PIAW January/February 2022 Magazine

Page 14

OCI ADMINISTRATIVE ACTIONS NATHAN HOUDEK

Commissioner of Insurance

Madison, WI—OCI has taken the following administrative actions. In many of these cases the respondent denied the allegations but consented to the action taken. Any forfeitures paid in these administrative actions are deposited in the Common School Fund which is administered by the Board of Commissioners of Public Lands. The earnings from this fund are distributed to all public K-12 schools in Wisconsin and are used by school libraries to purchase books. Copies of the administrative action orders may be viewed online at https://ociaccess. oci.wi.gov/OrderInfo/OrdInfo.oci.

convictions on a licensing application and failing to timely and accurately complete a federal crime waiver application.

OCTOBER 2021 Allegations & Actions Against Agents

Mohammad Assad, 2020 W Layton Ave., Milwaukee, WI 53221, agreed to the issuance of a one-year conditional insurance license having certain training and reporting requirements. This action was taken based on allegations of engaging in inappropriate conduct towards OCI staff during the licensing process. Heather L. Deckow, 307 S 78th St., Milwaukee, WI 53214, had her insurance license revoked. This action was taken based on allegations of owing delinquent Wisconsin taxes. Troy J. McAnarney, 2921 120th St., Chippewa Falls, WI 54729, agreed to the issuance of a $2,000.00 forfeiture and a two-year conditional insurance license having certain reporting and supervision requirements. These actions were taken based on allegations of having criminal convictions that may be substantially related to insurance marketing type conduct, failure to timely report criminal pretrial hearing dates to OCI, and failure to timely and accurately complete a licensing application. Tyler Myers, N6449 Graves Rd., Shawano, WI 54166, had his application for an insurance license denied. This action was taken based on allegations of having criminal convictions that may be substantially related to insurance marketing type conduct. Cesar Rodriguez, 2379 NE Loop 410, Ste. 114, San Antonio, TX 78217, had his application for an insurance license denied. This action was taken based on allegations of having administrative actions taken by FINRA and the states of Wisconsin, Ohio, and Florida; failing to make complete and truthful disclosures on a licensing application; and failing to respond to information requests from OCI. Patrick K. Smith, 916 Madison Ave., Fort Atkinson, WI 53538, had his insurance license revoked. This action was taken based on allegations of owing delinquent Wisconsin taxes. Mark A. Springer, PO Box 431, Linden, WI 53553, had his application for an insurance license denied for 60 days. This action was taken based on failing to disclose criminal

Shawn Trebnick, 206 Canyon Pass, Hudson, WI 54016, had his application for an insurance license denied for 90 days. This action was taken based on allegations of failing to disclose a criminal conviction and an administrative action taken by the State of Wisconsin on a licensing application. Janice C. Uberecken, 723 13th Ave. S, St. Cloud, MN 56301, agreed to pay a forfeiture of $1,000.00. This action was taken based on allegations of making an unsuitable annuity sale. Alexander R. Walton, 10709 Tesch Ln., Apt. 46, Rothschild, WI 54474, had his application for an insurance license denied for 60 days. This action was taken based on allegations of having criminal convictions that may be substantially related to insurance marketing type conduct and failing to disclose an administrative action taken by the State of Wisconsin on a licensing application.

NOVEMBER 2021 Allegations & Actions Against Agents

Tonna Bartlett, 2001 E 7th St., Superior, WI 54880, had her insurance license revoked. This action was taken based on allegations of owing delinquent Wisconsin taxes. Moran Beasley, 507 S Winfield, Kankakee, IL 60901, was ordered to pay a forfeiture of $500.00. This action was taken based on allegations of failing to timely disclose to OCI administrative actions taken by the states of Illinois, Louisiana, and Idaho. David F. Brown, 294 Moon Beam Ln., Belgrade, MT 59714, was ordered to pay a forfeiture of $500.00. This action was taken based on allegations of failing to timely disclose to OCI administrative actions taken by the states of Washington, North Carolina, and Illinois. Tiana L. Burton, 1301 Pleasant Ln., Green Bay, WI 54313, was ordered to pay a forfeiture of $500.00. This action was taken based on allegations of failing to timely disclose to OCI administrative actions taken by the states of Washington, South Carolina, and South Dakota.

JANUARY/FEBRUARY 2022 [ 14 ]


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