First order phase transitions of magnetic materials: broad and interrupted transitions first edition

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First Order Phase Transitions of Magnetic Materials: Broad and Interrupted Transitions First Edition Praveen Chaddah

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Fi rst Order Phase

Transitions of Magnetic Materials

Broad and Interrupted Transitions

First Order Phase Transitions of Magnetic Materials

Broad and Interrupted Transitions

Praveen Chaddah

CRC Press

Taylor & Francis Group

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Preface

First order phase transitions abound in nature. The conversion of liquid water into vapor, and its subsequent condensation into liquid, is a sequence of two first order transitions that sustain life on earth. The melting of glacial ice into water is another first order transition that helps sustain life, but the excess of which may threaten life on earth. These first order phase transitions are commonly observed to occur under heating or cooling and are accompanied by sharp discontinuities in physical properties. First order phase transitions are characterized by the temperature change being arrested at the transition temperature TC, even as heat is being added or removed, until one phase converts fully to the other. The amount of heat added (or removed) without change in temperature at TC is called latent heat. First order phase transitions are also characterized by a jump in volume ∆V or a jump in magnetization ∆M, depending on whether TC is affected by a change in pressure P or magnetic field H. The slope of the phase transition line TC(P) [or TC(H)] is related to the latent heat L and ∆V [or ∆M] through the Clausius–Clapeyron relation and has been an essential experimental test that must be satisfied for a transition to be accepted as a first order phase transition.

This conventional wisdom of what characterizes a first order transition has changed in recent years, mainly due to studies on first order phase transitions of magnetic materials. Over the past two decades, it has been established that many magnetic materials show first order transitions that are broad (they occur over a broad region of temperature and of magnetic field) without sharp discontinuities or latent heat. These broad transitions show hysteresis and are even interrupted midway through the transition. We explain the puzzling observation of phase coexistence of equilibrium low entropy and kinetically arrested high entropy states that persist to the lowest temperatures.

The easy availability of superconducting magnets has led to widespread temperature-dependent measurements of material properties at high magnetic fields. Commercially available equipment has also made isothermal measurements under varying magnetic fields very common, without an emphatic realization that similar isothermal measurements under varying pressures were not possible at varying temperatures. Since TC of most first order phase transitions is influenced by P, and since varying P at an arbitrary T is experimentally difficult, the phase transition line was traditionally determined by varying T at various fixed values of P. This has changed drastically with studies on phase transitions of superconductors and of magnetic materials because H can now be easily varied isothermally at any arbitrary T. Such new studies have naturally focused on materials whose properties vary with magnetic field, with recent emphasis being on phase transitions in magnetic materials.

First order magnetic phase transitions gained prominence about two decades ago, when transitions were reported between the competing ferromagnetic and antiferromagnetic ordered phases in some half-doped manganites. These transitions also involved a sharp change in resistance, including from an insulating to a metallic state, raising possibilities of applications. Isothermal variations of the second control variable H are very common in studies on such magnetic materials. These have provided general results on first order phase transitions that were not available from earlier studies (using pressure) on nonmagnetic materials and are the raison d’être for this book.

First order phase transitions can exhibit hysteresis upon cooling and warming, with the transition occurring at T < TC on cooling and at T > TC on warming. This has been common wisdom but was neither thoroughly investigated nor asserted with any rigor in the traditional Ehrenfest classification of phase transitions. As we shall discuss in detail, the simplistic but exactly solvable van der Waals model for the liquid–gas phase transition gives exact solutions for such hysteresis. The limits on the extent of supercooling and superheating that cause this hysteresis are obtained analytically in this model, even though the phase transition temperature can only be obtained numerically! We shall discuss this prediction of the existence of the corresponding T*(P) and T**(P) lines that define the limits to which metastable states can exist in this model as a prelude to the importance metastable states hold in experimental studies on first order transitions in magnetic materials.

The traditional Ehrenfest classification of phase transitions was based solely on what integer derivative of the free energy showed a discontinuity at TC and became inapplicable for many phase transitions where the specific heat was continuous but approached infinity at TC with opposing slopes; the function was continuous but its derivative could not be defined. This inability to classify many observed phase transitions led to the so-called modern classification wherein phase transitions were classified either as first order or as continuous. This development also led to the conclusion that only first order phase transitions can show hysteresis in measurement of TC, providing a defining observation for first order transitions. We shall discuss this in some detail, considering how metastable states associated with the hysteretic behavior can be converted to the stable state by varying the second control variable, viz., pressure or magnetic field. This enables ensuring that the observed hysteresis is not due to an experimental artifact like thermal lag nor due to arrested kinetics as in the pinning of magnetic domains. The stringent requirements for establishing compliance with the Clausius–Clapeyron equation pose experimental difficulties when the latent heat L is small, and it becomes difficult even to distinguish it from a peak in specific heat [1].

The genesis of this book can be traced to developments a little over two decades ago. There were three interesting phenomena studied in the mid1990s that were being attributed to underlying phase transitions, which were also caused by varying magnetic field and were possibly first order. Each of

these required measurements at low temperatures and in high magnetic fields, and the latent heats were difficult to measure. The underlying phase transitions, and the materials being studied, were (1) the melting of the vortex lattice in the high-TC superconductors, (2) the onset of the peak-effect in the critical current density JC of superconductors, and (3) the melting of “charge-order” across the antiferromagnetic insulator (AFI) to ferromagnetic metal (FMM) transition in the half-doped manganites. The studies on the first phenomenon were motivated by experimental reports showing hysteresis at the jump in resistance across the transition, but resistance is not a derivative of free energy. It is not an equilibrium physical property, and a discontinuity in it lacks significance in the Ehrenfest classification. This was firmly established as a first order transition only in 1996 following measurement of latent heat and by showing that the Clausius–Clapeyron relation was satisfied all along the phase transition line in (H, T) space of control variables [2].

The studies on the second phenomenon were motivated by hysteresis in JC, which is not an equilibrium property but is related to hysteresis in the equilibrium property of magnetization. In this case, there were attempts to extract the jump in equilibrium magnetization and then use the Clausius–Clapeyron relation to estimate the latent heat [3,4]. The conclusion that it was a first order transition was supported by showing that the extent of hysteresis was dependent, in a certain predicted manner, on the path followed in the (H, T) space [5]. The latent heat was not directly measured, and the Clausius–Clapeyron relation was not established for this phenomenon.

The report on the third phenomenon showed sharp jumps in magnetization and resistance and relied on hysteresis in the nonequilibrium property of resistance to assert that this was a first order phase transition [6]; there was no reference to the Clausius–Clapeyron relation in that paper! This report actually appeared before the detailed (and painstaking) report on vortexlattice melting [2] but presented the shift in emphasis from latent heat to hysteresis envisaged by White and Geballe [1] about two decades earlier. We emphasize that hysteresis could even be in a nonequilibrium physical property.

This shift in emphasis from discontinuous jumps in equilibrium physical properties to hysteresis in even nonequilibrium properties becomes a necessity when we discuss magnetic materials where there is a disorder broadening of the transition. This book provides a detailed basis for this subtle but major shift in the experimental characteristics for identifying first order transitions. The charge-melting transition also showed the coexistence of AFI and FMM phases, with the intriguing feature that this phase coexistence persisted to the lowest temperatures. We also discuss how this led to a major development in our understanding of first order transitions in actual magnetic materials.

Magnetic shape-memory alloys, which have immense potential for applications, usually also show associated magnetic-field-induced first order phase transitions, so do materials showing large magnetoresistance, or large

magnetocaloric effect, or large magnetoelectric effect. Another conceptual advance in our understanding of first order phase transitions has been triggered by most of these functional magnetic materials being multicomponent systems whose properties have been made more interesting by substitutions. Such substitutions are an intrinsic source of disorder. Over two decades after the theoretical work of Imry and Wortis [7], it has been experimentally established that in the presence of weak disorder the first order transition occurs over a range of temperatures, with the two competing phases coexisting in different regions of the sample over this broader temperature range. This was also established experimentally when the control variable used was magnetic field instead of temperature. Confirmation that these transitions were first order was provided by hysteresis across the broad transition. Finally, the behavior of the metastable supercooled and superheated states followed theoretical predictions. The identification of such metastable states becomes necessary when disorder broadens a first order phase transition, because the discontinuities (in entropy and magnetization) are now smudged out and cannot be measured. The paradigm shift from Clausius–Clapeyron equation to hysteresis (with metastable to stable transformations under appropriate variations of the second control variable) as a confirmation for a first order phase transition has now become a necessity. We emphasize that such variations are experimentally not possible with P as the second control variable but are so easy with H. Magnetic first order transitions and studies on magnetic materials have thus been essential to the development of these new insights.

Broad first order transitions, occurring under LTHM (low temperature, high magnetic field) conditions, provide a proximity to conditions under which glass-like arrest of kinetics is possible. The proximity of these two can be varied using the second control variable, as has been clearly established in many first order magnetic transitions. This results in many new physical observations, which form a new and unique feature of this book. The first was the observation of coexisting phases down to the lowest temperature, as first noted in the melting of charge order, raising the possibility of an inhomogeneous ground state [8]. Since first order transitions occur over a range of temperatures, there is an interesting possibility that a glass-like arrest occurs within this range and then the transition is arrested when it is partial and incomplete. This possible explanation for phase coexistence persisting to the lowest temperature was proposed by us [9], suggesting a coexistence of a glass-like higher entropy kinetically arrested phase with a crystal-like equilibrium phase. Using different magnetic fields to control the separation of temperatures corresponding to the phase transition and to the glass-like arrest of kinetics allowed tuning these coexisting fractions [10]. The multiplicity of states that could be experimentally obtained at the same temperature and magnetic field clearly brought out that these inhomogeneous states were not equilibrium states [11]. Multiple values of magnetization and resistivity were obtained at the same value of temperature and

magnetic field over a range of low temperatures. These properties could be varied over a range of values in a controllable manner, as was predicted by our concept of kinetic arrest. This data provided a challenge to theorists, and it was probably the visually drastic data that helped establish the validity of our new concepts.

The subsequent development of the new protocol of cooling and heating in unequal fields (CHUF) [12], which clearly shows the devitrification of the arrested state and gives unambiguous and rather visual evidence of the coexisting phases being a glass-like arrested state, shall be discussed in detail. CHUF thus allows the measurement of the temperature at which the kinetics is arrested (or de-arrested), and one can study the variation of Tg with H in an exhaustive way. This contrasts with the limited results so far on the pressure dependence of Tg. In addition, for broad transitions, devitrification can be caused to occur at different temperatures by cooling in different fields but warming in the same field. This can further our understanding of nucleation and growth. There is a wide scope for application of the concepts and results presented in this book.

This book discusses new concepts introduced during the last two decades and experimental results that either generated those new concepts or established conclusions that followed from them. Schematic figures that describe concepts are presented in the simplest form that captures the essence of the concept while recognizing that actual realizations would be more complicated. Phase transition curves (in the space of two control variables) are represented by straight lines with slope of an appropriate sign, whereas they would actually be curves with slope of appropriate sign but with the magnitude of the slope varying continuously.

The new concepts that we introduced and tested across first order transitions in magnetic materials can be summarized as follows:

• The phase transition line in real materials is broadened into a band so that the transition is completed across a range of values of the control parameter (temperature or magnetic field). Other thermodynamic lines, specifically the limits of metastability (supercooling or superheating), are also broadened into bands.

• The phase transition can be arrested even under slow cooling if the temperature TK at which such a kinetic arrest occurs falls above the limit of supercooling. If TK overlaps the supercooling band at some value of the second control variable, then the phase transition can be interrupted and the transformation remains partial. Many interesting consequences like phase coexistence with continuously tunable phase fractions were actually observed.

• Since thermodynamic lines are broadened into bands, the same arguments imply that the TK line is also broadened into a band. This also has interesting observable consequences.

The above concepts were introduced by us in our seminal paper [9] in 2001, and some predicted consequences were tested across a first order magnetic transition in doped CeFe2. These were tested on other magnetic materials over the next few years but took many years to be accepted.

More consequences of these concepts were introduced and observed subsequently [12]. The evolution of concepts took place over a decade; they form the theme of this book. The presentation in this book will, however, not be chronological. The presentation benefits from hindsight and is pedagogical, introducing concepts one at a time.

The outline of this book is as follows. Chapters 1 and 2 cover the Ehrenfest classification and the modern classification, respectively. The emphasis is on first order phase transitions and on hysteresis and metastable states. In contrast with conventional texts, Chapter 1 provides a detailed discussion on the van der Waals model for the liquid–gas transition. It establishes that lines giving limits of metastability follow obviously in this model and discusses limitations of the Ehrenfest approach with regard to metastable states. Chapter  2 emphasizes metastable states in first order transitions, with a detailed discussion on the extent of metastability. It establishes that lines giving limits of metastability follow as a generic consequence for all first order transitions. It puts emphasis on the use of two control variables to check this extent of metastability and to cause transformation from a metastable to a stable state. These two chapters present conventional knowledge but set the background for the new material in subsequent chapters by establishing limits of metastability as thermodynamic lines similar to the phase transition line in the space of two control variables.

Chapter 3 starts with a discussion on the experimental results considered essential to establishing the existence of a first order phase transition but then shifts to a discussion on how hysteresis can be confirmed to have originated from metastable states around a first order phase transition. This represents the paradigm shift, away from latent heat and Clausius–Clapeyron relation, that has been used to classify many transitions in magnetic materials as first order.

Chapter 4 introduces the concept of arrest of the kinetics of transformation at a certain temperature (say TK), a concept that has been addressed in the context of structural glasses for around a century. In contrast to structural glasses, we are considering this temperature as a function of the second control variable. We deviate from conventional knowledge, which presents this in the context of potential energy minima in real space, and discuss it in the context of the free energy as we discuss other transformation temperatures in the modern classification of phase transitions. This is because we shall look at the possible crossover between Tk and TC as the second control variable is changed. This is a new concept we introduced in reference [9] and has been experimentally addressed in magnetic transitions because of the ease with which T and H can be varied independently. Many consequences of such variations, and their experimental observations, are brought out.

Chapter 5 introduces the additional concept of broad first order transitions. This, along with the ideas discussed in Chapter 4, was used in reference [9] to explain the intriguing observation of phase coexistence down to the lowest temperatures in half-doped manganites. These ideas predicted a continuously tunable phase coexistence at all (H, T) at the lowest temperatures, by using different cooling fields, that were then confirmed experimentally. These ideas also predicted a visually striking reentrant behavior on CHUF, with particular inequalities in these field magnitudes, which was again verified experimentally. These new developments are presented in Chapter 5 There are many magnetic materials showing phase transitions with features discussed in this chapter. Disorder-induced broadening of transitions and the overlap of kinetic arrest with the limit of supercooling appears to be widespread. We can expect many applications of these concepts in functional magnetic materials.

“Why do glasses form?” is a question that has persisted for a very long time. There has been a folklore that multiatom materials or long-chain compounds form glasses easily because of entanglement during positional ordering required for crystallization. About half a century ago, metallic glasses were formed by rapid cooling, supporting the belief that lowering diffusivity is essential to arresting structural reconstruction. Extensive studies on magnetic materials have established kinetic arrest of first order transitions that do not involve diffusion of atoms. Viewing this kinetic arrest as a generalization of the formation of a structural glass, the cause for this arrest should provide a more general answer to “why do glasses form?” This will be addressed at the end of this book.

References

1. R.M. White and T.H. Geballe, Long Range Order in Solids, Academic Press, New York (1979), p. 12.

2. A. Schilling, R.A. Fisher, N.E. Phillips, U. Welp, D. Dasgupta, W.K. Kwok, and G.W. Crabtree, Nature 382 (1996) 791.

3. S.B. Roy and P. Chaddah, J Phys Cond Matt 9 (1997) L625.

4. S.B. Roy, P. Chaddah, and L.E. DeLong, Physica C 304 (1998) 43.

5. S.B. Roy, P. Chaddah, and S. Chaudhary, Phys Rev B 62 (2000) 9191.

6. H. Kuwahara, Y. Tomioka, A. Asamitsu, Y. Moritomo, and Y. Tokura, Science 270 (1995) 961.

7. Y. Imry and M. Wortis, Phys Rev B 19 (1979) 3580.

8. M. Fäth, S. Freisem, A.A. Menovsky, Y. Tomioka, J. Aarts, and J.A. Mydosh, Science 285 (1999) 1540.

9. M.A. Manekar, S. Chaudhary, M.K. Chattopadhyay, K.J. Singh, S.B. Roy, and P. Chaddah, Phys Rev B 64 (2001) 104416.

10. A. Banerjee, A.K. Pramanik, K. Kumar, and P. Chaddah, J Phys Cond Matt 18 (2006) L605.

11. A. Banerjee, K. Mukherjee, K. Kumar, and P. Chaddah, Phys Rev B 74 (2006) 224445.

12. A. Banerjee, K. Kumar, and P. Chaddah, J Phys Cond Matt 21 (2009) 026002.

Acknowledgments

This book is based on new ideas that were introduced as we attempted to understand anomalies that were being reported in measurements on magnetic materials that indicated first order transitions as magnetic field (H) or temperature were varied. These materials were then known as the “giant magnetoresistance (GMR) manganites.” After having studied unusual behavior across first order transitions in vortex matter for about five years, we were eager to try our unusual ideas on the GMR materials. But the field was very active due to anticipated potential for applications, and some of us had experienced similar activity in the high-TC superconductors. Given our comparative physical isolation, Dr. Sindhunil Roy and I decided to stay a bit away from the strong tide of GMR research and try out our ideas on a material of “academic” interest. Dr. Roy had done extensive work on CeFe2 that showed a low temperature ferromagnet-to-antiferromagnet transition (only) under various dopings. This transition was accompanied by a sharp increase in resistance that was, however, much smaller than that seen on charge-ordering in the half-doped GMR materials. Sindhunil emphasized the similarities and the fact that the smaller magnetoresistance would keep this material in the “of academic interest” category. We, along with younger colleagues, took the plunge with Al-doped CeFe2 and published data supporting our unusual ideas in 2001. We could not publish in the most prestigious journals, but Physical Review B was an archival journal that was highly respected and well read. We continued testing our ideas with newer experiments and were regularly publishing, drawing attention to similarities with GMR manganites, and were not unhappy that we were left alone to our new thoughts. It was a few years before our work was referred to in studies on newer materials, by Magen et al. and by Zhang et al. I record my gratitude to Sindhunil Roy.

Around this time, I switched institutions and had an administrative role over a group that was doing active research in these GMR manganite materials. I was loath to collaborate and test unusual ideas under such administrative relations but was happy to find that Dr. Alok Banerjee had no hesitation in challenging the unusual ideas we proposed. He had the experimental wherewithal, and the attitude, to conduct new failure-test experiments with GMR manganites. We had a wonderful collaboration and were soon joined by Dr. Rajeev Rawat and others.

Given that many of our new ideas were presented in Manekar et al. in Physical Review B in 2001, why has this book taken so long to write? A massive experimental effort was essential to establish our ideas and to create new experimental protocols and generate failure-test data that could not be explained by what I would now call alternate models. Further, I do not

believe in prepublication validation; validation is done by postpublication review by identifiable experts. The ideas in this book have survived that validation.

I now list the many coauthors with whom I have had personal interactions and who have helped me learn. I thank Dr. Meghmalhar Manekar, Dr. Maulindu Chattopadhyay, Prof. Sujeet Chaudhary, and Dr. Kanwaljeet Singh Sokhey, who were close colleagues at the erstwhile Centre for Advanced Technology. At the UGC-DAE Consortium for Scientific Research, I had the advantage of working with colleagues as well as with many who were then students. I thank Dr. Vasudev Siruguri, Dr. Asim Pramanik, Dr. Kaustav Mukherjee, Dr. Kranti Kumar, Dr. Suryanarayan Dash, Dr. Archana Lakhani, Dr. Pallavi Kushwaha, Dr. Vasant Sathe, Dr. D. Kumar, and Dr. Pallab Bag. Dr. Siruguri and his colleagues provided very convincing neutron diffraction data under the new CHUF protocol. Prof. R. V. Ramanujan and Prof. V. K. Pecharsky were collaborators from abroad, whom I thank for making an impact beyond what can be acknowledged by joint authorship.

A person who likes solitude, probably necessary for evolving unusual explanations, is sometimes also termed as a bit “difficult.” My ardhangini* of nearly 40 years has always supported me and has not let me feel my flaws. Thank you, Kumud!

Finally, I must thank CRC Press and, particularly, Aastha Sharma for goading me into writing this book.

* Ardhangini is a Hindi word for wife, implying that you exist together, and would be halved without her.

Author

Praveen Chaddah, PhD, joined Bhabha Atomic Research Centre (BARC) through their Training School in 1973. His PhD work involved setting up a Compton Profile Spectrometer with a γ-ray source (the first in India) for electron momentum density measurements. His work focused on electron states in structurally disordered materials and on electron correlation effects. As a postdoc at the University of Illinois at Urbana-Champaign, he initiated measurements of nuclear momentum densities in the quantum solid 4He using the spallation neutron source IPNS at Argonne. Dr. Chaddah also worked on correlating the superconducting and martensitic transitions in A-15 superconductors. He worked on the development of superconducting magnets and of multifilamentary NbTi wires at BARC during 1982–1987 and later made important contributions to the development and extension of Bean’s Critical State model for the high TC superconductors. He reformulated this as a “minimum flux-change” hypothesis and contributed to its application to sample shapes having finite demagnetization factor. He then worked on first order phase transitions in vortex matter in superconductors, as also in magnetic materials. His recent emphasis has been on understanding metastabilities associated with supercooling and superheating, as also those associated with glass-like arrest of kinetics. His work showing tunability of coexisting phases in half-doped manganites by varying the cooling field was followed up on many materials exhibiting magnetic-field-induced first order transitions. This introduced the idea of “kinetic arrest” as a broad first order transition that is interrupted before completion. He developed the protocol CHUF (cooling and heating in unequal fields), which has provided rather visual evidence of kinetic arrest resulting in a glass-like arrested state. The observation of such behavior across magnetic first order transitions in various magnetic materials, where diffusive motions are not apparent, may lead to newer understanding of what causes glasses to form. Dr. Chaddah received the INSA Young Scientist medal in 1978 and the MRSI-ICSC Prize for Superconductivity in 1993. He is a fellow of the Indian National Science Academy, the Indian Academy of Sciences, and the National Academy of Sciences of India. He is also an elected member of the Asia Pacific Academy of Materials. He has authored more than 200 research papers. Dr. Chaddah was the director of the UGC-DAE Consortium for Scientific Research for more than eight years, where he established internationally competitive facilities for experimental research that were open to researchers from universities across India. He retired from the Department of Atomic Energy in December 2013.

Phase Transitions, and Rigorous Definitions

1.1 Phase Transitions in Nature,

and a Meandering

Introduction

The term “phase transition” is often used colloquially with the criterion that a phase transition occurs when incremental changes cause a sudden qualitative change in properties, instead of just having incremental effects. The most commonly observed phase transition is the melting of ice. The neuroscientist Ramachandran [1] describes this very well for a nonspecialist through the gradual warming up of a block of ice, noting that with an incremental change in temperature well below the melting point “all you have that you didn’t have a minute ago is a slightly warmer block of ice,” until one reaches the critical melting temperature when “incremental changes stopped having incremental effects, and precipitated a sudden qualitative change called a phase transition.”

The change from ice to water, or from water to steam, is an example of incremental change—which was causing an incremental effect—suddenly causing a striking effect. Ramachandran then suggests that incremental changes in the size of the brains of our ancestors over millions of years followed gene-based Darwinian evolution, but then culminated in a “mental phase transition” about 150,000 years ago. According to him, the incremental increase in the size of the brain resulted in succeeding generations of apes having slightly better motor and mental abilities, and the hominid brain reached nearly its present size about 300,000 years ago. He argues that this mental phase transition was associated with the development of certain small but key brain structures so that “old parts were there, but they started working together in new ways that were far more than the sum of their parts. This transition brought us things like full-fledged human language, artistic and religious sensibilities, and consciousness and self-awareness” resulting in the ability to wonder. According to him, these uniquely human attributes, which distinguish us from lower primates, came as a result of a phase transition. Such an exotic usage of the term “phase transition” is frequently encountered

in discussions on social or financial upheavals that occur on short time scales. This definition of incremental changes causing drastic effects is, however, not acceptable to physicists because we like to talk about causing changes in a parameter that can be controlled (called “control parameter”) and observing effects in properties that can be measured and quantified (called “physical properties”). It should be possible to vary the control parameter in an actual experiment or in a theoretical calculation, and Ramachandran’s interesting hypothesis of a mental phase transition in the evolution to human form could have been tested (albeit through model simulations) if we had a solvable model for brain activity in which physical linkages in the brain could be identified as variable control parameters.

The idea that phase transitions can and do occur in the human brain, as it exists today, has also been pursued at more computable and measurable levels. Changes such as from being awake to sleep and from slow-sleep to REM sleep are being discussed as showing features of first order phase transitions [2]. We recognize, as physicists, that phase transitions are thermodynamic phenomena that are talked about with rigor in various branches of science. Phase transitions in the early universe are discussed, for example, to explain the observed particle–antiparticle asymmetry, to explain a remnant magnetic field, and as a source of gravitational waves, even though control parameters in these cases can only be varied in model calculations and not by human experimenters.

Stated more rigorously, phase transitions occur when a thermodynamic system changes from one phase or state of matter to another. A system changes phase when some measurable physical property changes sharply under a small change of a control parameter (there is a “striking effect”), the most common control parameter being temperature. Within a phase, a similar or larger change of the control parameter will only cause small changes in the same property. As an example, in the most common phase transition, the volume of ice changes by about 10% when it melts into water, with the melting process occurring with no measurable change of temperature. We have been taught not to put a bottle full of water into the freezer because the sharp increase of 10% in volume, as the water freezes, can cause the bottle to explode. This change in volume is definitely drastic. At lower or higher temperatures, temperature changes of even a few degrees cause only comparatively slight changes in volume that are perceptible only with sensitive measurements. To sum up, some physical property (volume, in this case) will change discontinuously (by about 10%, in this case) with no change in temperature when there is a phase transition.

Phase transitions, consistent with this more rigorous usage of the term, are ubiquitous in nature. The most common phase changes are between liquid and solid phases and between liquid and gas phases. Our everyday experiences of phase transitions include the melting of ice into water and the boiling of water into steam. The melting of glaciers—as distinct from a rise in their temperature while still frozen—is a first order phase transition

requiring input of large amounts of heat. As a natural phenomenon, this is irreversible in that water can flow away from where the glaciers are located. This is continuously discussed and evaluated by environmentalists in the context of global warming and the potential rise in ocean levels that could threaten life on our planet.

The melting of ice into water is also an everyday living experience, and it is not really irreversible when in a confined space. It is common knowledge that the temperature of a glass containing a mixture of water and ice does not rise as long as some ice is present. The total volume of ice and water decreases as more and more ice melts, consequent to the sharp reduction in volume in this phase transition; however, the process is slow and may not be immediately obvious in a living room because some of the liquid water is also being consumed. What is obvious is that both ice and water coexist, even as the fraction of ice in the glass reduces with time. This does tell us that the ice–water mixture can absorb heat without a temperature rise, signifying a “latent” heat (this term was coined to distinguish it from the usual or “sensible” heat that raises temperature [3]). Phase coexistence and latent heat are characteristics of this type of phase transition.

The conversion of water into steam is another everyday experience. The most obvious feature of this phase transition is the large orders of magnitude change in volume. This drastic change in volume is an obvious characteristic of a liquid-to-gas phase transition. As noted earlier, solid-to-liquid phase transitions are also accompanied by sudden changes in volume, but the magnitude of change is smaller in these cases. (Also, there are no known examples of the volume of a liquid decreasing on transforming to the gas phase, while there are many examples of the volume of a solid decreasing on transforming to the liquid phase.) The visual observation of the huge volume increase in the liquid–gas phase transition led to the steam engine and, subsequently, to the Industrial Revolution—one really path-breaking application of phase transition.

Solid-to-liquid and liquid-to-gas transitions are observed in various materials on heating, and typical phase diagrams are shown in Figure 1.1. Both these transitions involve absorption of latent heat. As mentioned earlier, the temperature of a solid material will rise continuously on steady heating but will become constant as the solid starts melting. Once the entire solid has melted, then and only then will the temperature (now of the liquid) start rising again. The temperature will once again become constant when the liquid starts boiling into a gas. Once the entire liquid is converted to gas, then and only then will the temperature of the gas start rising. This is depicted in the schematic in Figure 1.2. The rate of the rise in temperature within a phase is slower for a phase with higher specific heat.

The reverse gas-to-liquid and liquid-to-solid transitions are observed on steady cooling, with the temperature again becoming constant when the gas is converting to liquid and also when the liquid is converting to solid. This temperature vs. time profile is used as a signature of the temperature at

order transitions with

order transitions with

FIGURE 1.1

We show two schematic solid–liquid–gas phase diagrams, corresponding to (a) the more common case of the liquid having a lower density than that of the solid and (b) the less common but frequently encountered case of the liquid having a higher density than the solid. The order in which the three phases are encountered with varying temperature is the same in both cases, but the order encountered with varying pressure is different. In (a), the liquid transforms to solid with increasing pressure while in (b) the solid transforms to liquid. This is because increasing pressure always causes a transformation to the phase with higher density. We emphasize that the various phases are separated by phase transition lines that actually change slopes continuously. We, however, assume in these and in most schematics in this book, for simplicity and without affecting the arguments that introduce new ideas, that these phase transition lines have a fixed slope.

which first order transition takes place and is normally considered reversible between the heating and cooling cycles.

When plotted as a function of temperature, the melting of a solid is signaled by a sudden change in volume, as depicted in Figure 1.3. In most cases this is a sharp increase, but in many cases it is also a sharp decrease with the change in volume being of the order of a few percent. The conversion of a liquid to gas is accompanied by many orders of magnitude increase in volume, with no known case of a decrease in volume.

FIGURE 1.2

We show the schematic temperature vs. time profile for the solid → liquid → gas transition, with a constant heat input. The same profile is valid for both cases of Figure 1.1. The specific heat in this schematic is assumed to be higher in the higher temperature phase, though this is not necessary and may not always be the case.

It is a widely held belief that indefinite heating of every solid will convert it to liquid (or gas) and lowering the temperature will result in the liquid converting back to solid. However, this cannot be stated as an axiom because there is one known counterexample. This interesting exception is the liquid–solid transition observed in helium-3 that shows anomalous behavior on heating and cooling in a certain range of pressure around 30 atmospheres. Its phase diagram is shown in Figure 1.3c. The liquid form of this isotope of helium freezes on heating, and further heating causes it to melt again and eventually convert to gas. The solid at about 0.3 K and 30 atmospheres pressure does melt on cooling. Since even one counterexample is enough to disprove an axiom, we must discuss this one material in some detail before we can assert any universal axiom on the role of increasing temperature in causing phase transitions. We shall do so shortly.

Returning to everyday experiences, we now discuss the role of pressure in causing a phase transition. As mentioned, water boiling into steam is an everyday experience in the kitchen. Pressure cookers are very common in India as a means for reducing energy consumption. The weight on a pressure cooker maintains water at about 20°C above its normal boiling point, and this reduces the cooking time because food cooks faster when it is maintained at a higher temperature. Also, when water is maintained at 100°C, some of it converts into steam and the latent heat for boiling—which is about 25 times the heat required to heat water from 100°C to 120°C—is lost in the steam that in no way aids cooking, representing lost energy. If the weight is removed suddenly, then the pressure falls and water at 120°C converts to steam with a large increase (by a factor of over 1000) in volume. Every person is taught not to remove the weight while hot, because this sudden drop

Pressure= 30 atmospheres

Phase transitions at T= 0.15 K and T= 0.5 K

Phase of helium-3

FIGURE 1.3

(a) We show the schematic volume vs. temperature profile for the solid–liquid–gas phase transitions. The volume may rise (or fall) at the solid–liquid transition but rises sharply at the liquid–gas transition. (b) We show the schematic volume vs. pressure profile encompassing the solid–liquid–gas phase transitions. The highest-pressure phase could be the liquid or the solid phase, while the lowest-pressure phase is the gaseous phase. In (c), we show the phase diagram of helium-3 as a function of temperature and pressure, and in (d) we show the phase transitions in helium-3 as a function of temperature at a pressure of about 30 atmospheres.

in pressure at a temperature above 100°C releases large volume of hot steam that can cause serious burn injury. The weight should not be removed—or the pressure experienced by hot water should not be reduced—until the water has cooled down. We thus recognize that reduction in pressure at a suitable fixed temperature does cause transition to the phase with lower density. Similarly, increase in pressure at a suitable temperature does cause a transition to the phase with higher density. Our common experience, again based on water, is of ice melting into the higher-density liquid phase under application of pressure. Let us take two examples. Ice-skating is based on ice melting under pressure as the skater’s weight is transmitted through the blades under the skates. There is another common experience in some parts of the world where ice-slabs are cut by using a thin metal string loaded at both ends with small weights—the pressure melts ice under the string and the slab separates into two parts as the string falls through. These are common examples that pressure change, too, can cause a phase transition. The common theme here is that increasing pressure causes a transition to the phase with higher density and decreasing pressure causes a transition to the phase with lower density. This generic surmise on phase transitions under pressure is actually valid in all phase transitions known—it forms an axiom and can also be understood as another example of the widely applicable Le Chatelier’s principle. The principle states in its popular usage that when any system at equilibrium is subjected to an external change, then the system readjusts itself to (partially) counteract the effect of the applied change. Since compressibility is positive in all physical situations, increased pressure always results in a reduced volume to counteract the increased pressure. There is, however, no such obvious relation to dictate that melting counteracts a rise in temperature. Le Chatelier’s principle does not guide us as we still seek a universal axiom on the role of increasing temperature in causing phase transitions.

Phase transitions can also be caused by changes in the magnetic field. This happens in magnetic materials, which are the topic of this book. The superconducting transition can be characterized as a magnetic transition because diamagnetism develops when superconductivity sets in. The superconducting transition is depicted in Figure 1.4. It also has some special features. The physical property that changes drastically, and for which the superconducting state has many applications, is the electrical resistance, which drops to zero as temperature is lowered. This zero-resistance state, as depicted in the schematic in Figure 1.4, can be transformed back to the normal state by either heating or applying a large enough magnetic field. For physicists, resistance is a physical property but not an equilibrium property, and we shall be addressing this difference repeatedly in subsequent chapters. The equilibrium property that changes in this transition is magnetization, which reduces suddenly at the superconducting transition. This change in magnetization was found by Meissner and Oschenfeld [4] in 1933, many years after the drop in resistance was observed by Onnes [5] in 1911. This simultaneous

σ= ∞ on and within the phase boundary. So, B cannot change after crossing the boundary and all four paths give a different value of M at (H0, T0)

FIGURE 1.4

We show schematics for the resistance vs. temperature behavior in (a) and the similar resistance vs. magnetic field behavior in (b) for a typical superconducting phase transition. In (c), the schematic phase diagram shows that the superconducting state undergoes a transition to the normal state both with increasing temperature and increasing magnetic field. This is consistent with the superconducting state being diamagnetic and the normal state having higher magnetization, with the magnetic field being totally, or partially, expelled when the transition to the superconducting state takes place. We show four different paths of reaching the point (H0, T0) where the sample is superconducting. The state at (H0, T0) was believed to be path-dependent until the Meissner effect was established by Meissner and Oschenfeld [4].

change in magnetization explained that the superconducting transition must also be influenced by a magnetic field H. An increasing H in the superconducting state causes a transition to the normal state, which has higher magnetization. This feature—of increasing H causing a transition to the phase with higher magnetization—is a general feature of all magnetic transitions, with no known exceptions. Just as a higher pressure favors a state with smaller volume or higher density, a higher magnetic field favors

a state with higher magnetization. This can also be understood as another example of Le Chatelier’s principle. However, there is no general axiom on how electrical resistance changes when a phase transition is caused by an increasing magnetic field, and the statement made for superconductors is not applicable to other transitions signaled by a sharp change in resistance. Increasing the magnetic field does not always cause a transition to the state with higher resistance.

We come back to the question “is there one property that changes in a universal way when a phase transition is caused by increasing temperature?” Increasing the temperature of any material does cause increased oscillations of the constituent atoms or molecules, and there is a belief (known as Lindemann’s criterion) that increasing oscillations do cause a solid to melt; but we have given a counterexample, as depicted in Figure 1.3c. We argue in the following text that the general axiom we are looking for can be stated as “increasing temperature causes a transition to the phase with higher disorder.” In thermodynamics, disorder is quantified by entropy (see, e.g., [7]), though entropy is measured experimentally only through its derivative, i.e., in specific heat measurements. Entropy has contributions from all phase space, and disorder is not solely about structural disorder. All liquids are more disordered than their corresponding solid phases in terms of their positions in real space, and this governs the common observation that solids melt on heating. Nevertheless, liquid helium-3 is a quantum Fermi liquid and is highly ordered in momentum space. The entropy of the liquid varies approximately linearly with T as [(T/TF*) ln2], where TF* is the effective Fermi temperature. On the other hand, the spins in solid helium-3 are not aligned until it is cooled to about 1 mK, and its entropy is approximately constant at Rln2 above about 10 mK. Both TF and the magnetic interaction between nuclear spins depend on the interatomic distances and thus on pressure. In a certain pressure range around 30 atmospheres, the solid has higher entropy till about 320 mK. Heating lowers the free energy of the phase with higher entropy, and the liquid makes a transition to solid on heating. The temperature at which this freezing on heating takes place drops as pressure rises because the entropy of the solid reduces in comparison to that of the liquid, with this temperature dropping to 0 K at about 34 atmospheres. At higher pressures, solids have lower entropy than liquids, and is the equilibrium phase or the ground state.

The statement “increasing the temperature causes a transition to the phase with higher entropy” has no known exception. Entropy rises discontinuously at the transition temperature for a first order phase transition. Entropy depends on the total disorder and not just on structural disorder. We have to remember this in the magnetic first order transitions between ferromagnetic (FM) and antiferromagnetic (AFM) phases, where there is no universality about which phase has higher entropy. The earlier discussion has emphasized that the inequality in entropy can be counterintuitive. We have discussed the example

of helium-3, where the liquid has lower entropy than that of the solid in a certain (H, T) region. We shall encounter phase transitions in magnetic materials where the AFM phase is more ordered than the FM phase, in addition to the more intuitive case of the FM phase being more ordered than the AFM phase.

1.2 Introduction: Back to Basics

We now come back from these heuristic arguments to our knowledge of elementary thermodynamics [7]. For a system kept at constant temperature and pressure, the equilibrium state is one that minimizes the following:

where the Gibbs’ free energy G, the internal energy of the system U, the volume V, and the entropy S are all extensive variables. We have also discussed magnetic materials whose magnetization M (also an extensive variable) depends on the applied magnetic field H, and G must now be chosen as follows:

We depict in Figure 1.5 the role of three control variables—T, P, and H—in evolving G through the corresponding physical properties—entropy, volume, and magnetization. We can consider phase transitions caused by other control variables in a similar manner, and each such control variable must influence the free energy of the system through its product with the corresponding physical property. In case we use any other control variable (like electric field for a dielectric material that could undergo a paraelectric to ferroelectric transition), an appropriate additional term would be added to G. Since G must be minimized in the equilibrium state, it follows obviously that if the only variable control parameter is T, then with an increasing T the phase transition would be to the phase with higher entropy. Similarly, if the only variable control parameter is H, then with increasing H the phase transition would be to the phase with higher magnetization. Further, if the only variable control parameter is P, then with increasing P the phase transition would be to the phase with lower V or higher density. This is depicted in the schematic in Figure 1.5.

From this very general discussion on “phase transitions” observed in nature and in everyday experiences, we now define phase transition. During phase transition, some physical properties of the medium should change discontinuously. The change in resistance in a normal-superconducting transition and the change in volume in a liquid–gas transition provide examples of such discontinuous changes that are drastic. A continuous (even nonmonotonic)

GU

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As Ed continued his narrative, Joe could almost hear the tramping, swishing feet, for he had gone to many of these dances; hear the laughter and the rough jokes; could see a score of rosy-cheeked, healthy girls sitting in the room off the kitchen, and being beckoned to by their partners to dance; and the jigs they played, swift jigs to stir the blood—“The Pride of Michigan” and the “Cat in the Cabbage” scraped out with a will, with a speed and a rhythm that is characteristic of these backwoods fiddlers; and above the music the shouts: “Alley mand left! Alley mand right! Dos a dos! First lady in the centre, and all hands around and swing your own!”

They pounded the floor; often they broke it in places, and in every hip pocket was a flask.

“Let’s have a song, Ed,” pleaded Joe, kicking up the fire into a shower of sparks, and returning to the fragrant bed of balsams, and though Ed tried to beg off, Joe insisted.

Finally Ed cleared his throat and began in a sing-song drone:

“Willy Jones—hez gone an’—’listed. Willy to—the war hez gone. He left his little wife, all to hum, All to hum—to grief and mourn.”

He wiped the green side of his dyed mustache with the back of his hand, and began the second verse drowsily, quavering on the high notes:

“She dressed herself—in man’s attire, And went by the name—of Richard Carr, With her lily-white fingers—all besmirched, All besmirched—with pitch and tar.”

Here he paused.

“Go on,” coaxed Joe. “How about the part on the parade-ground. Remember?”

“Hold on—let’s see. Kinder slipped out of my mind—been so long since I tried to sing it.”

But Joe was again insistent, and after a little thinking Ed resumed:

“One day when she—was exercisin’— Exercisin’—on the green, A silver butting—flew off her waistcoat, And her lily-white throat was seen.”

Again the singer stopped.

“Now, hold on, there’s a fourth verse,” declared Joe eagerly.

“Let’s see—so there is,” confessed Ed sleepily, and after a long pull at his pipe, resumed slowly:

“When the captin—see this action, See the deed—that she had done, He made her gineral—of the army, Of the army—ninety-one——”

“Thar! thet’s all I kin remember,” he declared.

It was one of those old lumberjack songs that had come from no one knew where. As far as Joe knew, this favorite backwoods ballad of his had never been written, like scores of others gleaned out of the lumber camps.

But it was growing late, and both were drowsy after their long tramp. The fire had sunk to embers. They stacked it up for the night with the remaining niggered ends of the dry balsams, and before another five minutes had elapsed the two were rolled up and snoring in their blankets. Then all was still, save that at intervals the owl hooted hoarsely from across the pond, or a muskrat plunged down by the landing, close to their boat. When they awoke, the warm sun was streaming in upon them, and the pond, still as a plate of glass, lay under a blanket of rosy mist. That night Joe had dreamed of Sue.

To Joe the still water at the head of the pond had a strange fascination, a silent stream, black as onyx, its current bordered by the deep forest of spruce and pine, with now and then a giant hemlock, centuries old, lifting its shaggy top above them. So

perfectly were the trees mirrored in the stream that it was often difficult to tell where the water-line began.

The stream this year was swarming with trout; seldom had its gravelled spawning beds yielded better fishing. Here, too, the deer came to drink. At night the winding stream became ghostly and as silent as death, save now and then the slosh of a leaping trout or the plunge of a muskrat.

There was something of the unfathomable and the unknown in this weird, lonely river, buried as it was miles back of civilization.

To-night the slim, green boat moved up it, and turned to the right and left in its varied bends, hemmed in by the black trees. The boat, like the two men within it, did not make a sound, and though Ed’s paddle kept constantly in motion under water, he avoided lifting it clear of the current. In the absolute stillness even its drip would have been heard. In the bow where Joe sat in the chill air, with a Winchester across his knees, glowed with a peculiar ghostly light an oldfashioned jack-lantern; back of its stub of a candle Ed had nailed a semicircle of hemlock bark, whose inner slippery peel, white as ivory, served as a reflector, obliterating from view the boat and its occupants. It was an ideal night to float for deer—the moon not yet up.

It was past midnight when they stealthily turned to the right up a stretch of water, swinging along under some alders that shaded in daylight a patch of shallow water with a clean sand bottom. Suddenly Ed’s paddle gently backed water. Joe did not know his paddle had reversed, but he felt an almost imperceptible shake to the green boat, cautiously lifted his rifle, and, peering ahead of him, saw a grayish object close up to the alders. Half a stroke of Ed’s paddle, and he saw more plainly an animal that resembled a sort of phantom horse but was in reality a small spike-horned buck. He had been drinking, and now raised his trim head and stood gazing into the lantern’s ghostly light. Like a flash he started to spring to the bank, but Joe was too quick for him; down he went with a shot that broke his neck.

“By goll, Joe, you done well,” came Ed’s quiet remark, as together they lifted the deer in the boat and started for camp. They had barely reached the Gull rock when the moon rose, flooding the pond with its soft radiance, changing the chill low-lying mist to a silvery veil.

When they reached camp they turned in and slept late, and it was nearly noon before Ed had the fat spike-horned buck “dressed out” and hung.

They kept a saddle and a fore quarter with them, and the hind quarters and the other fore quarter they took down to the lower pond, where they hung it for safe-keeping close to the shore in a small cavern below some big boulders known as the Ice Cave. Here nature had provided for the hunter an excellent refrigerator, inasmuch as it held several tons of ice all the year round, possibly due to its being entirely screened from the sun’s rays, and the fact that a cold draft of air whirled through it constantly.

These were the good old days when rich clubs and improvement companies had not penetrated the wilderness; macadamed roads, luxurious camps, electric-lighted hotels, French chefs, automobiles, and golf courses did not exist. The big woods still held their mysteries and their hardships; they held natives, too—big-hearted men like Ed Munsey, simple as children and full of dry humor It was a vast paradise of things beautiful and real, and of constant adventure.

Already Joe looked like a different man; you would have scarcely recognized him as the smiling but rather peaked Joe, who had stepped off the stuffy sleeper. No fellow could have been more constantly in a better humor; the girth of his already broad shoulders seemed to have increased—at least Ed “’lowed” they had—and there was a healthy, solid ruddiness about him that made Ed’s heart glad. Moreover, though it was August, they had the upper pond, so far, to themselves. The four or five other modest open lean-to camps along its shore were still fireless and deserted, and though a small party of hunters in two boats a few days later passed through the ponds en route to the Boreas country, they did not stop.

The weather held fine. Sharp, cold nights, splendid crisp, sunny mornings, the pond boiling in mist, lazy noons and peaceful twilights, when Joe cast for trout up the silent, still water. The little camp was dry and in perfect order. Wasps crawled into the jam-pot whenever they could get a chance, or droned over the warm ashes of their fire, their only other visitors being a few friendly chipmunks and a family of cedar-birds.

Be it said in passing, that if we have been at pains to describe in detail the exact environment in which Mr. Joseph Grimsby found himself these days, carefree as a gypsy and as brown and healthy as a lumberjack, it is because this very spot marked, ten days later, the turning-point in his life. To receive a telegram in camp generally means bad news. We instantly think of an imperative order to return at once to civilization, or worse, the serious illness of those nearest to us—even death. The telegram addressed to Joe was brought into Keene Valley by the mail stage at noon, and handed to the postmaster in the small country store, who, having got hold of Bill Dubois’s boy, sent him off with it to the upper pond.

It must be said to his credit that Bill Dubois’s boy, whose name was Henry, and who was called Hi for short, made the trip up to camp at his best speed. That he only arrived after twilight was no fault of his. There was his father’s flat-bottomed scow hid in the bushes at the end of the lower pond, and it leaked badly; besides the pond, unlike its mate above, had roughened up under a sudden breeze, and he had to pull with all his long-legged, long-armed, red-eared strength to reach the carry, at the other end of which the boat he had counted on he found had been taken by the party going to the Boreas country There was a vague and overgrown trail, however, skirting the shore, that he knew Joe and Ed were camped on, and having hallooed for some minutes in vain in the hope of their hearing him, he took to the trail, no easy going in the fast deepening dusk, stumbling over fallen logs. Finally he began to reach the head of the pond, and presently came out upon the small clearing before the lean-to.

Not a human being was in sight, and though he hallooed and shouted again, no one answered him, save a loon about thirty rods

from shore, whose shrill, diabolical laugh seemed to mock him. He searched around, found the lantern, lighted it, brightened up the smouldering fire, made himself some tea, discovered a square of raw pork “freshening” in the dew on a stump, cut off a slice with his jack-knife, slipped it between two hardtack biscuits and, having eaten it, washed it down with the rest of the tea. Then he flung himself on the bed of balsam and was soon snoring, the telegram stuck conspicuously in an axe-cut on the lean-to’s ridge-pole.

By this time Joe and Ed, who had fished far up the still water, were making their way back to camp. As their boat came out into the pond and clear of the Gull rock, Ed was the first to catch sight of their brightened fire.

“Wall, I swan!” he exclaimed. “I presume likely we got a visitor, Joe.”

“Looks like it, Ed.”

“Some pitiful cuss hez got lost, mebbe,” reasoned Ed, and sunk his oars deep, lifting the frail craft with every stroke as they made for the flickering fire.

“Halloo thar!” shouted Ed, but neither the loon’s laugh nor Ed’s halloo awakened Hi Dubois. He lay on his back, one freckled hand thrown across his open mouth. Ed shook him into consciousness as Joe caught sight of the telegram. He tore it open anxiously. He could scarcely believe the news. His breath came quick, and his eyes gleamed as he read it again under the lantern.

Sue and the Jacksons arrive Wednesday eighteenth. Have camp and guides ready Upper Ausable.

E C.

That night Joe scarcely slept a wink. He was too happy to sleep. Sleep! And you ask a young man to sleep under the stimulant of as much sheer, unexpected happiness as that telegram contained? He got up a dozen times and paced around the fire. Joy had made him too nervous to lie down. Finally he abandoned the fire and, slipping on his moccasins, went down to the edge of the pond, where he sat on a log, his eyes wide open, dreaming. The first vestige of dawn, that peculiar gray light which is neither night nor day, and which first

favors the open places, crept over the pond, awakening the loon, who laughed at him and instantly dived. Joe still sat there—trying to realize it all—to reason out how it had happened. He had thought the old pond enough of a paradise until now. It was nothing compared with what it would be.

Sue was coming!

He had never met the Jacksons, though Sue had casually mentioned them. Were they old or young? How many Jacksons were there? The whole thing seemed incredible. Why had Enoch Crane sent the telegram? Only Atwater knew where he was.

These thoughts and conjectures passed in a flood through his mind. A kingfisher, making his earliest morning round of the shore, chattered by him. He heard Ed yawn, and knew he was awake. Ed was talking now to the Dubois boy. Presently he heard the sound of his axe, lopping down some fresh firewood. It brought him to his feet and out of his revery, waking him up to his responsibility and the practical side of the situation. Joe knew there was no camp among the four or five lean-tos on the pond comfortable enough for women. They were like Ed’s, primitive shelters, roofed with bark and sadly out of repair. A good weather-tight, open lean-to must be built with a separate one as dressing-room for the ladies. All this he discussed eagerly with Ed after breakfast. They rowed Hi Dubois down to the carry, and Joe having rewarded that faithful messenger, they returned to camp.

Here Joe’s pent-up enthusiasm broke loose.

“By the gods!” he cried. “We’ll build a dandy, Ed!” in which he was seconded by the trapper, whose blue eyes already twinkled over the scheme. A week still remained before the Jacksons’ arrival, and they went to work with a will, clearing a space beside the old lean-to, Ed chopping and Joe hauling.

By the next night the three log sides of the new camp were notched and in place, and before another forty-eight hours the roof was on. The next morning, a few rods behind it, they started a smaller one. This was to serve as a dressing-tent for the ladies, for in those days,

friends, chaperons, boys and girls, sweethearts, cousins, guides, and aunts, all shared the same roof and the same open fire at their feet. Ah! the good old days—they’re gone now.

The millionaire attended to that.

Before noon of the seventeenth the new camp was ready, and “ez neat as a piny,” as Ed expressed it, its double roof of bark watertight, its open front facing the pond, and its bed of balsams deep and long enough to comfortably sleep ten if need be.

That afternoon, leaving Ed in camp, Joe started alone down to the valley to meet them on the morrow. Despite all his joyful expectancy, he had his keen moments of doubt and fear. What were the Jacksons like? he wondered. Somehow he could not help fearing they would bring with Sue some impossible girl—some selfish, fastidious niece, perhaps. He was ready for anything, however, as long as they brought Sue.

He spent that night at the old hotel, and most of the next morning between the middle of the road and the porch of the store. The faintest sound of wheels brought him out to the highway.

Suddenly he caught sight of a distant buckboard. It drew nearer. There was no mistaking it. Joe’s heart beat like a trip-hammer. There they were! Bill Dubois’s boy was driving; next to him sat a short grayhaired, middle-aged man in a slouch-hat, shading a genial, round countenance; behind them a lady wearing a green veil, and beside her—Sue.

Joe was waving frantically. Jackson waved both arms wildly in the air, Sue waved her pocket-handkerchief, and Mrs. Jackson, untying her green veil, waved that.

They had arrived, and there was no niece—only their baggage, roped on behind.

“Well, here we are!” exclaimed Mr Richard Jackson, as he jumped from the front seat and gripped Joe’s hand. There was a smile playing all over his round, genial face, and a twinkle in his eyes. “We got here, you see, safe and sound. Whew! What air!”

Joe felt they were friends already.

“Mr. Grimsby,” Sue ventured, turning to Alice Jackson, by way of presenting him.

“I’m going to call you Joe,” she said frankly, stretching out her gloved hand to him across Sue’s knees.

The moment he had looked into her brown eyes and heard her speak, he knew she was “a dear.” It was evident she was some ten years younger than her husband, a slim, energetic little woman, with a smile that was merry and sincere. He noticed, too, that her dark hair was just turning gray She was charming—that charm that comes from frankness, intelligence, and refinement.

“I’m going to call you Joe, too,” declared her husband, gripping Joe heartily by both shoulders, “and don’t you forget that my name’s Dick.”

No one would have taken this jolly man of forty-five for the auditor of one of the largest systems of railroads in the country, but he was. He, too, needed a well-earned rest.

Ah, yes—there was another one standing now by the empty buckboard who called him “Joe”—but her small hand lingered in his the longest.

That very night, with big Jim Turner as extra guide, they reached the Upper Ausable and camp.

It did not take Ed, Joe, or Jim Turner long to find out that the Jacksons were used to the woods. They had a camp of their own in northern Canada, where they had fished and hunted for years, but it was too far away for this trip. As for Sue, she was gloriously happy. She went into ecstasies over everything—the beauty of the ponds, the water, the silence, the snug camp, the table of rough boards, and the crackling fire.

Never had she seemed so dear to Joe, more attractive than ever, in her sensible short skirt of greenish-brown homespun, her trim camping boots, and a very becoming little felt hat, which Joe lost no time in making gay with three scarlet ibis and a silver doctor from his fly-book.

That night at supper came another surprise; under Joe’s tin plate lay a letter, which Sue had slipped there under strict orders from Enoch.

“He will understand, my dear, when he reads it,” he had said to her, and, furthermore, that she should hide it under his plate their first night in camp. Even the Jacksons did not know of its existence.

“Hello!” cried Joe, as he seated himself and discovered it. “Mail, eh! Why, there isn’t any stamp on it. Who of you three dear people brought this?”

The Jacksons’ innocence was evident at a glance.

Joe looked at Sue and smiled.

“You?” he asked. “Come, confess.” But her eyes already confessed it.

“It’s from Mr. Crane. Hadn’t you better read it? He said it was important.”

He tore open the envelope and scanned the following. Then for an instant his eyes opened wide and he half rose. It ran as follows:

M D F:

I have the honor to inform you that, at our last meeting of the Lawyers’ Consolidated Trust Company, the firm of Atwater and Grimsby have been awarded the plans for our new building. My hearty congratulations. As ever,

Your old friend, E C.

Two weeks passed—two whole weeks of memorable days. No jollier party had ever come to the pond.

Then came their last evening, when that mysterious magnetic spell of the dark old still water drew their green boat far up its silent stretches, Joe at the paddle and Sue lying wrapped in a camp blanket in the bow. There were long moments when neither spoke to-night—their last on the old stream together. Sue lay motionless, gazing up at the great star-strewn heavens above her, framed by the dark spruces. Despite their millions of stars, it was so dark under the trees that Joe in the stern could scarcely make out her silhouette. Now and then her ears caught the drip-drip of his paddle. The silence was intense. It seemed to Sue almost a sacrilege to break it by words.

What could she say!

To-morrow meant good-by to their paradise.

Two weeks ago they were rich in days—now they counted the hours. She lay there trying to be brave, to reason, to be grateful for all those days of comradeship. It had been her first experience in the woods. She felt as if she dreaded ever seeing the city again, the dingy old house, the hot, stifling streets, and the lessons. The green boat moved noiselessly around another bend. Sue closed her eyes.

Joe felt strangely silent, too. Something gripped at his heart, but he kept on bravely at his paddle. Finally, with a feeling of desperation, he drove the boat straight into the overhanging alders.

“Sue!”

She heard him call softly to her and opened her eyes.

“Yes, Joe.”

“Hold fast to that branch, please—quick! That’s it—hold tight——”

She did as he bid her, freeing herself quickly from the blanket, gripping the branch with both hands, for the current ran strong there.

Joe drove his paddle into the swift shallow water, burying it deep in the sandy bottom. He lashed his paddle with his belt-strap to an oarpin, stepped forward, leaned over Sue, made the bow chain fast to a half-sunken snag, and crept down beside her.

“Sue, are you cold?”

“No,” she murmured; “that is, not—very.”

He wrapped her again snugly in the blanket and sought her small hand beneath it.

It was like ice.

“Sue, you are frozen.”

“I’m all right,” she declared faintly “Sue!”

He felt her hand tighten in his own. He bent over her, his heart beating.

“Sue—it’s our last night.”

Her lips quivered. The small hand in his own trembled, but she did not speak.

“Sue, do you realize it all—that to-night you and I must say good-by to this dear old stream; that it may be years before we shall ever see it again—live it again—perhaps never?”

“I know,” she breathed, scarce audibly.

“You can never know what it meant to me to get that telegram. To know that you were coming. That we should be together—day in and day out. Sue, I’ve tried to be a good playmate—just as you wished— just as I promised I would.”

“Oh, Joe! It’s been so wonderful; just like some wonderful dream— every day of it, every hour of it,” she exclaimed softly.

Impulsively he slipped his strong arm beneath her fair little head, and drew it gently to his shoulder.

“Oh, Joe—don’t—don’t make it any harder!” she pleaded. “I—I can’t bear it.”

She made an effort to strain away from him, her face, though close to his own, only barely visible in the dark.

“Sue!” he cried tensely—with a sudden tightening of his arm, “can’t you see how hard it is for me? That I love you—that I love you with my whole heart and soul?”

He felt her tremble.

“Can’t you believe me? Can’t you feel what I say is true?”

She felt weak—only half conscious now of his voice.

He was past all reasoning.

“I love you,” he whispered against her smooth young cheek, wet now with the tears she could no longer keep back.

“Joe, you—you must not—oh, Joe, please——”

“I love you,” he repeated, his lips wet with her tears. “I didn’t think it square to say so before; but now things are so different—with the big building ours. Can’t you see——”

She drew a quick, tense breath and a stifled sob escaped her quivering mouth—that warm, yielding little mouth his lips sought now and gained.

She had no longer the strength to resist.

“Sue,” he pleaded, against her lips; “Sue—will—will you be my wife?”

“Tell me you love me,” he insisted. For an instant he released her.

“Will you?” he pleaded.

“Yes,” she whispered in his ear.

“Yes,” she repeated tensely, and her young arm went strong about his neck.

“Yes, I will be your wife,” she breathed.

“Tell me you love me,” he insisted.

“Ah, Joe—how can you ask!” came her quick reply between two kisses, seeking his lips of her own free will.

Frail as she was, he felt her strength, felt her young heart beating against his own, and for a long while he held her close in his arms.

Beneath the green boat the dark stream flowed on, purling, eddying, chuckling to itself. It is safe to say that never had so strange a thing happened in that hushed and lonely spot, to which the strong spruces can to this day bear witness, as well as an old owl (be he still alive), who saw it all from the hemlock with his big yellow eyes.

CHAPTER XIX

Before another month had elapsed, society learned of the engagement.

Society was “appalled”!

That the distinguished young architect, Mr. Joseph Grimsby, was about to throw himself away for life to marry a little nobody—a girl who sang for a living—was beyond their exclusive comprehension. Moreover, that there were several worthy mammas with débutante daughters who had actually set for him one of those splendid matches that nine times out of ten turn out badly, cannot be denied. In a twinkling this popular young man became the sole topic of gossip, having fallen so low in their estimation that they put him down as an erratic Bohemian—clever, no doubt, but a disgrace to the name of Grimsby.

They prattled on at teas and dinners apropos of his “ridiculous engagement,” of the shock to his family, though the only near relative left to the boy was his uncle, both his father and mother having died when he was little. They discussed his good looks, which he still possessed; his brilliant career, which in fact had only just begun, though it bid fair to lead him to the foremost rank as an architect. They remembered his breezy good nature, which he still gave out as easily as he laughed or breathed to every one he came in contact with—all these society discussed, argued, and gossiped over at their leisure—all save the fact that they loved each other.

“I should not have been at all surprised, my dear,” declared Mrs. Gulliver Jones, whose diamonds trembled in unison with her years, and who rouged at sixty, “had he chosen a dancer—some low person of the stage,” she confided, wrinkling her beak. “Why, my dear, his family comes from the bluest of the blue. Of course you know his mother was a Pierrefont, a noted beauty, my dear, in my day. We were girls at school together. I can see her now at her first

Charity Ball. Why, I’ll tell you who her sister married—Johnny Selwyn —why, my dear, Mrs. Selwyn Rivers’s own first cousin. The Selwyns were great swells in my day. As I told Gulliver yesterday, what are our young men coming to! Who is this young person, anyway? This Miss What’s-her-name? Preston, you say? They tell me she goes about giving lessons; that she can be actually hired for performances —paid in the hand—paid in the hand, my dear, like a mountebank, or a minstrel. You say she sang at Mrs. Van Cortlandt’s,” she cackled on. “I am not surprised. Do tell me what has become of that wretched woman! That extravagant creature! That she drove her poor husband to suicide does not at all amaze me. Vanity, my dear. What a fool Joe Grimsby has made of himself. Have I seen her? Certainly not. Neither has any one met the mother as far as I am able to discover. They tell me that both mother and daughter live in the same house as the young man—engaged and under the same roof—shocking state of affairs—and that if I am to believe my ears, her stepfather, who lives with them, takes in washing—or is in the laundry business?—or something of the sort as equally impossible. Suppose he does marry her—who will receive them? Certainly not I. Not a door will be open to them, mark my word. For heaven’s sake, my dear Elizabeth, if you have the slightest influence over him, do go and tell him he is making a fool of himself. I almost feel it is my duty to go myself, if it were not that I dreaded meeting those wretched people.”

Much of this tittle-tattle reached Emma Ford’s ears, who received it with resignation. She nevertheless suffered keenly from a sort of disappointment of what might have been, and which she was thoroughly incapable of defining. Having given her consent, she had begun to prepare herself for the inevitable, and become as satisfactory a mother-in-law as circumstances permitted. So much had happened in the past few months to shatter her hopes and ambitions. Her dream had been to see Sue placed upon the pinnacle of her social aspirations, surrounded by luxury, living in a continual reception, the centre of admiration, the daily recipient of armfuls of American beauty roses, bonbons, and applause. Never once had she thought seriously of her some day marrying—all that was in the vague, comforting future, if that were really to happen—but it had.

Sue with her usual frankness had gone straight to her mother on her return from the woods, and had told her everything. Mrs. Ford was at first overwhelmed. Then she burst into tears. Then she sent for Joe. The usual scene had ensued, during which his gentleness and his courtesy had touched her. There is no gainsaying that it had its effect. Even she could not deny his sincerity or his love for Sue. She had embraced him in the end, and under the stress of emotion and her fast-returning tears (for she had a tender heart, poor soul) had patted him affectionately on the shoulder, declaring that she was sure he would make Sue a good husband. Ebner Ford standing by, ready with his best deportment and his long hand for the fifth time during the interview to congratulate him.

What worried the promoter most was what the new building for the Lawyers’ Consolidated Trust Company would cost. He already began to compute the Atwater-Grimsby percentage as being more or less of a personal asset to himself. All things reflected upon, he considered “girlie’s latest move” in a promising light. The only thing he regretted was that the award had not been for a colossal hotel as big as the Fifth Avenue. In that case he felt that his prerogative as a father-in-law would entitle him to supplying its subterraneous portion with a steam-mangle plant, and give him a ten-year contract for the entire wash of the establishment, from guests to barber-shop.

There was one gentleman, however, who lived on the top floor, whose heart beat with entire approval. If any one had been instrumental in bringing about this happy state of affairs it was he. Had he not at the first inkling from Sue that her friends, the Jacksons, were thinking seriously of going to the woods and had begged her to be their guest in camp, somewhere—their own in Canada being too far for a short vacation—had not Enoch immediately invited the three to dine at Delmonico’s?—an excellent and exceedingly diplomatic little dinner, during which he convinced the Jacksons that the most sensible thing they could do was to join Mr. Grimsby—eulogizing on that young man’s charm, character, and knowledge of the woods in such glowing terms that the trip was decided upon then and there.

Even before they had risen from the table he had sent Joe the telegram by a trusted waiter, who had served him for years. Three days later, at a meeting of the board of directors of the Lawyers’ Consolidated Trust Company, his deciding vote had given Joe and Atwater the building.

“You seem happy, Crane,” remarked his old friend Gresham at the club that night. “Look as if Wall Street had handed you a million.”

Enoch gripped his hands behind him and looked sharply up at his questioner.

“Millions do not make happiness, Gresham,” he returned curtly. “Why the devil are you fellows always thinking about money?”

One thing he could rub his hands over with satisfaction. He had nothing more to fear from Lamont’s attentions to Sue. He had checkmated that gentleman for all time and had wiped him off the board.

Needless to say, at the news of Sue’s engagement, Jack Lamont avoided Waverly Place now as he would have the pest. Bitter as he felt toward the stepfather since he had been fool enough to give him what would clear him out of his difficulties, he suffered even a deeper humiliation that his generosity had brought him nothing in the way of forcing his way into Sue’s favor. He had called upon her twice —once to find from the maid she was out, and again to discover from the same servant that she had left the day before with the Jacksons for camp. He had played and lost—a new experience for Handsome Jack, when it involved money and the pursuit of a girl that pleased him. More than once he decided to put the screws on Ebner Ford and bring him to account. After all, he had given him his check of his own free will, accepting his gilt-edged preferred as collateral. Man of the world as he was, he ended by shrugging his shoulders and considering the affair in the light of a bad investment. Moreover, his mind was occupied with a far graver affair these days, that threatened as it developed to drive him out of New York. He even went to Rose Van Cortlandt for advice, begging her to ransack her feminine ingenuity and rid him of a woman who was making his life daily unbearable. Both he and Rose were much too old and worldly

pals not to have talked the affair over sensibly together—at least she was not fool enough to believe that she alone was the only one who could lay claim to him.

Rose had changed. She was no longer the gracious spoiled Rose Van Cortlandt of old. Her widowhood and the Bohemian life she had led since Sam Van Cortlandt’s suicide had left its imprint. She was still a seductive, remarkably handsome woman, but she had grown harder. This showed in certain lines about her still glorious eyes, especially when she smiled; her lips were thinner, the angle of her jaw squarer, the subtle curves of her once lovely throat and neck less interesting. Strange to say, she still preserved her figure, her white skin, and her splendid arms. She looked upon life now with more of the view-point of a man of the world than of a woman. Much of her femininity had gone. She had grown calmer, more calculating; men no longer disillusioned her, though she still trusted them more than she did women. Of the latter, she could still count a few among her acquaintances who came to her studio apartment in Washington Square. All of them she had met since her husband’s death; but mostly her friends were men. Like the women, they, too, had come into her life after the tragedy. She still regarded Jack Lamont, however, as her oldest friend, the one who understood her best, and no one understood Jack Lamont better than Rose. Both had reached that stage in their friendship when they knew each other perfectly. Illusion no longer existed between them. Between two such people there are no secrets—even jealousy is absurd. It was now nearly the middle of September He had called upon her to-day a little before five. She saw at a glance that he was worried and depressed and extremely nervous.

She flung herself down on the big divan in the corner of the studio, stretched forth a bare arm from the flowing pink sleeve of a teagown, picked up a fresh cigarette from a green jarful on a small smoking-table close to the mass of cushions, and after a few whiffs, half closed her dark eyes, and with an amused smile, began to question him.

“Where did you meet her, Jack?” she asked, still smiling. “Do sit down. You make me nervous, walking about like a caged lion. Come!

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