2014 SEFCON V PHOTO BOOK
SEFCON V • NOVEMBER 12, 2014
Grand Hyatt New York, E 42nd Street, New York Wednesday, November 12, 07:30-19:00 The Wholesale Markets Brokers’ Association Americas (WMBAA) presented SefCon V, a full-day conference of critical SEF discussions, including analysis of the first full year of SEF trading, cross border issues, how conflicting rules have impacted trading, as well as technological solutions. The conference took place on November 12 at the Grand Hyatt in New York City. Conference managed by Profit & Loss.
EVENT PRODUCED BY
PROFIT&LOSS
www.profit-loss.com
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NOVEMBER 12, 2014 • SEFCON V CONFERENCE PROGRAM Welcoming Remarks Chris Ferreri, Chairman, WMBAA; Head of e-Commerce, Americas, ICAP
Session 1: What Have We Learned in the First Year of SEF Trading? Sponsored by Tullett Prebon Moderator: Speakers:
Kevin McPartland, Head of Market Structure and Technology, Greenwich Associates Shawn Bernardo, CEO, tpSEF Jodi Burns, Head of Regulation and Post Trade Networks – Financial, Thomson Reuters Marisol Collazo, Managing Director and CEO, DTCC Data Repository Rana Chammaa, Executive Director, UBS Neo SEF Aggregator, UBS Nathan Jenner, Chief Operating Officer, Bloomberg Electronic Trading Oscar Rodriguez, Senior Vice President, Clearing Solutions & SEF RM, LCH.Clearnet
Session 2: Cross Border Discussion: The Three “C”s of Coordination, Cooperation and Coalition Sponsored by ICAP Moderator: Speakers:
Scott O’Malia, CEO, ISDA Clark Ogilvie, Chief of Staff, CFTC Edwin Schooling Latter, Head of Markets Infrastructure and Policy, Financial Conduct Authority Dexter Senft, Global Co-Head of Fixed Income Electronic Markets, Morgan Stanley John Shay, Partner - Transaction and Technology Services, Virtu Financial Stuart Wexler, General Counsel and COO, ICAP Americas
Keynote Address Hon. Timothy Massad, Chairman, CFTC
Presentation Anthony Perrotta, Jr, Principal, Head of Fixed Income Research, TABB Group
Session 3: SEFs Under Dodd-Frank: Are they Solving the Problem? Sponsored by BGC Partners Moderator: Speakers:
Jeffrey Hogan, MD, Business Development, BGC Partners James Cawley, CEO, BGC Derivative Markets, LP George Harrington, Global Head of Fixed Income, Currency and Commodity Execution, Bloomberg Matthew Kulkin, Senior Associate, Squire Patton Boggs Alex McDonald, CEO, The Wholesale Markets Brokers’ Association Vincent McGonagle, Director of the Division of Market Oversight, CFTC
Session 4: SEF Tech Sponsored by GFI Group Moderator: Speakers:
Henry Ann, Head of Rates, GFI Swaps Exchange Chris Amen, Managing Director, Head of U.S. Institutional Rates Markets, Tradeweb Isaac Chang, Global Head of Fixed Income, KCG John Dabbs, Managing Director, Credit Suisse Maged Hassan, Global Head of Fixed Income Electronic Trading Technology, Morgan Stanley Ric Okun, Managing Director, PIMCO
Session 5: SEF Viability: Regulation versus Innovation Sponsored by Tradition Moderator: Speakers:
Will Rhode, Global Head of Capital Markets Research, The Boston Consulting Group Yanfeng Chen, Head of Interest Rate Swap Trading, Citadel Securities Scott Fitzpatrick, CEO, Tradition SEF Joe Sarcona, Head of Credit and Rates e-Distribution, Morgan Stanley Supurna Vedbrat, MD, e-Trading and Market Structure, BlackRock
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Welcoming Remarks: Chris Ferreri, Chairman, Wholesale Markets Brokers’ Association Americas; Head of e-Commerce, Americas, ICAP
Nick Brown, Managing Director, GFI Group
Rana Chammaa, Executive Director, UBS
Kevin McPartland, Head of Market Structure and Technology, Greenwich Associates 4
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Nathan Jenner, Chief Operating Officer, Bloomberg Electronic Trading
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Jodi Burns, Head of Regulation and Post-Trade Networks – Financial, Thomson Reuters
Nathan Jenner, Chief Operating Officer, Bloomberg Electronic Trading
Rana Chammaa, Executive Director, UBS Neo SEF Aggregator, UBS
Marisol Collazo, Managing Director and CEO, DTCC Data Repository
Shawn Bernardo, CEO, Tullett Prebon’s Swap Execution Facility (tpSEF)
Oscar Rodriguez, Senior Vice President Clearing Solutions & SEF RM, LCH Clearnet SEFCON V
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Shawn Bernardo, CEO, Tullett Prebon’s Swap Execution Facility (tpSEF) 10
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Scott O’Malia, CEO, ISDA
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Dexter Senft, Managing Director, Morgan Stanley
Edwin Schooling Latter, Head of Market Infrastructure & Policy, Financial Conduct Authority
John Shay, Partner - Transaction & Technology Services, Virtu Financial
Clark Ogilvie, CFTC Chief of Staff
Stuart Wexler, Regional Chief Operating Officer & General Counsel of the Americas, ICAP North America
Chris Ferreri, Head of e-Commerce, Americas, ICAP
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Chris Ferreri & Honorable Timothy J. Massad
Keynote Address: Honorable Timothy J. Massad, Chairman, Commodity Futures Trading Commission
Scott Fitzpatrick, CEO, Tradition SEF
Henry Ann, Head of Rates, GFI Swaps Exchange LLC
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Ric Okun, Executive Vice President, Senior Manager, Technology Department, PIMCO, John Dabbs, Managing Director, Investment Banking Division, Credit Suisse
Chris Amen, Managing Director, Head of U.S. Institutional Rates Markets, Tradeweb • Isaac Chang, Global Head of Fixed Income, KCG
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Scott Fitzpatrick, CEO, Tradition SEF • Yanfang Chen, Head of Interest Rate Swap Trading, Citadel Securities • Supurna VedBrat, Managing Director, Co-Head of Electronic Trading & Market Structure, BlackRock • Joseph Sarcona, Head of Credit and Rates e-Distribution, Morgan Stanley
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Will Rhode, Global Head of Capital Markets Research, The Boston Consulting Group
Chris Ferreri, Chairman, Wholesale Markets Brokers’ Association Americas; Head of e-Commerce, Americas, ICAP SEFCON V
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