetailscaneverbeproduced.Furthermore, eventhoughlinguistsagreethatgrammarshouldbeanattempttodescribewhatis inthemindofspeakersobjectively,thereissigni ficantdisagreementastowhattype ofcognitivesystemlanguageisandwhatrolegrammarplaysinit.Pinker(2015) andPullum(2014)mayagreethatpopulargrammarbookscanbeimproved throughthescienceoflinguistics,buttheydisagreeonwhatthescienceoflinguisticsis,particularlygrammar,atafundamentallevel.Pinker(2015)believesthat languageinthemind,whichisanotherwayofexpressingtheideaofwhataspeaker knowsabouttheirlanguage,isaUniversalGrammar,aninnatecomputational systemofbinarybranchinggrammaticalpatterns.Pullum(2014)believesthatthis isfalse,andthereisnoinnatesystemofgrammar,soitcannotbetheobjectofstudy inlinguistics.

Oneapproachtoascienti ficdescriptionofEnglishgrammaristopursue whateverconstitutesthemostelegantmodellingofthesystem.Thisisthekindof scientificdescriptionoftenfoundinphysics,andtosomeextentinbiology,wherea modelisdevelopedtoexplainthebehaviourofthenaturalphenomenonbeing studiedwithoutnecessarilyclaimingthatthemodelistherealityofthatphenomenon(Brooks 2008).Forexample,itisdebatedwhethertheuniversehas embeddedinitthemathematicallawsbywhichitcanbedescribed,orwhether thesemathematicallawsareratherartefactsthataregood(perhapsunreasonably goodasthesayinggoes)atmodellinghowtheuniverseworks(Ellenberg 2014). Eitherway,amathematicalmodelthatdescribestheuniversewiththemostprecisionandaccuracy,andaccountsforthewidestrangeofphenomenainthesimplestmanner,isconsideredthemostelegantmodelofasystemand,formost,is sufficientforthescience.Inlinguisticstherefore,thegoalofagrammarbookcanbe toproducethemostelegantdescriptionofthegrammaticalsystem,anditneednot

makeacorollaryclaimthateveryrule,patternorfeaturedescribedinthemodel existsinthebrainasitisarticulatedinthebook.Hence,whataspeakerknows abouttheirlanguagemaybecapturedaccuratelybyamodel,butneednotbe equivalenttoitinanimportantsense.Agrammarthatissurelyacandidateforone ofthemostelegantdescriptionsoftheEnglishlanguageisHuddlestonand Pullum’s(2002) CambridgeGrammaroftheEnglishLanguage.Thisgrammarof EnglishhasbecomeacornerstoneofthestudyofEnglishgrammarandwilllikely besoforcominggenerations.Itwaswrittenbymanyofthemosttalentedlinguists ofthepasthalfcentury.Initone findselegant,oftenbinaryrulestodescribethe patternsofEnglishgrammar,anditemploysarangeofnuancedsyntacticteststo disambiguatethegrammaticalpropertiesthatmakeupthesystem.

Toconsideranexample,HuddlestonandPullum(2002)strictlyseparateform andfunctioninallareasofEnglishgrammar.Thisisaveryelegantmove,andas wewillseeinmoredepthChap. 2,itallowsthelinguiststodefineallcombined clausesinEnglishaccordingpurelytotheirformalfeatures(e.g.tense/aspect morphology, finitesubjects,presenceofsubordinators,etc.),regardlessoftheir participationinanyofthreegeneralfunctions:modifi er,complementoradjunct. However,forthepurposesofthisintroductorychapter,itisperhapseasierto illustratewhatismeantbyanelegantmodel,andhowthisapproachdiffersfrom otherpossibleapproachestoEnglishgrammar,ifwelookatafeaturelesscomplicatedthanaclause,suchthepartofspeech ‘Noun’.ForHuddlestonandPullum (2002),theformalcategory ‘noun’ canbecategoricallydefinedasanywordthat behavessyntacticallyasanoun.Thishaswiderexplanatorypowerthanadefinition ofanounsemanticallyas ‘aperson,placeorthing’,orafunctionaldefinitionthat proposesnounsaretopics,subjects,objectsandsoforth.Suchadefinitionthat emphasizesonlysyntacticbehaviourseemstoaccountforallmembersofthenoun categoryinEnglish,makingotheraspectsofanydefinitiontechnicallyirrelevant. Onecannothelpbutbesympathetictotheideathat ‘person,placeorthing’ isfar lesselegantthanwhatisproposedbyHuddlestonandPullum(2002) astheypoint out, combustion isaprocess,certainlynotathing(seealso,Pullum 2009).Yet,one canstillask:isthenouncategoryofEnglishgrammardivorcedinthemindof Englishspeakersfromsemanticandfunctionaldefinitions?Cognitivegrammarian Langacker(2008:106)wouldsayno.Hesuggeststheabovedefinitionofanounis psychologicallyimplausiblesincegrammaticalcategoriesandsyntacticstructure emergefromuseovertime,andallusehasmeaning.Ifalanguagehasagrammaticalcategoryofnouns,thenthiscategoryexistsbecauseitdevelopedasasetof abstractgeneralizationsacrossasetofwordsconstruedbythemindtoshare similaritiesintheirsemanticanddiscourse-pragmaticbehaviour.Langacker(2008) arguesthatadescriptionofEnglishgrammar,ifitistohavecognitivevaliditywith respecttowhataspeakerknowsabouttheirlanguage,musttakeintoaccountthat thereisacognitiveprototypefornounsinwhichnounsareindeed ‘things’,evenif thisdoesnotapplytoallmembersoftheset.SomemightsaythatLangacker ’s (2008)approachisalesselegantmodelofthesystemthanHuddlestonand Pullum’s(2002);however,itmaybeamorecognitivelyrealdescriptionofwhatan Englishspeakerknowsaboutthegrammaroftheirlanguage.

Anotherapproachthatlinguistshavetakenistofocusondescribinghowlanguageisusedbyspeakers,basedonalargecollectionofattestedlanguagedatain machinereadableform,knownasacorpus.Thecorpus-driven PatternGrammarof English (HunstonandFrancis 2000)isonesuchexampleofanextensivedescription ofEnglishgrammarbasedonusagepatternsfoundinacorpus,andanothersignificantworkisCarterandMcCarthy’s(2006) CambridgeGrammarofEnglish:A ComprehensiveGuide. Boththesegrammarshaveastheirgoalthedescriptionof howlanguageisactuallyusedbyspeakersviaacorpus-drivenmethodology,rather thantoimposeatheoryonthedatathatmightconsistofanalysesinheritedfrom traditionalgrammarsortheoreticallinguistics.Itisundoubtedlyascienti fic approach,objectiveandempirical,andbyrelyingalmostentirelyoncorpusdata, theyhaveauthenticdataratherthanexamplescreatedadhocbythegrammarians themselvestoillustrateapointofgrammar,ortakenfromclassicliteraturewhich wasonceapopulartrendingrammarbooks(Winchester 2004).HunstonandFrancis (2000)derivehundreds(perhapsthousandsdependingonhowonecounts)of recurrentpatternsthatappearinthelanguageuseofEnglishspeakers,andtheir grammarbookprovidesextensivelistsofthesepatterns.Fromrecurrentpatterns, generalizationscanbemadeabouttheclausesystem.Forexample,thepattern Nthat indicatesanounimmediatelyfollowedbya that clause(HunstonandFrancis 2000, p.33).Onemightaskwhy Nthat isnotjustcalledarelativeclause.Thisisbecause HunstonandFrancis(2000,p.45)believethatonlythepatternitselfisobjective. Theyargueevensomethingasseeminglysimpleasthesentence shewalkedfour miles canbeanalyzedbysomelinguistsassubject–verb–objectandbyothersas subject–verb–adjunct,sotheseabstractcategoriesarebestputasideinfavourof empiricalpatternsinadescriptionofEnglishgrammar.SinceEnglishspeakersuse thesepatternsallthetime,onecanarguethatspeakersmustinsomesenseknow thesegrammaticalpatterns.Perhapstheseunderlyingpatternsaresomehowmemorizedasconstructionsthatincludeamixtureofwords,grammaticalrulesandthe discourseusestowhichtheyareput(Aitchison 2001;Sinclair 1991).Indeed,thisis thecentralproposalofaschooloflinguisticsknownasConstructionGrammar (Goldberg 2006;Hilpert 2014),whicharguesthatrecurrentusagepatternsare cognitivelyrepresentedasabstractconstructionsinthemindofspeakers,and grammaticalrulesaresimplygeneralizationsfromtheseconstructions.

SystematicFunctionalLinguisticsaddsanextradimensiontothecomplexityof describingEnglishgrammar,namelythesocialandtextualdimension(Halliday 1985).TheEnglishclausesystemisdescribedinSystemicFunctionalLinguistics asatripartitemodelmadeupofthreemetafunctions.Thesethreemetafunctionsare: ideational,interpersonalandtextual.Briefly,andwithoutdoingthemodelmuch justice,theideationalfunctionoftheclauseistopackageaproposition,the interpersonalfunctionisthespeechactoftheclause,andthetextualfunctionisto createandmaintaincoherenceinitsdiscoursecontext.Itseemsthatthesecategories fordescribingtheEnglishclausearecertainlytrueinthesensethatonecanapply themsystematicallytotheEnglishclausesinnaturallyoccurringdata.Theyindeed accomplishallthesethreemetafunctions.Whatisunclearishowmuchofthis descriptioninSystemicFunctionalGrammarisinthemindofspeakers,orrather

representsawayforlinguiststoexamineEnglishclausesandcommunicatehow theyfunctionacrossdifferentdomains,i.e.anartefactofthescience.Sincespeakers useclausestogetpeopletobehaveincertainways,andtomaintaindiscourse coherence,onemightholdtheviewthatspeakershaveacognitivegrammarin whichthethreemetafunctionalcategoriesaretiedtotheirmentalrepresentationof theclausesystem.Anotherview,thatwhichHuddleston(1984, 1988a, b)would perhapsagreewith,isthattheideational,interpersonal,textualdimensionsof grammararereallyonlythemetalanguageforthisparticularschooloflinguistics andnotpropertiesofthesystemofEnglishgrammaritself.

Thisbookcannotsettlealloftheissuesthathavebeenraisedintheaboveas theygototheheartoflinguisticsasascience.Butitisimportanttomakeclearhow thecurrentworkapproachesitstaskasabookonanaspectofEnglishgrammar. First,sinceitiswrittenbyalinguist,itsharestheaimsofallothergrammarswritten bylinguists:topresentapictureofgrammarthatisbasedonempiricalevidence, supportedbythescientifi cmethod,andthatattemptstoultimatelygainsome insightintowhataspeakerknowsabouttheirlanguage.However,thechoicethat hasbeenmadeinthisbookistotrytodescribeandexplaincertainaspectsofclause combinationfrommoreofacognitivestandpoint,andwhensensibletolink propertiesofthegrammartotheirpotentialfunctionandrepresentationincognition.Inthissense,itiscloserinspirittotheapproachesabovesuchasCognitive Grammar(Langacker 2008)andConstructionGrammar(Goldberg 2003, 2013).It iscorpus-basedratherthancorpus-driven,soitdoesnotgoasfarasHunstonand Francis(2000)andwillusefairlywell-knowngrammaticaltermsthroughout;nor, ontheotherhandwillitreachtheeleganceoftheworkofHuddlestonandPullum (2002)asthebookismorecomfortablewitha ‘fuzzy’ grammarthenthey.Thisis notinanywayaclaimthattheotherapproachesarelessvalid,andinfactthework oftheseothergrammarsaredrawnonextensivelyinthisbookastheyofferawealth ofdetailsandexcellentanalysesofEnglishgrammar.Thecognitiveorientationto grammartakenbythisbookislargelybecausetheprincipalworkinlinguisticsthat hasmotivateditisthatofGivón(1979, 2001, 2002, 2012)andhis cognitive-functional AdaptiveApproachtoGrammar.Thisapproachtogrammar arguesthatthegrammaticalpatternsthatlinguistsshouldaimtodescribearethe correlatesofpsycholinguisticprocesses.Thus,forGivón(2001),thegrammatical propertiesoftheclausesystemrepresentasystemofcuesfortheprocessingof languagebythemind.Givenitsimportancetotherestofthebook,theremainderof thechapterunpacksthisclaimandoffersacomprehensivereviewoftheAdaptive ApproachtoGrammar.

1.3TheAdaptiveApproachtoGrammar

TheAdaptiveApproachtoGrammarisatheoryofgrammarthathasbeenextensively,andprimarily,developedbyGivón(1979, 2012, 2015).Severalaspectsof Englishclausegrammarthatwillbedescribedandexploredinthisbookhave

1.3TheAdaptiveApproachtoGrammar9

theoreticalsignificanceinthecontextoftheAdaptiveApproachtoGrammar,and severalofthehypothesesthataretestedinthefollowingchaptersinmultiple corporaaretakenfromitstheoreticalframework.Inhisbodyofworkoutliningthe AdaptiveApproach,Givón(1979, 2009, 2012, 2015)hasregularlymadetwo claimsthatwillbeofrecurrentinterestinthisbook.Toputtheseclaimssuccinctly:

1:Grammarisaconventionalizedsystemforsignallingthecoherencerelationsbetween multiplediscoursepropositions.

2:Thereexistsageneraltendencyinlanguageforaconsistentdiachroniclinguisticdriftin clausecombination.Thislinguisticdriftmanifestsincombinedclausesdevelopingalonga hierarchicaltrajectoryovertimefrom ‘looser ’ constructions(e.g.paratacticcoordination)to ‘tighter ’ combinedclauses(e.g.embeddednon-finiteclauses).

TheAdaptiveApproachisafunctional-cognitivemodelofgrammar,ratherthan aformal(i.e.generative)approachinwhichgrammaticalstructuresreflectinnate cognitiveproperties(Chomsky 2016).TheAdaptiveApproachproposesthat grammaticalconstructions,i.e.theirformalpropertiessuchaswhethertheyare finiteornon-finite,embedded,lacksubjectsandsoforth,systematicallyreflecttheir functionsinmanagingdiscoursecoherence.ThepropertiesofaclauseinEnglish, oranylanguageforthatmatter,arenotonlyfeaturesthatconnectthewordswithin thatclause;theyaresignalsofhowtheclause fitsintoanongoingstretchof discourseandhowthepropositionwhichthatclausepackagesistobeprocessedin relationtoitssurroundingpropositions.

Whilethetwoclaimsabovecanbeexploredseparatelyandframedasdiachronic andsynchronicmodelsofgrammar,akeyideaoftheAdaptiveApproachisthat theyareinfactinseparable.IncontrasttoDeSaussure’s(1959)earlydistinctionin linguisticsthatthesynchronicsystemcanbemodelledindependentlyofhistorical principles,theAdaptiveApproachseesgrammar,atanypointintimethatone examinesit,asinseparablefromongoinghistoricalchange(Givón 2015).One cannotfullyexplainthepropertiesofagrammaticalformanditsfunctionswithout exploringthediachronicprinciplesthatunderpinit.Thetheoryconceivesof grammarastheresultofhistoricalprocessesinwhichgrammaticalpatternsare adaptedtotheirfunctionofcodingmulti-propositionalcoherence;forexample,a highlycohesivepropositioninEnglishispackagedinhighlyintegratedembedded clauses,becauseofhistoricalprocessesthatfavourisomorphismbetweenformand function.Thisconceptionofgrammarasasystemofconventionalizedcodingfor discourse-pragmaticcoherenceisacoreconceptthroughoutthebookandunpacked inarangeofstudiesfromavarietyofangles.

Givón’s(2012,p.13)conceptionofgrammarintheAdaptiveApproachisonein whichagrammaticalconstruction,suchasanEnglishclausetype,isprimarilyshaped byitsdiscourse-pragmaticfunctions.Further,theprimarydiscourse-pragmatic functionofanygrammaticalconstructionistomanagemulti-propositionaldiscourse coherenceinaparticularway.Thus,grammarisacognitivesystemthatoperatesasan internalized ‘code’ forsignallingthediscourserelationshipsbetweenpropositionsin communication,anditadaptsovertimetofulfilthisfunctionasefficientlyaspossible, withingeneralcognitiveconstraints(Givón 2012,p.37).

AlanguagesuchasEnglishhasasetofdifferentgrammaticalpackagesfor combiningrelatedpropositionsindiscourse.ThisistheEnglishclausesystem,or morespeci ficallythesetofEnglishcombinedclauses,thatcontainscategoriessuch astherelativeclause,coordinateclause,infinitivalclauseandsoforth.Theclauses haveacombinationofspeci ficandsharedgrammaticalpropertieswhichdefine them,andthesepropertiesarenon-arbitrarilyrelatedtotheirprototypicalcommunicativefunction.Arelativeclause,forexample, ‘looks’ likeitdoesbecauseit hasgrammaticalfeaturesthatactaspsycholinguisticprocessingcuesforits inter-clausalcoherencefunction.Thisismorethanthetrivialobservationthatforms haveaprototypicalfunctioninthegrammar,suchasthecommondescriptionofthe functionofrelativeclausesasmodifyinganounthatone findsinanybookon Englishgrammar.Rather,thegrammaticalpropertiesofaclausearemeaningfulin thattheycanbecorrelatedwithquitespeci ficdiscourse-pragmaticaccomplishments.Toillustrate,considerareducedrelativeclausemadeupofapost-nominal non-finitepresentparticiple.Thisclausecontainsprogressiveaspectualmorphology becauseitsignalstemporalcontinuityandsimultaneityoftheprocessintherelative clausewiththesurroundingdiscourse.Thelackof fi nitenessinsuchclausesalso tendstosignalaboundedtemporaleventwithinalargerprocesssignalledbythe mainclausewithinwhichitembeds.Further,unlikea finiterelativeclause,the subjectofsuchaclausecanbeelidedbecauseitsfunctionistosignalparticipant continuityinthediscourse.Thus,thegrammaticalfeaturesaremeaningfuland motivatedbyfunction.

Whatisdeemphasised,thoughnotignored,isthetraditionaldefinitionof grammarasasystemofsyntacticrulesgoverningtheconfigurationofwords, morphemesandconstituents,whichallowsthepropositioninaclausetobe grammaticallyacceptableintheEnglishlanguage.Rather,Givón(2012)arguesthat thegrammaticalpropertiesofaclausearemuchmoreaboutdiscourse-pragmatic connectionsthanaboutpropositionalsemanticsandgrammaticalacceptability.In otherwords,agrammaticalfeaturederivesitsprimaryvalueviaitsrelationstothe surroundingpropositions.Onecanbetterunderstandthismodelofgrammarby analogytotheEnglishpronoun.Apronounisawordformwhichlacks lexical-semanticcontentunlesstheformisassignedavalueinrelationtoother referentsinthediscoursecontext.Thevalueofthepronounistherefore discourse-pragmatic:itsinterpretationisaccomplished pragmatically dependingon the discourse context.Toexplainthemeaningofapronounindiscourse,onemust considertheanaphoric(orcataphoric)nountowhichitrefersindiscourseinorder togiveitvalue.Thisthenistrueofgrammaringeneral:ithasamulti-propositional coherencefunction.Letususeonceagaintheexampleofaspectualmorphologyin non-finitepresentparticipleclauses.Inaclauselike studentswerestudying grammar, thismorphologysignalsanincompleteactioninanisolatedproposition (i.e.apropositionalsemanticfunction).However,inthecombinedclause the teachersawthestudentsstudying grammar,theparticiplemorphologysignalsa relationshipoftemporalcohesionwiththepropositionofthepriorclause(i.e.a discourse-pragmaticcoherencefunction).

Therearearangeofdiscourse-pragmaticcoherencefunctionsthatclause grammaraccomplishesinEnglish.Someofthesemaybeassociatedwithspeci fic constructions,whileothersmaygeneralizeacrossmultipleconstructions.They includereferenttracking,topiccontinuity,thematicandtemporalsequenceor simultaneity,eventandstateintegration,andtheinformationstatusofthepropositionbeingcommunicatedsuchaswhetheritisbackgroundinformationornot (Givón 2001,pp.32–36).Manyofthesearediscussedindetailinfollowing chapters,asthecombinedclausesystemofEnglishisexplored.Essentially,however,thesecoherencerelationsareachievedthroughdifferentconfi gurationsof threebasicelementswhichtogetherconstitutegrammar:morphology,wordorder andintonation.Howthesethreeelementsarecombinedreflectspeakers’ and interlocutors’ cognitiveawarenessofparticipantsalience,temporalcontexts,event sequences,thegoals(e.g.speechacts)ofthelanguageuser,andevenstylistic aspectsofcoherencemanagement(e.g.thepre-posingofadverbialclauses).Givón (1993,p.25)combinesthesemultiplefunctionsofgrammarunderthegeneral conceptof communicativeintent andclaimsthat “itisthecommunicativecoherence requirementsofmulti-propositionaldiscourse… thatmotivatespecifi cgrammatical packaging” (Givón 2009,p.25).

Letusconsidersomeexamplesin(1)adaptedfromGivón(2001),startingfrom basicpropositionstomorecomplexconfi gurations. (1)(a)MarlahitHenry.

(b)HenrywashitbyMarla.

(c)MarlahitHenrytoletoutheraggression.

(d)HenrysawMarlahittinghim.

(e)MarlahitHenryandsodidJane.

In(1a)and(1b),Givón(2001)arguesthepropositionalsemanticsremainrelativelystable,withbothhaving Mary astheagent, hit astheactionand Henry asthe patient.However,thevariationinwordorderofthetwoclauses,themorphological changesintheirverbalelements,andtheprepositionmarkingof(1b),arecorrelates ofdifferentdiscourse-pragmaticfunctions.Thepropositionin(1a)ispackagedasan informative,declarative,activeclauseandemphasizes Marla’sactionbymakingher thegrammaticalsubjectandthereforetopicoftheproposition.In(1b)however,the samelexemesarepackagedasapassiveclause,whichdemotestheagentfrom subjecttoanadjunctconstituent,refocusingtheproposition’stopicas Henry by placingthisparticipantinsubjectposition.Thefocusisalsoshiftedonto Henry’s stateviamorphologicalchangesintheverbalelement,whichmakes(1b)moreofa stative-adjectivalpropositionthantheactive-transitiveof(1a).Givón’s(2001)point isthatthedifferencesbetween(1a)and(1b)reflectmorethananarbitrarymapping offormandfunctionintheactive>passivetransformation,andratherthedifferences indicatethatpassivesarediscourse-pragmaticallymotivatedgrammaticalconstructionsusedforchanginginformationfocus,suppressingagentsandtopicalizing referents.Theconstructionitselfismeaningful(Goldberg 2003),anditwasto accomplishdiscourse-pragmaticfunctionslikethoseoutlinedabovethatthepassive

clausedevelopeditsgrammaticalpropertiesovertime(seeGivón 1979,p.85for multiplecross-linguisticexamplesofpassiveclausedevelopmentdiachronically).

Theclausesillustratedin(1c),(1d)and(1e)areclauseswhichcombinemultiple propositions,andsinceclausecombinationisthefocusofthisbook,theydeservea littlemoretimethanpassiveclauses.Thegrammaticalfeatureswhichdistinguish themasaninfi nitival,participleandcoordinateclausearealsosignalsofdifferences intheirinter-clausalpropositionalcoherence.Forexample,intheconstruction(1c) boththemainclauseandtheinfi nitivalclausehavethesamesubject Marla,yetthe cohesionofparticipantsacrosstheclausesisnotexplicit.Itisaccomplishedviaan abstractgrammaticalrelationcommonlyreferredtoassubjectcontrol,inwhichthe subjectofthemainclauseislogicallyunderstoodtobethesubjectoftheinfinitival. Thelackofagrammaticalsubjectpositionininfinitivalclausesis,accordingtothe AdaptiveApproach,areflectionofthembeingclausepackagesforhighlycohesive propositionswithatendencyforparticipantcontinuity.Infinitivalclausesalsolack verbalinflectionfortense–aspect–mood(TAM)andnumber,andinconsequence thetemporal-aspectualframeoftheprecedingclausehasscopeovertheinfinitival. Thus,in(1c),theproposition[Marla] letoutheraggression occursatthesametime as MarlahitHenry inthemainclause.Thesemorphologicalproperties,coupled withtheembeddingoftheconstituent,alsosignalthatthetwoactionsofthe combinedpropositionsareessentiallynon-distinctevents:theinfi nitivalclause’s lettingoutofaggression isnotaseparateoccurrencefromthe hit eventinthemain clause.

In(1d),thegrammaticalpropertiesoftheparticipleclausealsocodespeci fic inter-clausalcoherencefunctions,butthesearesomewhatdifferentfromthose codedin(1c).Thisclausecombinationpresentstwopropositionswhichonecould paraphraseinacoordinateparatacticconstructionas HenrysawMarla/shewas hittinghim.Whilethesepropositionsarecertainlymoredistincteventsthanthosein theinfinitivalclause(1c),theyarestillhighlycohesiveeventssincethepropositions sharetheirparticipantsandtemporalframe.Therefore,ratherthanpackagethese propositionsinaparatacticconstruction,thepresentparticipleclauseoffersamore efficientconstructionforthemulti-propositionalcoherencerelation.Theparticiple clause’slackofperson,numberandtense,anditsmaintenanceofthecontinuous aspectmorphological-ing,aregrammaticalfeatureswhichindicatebothtemporal continuity(hitting issimultaneouswith seeing)andeventincorporation(hitting and seeing areaunifiedoccurrence).Participantcontinuityismaintainedintheconstructionbyhaving Marla functionasbothobjectofthemainclauseandimplied subjectofthesubordinateparticipleclause.Also,thehierarchicalconstituencylevel ofsubordinationsignalstheinformationoftheconstituentisbackgroundtothe mainclauseproposition.

Finally,considerthecoordinateclausein(1e).Twodistincteventsarepresented withneitherofthepropositionsbeingascohesiveasthosein(1d)or(1c).In(1e) thepropositionshavedifferentparticipantscompletingseparateactions.The increasedindependenceofthepropositionsin(1e)correlateswiththembeing packagedinsyntacticallyindependentclausesratherthaninhierarchicallysubordinatedclausesaswiththepreviousexamples.However,thesepropositionsarestill

cohesiveandshareseveralcoherencerelationsincludingtheparticipant Henry and theaction hit.Thus,theyarepackagedascoordinatedindependentclausesrather thancompletelyseparatediscourseunitssuchasindividualsentences.Theparticipantcohesionismanagedbywordorderinversionandtheconnector so inthe secondclause,whiletheactioncontinuityissignalledbythepro-verb did.

Notethatifonelooksbackfromthecoordinateclause(1e)throughtothe infinitivalof(1c),thebeginningsofahierarchyofclausecombinationemerge.The argumentthatthisisafundamentalpropertyoftheEnglishclausesystemisthe focusofthenextchapter,andtooffersupportforitspsychologicalrealityispartof theaimofthisbookthroughout.Fornow,theobservationtobemadeinthe preliminaryexamplesaboveisthatclausesareeithermoreorlessgrammatically integratedconstructionsandthisreflectswhethertheyareprototypicallymoreor lesscohesivepropositions.AsGivón(1995,p.343)putsit: “thegrammarofclause combininginconnecteddiscourse,markingvaryingdegreesofcross-clausalsyntacticdependency,isnothingbutthesystematicreflectionofthedegreetowhich twoeventsorstatesarejointlyframed”.Inotherwords,grammaticalhierarchyisa reflectionoftheinter-clausalcohesivenessofdiscoursepropositions.

Considernowanextendedstretchofdiscourse,ratherthanisolatedclauses,such assampleoftextin(2)fromGivón(2009,p.25).

(2) Multi-propositionaldiscoursecoherenceandgrammaticalrelations

(a)Eventually the policeconcludedthat, (b)havingbeen driven insane

(c) bythe director ’s lewdpropositioning, (d) the dancer shot himwith a gun.

Eachoftheclausesin(2)canbeunderstoodasanatomicsemanticunitwhere thegrammaticalfeaturesoftheclausecodetheindividualpropositionwithinit.In (2a),thewordorderandtensecombinetosignalthat thepolice atapointpriorto thisclause’sarticulationformeda conclusion.However,andthisistheimportant point,oncethestretchofdiscourseisunderstoodasamulti-propositionalunit,the grammaticalcode(broadlythoseelementsmarkedinbold)arelessaboutcoding atomicsemanticpropositionsthantheyareaboutcodingtherelationsbetween them.Indeed,Givón(1993,p.26)statesthattheAdaptiveApproachconsidersthat the “bulkofthesyntacticcode” isusedtomanagemulti-propositionaldiscourse coherenceratherthanpropositionalsemantics.Wordorderandpasttensemorphologyin(2a)isnotprimarilyforsignallingthat thepolice atapointpriortothis clause’sarticulationformeda conclusion,butforsituatingthispropositionas temporallyanteriorandsuperordinateinrelationtothesubsequentdiscourse.

Theclausein(2a)isnotfollowedimmediatelybythepropositionmostcohesive withit;namelywhatthepoliceactuallyconcluded.Thisisnotarticulateduntil(2d). Arangeofgrammaticalcuessignalthattheproposition(2a)ismoredirectly cohesivewith(2d),ratherthanequallycohesivewiththeimmediatelyfollowing clauses(2b)and(2c).Theseincludethepresenceofthecomplementizer that andan intonationcontourresetapproximatedbythecommaimmediatelyafter.Whatthese 1.3TheAdaptiveApproachtoGrammar13

propertiessignalisthatacomplementclauseisgoingtobeproduced,butsome backgroundpropositionsaretooccur first.Thebackgroundinformationstatusof (2b)isreinforcedbythefactthattheclauselacksagrammaticalsubjectora completeverbalinflection,havingtheformofapresent(perfect)participleclause. Thesepropertiessignalthatthelogicalsubjectofthe(2b)clauseiscohesivewith thegrammaticalsubjectoftheclausein(2d), thedancer.Further,thetemporal contextofboth(2b) beinginsane and(2c) lewdpropositioning isautomatically cohesivewiththeeventin(2d),onceagainduetotheverbalmorphologyofthe clauseconstructionsused.Whenareader/interlocutorreaches(2d),theyknowthat thisisthepropositionmostcohesivewith(2a)duetotheSOVwordorderandfully finiteverbalelement,whichsignalthisistheexpectedcomplementoftheinitial propositionanditsimmediatesyntacticdependent.Notealsothatthesyntactic dependencyrelationsoftheclausesinthisdiscourseunitarecorrelatedwiththe discourse-pragmaticdependenciesofthedifferentpropositions.Toillustrate,(2c)is asyntacticdependentof(2b),(2b)adependentof(2d),and(2d)adependentof (2a).Intermsoftheircoherencerelations,thepropositionof(2d)ishighlycohesive with(2a)andhighlyinformative;(2c)isanincompletepropositiondependenton (2b)tobemeaningful;andboth(2b)and(2c)arepropositionsdependenton(2d) foracoherentinterpretationsincetheyonlyprovidethecausefortheeventin(2d).

Toconclude,theAdaptiveApproachtoGrammar(Givón 2012)isthecentral theorythatthisbookwillhavereferencetothroughout.Thetheoryhasclause combinationatitscoreandithasthereforeimportantimplicationsforunderstanding theEnglishclausesystem.Beingacognitive-functionaltheoryoflinguistics, grammaticaldescriptionsthatarebasedonthisframeworkaimtodescribehow grammarisrepresentedinthemindandhowitinteractswithotherlinguisticand non-linguisticdomains.Althoughanimportantframeworkforthebook,thisisnot tosaythattheAdaptiveApproachistheonlytheorydrawnuponinthisbook,nor thatitisaccepteduncritically.Indeed,muchofthecombinedclausegrammar exploredanddescribedinthisbookisnottheorydependent.Atseveralpointsin thisbooktheproposaloftheAdaptiveApproachistestedagainstcompetingtheoriesinfalsifiableresearchdesigns.Nevertheless,asGivón(2012,p.48)himself states,eventhoughthisconceptionofclausegrammarmayturnoutto “likelybe onlypartiallyaccurate… thispartialaccuracyisanecessarystepinallscience”.Itis inthisspiritthatthecurrentbookinvestigatestheEnglishclausesystemwithinthe contextoftheAdaptiveApproachtoGrammar.

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Chapter2 ClauseCombinationinEnglish

2.1Introduction

Asmentionedinthepreviouschapter,mostlanguageuseinEnglishorotherwise, doesnotconsistofisolatedpropositions.Humancommunicationisnotasequence ofindependent,unrelatedclausesmadeupofsimplesubjectsfollowedbysimple predicates.This,ofcourse,haslongbeennoted,despiteacertainbiasremainingin linguisticsforanalysestobefocusedonwhathappensinternallywithinaclause ratherthanacrossclausesandlargerspansofdiscourse(Halliday 1965;Morrisand Hirst 1991).Thepertinentpoint,however,isthatsincehumancommunicationis almostalwaysasequenceofcoherentlyconnectedpropositions,clausecombination isnaturallyacentralfeatureoflanguage.ThisisacknowledgedintheAdaptive ApproachtoGrammar(Givón 2002),buteveninschoolsoflinguisticsfundamentallyopposedtothetenetsoffunctional-cognitivelinguistics,ithasbeenargued thatclausalrecursionistheonlyuniquefeatureofhumancommunicationand thereforethecorecomponentofaninnatelanguagefaculty(Chomsky 2007).This itselfisquiteastrongclaim,rejectedbyotherlinguists(Everett 2012),andisnot reallyheldtointhecurrentbook,butitdoesdemonstratetheimportanceofclause combinationincontemporarylinguisticsregardlessoftheschooltowhichone belongs.1

Inappliedlinguistics,itiswellestablishedthattheknowledgeoftheformsand functionsofdifferentcombinedclausesisoneofthemorecomplexaspectsof understandingEnglishgrammarforESLstudents(Sjolie 2006).Englishclause structuretendstobecomemorecomplicatedinsubordination;forexample,the SVOorderofthelanguagecanswitchtoVSOinsubordinateclausessuchasin I wouldhavesaidsomething,hadIbeenthere.Furthermore,insecondlanguage research,ithasbeenfoundthattheacquisitionofsubjectrelativeclausestendsto precedeotherrelativizationstrategies,likelybecausethestructureisanalogousto

1Aversionofthischapterwas firstpublishedinGreen(2012).

© SpringerNatureSingaporePteLtd.2017

C.Green, PatternsandDevelopmentintheEnglishClauseSystem, DOI10.1007/978-981-10-2881-6_2

anSVOmainclause(O’Gradyetal. 2003).Appliedworkdirectedatmappingthe educationaldevelopmentofnativespeakershassimilarlyshownthattheknowledge ofthepatternsofclausecombinationisimportantfordevelopingcommunicative competenceappropriatefordifferentgenresandregisters(Myhill 2009).AsBiber etal.(2004)demonstratesthepatternsofclausegrammarvarysystematicallyacross differentwrittenandspokengenresandregisters,andevenwithinspecificsubcategoriesofagenre,sobothnativeandnon-nativespeakingstudentsneedtolearn this.

Giventhattheclausesystemissuchanimportantobjectofstudy,itmustalsobe animportantenterprisetodescribethepropertiesofclausecombinationinEnglish grammarascompletelyandaccuratelyaspossible.Yet,manygrammarsofEnglish, whetherwrittenfornativespeakersorsecondlanguagelearners,lackanyspecial emphasisontherelationshipbetweenclausesinthesystem,andwhatmakesthema unifiedsystemsetofmoresimilarormoredissimilarconstructions.Furthercomplicatingmattersiswhatwasnotedinthepreviouschapter,namelythatlinguists andgrammariansdonotshareawidelyaccepteddescriptionoftheEnglishclause system.Thischapterreviewsinmoredepthsomeofthesedisagreements,which existonthingsasfundamentalasthenumberofclausetypes,whattheclauses shouldbecalled,howtheyshouldbedefined,andeventheexistenceofsuch commonlyacceptedclausetypessuchastheEnglishadverbialclause.

Thechapteraimstohighlightsomeofthedifficultiesindescribingtheclause systemthathavepreventedwidespreadacceptanceofanysinglemodelofthe Englishclausesystem.Todoso,itwillcompareandcontrasttheclausesystems presentedinsomeofthemostwidelyreferencedgrammarsoftheEnglishlanguage currentlyinuse.Theseinclude: TheLongmanGrammarofSpokenandWritten English (Biberetal. 1999), TheCambridgeGrammaroftheEnglishLanguage (HuddlestonandPullum 2002), TheCollinsCobuildEnglishGrammar (Sinclair 1990)and TheComprehensiveGrammaroftheEnglishLanguage (Quirketal. 1985).Thesegrammarscanbeconsideredsomeofthemostimportantdescriptions ofclausecombinationinEnglishlanguagestudyinthattheyarethemostusedand mostcitedinEnglishlinguistics;theyarethe ‘bestsellers’ andtheweightyreferencetomesininstitutionsandofficeseverywhere.Oncethesegrammarshavebeen describedandcompared,thechapterdevelopsasynthesizedmodeloftheclause systemandorganizesthissystemasahierarchyofconstructions.Thenotionofa clausehierarchyislargelyabsent,oratleastunderspeci fied,inmanyofthemajor referencegrammarsofEnglish,andsothechapter(andindeedthebookingeneral) hopestocontributetoitsacceptanceasfundamentalpropertyoftheclausesystem. Theclausesystemisorganizedmuchmoreaccordingtoahierarchyofdifferent levelsofclauseintegrationthancanbemeaningfullycapturedbyonlythebinary categoriesofsubordinationandcoordination(Payne 2011;Givón 2001).

Tobegin,theabovereferencegrammarscanbedividedintotwocontrasting,and difficulttoreconcile,approachestotheEnglishclausesystem.Oneapproachto describingwhataspeakerknowsabouttheirlanguageistodescribeEnglishclause grammarusinggrammatical form (i.e.whatitlookslike)asastartingpoint,while theotheristotakegrammatical function (i.e.whatitdoes)tobetheprimary

indicatorofaclausecategory.Thisvariationinthestartingpointoftheanalysisis partlywhyawidelyacceptedmodeloftheEnglishclausesystemhaseluded grammarians,linguistsandstudents.TwoofthemajorEnglishgrammarsthatstart theirdescriptionofEnglishgrammarthroughfunctionalcategorizationarethe corpus-based CollinsCobuildEnglishGrammar (Sinclair 1990)and The ComprehensiveGrammaroftheEnglishLanguage (Quirketal. 1985).Anoverviewofthesefunction-firstdescriptionsofEnglishclausecombinationisnow given.

2.2Function- firstDescriptionsoftheEnglish ClauseSystem

2.2.1TheCollinsCobuildEnglishGrammar

TheCollinsCobuildEnglishGrammar(Sinclair 1990)identifiesitselfasa “GrammarofFunctions”,whichitdefinesas “thepatternsoflanguageandthe thingsyoucandowiththem” (p.iv).Itisoneofthe firstcorpus-basedgrammarsin whichentirelyauthenticdataisused,believingthatthere “isnojusti ficationfor inventingexamples” (p.vii).InitsanalysisoftheclausesystemofEnglish,it beginswiththetraditionaldistinctionbetweentwoclausecombinationmethods: coordinationandsubordination,withacorollarybinarydistinctionbetweencoordinateandsubordinateconjunctions.Coordinationisdefinedasthecombinationof independentclauses,whilesubordinationisdefinedasaclausethatisdependenton another.Coordinatingconjunctions,unlikemostotherdescriptivegrammars,area ratherextensivesetinthe CollinsCobuild (Sinclair 1990).Theyinclude and,but, nor,or,yet,then,so,aswellasthecombinations, andalso,andyet,andthen,and so.Thegrammardescribesonetypeofcoordinateclause,andthreetypesofsubordinateclauses:adverbial,relativeandreportedclauses.Becausethesearefunctionalclassi fications,clauseswithdifferentformsmaynonethelessbethesametype ofclauseinthismodelofgrammar.Forexample,alltheaboveclausescanbeeither finiteornon-fi niteandretaintheirprimaryclasscategory.Anadverbialclauseof purposemaybeeither ‘Ireadcontemporary fiction torelaxafterlectures’ or ‘I oftenreadVenusinFurs sothatIcanrelaxafterlectures’.TheCollinsCobuild doesnotethatthereareform-functioncorrespondences,andthatonefunctiontends tobefulfilledbyoneform;forexample,noungroupstendtobesubjectsandtopics. However,withclausecombination,thisone-to-onecorrespondencedoesnotseem tobemaintained.

Letusgothroughthethreetypesofsubordinateclausesindividually.Oneofthe threesubordinateclausesisidenti fiedasthe ‘reportedclause’,whichcanhavea grammaticalformbeginningwith that andbe fi nite,asin ‘shesaid thatshewas eatingherdinner ’,oritmaybeginwithanon-finiteinfi nitive, ‘shesaid toeatyour

dinner ’.Botharereportedclausesbecausetheyfunctionascomplementtoa speci ficverbofsayingorthinkingandreporttherelevantstatementorthought.

Asecondtypeofclauseistherelativeclause,whichinthe CollinsCobuild (Sinclair 1990)maybeanon-finiteform, ‘thegirl readingthebook’,orhavea fi nite structure,suchas ‘thegirl whoisreadingthebook’.Relativeclausesarefurther subcategorizedintoadjectivalfunctions,thosewhichpost-modifyanounphraseas inthepreviousexamples,ornominal,asin ‘thatthelecturecontinuesthrough lunch isaproblem’.Adjectivalrelativesareeitherdefining,asabove,or non-de finingwhenplacedinparentheticalcommas: ‘Isuspectthatlinguists, who I’msuremeanwell,havemanyinterpersonalproblems’ .

The fi nalsubordinateclausetypeinthisgrammaristheadverbialclause.Eight subtypesofadverbialclausesaredescribed:(1)Time,(2)Condition,(3)Purpose, (4)Reason,(5)Result,(6)Concessive,(7)Place,(8)Manner.Thesearedefined semantically,thoughthegrammarnotesthattypicallytheadverbialclauseisformallyassociatedwithaclausethatbeginsafteracommaandcontainsasubordinator oradverb.Thesubtypesofadverbialclausesarealsotypicallyassociatedwithaset ofconnectorsthatsignaltheirfunctioninrelationtothemainclause,suchasin ‘students finishexamsquickly, when/after/beforetheyeat’ (adverbialoftime). Althoughthisparticularexampleis finiteinitsverbalelementandhasagrammatical subjectposition,giventhegeneralfunctionalapproachofthe CollinsCobuild (Sinclair 1990)anadverbialclausecanalsobeanynon-finiteformaslongasit fits intothesemanticclassi ficationsabove.Forexample, ‘students finishexamsquickly togetoutofclassearly’ isanadverbialofpurpose,despitebeinganon-fi nite infinitivalform.Itisalsoworthnotingthatsincethetypesofadverbialclauses describedbythe CollinsCobuild arefunctional-semantictypes,somemayhave exactlythesameform,yethaveadifferentclassification.Forexample, ‘thestudent studiedhard sohereceivedapassinggrade’ maybeanadverbialclauseofpurpose inonecontextofusewiththecommunicativeintentbeingonthereasonwhyhewas studyinghard,while ‘thestudentstudiedhard sohereceivedapassinggrade’ would beanadverbialclauseofresultifthecommunicativeintentwasontheoutcome.

TheclausegrammarofEnglish,asdescribedinthe CollinsCobuild and reviewedabove,mightbesummarizedinthefollowingmanner: CollinsCobuildEnglishGrammar(Sinclair 1990)

Therearefourcentralclausetypes.TheseFUNCTIONALcategoriescanbe fi nite ornon-fi nite:

1.Coordinate

2.Adverbialclauses

3.Relativeclauses

4.Reportedclauses

Thesefourclausefunctionsaredividedintotwocombinationmethods:coordinationandsubordination.When finite(andinsomecasesofnon-finitesubordination), theseclausesaremarkedbyexplicitcoordinateandsubordinateconjunctions:

2.2Function-firstDescriptionsoftheEnglishClauseSystem21

1.Coordinationismarkedbyseveralcoordinators:and,but,nor,or,yet,then,so. Therearealsomulti-wordcoordinators:andyet,andthen,andso

2.Subordinationismarkedbyseveralsubordinators:when,while,that,which,so, because.Therearealsomulti-wordsubordinators:sothat,afterwhich,inorder to,whenever.

Subordinateclauseshavethreetypes,either fi niteornon-finite:Adverbial,Relative andReported.

1.Adverbial:Thereareeightkinds:

1.Time,2.Condition,3.Purpose,4.Reason,5.Result,6.Concessive,7.Place, 8.Manner

2.Relativeclauses:Therearetwokinds,eachwithtwosubcategories:

1.Adjectival:

1 1 De fining

1 2 Non-defining

2.2.Nominal:

2 1.(Fused)relatives

2 2. Wh-clauses

3.Reportedclauses:therearetwokindswhicharespecifi edaccordingtoformand usedprototypicallyasindirectspeechoraspredicativeverbalcomplements:

1.Thatclauses

2.To-in finitivalclauses

Insummary,whatweseeinthe CollinsCobuild (Sinclair 1990)isamodelof EnglishgrammarthatusesthefunctionsofEnglishclausesasthecentralorganizing principleofthesystem.Thegrammarmakesnoclaimthatthisistheorganizing principlewhencognitivelyprocessingandproducingEnglishclausesindiscourse; however,thereisanimplicationfromthewaytheyhaveorganizedtheirdescription oftheclausesystemthatinthenativeEnglishspeaker ’smind,functionisthehigher ordercategoryinwhicharangeofformscanexist.Thebenefitofsuchadescription isthatitexplainsratherneatlywhyanouncanbeeasilymodifiedbya fi niteclause justaswellasbyanon-fi niteclausein,forexample, ‘thebook thatwasbeingread’ and ‘thebook beingread’.Theseareinterchangeableinthesystembecausetheyare thesameclausetype,namelyarelativeclause.

2.2.2AComprehensiveGrammaroftheEnglishLanguage

TheothermajorgrammarofEnglishwithafunction-firstapproachistheseminal A ComprehensiveGrammaroftheEnglishLanguage (Quirketal. 1985).This

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