Directory - All US Exchange Traded Products - United States of America

Page 1

This material does not constitute investment advice and should not be viewed as a current or past recommendation or a solicitation of an offer to buy or sell any securities or to adopt any investment strategy.

Directory: Ex. Traded Products All US Exchange Traded Products - United States of America August 2013

Q M S Advisors .

.

Q.M.S Advisors | Avenue de la Gare, 1 1003 Lausanne | tel: +41 (0)78 922 08 77 | e-mail: info@qmsadv.com |


Directory - All US Exchange Traded Products - United States of America Fund Type

Company Telephone Number

Company's Web Security's Name Address

Growth&IncomeLarge Cap

1-866-787-2257

www.spdrs.com

SPDR S&P 500 ETF Trust

Emerging MarketEquity

1-415-670-2000

iShares MSCI www.ishares.com Emerging Markets

Country

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Administrator

Fund's Investment Advisor

Fund's Manager

US

State Street Corp

Pricewaterhou SSgA Funds seCoopers State Street Corp Management LLP Inc

iShares MSCI Emerging Markets ETF is an exchange-traded fund incorporated in th USA. The ETF seeks results that correspond generally to the price and yield performance of the MSCI TR Emerging Markets Index. The ETF will concentrate its UNITED STATES investments in a pa

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Financial Select Sector SPDR Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that, before expenses, correspond to the performance of The Financial Select Sector. The Index includes financial

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

SSgA Funds United States Management Inc

BlackRock BlackRock Fund Fund Advisors Advisors

United States

Boston

San Francisco

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

Van Eck Associates Corp

United States

New York

Rafferty Asset Rafferty Asset Management Management LLC LLC Invesco PowerShares United States Capital Management LLC

Wheaton

State Street Bank and Trust Co

Undefined Equity

1-212-528-7990

iPath S&P 500 VIX Short-Term Futures ETN is an exchange-traded note issued in the USA. The Note will provide investors www.ipathetn.co iPATH S&P 500 with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the S&P UNITED STATES m VIX Short-Term F 500 Short-Te

US

GB

Barclays Capital Inc

Country FundJapan

1-415-670-2000

www.ishares.com

iShares MSCI Japan ETF

iShares MSCI Japan ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks to provide investment results that correspond to the performance of the Japanese market, as measured by the MSCI Japan Index. The ETF invests in a represe

UNITED STATES

US

US

State Street Bank and Trust Co

Growth&IncomeSmall Cap

1-415-670-2000

www.ishares.com

iShares Russell 2000 ETF

iShares Russell 2000 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the Russell 2000 Index Fund. The Index measures the performance of the smallcapitalization sector of the

UNITED STATES

US

US

US

SSgA Funds Management Inc

Manager's City Name

Boston

US

US

1998

Manager's Country

SSgA Funds United States Management Inc

US

Market Vectors Market Vectors Gold Miners ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that UNITED STATES Gold Miners ETF correspond to the price and yield of the Arca Gold Miners Index.

JOHN A TUCKER

Fund's Management Company

Fund's Manager Start Date

SSgA Funds Management Inc

UNITED STATES

www.vaneck.com

Fund's Custodian

US

www.spdrs.com

1-212-293-2000

Fund's Auditor

UNITED STATES

SPDR S&P 500 ETF Trust is a unit investment trust incorporated in the United States. The Trust consists of a portfolio representing all 500 stocks in the S&P 500 Index.

Financial Services 1-866-787-2257

Precious Metals

Financial Select Sector SPDR F

Fund's Description

JOHN A TUCKER

12/22/98

Barclays Capital Inc

ZHI CAO "GEORGE"

6/23/08

Van Eck Associates Corp

Precious Metals

1-877-437-9363

www.direxionshar Direxion Daily es.com Gold Miners Bul

Direxion Daily Gold Miners Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 300% of the NYSE Arca Gold Miners Index.

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Sector FundTechnology

1-800-983-0903

Powershares www.powershare QQQ Trust s.com Series 1

PowerShares QQQ Trust, Series 1 is an exchange-traded fund incorporated in the USA. The Fund represents undivided ownership interests in the PowerShares QQQ. The Fund's objective is to provide investment results that generally correspond to the price and

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York seCoopers PowerShares Mellon/The LLP Capital Ma

Invesco PowerShares Capital Management LLC

Emerging MarketEquity

1-866-499-8473

Vanguard FTSE www.vanguard.co Emerging m Markets

Vanguard FTSE Emerging Markets ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the FTSE Emerging Markets Index. The Fund invests its assets in the stocks that make up the Index, holding each stock in the

UNITED STATES

US

US

Vanguard Group

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

Vanguard MICHAEL Group Inc/The PERRE

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

Country FundChina

1-415-670-2000

www.ishares.com

iShares China Large-Cap ETF

iShares China Large-Cap ETF is an exchange traded fund incorporated in the USA. The ETF seeks investment results that correspond to the price and yield performance of the FTSE China 25 Index. The ETF invests at least 90% of its assets in the underlying in

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

International Equity 1-415-670-2000

www.ishares.com

iShares MSCI EAFE ETF

iShares MSCI EAFE ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks investment results that correspond to the performance of the MSCI EAFE Index. The ETF will concentrate its investments in stocks in the MSCI EAFE Index to

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Country FundBrazil

iShares MSCI www.ishares.com Brazil Capped ETF

iShares MSCI Brazil Capped ETF is an exchange-traded fund in the USA. The ETF's objective is to provide investment results UNITED STATES that correspond to the performance of the MSCI Brazil 25/50 Index.

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

VelocityShares Daily Inverse VIX Short-Term ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the inverse performance of the underlying index, the

UNITED STATES

US

CH

Credit Suisse Securities LLC

iShares U.S. Real Estate ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks investment iShares US Real results that correspond to the performance of the Dow Jones U.S. Real Estate Index. The Fund will concentrate its investments UNITED STATES Estate ETF in the rea

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

SPDR Gold Shares is an investment fund incorporated in the USA. The investment objective of the Trust is for the Shares to UNITED STATES reflect the performance of the price of gold bullion, less the Trust's expenses. The Trust holds gold and is expected from time to

US

US

Bank of New York Mellon/The

Deloitte & Touche

World Gold World Gold Trust Trust Services Services United States LLC/USA LLC/USA

Valley Forge

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

Bethesda

1-415-670-2000

Undefined Equity

1-877-583-5624

www.velocityshar VelocityShares es.com Daily Inverse V

Sector Fund-Real Estate

1-415-670-2000

www.ishares.com

Growth&IncomeSmall Cap

1-877-437-9363

www.direxionshar Direxion Daily es.com Small Cap Bear

Commodity

1-866-787-2257

www.spdrs.com

Growth&IncomeLarge Cap

1-240-497-6400

ProShares www.proshares.c UltraShort om S&P500

UltraShort S&P500 ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the S&P 500 Index.

UNITED STATES

US

Undefined Equity

1-877-583-5624

www.velocityshar VelocityShares es.com Daily 2x VIX Sh

VelocityShares Daily 2x VIX Short Term ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on 2X the performance of the underlying index, the S&P 500 VI

UNITED STATES

US

CH

Credit Suisse Securities LLC

Undefined Equity

1-866-787-2257

www.spdrs.com

Industrial Select Sector SPDR

Industrial Select Sector SPDR Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond to the performance of The Industrial Select Sector Index. The Index includes companies involved

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

Investors Bank & Trust Co/Boston MA

Investors Bank & Ernst & Young BlackRock DIANE Trust Co/Boston LLP Fund Advisors HSIUNG MA

BlackRock BlackRock Fund Fund Advisors Advisors

JOHN A TUCKER

12/16/98

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

JOHN A TUCKER

12/22/98

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

SPDR Gold Shares

Direxion Daily Small Cap Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the inverse of the performance of the Small Cap Index. The Fund invests in a

Depository Trust Co/The

VLS Securities LLC

VelocityShare VelocityShares s LLC LLC

World Gold HSBC Bank USA Trust Services NA/New York NY LLC/

Depository Trust Co/The

VLS Securities LLC

VelocityShare VelocityShares s LLC LLC

JOHN A TUCKER

www.ishares.com

iShares Silver Trust

iShares Silver Trust is a trust formed to invest in silver. The assets of the trust consist primarily of silver held by the custodian on behalf of the trust. The objective of the trust is for the shares to reflect the price of silver owned by the trust, l

1-866-787-2257

www.spdrs.com

Energy Select Sector SPDR Fund

Energy Select Sector SPDR Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond to the performance of The Energy Select Sector Index. The Index includes companies that UNITED STATES develop & pr

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

Sector Fund-Utility 1-866-787-2257

www.spdrs.com

Utilities Select Sector SPDR F

Utilities Select Sector SPDR Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond to the performance of The Utilities Select Sector Index. The Index includes communication UNITED STATES services

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

Growth&IncomeSmall Cap

1-877-437-9363

www.direxionshar Direxion Daily es.com Small Cap Bull

Direxion Daily Small Cap Bull 3X Shares is and exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the performance of the Russell 2000 Index ("Small Cap Index"). The UNITED STATES Fund in

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Undefined Equity

1-866-787-2257

www.spdrs.com

Consumer Staples Select Sector

Consumer Staples Select Sector SPDR Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond to the performance of The Consumer Staples Select Sector Index. The Index UNITED STATES includes cosmeti

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

Commodity

Sector FundEnergy

1-415-670-2000

UNITED STATES

US

US

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

United States

JOHN A TUCKER

12/22/98

12/22/98

SSgA Funds Management Inc

SSgA Funds United States Management Inc

United States

Boston

San Francisco

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

SSgA Funds Management Inc

Boston

SSgA Funds United States Management Inc


Company Telephone Number

Government/Agenc 1-415-670-2000 y-LT

Company's Web Security's Name Address

Fund's Description

Country

Ultimate Country of Country of Incorporation Incorporation of Parent Company

www.ishares.com

iShares 20+ Year iShares 20+ Year Treasury Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the Treasury Bond investment results of an index composed of U.S. Treasury bonds with remaining maturities greater than twenty years.

Technology Select Sector SPDR Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond to the performance of The Technology Select Sector Index. The Index includes products UNITED STATES developed b

US

UNITED STATES

US

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Manager Start Date

Fund's Management Company

Manager's Country

United States

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers MARK BUELL and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

12/22/98

SSgA Funds Management Inc

US

Manager's City Name

San Francisco

Sector FundTechnology

1-866-787-2257

www.spdrs.com

Technology Select Sector SPDR

Corp/Pref-High Yield

1-866-787-2257

www.spdrs.com

SPDR Barclays High Yield Bond

SPDR Barclays High Yield Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results UNITED STATES that correspond to the price and yield of the Barclays High Yield Very Liquid Bond Index.

US

US

State Street Bank and Trust Co

Ernst & Young

State Street Bank SSGA Funds MIKE and Trust Co Management BRUNELL

11/28/07

SSGA Funds SSGA Funds Management Management

Sector Fund-Real Estate

1-866-787-2257

www.spdrs.com

SPDR S&P Homebuilders ETF

SPDR S&P Homebuilders ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to replicate the performance of the S&P Homebuilders Select Industry Index, an equal-weighted index. The Index tracks all the US common stocks listed on the NYSE,

UNITED STATES

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

SSgA Funds State Street Bank Management and Trust Co Inc

JOHN A TUCKER

2/06/06

Health & Biotechnology

1-866-787-2257

www.spdrs.com

Health Care Select Sector SPDR

Health Care Select Sector SPDR Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond to the performance of The Health Care Select Sector Index. The Index includes companies UNITED STATES involve

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

JOHN A TUCKER

12/22/98

Growth&IncomeLarge Cap

1-240-497-6400

ProShares www.proshares.c UltraPro Short om S&P 5

ProShares UltraPro Short S&P 500 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to triple (300%) the inverse of the daily performance of the S&P 500 Index.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Financial Services 1-877-437-9363

www.direxionshar Direxion Daily es.com Financial Bull

Direxion Daily Financial Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the performance of the Russell 1000 Financial Services Index ("Financial Ind

UNITED STATES

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

Country FundJapan

1-212-896-1249

WisdomTree www.wisdomtree. Japan Hedged com Equity

WisdomTree Japan Hedged Equity Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the WisdomTree Japan Hedged Equity Index. The Fund invests in dividend paying companies incorporated in Japan and

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

WisdomTree Asset Management Inc

New York

Sector Fund-Real Estate

1-415-670-2000

iShares U.S. www.ishares.com Home Construction

iShares U.S. Home Construction ETF is an exchange-traded fund located in the USA. The Fund seeks investment results that UNITED STATES correspond generally to the price and yield performance of the Dow Jones US Select Home Builders Index.

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Growth&IncomeLarge Cap

1-240-497-6400

www.proshares.c ProShares Ultra om S&P500

ProShares Ultra S&P500 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the S&P 500 Index.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Commodity

1-800-920-0259

United States Oil Fund LP is a Delaware limited partnership incorporated in the USA. The Fund's objective is to have changes www.unitedstates United States Oil in percentage terms of its unit's net asset value reflect the changes of the price of WTI Crude Oil delivered to Cushing, UNITED STATES oilfund.com Fund LP Oklahoma

US

Brown Brothers Harriman & Co

EisnerAmper LLP

United States United States Commodities Commodities Fund LLC Fund LLC

United States

Alameda

iShares MSCI Taiwan ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks to provide investment results that correspond to the performance of the Taiwanese market, as measured by the MSCI Taiwan Index. This UNITED STATES is an "extended trad

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Direxion Daily Financial Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the inverse of the performance of the Russell 1000 Financial Index.

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

Brown Brothers Harriman & Co

EisnerAmper LLP

United States Commodities JOHN LOVE Fund

United States United States Commodities Commodities Fund LLC Fund LLC

United States

Alameda

Barclays Global Investors NA

Ernst & Young Bank of Nova LLP Scotia

BlackRock Fund Advisors

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

JOHN A TUCKER

iShares MSCI Taiwan ETF

UNITED STATES

US

US

US

US

Brown Brothers Harriman & Co

www.ishares.com

Financial Services 1-877-437-9363

www.direxionshar Direxion Daily es.com Financial Bear

UNITED STATES

US

Commodity

1-800-920-0259

www.unitedstates United States United States Natural Gas Fund LP is a Delaware limited partnership incorporated in the USA. The Fund's objective is to have naturalgasfund.co UNITED STATES Natural Gas Fund changes in percentage terms of its unit's net asset value reflect the changes of the price of Natural Gas delivered to Henry Hub, m

US

Commodity

1-415-670-2000

www.ishares.com

iShares Gold Trust

iShares Gold Trust is an investment fund incorporated in the USA. The Fund issues shares representing fractional undivided beneficial interests in its net assets. The assets of the Trust will consist primarily of gold held by the custodian on behalf of th SPDR Dow Jones Industrial Average ETF Trust is an investment trust incorporated in the USA. The Trust consists of a portfolio representing all 30 stocks in the Dow Jones Industrial Average. The Trust entitles its holders to proportional monthly cash paym

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

UNITED STATES

US

US

THOMAS J DURANTE

United States Commodities RAY ALLEN Fund

Geo Focus-Equity 1-415-670-2000

Brown Brothers Harriman & Co

JOHN A TUCKER

SSgA Funds United States Management Inc

Boston

United States

Boston

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

WisdomTree Asset United States Management Inc

Growth&IncomeLarge Cap

1-866-787-2257

www.spdrs.com

SPDR Dow Jones Industrial Aver

Undefined Equity

1-866-787-2257

www.spdrs.com

Materials Select Sector SPDR F

Materials Select Sector SPDR Trust is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond to the performance of the Materials Select Sector Index. The Index includes companies from the f

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

JOHN A TUCKER

12/22/98

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

Leisure Industry

1-866-787-2257

www.spdrs.com

Consumer Discretionary Select

Consumer Discretionary Select Sector SPDR Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond to the price and yield performance of the Consumer Discretionary Select UNITED STATES Sector Index.

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

JOHN A TUCKER

12/22/98

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

Growth&IncomeLarge Cap

1-415-670-2000

www.ishares.com

iShares Core S&P 500 ETF

iShares Core S&P 500 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P 500 Index. The Fund uses a Replication strate

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Corp/Pref-High Yield

1-415-670-2000

www.ishares.com

iShares iBoxx $ High Yield Cor

iShares iBoxx $ High Yield Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment results of an index composed of U.S. dollar-denominated, high yield corporate bonds.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

ProShares UltraShort 20+ Year Treasury is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Barclays Capital US Treasury 20+ Year Treas

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

State Street Bank and Trust Co

Bingham McCutchen LLP

6/22/06

SSgA Funds Management Inc

JP Morgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank NA Advisors LLC RUBIN LLP

10/03/11

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Van Eck Associates Corp

United States

New York

Government/Agenc 1-240-497-6400 y-LT

Growth&IncomeLarge Cap

1-240-497-6400

ProShares www.proshares.c UltraShort 20+ om Year

www.proshares.c ProShares Short ProShares Short S&P500 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that om S&P500 correspond to the inverse (opposite) of the daily performance of the S&P 500 Index.

UNITED STATES

SPDR S&P SPDR S&P Regional Banking ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as Regional Banking UNITED STATES closely as possible the performance of the S&P Regional Banks Select Industry Index, an equal-weighted index. ETF

US

www.spdrs.com

Undefined Equity

1-240-497-6400

www.proshares.c ProShares Ultra om VIX Short-Term

ProShares Ultra VIX Short-Term Futures is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that correspond to twice (200%) the performance of the S&P 500 VIX Short-Term Futures Index.

UNITED STATES

US

Country FundMexico

1-415-670-2000

iShares MSCI www.ishares.com Mexico Capped ETF

iShares MSCI Mexico Capped ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks to provide UNITED STATES investment results that correspond to the performance of the MSCI Mexico IMI 25/50 Index.

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Country FundRussia

1-212-293-2000

www.vaneck.com

Market Vectors Russia ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Market Vectors Russia TR Index, which tracks publicly traded companies that are domiciled in Russ

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

UNITED STATES

US

JOHN A TUCKER

Financial Services 1-866-787-2257

Market Vectors Russia ETF

US

SSgA Funds State Street Bank Management and Trust Co Inc

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

HAO-HUNG LIAO "PETER"

4/26/07

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

SSgA Funds United States Management Inc

Van Eck Associates Corp

Boston


Company Telephone Number

Sector Fund-Real Estate

1-866-499-8473

Company's Web Security's Name Address

www.vanguard.co Vanguard REIT m ETF

Fund's Description

Country

Vanguard REIT ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the MSCI REIT Index. The Fund invests in the stocks that make up the Index, holding each stock in the same proportion as its weighting in the

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

US

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Management Company

Manager's Country

Manager's City Name

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

Fund's Manager Start Date

Vanguard Group Inc/The

Pricewaterhou JPMorgan Chase Vanguard GERARD C seCoopers Bank Group Inc/The O'REILLY LLP

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

New York

2004

Growth&IncomeLarge Cap

1-240-497-6400

www.proshares.c ProShares ProShares UltraPro S&P 500 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, om UltraPro S&P 500 before fees and expenses, that correspond to triple (300%) the daily performance of the S&P 500 Index.

UNITED STATES

US

Growth&IncomeLarge Cap

1-877-437-9363

Direxion Daily S&P 500 Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily www.direxionshar Direxion Daily investment results, before fees and expenses, of 300% of the inverse (opposite) of the performance of the S&P 500 Index es.com S&P 500 Bear 3X ("Large Cap In

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

International Equity 1-866-499-8473

Vanguard FTSE Developed Markets ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide a taxwww.vanguard.co Vanguard FTSE efficient investment return consisting of long-term capital appreciation. The Fund seeks investment performance that UNITED STATES m Developed Market corresponds to the

US

US

Vanguard Group Inc/The

Pricewaterhou JPMorgan Chase Vanguard CHRISTINE D seCoopers 2013 Bank Group Inc/The FRANQUIN LLP

Vanguard Vanguard Group Group Inc/The Inc/The

Sector FundEnergy

1-866-787-2257

www.spdrs.com

SPDR S&P Oil & Gas Exploration & Production ETF is an exchange-traded fund incorporated in the USA. The Fund's SPDR S&P Oil & objective is to replicate as closely as possible the S&P Oil & Gas Exploration & Production Select Industry Index, an equalGas Exploration weighted index.

UNITED STATES

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

Sector FundEnergy

1-212-293-2000

www.vaneck.com

Market Vectors Oil Service ETF

Market Vectors Oil Service ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance UNITED STATES results of the US Listed Oil Services 25 Index.

US

US

Van Eck Associates Corp

Precious Metals

1-866-787-2257

www.spdrs.com

SPDR S&P Metals & Mining ETF

SPDR Metals & Mining ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the performance of the S&P Metals & Mining Select Industry Index, an equal-weighted index.

US

US

State Street Bank and Trust Co

Government/Corpo 1-800-983-0903 rate

PowerShares www.powershare Senior Loan s.com Portfo

Country Fund-India 1-212-896-1249

WisdomTree www.wisdomtree. India Earnings com Fund

WisdomTree India Earnings Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield performance of the WisdomTree India Earnings Index.

UNITED STATES

US

Growth&IncomeLarge Cap

1-240-497-6400

www.proshares.c ProShares om UltraShort QQQ

UltraShort QQQ ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that UNITED STATES correspond to twice (200%) the inverse (opposite) of the daily performance of the NASDAQ-100 Index

US

Sector FundEnergy

1-877-398-8461

www.alerianmlp.c Alerian MLP ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the price and yield Alerian MLP ETF om performance of the Alerian MLP Infrastructure Index.

Country FundGermany

1-415-670-2000

www.ishares.com

iShares MSCI Germany ETF

Undefined Equity

1-866-787-2257

www.spdrs.com

SPDR S&P Retail SPDR S&P Retail ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as ETF possible the performance of the S&P Retail Select Industry Index, an equal-weighted index.

www.ishares.com

iShares MSCI Hong Kong ETF

iShares MSCI Hong Kong ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks to provide investment results that correspond to the performance of publicly traded securities in the Hong Kong market, as measured by the MSCI Hong K

iShares MSCI EMU ETF

iShares MSCI EMU ETF is an exchange-traded fund incorporated in the USA. The ETF's objective is to provide investment results that correspond to the performance of publicly traded securities in the European Monetary Union markets, as measured UNITED STATES by the MSCI

Geo Focus-Equity 1-415-670-2000

Region Fund-EU

PowerShares Senior Loan Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond (before fees and expenses) generally to the price and yield of the S&P/LSTA U.S. Leveraged Loan 100 Index (the Underlyi

UNITED STATES

UNITED STATES

US

BM

US

SSgA Funds State Street Bank Management and Trust Co Inc

JOHN A TUCKER

6/22/06

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

HAO-HUNG LIAO "PETER"

12/21/11

Van Eck Associates Corp

Van Eck Associates Corp

New York

Bingham McCutchen LLP

JOHN A TUCKER

6/22/06

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

Invesco PowerShares United States Capital Management LLC

Wheaton

WisdomTree Asset United States Management Inc

New York

SSgA Funds State Street Bank Management and Trust Co Inc

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York SCOTT seCoopers PowerShares Mellon/The BASKIND LLP Capital Ma

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

KAREN Q. WONG

United States

Bethesda

ALPS Advisors Inc

United States

Denver

United States

San Francisco

US

US

ALPS Fund Services Deloitte & Inc Touche LLP

iShares MSCI Germany ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks to provide investment results that correspond to the performance of publicly traded securities in the German market, as measured by the UNITED STATES MSCI Germany Ind

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

UNITED STATES

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

Boston

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Vanguard Group

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

JOHN A TUCKER

ALPS Advisors Inc

BlackRock BlackRock Fund Fund Advisors Advisors

6/22/06

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

1-415-670-2000

www.ishares.com

Growth&IncomeLarge Cap

1-240-497-6400

ProShares www.proshares.c UltraPro Short om QQQ

ProShares UltraPro Short QQQ is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which UNITED STATES correspond to three times (300%) the inverse of the daily performance of the NASDAQ-100 Index.

US

Region FundEuropean

1-866-499-8473

www.vanguard.co Vanguard FTSE m Europe ETF

Vanguard FTSE Europe ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the FTSE Developed Europe Index. The Fund invests all of its assets in the stocks that make up the Index, holding each stock UNITED STATES in the sam

US

Growth&IncomeSmall Cap

1-240-497-6400

ProShares www.proshares.c UltraShort om Russell20

UltraShort Russell 2000 ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Russell 2000 Index.

UNITED STATES

US

Corporate/Preferre 1-415-670-2000 d

iShares US www.ishares.com Preferred Stock ETF

iShares U.S. Preferred Stock ETF is an exchange-traded fund incorporated in the USA. The Fund seeks results that correspond generally to the price and yield performance of the S&P U.S. Preferred Stock Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Corp/Pref-Inv Grade

1-415-670-2000

www.ishares.com

iShares iBoxx $ Investment Grade Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment results of an index composed of U.S. dollar-denominated, investment-grade corporate bonds.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Growth & Income

1-866-499-8473

www.vanguard.co Vanguard Total Vanguard U.S. Total Stock Market Shares Index ETF is an exchange-traded fund incorporated in the USA. The Fund's m Stock Market ET objective seeks to match the performance of the CRSP US Total Market Index.

UNITED STATES

US

US

Vanguard Group

Pricewaterhou JPMorgan Chase Vanguard GERARD C seCoopers Bank Group Inc/The O'REILLY LLP

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

Growth&IncomeLarge Cap

1-415-670-2000

iShares MSCI www.ishares.com USA Minimum Volat

BlackRock BlackRock Fund Fund Advisors Advisors

Growth&IncomeLarge Cap

1-877-437-9363

Country FundKorea

1-415-670-2000

iShares iBoxx $ Investment Gra

iShares MSCI USA Minimum Volatility ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment results of an index composed of U.S. equities that, in the aggregate, have lower volatility characteristics relative to the b

US

SSgA Funds State Street Bank Management and Trust Co Inc

WILLIAM E FLAIG JR

ProShare ProShare Advisors LLC Advisors LLC

UNITED STATES

US

Bank of New York ALPS Mellon/The Advisors Inc

Invesco PowerShares Capital Management LLC WisdomTree Asset Management Inc

United States

US

Vanguard GERARD C Group Inc/The O'REILLY

2008

2001

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

www.direxionshar Direxion Daily Direxion Daily S&P 500 Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily es.com S&P 500 Bull 3X investment results, before fees and expenses, of 300% of the performance of the S&P 500 Index ("Large Cap Index").

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

iShares MSCI www.ishares.com South Korea Cappe

iShares MSCI South Korea Capped ETF is an exchange traded fund incorporated in the USA. The ETF's objective seeks to provide investment results that correspond to the performance of the MSCI Korea 25/50 Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Country Fund-U.K. 1-415-670-2000

iShares MSCI www.ishares.com United Kingdom ET

iShares MSCI United Kingdom ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks to provide investment results that correspond to the performance of the British market, as measured by the MSCI United Kingdom Index. UNITED STATES The ETF inv

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Growth & Income1-866-787-2257 Mid Cap

www.spdrs.com

SPDR S&P SPDR S&P MidCap 400 ETF Trust issues exchange-traded funds called Standard & Poor's MidCap 400 Depositary Receipts MidCap 400 ETF or "MidCap SPDRs". The MidCap SPDR Trust holds all of the common stocks of the Standard & Poors MidCap 400 Index and UNITED STATES Trust provides investment re

US

US

Bank of New York Mellon/The

Pricewaterhou Bank of New Bank of New York seCoopers York Mellon/The LLP Mellon/The

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

JOHN A TUCKER

1998

Bank of New York Mellon/The

Bank of New York United States Mellon/The

Valley Forge


Company Telephone Number

Currency

1-877-369-4617

Company's Web Security's Name Address

Fund's Description

Country

PowerShares DB US Dollar Index Bullish Fund is an exchange-traded fund incorporated in the USA. The Fund is designed to www.dbfunds.db. PowerShares DB replicate being long the US Dollar against the following currencies: Euro, Japanese Yen, British Pound, Canadian Dollar, com US Dollar Index Swedish Krona iShares MSCI Canada ETF

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

iShares MSCI Canada ETF is an exchange-traded fund incorporated in the USA. The ETF's objective is to provide investment results that correspond to the performance of publicly traded securities in the Canadian market, as measured by the MSCI UNITED STATES Canada Index.

US

ProShares UltraShort DJ-UBS Crude Oil is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that correspond to twice (200%) the inverse (opposite) the daily performance, whether positive or negative, of its corres

UNITED STATES

US

DE

Fund's Administrator

Fund's Auditor

Fund's Investment Advisor

Fund's Manager

Fund's Management Company

Manager's Country

DB DB Commodity Commodity Services LLC Services LLC

United States

New York

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Fund's Manager Start Date

DB MARTIN Bank of New York Commodity KREMENSTE Mellon/The Services LLC IN

Bank of New York Mellon/The

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Manager's City Name

Country FundCanada

1-415-670-2000

www.ishares.com

Commodity

1-240-497-6400

ProShares www.proshares.c UltraShort DJom UBS Cr

Country FundSingapore

1-415-670-2000

www.ishares.com

iShares MSCI Singapore ETF

iShares MSCI Singapore ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks to provide investment results that correspond to the performance of the Singaporean market, as measured by the MSCI Singapore (Free) UNITED STATES Index. The ETF in

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Country FundAustralia

1-415-670-2000

www.ishares.com

iShares MSCI Australia ETF

iShares MSCI Australia ETF is an exchange-traded fund incorporated in the USA. The ETF's objective is to provide investment results that correspond generally to the performance of publicly traded securities in the Australian market, as measured by the UNITED STATES MSC

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Commodity

1-240-497-6400

www.proshares.c ProShares Ultra om Silver

ProShares Ultra Silver is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that correspond to twice (200%) the daily performance, whether positive or negative, of its corresponding benchmark. The Fund tracks the

UNITED STATES

US

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

iShares 3-7 Year iShares 3-7 Year Treasury Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the Treasury Bond investment results of an index composed of U.S. Treasury bonds with remaining maturities between three and seven years.

UNITED STATES

US

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

DB DB Commodity Commodity Services LLC Services LLC

United States

New York

United States

San Francisco

United States

Bethesda

United States

New York

United States

Bethesda

Invesco PowerShares United States Capital Management LLC

Wheaton

US

State Street Bank and Trust Co

Fund's Custodian

SEI Investments Distribution Co

Brown Brothers Harriman & Co

SEI Investments Distribution Co

Brown Brothers Harriman & Co

ProShare TODD Advisors LLC JOHNSON

ProShare TODD Advisors LLC JOHNSON

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers MARK BUELL and Trust Co Fund Advisors LLP

DE

Bank of New York Mellon/The

DB MARTIN Bank of New York Commodity KREMENSTE Mellon/The Services LLC IN

US

CH

Credit Suisse Securities LLC

Vanguard S&P 500 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the UNITED STATES S&P 500 Index.

US

US

Vanguard Group

Pricewaterhou JPMorgan Chase Vanguard seCoopers Bank Group Inc/The LLP

Vanguard Vanguard Group Group Inc/The Inc/The

iShares MSCI Malaysia ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks to provide investment results that correspond to the performance of the Malaysian market, as measured by the MSCI Malaysia Index. The ETF invests in a

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Government/Corpo 1-866-499-8473 rate

Vanguard Total Bond Market ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the www.vanguard.co Vanguard Total performance of the Barclays Capital Aggregate Bond Index, which measures a wide spectrum of public, investment-grade, m Bond Market ETF taxable, fixed income secu

UNITED STATES

US

US

Vanguard Group

Pricewaterhou JPMorgan Chase Vanguard seCoopers Bank Group LLP

Vanguard Group

Growth&IncomeLarge Cap

1-240-497-6400

www.proshares.c ProShares Ultra om QQQ

Ultra QQQ ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the NASDAQ-100 Index.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

Geo Focus-Debt

1-866-499-8473

www.vanguard.co Vanguard Shortm Term Bond ETF

Vanguard Short-Term Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Barclays Capital 1-5 Year Government/Credit Index, which includes all medium and larger issues of U.S. government, investment-g

UNITED STATES

US

Vanguard Group

Pricewaterhou JPMorgan Chase Vanguard seCoopers Bank Group LLP

Vanguard Group

Vanguard Group

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

Van Eck Associates Corp

Van Eck Associates Corp

Govt/Agency-Inter 1-415-670-2000 Term

www.ishares.com

Commodity

1-877-369-4617

PowerShares DB Commodity Index Tracking Fund is an investment fund incorporated in the USA. The Fund's objective is to www.dbfunds.db. PowerShares DB reflect the performance of the DBIQ Optimum Yield Diversified Commodity Index Excess. The Fund invests in commodities com Commodity Index such as Light, Sw

UNITED STATES

US

Commodity

1-877-583-5624

VelocityShares 3x Silver ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash www.velocityshar VelocityShares 3x payment at the scheduled maturity or early redemption based on the performance of the underlying index, the S&P GSCI速 es.com Long Silver Silver Index Exce

UNITED STATES

Growth&IncomeLarge Cap

1-866-499-8473

www.vanguard.co Vanguard S&P m 500 ETF

Country FundMalaysia

1-415-670-2000

www.ishares.com

Sector FundTechnology

Commodity

Growth&IncomeLarge Cap

iShares MSCI Malaysia ETF

1-212-293-2000

www.vaneck.com

Market Vectors Market Vectors Semiconductor is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance UNITED STATES Semiconductor E results of the Market Vectors US Listed Semiconductor 25 Index.

US

1-240-497-6400

ProShares Ultra DJ-UBS Crude Oil is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment www.proshares.c ProShares Ultra results that correspond to twice (200%) the daily performance of its corresponding benchmark, The Dow Jones-AIG Crude Oil UNITED STATES om DJ-UBS Crude O Sub-Index.

US

1-800-983-0903

PowerShares www.powershare S&P 500 Low s.com Volati

PowerShares S&P 500 Low Volatility Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks results that correspond (before fees and expenses) generally to the price and yield of the S&P 500 Low Volatility Index the "Underlying UNITED STATES Index")

US

US

US

KPMG LLP

VLS Securities LLC

SEI Investments Distribution Co

Brown Brothers Harriman & Co

VelocityShare VelocityShares s LLC LLC

KENNETH E VOLPERT

HAO-HUNG LIAO "PETER"

12/21/11

ProShare TODD Advisors LLC JOHNSON

Vanguard Group

ProShare ProShare Advisors LLC Advisors LLC Invesco PowerShares Capital Management LLC

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers MARK BUELL and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

iShares Core S&P Mid-Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the S&P MidCap 400 Index. The Fund uses a Representative Sampling strategy to track the UNITED STATES Index. The In

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

iShares 1-3 Year iShares 1-3 Year Treasury Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the Treasury Bond investment results of an index composed of U.S. Treasury bonds with remaining maturities between one and three years.

5/05/11

Govt/Agency-Short 1-415-670-2000 Term

www.ishares.com

Growth & Income1-415-670-2000 Mid Cap

iShares Core www.ishares.com S&P Mid-Cap ETF

Financial Services 1-866-787-2257

www.spdrs.com

SPDR S&P Bank ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate the SPDR S&P Bank performance of the S&P Banks Select Industry Index. The Index itself is a float adjusted modified-market capitalization ETF weighted index of geogra

UNITED STATES

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

Govt/Agency-Inter 1-415-670-2000 Term

www.ishares.com

iShares 7-10 Year iShares 7-10 Year Treasury Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the Treasury Bon investment results of an index composed of U.S. Treasury bonds with remaining maturities between seven and ten years.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers MARK BUELL and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Growth-Large Cap 1-415-670-2000

iShares Russell 1000 Growth ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results iShares Russell www.ishares.com that correspond to the performance of the Russell 1000 Growth Index. The Index measures the performance of the large1000 Growth ET capitalization gro

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

iShares Russell 1000 Value ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the Russell 1000 Value Index. The Index measures the performance of the largeUNITED STATES capitalization value

US

US

JOHN A TUCKER

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock CHRISTOPH seCoopers and Trust Co Fund Advisors ER BLISS LLP

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

VelocityShares Daily 3x Long Natural Gas ETN is an exchange-traded note issued in the USA. The Note will provide investors www.velocityshar VelocityShares 3x with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, S&P UNITED STATES es.com Long Natural GSCI速 Natur

US

CH

Credit Suisse Securities LLC

www.proshares.c ProShares Ultra 7- ProShares Ultra 7-10 Year Treasury is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment om 10 Year Trea results that correspond to twice (200%) the daily performance of the Barclays Capital 7-10 Year U.S. Treasury Bond Index.

US

Value-Large Cap

1-415-670-2000

www.ishares.com

iShares Russell 1000 Value ETF

Corp/Pref-High Yield

1-866-787-2257

www.spdrs.com

SPDR Barclays SPDR Barclays Short Term High Yield Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to Short Term High track the performance of the Barclays US High Yield 350mn Cash Pay 0-5 Yr 2% Capped Index.

Commodity

1-877-583-5624

Govt/Agency-Inter 1-240-497-6400 Term

UNITED STATES

SSgA Funds State Street Bank Management and Trust Co Inc

UNITED STATES

JPMorgan Investor Services Co

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

MIKE BRUNELL

VLS Securities LLC Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

11/15/05

03/12

SSgA Funds Management Inc

SSgA Funds Management Inc

SSgA Funds United States Management Inc

SSgA Funds United States Management Inc

Boston

Valley Forge

VelocityShare VelocityShares s LLC LLC

United States

Darien

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda


Company Telephone Number

Country Fund-Italy 1-415-670-2000

Company's Web Security's Name Address

www.ishares.com

Fund's Description

Country

iShares MSCI iShares MSCI Italy Capped ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks to provide Italy Capped ETF investment results that correspond to the performance of the MSCI Italy 25/50 Index.

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

US

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Manager Start Date

Fund's Management Company

Manager's Country

United States

Manager's City Name

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock DIANE seCoopers and Trust Co Fund Advisors HSIUNG LLP

BlackRock BlackRock Fund Fund Advisors Advisors Invesco PowerShares Capital Management LLC

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

SSGA Funds SSGA Funds Management Management

United States

Valley Forge

Invesco PowerShares United States Capital Management LLC

San Francisco

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York JEFF seCoopers PowerShares Mellon/The KERNAGIS LLP Capital Ma

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

www.spdrs.com

SPDR Barclays Short Term Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is SPDR Barclays to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of an UNITED STATES Short Term Corpo index that

US

US

State Street Bank and Trust Co

Ernst & Young

1-415-670-2000

www.ishares.com

iShares Mortgage iShares Mortgage Real Estate Capped ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment Real Estate C results that correspond to the FTSE NAREIT Mortgage Plus Capped Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

1-415-670-2000

www.ishares.com

iShares MSCI Pacific ex Japan

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Growth-Small Cap 1-415-670-2000

www.ishares.com

iShares Russell 2000 Growth ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment returns iShares Russell that correspond to the performance of the Russell 2000 Growth Index. The Index measures the performanceof the small2000 Growth ET capitalization growt

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Emerging MarketDebt

PowerShares www.powershare Emerging s.com Markets S

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Invesco PowerShares Capital Management LLC

Rafferty Asset Rafferty Asset Management Management LLC LLC

Corporate/Preferre 1-800-983-0903 d

www.powershare PowerShares PowerShares Preferred Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that s.com Preferred Portfoli correspond to the price and yield performance of the BofA Merrill Lynch Core Plus Fixed Rate Preferred Securities Index.

Global Equity

www.ishares.com

iShares MSCI ACWI ETF

Corporate/Preferre 1-866-787-2257 d

Sector Fund-Real Estate

Asian Pacific Ex Japan

1-415-670-2000

1-800-983-0903

iShares MSCI ACWI ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the performance of the MSCI ACWI Index.

iShares MSCI Pacific ex Japan ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks investment results that correspond to the performance of publicly traded securities in the Australia, Hong Kong, New Zealand, and Singapore ma

PowerShares Emerging Markets Sovereign Debt Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the DB Emerging Market USD Liquid Balanced Index.

UNITED STATES

US

BM

State Street Bank SSGA Funds PATRICK 02/12 and Trust Co Management BRESNEHAN

10/11/07

Invesco PowerShares United States Capital Management LLC

Wheaton

Wheaton

Closed-end Funds 1-877-437-9363

www.direxionshar Direxion Daily Direxion Daily Gold Miners Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily es.com Gold Miners Bea investment results of 300% the inverse (opposite) of the NYSE Arca Gold Miners Index.

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Government/Agenc 1-415-670-2000 y

www.ishares.com

iShares TIPS ETF is an exchange-traded fund incorporated in the USA. The ETF will track the Barclays Capital US Treasury Inflation Notes Index. The Index measures the performance of inflation protected public obligation of the US Treasury, also known as

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers MARK BUELL and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Government/Agenc 1-240-497-6400 y-LT

ProShares Short 20+ Year Treasury is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment www.proshares.c ProShares Short results, before fees and expenses and interest earned on cash and financial instruments, that correspond to the inverse om 20+ Year Treas (opposite) of the

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Growth&IncomeLarge Cap

www.proshares.c ProShares om UltraPro QQQ

ProShares UltraPro QQQ is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which correspond to three times (300%) the daily performance of the NASDAQ-100 Index.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Aggressive Growth 1-866-499-8473

Vanguard www.vanguard.co Dividend m Appreciation

Vanguard Dividend Appreciation Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Mergent Dividend Achievers Select Index, which measures the investment return of common stocks of UNITED STATES companies that h

US

US

Vanguard Group Inc/The

Pricewaterhou JPMorgan Chase Vanguard RYAN E seCoopers Bank Group Inc/The LUDT LLP

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

Precious Metals

www.vaneck.com

Market Vectors Junior Gold Miners ETF is an exchange traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible, before fees and expenses, the price and yield performance of the Market Vectors Junior Gold Miners Index

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

Van Eck Associates Corp

United States

New York

BlackRock BlackRock Fund Fund Advisors Advisors

1-240-497-6400

1-212-293-2000

iShares TIPS Bond ETF

Market Vectors Junior Gold Min

UNITED STATES

2006

HAO-HUNG LIAO "PETER"

Van Eck Associates Corp

iShares Floating Rate Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the performance UNITED STATES of the Barclays Capital US Floating Rate Note < 5 Years Index.

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

iShares Core www.ishares.com S&P Small-Cap ETF

iShares Core S&P Small-Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the S&P SmallCap 600 Index. The Fund uses a Representative sampling strategy to track the Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

International Equity 1-866-499-8473

www.vanguard.co Vanguard FTSE m All-World ex-US

Vanguard FTSE All-World Ex-US Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the FTSE All-World ex-US Index Fund, which measures the investment return of stocks of companies located in developing

UNITED STATES

US

US

Vanguard Group

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

Government/Corpo 1-415-670-2000 rate

iShares Core www.ishares.com Total US Bond Mar

iShares Core Total U.S. Bond Market ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment results of an index composed of the total U.S. investment-grade bond market.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock JAMES seCoopers and Trust Co Fund Advisors MAURO LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Growth&IncomeSmall Cap

1-240-497-6400

www.proshares.c ProShares Short Short Russell2000 ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results om Russell2000 that correspond to the inverse (opposite) of the daily performance of the Russell 2000 Index.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Emerging MarketEquity

1-877-437-9363

Direxion Daily Emerging Markets Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund seeks daily www.direxionshar Direxion Daily investment results of 300% of the performance of the MSCI Emerging Markets Index. The Fund invests at least 80% of its net es.com Emerging Market assets in th

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

Emerging MarketDebt

1-415-670-2000

iShares JP www.ishares.com Morgan USD Emerging

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GABRIEL seCoopers and Trust Co Fund Advisors SHIPLEY LLP

BlackRock BlackRock Fund Fund Advisors Advisors

San Francisco

State Street Bank and Trust Co

Bingham McCutchen LLP

SSgA Funds Management Inc

Govt/Corp Short Term

1-415-670-2000

www.ishares.com

Growth&IncomeSmall Cap

1-415-670-2000

Aggressive Growth 1-866-787-2257

www.spdrs.com

iShares Floating Rate Bond ETF

SPDR S&P Dividend ETF

iShares J.P. Morgan USD Emerging Markets Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the price and yield of the JP Morgan Emerging Markets Bond Index. SPDR S&P Dividend ETF is an exchange traded fund incorporated in the USA. The Fund's objective is to replicate the price and yield of the S&P High Yield Dividend Aristocrats Index. The Index measures the performance of 60 highest dividend yielding S&P C

UNITED STATES

US

US

Vanguard DUANE F Group Inc/The KELLY

SSgA Funds State Street Bank Management and Trust Co Inc

JOHN A TUCKER

Aggressive Growth 1-415-670-2000

www.ishares.com

iShares Select Dividend ETF

iShares Select Dividend ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the Dow Jones Select Dividend Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Region FundEuropean

1-866-787-2257

www.spdrs.com

SPDR EURO STOXX 50 ETF

SPDR EURO STOXX 50 Fund is an exchange -traded fund which represents a passive management strategy designed to track the performance of the Euro STOXX 50 Index. The Euro STOXX 50 Index represents the performance of the 50 largest companies, across all com

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

Currency

1-240-497-6400

www.proshares.c ProShares om UltraShort Euro

ProShares UltraShort Euro is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that correspond to twice (200%) the inverse (opposite) the daily performance, whether positive or negative, of its corresponding UNITED STATES benc

US

SEI Investments Distribution Co

Brown Brothers Harriman & Co

Value-Small Cap

1-415-670-2000

www.ishares.com

iShares Russell 2000 Value ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performanceof the Russell 2000 Value Index. The Index measures the performance of the smallUNITED STATES capitalization value se

US

iShares Russell 2000 Value ETF

US

State Street Bank and Trust Co

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

JOHN A TUCKER

ProShare TODD Advisors LLC JOHNSON

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

11/15/05

SSgA Funds United States Management Inc

BlackRock BlackRock Fund Fund Advisors Advisors

10/15/02

SSgA Funds Management Inc

United States

United States

SSgA Funds United States Management Inc

Boston

San Francisco

Boston

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco


Company Telephone Number

Emerging MarketEquity

1-212-896-1249

Company's Web Security's Name Address

Fund's Description

Country

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

WisdomTree Emerging Markets Equity Income Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the price and yield of the WisdomTree Emerging Markets Equity Income Index.

UNITED STATES

US

US

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

SPDR Barclays 1-3 Month T-Bill ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide SPDR Barclays 1investment results that correspond generally to the price and yield performance of the Barclays 1-3 Month U.S. Treasury Bill 3 Month T-Bill Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Ernst & Young

JPMorgan Chase Bank NA

Pricewaterhou JPMorgan Chase Precidian seCoopers Bank NA Funds LLC LLP

WisdomTree www.wisdomtree. Emerging com Markets Eq

Fund's Manager

www.spdrs.com

Country FundJapan

1-855-621-0930

MAXIS Nikkei www.precidianfun 225 Index Fund ds.com ET

Maxis Nikkei 225 Index Fund is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results, UNITED STATES before fees and expenses, that track the performance of the Nikkei 225 Index.

US

Undefined Equity

1-877-583-5624

www.velocityshar VelocityShares es.com VIX Short Term

VelocityShares VIX Short Term ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the S&P 500 VIX Short-Term

UNITED STATES

US

CH

Credit Suisse Securities LLC

Commodity

1-877-583-5624

VelocityShares Daily 3x Inverse Natural Gas ETN is an exchange-traded note issued in the USA. The Note will provide www.velocityshar VelocityShares 3x investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, UNITED STATES es.com Inverse Natu S&P GSCI速 Na

US

CH

Credit Suisse Securities LLC

Value-Large Cap

1-866-499-8473

www.vanguard.co Vanguard Value m ETF

Vanguard Value ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the CRSP U.S. Large Cap Value Index. The Fund invests all of its assets in the stocks that make up the Index, holding each stock UNITED STATES in the same

US

US

Vanguard Group

Pricewaterhou JPMorgan Chase Vanguard GERARD C seCoopers Bank Group Inc/The O'REILLY LLP

Undefined Equity

1-240-497-6400

www.proshares.c ProShares Short ProShares Short VIX Short-Term Futures is an exchange-traded fund incorporated in the USA. The Fund with seek daily om VIX Short-Term investment results that correspond to the inverse (-100%) of the performance of the S&P 500 VIX Short-Term Futures Index.

JP Morgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank NA Advisors LLC RUBIN LLP

1-415-670-2000

www.ishares.com

iShares MSCI France ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks to provide investment results that correspond to the performance of publicly traded securities in the French market, as measured by the MSCI France Index

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Commodity

1-877-369-4617

PowerShares DB Gold Double Short ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The Notes will www.DBXUS.co PowerShares DB provide investors with a cash payment at the scheduled maturity or early redemption, based on the double the inverse UNITED STATES m Gold Double Sho (opposite) performan

Growth&IncomeLarge Cap

1-888-949-3837

www.guggenhei mfunds.com

Country FundFrance

iShares MSCI France ETF

Guggenheim S&P 500 Equal Weigh

Country Fund-India 1-800-983-0903

www.powershare PowerShares s.com India Portfolio

Health & Biotechnology

1-415-670-2000

www.ishares.com

Sector Fund-Real Estate

1-630-765-8000

www.ftportfolios.c First Trust S&P om REIT Index Fun

Growth&IncomeLarge Cap

iShares Nasdaq Biotechnology E

UNITED STATES

Guggenheim S&P Equal Weight ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate UNITED STATES as closely as possible, before expenses, the performance of the S&P Equal Weight Index.

The JPMorgan Alerian MLP Index ETN is an exchange-traded note issued in the USA by JPMorgan Chase & Co. The Notes JPMorgan Alerian will provide investors with a cash payment at the scheduled maturity or upon early repurchase and pass on quarterly variable MLP Index ETN coupon payments

Closed-end Funds 1-800-576-3529

UNITED STATES

UNITED STATES

US

US

US

US

DE

Deutsche Bank AG

US

US

State Street Bank and Trust Co

US

US

JP Morgan Securities Inc

WisdomTree Asset Management Inc

KAREN Q. WONG

Govt/Agency-Short 1-866-787-2257 Term

State Street Bank SSGA Funds JEFF ST and Trust Co Management PETERS

Depository Trust Co/The

CHAD M RAKVIN

Fund's Management Company

Fund's Manager Start Date

07/11

Manager's Country

WisdomTree Asset United States Management Inc

Manager's City Name

New York

SSGA Funds SSGA Funds Management Management

United States

Boston

Precidian Funds LLC

United States

Portland

Precidian Funds LLC

VLS Securities LLC

VelocityShare VelocityShares s LLC LLC

VLS Securities LLC

VelocityShare VelocityShares s LLC LLC

United States

Darien

2004

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

10/03/11

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Deutsche Bank AG

United States

New York

Deutsche Bank AG

MARTIN KREMENSTE IN

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

Deutsche Bank AG

Security Security Investors United States Investors LLC LLC

Rockville

JPMorgan Chase & Co

JPMorgan Chase & Co

JPMorgan Chase United States & Co

New York

Invesco PETER PowerShares HUBBARD Capital Ma

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

4/30/03

PowerShares India Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Indus India Index.

UNITED STATES

US

BM

Brown Brothers Harriman & Co

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

iShares Nasdaq Biotechnology ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks investment results that correspond to the performance of the Nasdaq Biotechnology Index. The Fund will concentrate its investments in companies

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

First Trust S&P REIT Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that UNITED STATES correspond generally to the S&P REIT Composite Index.

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

First Trust Advisors LP

United States

Lisle

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

3/03/08

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP

1-240-497-6400

www.proshares.c ProShares ProShares UltraShort Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results om UltraShort Dow30 that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones Industrial Average.

Govt/Corp Short Term

1-415-670-2000

iShares 1-3 Year Credit Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the iShares 1-3 Year www.ishares.com investment results of an index composed of U.S. dollar-denominated, investment-grade corporate, sovereign, supranational, Credit Bond E local authority and n

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

Emerging MarketEquity

1-415-670-2000

iShares Core www.ishares.com MSCI Emerging Mar

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Growth&IncomeLarge Cap

1-415-670-2000

www.ishares.com

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

iShares Short Treasury Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment UNITED STATES results of an index composed of U.S. Treasury bonds with remaining maturities between one month and one year.

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers MARK BUELL and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

iShares Core MSCI Emerging Markets ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the performance of the MSCI Emerging Markets Investable Market Index.

iShares S&P 100 iShares S&P 100 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that ETF correspond generally to the price and yield performance, before fees and expenses, of the S&P 100 Index.

UNITED STATES

US

10/22/12

BlackRock BlackRock Fund Fund Advisors Advisors

Govt/Agency-Short 1-415-670-2000 Term

iShares Short www.ishares.com Treasury Bond ET

Emerging MarketDebt

1-212-293-2000

www.vaneck.com

Market Vectors Emerging Markets Local Currency Bond ETF is an exchange-traded fund incorporated in the USA. The Fund Market Vectors seeks investment results the correspond with the performance of the JP Morgan Government Bond Index - Emerging Markets Emerging Market Global Core.

UNITED STATES

US

US

Van Eck Associates Corp

Ernst & Young

Value-Large Cap

1-415-670-2000

www.ishares.com

iShares S&P 500 iShares S&P 500 Value ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that Value ETF correspond to the performance of the S&P 500 Value Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Vanguard Group Inc/The

Pricewaterhou JOSHUA C Bank of New York Vanguard seCoopers BARRICKMA 2009 Mellon Group Inc/The LLP N "JOSH"

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

Van Eck Associates Corp

Van Eck Bank of New York Ernst & Young Associates Mellon/The Corp

Van Eck Associates Corp

United States

New York

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Vanguard Group Inc/The

Pricewaterhou Bank of New York Vanguard MICHAEL seCoopers Mellon Group Inc/The PERRE LLP

Vanguard Vanguard Group Group Inc/The Inc/The

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Barclays Capital Inc

United States

New York

Corporate/Preferre 1-866-499-8473 d

www.vanguard.co Vanguard Shortm Term Corporate

Vanguard Short-Term Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Barclays Capital US 1-5 Year Corporate Bond Index.

Market Vectors High Yield Muni

Market Vectors High Yield Municipal Index ETF is an exchange-traded fund incorporated in the USA. The Fund is to replicate as closely as possible the price and yield performance of the Barclays Capital Municipal Custom High Yield Composite Index. The Fund

UNITED STATES

US

ProShares UltraPro Short Russell2000 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which correspond to three times (300%) the inverse of the daily performance of the Russell 2000 Index.

UNITED STATES

US

UNITED STATES

US

Municipal

1-212-293-2000

www.vaneck.com

Growth&IncomeSmall Cap

1-240-497-6400

ProShares www.proshares.c UltraPro Short om Russe

Aggressive Growth 1-866-499-8473

Commodity

1-212-528-7990

Vanguard High Dividend Yield ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the www.vanguard.co Vanguard High performance of the FTSE High Dividend Yield Index, which consists of common stocks of companies that pay dividends that m Dividend Yield E generally are higher t www.ipathetn.co iPath Goldman m Sachs Crude Oil

UNITED STATES

iPath S&P GSCI Crude Oil Total Return Index ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the performance of its underlying index, UNITED STATES the S&P GSC

US

US

US

US

US

GB

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Van Eck Bank of New York Associates Mellon/The Corp

MICHAEL F MAZIER

JAMES T COLBY III

Van Eck Associates Corp

Barclays Capital Inc


Company Telephone Number

Growth&IncomeSmall Cap

Convertible

1-240-497-6400

1-866-787-2257

Sector Fund-Utility 1-415-670-2000

Corp/Pref-High Yield

1-800-983-0903

Company's Web Security's Name Address

www.proshares.c ProShares Ultra om Russell2000

Fund's Description

Country

ProShares Ultra Russell2000 is an exchange traded-fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Russell 2000 Index.

UNITED STATES

US

www.spdrs.com

SPDR Barclays Convertible Securities ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to SPDR Barclays provide investment results that correspond generally to the total return performance of the Barclays U.S. Convertible Bond > Convertible Secu $500MM Ind

UNITED STATES

US

www.ishares.com

iShares US Utilities ETF

iShares U.S. Utilities ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks investment results that correspond to the performance of the Dow Jones U.S. Utilities Sector Index. The Fund will concentrate its investments in UNITED STATES the

US

PowerShares www.powershare Fundamental s.com High Y

Fund's Investment Advisor

Fund's Manager

United States

Bethesda

US

State Street Bank and Trust Co

Ernst & Young

State Street Bank SSGA Funds MIKE and Trust Co Management BRUNELL

SSGA Funds SSGA Funds Management Management

United States

Boston

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Invesco PowerShares Capital Management LLC

iShares Latin American 40 ETF is an exchange-traded fund incorporatedin the USA. The Fund seeks investment results that correspond generally to the performance of the S&P Latin America 40 Index. The Fund uses a Representative Sampling strategy to try to

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

UNITED STATES

US

ELEMENTS Linked to the Rogers

ELEMENTS Linked to the Rogers International Commodity Index - Total Return is an exchange-traded note issued in the USA by Swedish Credit Corp. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption UNITED STATES based on the

US

iShares U.S. Energy ETF

iShares U.S. Energy ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks investment results that correspond to the performance of the Dow Jones U.S. Energy Sector Index. The Fund will concentrate its investments in UNITED STATES a partic

Commodity

1-877-ETNADVICE

www.ELEMENT Setn.com

iShares MSCI India ETF

Country Fund-India 1-415-670-2000

www.ishares.com

Emerging MarketEquity

iShares MSCI www.ishares.com Emerging Markets

US

SEI Investments Distribution Co

US

US

11/15/07

JPMorgan Chase ProShare HOWARD S Bank NA Advisors LLC RUBIN Swedish Export Credit Corp - S

HSBC USA Inc

Invesco PowerShares United States Capital Management LLC United States

San Francisco

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Swedish Export United States Credit Corp - SEK

New York

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

BlackRock BlackRock Fund Fund Advisors Advisors

BlackRock BlackRock Fund Fund Advisors Advisors

UNITED STATES

US

US

State Street Bank and Trust Co

iShares MSCI Emerging Markets Minimum Volatility ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment results of an index composed of emerging market equities that, in the aggregate, have lower volatility UNITED STATES character

US

US

State Street Bank and Trust Co

State Street Bank BlackRock GREG and Trust Co Fund Advisors SAVAGE

UNITED STATES

US

US

Vanguard Group

Pricewaterhou JPMorgan Chase Vanguard GERARD C seCoopers Bank Group Inc/The O'REILLY LLP

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

DE

Bank of New York Mellon/The

KPMG

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York JEFF seCoopers PowerShares Mellon/The KERNAGIS LLP Capital Ma

Wheaton

BlackRock BlackRock Fund Fund Advisors Advisors

Swedish Export Credit Corp - SEK

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

iShares MSCI India ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI India Index.

Manager's City Name

ProShare ProShare Advisors LLC Advisors LLC

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

www.proshares.c ProShares VIX ProShares VIX Short-Term Futures ETF is an exchange-traded fund incorporated in the USA. The Fund seeks daily om Short-Term Futur investment results that correspond to the performance of the S&P VIX Short-Term Index before fees and expenses.

Manager's Country

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

Bank of New York Mellon/The

iShares Latin America 40 ETF

Fund's Management Company

Fund's Manager Start Date

JPMorgan Investor Services Co

BM

1-240-497-6400

1-415-670-2000

Fund's Custodian

US

Undefined Equity

www.ishares.com

Fund's Auditor

UNITED STATES

www.ishares.com

1-415-670-2000

Fund's Administrator

PowerShares Fundamental High Yield Corporate Bond Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the RAFI High Yield Bond Index.

Region Fund-Latin 1-415-670-2000 Amer

Sector FundEnergy

Ultimate Country of Country of Incorporation Incorporation of Parent Company

United States

San Francisco

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Deutsche Bank AG

United States

New York

Growth-Large Cap 1-866-499-8473

Vanguard Growth ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the www.vanguard.co Vanguard Growth CRSP U.S. Large Cap Growth Index. The Fund invests all of its assets in the stocks that make up the Index, holding each m ETF stock in the sam

Growth&IncomeLarge Cap

1-415-670-2000

www.ishares.com

Commodity

1-877-369-4617

www.dbfunds.db. PowerShares DB PowerShares DB Agriculture Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is to reflect the com Agriculture Fun performance of the DBIQ Diversified Agriculture Index Excess Return.

UNITED STATES

US

Emerging MarketEquity

1-240-497-6400

www.proshares.c ProShares Short Short MSCI Emerging Markets ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks investment om MSCI Emerging results that correspond to the inverse (opposite) of the daily performance of the MSCI Index.

UNITED STATES

US

Corporate/Preferre 1-800-983-0903 d

PowerShares Financial Preferred Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment www.powershare PowerShares results that correspond to the price and yield of the Wells Fargo Hybrid & Preferred Securities Financial Index, a market-cap s.com Financial Preferre weighted

Emerging MarketDebt

1-212-896-1249

WisdomTree www.wisdomtree. Emerging com Markets Lo

WisdomTree Emerging Markets Local Debt Fund is an actively managed exchange-traded fund incorporated in the USA. The fund seeks to achieve a high level of total returns consisting of both income and capital appreciation. The fund attempts to achieve its i

UNITED STATES

US

US

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

Country FundSwitzerland

1-415-670-2000

iShares MSCI www.ishares.com Switzerland Cappe

iShares MSCI Switzerland Capped ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks to provide investment results that correspond to the performance of the MSCI Switzerland 25/50 Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Municipal

1-866-787-2257

www.spdrs.com

SPDR Nuveen Barclays Short Term Municipal Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Barclays Managed Money Municipal Short Term Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Ernst & Young

Direxion Emerging Markets Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund seeks daily www.direxionshar Direxion Daily investment results of 300% of the inverse of the performance of the EM Index. The Fund does not invest in equity securities. es.com Emerging Market The Fund invests

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York seCoopers PowerShares PHILIP FANG 12/09 Mellon/The LLP Capital Ma

Invesco PowerShares Capital Management LLC

Wheaton

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Pacific Investment Management Co LLC

United States

Newport Beach

Sector Fund-Asset 1-877-437-9363 Alloc

iShares Russell 1000 ETF

SPDR Nuveen Barclays Short Ter

iShares Russell 1000 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the Russell 1000 Index.

UNITED STATES

US

BM

DB Bank of New York ALEXIS Commodity Mellon/The DEPETRIS Services LLC

PowerShares www.powershare Insured National s.com M

PowerShares Insured National Municipal Bond Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Merrill Lynch U.S. Insured Long-Term Core Plus Municipal Securities I

UNITED STATES

US

Growth & Income1-240-497-6400 Mid Cap

www.proshares.c ProShares Ultra om MidCap400

Ultra MidCap400 ProShares is an exchange-traded fun incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the S&P MidCap400 Index.

UNITED STATES

US

JPMorgan Investor Services Co

www.pimcoetfs.c Pimco Total om Return ETF

PIMCO Total Return Exchange-Traded Fund is an actively managed ETF incorporated in the USA. The Fund's objective is to provide maximum total return, consistent with preservation of capital and prudent investment management. The Fund invests under normal c

US

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

Govt/Corp Intermediate

1-888-400-4383

UNITED STATES

Financial Services 1-240-497-6400

ProShares www.proshares.c UltraShort om Financial

UltraShort Financials ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results UNITED STATES that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Financials Index.

US

Sector FundEnergy

1-877-437-9363

www.direxionshar Direxion Daily es.com Energy Bull 3X

Direxion Daily Energy Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the performance of the Energy Select Sector Index.

UNITED STATES

US

Geo Focus-Debt

1-866-499-8473

Vanguard www.vanguard.co Intermediatem Term Bon

Vanguard Intermediate-Term Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Barclays Capital 5-10 Year Government/Credit Index, which includes all medium and larger issues of U.S. government, inve

UNITED STATES

Value-Mid Cap

1-415-670-2000

www.ishares.com

iShares Russell Midcap Value ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the Russell MidcapValue Index.

UNITED STATES

iShares Russell Mid-Cap Value

BM

DE

WILLIAM HUNT GROSS "BILL"

Deutsche Bank AG

ProShare ProShare Advisors LLC Advisors LLC Invesco PowerShares Capital Management LLC WisdomTree Asset Management Inc

DAVID KWAN

State Street Bank SSGA Funds TIM RYAN and Trust Co Management

1-800-983-0903

Municipal

2004

10/15/07

United States

Bethesda

Invesco PowerShares United States Capital Management LLC

Wheaton

WisdomTree Asset United States Management Inc

New York

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

SSGA Funds SSGA Funds Management Management

United States

Boston

Invesco PowerShares United States Capital Management LLC

Pacific Investment Management Co LLC

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

US

US

Vanguard Group

Pricewaterhou JPMorgan Chase Vanguard seCoopers Bank Group LLP

Vanguard Group

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

KENNETH E VOLPERT

Vanguard Group

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco


Company Telephone Number

Government/Agenc 1-877-437-9363 y-LT

Company's Web Security's Name Address

Fund's Description

Country

Direxion Daily 20-Year Treasury Bear 3X is an exchange-traded fund incorporated in the USA. The Fund seeks daily www.direxionshar Direxion Daily 20 investment results of 300% of the inverse of the performance of the NYSE Current 20-Year U.S. Treasury Index. The Fund es.com Year Plus Tr invests in Financial In

Country FundChina

1-415-670-2000

www.ishares.com

Growth&IncomeLarge Cap

1-240-497-6400

www.proshares.c ProShares Short Short QQQ ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that om QQQ correspond to the inverse (opposite) of the daily performance of the NASDAQ-100 Index.

Growth & Income

1-800-983-0903

iShares MSCI China ETF

PowerShares www.powershare Buyback s.com Achievers

UNITED STATES

iShares MSCI China ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the performance of the UNITED STATES MSCI China Index.

PowerShares Buyback Achievers Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks results that correspond with the Mergent Buyback Achievers Index, which tracks U.S. companies that have repurchased at least 5% or more of it's shar

UNITED STATES

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

US

US

US

US

US

BM

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Management Company

Fund's Manager Start Date

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Invesco PowerShares Capital Management LLC Charles

4/15/09

Manager's Country

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

Manager's City Name

New York

United States

Bethesda

Invesco PowerShares United States Capital Management LLC

Wheaton

Charles Schwab Investment United States Management Inc

San Francisco

Growth & Income

1-800-435-4000

Schwab US www.schwabetfs. Broad Market com ETF

Schwab U.S. Broad Market ETF is an exchange-traded fund incorporated in the USA. The Fund's goal is to track as closely as UNITED STATES possible, before fees and expenses, the total return of the Dow Jones U.S. Broad Stock Market Index.

US

US

Charles Schwab Investment Management Inc

Charles Pricewaterhou State Street Bank Schwab seCoopers and Trust Co Investment LLP Mana

Asset Backed Securities

1-415-670-2000

www.ishares.com

iShares MBS ETF

iShares MBS ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment results of an index composed of investment-grade mortgage-backed pass-through securities issued and/or guaranteed by U.S. government UNITED STATES agencies.

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock PARRY seCoopers and Trust Co Fund Advisors WANG LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Sector FundEnergy

1-630-765-8000

www.ftportfolios.c First Trust ISEom Revere Natural

First Trust ISE-Revere Natural Gas Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the ISE-Revere Natural Gas Index.

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

First Trust Advisors LP

United States

Lisle

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

9/13/07

SSGA Funds SSGA Funds Management Management

United States

Valley Forge

12/15/06

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

Asian Pacific Ex Japan

1-415-670-2000

UNITED STATES

AGNES HONG

Bank of New York First Trust Mellon Corp/The Advisors LP

www.ishares.com

iShares MSCI All iShares MSCI All Country Asia ex-Japan ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment UNITED STATES Country Asia results that correspond to the price and yield performance of the MSCI All Country Asia ex-Japan Index.

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

SPDR Nuveen Barclays Municipal Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the price and yield performance of the Barclays Municipal Managed Money Index, which tracks municipal bond securities issued by UNITED STATES state and l

US

US

State Street Bank and Trust Co

Ernst & Young

SPDR Dow Jones International Real Estate ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to track as closely as possible, before fees and expenses, the total performance of the Dow Jones Global ex-U.S. Select Real Estate Se

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

Municipal

1-866-787-2257

www.spdrs.com

SPDR Nuveen Barclays Municipal

Sector Fund-Real Estate

1-866-787-2257

www.spdrs.com

SPDR Dow Jones International R

Sector FundEnergy

1-877-437-9363

www.direxionshar Direxion Daily es.com Energy Bear 3X

Direxion Daily Energy Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the inverse (opposite) of the performance of the Energy Select Sector UNITED STATES Index.

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Sector Fund-Real Estate

1-877-437-9363

www.direxionshar Direxion Daily es.com Real Estate Bul

Direxion Daily Real Estate Bull 3x Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the performance of the MSCI US REIT Index.

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

UNITED STATES

State Street Bank SSGA Funds TIM RYAN and Trust Co Management

Govt/Corp High Yield

1-888-400-4383

www.pimcoetfs.c PIMCO 0-5 Year PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund is an exchange-traded fund incorporated in the om High Yield Corp USA. The Fund seeks to track the perfor mance of the BofA ML 0-5 Year US High Yield Constrained Index.

UNITED STATES

US

DE

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

Country FundRussia

1-415-670-2000

iShares MSCI www.ishares.com Russia Capped ETF

UNITED STATES

US

US

State Street Bank and Trust Co

Commodity

1-877-369-4617

PowerShares DB Crude Oil Double Short ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The www.DBXUS.co PowerShares DB Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the double the m Crude Oil Doubl inverse (opposite) perf

UNITED STATES

US

DE

Deutsche Bank AG

Internet & Telecom 1-415-670-2000

iShares US iShares U.S. Telecommunications ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment www.ishares.com Telecommunicati results that correspond to the performance of the Dow Jones U.S. Select Telecommunications Index. The Fund will ons concentrate its investments

UNITED STATES

US

US

Growth & Income

iShares www.ishares.com International Select D

UNITED STATES

US

iShares MSCI iShares MSCI ACWI ex U.S. ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that UNITED STATES ACWI ex US ETF correspond to the performance of the MSCI ACWX Index.

1-415-670-2000

iShares MSCI Russia Capped ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the performance of the MSCI Russia 25/50 Index.

iShares International Select Dividend ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dow Jones EPAC Select Dividend Index.

AMOS J ROGERS III

Deutsche Bank AG

Schwab Investment Management Inc

First Trust Advisors LP

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

Pacific Investment Management Co LLC

VINEER BHANSALI

Pacific Investment Management Co LLC

BlackRock BlackRock Fund Fund Advisors Advisors

MARTIN KREMENSTE IN

Deutsche Bank AG

Deutsche Bank AG

United States

New York

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

Rydex Investments

Rydex Investments

United States

Rockville

Barclays Capital Inc

Barclays Capital Inc

United States

New York

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

First Trust Advisors LP

United States

Lisle

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

US

State Street Bank and Trust Co

US

US

www.ishares.com

Global Debt

1-866-499-8473

www.vanguard.co Vanguard Total m International B

Vanguard Total International Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the Barclays Global Aggregate ex-USD Float Adjusted RIC Capped Inde

UNITED STATES

US

US

Vanguard Group Inc/The

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

Currency

1-301-296-5100

www.rydexfunds. CurrencyShares com/etf Euro Trust

Euro Currency Trust is a grantor trust formed under the laws of the State of New York. The objective of the Trust is to reflect the price of the Euro. The Sponsor believes that, for many investors, the Shares represent a cost-effective investment in euro.

UNITED STATES

US

US

Bank of New York Mellon/The

Pricewaterhou Bank of New York Rydex seCoopers Mellon/The Investments LLP

Undefined Equity

1-212-528-7990

iPATH S&P 500 www.ipathetn.co VIX Mid-Term m Fut

iPATH S&P 500 VIX Mid-Term Futures ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of its underlying index, the S&P UNITED STATES 500 Mid-Term V

US

GB

Barclays Capital Inc

Vanguard Group Inc/The

MICHAEL P BYRUM

Geo Focus-Equity 1-415-670-2000

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Sector Fund-Utility 1-630-765-8000

First Trust www.ftportfolios.c Utilities om AlphaDEX

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Growth&IncomeSmall Cap

1-866-499-8473

Vanguard Small-Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of www.vanguard.co Vanguard Smallthe CRSP U.S. Small Cap Index. The Fund invests all of its assets in the stocks that make up the Index, holding each stock UNITED STATES m Cap ETF in the sam

US

US

Vanguard Group

Pricewaterhou JPMorgan Chase Vanguard MICHAEL H seCoopers Bank Group Inc/The BUEK LLP

Sector FundTechnology

1-415-670-2000

www.ishares.com

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Undefined Equity

1-855-353-9383

FlexShares www.flexshares.c FlexShares Morningstar Global Upstream Natural Resources Index Fund is an exchange-traded fund incorporated in the USA. Global Upstream om The Fund seeks to track the performance of the Morningstar Global Upstream Natural Resources Index. Nat

UNITED STATES

US

US

JPMorgan Chase Bank NA

Deloitte & Touche LLP

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

12/12/05

Barclays Capital Inc

iShares MSCI South Africa ETF is an exchange-traded fund incorporated in the USA. The ETF's objective is to provide iShares MSCI www.ishares.com investment results that correspond to the price and yield performance of publicly traded securities in the South African market, UNITED STATES South Africa ETF as measure

iShares U.S. Technology ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks investment iShares US results that correspond to the performance of the Dow Jones U.S. Technology Sector Index. The Fund will concentrate its Technology ETF investments in th

7/16/09

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

International Equity 1-415-670-2000

First Trust Utilities AlphaDEX is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the StrataQuant Utilities AlphaDEX Index.

11/03/09

Bank of New York First Trust Mellon Corp/The Advisors LP

Northern Trust JPMorgan Chase Investments Bank NA Inc

2004

First Trust Advisors LP

Northern Trust Northern Trust Investments Investments Inc Inc


Company Telephone Number

Region FundEuropean

Emerging MarketEquity

Company's Web Security's Name Address

iShares Europe ETF

1-415-670-2000

www.ishares.com

1-240-497-6400

ProShares www.proshares.c UltraShort MSCI om Emer

Fund's Description

Country

iShares Europe ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the S&P Europe 350 Index. The Index measures the performance of the stocks of leading companies in UNITED STATES countries s

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

UltraShort MSCI Emerging Markets ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the MSCI Emerging Markets Index.

UNITED STATES

US

US

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Manager Start Date

Fund's Management Company

Manager's Country

Manager's City Name

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Geo Focus-Equity 1-415-670-2000

www.ishares.com

iShares MSCI Turkey ETF

iShares MSCI Turkey ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the performance of the MSCI Turkey Investable Market Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Financial Services 1-415-670-2000

www.ishares.com

iShares US Financials ETF

iShares U.S. Financials ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks investment results that correspond to the performance of the Dow Jones U.S. Financial Sector Index. The Fund will concentrate its investments in th

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Growth&IncomeLarge Cap

1-240-497-6400

www.proshares.c ProShares Short ProShares Short Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that om Dow30 correspond to the inverse (opposite) of the daily performance of the Dow Jones Industrial Average.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Sector FundEnergy

1-415-670-2000

www.ishares.com

iShares North iShares North American Natural Resources ETF is an exchange-traded fund incorporated in the USA. The ETF's objective American Natural seeks investment results that correspond to the performance of the S&P North American Natural Resources Sector Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Undefined Equity

1-212-293-2000

www.vaneck.com

Market Vectors Agribusiness ET

Market Vectors Agribusiness ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that UNITED STATES correspond to the price and yield of the Market Vectors Global Agribusiness Index.

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

9/05/07

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

11/03/09

Charles Schwab Investment Management Inc

Charles Schwab Investment United States Management Inc

San Francisco

12/06/07

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

Growth&IncomeLarge Cap

1-800-435-4000

www.schwabetfs. Schwab US com Large-Cap ETF

Schwab U.S. Large-Cap ETF is an exchange-traded fund incorporated in the USA. The Fund's goal is to track as closely as possible, before fees and expenses, the total return of the Dow Jones U.S. Large-Cap Total Stock Market Index.

UNITED STATES

US

US

Charles Schwab Investment Management Inc

Charles Pricewaterhou State Street Bank Schwab seCoopers and Trust Co Investment LLP Mana

HAO-HUNG LIAO "PETER" AGNES HONG

Municipal

1-212-293-2000

www.vaneck.com

Market Vectors Intermediate Mu

Market Vectors Intermediate Municipal ETF is an exchange-tradedfund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Barclays Capital AMT-Free Intermediate Continuous Municipals Index.

UNITED STATES

US

US

Van Eck Associates Corp

Van Eck Bank of New York Ernst & Young Associates Mellon/The Corp

Country FundIndonesia

1-415-670-2000

www.ishares.com

iShares MSCI Indonesia ETF

iShares MSCI Indonesia ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the performance of the MSCI Indonesia Investable Market Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

iShares MSCI Poland Capped Investable Market Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield performance of the MSCI Poland IMI 25/50 Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Invesco PowerShares Capital Management LLC Invesco

Geo Focus-Equity 1-415-670-2000

Financial Services 1-800-983-0903

iShares MSCI www.ishares.com Poland Capped ETF

www.powershare PowerShares PowerShares Global Listed Private Equity Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks s.com Global Listed Priv investment results that correspond generally to the price and yield of the Global Listed Private Equity Index.

UNITED STATES

US

BM

Bank of New York Mellon/The

JAMES T COLBY III

Emerging MarketEquity

1-800-983-0903

PowerShares www.powershare DWA Emerging s.com Marke

PowerShares DWA Emerging Markets Technical Leaders Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dorsey Wright Emerging Markets Technical Leaders Index.

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Region Fnd-Asian Pacific

1-866-499-8473

www.vanguard.co Vanguard FTSE m Pacific ETF

Vanguard FTSE Pacific ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the FTSE Developed Asia Pacific Index. The Fund invests all of its assets in the stocks that make up the Index, holding each UNITED STATES stock in

US

US

Vanguard Group

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

Pricewaterhou Bank of New York Vanguard PAUL M seCoopers Mellon Group Inc/The MALLOY LLP

Corporate/Preferre 1-866-499-8473 d

Vanguard www.vanguard.co Intermediatem Term Cor

Municipal

1-415-670-2000

www.ishares.com

iShares National AMT-Free Muni

Growth-Large Cap 1-415-670-2000

www.ishares.com

iShares S&P 500 iShares S&P 500 Growth ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that Growth ETF correspond generally to the price and yield performance of the S&P 500 Growth Index Fund.

Currency

1-301-296-5100

Vanguard Intermediate-Term Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Barclays Capital US 5-10 Year Corporate Bond Index.

UNITED STATES

US

US

Vanguard Group Inc/The

iShares National AMT-Free Muni Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment results of an index composed of investment-grade U.S. municipal bonds.

UNITED STATES

US

US

State Street Bank and Trust Co

UNITED STATES

US

US

State Street Bank and Trust Co

www.rydexfunds. CurrencyShares CurrencyShares Japanese Yen Trust is an exchange-traded fund incorporated in the USA. The Fund's objective is to reflect the UNITED STATES com/etf Japanese Yen Tr price in USD of the Japanese Yen.

US

US

State Street Bank and Trust Co

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

2013

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Rydex Investments

Rydex Investments

United States

Rockville

Invesco PowerShares United States Capital Management LLC

Wheaton

State Street Bank BlackRock JOEL SILVA and Trust Co Fund Advisors Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP Rydex Investments

MICHAEL P BYRUM

2/13/07

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Charles Pricewaterhou State Street Bank Schwab seCoopers and Trust Co Investment LLP Mana

Charles Schwab Investment Management Inc

Powershares Wilderhill Clean Energy Portfolio is an exchange-traded fund incorporated in the USA. The Fund's investment objective seeks to correspond to the price and yield of the Wilderhill Clean Energy Index, a modified equal-weighted index.

UNITED STATES

US

Growth & Income

1-240-497-6400

ProShares www.proshares.c UltraPro Short om Dow30

ProShares UltraPro Short Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which correspond to three times (300%) the inverse of the daily performance of the Dow Jones 30 Index.

UNITED STATES

US

iShares MSCI iShares MSCI EAFE Small-Cap ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results www.ishares.com EAFE Small-Cap UNITED STATES that correspond to the price and yield of the MSCI EAFE Small Cap Index. ET

US

BM

US

Financial Services 1-240-497-6400

www.proshares.c ProShares Ultra om Financials

International Equity 1-800-435-4000

Schwab www.schwabetfs. International com Equity ET

Schwab International Equity ETF is an exchange-traded fund incorporated in the USA. The Fund's goal is to track as closely as UNITED STATES possible, before fees and expenses, the total return of the FTSE Developed ex-U.S. Index.

US

US

Charles Schwab Investment Management Inc

Sector FundTechnology

1-877-437-9363

www.direxionshar Direxion Daily es.com Semiconductors

Direxion Daily Semiconductors Bear 3x Shares is an exhange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% the inverse (opposite) of the performance of the Philadelphia Semiconductor

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Emerging MarketEquity

1-888-800-4347

EGShares www.egshares.co Emerging m Markets Cons

EGShares Emerging Markets Consumer ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Dow Jones Emerging Markets Consumer Titans Index.

UNITED STATES

US

US

Bank of New York Mellon/The

BBD LLP

Sector Fund-Real Estate

1-415-670-2000

www.ishares.com

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

iShares Cohen & iShares Cohen & Steers REIT ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks Steers REIT ET investment results that correspond to the performance of the Cohen & Steers Realty Majors Index.

2005

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Powershares www.powershare WilderHill Clean s.com E

UNITED STATES

Wheaton

Bank of New York Mellon/The

1-800-983-0903

Ultra Financials ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Dow Jones U.S. Financials Index.

Wheaton

Invesco PowerShares PowerShares Capital United States Capital Management Management LLC LLC

12/09

Invesco PowerShares Capital Management LLC

Environmentally Friendly

International Equity 1-415-670-2000

Vanguard MICHAEL H Group Inc/The BUEK

Invesco PowerShares United States Capital Management LLC

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

AGNES HONG

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU

11/03/09

Charles Schwab Investment United States Management Inc

San Francisco

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

Emerging Emerging Global Global United States Advisors LLC Advisors LLC

New York

BlackRock BlackRock Fund Fund Advisors Advisors

San Francisco

United States


Company Telephone Number

Company's Web Security's Name Address

Fund's Description

Country

Govt/Agency-Short 1-888-400-4383 Term

PIMCO www.pimcoetfs.c Enhanced Short om Maturity

Health & Biotechnology

www.ftportfolios.c First Trust Health First Trust Health Care AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment om Care AlphaD results that correspond to the StrataQuant Health Care AlphaDEX Index.

1-630-765-8000

PIMCO Enhanced Short Maturity Exchange-Traded Fund is an actively managed exchange-traded fund incorporated in the USA. The Fund's objective is to provide maximum current income, consistent with preservation of capital. The Fund is an actively managed ETF

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Administrator

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

JEROME SCHNEIDER

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

DANIEL J LINDQUIST

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

US

US

Bank of New York Mellon Corp/The

Commodity

1-877-369-4617

PowerShares DB Gold Short ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The Notes will provide www.DBXUS.co PowerShares DB investors with a cash payment at the scheduled maturity or early redemption, based on the inverse (opposite) performance of UNITED STATES m Gold Short ETN its underly

US

DE

Deutsche Bank AG

Country FundIndonesia

1-212-293-2000

www.vaneck.com

Market Vectors Indonesia Index ETF is an exchange traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the price and yield performance of the Market Vectors Indonesia Index. The Fund invests in at least 80% UNITED STATES of i

US

US

Van Eck Associates Corp

Commodity

1-877-369-4617

PowerShares DB Gold Double Long ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The Notes will www.DBXUS.co PowerShares DB provide investors with a cash payment at the scheduled maturity or early redemption, based on the double the performance of UNITED STATES m Gold Double Lon its underlying

US

DE

Deutsche Bank AG

Currency

1-240-497-6400

www.proshares.c ProShares om UltraShort Yen

ProShares UltraShort Yen is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance, whether positive or negative, of the U.S. Dollar UNITED STATES pric

US

1-415-670-2000

iShares www.ishares.com Transportation Average

iShares Transportation Average ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is results that correspond generally to the price and yield performance, before fees and expenses, of the Dow Jones Transportation Average Index. T

Brown Brothers Harriman & Co

1/20/09

MARTIN KREMENSTE IN

ProShare TODD Advisors LLC JOHNSON

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP Charles Pricewaterhou State Street Bank Schwab seCoopers and Trust Co Investment LLP Mana

United States

Newport Beach

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

Deutsche Bank AG

Deutsche Bank AG

United States

New York

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

Deutsche Bank AG

Deutsche Bank AG

United States

New York

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Charles Schwab Investment Management Inc

Charles Schwab Investment United States Management Inc

San Francisco

US

iShares MSCI Philippines ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the performance of the MSCI Philippines Investable Market Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

PowerShares Build America Bond Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield of an index called The BofA Merrill Lynch Build America Bond Index. The Fund i

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

11/17/09

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

SPDR S&P Biotech ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to replicate the performance of the S&P Biotechnology Select Industry Index, an equal-weighed index. The Index tracks all the US common stocks listed on UNITED STATES the NYSE, Ame

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

2/06/06

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

iShares MSCI Spain Capped ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks to provide investment results that correspond to the performance of the MSCI Spain 25/50 Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

First Trust Advisors LP

United States

Lisle

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

1-415-670-2000

www.ishares.com

Municipal

1-800-983-0903

PowerShares www.powershare Build America s.com Bond

Health & Biotechnology

1-866-787-2257

www.spdrs.com

Country FundSpain

1-415-670-2000

iShares MSCI www.ishares.com Spain Capped ETF

Health & Biotechnology

1-630-765-8000

www.ftportfolios.c First Trust NYSE First Trust NYSE Arca Biotechnology Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks om Arca Biotechn investment results that correspond to the price and yield of an equity index called the Amex Biotechnology Index.

iShares U.S. Regional Banks ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the Dow Jones US Select Regional Banks Index. iShares Russell 3000 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the Russell 3000 Index. The Index measures the performance of the broad U.S. equity market.

Growth & Income

1-415-670-2000

www.ishares.com

Country FundThailand

1-415-670-2000

iShares MSCI iShares MSCI Thailand Capped ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results www.ishares.com Thailand Capped that correspond to the performance of the MSCI Thailand IMI 25/50 Index. E Guggenheim Multi-Asset Income

SEI Investments Distribution Co

Pacific Investment Management Co LLC

US

Country FundPhilippines

iShares Russell 3000 ETF

Deutsche Bank AG

05/07

MARTIN KREMENSTE IN HAO-HUNG LIAO "PETER"

Pacific Investment Management Co LLC

UNITED STATES

US

US

SSgA Funds State Street Bank Management and Trust Co Inc

AGNES HONG

JOHN A TUCKER

11/03/09

BlackRock BlackRock Fund Fund Advisors Advisors

Bank of New York First Trust Mellon Corp/The Advisors LP

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

US

Global X SuperDividend ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of UNITED STATES the Solactive Global SuperDividend Index.

US

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

ProShares www.proshares.c UltraShort FTSE/Xinhua China 25 ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks investment UltraShort FTSE UNITED STATES om results that correspond to the performance of 200% the inverse (opposite) of the FTSE/Xinhua China 25 Index. Chin

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

1-888-949-3837

www.guggenhei mfunds.com

Global Equity

1-212-644-6622

Global X www.globalxfund SuperDividend s.com ETF

Country FundChina

1-240-497-6400

US

Guggenheim Funds Guggenheim Ernst & Young Bank of New York SAROJ Investment Advisors Funds LLP Mellon/The KANURI LLC Investment Ad

First Trust Advisors LP

Guggenheim Multi-Asset Income Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the Zacks Multi-Asset Income Index, which is comprised of 125 to 150 securities with superior risk- UNITED STATES return pote

Global Equity

Manager's City Name

UNITED STATES

www.schwabetfs. Schwab US com Small-Cap ETF

Financial Services 1-415-670-2000

US

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

Manager's Country

Schwab U.S. Small-Cap ETF is an exchange-traded fund incorporated in the USA. The Fund's goal is to track as closely as possible, before fees and expenses, the total return of the Dow Jones U.S. Small-Cap Total Stock Market Index.

1-800-435-4000

iShares US www.ishares.com Regional Banks ETF

UNITED STATES

Deutsche Bank AG

Fund's Management Company

Fund's Manager Start Date

Charles Schwab Investment Management Inc

Growth&IncomeSmall Cap

SPDR S&P Biotech ETF

Fund's Manager

DE

First Trust Financial AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results UNITED STATES that correspond to the StrataQuant Financial AlphaDEX Index.

iShares MSCI Philippines ETF

Fund's Investment Advisor

US

First Trust www.ftportfolios.c Financial om AlphaDEX

Undefined Equity

Fund's Custodian

UNITED STATES

Financial Services 1-630-765-8000

Market Vectors Indonesia Index

Fund's Auditor

Global X Management Co LLC

BRUNO DEL AMA

1/17/12

Global X Management Co LLC

Lisle

Global X Management Co LLC

United States

Bethesda

Aggressive Growth 1-415-670-2000

www.ishares.com

iShares High Dividend ETF

iShares High Dividend ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Morningstar Dividend Yield Focus Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Growth-Mid Cap

1-415-670-2000

www.ishares.com

iShares Russell Mid-Cap Growth

iShares Russell Midcap Growth ETF is an exchange traded fund incorporated in the USA. The Fund seeks investment results UNITED STATES that correspond generally to the price and yield performance, before fees and expenses of the Russell Midcap Growth Index.

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

Fort Worth

1-415-670-2000

iShares www.ishares.com Intermediate Credit Bo

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Charles Schwab Investment Management Inc Charles

Charles Schwab Investment United States Management Inc

San Francisco

Corp/Pref-Inv Grade

iShares Intermediate Credit Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment results of an index composed of U.S. dollar-denominated, investment-grade corporate, sovereign, supranational, local authority a

UNITED STATES

US

US

Growth&IncomeLarge Cap

1-800-435-4000

Schwab US www.schwabetfs. Dividend Equity com ETF

Schwab US Dividend Equity ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Dow Jones Dividend 100 Index.

UNITED STATES

US

US

Charles Schwab Investment Management Inc

Charles Pricewaterhou State Street Bank Schwab seCoopers and Trust Co Investment LLP Mana

FERIAN JUWONO

Emerging MarketEquity

1-800-435-4000

Schwab www.schwabetfs. Emerging com Markets Equity

Schwab Emerging Markets Equity ETF is an exchange-traded fund incorporated in the USA. The Fund's goal is to track as closely as possible, before fees and expenses, the total return of the FTSE Emerging Index.

UNITED STATES

US

US

Charles Schwab Investment Management Inc

Charles Pricewaterhou State Street Bank Schwab seCoopers and Trust Co Investment LLP Mana

AGNES HONG

Undefined Equity

1-415-670-2000

www.ishares.com

iShares U.S. Industrials ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks investment results that correspond to the performance of the Dow Jones U.S. Industrial Sector Index. The Fund will concentrate its investments in

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

iShares U.S. Industrials ETF

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Schwab Investment Management Inc

Charles Schwab Investment Management Inc

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco


Company Telephone Number

Company's Web Security's Name Address

Fund's Description

Country

Ultimate Country of Country of Incorporation Incorporation of Parent Company

1-877-843-3831

www.advisorshar Ranger Equity es.com Bear ETF

AdvisorShares Ranger Equity Bear ETF is an exchange-traded fund incorporated in the USA. The Fund's investment objective UNITED STATES is capital appreciation through short sales of domestically traded equity securities.

Sector Fund-Real Estate

1-240-497-6400

ProShares www.proshares.c UltraShort Real om Esta

ProShares UltraShort Real Estate is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Real Estate Index.

UNITED STATES

US

Health & Biotechnology

1-415-670-2000

www.ishares.com

iShares U.S. Healthcare ETF

iShares U.S. Healthcare ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks investment results that correspond to the performance of the Dow Jones U.S. Healthcare Sector Index. The Fund will concentrate its investments in t

UNITED STATES

US

Contrarian

US

US

US

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Management Company

Fund's Manager Start Date

Manager's City Name

Advisorshares Advisorshares Investments United States Investments LLC LLC

Bethesda

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Bank of New York Mellon

Tait Weller & Baker LLP

Advisorshares Bank of New York JOHN DEL Investments Mellon VECCHIO LLC

Manager's Country

Commodity

1-212-528-7990

iPATH Dow Jones-UBS Commodity Index Total Return ETN is an exchange-traded note issued in the USA. The Notes will www.ipathetn.co iPath Dow Jonesprovide investors with a cash payment at the scheduled maturity or early redemption, based on the performance of its m UBS Commodity underlying index, the Do

UNITED STATES

US

GB

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Undefined Equity

1-630-765-8000

First Trust www.ftportfolios.c Consumer om Discretio

First Trust Consumer Discretionary AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the StrataQuant Consumer Discretionary AlphaDEX Index.

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

Undefined Equity

1-630-765-8000

First Trust www.ftportfolios.c Consumer om Staples A

First Trust Consumer Staples AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the StrataQuant Consumer Staples AlphaDEX Index.

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

Growth & Income1-866-499-8473 Mid Cap

www.vanguard.co Vanguard Midm Cap ETF

Vanguard Mid-Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the CRSP U.S. Mid Cap Index. The Fund invests all of its assets in the stocks that make up the Index, holding each stock in the UNITED STATES same prop

US

US

Vanguard Group

Pricewaterhou DONALD M JPMorgan Chase Vanguard seCoopers BUTLER Bank Group Inc/The LLP "DON"

United States

Valley Forge

Emerging MarketEquity

WisdomTree www.wisdomtree. Emerging com Markets Sm

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Sector Fund-Real Estate

Global Equity

1-212-896-1249

1-877-437-9363

1-800-983-0903

www.direxionshar Direxion Daily es.com Real Estate Bea

WisdomTree Emerging Markets SmallCap Dividend Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the WisdomTree Emerging Markets SmallCap Dividend Index.

Direxion Daily Real Estate Bear 3x Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% the inverse (opposite) of the performance of the MSCI US REIT Index.

PowerShares PowerShares DWA Developed Markets Technical Leaders Portfolio is an exchange-traded fund incorporated in the USA. The www.powershare DWA Developed Fund seeks investment results that correspond to the price and yield of the Dorsey Wright Developed Markets Technical s.com Mark Leaders Index.

UNITED STATES

UNITED STATES

US

US

US

US

2004

WisdomTree Asset Management Inc

KAREN Q. WONG

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Vanguard Vanguard Group Group Inc/The Inc/The

7/16/09

WisdomTree Asset United States Management Inc

New York

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

Invesco PowerShares Capital Management LLC

Wheaton

Invesco PowerShares United States Capital Management LLC

Financial Services 1-866-499-8473

www.vanguard.co Vanguard m Financials ETF

Vanguard Financials ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the MSCI US Investable Market Financials Index. The Fund invests all of its assets in the stocks that make up the Index, holding UNITED STATES each s

US

US

Vanguard Group Inc/The

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

Vanguard JEFFREY D Group Inc/The MILLER

2010

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

Global Equity

www.vanguard.co Vanguard Total Vanguard Total World Stock ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that UNITED STATES m World Stock ETF correspond to the price and yield performance of the FTSE Global All Cap Index.

US

US

Vanguard Group

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

Vanguard CHRISTINE D 2013 Group Inc/The FRANQUIN

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

SPDR S&P International Dividend ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond generally to the price and yield performance of the S&P International Dividend Opportunities UNITED STATES Inde

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

SSgA Funds United States Management Inc

Valley Forge

ProShares Ultra Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Dow Jones Industrial Average.

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & BlackRock GREG seCoopers Trust Co/Boston Fund Advisors SAVAGE LLP MA

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Pacific Investment Management Co LLC

Pacific Investment Management Co LLC

United States

Newport Beach

Pricewaterhou JOSHUA C Bank of New York Vanguard seCoopers BARRICKMA 2013 Mellon Group Inc/The LLP N "JOSH"

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

Invesco PowerShares Capital Management LLC

1-866-499-8473

SPDR S&P International Dividen

International Equity 1-866-787-2257

www.spdrs.com

Growth&IncomeLarge Cap

1-240-497-6400

www.proshares.c ProShares Ultra om Dow30

1-415-670-2000

iShares S&P iShares S&P GSCI Commodity-Indexed Trust is an exchange-traded fund incorporated in the USA. The Fund's objective is www.ishares.com GSCI Commodity that it's performance will correspond generally to the performance of the S&P GSCI Total Return Index. The Fund invests in a Ind diversified g

Commodity

Geo Focus-Equity 1-415-670-2000

iShares MSCI www.ishares.com Chile Capped ETF

Govt/AgencyST/Inter

1-888-400-4383

www.pimcoetfs.c PIMCO 1-5 Year PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund is an exchanged-traded fund incorporated in the USA. The Fund's om U.S. TIPS Index objective is provide total return that closely corresponds to the total return of its index.

Asset Backed Securities

1-866-499-8473

Growth&IncomeSmall Cap

1-800-983-0903

UNITED STATES

UNITED STATES

US

US

US

State Street Bank and Trust Co

UNITED STATES

US

DE

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

Vanguard www.vanguard.co Vanguard Mortgage-Backed Securities ETF is an exchange-traded funds incorporated in the USA. The Fund seeks to track the Mortgage-Backed UNITED STATES m performance of the Barclays Capital US MBS Float Adjusted Index. Secur

US

US

Vanguard Group Inc/The

PowerShares www.powershare DWA SmallCap s.com Techn

iShares MSCI Chile Capped ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that UNITED STATES correspond to the MSCI Chile IMI 25/50 Index.

US

PowerShares DWA SmallCap Technical Leaders Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that generally correspond (before fees and expenses) to the price and yield of the Dorsey Wright SmallCap Technical

JOHN A TUCKER

VINEER BHANSALI

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

2/19/08

8/21/09

7/19/12

SSgA Funds Management Inc

Invesco PowerShares United States Capital Management LLC

Growth & Income1-415-670-2000 Mid Cap

www.ishares.com

iShares Russell Mid-Cap ETF

iShares Russell Midcap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the Russell Midcap Index. The Index is a capitalization-weighted index consisting of the 800 UNITED STATES smallest c

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Government/Agenc 1-866-787-2257 y

www.spdrs.com

SPDR Barclays International Tr

SPDR Barclays International Treasury Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Barclays Global Treasury ex-US Capped Index.

US

US

State Street Bank and Trust Co

Ernst & Young

Sector FundTechnology

Vanguard www.vanguard.co Information m Technolog

Vanguard Group Inc/The

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

Vanguard JEFFREY D Group Inc/The MILLER

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

Vanguard Group Inc/The

Vanguard Vanguard Group Group Inc/The Inc/The

VLS Securities LLC

VelocityShare VelocityShares s LLC LLC

1-866-499-8473

Vanguard Information Technology Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the MSCI US Investable Market Information Technology Index. The Fund invests all of its assets in the stocks that ma

UNITED STATES

UNITED STATES

US

US

International Equity 1-866-499-8473

www.vanguard.co Vanguard Total m International S

Vanguard Total International Stock Index Fund ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the FTSE Global All Cap ex US Index.

UNITED STATES

US

US

Vanguard Group Inc/The

Commodity

1-877-583-5624

VelocityShares 3x Long Gold ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash www.velocityshar VelocityShares 3x payment at the scheduled maturity or early redemption based on the performance of the underlying index, the S&P GSCI速 es.com Long Gold ET Gold Index Exce

UNITED STATES

US

CH

Credit Suisse Securities LLC

Growth&IncomeSmall Cap

1-240-497-6400

www.proshares.c ProShares Short ProShares Short S&P SmallCap600 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment om SmallCap600 results that correspond to the inverse (opposite) of the daily performance of the S&P SmallCap 600 Index.

UNITED STATES

US

Undefined Equity

1-630-765-8000

First Trust www.ftportfolios.c First Trust Industrials/Producer Durables AlphaDEXTM Fund is an exchange-traded fund incorporated in the USA. The Fund Industrials/Produ om seeks investment results that correspond to the StrataQuantIndustrials AlphaDEX. c

UNITED STATES

US

US

State Street Bank SSGA Funds MIKE and Trust Co Management BRUNELL

Wheaton

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

10/05/07

SSGA Funds SSGA Funds Management Management

United States

Boston

2010

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

First Trust Advisors LP

United States

Lisle

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP


Company Telephone Number

Sector FundEnergy

1-888-949-3837

Company's Web Security's Name Address

www.guggenhei mfunds.com

Guggenheim Solar ETF

UNITED STATES

US

Credit Suisse The Credit Suisse Cushing 30 MLP Index ETN is an exchange-traded note issued in the USA. The ETN is designed to provide Cushing 30 MLP investors with exposure to the MLP equity sector via an equal-weighted index methodology as represented by the Cushing 30 UNITED STATES I MLP Index. T

US

CH

Credit Suisse Securities USA LLC

1-212-538-7333

www.creditsuisse.com/etn

Aggressive Growth 1-630-765-8000

First Trust www.ftportfolios.c Morningstar om Divide

Geo Focus-Equity 1-212-293-2000

www.vaneck.com

Internet & Telecom 1-630-765-8000

www.ftportfolios.c First Trust Dow om Jones Internet

Market Vectors Vietnam ETF

Guggenheim BulletShares 2015 C

Fund's Custodian

Fund's Investment Advisor

SEI Investments Distribution Co

Brown Brothers Harriman & Co

United States

Bethesda

Credit Suisse AG

Credit Suisse Credit Suisse AG United States AG

New York

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

First Trust Advisors LP

First Trust Advisors LP

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Market Vectors Vietnam ETF is an exchange traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the price and yield performance of the Market Vectors Vietnam Index. The Fund invests at least 80% of its total asse

UNITED STATES

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

First Trust Dow Jones Internet Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of an equity index called Dow Jones Internet Index.

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

US

State Street Bank and Trust Co

SSgA Funds State Street Bank Management and Trust Co Inc

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

US

JPMorgan Chase Bank NA

Deloitte & Touche LLP

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

Sector Fund-Real Estate

1-866-787-2257

www.spdrs.com

UNITED STATES

US

Sector Fund-Real Estate

1-866-787-2257

www.spdrs.com

SPDR Dow Jones Global Real Est

UNITED STATES

Govt/Agency-Short 1-855-353-9383 Term

www.flexshares.c FlexShares iBoxx FlexShares iBoxx 3-Year Target Duration TIPS Index Fund is an exchange-traded fund incorporated in the USA. The Fund om 3-Year Target seeks to track the performance of the iBoxx 3-Year Target Duration TIPS Index.

UNITED STATES

US

Growth&IncomeSmall Cap

1-240-497-6400

ProShares www.proshares.c UltraPro om Russell2000

UNITED STATES

US

Sector FundEnergy

1-877-ETRACS5

ETRACS Alerian MLP Infrastructure Index ETN is an exchange-traded note issued in the USA. The Notes will provide www.ubs.com/e- ETRACS Alerian investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, UNITED STATES tracs MLP Infrastruct the Alerian MLP

US

ProShares UltraPro Russell2000 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which correspond to three times (300%) the daily performance of the Russell 2000 Index.

Powershares DWA Technical Leaders Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to an equity index called the Dorsey Wright Technical Leaders Index, which is constructed pursuant

Guggenheim Funds Guggenheim Bank of New York SAROJ Investment Advisors Ernst & Young Funds Mellon KANURI LLC Investment Ad

Bingham McCutchen LLP

DE

CH

8/14/09

Bank of New York First Trust Mellon Corp/The Advisors LP

KPMG

SPDR Dow Jones Reit ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks to replicate as SPDR Dow closely as possible, before expenses, the performance of the Wilshire REIT Index. The Fund will generally invest in all of the Jones REIT ETF REITs co SPDR Dow Jones Global Real Estate ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dow Jones Global Select Real Estate Securities Index.

HAO-HUNG LIAO "PETER"

Bank of New York Mellon/The

US

1/17/12

Bank of New York First Trust Mellon Corp/The Advisors LP

DB MARTIN Bank of New York Commodity KREMENSTE Mellon/The Services LLC IN

www.dbfunds.db. PowerShares DB PowerShares DB Base Metals Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is to track the com Base Metals Fun DBIQ Optimum Yield Industrial Metals Index Excess Return.

UNITED STATES

US

1/17/12

United States

Lisle

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Lisle

Deutsche Bank AG

Deutsche Bank AG

New York

SSgA Funds United States Management Inc

Boston

SSgA Funds United States Management Inc

Boston

AMOS J ROGERS III

4/27/01

SSgA Funds Management Inc

SOPHIA BANAR

10/31/11

SSgA Funds Management Inc

Northern Trust JPMorgan Chase Investments Bank NA Inc

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

UBS UBS Securities Securities LLC LLC

United States

Stamford

Invesco PowerShares United States Capital Management LLC

Wheaton

Invesco PowerShares Capital Management LLC

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

UNITED STATES

US

BM

Bank of New York Mellon/The

ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN is an exchange-traded note issued in the USA. The ETN will provide www.ubs.com/e- ETRACS Monthly Closed-end Funds 1-877-ETRACS5 investors with a cash payment at the scheduled maturity or early redemption based on the performance of the Market Vectors UNITED STATES tracs Pay 2xLeveraged Global Mortgage

US

CH

UBS Securities LLC

UBS Securities LLC

UBS UBS Securities Securities LLC LLC

Euroclear

Swedish Export Credit Corp - S

Swedish Export Credit Corp - SEK

Growth & Income

1-800-983-0903

ELEMENTS Linked to the Rogers

ELEMENTS Linked to the Rogers International Commodity Index - Agriculture Total Return is an exchange-traded note issued in the USA by Swedish Credit Corp. The Notes will provide investors with a cash payment at the scheduled maturity or early UNITED STATES redemption

US

Commodity

1-877-ETNADVICE

www.ELEMENT Setn.com

Sector Fund-Real Estate

1-240-497-6400

www.proshares.c ProShares Ultra om Real Estate

Ultra Real Estate ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that UNITED STATES correspond to twice (200%) the daily performance of the Dow Jones U.S. Real Estate Index.

US

Balanced

1-630-765-8000

First Trust www.ftportfolios.c NASDAQ US om Multi-As

First Trust NASDAQ Multi-Asset Diversified Income Index Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is invesment results that correspond to the price and yield of the NASDAQ US Multi-Asset Diversified Income UNITED STATES Index.

US

Country FundSweden

1-415-670-2000

www.ishares.com

iShares MSCI Sweden ETF

iShares MSCI Sweden ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks to provide investment results that correspond to the performance of publicly traded securities in the Swedish market, as measured by the UNITED STATES MSCI Sweden Inde

US

Swedish Export United States Credit Corp - SEK

New York

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

US

Brown Brothers Harriman & Co

Deloitte & Touche LLP

First Trust Advisors LP

United States

Lisle

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Invesco PowerShares Capital Management LLC

Brown Brothers Harriman & Co

First Trust Advisors LP

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Growth & Income

1-866-499-8473

Vanguard Vanguard Extended Market ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to match the www.vanguard.co Extended Market performance of the benchmark index that measures the investment return of small- and mid-cap stocks. The Fund employs a UNITED STATES m ETF passive manageme

US

US

Vanguard Group

Pricewaterhou DONALD M JPMorgan Chase Vanguard seCoopers BUTLER Bank Group Inc/The LLP "DON"

International Equity 1-800-983-0903

PowerShares International Dividend Achievers Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks www.powershare PowerShares investment results that correspond to the International Dividend Achievers Index, which tracks ADRs that have increased their UNITED STATES s.com International Divi annual

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Currency

www.rydexfunds. CurrencyShares com/etf Australian Doll

US

US

UNITED STATES

Stamford

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

PowerShares www.powershare KBW Bank s.com Portfolio

CurrencyShares Australian Dollar Trust is an exchange-traded fund incorporated in the USA. The Fund's objective is to reflect the price in USD of the Australian Dollar.

United States

JPMorgan Investor Services Co

Financial Services 1-800-983-0903

1-301-296-5100

PowerShares KBW Bank Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that generally correspond (before fees and expenses) to the price and yield of the KBW Bank Index (the "Underlying Index"). The Fund will

US

United States

Northern Trust Northern Trust Investments Investments Inc Inc

UBS Securities LLC

UBS Securities LLC

Manager's City Name

ProShare ProShare Advisors LLC Advisors LLC

US

US

Manager's Country

ProShare TODD Advisors LLC JOHNSON

US

UNITED STATES

Fund's Management Company

Fund's Manager Start Date

Lisle

UNITED STATES

Guggenheim BulletShares 2015 Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the performance, before the Fund's fees and expenses of an investment grade corporate bond

Fund's Manager

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

First Trust Morningstar Dividend Leaders Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of an equity index called the Morningstar Dividend Leaders Index.

1-877-369-4617

Powershares www.powershare DWA Technical s.com Lead

US

Fund's Auditor

Guggenheim Funds Guggenheim Ernst & Young Bank of New York SAROJ Investment Advisors Funds LLP Mellon/The KANURI LLC Investment Ad

ProShares UltraShort Silver is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of its corresponding benchmark. The Fund tracks the

Sector FundEnergy

Commodity

Fund's Administrator

US

www.proshares.c ProShares om UltraShort Silver

www.guggenhei mfunds.com

Ultimate Country of Country of Incorporation Incorporation of Parent Company

UNITED STATES

1-240-497-6400

1-888-949-3837

Country

Guggenheim Solar Energy Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the MAC Global Solar Energy Index.

Commodity

Corp/Pref-Inv Grade

Fund's Description

Rydex Investments

MICHAEL P BYRUM

Growth & Income1-800-435-4000 Mid Cap

www.schwabetfs. Schwab U.S. Mid- Schwab US Mid-Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of com Cap ETF the Dow Jones US Mid-Cap Total Stock Market Index.

UNITED STATES

US

US

Charles Schwab Investment Management Inc

Charles Pricewaterhou State Street Bank Schwab seCoopers and Trust Co Investment LLP Mana

Sector FundTechnology

1-877-437-9363

www.direxionshar Direxion Daily es.com Semiconductors

Direxion Daily Semiconductors Bull 3x Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the performance of the Philadelphia Semiconductors Index.

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Commodity

1-240-497-6400

www.proshares.c ProShares om UltraShort Gold

ProShares UltraShort Gold is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of its corresponding benchmark. The Fund tracks the d

UNITED STATES

US

SEI Investments Distribution Co

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Brown Brothers Harriman & Co

AGNES HONG

ProShare TODD Advisors LLC JOHNSON

1997

First Trust Advisors LP

Invesco PowerShares United States Capital Management LLC

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Wheaton

Valley Forge

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

6/20/06

Rydex Investments

Rydex Investments

Rockville

1/13/11

Charles Schwab Investment Management Inc

Charles Schwab Investment Management Inc

United States

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

ProShare ProShare Advisors LLC Advisors LLC

Bethesda

United States


Company Telephone Number

Govt/Corp High Yield

Commodity

1-866-787-2257

1-240-497-6400

Company's Web Security's Name Address

www.spdrs.com

Fund's Description

Country

SPDR Blackstone SPDR Blackstone/GSO Senior Loan ETF is an actively managed exchange-traded fund incorporated in the USA. The Fund / GSO Senior L seeks to provide current income consistent with the preservation of capital.

www.proshares.c ProShares Ultra om DJ-UBS Natural

ProShares Ultra DJ-UBS Natural Gas is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that correspond to twice (200%) the performance of the Dow Jones-UBS Natural Gas Sub-Index.

UNITED STATES

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

US

US

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

State Street Corp

Pricewaterhou SSgA Funds seCoopers State Street Corp Management LLP Inc

JP Morgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank NA Advisors LLC RUBIN LLP

LEE M SHAIMAN

Fund's Management Company

Fund's Manager Start Date

04/13

SSgA Funds Management Inc

10/04/11

ProShare ProShare Advisors LLC Advisors LLC

Manager's Country

SSgA Funds United States Management Inc

Manager's City Name

Boston

United States

Bethesda

Invesco PowerShares United States Capital Management LLC

Wheaton

Internet & Telecom 1-800-983-0903

Powershares www.powershare Dynamic Media s.com Port

PowerShares Dynamic Media Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dynamic Media Intellidex Index, a fundamentally-weighted index. Securities UNITED STATES shown to po

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Invesco PowerShares Capital Management LLC

Growth-Small Cap 1-415-670-2000

iShares S&P www.ishares.com Small-Cap 600 Grow

iShares S&P SmallCap 600 Growth ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the S&P SmallCap 600/BARRA Growth Index. The Fund uses a Replication Strategy to track the In

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Precious Metals

1-212-644-6622

www.globalxfund Global X Silver s.com Miners ETF

The Global X Silvers Miners ETF is an exchange-traded fund incorporated in the USA. The seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global Silver Miners Inde

UNITED STATES

US

4/20/10

Global X Management Co LLC

Global X Management Co LLC

United States

New York

Growth&IncomeLarge Cap

1-866-499-8473

Vanguard Large-Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of www.vanguard.co Vanguard Largethe CRSP U.S. Large Cap Index. The Fund invests all of its assets in the stocks that make up the Index, holding each stock in UNITED STATES m Cap ETF the same p

US

US

Vanguard Group

Pricewaterhou JPMorgan Chase Vanguard RYAN E seCoopers Bank Group Inc/The LUDT LLP

2004

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

Health & Biotechnology

1-866-499-8473

Vanguard Health Care ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of www.vanguard.co Vanguard Health the MSCI US Investable Market Health Care Index. The Fund invests all of its assets in the stocks that make up the Index, m Care ETF holding each

US

US

Vanguard Group Inc/The

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

2004

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

United States

New York

Geo Focus-Equity 1-212-644-6622

Global X FTSE Colombia 20 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide investment www.globalxfund Global X FTSE results that correspond generally to the price and yield performance, before fees and expenses, of the FTSE Colombia 20 UNITED STATES s.com Colombia 20 ETF Index.

Corp/Pref-High Yield

1-888-949-3837

www.guggenhei mfunds.com

Guggenheim BulletShares 2015 H

Corp/Pref-Inv Grade

1-888-949-3837

www.guggenhei mfunds.com

Guggenheim BulletShares 2016 C

Growth&IncomeLarge Cap

1-240-497-6400

www.proshares.c ProShares om UltraPro Dow30

Country FundNetherlands

1-415-670-2000

www.ishares.com

US

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

2/06/09

Global X Management Co LLC

1/17/12

Guggenheim Guggenheim Funds Funds Investment Investment Advisors LLC Advisors LLC

1/17/12

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Lisle

BRUNO DEL AMA

Guggenheim BulletShares 2016 Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the performance, before the Fund's fees and expenses of an investment grade corporate bond

UNITED STATES

US

US

Guggenheim Funds Guggenheim Bank of New York SAROJ Investment Advisors Ernst & Young Funds Mellon KANURI LLC Investment Ad

ProShares UltraPro Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which correspond to three times (300%) the daily performance of the Dow Jones 30 Index.

UNITED STATES

US

iShares MSCI Netherlands ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks to provide iShares MSCI investment results that correspond to the performance of publicly traded securities in the Dutch market as measured by the Netherlands ETF MSCI Netherlan

UNITED STATES

US

1-866-787-2257

www.spdrs.com

1-415-670-2000

iShares PHLX www.ishares.com Semiconductor ETF

Govt/Agency-Short 1-800-435-4000 Term

Schwab Shortwww.schwabetfs. Term U.S. com Treasur

Growth-Mid Cap

www.ishares.com

SPDR S&P China ETF

US

Global X Management Co LLC

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Invesco PowerShares United States Capital Management LLC

Wheaton

SSgA Funds United States Management Inc

Boston

PowerShares FTSE RAFI US 1000 Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the FTSE RAFI US 1000 Index, which tracks stocks based on four UNITED STATES fundamental measures of

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

12/09

Invesco PowerShares Capital Management LLC

SPDR S&P China ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate the performance of the S&P China BMI Index. The Index measures publicly traded companies domiciled in China, but legally available to foreign inves

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

3/19/07

SSgA Funds Management Inc

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Charles Pricewaterhou State Street Bank Schwab seCoopers and Trust Co Investment LLP Mana

Charles Schwab Investment Management Inc

UNITED STATES

iShares PHLX Semiconductor ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks investment UNITED STATES results that correspond to the performance of the PHLX Semiconductor Sector Index.

Schwab Short-Term U.S. Treasury ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track investment results of the Barclays U.S. 1-3 Year Treasury Bond Index.

iShares S&P MidCap 400 Growth ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks iShares S&P Midinvestment results that correspond to the performance of the S&P MidCap 400 Growth Index. The Fund uses a replication Cap 400 Growth strategy to track the In

US

JOHN A TUCKER

United States

San Francisco

Charles Schwab Investment United States Management Inc

San Francisco

UNITED STATES

US

US

Charles Schwab Investment Management Inc

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors WisdomTree Asset Management Inc

MATTHEW HASTINGS

United States

San Francisco

UNITED STATES

US

US

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

iShares S&P MidCap 400 Value ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results iShares S&P Midthat correspond to the performance of the S&P MidCap 400/Citigroup Value Index. The Fund uses a Replication strategy to UNITED STATES Cap 400 Value track the Inde

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock CHRISTOPH seCoopers and Trust Co Fund Advisors ER BLISS LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Invesco PowerShares Capital Management LLC

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

ProShare TODD Advisors LLC JOHNSON

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Market NeutralEquity

1-212-896-1249

WisdomTree www.wisdomtree. Europe Hedged com Equit

Value-Mid Cap

1-415-670-2000

www.ishares.com

Sector FundTechnology

1-630-765-8000

First Trust www.ftportfolios.c Technology om AlphaDE

Value-Large Cap

1-630-765-8000

www.ftportfolios.c First Trust Value First Trust Value Line Dividend Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the om Line Dividen performance of the Value Line Dividend Index.

WisdomTree Europe Hedged Equity Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the WisdomTree Europe Hedged Equity Index. The Fund seeks to provide exposure to European stoc

First Trust Technology AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the StrataQuant Technology AlphaDEX Index.

International Equity 1-415-670-2000

iShares MSCI EAFE Value ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that iShares MSCI www.ishares.com correspond to the performance of the 20 countries within Europe, Australia and the Far East, as measured by the Morgan EAFE Value ETF Stanley Capital I

Health & Biotechnology

Powershares www.powershare Dynamic s.com Pharmaceut

PowerShares Dynamic Pharmaceuticals Portfolio is an exchange-traded funds incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dynamic Pharamaceuticals Intellidex Index, which thoroughly evaluates based

UNITED STATES

US

Govt/Agency-Inter 1-240-497-6400 Term

ProShares www.proshares.c UltraShort om Lehman 7-

ProShares UltraShort Lehman 7-10 Year Treasury is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Barclays Capital US Treasury: 7-10

UNITED STATES

US

JPMorgan Investor Services Co

Commodity

www.proshares.c ProShares Ultra om Gold

ProShares Ultra Gold is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that correspond to twice (200%) the daily performance, whether positive or negative, of its corresponding benchmark. The Fund tracks the d

UNITED STATES

US

SEI Investments Distribution Co

www.proshares.c ProShares Short Short MSCI EAFE ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that om MSCI EAFE correspond to the inverse (opposite) of the daily performance of the MSCI EAFE Index.

UNITED STATES

US

JPMorgan Investor Services Co

International Equity 1-240-497-6400

Global X Management Co LLC

US

Country FundChina

1-240-497-6400

Vanguard RYAN E Group Inc/The LUDT

US

Powershares www.powershare FTSE RAFI US s.com 1000

1-800-983-0903

BRUNO DEL AMA

Guggenheim Funds Guggenheim Bank of New York SAROJ Investment Advisors Ernst & Young Funds Mellon KANURI LLC Investment Ad

1-800-983-0903

1-415-670-2000

Global X Management Co LLC

Guggenheim BulletShares 2015 High Yield Corporate Bond ETF is an exchange-traded fund in the USA. The Fund seeks investment results that correspond, before the Fund's fees and expenses, to the BulletShares USD High Yield Corporate Bond UNITED STATES 2015 Index.

Growth&IncomeLarge Cap

Sector FundTechnology

UNITED STATES

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

UNITED STATES

US

US

BM

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Brown Brothers Harriman & Co

THOMAS J DURANTE

WisdomTree Asset United States Management Inc

Invesco PowerShares United States Capital Management LLC

New York

Wheaton


Company Telephone Number

Company's Web Security's Name Address

iShares India 50 ETF

Country Fund-India 1-415-670-2000

www.ishares.com

Growth & Income

iShares Core www.ishares.com S&P Total US Stoc

Balanced

1-415-670-2000

1-800-983-0903

PowerShares www.powershare CEF Income s.com Composi

Fund's Description

Country

iShares India 50 ETF is an exchange-traded fund incorporated in the USA. The fund seeks investment results that correspond UNITED STATES to the price and yield performance of the CNX Nifty Index. iShares Core S&P Total US Stock Market ETF is an exchange-traded fund incorporated in the USA. The Fund is designed to track the S&P 1500 Index, which combines the S&P 500, S&P MidCap 400 and the S&P SmallCap 600 Indices, and represents approximately 90%

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

US

US

US

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Manager Start Date

Fund's Management Company

Manager's Country

Manager's City Name

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

PowerShares CEF Income Composite Portfolio is an exchange traded fund incorporated in the USA. The Fund's objective is to seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of the index UNITED STATES called

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York JEFF seCoopers PowerShares Mellon/The KERNAGIS LLP Capital Ma

Financial Services 1-866-787-2257

www.spdrs.com

SPDR S&P Insurance ETF

SPDR S&P Insurance ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks to replicate the performance of the S&P Insurance Select Industry Index. The Index itself is a float adjusted modified-market capitalization weighted ind

UNITED STATES

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

SSgA Funds State Street Bank Management and Trust Co Inc

JOHN A TUCKER

11/15/05

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

Emerging MarketEquity

www.spdrs.com

SPDR S&P Emerging Markets Divi

SPDR S&P Emerging Markets Dividend ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the performance of the S&P Emerging Markets Dividend Opportunities Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

JOHN A TUCKER

2/24/11

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

1/17/12

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Corp/Pref-Inv Grade

1-866-787-2257

1-888-949-3837

www.guggenhei mfunds.com

Guggenheim BulletShares 2014 C

Guggenheim BulletShares 2014 Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the performance, before the Fund's fees and expenses of an investment grade corporate bond

UNITED STATES

US

US

Guggenheim Funds Guggenheim Bank of New York SAROJ Investment Advisors Ernst & Young Funds Mellon KANURI LLC Investment Ad

Govt/Agency-Short 1-866-499-8473 Term

www.vanguard.co Vanguard Shortm Term Inflation-

Vanguard Short-Term Inflation-Protected Securities Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the Barclays U.S. Treasury Inflation- UNITED STATES Protec

US

US

Vanguard Group Inc/The

Emerging MarketEquity

1-630-765-8000

First Trust www.ftportfolios.c Emerging om Markets A

First Trust Emerging Markets AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the Defined Emerging Markets Index.

UNITED STATES

US

US

Brown Brothers Harriman & Co

Deloitte & Touche LLP

Sector Fund-Real Estate

1-415-670-2000

iShares www.ishares.com International Develope

iShares International Developed Real Estate ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the FTSE EPRA/NAREIT Global Real Estate ex-US Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

JPMorgan Chase Vanguard Bank Group Inc/The

Vanguard Vanguard Group Group Inc/The Inc/The

Brown Brothers Harriman & Co

First Trust Advisors LP

First Trust Advisors LP

Lisle

First Trust Advisors LP

United States

San Francisco

Closed-end Funds 1-800-983-0903

PowerShares High Yield Equity Dividend Achievers Portfolio is an exchange-traded fund incorporated in the USA. The Fund www.powershare PowerShares seeks investment results that correspond generally to the price and yield of the Dividend Achievers 50 Index, which is s.com High Yield Equity composed of the

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Invesco PowerShares Capital Management LLC

Value-Small Cap

iShares S&P www.ishares.com Small-Cap 600 Valu

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Sector Fund-Utility 1-866-499-8473

Vanguard Utilities ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the www.vanguard.co Vanguard Utilities MSCI US Investable Market Utilities Index. The Fund invests all of its assets in the stocks that make up the Index, holding each UNITED STATES m ETF stoc

US

US

Vanguard Group Inc/The

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

2010

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

Undefined Equity

1-866-787-2257

www.spdrs.com

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

9/13/10

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

Commodity

1-877-369-4617

www.dbfunds.db. PowerShares DB PowerShares DB Oil Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is to track the DBIQ com Oil Fund Optimum Yield Crude Oil Index Excess Return.

US

DE

Bank of New York Mellon/The

KPMG

Deutsche Bank AG

Deutsche Bank AG

United States

New York

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

SSGA Funds SSGA Funds Management Management

United States

Boston

United States

San Francisco

1-415-670-2000

SPDR S&P Global Natural Resour

iShares S&P SmallCap 600 Value ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the S&P SmallCap 600 Value Index. The Fund uses a Representative sampling strategy to track the

SPDR S&P Global Natural Resources ETF is an exchanged-traded fund incorporated in the United States. The Fund seeks to track the performance of the S&P Global Natural Resources Index which tracks the global natural resources and commodities UNITED STATES businesses.

iShares MSCI iShares MSCI Europe Financials ETF is an exchange-traded fund incorporated in the USA. The ETF seeks results that Europe Financials correspond generally to the price and yield performance of the MSCI Europe Financial Sector Index.

Financial Services 1-415-670-2000

www.ishares.com

Growth-Small Cap 1-866-499-8473

Vanguard Small-Cap Growth ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the www.vanguard.co Vanguard Smallperformance of the CRSP U.S. Small Cap Growth Index. The Fund invests all of its assets in the stocks that make up the m Cap Growth ETF Index holding each stock

Sector FundEnergy

www.ftportfolios.c First Trust North om American Ene

1-630-765-8000

UNITED STATES

UNITED STATES

US

US

Vanguard MICHAEL D Group Inc/The EYRE

JOHN A TUCKER

DB MARTIN Bank of New York Commodity KREMENSTE Mellon/The Services LLC IN

Invesco PowerShares United States Capital Management LLC

UNITED STATES

US

US

Vanguard Group

Pricewaterhou JPMorgan Chase Vanguard GERARD C seCoopers Bank Group Inc/The O'REILLY LLP

First Trust North American Energy Infrastructure Fund is an exchange-traded fund incorporated in the USA. The fund will invest in publicly-traded master limited partnerships ("MLPs"), MLP affiliates, Canadian income trusts, pipeline companies, utilities,

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

SPDR DB International Government Inflation-Protected Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the DB Global Government ex-US Inflation-Linked Bond Capped Index

UNITED STATES

US

US

State Street Bank and Trust Co

Ernst & Young

State Street Bank SSGA Funds MAX and Trust Co Management DESANTIS

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock JENNIFER seCoopers and Trust Co Fund Advisors HSUI LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York seCoopers PowerShares PHILIP FANG 12/09 Mellon/The LLP Capital Ma

Invesco PowerShares Capital Management LLC

Government/Agenc 1-866-787-2257 y

www.spdrs.com

SPDR DB International Governme

International Equity 1-415-670-2000

www.ishares.com

iShares MSCI iShares MSCI Frontier 100 ETF is an exchange traded fund incorporated in the USA. The ETF tracks the MSCI Frontier Frontier 100 ETF Markets 100 Index.

2004

JAMES MURCHIE "JIM"

First Trust Advisors LP

8/08/11

First Trust Advisors LP

Invesco PowerShares United States Capital Management LLC

Municipal

1-800-983-0903

PowerShares www.powershare VRDO Tax Free s.com Week

PowerShares VRDO Tax-Free Weekly Portfolio is an exchange-traded fund incorporated in the USA. It invests at least 80% of its total assets in variable rate demand obligation (VRDO) bonds that are exempt from federal income tax with interest rates UNITED STATES that are

US

Sector FundEnergy

1-240-497-6400

ProShares www.proshares.c UltraShort Oil & om Gas

UltraShort Oil & Gas ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results UNITED STATES that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Oil & Gas Index.

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

UNITED STATES

US

US

Charles Schwab Investment Management Inc

Charles Pricewaterhou State Street Bank Schwab seCoopers and Trust Co Investment LLP Mana

Charles Schwab Investment Management Inc

Schwab US REIT ETF is an exchange-traded fund incorporated in the USA. The Fund seeks performance results that correspond to the price and yield performance of the Dow Jones US Select REIT Index.

BM

Wheaton

United States

Bethesda

Charles Schwab Investment Management Inc

Sector Fund-Real Estate

1-800-435-4000

www.schwabetfs. Schwab U.S. com REIT ETF

Currency

1-877-369-4617

PowerShares DB G10 Currency Harvest Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track www.dbfunds.db. PowerShares DB over time the performance of the Deutsche Bank G10 Currency Future Harvest Index, which invests long in futures of com G10 Currency Ha currencies with relativ

UNITED STATES

US

DE

Bank of New York Mellon/The

KPMG LLP

DB MARTIN Bank of New York Commodity KREMENSTE Mellon/The Services LLC IN

DB DB Commodity Commodity Services LLC Services LLC

United States

New York

Sector FundEnergy

1-630-765-8000

www.ftportfolios.c First Trust Energy First Trust Energy AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results om AlphaDEX Fu that correspond generally to the StrataQuant Energy AlphaDEX Index.

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP

United States

Lisle

Value-Small Cap

1-866-499-8473

Vanguard Small-Cap Value ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the www.vanguard.co Vanguard Smallperformance of the CRSP U.S. Small Cap Value Index. The Fund invests all of its assets in the stocks that make up the Index, UNITED STATES m Cap Value ETF holding each stock in

US

US

Vanguard Group

Pricewaterhou JPMorgan Chase Vanguard MICHAEL H seCoopers Bank Group Inc/The BUEK LLP

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

Undefined Equity

1-630-765-8000

First Trust www.ftportfolios.c Materials om AlphaDEX

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

First Trust Advisors LP

United States

Lisle

First Trust Materials AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results UNITED STATES that correspond to the StrataQuant Materials AlphaDEX Index.

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Bank of New York First Trust Mellon Corp/The Advisors LP

AGNES HONG

Wheaton

2004

First Trust Advisors LP

First Trust Advisors LP


Company Telephone Number

Undefined Equity

1-866-499-8473

Company's Web Security's Name Address

www.vanguard.co Vanguard m Industrials ETF

Fund's Description

Country

Vanguard Industrials ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the MSCI US Investable Market Industrials Index. The Index consists of large, medium-size and small US companies whose UNITED STATES businesses are

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

US

Fund's Administrator

Fund's Auditor

Fund's Custodian

Vanguard Group Inc/The

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

Fund's Investment Advisor

Fund's Manager

Vanguard JEFFREY D Group Inc/The MILLER

Fund's Management Company

Manager's Country

Manager's City Name

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

Fund's Manager Start Date

2010

Country FundChina

1-877-437-9363

www.direxionshar Direxion Daily es.com China 3X Bull S

Direxion Daily China 3x Bull is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the performance of the BONY/Mellon China Select ADR Index.

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Value-Mid Cap

1-866-499-8473

www.vanguard.co Vanguard Midm Cap Value ETF

Vanguard Mid-Cap Value ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the CRSP U.S. Mid Cap Value Index. The Fund invests in all of its assets in stocks that make up the Index, holding each stock in the

UNITED STATES

US

US

Vanguard Group

Pricewaterhou DONALD M JPMorgan Chase Vanguard seCoopers BUTLER Bank Group Inc/The LLP "DON"

2006

Vanguard Vanguard Group Group Inc/The Inc/The

Sector FundEnergy

1-212-293-2000

www.vaneck.com

Market Vectors Coal ETF

Market Vectors-Coal ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Market Vectors Global Coal Index.

UNITED STATES

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

1/14/08

Van Eck Associates Corp

Government/Corpo 1-415-670-2000 rate

www.ishares.com

iShares Credit Bond ETF

iShares Credit Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment results of an index composed of U.S. dollar-denominated, investment-grade corporate, sovereign, supranational, local authority and non-U.S. a

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

Government/Agenc 1-877-437-9363 y-LT

Direxion Daily 20-Year Treasury Bull 3X is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment www.direxionshar Direxion Daily 20 results of 300% of the performance of the NYSE Current 20-Year U.S. Treasury Index. The Fund invests in Financial UNITED STATES es.com Year Plus Tr Instruments that

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

International Equity 1-415-670-2000

www.ishares.com

UNITED STATES

US

US

State Street Bank and Trust Co

Undefined Equity

Vanguard www.vanguard.co Consumer m Discretionar

UNITED STATES

US

US

Vanguard Group Inc/The

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

1-866-499-8473

International Equity 1-866-787-2257

www.spdrs.com

iShares Core iShares Core MSCI EAFE ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the performance MSCI EAFE ETF of the MSCI EAFE Investable Market Index. Vanguard Consumer Discretionary ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Morgan Stanley Capital International US Investable Market Consumer Discretionary Index. The Fund invests all of its as

SPDR S&P World (ex-US) ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate the SPDR S&P S&P Developed Ex-U.S. BMI Index. The Index measures the investable universe of publicly traded companies domiciled in World ex-US ETF developed countri

UNITED STATES

US

US

HAO-HUNG LIAO "PETER"

State Street Bank BlackRock GREG and Trust Co Fund Advisors SAVAGE

Vanguard MICHAEL A Group Inc/The JOHNSON

Charles Pricewaterhou State Street Bank Schwab seCoopers and Trust Co Investment LLP Mana

JOHN A TUCKER

Growth-Large Cap 1-800-435-4000

Schwab U.S. www.schwabetfs. Large-Cap com Growth E

Schwab U.S. Large-Cap Growth ETF is an exchange-traded fund incorporated in the USA. The Fund's goal is to track as closely as possible, before fees and expenses, the total return of the Dow Jones U.S. Large-Cap Growth Total Stock Market Index.

UNITED STATES

US

US

Charles Schwab Investment Management Inc

Growth & Income

www.guggenhei mfunds.com

Guggenheim Spin-Off ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the Clear Spin-Off Index, which is comprised of approximately 40 U.S. stocks of companies that are spin-off

UNITED STATES

US

US

Guggenheim Funds Guggenheim Ernst & Young Bank of New York SAROJ Investment Advisors Funds LLP Mellon/The KANURI LLC Investment Ad

1-888-949-3837

Guggenheim Spin-Off ETF

WisdomTree WisdomTree Asset Ernst & Young Asset Management Management Inc In

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

Van Eck Associates Corp

United States

New York

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

4/15/09

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

10/22/12

BlackRock BlackRock Fund Fund Advisors Advisors

2010

Vanguard Vanguard Group Group Inc/The Inc/The

4/20/07

SSgA Funds Management Inc

AGNES HONG

1/17/12

United States

Charles Schwab Investment United States Management Inc

San Francisco

Guggenheim Funds Investment United States Advisors LLC

Lisle

WisdomTree Asset Management Inc

WisdomTree Asset United States Management Inc

New York

ETF Securities USA LLC

ETF Securities USA LLC

United States

San Francisco

Global X Management Co LLC

Global X Management Co LLC

United States

New York

ALPS Advisors Inc

ALPS Advisors Inc

United States

San Francisco

WisdomTree LargeCap Dividend Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the WisdomTree LargeCap Dividend Index. The Fund invests in largecapitalization companies that p

UNITED STATES

US

US

WisdomTree Asset Management Inc

Commodity

1-212-918-4954

www.etfsecurities ETFS Physical .com/us/welcome Silver Shares .asp

ETFS Physical Silver Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is to reflect the performance of the price of silver bullion, less the expenses of the Trust's operations. The Shares are designed for investors who want

UNITED STATES

US

JE

Bank of New York Mellon/The

Growth&IncomeLarge Cap

1-212-644-6622

Global X Top www.globalxfund Guru Holdings s.com Ind

Global X Top Guru Holdings Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that generally corresponds to the price and performance, before fees and expenses, of the Top Guru Holdings Index.

UNITED STATES

US

Undefined Equity

1-877-398-8461

www.alpsetfs.co m

ALPS Sector Dividend Dogs ETF

ALPS Sector Dividend Dogs ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that UNITED STATES replicate as closely as possible, before fees and expenses, the performance of the S-Network Sector Dividend Dogs Index.

US

US

ALPS Fund Services Deloitte & Inc Touche LLP

Emerging MarketEquity

1-415-670-2000

www.ishares.com

iShares MSCI BRIC ETF

iShares MSCI BRIC ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the performance of the MSCI BRIC Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Undefined Equity

1-877-437-9363

www.direxionshar Direxion Daily es.com Natural Gas Rel

Direxion Daily Natural Gas Related Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 300% of the performance of the ISE Revere Natural Gas Index.

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

Ernst & Young

Brown Brothers Harriman & Co

Global X Management Co LLC

BRUNO DEL AMA

Bank of New York ALPS Mellon/The Advisors Inc

New York

US

US

Guggenheim Funds Guggenheim Bank of New York SAROJ Investment Advisors Ernst & Young Funds Mellon KANURI LLC Investment Ad

1/17/12

Guggenheim Guggenheim Funds Funds Investment Investment Advisors LLC Advisors LLC

UNITED STATES

US

US

Guggenheim Funds Guggenheim Bank of New York SAROJ Investment Advisors Ernst & Young Funds Mellon KANURI LLC Investment Ad

1/17/12

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Lisle

iShares MSCI Kokusai ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the price and yield of the M SCI Kokusai Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

iShares Microcap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield performance of the Russell Microcap Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

US

US

Charles Schwab Investment Management Inc

Charles Pricewaterhou State Street Bank Schwab seCoopers and Trust Co Investment LLP Mana

Invesco PowerShares Capital Management LLC Charles

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

www.direxionshar Direxion Daily es.com Natural Gas Rel

Direxion Daily Natural Gas Related Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective UNITED STATES is daily investment results of 300% the inverse (opposite) of the performance of the ISE Revere Natural Gas Index.

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

www.globalxfund Global X China s.com Consumer ETF

The Global X China Consumer ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive China Consumer Index.

US

Global X Management Co LLC

New York

Corp/Pref-High Yield

1-888-949-3837

www.guggenhei mfunds.com

Guggenheim BulletShares 2014 H

Country FundChina

1-888-949-3837

www.guggenhei mfunds.com

Guggenheim Guggenheim China Small Cap Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment China Small Cap results that correspond to the price and yield performance of the AlphaShares China Small Cap Index. ETF

Global Equity

1-415-670-2000

www.ishares.com

iShares MSCI Kokusai ETF

Growth&IncomeSmall Cap

1-415-670-2000

www.ishares.com

iShares MicroCap ETF

1-800-983-0903

PowerShares www.powershare Dynamic Large s.com Cap

Value-Large Cap

1-800-435-4000

Schwab U.S. www.schwabetfs. Schwab U.S. Large-Cap Value ETF is an exchange-traded fund incorporated in the USA. The Fund's goal is to track as closely Large-Cap Value UNITED STATES com as possible, before fees and expenses, the total return of the Dow Jones U.S. Large-Cap Value Total Stock Market Index. ET

Sector FundEnergy

1-415-670-2000

www.ishares.com

Undefined Equity

1-877-437-9363

Country FundChina

1-212-644-6622

Value-Large Cap

Global X Management Co LLC/ETF

Valley Forge

Boston

WisdomTree www.wisdomtree. LargeCap com Dividend F

ETF Securities USA LLC

New York

SSgA Funds United States Management Inc

Charles Schwab Investment Management Inc Guggenheim Funds Investment Advisors LLC

Aggressive Growth 1-212-896-1249

KAREN Q. WONG

New York

iShares Global Energy ETF

Guggenheim BulletShares 2014 High Yield Corporate Bond ETF is an exchange-traded fund in the USA. The Fund seeks investment results that correspond, before the Fund's fees and expenses, to the BulletShares USD High Yield Corporate Bond UNITED STATES 2014 Index.

Powershares Dynamic Large Cap Value Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield of the Dynamic Large Cap Value Intellidex Index.

iShares Global Energy ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to seek investment results that correspond to the performance of the S&P Global Energy Index.

UNITED STATES

UNITED STATES

US

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Global X Management Co LLC

AGNES HONG

BRUNO DEL AMA

12/09

Schwab Investment Management Inc

Invesco PowerShares United States Capital Management LLC

Wheaton

Charles Schwab Investment United States Management Inc

San Francisco

Global X Management Co LLC

United States

United States

San Francisco


Company Telephone Number

Undefined Equity

1-415-670-2000

Company's Web Security's Name Address

www.ishares.com

Fund's Description

Country

iShares U.S. Basic Materials ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results iShares U.S. that correspond to the performance of the Dow Jones U.S. Basic Materials Sector Index. The Fund will concentrate its Basic Materials E investments in th

Health & Biotechnology

1-212-293-2000

www.vaneck.com

Market Vectors Pharmaceutical

Market Vectors Pharmaceutical ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the US Listed Pharmaceutical 25 Index.

Corp/Pref-High Yield

1-240-497-6400

www.proshares.c ProShares Short ProShares Short High Yield is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that are om High Yield the inverse (opposite) return of the Markit iBoxx $ Liquid High Yield Index.

Sector Fund-Real Estate

1-212-293-2000

www.vaneck.com

Commodity

1-877-583-5624

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

US

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Manager Start Date

Fund's Management Company

Manager's Country

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

Van Eck Associates Corp

United States

New York

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare seCoopers Bank Advisors LLC LLP

Ernst & Young

United States

New York

United States

New York

HAO-HUNG LIAO "PETER"

UNITED STATES

US

Market Vectors Mortgage REIT Income ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to replicate, as closely as possible, before fees and expenses, the price and yield performance of the Market Vectors Mortgage REIT Index.

UNITED STATES

US

US

Van Eck Associates Corp

VelocityShares 3x Inverse Gold ETN is an exchange-traded note issued in the USA. The Note will provide investors with a www.velocityshar VelocityShares 3x cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the S&P es.com Inverse Gold GSCI速 Gold Index

UNITED STATES

US

CH

Credit Suisse Securities LLC

Country Fund-India 1-212-528-7990

iPath MSCI India Index ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash www.ipathetn.co iPath MSCI India payment at the scheduled maturity or early redemption based on the performance of the underlying index, the MSCI India Total UNITED STATES m Index ETN Return Index

US

GB

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Barclays Capital Inc

International Equity 1-415-670-2000

iShares MSCI www.ishares.com EAFE Minimum Vola

iShares MSCI EAFE Minimum Volatility ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment results of an index composed of developed market equities that, in the aggregate, have lower volatility UNITED STATES characteristics rela

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock DIANE seCoopers and Trust Co Fund Advisors HSIUNG LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Geo Focus-Debt

1-866-499-8473

www.vanguard.co Vanguard Longm Term Bond ETF

Vanguard Long-Term Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Barclays Capital Long Government/Credit Index, which includes all medium and larger issues of U.S. government, investment-grade

US

US

Vanguard Group

Pricewaterhou JPMorgan Chase Vanguard seCoopers Bank Group LLP

JOSHUA C BARRICKMA 2013 N "JOSH"

Vanguard Group

Vanguard Group

Emerging MarketDebt

1-866-787-2257

www.spdrs.com

SPDR Barclays Emerging Markets

SPDR Barclays Emerging Markets Local Bond ETF is an exchange-traded fund incorporated in the USA. The Fund's objective UNITED STATES is to replicate as closely as possible the performance of the Barclays EM Local Currency Government Diversified Index.

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

ABHISHEK KUMAR

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Undefined Equity

1-240-497-6400

www.proshares.c ProShares VIX ProShares VIX Mid-Term Futures ETF is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment UNITED STATES om Mid-Term Futures results that correspond to the performance of the S&P VIX Mid-Term Index before fees and expensese.

US

Country FundBrazil

1-212-293-2000

www.vaneck.com

Market Vectors Brazil Small-Cap ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is replicate as closely as possible the price and yield performance of the Market Vectors Brazil Small-Cap Index. The Fund invests in in UNITED STATES securitie

US

US

Van Eck Associates Corp

Commodity

1-877-583-5624

VelocityShares 3x Inverse Silver ETN is an exchange-traded note issued in the USA. The Note will provide investors with a www.velocityshar VelocityShares 3x cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the S&P es.com Inverse Silv GSCI速 Silver In

UNITED STATES

US

CH

Credit Suisse Securities LLC

iShares MSCI All Peru Capped ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks to provide iShares MSCI All investment results that correspond to the performance of the Peruvian market, as measured by the MSCI All Peru Capped UNITED STATES Peru Capped E Index. The ETF

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

US

Bank of New York Mellon Corp/The

WisdomTree Bank of New York Asset Ernst & Young Mellon Corp/The Management In Charles Pricewaterhou State Street Bank Schwab seCoopers and Trust Co Investment LLP Mana

Geo Focus-Equity 1-415-670-2000

Growth&IncomeSmall Cap

1-212-896-1249

www.ishares.com

Market Vectors Brazil Small-Ca

WisdomTree www.wisdomtree. SmallCap com Dividend F

WisdomTree SmallCap Dividend Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the WisdomTree SmallCap Dividend Index. The Fund invests in small-capitalization companies that UNITED STATES pay regular cash div

US

US

Van Eck Bank of New York Associates Mellon/The Corp

12/21/11

Van Eck Associates Corp

US

UNITED STATES

Manager's City Name

State Street Bank and Trust Co

UNITED STATES

Market Vectors Mortgage REIT I

US

Fund's Administrator

ProShare ProShare Advisors LLC Advisors LLC HAO-HUNG LIAO "PETER"

08/11

VLS Securities LLC

SEI Investments Distribution Co

Van Eck Associates Corp

VelocityShare VelocityShares s LLC LLC

04/11

JPMorgan Chase ProShare HOWARD S Bank NA Advisors LLC RUBIN Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

Van Eck Associates Corp

HAO-HUNG LIAO "PETER"

5/14/09

VLS Securities LLC

Barclays Capital Inc

Valley Forge

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Van Eck Associates Corp

United States

New York

United States

San Francisco

Van Eck Associates Corp

VelocityShare VelocityShares s LLC LLC

BlackRock BlackRock Fund Fund Advisors Advisors WisdomTree Asset Management Inc Charles Schwab Investment Management Inc

THOMAS J DURANTE

WisdomTree Asset United States Management Inc

New York

Charles Schwab Investment United States Management Inc

San Francisco

Government/Agenc 1-800-435-4000 y

www.schwabetfs. Schwab U.S. com TIPs ETF

Schwab U.S. TIPs ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the investment results of UNITED STATES the Barclays U.S. Treasury Inflation Protected Securities (TIPS) Index.

US

US

Charles Schwab Investment Management Inc

Income Equity

1-630-765-8000

First Trust www.ftportfolios.c NASDAQ om Technology

First Trust NASDAQ Technology Dividend Index Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is invesment results that correspond to the price and yield of the NASDAQ Technology Dividend Index.

UNITED STATES

US

US

Brown Brothers Harriman & Co

Deloitte & Touche LLP

Sector FundEnergy

1-240-497-6400

www.proshares.c ProShares Ultra om Oil & Gas

Ultra Oil & Gas Proshares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Dow Jones U.S. Oil & Gas Index.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Corp/Pref-Inv Grade

1-866-787-2257

www.spdrs.com

SPDR Barclays International Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Barcla

UNITED STATES

US

US

State Street Bank and Trust Co

Ernst & Young

State Street Bank SSGA Funds STEPHEN and Trust Co Management YEATS

SSGA Funds SSGA Funds Management Management

United States

Valley Forge

SPDR Barclays International Co

Brown Brothers Harriman & Co

MATTHEW HASTINGS

First Trust Advisors LP

First Trust Advisors LP

First Trust Advisors LP

United States

Financial Services 1-415-670-2000

iShares U.S. www.ishares.com Broker-Dealers ET

iShares US Broker-Dealers ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the Dow Jones US Select Investment Services Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Growth & Income

1-630-765-8000

www.ftportfolios.c First Trust DJ om Global Select D

First Trust Dow Jones Global Select Dividend Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dow Jones Global Select Dividend Index.

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

First Trust Advisors LP

United States

Lisle

Health & Biotechnology

1-415-670-2000

www.ishares.com

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

SEI Investments Global Funds Services

Cohen Fund JPMorgan Chase Yorkville ETF DARREN 3/13/12 Audit Services Bank NA Advisors LLC SCHURINGA

Yorkville ETF Yorkville ETF Advisors LLC Advisors LLC

United States

Oklahoma City

Van Eck Bank of New York Ernst & Young Associates Mellon/The Corp

2/26/08

Van Eck Associates Corp

United States

New York

1/17/12

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Lisle

Sector FundEnergy

405-778-8377

iShares U.S. iShares U.S. Healthcare Providers ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment Healthcare Provid results that correspond generally to the price and yield performance of the Dow Jones US Select Healthcare Providers Index.

www.exchangetra Yorkville High dedconcepts.com Income MLP

Yorkville High Income MLP is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Solactive High Income MLP Index.

UNITED STATES

US

Bank of New York First Trust Mellon Corp/The Advisors LP

Municipal

1-212-293-2000

www.vaneck.com

Market Vectors Short Municipal

Market Vectors-Short Municipal ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Barclays Capital AMT-Free Short Continuous Municipal Index.

UNITED STATES

US

US

Van Eck Associates Corp

Corp/Pref-Inv Grade

1-888-949-3837

www.guggenhei mfunds.com

Guggenheim BulletShares 2017 C

Guggenheim BulletShares 2017 Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the performance, before the Fund's fees and expenses of an investment grade corporate bond

UNITED STATES

US

US

Guggenheim Funds Guggenheim Bank of New York SAROJ Investment Advisors Ernst & Young Funds Mellon KANURI LLC Investment Ad

Corporate/Preferre 1-866-499-8473 d

www.vanguard.co Vanguard Long- Vanguard Long-Term Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the m Term Corporate B performance of the Barclays US Long Corporate Bond Index.

UNITED STATES

US

US

Vanguard Group Inc/The

Pricewaterhou JOSHUA C Bank of New York Vanguard seCoopers BARRICKMA 2009 Mellon Group Inc/The LLP N "JOSH"

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

Govt/Corp Intermediate

iShares www.ishares.com Intermediate Governmen

iShares Intermediate Government/Credit Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment results of an index composed of U.S. dollar-denominated government, government-related and investment- UNITED STATES grade U.S. corp

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

1-415-670-2000

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

JAMES T COLBY III

First Trust Advisors LP

Van Eck Associates Corp


Company Telephone Number

Currency

1-212-896-1249

Company's Web Security's Name Address

WisdomTree www.wisdomtree. Emerging com Currency F

Fund's Description

Country

WisdomTree Emerging Currency Fund is an actively managed exchange-traded fund incorporated in the USA. The Fund seeks to achieve total returns reflective of money market rates in selected emerging market countries available to foreign investors and change

UNITED STATES

US

Fund's Auditor

Bank of New York Mellon Corp/The

Ernst & Young

Fund's Custodian

Fund's Investment Advisor

WisdomTree Bank of New York Asset Mellon Corp/The Management In

US

US

Vanguard Group Inc/The

UNITED STATES

US

US

State Street Bank and Trust Co

Ernst & Young

UNITED STATES

US

US

State Street Bank and Trust Co

SSgA Funds Ernst & Young State Street Bank Management LLP and Trust Co Inc

www.vanguard.co Vanguard Mega Vanguard Mega Cap Growth ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that UNITED STATES m Cap Growth ETF correspond to the price and yield of the CRSP U.S. Mega Cap Growth Index.

Government/Corpo 1-866-787-2257 rate

www.spdrs.com

SPDR Barclays Aggregate Bond E

Global Equity

www.spdrs.com

SPDR SSgA SPDR SSgA Income Allocation ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide total Income Allocation return by focusing on investments in income and yield-generating assets. ET

1-866-787-2257

US

Fund's Administrator

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

Growth-Large Cap 1-866-499-8473

SPDR Barclays Aggregate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond generally to the price and yield performance of the Barclays U.S. Aggregate Index.

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Manager

WisdomTree Asset Management Inc

DAVID KWAN

Vanguard MICHAEL Group Inc/The PERRE

State Street Bank SSGA Funds MIKE and Trust Co Management BRUNELL

DANIEL C PEIRCE

Fund's Management Company

Fund's Manager Start Date

WisdomTree Asset United States Management Inc

Valley Forge

5/23/07

SSGA Funds SSGA Funds Management Management

United States

Valley Forge

04/12

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

Invesco PowerShares United States Capital Management LLC

Wheaton

First Trust Advisors LP

United States

Lisle

United States

San Francisco

PowerShares www.powershare Chinese Yuan s.com Dim S

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York seCoopers PowerShares Mellon/The LLP Capital Ma

Sector FundEnergy

1-630-765-8000

First Trust Global Wind Energy Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results www.ftportfolios.c First Trust Global that correspond generally to the price and yield (before fees & expenses) of the ISE Global Wind Energy Index. The index is a UNITED STATES om Wind Energy modifie

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

First Trust Advisors LP

Country FundBelgium

1-415-670-2000

iShares MSCI iShares MSCI Belgium Capped ETF is an exchange-traded fund incorporated in the USA. The ETF's objective is to provide www.ishares.com Belgium Capped investment results that correspond to th performance of publicly traded securities in the Belgian market, as measured by the ET MSCI Belgium

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Invesco PowerShares Capital Management LLC Invesco

Sector Fund-Utility 1-800-983-0903

PowerShares PowerShares Water Resources Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment www.powershare Water Resources results that correspond to the price and yield of the Nasdaq OMX US Water Index, a modified equal-weighted index that tracks UNITED STATES s.com Po companies tha

Emerging MarketEquity

PowerShares www.powershare S&P Emerging s.com Marke

1-800-983-0903

Financial Services 1-415-670-2000

www.ishares.com

PowerShares S&P Emerging Markets Low Volatility Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that generally correspond (before fees and expenses) to the price and yield of the S&P BMI Emerging UNITED STATES Markets Low

iShares U.S. Financial Services ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks iShares U.S. investment results that correspond to the performance of the Dow Jones U.S. Financial Services Index. The Fund will Financial Service concentrate its invest

BM

Bank of New York First Trust Mellon Corp/The Advisors LP

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Govt/Corp Short Term

1-888-949-3837

www.guggenhei mfunds.com

Guggenheim Enhanced Short Duration Bond ETF is an actively managed exchanged traded fund incorporated in the USA. The UNITED STATES Fund seeks maximum current income, consistent with preservation of capital and daily liquidity.

US

US

Guggenheim Funds Guggenheim BYRON Bank of New York Investment Advisors Ernst & Young Funds SCOTT Mellon LLC Investment Ad MINERD

Commodity

1-877-369-4617

www.dbfunds.db. PowerShares DB PowerShares DB Energy Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is to track the DBIQ UNITED STATES com Energy Fund Optimum Yield Energy Index Excess Return.

US

DE

Bank of New York Mellon/The

KPMG

Sector Fund-Real Estate

1-866-499-8473

www.vanguard.co Vanguard Global Vanguard Global ex-U.S. Real Estate ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the m ex-U.S. Real E S&P Global ex-US Property Index, which includes real estate companies in both developed and emerging markets.

UNITED STATES

US

US

Vanguard Group Inc/The

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

Currency

1-301-296-5100

www.rydexfunds. CurrencyShares com/etf Canadian Dollar

UNITED STATES

US

US

1-404-239-7938

GreenHaven www.greenhavenf Continuous unds.com Commodit

GreenHaven Continuous Commodity Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Continuous Commodity Total Return Index.

International Equity 1-800-983-0903

PowerShares www.powershare FTSE RAFI s.com Develope

PowerShares FTSE RAFI Developed Markets ex-US Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the FTSE RAFI Developed Markets ex-US Index, which tracks equities based on the following four

UNITED STATES

US

Undefined Equity

www.proshares.c ProShares Ultra om Basic Material

ProShares Ultra Basic Materials is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results UNITED STATES that correspond to twice (200%) the daily performance of the Dow Jones U.S. Basic Materials Index.

US

Commodity

1-240-497-6400

Guggenheim Enhanced Short Dura

UNITED STATES

US

CurrencyShares Canadian Dollar Trust is an exchange-traded fund incorporated in the USA. The Fund's objective is to reflect the price in USD of the Canadian Dollar.

UNITED STATES

US

US

BM

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

2010

Vanguard Vanguard Group Group Inc/The Inc/The

Valley Forge

12/09

Invesco PowerShares Capital Management LLC

UNITED STATES

US

BM

Bank of New York Mellon/The

UNITED STATES

US

CH

UBS Securities LLC

International Equity 1-866-787-2257

www.spdrs.com

SPDR MSCI ACWI (ex-US) ETF is an exchange-traded fund incorporated in the USA. The Fund tracks the Morgan Stanley All SPDR MSCI Country World Index (ex-US) Index. The Index measures the combined equity market performance of developed and emerging UNITED STATES ACWI ex-US ETF market countries e

US

Corp/Pref-Inv Grade

www.spdrs.com

SPDR Barclays SPDR Barclays Investment Grade Floating Rate ETF is an exchange-traded fund incorporated in the USA. The Fund's UNITED STATES Investment Grade objective is to replicate as closely as possible the performance of the Barclays U.S. Dollar Floating Rate Note < 5 Years Index.

US

1-866-787-2257

Growth & Income

1-800-983-0903

PowerShares www.powershare S&P 500 High s.com Beta

PowerShares S&P 500 High Beta Portolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond (before fees and expenses) generally to the price and yield of the S&P 500 High Beta Index (the "Underlying Index"

UNITED STATES

US

Region FundEuropean

1-240-497-6400

ProShares UltraShort Europe is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, www.proshares.c ProShares before fees and expenses, that correspond to twice (200%) the inverse (opposite) of the daily performance of the FTSE om UltraShort Europe Developed Europe

UNITED STATES

US

Vanguard JEFFREY D Group Inc/The MILLER

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

12/09

UBS Securities LLC

State Street Bank and Trust Co

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

JOHN A TUCKER

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

TOM 12/01/11 CONNELLEY

JOHN A TUCKER

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

United States

Invesco PowerShares United States Capital Management LLC

UBS UBS Securities Securities LLC LLC

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

BM

Atlanta

Bank of New York Mellon/The

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

US

United States

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Vanguard Group Inc/The

US

Rockville

Rydex Investments

GreenHaven GreenHaven Commodity Commodity Services LLC Services LLC

THOMAS FERNANDES

US

www.spdrs.com

United States

Grant Thornton LLP

US

1-866-787-2257

New York

Bank of New York Mellon/The

UNITED STATES

Emerging MarketEquity

United States

Deutsche Bank AG

GreenHaven Commodity Services

Vanguard Energy ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the www.vanguard.co Vanguard Energy MSCI US Investable Market Energy Index. The Index consists of large, medium-size and small US companies within the m ETF energy sector that

SPDR S&P Emerging Markets SmallCap ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond generally to the total return performance of the S&P Emerging Markets Under UNITED STATES USD2 Billion Index

Deutsche Bank AG

Rydex Investments

Sector FundEnergy

SPDR S&P Emerging Markets Smal

Lisle

6/20/06

MICHAEL P BYRUM

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

FI Enhanced Big Cap Growth ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash FI Enhanced Big payment at the scheduled maturity or early redemption based on twice (200%) the performance of the underlying index, the Cap Growth ETN Russell 1000

San Francisco

United States

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Rydex Investments

US Bancorp Fund Services LLC

Growth-Large Cap 800-587-5512

BlackRock BlackRock Fund Fund Advisors Advisors

State Street Bank and Trust Co

US

PowerShares FTSE RAFI Emerging Markets Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the FTSE RAFI Emerging Markets Index.

Wheaton

Vanguard Vanguard Group Group Inc/The Inc/The

US

PowerShares www.powershare FTSE RAFI s.com Emerging

Wheaton

Invesco PowerShares PowerShares Capital United States Capital Management Management LLC LLC

2013

UNITED STATES

1-800-983-0903

05/12

Invesco PowerShares United States Capital Management LLC

Vanguard MICHAEL D Group Inc/The EYRE

www.direxionshar Direxion Daily Mid Direxion Daily Mid Cap Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment es.com Cap Bull 3X results of 300% of the performance of the S&P Mid Cap 400 Index.

Emerging MarketEquity

1/13/12

DB Bank of New York ALEXIS Commodity Mellon/The DEPETRIS Services LLC

Growth & Income1-877-437-9363 Mid Cap

1-866-499-8473

New York

United States

Government/Corpo 1-800-983-0903 rate

UNITED STATES

Manager's City Name

Vanguard Vanguard Group Group Inc/The Inc/The

Invesco PowerShares Capital Management LLC

PowerShares Chinese Yuan Dim Sum Bond Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that generally correspond (before fees and expenses) to the price and yield performance of the Citigroup Dim Sum (Offshor

Manager's Country

United States

Wheaton

Wheaton

Stamford

5/16/08

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

1/10/07

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

5/05/11

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda


Company Telephone Number

Sector FundEnergy

1-415-670-2000

Company's Web Security's Name Address

www.ishares.com

iShares U.S. Oil & Gas Explora

Fund's Description

Country

iShares U.S. Oil & Gas Exploration & Production ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the Dow Jones US Select Oil Exploration & Production

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

US

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Manager Start Date

Fund's Management Company

Manager's Country

Manager's City Name

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

12/21/11

Van Eck Associates Corp

United States

New York

1/17/12

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Lisle

IndexIQ IndexIQ Advisors United States Advisors LLC LLC

Rye

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

Barclays Capital Inc

Barclays Capital Inc

United States

New York

05/13

Cambria Investment Management

Cambria Investment Management

United States

El Segundo

2/06/06

SSgA Funds Management Inc

SSgA Funds United States Management Inc

HAO-HUNG LIAO "PETER"

Health & Biotechnology

1-212-293-2000

www.vaneck.com

Market Vectors Biotech ETF

Market Vectors Biotech ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of UNITED STATES the US Listed Biotech 25 Index.

US

US

Van Eck Associates Corp

Emerging MarketEquity

1-888-949-3837

www.guggenhei mfunds.com

Guggenheim BRIC ETF

Guggenheim BRIC ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the performance of the Bank of New York BRIC Select ADR Index, which is comprised of American depository receipts and g

UNITED STATES

US

US

Guggenheim Funds Guggenheim Ernst & Young Bank of New York SAROJ Investment Advisors Funds LLP Mellon/The KANURI LLC Investment Ad

Blue Chip

1-888-934-0777

IndexIQ ETF The IQ Hedge Multi-Strategy Tracker ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment www.indexiq.com Trust - IQ Hedge results that correspond generally to the price and yield performance of the IQ Hedge Multi-Strategy Index. The Index objective M is to repl

UNITED STATES

US

US

Bank of New York Mellon/The

Ernst & Young

Municipal

1-866-787-2257

www.spdrs.com

SPDR Nuveen S&P High Yield Municipal Bond ETF is an exchange-traded fund incorporated in the USA. The Fund's objective UNITED STATES is to replicate as closely as possible the performance of the S&P Municipal Yield Index.

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

SEI Investments Global Funds Services

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

State Street Bank and Trust Co

Bingham McCutchen LLP

BlackRock BlackRock Fund Fund Advisors Advisors Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

Van Eck Associates Corp

SPDR Nuveen S&P High Yield Mun

Govt/AgencyInter/LT

1-212-528-7990

iPath US iPath US Treasury 10-year Bear ETN is inversely linked to the performance of the underlying Index, and seeks to capture www.ipathetn.co Treasury 10-year returns from an increase in the yields of 10-year U.S. Treasury notes through a notional rolling 'short' investment in 10-year m Bear U.S. Tre

UNITED STATES

US

Growth&IncomeLarge Cap

(855) ETF-INFO (383-4636)

Cambria Cambria Shareholder Yield ETF is an actively managed exchange-traded fund incorporated in the USA. The Fund employs a www.cambriafun Shareholder Yield quantitative algorithm to select U.S. listed companies that show strong characteristics in returning free cash flow to their ds.com ETF shareholders

UNITED STATES

US

Sector FundTechnology

SPDR S&P Semiconductor ETF

SPDR S&P Semiconductor ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to replicate the performance of the S&P Semiconductor Select Industry Index, an equal-weighted index. The Index tracks all the US common UNITED STATES stocks listed on the NY

SSgA Funds State Street Bank Management and Trust Co Inc

MEBANE T FABER

JOHN A TUCKER

www.spdrs.com

Global Equity

1-415-670-2000

iShares MSCI All Country World Minimum Volatility ETF is an exchange-traded fund incorporated in the USA. The ETF seeks iShares MSCI All www.ishares.com to track the investment results of an index composed of developed and emerging market equities that, in the aggregate, have UNITED STATES Country World lower volat

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock CHRISTOPH seCoopers and Trust Co Fund Advisors ER BLISS LLP

Sector FundTechnology

1-877-437-9363

www.direxionshar Direxion Daily es.com Technology Bull

Growth & Income

1-212-293-2000

www.vaneck.com

Sector FundEnergy

1-415-670-2000

www.ishares.com

Direxion Daily Technology Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results of 300% of the performance of the Technology Select Sector Index.

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Market Vectors Wide Moat ETF

Market Vectors Wide Moat ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the Morningstar Wide Moat Focus Index.

UNITED STATES

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

iShares U.S. Oil Equipment & S

iShares U.S. Oil Equipment & Services ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance to the Dow Jones US Select Oil Equipment & Services UNITED STATES Index.

US

US

State Street Bank and Trust Co

www.ishares.com

iShares Russell Top 200 Value

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

WisdomTree Asset Management Inc

US

Bank of New York Mellon Corp/The

SPDR Barclays TIPS ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment UNITED STATES results that correspond generally to the price and yield of the Barclays U.S. Government Inflation-linked Bond Index.

US

US

State Street Bank and Trust Co

Ernst & Young

www.spdrs.com

SPDR Barclays TIPS ETF

New York

US

Government/Agenc 1-866-787-2257 y

iShares Russell Top 200 Value ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results UNITED STATES that correspond generally to the price and yield performance of the Russell Top 200 Growth Index.

US

US

State Street Bank SSGA Funds MAX and Trust Co Management DESANTIS

United States

Boston

State Street Bank and Trust Co

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Security Security Investors United States Investors LLC LLC

Rockville

New York

iShares Global Infrastructure

iShares Global Infrastructure ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that UNITED STATES correspond to the price and yield of the S&P Global Infrastructure Index.

US

US

State Street Bank and Trust Co

Growth-Large Cap 1-888-949-3837

www.guggenhei mfunds.com

Guggenheim S&P 500 Pure Growth

Guggenheim S&P 500 Pure Growth ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible, before expenses, the performance of the S&P 500/Citigroup Pure Growth Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

Government/Agenc 1-877-369-4617 y-LT

PowerShares DB 3x Short 25+ Year Treasury Bond ETN is an exchange traded note issued in the USA by Deutsche Bank AG. www.DBXUS.co PowerShares DB The Notes will provide the investors with a cash payment at the scheduled maturity or early redemption, based on triple the UNITED STATES m 3X Short 25+ Ye performance of

US

DE

Deutsche Bank AG

Country FundJapan

www.spdrs.com

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Commodity

Food & Beverage

Commodity

Govt/Corp Intermediate

1-212-528-7990

iPath Dow Jones-UBS Coffee Total Return Sub-IndexSM ETN is an exchange-traded note issued in the USA. The Notes will www.ipathetn.co iPath Dow Jonesprovide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the m UBS Coffee Sub underlying index, the

1-800-983-0903

Powershares PowerShares Dynamic Food & Beverage Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks www.powershare Dynamic Food & investment results that correspond to the price and yield of the Dynamic Food & Beverage Intellidex Index, a fundamentallys.com Bev weighted index. Se

1-212-918-4954

www.etfsecurities ETFS Physical Palladium Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is to reflect the ETFS Physical .com/us/welcome performance of the price of palladium bullion, less the expenses of the Trust's operations. The Shares are designed for Palladium Shares .asp investors who

1-866-787-2257

www.spdrs.com

SPDR Barclays Intermediate Ter

UNITED STATES

UNITED STATES

US

US

GB

BM

UNITED STATES

US

JE

SPDR Barclays Intermediate Term Corporate Bond ETF is an exchange-traded fund incorporated in the USA, The Fund's objective is to provide investment results that correspond generally to the total return performance of the Barclays Intermediate UNITED STATES U.S. Corpor

US

US

Bank of New York Mellon/The

Deutsche Bank AG

8/08/11

LUKE OLIVER

7/01/10

Deutsche Bank AG

Deutsche Bank AG

JOHN A TUCKER

11/14/06

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

ETF Securities USA LLC

ETF Securities USA LLC

United States

San Francisco

United States

Boston

United States

San Francisco

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma ETF Securities USA LLC

State Street Bank and Trust Co

Ernst & Young

State Street Bank SSGA Funds PATRICK 02/12 and Trust Co Management BRESNEHAN

SSGA Funds SSGA Funds Management Management Charles Schwab Investment Management Inc

United States

Schwab U.S. Aggregate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Barclays U.S. Aggregate Bond Index.

UNITED STATES

US

US

Charles Schwab Investment Management Inc

Charles Pricewaterhou State Street Bank Schwab seCoopers and Trust Co Investment LLP Mana

iShares Global Healthcare ETF

iShares Global Healthcare ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the S&P Global Healthcare Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Guggenheim S&P 500 Pure Value

Guggenheim S&P 500 Pure Value ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible, before expenses, the performance of the S&P 500/Citigroup Pure Value Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

Security Security Investors United States Investors LLC LLC

Government/Corpo 1-800-435-4000 rate

Schwab U.S. www.schwabetfs. Aggregate Bond com ETF

Health & Biotechnology

1-415-670-2000

www.ishares.com

Value-Large Cap

1-888-949-3837

www.guggenhei mfunds.com

New York

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

www.ishares.com

SPDR Russell/Nomura PRIME Japan ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to track as closely as possible, before fees and expenses, the total performance of the Russell/Nomura PRIME Index. The Index is UNITED STATES comprised of s

WisdomTree Asset United States Management Inc

SSGA Funds SSGA Funds Management Management

Sector Fund-Utility 1-415-670-2000

SPDR Russell/Nomura PRIME Japa

04/12

KAREN Q. WONG

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

1-866-787-2257

Boston

United States

UNITED STATES

WisdomTree WisdomTree MidCap Dividend Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results www.wisdomtree. MidCap Dividend that correspond to the performance of the WisdomTree MidCap Dividend Index. The Fund invests mid-capitalization com Fun companies that pay regula

HAO-HUNG LIAO "PETER"

4/14/11

Van Eck Associates Corp

WisdomTree Bank of New York Asset Ernst & Young Mellon Corp/The Management In

Aggressive Growth 1-212-896-1249

1-415-670-2000

US

Cambria Investment Management

TIM RYAN

1-866-787-2257

Value-Large Cap

US

GB

Bank of New York IndexIQ JULIE S Mellon/The Advisors LLC ABBETT

Van Eck Associates Corp

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

MATTHEW HASTINGS

Charles Schwab Investment Management Inc

Rockville


Company Telephone Number

Company's Web Security's Name Address

1-800-983-0903

PowerShares www.powershare S&P 500 High s.com Quali

Health & Biotechnology

1-415-670-2000

iShares U.S. www.ishares.com Medical Devices E

Growth&IncomeLarge Cap

1-630-765-8000

Value-Large Cap

1-630-765-8000

Growth&IncomeLarge Cap

Fund's Description

Country

PowerShares S&P 500 High Quality Portfolio is an exchange-traded fund incorporated in the USA. It normally invests at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to provide exposure to the constituents of

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Invesco PowerShares United States Capital Management LLC

Wheaton

US

State Street Bank and Trust Co

www.ftportfolios.c First Trust Large First Trust Large Cap Core AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment om Cap Core Alp results that correspond to the Defined Large Cap Core Index.

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

www.ftportfolios.c First Trust Large First Trust Large Cap Value Opportunities AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund om Cap Value Al seeks investment results that correspond to the Defined Large Cap Value Opportunities Index.

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

BRUNO DEL AMA

Global X Management Co LLC

Global X Management Co LLC

JOSEPH P 07/11 DEANE "JOE"

Pacific Investment Management Co LLC

Pacific Investment Management Co LLC

United States

Newport Beach

KAREN Q. WONG

WisdomTree Asset Management Inc

WisdomTree Asset United States Management Inc

US

Municipal

PIMCO www.pimcoetfs.c Intermediate om Municipal B

Pimco Intermediate Municipal Bond Exchange-Traded Fund is an actively managed exchange-traded fund incorporated in the USA. The Fund seeks tax-exempt income consistent with a preservation of capital. The Fund invests at least 80% of its assets UNITED STATES in a divers

US

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

Global X Management Co LLC

DE

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

US

Bank of New York Mellon Corp/The

WisdomTree Bank of New York Asset Ernst & Young Mellon Corp/The Management In

BlackRock BlackRock Fund Fund Advisors Advisors

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

Aggressive Growth 1-212-896-1249

WisdomTree www.wisdomtree. Dividend Excom Financi

Undefined Equity

iShares MSCI Global Gold Miners ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results iShares MSCI www.ishares.com that correspond generally to the price and yield performance, before fees and expenses, of the MSCI ACWI Select Gold UNITED STATES Global Gold Miner Miners Investabl

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Growth & Income1-630-765-8000 Mid Cap

www.ftportfolios.c First Trust Mid om Cap Core Alpha

Corp/Pref-High Yield

1-212-293-2000

www.vaneck.com

Growth-Mid Cap

1-866-499-8473

WisdomTree Dividend ex-Financials Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the WT Dividend ex-Financial Index.

UNITED STATES

US

First Trust Mid Cap Core AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the Defined Mid Cap Core Index.

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

Market Vectors International High Yield Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the The BofA Merrill Lynch Global ex-US

UNITED STATES

US

US

Van Eck Associates Corp

Ernst & Young

Van Eck Bank of New York Associates Mellon/The Corp

Vanguard Mid-Cap Growth ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance www.vanguard.co Vanguard Midof the CRSP U.S. Mid Cap Growth Index. The Fund invests in all of its assets in stocks that make up the Index, holding each UNITED STATES m Cap Growth ETF stock in th

US

US

Vanguard Group

Pricewaterhou JPMorgan Chase Vanguard GERARD C seCoopers Bank Group Inc/The O'REILLY LLP

Country Fund-India 1-877-437-9363

www.direxionshar Direxion Daily es.com India Bull 3x S

Global Equity

1-415-670-2000

www.ishares.com

Commodity

1-800-920-0259

1-888-949-3837

Manager's City Name

US

Global X FTSE Greece 20 ETF is an exchange traded fund incorporated in USA. The Fund seeks to provide investment results UNITED STATES that correspond generally to the price and yield performance, before fees and expenses, of the FTSE/ATHEX 20 Capped Index.

Corp/Pref-High Yield

Manager's Country

Invesco PowerShares Capital Management LLC

UNITED STATES

iShares U.S. Medical Devices ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the Dow Jones US Select Medical Equipment Index.

www.globalxfund Global X FTSE s.com Greece 20 ETF

1-415-670-2000

Fund's Management Company

Fund's Manager Start Date

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Geo Focus-Equity 1-212-644-6622

1-888-400-4383

BM

Fund's Administrator

Market Vectors International H

FRANCIS RODILOSSO 04/12 "FRAN"

2006

New York

Vanguard Vanguard Group Group Inc/The Inc/The

Direxion Daily India Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 300% of the performance of the Indus India Index.

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

iShares Global 100 ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks investment results that correspond to the performance of the S&P Global 100 Index. The Index is designed to measure the performance of large trans-nati

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

www.unitedstates United States Short Oil Fund LP is an exchange traded fund incorporated in the USA. The Fund's objective is to have changes United States commodityfunds. in percentage terms of its unit's net asset value inversely reflect the changes of the price of WTI Crude Oil delivered to UNITED STATES Short Oil Fund L com Cushing,

US

Brown Brothers Harriman & Co

Spicer Jeffries Brown Brothers LLP Harriman & Co

United States United States Commodities Commodities Fund LLC Fund LLC

United States

Alameda

Guggenheim BulletShares 2016 High Yield Corporate Bond ETF is an exchange-traded fund in the USA. The Fund seeks investment results that correspond, before the Fund's fees and expenses, to the BulletShares USD High Yield Corporate Bond UNITED STATES 2016 Index.

US

US

Guggenheim Funds Guggenheim Bank of New York Investment Advisors Ernst & Young Funds Mellon LLC Investment Ad

iShares MSCI EAFE Growth ETF is an exchange-traded fund incorporated in the USA The ETF seeks investment results that correspond to the performance of the 20 countries within Europe, Australia, Asia and the Far East, as measured by the Morgan UNITED STATES Stanley Capi

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

United States

San Francisco

www.guggenhei mfunds.com

iShares Global 100 ETF

Guggenheim BulletShares 2016 H

United States Commodities RAY ALLEN Fund

Guggenheim Guggenheim Funds Funds Investment Investment Advisors LLC Advisors LLC

International Equity 1-415-670-2000

iShares MSCI www.ishares.com EAFE Growth ETF

Health & Biotechnology

1-866-787-2257

www.spdrs.com

SPDR S&P SPDR Pharmaceuticals ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as Pharmaceuticals closely as possible the performance of the S&P Pharmaceuticals Select Industry Index, an equal-weighted index. ETF

UNITED STATES

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

SSgA Funds State Street Bank Management and Trust Co Inc

JOHN A TUCKER

6/22/06

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

Emerging MarketEquity

1-866-787-2257

www.spdrs.com

SPDR S&P BRIC 40 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to replicate as closely as SPDR S&P BRIC possible the total return performance of the Standard & Poor's BRIC 40 Index, which tracks companies domiciled in the 40 ETF emerging markets of Br

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

JOHN A TUCKER

6/22/07

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

1/17/12

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Lisle

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

United States

San Francisco

BlackRock BlackRock Fund Fund Advisors Advisors

www.guggenhei mfunds.com

Guggenheim BulletShares 2013 C

Guggenheim BulletShares 2013 Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the performance, before the Fund's fees and expenses of an investment grade corporate bond

UNITED STATES

US

US

Guggenheim Funds Guggenheim Bank of New York SAROJ Investment Advisors Ernst & Young Funds Mellon KANURI LLC Investment Ad

Internet & Telecom 1-415-670-2000

www.ishares.com

iShares Global Telecom ETF

iShares Global Telecomm ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the S&P Global Telecommunications Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Municipal

1-212-293-2000

www.vaneck.com

Market Vectors Long Municipal

Market Vectors-Long Municipal Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Barclays Capital AMT-Free Long Municipal Index.

UNITED STATES

US

US

Van Eck Associates Corp

Ernst & Young

1-415-670-2000

iShares Shortwww.ishares.com Term National AM

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers JOEL SILVA and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

State Street Bank and Trust Co

Bingham McCutchen LLP

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

Invesco PowerShares United States Capital Management LLC

Wheaton

Corp/Pref-Inv Grade

Municipal

Sector FundEnergy

1-888-949-3837

1-866-787-2257

www.spdrs.com

iShares Short Term National AMT-Free Muni Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment results of an index composed of investment-grade U.S. municipal bonds with remaining maturities between one month

SPDR Oil & Gas Equipment & Services ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to SPDR S&P Oil & replicate as closely as possible the performance of the S&P Oil & Gas Equipment & Services Select Industry Index, an equalGas Equipment & weighted inde

UNITED STATES

UNITED STATES

US

US

US

US

Van Eck Bank of New York Associates Mellon/The Corp

SSgA Funds State Street Bank Management and Trust Co Inc

JAMES T COLBY III

JOHN A TUCKER

1/07/08

6/22/06

Leisure Industry

1-800-983-0903

Powershares PowerShares Dynamic Leisure and Entertainment Portfolio is an exchange-traded fund incorporated in the USA. The Fund www.powershare Dynamic Leisure seeks investment results that correspond to the Dynamic Leisure and Entertainment Intellidex Index, which evaluates s.com & companies based on a

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Invesco PowerShares Capital Management LLC

Growth & Income

1-630-765-8000

First Trust www.ftportfolios.c NASDAQ-100 om Equal W

First Trust NASDAQ-100 Equal Weighted Index is an exchange-traded fund incorporated in the USA. The Fund's objective is investment results that correspond to the price and yield of the NASDAQ-100 Equal Weighted Index. The Fund invests in the 100 largest n

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

Market Vectors India Small-Cap Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Market Vectors India Small-Cap Index.

UNITED STATES

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

Country Fund-India 1-212-293-2000

www.vaneck.com

Market Vectors India Small-Cap

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Bank of New York First Trust Mellon Corp/The Advisors LP HAO-HUNG LIAO "PETER"

8/25/10


Company Telephone Number

Growth&IncomeSmall Cap

1-630-765-8000

Company's Web Security's Name Address

Fund's Description

Country

www.ftportfolios.c First Trust Small First Trust Small Cap Core AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment UNITED STATES om Cap Core Alp results that correspond generally to the Defined Small Cap Core Index.

Sector FundEnergy

1-212-644-6622

www.globalxfund Global X Uranium Global X Uranium ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of s.com ETF Solactive Uranium Index.

Growth&IncomeLarge Cap

1-800-983-0903

Undefined Equity

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

US

Fund's Administrator

Bank of New York Mellon Corp/The

Fund's Auditor

Deloitte & Touche LLP

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Bank of New York First Trust Mellon Corp/The Advisors LP

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

Global X Management Co LLC

BRUNO DEL AMA

UNITED STATES

US

PowerShares www.powershare S&P 500 s.com BuyWrite P

The Powershares S&P 500 BuyWrite Portfolio is an exchange traded Fund ('ETF') that purchases the S&P 500 stock portfolio UNITED STATES and sells near term S&P 500 calls monthly. It is a passive investment that tracks the BXM <Index>.

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

1-866-499-8473

Vanguard www.vanguard.co Consumer m Staples ETF

Vanguard Consumer Staples ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the MSCI US Investable Market Consumer Staples Index. The Fund invests all of its assets in the stocks that make up the Index, h

UNITED STATES

US

US

Vanguard Group Inc/The

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

Commodity

1-802-257-1617

www.teucriumcor Teucrium Corn nfund.com Fund

Teucrium Corn Fund is an exchange-traded fund incorporated in the USA. The investment objective of the Fund is to have the daily changes in percentage terms of the Shares' NAV reflect the daily changes in percentage terms of a weighted average of UNITED STATES the clos

US

US

Corp/Pref-High Yield

1-877-843-3831

www.advisorshar Peritus High Yield AdvisorShares Peritus High Yield ETF is an actively-managed ETF incorporated in the USA. The Fund invests in a focused es.com ETF portfolio of high-yield debt securities.

UNITED STATES

US

US

Bank of New York Mellon

Emerging MarketEquity

1-415-670-2000

iShares MSCI www.ishares.com Emerging Markets

iShares MSCI Emerging Markets Asia ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI Emerging Markets UNITED STATES Asia Index.

US

US

State Street Bank and Trust Co

Country FundJapan

1-877-369-4617

db X-trackers www.DBXUS.co MSCI Japan m Hedge

db X-trackers MSCI Japan Hedged Equity Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the performance, before fees and expenses, of the MSCI Japan US Dollar Hedged Net Index (the "Un

US

DE

Bank of New York Mellon/The

Ernst & Young Bank of New York Deutsche LLP Mellon/The Bank AG

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

International Equity 1-866-787-2257

www.spdrs.com

SPDR S&P International Small C

UNITED STATES

SPDR S&P International Small Cap ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate the S&P Developed Ex-U.S. Under USD2 Billion Index. The Index measures the investable universe of publicly traded UNITED STATES companies domic

US

US

Vanguard MICHAEL A Group Inc/The JOHNSON

Teucrium Trading LLC

Tait Weller & Baker LLP

SSgA Funds United States Management Inc

Boston

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

US

CH

UBS Securities LLC

International Equity 1-877-369-4617

db X-trackers www.DBXUS.co MSCI EAFE m Hedged

db X-trackers MSCI EAFE Hedged Equity Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the performance, before fees and expenses, of the MSCI EAFE US Dollar Hedged Net Index (the "Unde

UNITED STATES

US

DE

Bank of New York Mellon/The

Undefined Equity

1-212-528-7990

iPath S&P 500 www.ipathetn.co Dynamic VIX m ETN

The iPath S&P 500 Dynamic VIX ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of its underlying index, the S&P 500 Dynamic VIX Fut

UNITED STATES

US

GB

Barclays Capital Inc

Country FundJapan

1-212-896-1249

WisdomTree WisdomTree Japan SmallCap Dividend Fund is an exchange-trade fund incorporated in the USA. The Fund seeks investment www.wisdomtree. Japan SmallCap results that correspond to the WisdomTree Japan SmallCap Dividend Index. The Fund invests in small-capitalization UNITED STATES com Divi companies incorporated i

US

US

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

1-800-983-0903

PowerShares PowerShares Dynamic Energy Exploration & Production Portfolio is an exchange-traded fund incorporated in the USA. The www.powershare Dynamic Energy Fund seeks investment results that correspond to the price and yield of the Dynamic Energy Exploration & Production Intellidex UNITED STATES s.com Exp Index, wh

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Emerging MarketDebt

1-212-293-2000

Market Vectors Emerging Markets High Yield Bond ETF is an exchange traded fund incorporated in the USA. The Fund seeks Market Vectors www.vaneck.com to replicate as closely as possible, before fees and expenses, the price and yield performance of The BofA Merrill Lynch High UNITED STATES Emerging High Y Yield US

Corp/Pref-Inv Grade

1-415-670-2000

www.ishares.com

iShares 10+ Year Credit Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the iShares 10+ Year investment results of an index composed of long-term, investment-grade U.S. corporate bonds and U.S. dollar-denominated Credit Bond E bonds, including those

www.spdrs.com

SPDR Wells Fargo Preferred Sto

1-212-896-1249

Financial Services 1-800-983-0903

Value-Large Cap

Commodity

1-866-499-8473

1-877-ETNADVICE

Financial Services 1-415-670-2000

Corp/Pref-Inv Grade

Currency

1-800-983-0903

1-212-896-1249

WisdomTree www.wisdomtree. Equity Income com Fund PowerShares www.powershare KBW High s.com Dividend www.vanguard.co Vanguard Mega m Cap Value ETF

PowerShares KBW High Dividend Yield Financial Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond (before fees and expenses) generally to the price and yield of the index called KBW Financial Sec Vanguard Mega Cap Value ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the CRSP U.S. Mega Cap Value Index.

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma UBS Securities LLC

Ernst & Young Bank of New York Deutsche LLP Mellon/The Bank AG

US

US

Van Eck Associates Corp

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

UNITED STATES

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

UNITED STATES

UNITED STATES

US

US

US

US

BM

US

Bank of New York Mellon Corp/The

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Vanguard Group Inc/The

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

UNITED STATES

US

US

Clearstream Ernst & Young Banking/Luxembourg

www.ishares.com

iShares Global Financials ETF

iShares S&P Global Financials Sector ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the S&P Global Financials Index.

UNITED STATES

US

US

State Street Bank and Trust Co

WisdomTree www.wisdomtree. Chinese Yuan com Fund

WisdomTree Chinese Yuan Fund is an actively managed exchange-traded fund incorporated in the USA. The Fund seeks to earn current income reflective of money market rates in China available to foreign investors. The Fund also seeks to provide exposure chang

UNITED STATES

US

US

DONALD M Vanguard BUTLER Group Inc/The "DON" Swedish Export Credit Corp - S

Samford

Deutsche Bank AG

Deutsche Bank AG

United States

New York

Barclays Capital Inc

Barclays Capital Inc WisdomTree Asset United States Management Inc

New York

Invesco PowerShares United States Capital Management LLC

Wheaton

Van Eck Associates Corp

United States

New York

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

WisdomTree Asset Management Inc Invesco PowerShares Capital Management LLC Van Eck Associates Corp

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP Pricewaterhou Invesco Bank of New York JEFF seCoopers PowerShares Mellon/The KERNAGIS LLP Capital Ma

Bank of New York Mellon Corp/The

WisdomTree Bank of New York Asset Ernst & Young Mellon Corp/The Management In

DAVID KWAN

SSgA Funds United States Management Inc

Boston

Invesco PowerShares United States Capital Management LLC

Wheaton

WisdomTree Asset United States Management Inc

New York

Invesco PowerShares United States Capital Management LLC

Wheaton

Vanguard Vanguard Group Group Inc/The Inc/The Swedish Export Credit Corp - SEK

Bank of New York Mellon/The

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

2010

New York

United States

Invesco PowerShares Capital Management LLC WisdomTree Asset Management Inc Invesco PowerShares Capital Management LLC

THOMAS J DURANTE

United States

UBS UBS Securities Securities LLC LLC

SSgA Funds Management Inc

MICHAEL FEEHILY

WisdomTree Bank of New York Asset Ernst & Young Mellon Corp/The Management In

www.ELEMENT Setn.com

BM

SSgA Funds State Street Bank Management and Trust Co Inc

12/09

FRANCIS RODILOSSO 05/12 "FRAN"

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

ELEMENTS Linked to the Rogers International Commodity Index - Energy Total Return is an exchange-traded note issued in the USA by Swedish Credit Corp. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based

US

6/09/11

KAREN Q. WONG

Bank of New York Mellon/The

ELEMENTS Linked to the Rogers

PowerShares International Corporate Bond Portfolio is an exchange-traded fund incorporated in the USA. The Fund's objective www.powershare PowerShares is to seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of the UNITED STATES s.com International Corp inde

DINO BOURDOS

Barclays Capital Inc

Van Eck Bank of New York Ernst & Young Associates Mellon/The Corp

WisdomTree Equity Income Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the WisdomTree Equity Income Index. The Fund invests in the highest yielding stocks of UNITED STATES the WisdomTree

Battleboro

4/20/07

JOHN A TUCKER

UNITED STATES

Growth&IncomeLarge Cap

Teucrium Trading United States LLC

Valley Forge

SSgA Funds Management Inc

ETRACS 2xLeveraged Long Wells Fargo Business Development Company Index ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on twice (200%) the performanc

BM

United States

Deutsche Bank AG

ETRACS www.ubs.com/e2xLeveraged tracs Long Wells

US

Vanguard Vanguard Group Group Inc/The Inc/The

Wheaton

Deutsche Bank AG

1-877-ETRACS5

Powershares Golden Dragon Halter USX China Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the USX China Index. The Fund will normally invest at least 80% of UNITED STATES its to

Invesco PowerShares United States Capital Management LLC

Lisle

6/09/11

DINO BOURDOS

Growth & Income

Powershares www.powershare Golden Dragon s.com Chin

Invesco PowerShares Capital Management LLC

United States

BlackRock Funds/USA

Bank of New York Mellon/The

1-800-983-0903

Global X Management Co LLC

BlackRock Funds/USA

BM

Country FundChina

Global X Management Co LLC

Teucrium Trading LLC

DIANE HSIUNG

US

SPDR Wells Fargo Preferred Stock ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond generally to the total return performance of the Wells Fargo Hybrid and Preferred Securities Agg

First Trust Advisors LP

State Street Bank BlackRock and Trust Co Funds/USA

PowerShares Dividend Achievers Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to then Broad Dividend Achievers Index, which tracks stocks that have increased their annual dividend UNITED STATES for 10 or

Corporate/Preferre 1-866-787-2257 d

First Trust Advisors LP

Manager's City Name

Advisorshares Advisorshares Investments Investments LLC LLC

PowerShares www.powershare Dividend s.com Achievers

BM

Manager's Country

Advisorshares Bank of New York Investments RON HELLER Mellon LLC

1-800-983-0903

US

2010

SAL GILBERTIE

Growth&IncomeLarge Cap

Sector FundEnergy

Fund's Management Company

Fund's Manager Start Date

Swedish Export United States Credit Corp - SEK

BlackRock BlackRock Fund Fund Advisors Advisors Invesco PowerShares Capital Management LLC WisdomTree Asset Management Inc

United States

United States

Valley Forge

New York

San Francisco

Invesco PowerShares United States Capital Management LLC

Wheaton

WisdomTree Asset United States Management Inc

New York


Company Telephone Number

Sector FundTechnology

Balanced

Company's Web Security's Name Address

Guggenheim S&P 500 Equal Weigh

Fund's Description

Country

1-888-949-3837

www.guggenhei mfunds.com

Guggenheim S&P Equal Weight Technology ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is UNITED STATES to replicate the S&P Equal Weight Technology Index.

1-877-277-6933

Arrow Dow Jones Global Yield ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results www.arrowshares Arrow Dow Jones that correspond generally to the price and yield performance, before fees and expenses, of the Dow Jones Global Composite .com Global Yield E Yield Index.

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

2013

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

United States United States Commodities Commodities Fund LLC Fund LLC

United States

Alameda

ALPS Advisors Inc

ALPS Advisors Inc

United States

Denver

Global X Management Co LLC

Global X Management Co LLC

United States

San Francisco

Vanguard Group

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

Vanguard MICHAEL D Group Inc/The EYRE

Brown Brothers Harriman & Co

EisnerAmper LLP

Brown Brothers Harriman & Co

United States ANDREW F Commodities NGIM Fund

ALPS Advisors Inc

Deloitte & Touche LLP

Bank of New York ALPS Mellon/The Advisors Inc

1-877-398-8461

www.alpsetfs.co m

UNITED STATES

US

Region FundASEAN

1-212-644-6622

www.globalxfund Global X Asean s.com 40 ETF

Global X FTSE ASEAN 40 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance UNITED STATES of the FTSE ASEAN 40 Index.

US

Govt/AgencyST/Inter

1-415-670-2000

www.ishares.com

iShares 0-5 Year TIPS Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that iShares 0-5 Year correspond generally to the price and yield, before fees and expenses, of the Barclays Capital U.S. Treasury Inflation -Protected UNITED STATES TIPS Bond ETF Secu

US

Barron's 400 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Barron's 400 Index.

Guggenheim Timber Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the Beacon Global Timber Index, which is comprised of global timber companies.

UNITED STATES

US

US

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

Rockville

5/08/12

US

Growth&IncomeLarge Cap

Security Security Investors United States Investors LLC LLC

Manager's City Name

Arrow Arrow Investment Investment Advisors LLC Advisors LLC

US

US

Manager's Country

Arrow ADRIAN Investment BACHMAN Advisors LLC

Vanguard FTSE All World ex-US Small-Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of a benchmark index that measures the investment return of both developed and emerging international UNITED STATES small cap compani

UNITED STATES

Brown Brothers Harriman & Co

Fund's Management Company

Fund's Manager Start Date

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

BBD LLP

www.unitedstates United States United States Commodity Index Fund is an exchange traded fund and a Delaware statutory trust, incorporated in the USA. commodityindexf Commodity Index The Fund seeks to track the investment performance of the SummerHaven Dynamic Commodity Index-Total Return. und.com

Guggenheim Timber ETF

Fund's Manager

Gemini Fund Services

1-800-920-0259

www.guggenhei mfunds.com

Fund's Investment Advisor

US

Commodity

1-888-949-3837

Fund's Custodian

US

www.vanguard.co Vanguard FTSE m All World ex-US

Undefined Equity

State Street Bank and Trust Co

Fund's Auditor

UNITED STATES

International Equity 1-866-499-8473

Barron's 400 ETF

US

Fund's Administrator

Global X Management Co LLC

BRUNO DEL AMA

Pricewaterhou State Street Bank BlackRock seCoopers MARK BUELL and Trust Co Fund Advisors LLP

US

State Street Bank and Trust Co

US

Guggenheim Funds Guggenheim Bank of New York SAROJ Investment Advisors Ernst & Young Funds Mellon KANURI LLC Investment Ad

BlackRock BlackRock Fund Fund Advisors Advisors

1/17/12

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Lisle

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

United States

New York

Govt/Agency-Short 1-866-499-8473 Term

Vanguard Shortwww.vanguard.co Term m Government

Vanguard Short-Term Government Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Barclays Capital US 1-3 Year Government Float Adjusted Bond Index.

UNITED STATES

US

US

Vanguard Group Inc/The

Pricewaterhou JOSHUA C Bank of New York Vanguard seCoopers BARRICKMA 2013 Mellon Group Inc/The LLP N "JOSH"

Geo Focus-Equity 1-415-670-2000

iShares MSCI www.ishares.com New Zealand Cappe

iShares MSCI New Zealand Capped ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the performance of the MSCI New Zealand IMI 25/50 Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Govt/Agency-Inter 1-855-353-9383 Term

www.flexshares.c FlexShares iBoxx FlexShares 5-Year Target Duration TIPS Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to om 5-Year Target track the performance of the iBoxx 5-Year Target Duration TIPS Index.

UNITED STATES

US

US

JPMorgan Chase Bank NA

Deloitte & Touche LLP

Emerging MarketDebt

1-415-670-2000

www.ishares.com

iShares Emerging iShares Emerging Markets Local Currency Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to Markets Local track the Barclays Capital Emerging Markets Broad Local Currency Bond Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GABRIEL seCoopers and Trust Co Fund Advisors SHIPLEY LLP

Commodity

1-877-369-4617

www.dbfunds.db. PowerShares DB PowerShares DB Precious Metals Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is to track com Precious Metals the DBIQ Optimum Yield Precious Metals Index Excess Return.

UNITED STATES

US

DE

Bank of New York Mellon/The

KPMG

Country FundAustria

1-415-670-2000

iShares MSCI www.ishares.com Austria Capped ET

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

1-415-670-2000

iShares www.ishares.com Residential Real Estat

iShares Residential Real Estate Capped ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment UNITED STATES results that correspond to the FTSE NAREIT Residential Capped Index.

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

PowerShares S&P 500 Downside Hedged Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks to achieve positive total returns in rising or falling markets that are not directly correlated to broad equity or fixed income market returns

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Guggenheim Guggenheim Defensive Equity Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment Defensive Equity results that correspond to the performance of the Sabrient Defensive Equity Index, which is comprised of 100 U.S. stocks of ET companies with

UNITED STATES

US

US

Guggenheim Funds Guggenheim Ernst & Young Bank of New York SAROJ Investment Advisors Funds LLP Mellon/The KANURI LLC Investment Ad

Sector Fund-Real Estate

Growth&IncomeLarge Cap

1-800-983-0903

www.powershare PS S&P s.com Downside Hdgd

Growth&IncomeLarge Cap

1-888-949-3837

www.guggenhei mfunds.com

US

US

Northern Trust Northern Trust Investments Investments Inc Inc BlackRock BlackRock Fund Fund Advisors Advisors

DB Bank of New York ALEXIS Commodity Mellon/The DEPETRIS Services LLC

Deutsche Bank AG

12/06/12

1/17/12

Invesco PowerShares Capital Management LLC Guggenheim Funds Investment Advisors LLC

Deutsche Bank AG

Invesco PowerShares United States Capital Management LLC

Wheaton

Guggenheim Funds Investment United States Advisors LLC

Lisle

Guggenheim BulletShares 2018 Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the performance, before the Fund's fees and expenses of an investment grade corporate bond

UNITED STATES

US

US

Guggenheim Funds Guggenheim Bank of New York Investment Advisors Ernst & Young Funds Mellon LLC Investment Ad

Guggenheim Guggenheim Funds Funds Investment Investment Advisors LLC Advisors LLC

www.velocityshar VelocityShares es.com Daily Inverse V

VelocityShares Daily Inverse VIX Medium Term ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the inverse performance of the underlying index, the

UNITED STATES

US

CH

Credit Suisse Securities LLC

VLS Securities LLC

VelocityShare VelocityShares s LLC LLC

1-877-ETRACS5

ETRACS www.ubs.com/e2xMonthly tracs Leveraged Lon

ETRACS 2xMonthly Leveraged Long Alerian MLP Infrastructure Index ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on twice (200%) the UNITED STATES performanceof th

US

CH

UBS Securities LLC

UBS Securities LLC

UBS UBS Securities Securities LLC LLC

United States

Stamford

1-415-670-2000

www.ishares.com

iShares Moderate Allocation ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that iShares Moderate correspond generally to the price and yield performance of the S&P Target Risk Moderate Index. The ETF invests Allocation ET approximately 49% of i

US

US

State Street Bank and Trust Co

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

www.guggenhei mfunds.com

Guggenheim BulletShares 2018 H

US

US

Guggenheim Funds Guggenheim Bank of New York Investment Advisors Ernst & Young Funds Mellon LLC Investment Ad

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

1/13/12

SPDR S&P Emerging Markets ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate the performance of the S&P Emerging BMI Index. The Index measures the investable universe of publicly traded companies domiciled in emer

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

3/19/07

iShares North American Tech-Software ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks investment results that correspond to the performance of the S&P North American Technology-Software Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Market Vectors LatAm Aggregate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to replicate Market Vectors as closely as possible, before fees and expenses, the price and yield performance of the BofA Merrill Lynch Broad Latin UNITED STATES LatAm Aggregate America Bond In

US

US

Van Eck Associates Corp

Ernst & Young

Corp/Pref-High Yield

1-888-949-3837

www.guggenhei mfunds.com

Undefined Equity

1-877-583-5624

Sector FundEnergy

Balanced

Corp/Pref-High Yield

iShares MSCI Austria Capped ETF is an exchange-traded fund incorporated in the USA. The ETF's objective is to provide investment results that correspond to th performance of the MSCI Austria IMI 25/50 Index.

Northern Trust JPMorgan Chase Investments Bank NA Inc

1-888-949-3837

Guggenheim BulletShares 2018 C

Guggenheim BulletShares 2018 High Yield Corporate Bond ETF is an exchange-traded fund in the USA. The Fund seeks investment results that correspond, before the Fund's fees and expenses, to the BulletShares USD High Yield Corporate Bond UNITED STATES 2018 Index.

International Equity 1-800-983-0903

PowerShares S&P International Developed Low Volatility Portfolio is an exchange-traded fund incorporated in the USA. The www.powershare PowerShares Fund seeks investment results that generally correspond (before fees and expenses) to the price and yield of the S&P BMI s.com S&P International International

Emerging MarketEquity

1-866-787-2257

www.spdrs.com

Sector FundTechnology

1-415-670-2000

iShares North www.ishares.com American TechSo

Geo Focus-Debt

1-212-293-2000

www.vaneck.com

SPDR S&P Emerging Markets ETF

UNITED STATES

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Depository Trust Co/The

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Van Eck Bank of New York Associates Mellon/The Corp

JOHN A TUCKER

MICHAEL F MAZIER

5/12/11

Guggenheim Funds Investment Advisors LLC Invesco PowerShares Capital Management LLC SSgA Funds Management Inc

Guggenheim Funds Investment Advisors LLC Invesco PowerShares United States Capital Management LLC

Wheaton

SSgA Funds United States Management Inc

Boston

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Van Eck Associates Corp

United States

New York

Van Eck Associates Corp


Company Telephone Number

Company's Web Security's Name Address

Fund's Description

Country

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Manager

WisdomTree Asset Management Inc

WisdomTree WisdomTree Asset Ernst & Young Asset Management Management Inc In

THOMAS J DURANTE

Fund's Auditor

Fund's Custodian

Fund's Management Company

Fund's Manager Start Date

Manager's City Name

WisdomTree Asset United States Management Inc

New York

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Barclays Capital Inc

Barclays Capital Inc

United States

New York

GB

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

United States

New York

US

CH

UBS Securities LLC

UBS Securities LLC

UBS UBS Securities Securities LLC LLC

United States

Stamford

UNITED STATES

US

US

State Street Bank and Trust Co

Rydex Investments

UNITED STATES

US

US

Van Eck Associates Corp

Ernst & Young

iShares Russell 3000 Value ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the Russell 3000 Value Index. The Index measures the performance of the value sector of UNITED STATES the broad

US

US

State Street Bank and Trust Co

WisdomTree www.wisdomtree. SmallCap com Earnings F

Commodity

1-212-528-7990

iPath Dow Jones-UBS Copper Total Return Sub-Index ETN is an exchange-traded note incorporated in the USA. The Notes www.ipathetn.co iPath Dow Joneswill provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the m UBS Copper Sub underlying index,

UNITED STATES

US

GB

Commodity

1-212-528-7990

iPath Dow Jones-UBS Natural Gas Total Return Sub-Index ETN is an exchange-traded note issued in the USA. The Notes will www.ipathetn.co iPath Dow Jonesprovide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the UNITED STATES m UBS Natural Ga underlying index, t

US

Commodity

1-877-ETRACS5

ETRACS CMCI Silver Total Return ETN is an exchange-traded note issued in the USA. The Note will provide investors with a www.ubs.com/e- ETRACS CMCI cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the UBS UNITED STATES tracs Silver Total Retur Bloomberg CMCI Si

Currency

1-301-296-5100

www.rydexfunds. CurrencyShares com/etf British Pound S

Corp/Pref-Inv Grade

1-212-293-2000

www.vaneck.com

Market Vectors Market Vectors Investment Grade Floating Rate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund Investment Grad seeks to track the performance of the Market Vectors Investment Grade Floating Rate Bond Index.

Value

1-415-670-2000

www.ishares.com

iShares Russell 3000 Value ETF

WisdomTree SmallCap Earnings is an exchange-traded fund incorporated in the USA. The Fund seeks to track the price and yield performance of the WisdomTree SmallCap Earnings Index, which tracks earnings-generating companies within the small- UNITED STATES capitalization

CurrencyShares British Pound Sterling Trust is an exchange-traded fund incorporated in the USA. The Fund's objective is to reflect the price in USD of the British Pound Sterling.

US

US

MICHAEL P BYRUM

6/20/06

Rydex Investments

Rydex Investments

United States

Rockville

MICHAEL F MAZIER

4/26/11

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Pricewaterhou Bank of New York Vanguard seCoopers Mellon Group Inc/The LLP

Vanguard Vanguard Group Group Inc/The Inc/The

Van Eck Bank of New York Associates Mellon/The Corp

Growth&IncomeSmall Cap

1-866-499-8473

www.vanguard.co Vanguard Russell Vanguard Russell 2000 is an exchange-traded fund in the USA. The Fund seeks to track the performance of the Russell 2000 m 2000 Index.

UNITED STATES

US

US

Vanguard Group Inc/The

Growth&IncomeLarge Cap

1-855-RBS-ETPS

usmarkets.rbs.co RBS US Large RBS US Large Cap Trendpilot ETN is an exchange-traded note issued in the USA. The ETN will track the RBS US Large Cap UNITED STATES m/etnUS Cap Trendpilot Ex Trendpilot Index.

US

GB

Royal Bank Of Scotland

Country FundRussia

1-877-437-9363

www.direxionshar Direxion Daily es.com Russia Bull 3x

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Commodity

1-877-369-4617

www.dbfunds.db. PowerShares DB PowerShares DB Gold Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is to track the DBIQ com Gold Fund Optimum Yield Gold Index Excess Return.

UNITED STATES

US

DE

Bank of New York Mellon/The

KPMG

Emerging MarketEquity

1-888-800-4347

www.egshares.co EGShares Low m Volatility Emergi

EGShares Low Volatility Emerging Markets Dividend ETF is an exchange traded fund incorporated in the USA. The Fund seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of UNITED STATES the Indxx Low

US

US

Bank of New York Mellon/The

BBD LLP

UNITED STATES

US

US

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

DAVID KWAN

WisdomTree Asset Management Inc

WisdomTree Asset Management Inc

HAO-HUNG LIAO "PETER"

Van Eck Associates Corp

Direxion Daily Russia Bull 3x Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 300% of the performance of the Market Vectors Russia Index.

Aggressive Growth 1-212-896-1249

WisdomTree U.S. Dividend Growth Fund is an exchange-traded fund incorporated in the USA. The fund seeks to track the www.wisdomtree. WisdomTree US price and yield performance of the WisdomTree U.S. Dividend Growth Index. The fund invest in U.S. companies that pay com Dividend Growth regular cash dividend

Sector Fund-Utility 1-415-670-2000

www.ishares.com

iShares Global Utilities ETF

Manager's Country

WisdomTree Asset Management Inc

1-212-896-1249

Growth&IncomeSmall Cap

Fund's Investment Advisor

Fund's Administrator

iShares Global Utilities ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the S&P Global Utilities Index.

RBS ETNs/USA

RBS ETNs/USA

RBS ETNs/USA

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

DB MARTIN Bank of New York Commodity KREMENSTE Mellon/The Services LLC IN

Deutsche Bank AG

United States

New York

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU

Emerging Emerging Global Global Advisors LLC Advisors LLC WisdomTree Asset United States Management Inc

New York

KAREN Q. WONG

5/25/11

5/22/13

WisdomTree Asset Management Inc

Deutsche Bank AG

United States

San Francisco

Van Eck Associates Corp

United States

New York

1-212-896-1249

www.wisdomtree. WisdomTree Asia WisdomTree Asia Local Debt Fund is an actively managed exchange-traded fund incorporated in the USA. The Fund invests com Local Debt Fun in local debt denominated in the currencies of Asia ex-Japan countries.

Geo Focus-Equity 1-212-293-2000

Market Vectors Egypt Index ETF is an exchange traded fund incorporated in the USA. The Fund's objective is to replicate as Market Vectors www.vaneck.com closely as possible, before fees and expenses, the price and yield performance of the Market Vectors Egypt Index (the "Egypt Egypt Index ETF Index")

UNITED STATES

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

Sector FundTechnology

1-415-670-2000

iShares North www.ishares.com American Tech ET

iShares North American Tech ETF is an exchanged-traded fund incorporated in the USA. The ETF's objective is to achieve investment results that correspond to the performance of the S&P North American Technology Sector Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Environmentally Friendly

1-630-765-8000

First Trust www.ftportfolios.c NASDAQ Clean om Edge

First Trust NASDAQ Clean Edge Green Energy Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield of the NASDAQ Clean Edge U.S. Liquid Series Index, UNITED STATES which tracks cl

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

First Trust Advisors LP

United States

Lisle

Undefined Equity

1-415-670-2000

www.ishares.com

iShares Global Industrials ETF

iShares S&P Global Industrials ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the S&P Global Industrials Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Asset Backed Securities

1-866-787-2257

www.spdrs.com

SPDR Barclays SPDR Barclays Mortgage Backed Bond ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to Mortgage Backed provide investment results that correspond generally to the total return performance of the Barclays U.S. MBS Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Ernst & Young

State Street Bank SSGA Funds KAREN and Trust Co Management TSANG

SSGA Funds SSGA Funds Management Management

United States

Boston

Commodity

1-212-918-4954

www.etfsecurities ETFS Gold Trust is an exchange traded fund incorporated in the USA. The trust issues ETFS Physical Swiss Gold Shares to .com/us/welcome ETFS Gold Trust track the performance of the gold bullion spot price, less the expenses of the Trust's operations. The shares are backed by the .asp physica

UNITED STATES

US

JE

Bank of New York Mellon/The

ETF JPMorgan Chase Securities & Co USA LLC

ETF Securities USA LLC

United States

San Francisco

Geo Focus-Debt

Undefined Equity

1-866-499-8473

www.vanguard.co Vanguard m Materials ETF

UNITED STATES

Vanguard Materials ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the MSCI US Investable Market Materials Index. The Fund invests all of its assets in the stocks that make up the Index, holding UNITED STATES each sto

US

US

US

US

Bank of New York First Trust Mellon Corp/The Advisors LP

Vanguard Group Inc/The

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

Vanguard MICHAEL D Group Inc/The EYRE

Undefined Equity

1-212-293-2000

www.vaneck.com

UNITED STATES

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

Corp/Pref-Inv Grade

1-630-765-8000

First Trust Preferred Securities and Income Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is www.ftportfolios.c First Trust to provide income and total return. The Fund will invest at least 80% of its net assets in preferred securities and incomeUNITED STATES om Preferred Securiti produci

US

US

Brown Brothers Harriman & Co

Deloitte & Touche LLP

ProShares www.proshares.c UltraPro Short om 20+ Y

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

Government/Agenc 1-240-497-6400 y-LT

Corp/Pref-High Yield

1-888-949-3837

www.guggenhei mfunds.com

Market Vectors Retail ETF

Guggenheim BulletShares 2013 H

Market Vectors Retail ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the U.S. Listed Retail 25 Index.

ProShares UltraPro Short 20+ Year Treasury is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to three times (300&) the inverse (opposite) of the daily performance of the Barclays Capital U.S. 20+ UNITED STATES Year Tr Guggenheim BulletShares 2013 High Yield Corporate Bond ETF is an exchange-traded fund in the USA. The Fund seeks investment results that correspond, before the Fund's fees and expenses, to the BulletShares USD High Yield Corporate Bond UNITED STATES 2013 Index.

US

US

Brown Brothers Harriman & Co

HAO-HUNG LIAO "PETER"

First Trust Advisors LP

ETF Securities USA LLC

2010

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

12/21/11

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

First Trust Advisors LP

First Trust Advisors LP

United States

Wheaton

United States

Bethesda

First Trust Advisors LP

Guggenheim Funds Guggenheim Bank of New York SAROJ Investment Advisors Ernst & Young Funds Mellon KANURI LLC Investment Ad

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

2/18/10

3/27/12

ProShare ProShare Advisors LLC Advisors LLC

1/17/12

Guggenheim Guggenheim Funds Funds Investment Investment Advisors LLC Advisors LLC


Company Telephone Number

Financial Services 1-415-670-2000

Company's Web Security's Name Address

www.ishares.com

iShares U.S. Insurance ETF

Precious Metals

1-212-644-6622

www.globalxfund Global X Gold s.com Explorers ETF

Growth&IncomeLarge Cap

1-888-949-3837

www.guggenhei mfunds.com

Guggenheim S&P Global Dividend

Fund's Description

Country

iShares U.S. Insurance ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the Dow Jones US Select Insurance Index.

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

Global X Gold Explorers ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of UNITED STATES the Solactive Global Gold Explorers Index.

US

Guggenheim Global Dividend Opportunities Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the S&P Global Dividend Opportunities Index, which is comprised of 100 stocks, MLPs and A

US

UNITED STATES

US

Fund's Administrator

State Street Bank and Trust Co

Fund's Auditor

Fund's Custodian

Fund's Manager

Global X Management Co LLC

International Equity 1-800-983-0903

BLDRS Emerging Markets 50 ADR Index Fund is an investment trust incorporated in the USA. The Fund seeks results that www.powershare BLDRS Emerging correspond to the price and yield performance of The Bank of New York Emerging Markets 50 ADR Index, which is a s.com Markets 50 ADR capitalization-weighted i

UNITED STATES

US

BM

Bank of New York Mellon

Undefined Equity

1-877-ETRACS5

ETRACS Alerian MLP Index ETN is an exchange-traded note issued in the USA. The ETN will provide investors with a cash www.ubs.com/e- ETRACS Alerian payment at the scheduled maturity or early redemption based on the performance of the Alerian MLP Index and may pay a tracs MLP Index ETN quarterly coupon du

UNITED STATES

US

CH

UBS Securities LLC

Undefined Equity

1-415-670-2000

www.ishares.com

iShares Global iShares Global Consumer Staples ETF is an exchange-traded fund incorporated in the USA. The Fund seeks results that Consumer Staple correspond generally to the price and yield performance of the S&P Global Consumer Staples Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Undefined Equity

1-212-293-2000

www.vaneck.com

Market Vectors Steel Index Fun

Market Vectors Steel Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that UNITED STATES correspond to the price and yield of the Amex Steel Index.

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

1-212-918-4954

www.etfsecurities ETFS Platinum .com/us/welcome Trust .asp

ETFS Platinum Trust is an exchange-traded fund incorporated in the USA. The Fund's objective is to reflect the performance of the price of platinum bullion, less the expenses of the Trust's operations. The Shares are designed for investors who want a UNITED STATES cost

Commodity

Growth&IncomeLarge Cap

1-800-983-0903

PowerShares www.powershare S&P 500 High s.com Divid

Undefined Equity

1-415-670-2000

Region Fnd-Asian Pacific

1-866-787-2257

Emerging MarketEquity

1-888-949-3837

Internet & Telecom 1-866-499-8473

Undefined Equity

Country FundRussia

1-800-983-0903

1-877-437-9363

HAO-HUNG LIAO "PETER"

JE

US

BM

Bank of New York Mellon/The

www.ishares.com

iShares Global iShares Global Consumer Discretionary ETF is an exchange-traded fund incorporated in the USA. The Fund seeks results that UNITED STATES Consumer Discre correspond generally to the price and yield performance of the S&P Global Consumer Discretionary Index.

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

www.spdrs.com

SPDR S&P Emerging Asia Pacific

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

UNITED STATES

JOHN A TUCKER

UNITED STATES

US

US

Guggenheim Funds Guggenheim Bank of New York SAROJ Investment Advisors Ernst & Young Funds Mellon KANURI LLC Investment Ad

Vanguard Vanguard Telecommunication Services ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the www.vanguard.co Telecommunicati performance of the MSCI Investable Market Telecommunication Services Index. This Index consists of large, medium-size and UNITED STATES m on Ser small US co

US

US

Vanguard Group Inc/The

www.guggenhei mfunds.com

Guggenheim Frontier Markets ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield performance of the Bank of New York Mellon New Frontier DR Index.

PowerShares PowerShares Dynamic Building & Construction is an exchange-traded fund incorporated in the USA. The Fund seeks www.powershare Dynamic Building investment results that correspond to the price and yield of the Dynamic Building & Construction Intellidex Index, which s.com & evaluates companies ba www.direxionshar Direxion Daily es.com Russia Bear 3x

Direxion Daily Russia Bear 3x Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 300% of the inverse (opposite) of the performance of the Market Vectors Russia Index.

UNITED STATES

UNITED STATES

US

US

BM

US

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

Vanguard RYAN E Group Inc/The LUDT

United States

Stamford

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

ETF Securities USA LLC

ETF Securities USA LLC

United States

San Francisco

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

BlackRock BlackRock Fund Fund Advisors Advisors

United States

Wheaton

San Francisco

3/19/07

SSgA Funds Management Inc

1/17/12

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Lisle

2005

Vanguard Vanguard Group Group Inc/The Inc/The

Valley Forge

SSgA Funds United States Management Inc

United States

Boston

BlackRock BlackRock Fund Fund Advisors Advisors

San Francisco

US

US

State Street Bank and Trust Co

Global Equity

1-866-787-2257

www.spdrs.com

SPDR SSgA Multi-Asset Real Ret

SPDR SSgA Multi-Asset Real Return ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to achieve real return consisting of capital appreciation and current income.

UNITED STATES

US

US

State Street Bank and Trust Co

SSgA Funds Ernst & Young State Street Bank Management LLP and Trust Co Inc

Global X Management Co LLC/ETF

Ernst & Young

Pricewaterhou State Street Bank BlackRock seCoopers MARK BUELL and Trust Co Fund Advisors LLP

Global X www.globalxfund SuperIncome s.com Preferred

Global X SuperIncome Preferred ETF an exchange-traded fund incorporated in the USA. The Underlying Index tracks the performance of the highest yielding preferred securities in the United States, as determined by Standard & Poor's The Underlying Index is c

UNITED STATES

US

Government/Agenc 1-415-670-2000 y

iShares U.S. www.ishares.com Treasury Bond ETF

iShares U.S. Treasury Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Barclays Capital U.S. Treasury Bond UNITED STATES Index.

US

US

State Street Bank and Trust Co

International Equity 1-415-670-2000

www.ishares.com

iShares Core iShares Core MSCI Total International Stock ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track UNITED STATES MSCI Total Intern the MSCI ACWI ex USA Investable Market Index.

US

US

State Street Bank and Trust Co

Government/Agenc 1-415-670-2000 y

iShares www.ishares.com International Treasury

US

US

State Street Bank and Trust Co

US

Guggenheim Funds Guggenheim Ernst & Young Bank of New York SAROJ Investment Advisors Funds LLP Mellon/The KANURI LLC Investment Ad Charles Pricewaterhou State Street Bank Schwab seCoopers and Trust Co Investment LLP Mana

MATTHEW HASTINGS

KAREN Q. WONG

Brown Brothers Harriman & Co

Global X Management Co LLC

ROB GUILIANO

Corporate/Preferre 1-212-644-6622 d

State Street Bank BlackRock GREG and Trust Co Fund Advisors SAVAGE

04/12

Govt/Agency-Inter 1-800-435-4000 Term

Schwab Intermediate-Term U.S. Treasury ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the investment results of the Barclays U.S. 3-10 Year Treasury Bond Index.

UNITED STATES

US

US

International Equity 1-212-896-1249

WisdomTree www.wisdomtree. International com Small

WisdomTree International SmallCap Dividend Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the WisdomTree International SmallCap Dividend Index. The Fund invests in small-cap

UNITED STATES

US

US

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

Region Fnd-Asian Pacific

1-415-670-2000

www.ishares.com

iShares S&P Asia ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the S&P Asia 50 Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Currency

1-301-296-5100

www.rydexfunds. CurrencyShares com/etf Swiss Franc Tru

CurrencyShares Swiss Franc Trust is an exchange-traded fund incorporated in the USA. The Fund's objective is to reflect the price in USD of the Swiss Franc.

UNITED STATES

US

US

State Street Bank and Trust Co

Rydex Investments

MICHAEL P BYRUM

Invesco PowerShares United States Capital Management LLC

Wheaton

United States

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

Global X Management Co LLC

Global X Management Co LLC

United States

New York

United States

San Francisco

BlackRock BlackRock Fund Fund Advisors Advisors

10/22/12

Pricewaterhou State Street Bank BlackRock seCoopers MARK BUELL and Trust Co Fund Advisors LLP

Charles Schwab Investment Management Inc

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

5/25/11

BRUNO DEL AMA

Schwab www.schwabetfs. Intermediatecom Term U.S.

iShares Asia 50 ETF

UBS UBS Securities Securities LLC LLC

New York

UNITED STATES

US

Rockville

US Bancorp Fund Services LLC

iShares Global Tech ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the S&P Global Information Technology Sector Index.

www.guggenhei mfunds.com

Lisle

PowerShares PowerShares Capital Capital United States Management Management LLC LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

iShares Global Tech ETF

1-888-949-3837

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

www.ishares.com

Growth & Income

10/18/12

San Francisco

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

1-415-670-2000

Guggenheim Guggenheim Raymond James SB-1 Equity ETF is an exchange-traded Fund incorporated in the USA. The Fund's objective is Raymond James to track the performance of the Raymond James SB-1 Equity Index, which tracks all equity securities rated Strong Buy by UNITED STATES SB-1 Raymond James & As

United States

Global X Management Co LLC

Bank of New York Mellon/The

Sector FundTechnology

UNITED STATES

BlackRock BlackRock Fund Fund Advisors Advisors

Manager's City Name

Invesco PowerShares Capital Management LLC

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

iShares International Treasury Bond ETF is an exchange traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P/Citigroup International Treasur

10/16/07

ETF Securities USA LLC

UNITED STATES

SPDR S&P Emerging Asia Pacific ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate the performance of the S&P Asia Pacific Emerging BMI Index, which includes companies in an emerging market in the Asia Pacific Emer

1/17/12

PowerShares Bank of New York Capital Mellon Management

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Guggenheim Frontier Markets ET

PowerShares S&P 500 High Dividend Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that generally correspond (before fees and expenses) to the price and yield of the S&P 500速 Low Volatility High Dividend Inde

US

Ernst & Young

Manager's Country

Global X Management Co LLC

BRUNO DEL AMA

Guggenheim Funds Guggenheim Bank of New York SAROJ Investment Advisors Ernst & Young Funds Mellon KANURI LLC Investment Ad

Fund's Management Company

Fund's Manager Start Date

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

US

Fund's Investment Advisor

BlackRock BlackRock Fund Fund Advisors Advisors

BlackRock BlackRock Fund Fund Advisors Advisors

1/17/12

6/20/06

Guggenheim Funds Investment Advisors LLC Charles Schwab Investment Management Inc WisdomTree Asset Management Inc

Guggenheim Funds Investment United States Advisors LLC

Lisle

Charles Schwab Investment United States Management Inc

San Francisco

WisdomTree Asset United States Management Inc

New York

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Rydex Investments

United States

Rockville

Rydex Investments


Company Telephone Number

Company's Web Security's Name Address

Fund's Description

Country

Growth & Income1-240-497-6400 Mid Cap

www.proshares.c ProShares Short ProShares Short MidCap400 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that om MidCap 400 correspond to the inverse (opposite) of the daily performance of the S&P MidCap 400 Index.

Sector Fund-Real Estate

1-800-983-0903

PowerShares www.powershare KBW Premium s.com Yield

Corp/Pref-High Yield

1-888-949-3837

www.guggenhei mfunds.com

Growth&IncomeLarge Cap

1-415-670-2000

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

PowerShares KBW Premium Yield Equity REIT Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond (before fees and expenses) generally to the price and yield of the index called the KBW UNITED STATES Premium Yield

US

BM

Bank of New York Mellon/The

Guggenheim BulletShares 2017 H

Guggenheim BulletShares 2017 High Yield Corporate Bond ETF is an exchange-traded fund in the USA. The Fund seeks investment results that correspond, before the Fund's fees and expenses, to the BulletShares USD High Yield Corporate Bond UNITED STATES 2017 Index.

US

US

Guggenheim Funds Guggenheim Bank of New York Investment Advisors Ernst & Young Funds Mellon LLC Investment Ad

www.ishares.com

iShares Dow Jones U.S. ETF

iShares Dow Jones U.S. ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks investment results that correspond to the performance of the Dow Jones U.S. Total Market Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Corporate/Preferre 1-212-293-2000 d

www.vaneck.com

Market Vectors Preferred Secur

Market Vectors Preferred Securities ex Financials ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the Wells Fargo速 Hybrid and Preferr

UNITED STATES

US

US

Van Eck Associates Corp

Ernst & Young

Growth & Income

1-212-528-7990

www.etnplus.com

The Barclays ETN+ S&P VEQTOR ETN is an exchange-traded note issued in the USA. The Note will provide investors with a Barclays ETN+ cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the S&P 500 UNITED STATES ETNs Linked to t Dynamic VEQTOR T

US

GB

Investors Bank & Trust Co

Pricewaterhou Investors Bank & Barclays seCoopers Trust Co Capital Inc LLP

Region FundAfrican

1-212-293-2000

www.vaneck.com

Market Vectors Africa Index ET

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

1-877-369-4617

PowerShares DB US Dollar Index Bearish Fund is an exchange-traded fund incorporated in the USA. The Fund is designed to www.dbfunds.db. PowerShares DB replicate being short the US Dollar against the following currencies: Euro, Japanese Yen, British Pound, Canadian Dollar, UNITED STATES com US Dollar Index Swedish Krona

Corp/Pref-High Yield

855-498-1580

Highland/iBoxx Senior Loan ETF is an exchange-traded fund incorporated in the USA. The Fund's investment objective is to www.highlandfun Highland/iBoxx provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the ds.com Senior Loan ETF Markit iBoxx

Balanced

1-415-670-2000

www.ishares.com

Currency

iShares Growth Allocation ETF

Market Vectors Africa Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that UNITED STATES correspond to the price and yield performance of the Market Vectors GDP Africa Index.

US

Van Eck Bank of New York Associates Mellon/The Corp

HAO-HUNG LIAO "PETER"

ProShare ProShare Advisors LLC Advisors LLC Invesco PowerShares Capital Management LLC Guggenheim Funds Investment Advisors LLC

06/12

7/14/08

DB MARTIN Bank of New York Commodity KREMENSTE Mellon/The Services LLC IN

DE

Bank of New York Mellon/The

Pricewaterhou State Street Bank Pyxis Capital seCoopers and Trust Co LP LLP

Bethesda

Wheaton

Guggenheim Funds Investment Advisors LLC

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

DB DB Commodity Commodity Services LLC Services LLC

United States

New York

Pyxis Capital LP

Pyxis Capital LP

United States

Dallas

United States

San Francisco

US

US

iShares Growth Allocation ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance of the S&P Target Risk Growth Index. The ETF invests approximately UNITED STATES 70% of its a

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

iShares www.ishares.com International Preferre

iShares International Preferred Stock ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the S&P International Preferred Stock Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Municipal

1-888-400-4383

PIMCO Build www.pimcoetfs.c America Bond om Excha

Pimco Build America Bond Exchange-Traded Fund is an actively managed exchangetraded fund incorporated in the USA. The UNITED STATES Fund seeks to track the performance of the Barclays Capital Build America Bond Index.

US

DE

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

Growth & Income

1-800-983-0903

PowerShares www.powershare FTSE RAFI US s.com 1500

PowerShares FTSE RAFI US 1500 Small-Mid Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield of the FTSE Research Affiliates Fundamentals US 1500 Small-Mid Index,

UNITED STATES

US

BM

Bank of New York Mellon/The

Precious Metals

1-212-644-6622

The Global X Copper Miners ETF is an exchange-traded fund incorporated in the USA. The seeks to provide investment www.globalxfund Global X Copper results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global Copper UNITED STATES s.com Miners ETF Miners Index

US

Commodity

ETRACS CMCI Total Return ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash www.ubs.com/e- ETRACS CMCI 1-877-ETRACS5 payment at the scheduled maturity or early redemption based on the performance of the underlying index, the UBS Bloomberg UNITED STATES tracs Total Return ETN CMCI Index.

US

CH

JOSEPH P 07/11 DEANE "JOE"

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

Global X Management Co LLC

UBS Securities LLC

UBS Securities LLC

11/12

BRUNO DEL AMA

12/09

4/20/10

Pacific Investment Management Co LLC Invesco PowerShares Capital Management LLC

Pacific Investment Management Co LLC Invesco PowerShares United States Capital Management LLC

Wheaton

Global X Management Co LLC

Global X Management Co LLC

United States

New York

UBS UBS Securities Securities LLC LLC Invesco PowerShares Capital Management LLC Pacific Investment Management Co LLC

United States

Stamford

Invesco PowerShares United States Capital Management LLC

Wheaton

Pacific Investment Management Co LLC

United States

Newport Beach

United States

San Francisco

PowerShares Aerospace & Defense Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the SPADE(TM) Defense Index, which tracks stocks of companies involved in UNITED STATES the develop

US

BM

Bank of New York Mellon/The

Government/Agenc 1-888-400-4383 y-LT

PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund is an exchange-traded fund incorporated in the www.pimcoetfs.c PIMCO 25+ Year USA. The Fund's objective is provide total return that closely corresponds to the total return of the BofA Merrill Lynch Long US UNITED STATES om Zero Coupon U.S Treasury Prin

US

DE

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

Emerging MarketEquity

1-855-353-9383

FlexShares www.flexshares.c Morningstar om Emergin

UNITED STATES

US

US

JPMorgan Chase Bank NA

Deloitte & Touche LLP

Emerging MarketEquity

1-415-670-2000

www.ishares.com

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Global X Management Co LLC

Global X Management Co LLC

Undefined Equity

Sector FundTechnology

1-800-983-0903

1-800-983-0903

FlexShares Morningstar Emerging Markets Factor Tilt Index Fund is an exchanged-traded fund incorporated in the USA. The Fund seeks to track the performance of the Morningstar Emerging Markets Factor Tilt Index.

iShares Emerging iShares Emerging Markets Infrastructure ETF is an exchange-traded fund incorporated in the USA. The Fund seeks Markets Infra investment results that correspond to the price and yield performance of the S&P Emerging Markets Infrastructure Index.

PowerShares www.powershare S&P SmallCap s.com Infor

PowerShares S&P SmallCap Information Technology Portfolio is an exchange traded fund incorporated in the USA. The Fund's objective is to seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of th

UNITED STATES

US

Geo Focus-Equity 1-212-644-6622

www.globalxfund Global X Norway Global X Norway 30 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the UNITED STATES s.com 30 ETF FTSE Norway 30 Index.

US

Government/Agenc 1-415-670-2000 y-LT

www.ishares.com

iShares 10-20 iShares 10-20 Year Treasury Bond ETF is an exchange-traded fund incorporated inthe USA. The ETF seeks to track the Year Treasury Bo investment results of an index composed of U.S. Treasury bonds with remaining maturities between ten and twenty years.

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

10/15/09

Northern Trust JPMorgan Chase Investments Bank NA Inc

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

US

VINEER BHANSALI

12/09

Global X Management Co LLC

Northern Trust Northern Trust Investments Investments Inc Inc

BRUNO DEL AMA

12/09

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers MARK BUELL and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

Sector Fund-Asset 1-877-437-9363 Alloc

www.direxionshar Direxion Daily Direxion Daily Technology Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund seeks investment es.com Technology Bear results of 300% of the inverse (opposite) of the performance of the Technology Select Sector Index.

UNITED STATES

US

Sector FundEnergy

1-212-644-6622

www.globalxfund Global X MLP s.com ETF

Global X MLP ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Solactive MLP Composite Index.

UNITED STATES

US

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

Country FundJapan

1-240-497-6400

ProShares www.proshares.c UltraShort MSCI om Japa

UltraShort MSCI Japan ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks investment results before fees and expenses, that correspond to twice (200%) the inverse (opposite) of the daily performance of the MSCI Japan Index.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

WisdomTree Asset Management Inc

Sector Fund-Real Estate

1-212-896-1249

WisdomTree www.wisdomtree. Global ex-US com Real E

WisdomTree Global ex-US Real Estate Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the UNITED STATES price and yield of the WisdomTree Global ex-US Real Estate Index.

US

US

US

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Global X Management Co LLC

Manager's City Name

United States

UNITED STATES

ETHAN POWELL

Manager's Country

Invesco PowerShares United States Capital Management LLC

SEI Investments Global Funds Services

Corporate/Preferre 1-415-670-2000 d

PowerShares www.powershare Aerospace & s.com Defens

HAO-HUNG LIAO "PETER"

Fund's Management Company

Fund's Manager Start Date

BRUNO DEL AMA

KAREN Q. WONG

Global X Management Co LLC

United States

Wheaton

San Francisco

New York

Global X Management Co LLC

United States

Bethesda

WisdomTree Asset United States Management Inc

New York


Company Telephone Number

Company's Web Security's Name Address

International Equity 1-855-353-9383

FlexShares www.flexshares.c Morningstar om Develop

International Equity 1-212-896-1249

Govt/Agency-Inter 1-240-497-6400 Term

Fund's Description

Country

FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund is an exchanged-traded fund incorporated in the USA. The Fund seeks to track the performance of the Morningstar Developed Markets ex-US Factor Tilt Index.

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Management Company

Fund's Manager Start Date

Northern Trust JPMorgan Chase Investments Bank NA Inc

Manager's Country

Manager's City Name

Northern Trust Northern Trust Investments Investments Inc Inc

UNITED STATES

US

US

JPMorgan Chase Bank NA

Deloitte & Touche LLP

www.wisdomtree. WisdomTree WisdomTree International Dividend ex-Financials Fund is an exchange-traded fund incorporated in the USA. The Fund seeks com International Divid investment results that correspond to the performance of the WisdomTree International Dividend ex-Financials Index.

UNITED STATES

US

US

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

ProShares Short 7-10 Year Treasury is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment www.proshares.c ProShares Short results, before fees and expenses, that correspond to the inverse (opposite) of the daily performance of the Barclays Capital 7om 7-10 Treasury 10 Year

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

WisdomTree Asset Management Inc

KAREN Q. WONG

WisdomTree Asset United States Management Inc

ProShare ProShare Advisors LLC Advisors LLC

New York

Bethesda

Guggenheim Guggenheim Funds Funds Investment Investment Advisors LLC Advisors LLC

www.guggenhei mfunds.com

Guggenheim BulletShares 2019 C

Guggenheim BulletShares 2019 Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the performance, before the Fund's fees and expenses of an investment grade corporate bond

UNITED STATES

US

US

Guggenheim Funds Guggenheim Bank of New York SAROJ Investment Advisors Ernst & Young Funds Mellon KANURI LLC Investment Ad

Government/Agenc 1-415-670-2000 y

www.ishares.com

iShares Agency Bond ETF

iShares Agency Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment results of an index composed of agency securities that are publicly issued by U.S. government agencies, and corporate and non-U.S. UNITED STATES debt guara

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers MARK BUELL and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Govt/Corp Intermediate

1-415-670-2000

iSharesBond www.ishares.com 2018 Corporate ex-

iSharesBond 2018 Corporate ex-Financials Term ETF is an exchange-traded fund incorporated in the USA. The ETF seeks results that correspond to the price and yield performance of the Barclays 2018 Maturity High Quality Corporate Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Balanced

1-415-670-2000

iShares iShares Morningstar Multi-Asset Income Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to www.ishares.com Morningstar Multitrack the performance of the Morningstar Multi-Asset High Income Index. Asse

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Undefined Equity

1-240-497-6400

ProShares www.proshares.c UltraShort Basic om Mat

UltraShort Basic Materials ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Basic Materials Index.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Growth-Large Cap 1-800-983-0903

PowerShares www.powershare Dynamic Large s.com Cap

Powershares Dynamic Large Cap Growth Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dynamic Large Cap Growth Intellidex Index, which seeks to provide capital a

UNITED STATES

US

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

Health & Biotechnology

1-240-497-6400

www.proshares.c ProShares Ultra om Nasdaq Biotech

ProShares Ultra Nasdaq Biotechnology is an an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to twice (200%) the return of the Nasdaq Biotechnology Index.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

ProShare ProShare Advisors LLC Advisors LLC

Country FundRussia

1-866-787-2257

www.spdrs.com

SPDR S&P Russia ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that, before fees and expenses, correspond generally to the Russia Capped BMI Index.

UNITED STATES

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

SSgA Funds Management Inc

Charles Schwab Investment Management Inc

Charles Pricewaterhou State Street Bank Schwab seCoopers and Trust Co Investment LLP Mana

AGNES HONG

Bank of New York Mellon Corp/The

WisdomTree Bank of New York Asset Ernst & Young Mellon Corp/The Management In

KAREN Q. WONG

Corp/Pref-High Yield

1-888-949-3837

International Equity 1-800-435-4000

Growth & Income1-212-896-1249 Mid Cap

SPDR S&P Russia ETF

Schwab www.schwabetfs. International com Small-Cap

Schwab International Small-Cap Equity ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to track as closely as possible, before fees and expenses, the total return of the FTSE Developed Small Cap ex-US Liquid Index.

UNITED STATES

WisdomTree WisdomTree MidCap Earnings Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the price www.wisdomtree. MidCap Earnings and yield performance of the WisdomTree MidCap Earnings Index, which tracks earnings-generating companies within the mid- UNITED STATES com Fun capitalization s

Sector Fund-Utility 1-800-983-0903

PowerShares www.powershare Global Water s.com Portf

Muni-California

1-866-787-2257

www.spdrs.com

Growth & Income

1-630-765-8000

www.ftportfolios.c First Trust US om IPO Index Fund

Sector Fund-Real Estate

1-888-949-3837

www.guggenhei mfunds.com

PowerShares Global Water Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Nasdaq OMX US Global Water Index, a modified equal-weighted index that tracks UNITED STATES global com

US

US

BM

US

US

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

UNITED STATES

US

US

State Street Bank and Trust Co

Ernst & Young

State Street Bank SSGA Funds TIM RYAN and Trust Co Management

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

Guggenheim Guggenheim China Real Estate ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results China Real Estate UNITED STATES that correspond to the price and yield of the AlphaShares China Real Estate Index. E

US

US

Guggenheim Funds Guggenheim Bank of New York SAROJ Investment Advisors Ernst & Young Funds Mellon KANURI LLC Investment Ad

Government/Agenc 1-877-369-4617 y

PowerShares DB 3x Inverse Japanese Government Bond Futures Exchange Traded Notes is an exchange-traded note issued www.DBXUS.co PowerShares DB in the USA by Deutsche Bank AG. The Notes will offer investors three times leveraged exposure to the monthly performance of UNITED STATES m 3x Inverse Japa the short JGB fu

US

DE

Deutsche Bank AG

Undefined Equity

1-630-765-8000

www.ftportfolios.c First Trust ISE om Cloud Computin

First Trust ISE Cloud Computing Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the ISE Cloud Computing Index.

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Country FundCanada

1-630-765-8000

First Trust www.ftportfolios.c Canada om AlphaDEX Fu

First Trust Canada AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the Defined Canada Index.

UNITED STATES

US

US

Brown Brothers Harriman & Co

Deloitte & Touche LLP

Emerging MarketEquity

1-415-670-2000

www.ishares.com

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

Undefined Equity

1-415-670-2000

iShares MSCI www.ishares.com Emerging Markets

UNITED STATES

US

US

State Street Bank and Trust Co

First Trust US IPO Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield of an equity index called the U.S. IPOX-100 Index.

iShares Emerging Markets Dividend ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the iShares Emerging investment results that correspond generally to the price and yield performance, before fees and expenses, of the Dow Jones Markets Divid Emerging Mark The iShares MSCI Emerging Markets Energy Capped ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI Emerging Markets E

12/09

JOHN A TUCKER

US

SPDR Nuveen SPDR Nuveen Barclays California Municipal Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks Barclays Californi investment results that correspond to the price and yield of the Barclays Managed Money Municipal California Index.

3/28/12

Charles Schwab Investment Management Inc WisdomTree Asset Management Inc Invesco PowerShares Capital Management LLC

United States

Bethesda

SSgA Funds United States Management Inc

Boston

Charles Schwab Investment United States Management Inc

San Francisco

WisdomTree Asset United States Management Inc

New York

Invesco PowerShares United States Capital Management LLC

Wheaton

SSGA Funds SSGA Funds Management Management

United States

Boston

First Trust Advisors LP

United States

Lisle

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Lisle

Deutsche Bank AG

Deutsche Bank AG

United States

New York

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

Brown Brothers Harriman & Co

First Trust Advisors LP

First Trust Advisors LP

Deutsche Bank AG

First Trust Advisors LP

State Street Bank BlackRock and Trust Co Funds/USA

10/15/07

1/17/12

First Trust Advisors LP

BlackRock BlackRock Fund Fund Advisors Advisors

GREG SAVAGE

BlackRock Funds/USA

BlackRock Funds/USA Invesco PowerShares United States Capital Management LLC

PowerShares KBW Regional Banking Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that generally correspond (before fees and expenses) to the price and yield of the KBW Regional Banking Index (the "Underlying

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Invesco PowerShares Capital Management LLC

iShares Russell Top 200 Growth

iShares Russell Top 200 Growth ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the Russell Top 200 Growth Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

www.ishares.com

iShares Global Materials ETF

iShares Global Materials ETF is an exchange-traded fund incorporated in the USA. The Fund seeks results that correspond generally to the price and yield performance of the S&P Global Materials Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

www.ishares.com

iShares Global Timber & Forest

iShares Global Timber & Forestry ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield performance of the S&P Global Timber & Forestry Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Financial Services 1-800-983-0903

PowerShares www.powershare KBW Regional s.com Banki

Growth-Large Cap 1-415-670-2000

www.ishares.com

Undefined Equity

1-415-670-2000

Undefined Equity

1-415-670-2000

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Wheaton


Company Telephone Number

Company's Web Security's Name Address

Country

SPDR Barclays Intermediate Term Treasury ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond generally to the price and yield performance of the Barclays Intermediate U.S. UNITED STATES Treasury

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

www.spdrs.com

Geo Focus-Debt

1-212-896-1249

WisdomTree www.wisdomtree. Australia & New com Zea

UNITED STATES

US

Undefined Equity

1-212-644-6622

Global X www.globalxfund Global X Fertilizers/Potash ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance Fertilizers/Potash UNITED STATES s.com of the Solactive Global Fertilizers/Potash Index. ET

US

Health & Biotechnology

1-800-983-0903

Powershares www.powershare Dynamic s.com Biotechnol

PowerShares Dynamic Biotechnology & Genome Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dynamic Biotechnology & Genome Intellidex Index, a fundamentally-weig

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Growth&IncomeLarge Cap

1-866-499-8473

www.vanguard.co Vanguard Mega m Cap ETF

Vanguard Mega Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the CRSP U.S. Mega Cap Index.

UNITED STATES

US

US

Vanguard Group Inc/The

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

www.guggenhei mfunds.com

Blue Chip

1-240-497-6400

Sector Fund-Real Estate

Guggenheim S&P Global Water In

WisdomTree Australia & New Zealand Local Debt Fund is an actively managed exchange-traded fund incorporated in the USA. The Fund seeks a high level of total returns consisting of both income and capital appreciation. The Fund attempts to achieve its inve

US

Guggenheim S&P Global Water ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results UNITED STATES that correspond generally to the performance of the S&P Global Water Index.

US

www.proshares.c ProShares RAFI om Long/Short

ProShares RAFI Long/Short is an exchange-traded fund incorporated in the USA. The Fund seeks investment results, before fees and expenses, that track the performance of the RAFI US Equity Long/Short Index.

UNITED STATES

US

1-415-670-2000

iShares www.ishares.com International Develope

iShares International Property ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment performance that corresponds with the price and yield of the S&P Developed Ex-US Property Index.

UNITED STATES

US

1-800-920-0259

United States Brent Oil Fund LP is an exchange traded fund incorporated in the USA. The Fund's objective is to have changes www.unitedstates United States in percentage terms of its unit's net asset value reflect the changes of the price of Brent Crude Oil, as measured by changes in UNITED STATES oilfund.com Brent Oil Fund L pe

US

Government/Corpo 1-415-670-2000 rate

iShares iShares Governement/Credit Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the www.ishares.com Government/Cred investment results of an index composed of U.S. dollar-denominated government, government-related and investment-grade it Bond U.S. corporate bonds.

UNITED STATES

US

Undefined Equity

First Trust www.ftportfolios.c First Trust NASDAQ Global Auto Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment NASDAQ Global UNITED STATES om results that correspond to the NASDAQ OMX Global Auto Index. Auto

US

Commodity

Growth&IncomeLarge Cap

1-630-765-8000

1-212-896-1249

www.wisdomtree. WisdomTree com DEFA Fund

WisdomTree DEFA Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the WisdomTree DEFA Index. The Fund invests in companies in developed markets outside UNITED STATES the US that pay regular

Guggenheim International Multi-Asset Income Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks Guggenheim investment results that correspond to the Zacks International Multi-Asset Income Index, which is comprised of 150 stocks UNITED STATES International Multi selected from

US

US

US

State Street Bank and Trust Co

Ernst & Young

Bank of New York Mellon Corp/The

WisdomTree Bank of New York Asset Ernst & Young Mellon Corp/The Management In

Fund's Manager

Govt/Agency-Inter 1-866-787-2257 Term

Sector Fund-Utility 1-888-949-3837

SPDR Barclays Intermediate Ter

Fund's Description

State Street Bank SSGA Funds MIKE and Trust Co Management BRUNELL

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

US

US

Global X Management Co LLC

Global X Management Co LLC

Global X Management Co LLC

12/01/09

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

2007

Vanguard Vanguard Group Group Inc/The Inc/The

1/17/12

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

12/02/10

ProShare ProShare Advisors LLC Advisors LLC

Vanguard RYAN E Group Inc/The LUDT

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP United States Commodities RAY ALLEN Fund

First Trust Advisors LP

First Trust Advisors LP

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

WisdomTree Asset Management Inc

WisdomTree Asset United States Management Inc

US

Guggenheim Funds Guggenheim Bank of New York Investment Advisors Ernst & Young Funds Mellon LLC Investment Ad

US

US

State Street Bank and Trust Co

Bank of New York Mellon

Tait Weller & Baker LLP

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

UNITED STATES

US

GB

SPDR Barclays Long Term Corporate Bond ETF is an exchange-traded fund incorporated in the USA, The Fund's objective is to provide investment results that correspond generally to the total return performance of the Barclays Long U.S. Corporate UNITED STATES Index.

US

US

State Street Bank and Trust Co

First Trust Dow Jones STOXX Select Dividend 30 Index Fund is an exchange-traded fund incorporated in the USA. The Fund UNITED STATES seeks to track the performance of the Dow Jones STOXX Select Dividend 30 Index.

US

US

Bank of New York Mellon Corp/The

PowerShares www.powershare Dynamic Oil & s.com Gas

PowerShares Dynamic Oil & Gas Services Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dynamic Oil Services Intellidex Index, which evaluates companies based on

Closed-end Funds 1-212-528-7990

www.etnplus.com

Barclays ETN+ Select MLP ETNs is an exchange-traded note incorporated in the USA. The Note will provide investors with a Barclays ETN+ cash payment at the scheduled maturity or early redemption based on the performance of the underlying index Atlantic Trust Select MLP ETNs Select MLP

Govt/Corp Long Term

1-866-787-2257

www.spdrs.com

SPDR Barclays Long Term Corpor

Growth & Income

1-630-765-8000

First Trust www.ftportfolios.c STOXX om European Sel

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP Advisorshares Bank of New York CHARLES Investments Mellon BIDERMAN LLC

Lisle

BlackRock BlackRock Fund Fund Advisors Advisors

San Francisco

United States

Advisorshares Advisorshares Investments Investments LLC LLC Invesco PowerShares United States Capital Management LLC

Wheaton

Bank of New York Barclays Mellon Capital Inc

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Ernst & Young

State Street Bank SSGA Funds PATRICK 02/12 and Trust Co Management BRESNEHAN

SSGA Funds SSGA Funds Management Management

United States

Boston

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

Pacific Investment Management Co LLC

Pacific Investment Management Co LLC

United States

Newport Beach

www.pimcoetfs.c PIMCO 15+ Year PIMCO 15+ Year US TIPS Index Exchange-Traded Fund is an exchanged-traded fund incorporated in the USA. The Fund's om U.S. TIPS Index objective is provide total return that closely corresponds to the total return of its index.

UNITED STATES

US

DE

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

Aggressive Growth 1-855-353-9383

FlexShares www.flexshares.c Quality Dividend om In

UNITED STATES

US

US

JPMorgan Chase Bank NA

Closed-end Funds 1-240-497-6400

ProShares Short Real Estate is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results www.proshares.c ProShares Short that correspond to the inverse (opposite) of the daily performance of the Dow Jones United States Real Estate Industry Group om Real Estate Index.

UNITED STATES

US

Health & Biotechnology

1-415-670-2000

iShares US iShares U.S. Pharmaceuticals ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results www.ishares.com Pharmaceuticals that correspond to the price and yield of the Dow Jones US Select Pharmaceuticals Index. ETF

Growth-Mid Cap

1-888-949-3837

www.guggenhei mfunds.com

12/09

VINEER BHANSALI

Northern Trust JPMorgan Chase Investments Bank NA Inc

Northern Trust Northern Trust Investments Investments Inc Inc

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Guggenheim Guggenheim S&P Midcap 400 Pure Growth ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is S&P Midcap 400 UNITED STATES to replicate as closely as possible, before expenses, the performance of the S&P Midcap 400/Citigroup Pure Growth Index. Pure

US

US

State Street Bank and Trust Co

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

Security Security Investors United States Investors LLC LLC

Rockville

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

State Street Bank and Trust Co

Ernst & Young

SSGA Funds SSGA Funds Management Management

United States

Valley Forge

Financial Services 1-240-497-6400

www.proshares.c ProShares Short Short Financials ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that om Financials correspond to the inverse (opposite) of the daily performance of the underlying index.

Municipal

www.spdrs.com

1-866-787-2257

New York

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Invesco PowerShares Capital Management LLC

Government/Agenc 1-888-400-4383 y-LT

FlexShares Quality Dividend Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Northern Trust Quality Dividend Index.

San Francisco

Deloitte & Touche LLP

US

1-800-983-0903

United States

Bank of New York Mellon Corp/The

US

Sector FundEnergy

Alameda

US

UNITED STATES

www.advisorshar TrimTabs Float es.com Shrink ETF

United States

BlackRock BlackRock Fund Fund Advisors Advisors

US

Lisle

San Francisco

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

KAREN Q. WONG

Valley Forge

United States

State Street Bank and Trust Co

US

Wheaton

United States United States Commodities Commodities Fund LLC Fund LLC

US

Bank of New York First Trust Mellon Corp/The Advisors LP

New York

BlackRock BlackRock Fund Fund Advisors Advisors

EisnerAmper LLP

iShares US Consumer Services ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks investment results that correspond to the performance of the Dow Jones U.S. Consumer Cyclical Sector Index.

1-877-843-3831

United States

Brown Brothers Harriman & Co

iShares U.S. www.ishares.com Consumer Services

Growth & Income

Valley Forge

BRUNO DEL AMA

Undefined Equity

TrimTabs Float Shrink ETF is an actively managed exchange-traded fund incorporated in the USA. The Fund seeks to generate long-term returns by investing in stocks with liquidity and fundamental characteristics that are historically associated with superio

United States

ZANDRA ZELAYA

www.guggenhei mfunds.com

UNITED STATES

SSGA Funds SSGA Funds Management Management

Manager's City Name

WisdomTree Asset United States Management Inc

International Equity 1-888-949-3837

1-415-670-2000

5/23/07

Manager's Country

WisdomTree Asset Management Inc

Guggenheim Funds Guggenheim Ernst & Young Bank of New York SAROJ Investment Advisors Funds LLP Mellon/The KANURI LLC Investment Ad

Brown Brothers Harriman & Co

Fund's Management Company

Fund's Manager Start Date

SPDR Nuveen Barclays Build Ame

SPDR Nuveen Barclays Build America Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Barclays Build Amer

UNITED STATES

US

UNITED STATES

US

US

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

State Street Bank SSGA Funds DANIEL J and Trust Co Management CLOSE

2010


Company Telephone Number

Company's Web Security's Name Address

Fund's Description

Country

International Equity 1-212-896-1249

WisdomTree www.wisdomtree. International com Large

Commodity

United States Gasoline Fund LP is an exchange traded fund incorporated in the USA. The Fund's objective is to have changes www.unitedstates United States in percentage terms of its unit's net asset value reflect the changes of the price of Unleaded Gasoline delivered to New York UNITED STATES gasolinefund.com Gasoline Fund LP Harbor

US

www.direxionshar Direxion Daily Mid Direxion Daily Mid Cap Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund seeks daily results of es.com Cap Bear 3x 300% of the inverse (opposite) of the performance of the S&P Mid Cap 400 Index.

US

1-800-920-0259

Growth & Income1-877-437-9363 Mid Cap

WisdomTree International LargeCap Dividend Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the WisdomTree International LargeCap Dividend Index. The Fund invests in large-cap

Ultimate Country of Country of Incorporation Incorporation of Parent Company

UNITED STATES

UNITED STATES

US

US

US

Fund's Administrator

Bank of New York Mellon Corp/The

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In Brown Brothers Harriman & Co

Fund's Manager

Fund's Management Company

Fund's Manager Start Date WisdomTree Asset Management Inc

KAREN Q. WONG

United States Commodities JOHN LOVE Fund

Manager's Country

WisdomTree Asset United States Management Inc

United States United States Commodities Commodities Fund LLC Fund LLC

Manager's City Name

New York

Brown Brothers Harriman & Co

EisnerAmper LLP

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

WisdomTree Asset Management Inc

New York

United States

Alameda

Aggressive Growth 1-212-896-1249

WisdomTree www.wisdomtree. Total Dividend com Fund

WisdomTree Total Dividend Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the Wisdom Tree Dividend Index. The Fund invests in U.S. companies that pay regular cash dividends o

UNITED STATES

US

US

Bank of New York Mellon Corp/The

WisdomTree Bank of New York Asset Ernst & Young Mellon Corp/The Management In

Geo Focus-Equity 1-415-670-2000

iShares MSCI www.ishares.com Ireland Capped ET

iShares MSCI Ireland Capped ETF is an exchange-traded fund incorporated in the USA. The ETF seeks performance results that correspondto the performance of the MSCI Ireland Investable Market 25/50 Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Country FundChina

www.proshares.c ProShares Ultra om FTSE China 25

ProShares Ultra FTSE China 25 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the FTSE/Xinhua China 25 Index. The Fund invests in equity UNITED STATES securities that s

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

SPDR Barclays Short Term International Treasury Bond ETF is an exchange-traded fund incorporated in the USA. The Fund's SPDR Barclays objective is to provide investment results that correspond generally to the price and yield performance of the Barclays 1-3 Year UNITED STATES Short Term Inter Global

US

State Street Bank and Trust Co

Ernst & Young

State Street Bank SSGA Funds MIKE and Trust Co Management BRUNELL

SSGA Funds SSGA Funds Management Management

United States

Boston

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Deloitte & Touche LLP

First Trust Advisors LP

First Trust Advisors LP

Investors Bank & Barclays Trust Co/Boston Capital Inc MA

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Fidelity JPMorgan Chase Management Bank & Research

Fidelity Management & Research Co

Fidelity Management & Research Co

United States

Boston

1-240-497-6400

Govt/Agency-Short 1-866-787-2257 Term

www.spdrs.com

Growth & Income1-240-497-6400 Mid Cap

ProShares www.proshares.c UltraPro om MidCap400

ProShares UltraPro MidCap400 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which UNITED STATES correspond to three times (300%) the daily performance of the S&P 400 MidCap Index.

US

Asian Pacific Ex Japan

1-630-765-8000

www.ftportfolios.c First Trust Asia om Pacific ex-Ja

First Trust Asia Pacific ex-Japan AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the Defined Asia Pacific ex-Japan Index.

UNITED STATES

US

US

Brown Brothers Harriman & Co

Commodity

1-212-528-7990

iPath Dow Jones-UBS Livestock Total Return Sub-Index ETN is an exchange-traded note issued in the USA. The Notes will www.ipathetn.co iPath Dow Jonesprovide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the m UBS Livestock underlying index, the

UNITED STATES

US

GB

Barclays Capital Inc

Growth&IncomeLarge Cap

1-800-544-6666

www.fidelity.com

Fidelity NASDAQ Fidelity NASDAQ Composite Index Tracking Stock ETF is an exchange traded fund incorporated in the USA. The Fund seeks UNITED STATES Composite Inde to provide investment returns that closely correspond to the price and yield performance of the NASDAQ Composite Index.

US

US

US

Fidelity Management Deloitte & & Research Co Touche LLP

Brown Brothers Harriman & Co

KAREN Q. WONG

First Trust Advisors LP

BOBE SIMON

WisdomTree Asset United States Management Inc

Govt/Agency-Inter 1-866-499-8473 Term

Vanguard www.vanguard.co Intermediatem Term Gov

Vanguard Intermediate-Term Government Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Barclays US 3-10 Year Government Float Adjusted Bond Index.

UNITED STATES

US

US

Vanguard Group Inc/The

Pricewaterhou JOSHUA C Bank of New York Vanguard seCoopers BARRICKMA 2013 Mellon Group Inc/The LLP N "JOSH"

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

Balanced

1-415-670-2000

iShares www.ishares.com Aggressive Allocation

iShares Aggressive Allocation ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance of the S&P Target Risk Aggressive Index. The Fund invests approximately 92

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Emerging MarketDebt

1-415-670-2000

www.ishares.com

iShares Emerging iShares Emerging Markets High Yield Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track UNITED STATES Markets High the performance of the Morningstar Emerging Markets High Yield Bond Index.

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GABRIEL seCoopers and Trust Co Fund Advisors SHIPLEY LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Growth & Income

1-212-644-6622

Global www.globalxfund SuperDividend s.com US ETF

Global X Management Co LLC

United States

New York

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

United States United States Commodities Commodities Fund LLC Fund LLC

United States

Alameda

First Trust Advisors LP

United States

Lisle

The Global X SuperDividend U.S. ETF seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the INDXX SuperDividend U.S. Low Volatility Index.

UNITED STATES

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

US

Global X Management Co LLC

Global X Management Co LLC

BRUNO DEL AMA

iShares MSCI USA ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the performance of the MSCI USA Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

iShares U.S. Aerospace & Defense ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the Dow Jones US Select Aerospace & Defense Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock CHRISTOPH seCoopers and Trust Co Fund Advisors ER BLISS LLP

United States 12 Month Oil Fund LP is an exchange traded fund incorporated in the USA. The Fund's objective is to have www.unitedstates United States 12 changes in percentage terms of its unit's net asset value reflect changes of the price of WTI Crude Oil delivered to Cushing, oilfund.com Month Oil Fun Oklahoma,

UNITED STATES

US

Brown Brothers Harriman & Co

EisnerAmper LLP

Brown Brothers Harriman & Co

Growth-Large Cap 1-630-765-8000

www.ftportfolios.c First Trust Large First Trust Large Cap Growth Opportunities AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund om Cap Growth A seeks investment results that correspond to the Defined Large Cap Growth Opportunities.

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

International Debt

1-415-670-2000

iShares www.ishares.com International Inflatio

iShares International Inflation-Linked Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the performance of the BofA Merrill Lynch Global ex-US Diversified Inflation-Linked Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GABRIEL seCoopers and Trust Co Fund Advisors SHIPLEY LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Sector FundTechnology

1-415-670-2000

iShares North www.ishares.com American TechMu

iShares North American Tech-Multimedia Networking ETF is an exchange-traded fund incorporated in the USA. The ETF's objective seeks investment results that correspond to the performance of the S&P North American Technology-Multimedia Networking Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock CHRISTOPH seCoopers and Trust Co Fund Advisors ER BLISS LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Financial Services 1-630-765-8000

First Trust www.ftportfolios.c NASDAQ ABA om Communi

First Trust NASDAQ ABA Community Bank Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks UNITED STATES investment results that correspond generally to the price and yield of the ABA Community Bank Index.

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

Sector Fund-Real Estate

1-630-765-8000

www.ftportfolios.c First Trust FTSE First Trust EPRA/NAREIT Global Real Estate Index Fund is an exchange-traded fund incorporated in the USA. The Fund om EPRA/NAREIT D seeks to track the performance of the FTSE EPRA/NAREIT Global Real Estate Index.

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

Growth&IncomeSmall Cap

1-877-738-8870

www.revenueshar RevenueShares esetfs.com Small Cap ETF

RevenueShares Small Cap Fund is an exchange-traded fund incorporated in the USA. RevenueShares Small Cap Fund seeks to track the performance of the RevenueShares Small Cap Index, which is comprised of the same constituent securities as the UNITED STATES S&P Smallcap 60

US

US

Bank of New York Mellon/The

BBD LLP

VTL Bank of New York Associates Mellon/The LLC

VTL Associates LLC

VTL Associates LLC

United States

Philadelphia

Growth&IncomeLarge Cap

1-415-670-2000

iShares MSCI The iShares MSCI USA Momentum Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track www.ishares.com USA Momentum the performance of an index that measures the performance of U.S. large- and mid-capitalization stocks exhibiting relatively UNITED STATES Fact higher moment

US

US

iShares/USA

iShares/USA

Undefined Equity

1-415-670-2000

iShares MSCI www.ishares.com Global Metals & M

US

US

Growth&IncomeLarge Cap

1-415-670-2000

www.ishares.com

iShares MSCI USA ETF

Undefined Equity

1-415-670-2000

iShares U.S. www.ishares.com Aerospace & Defen

Commodity

1-800-920-0259

iShares MSCI Global Select Metals & Mining Producers ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI ACWI Select M

UNITED STATES

United States Commodities RAY ALLEN Fund

VINCENT THOMAS LOWRY "VINCE"

iShares/USA

State Street Bank and Trust Co

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

2/22/08

First Trust Advisors LP

BlackRock BlackRock Fund Fund Advisors Advisors


Company Telephone Number

Company's Web Security's Name Address

Guggenheim S&P 500 Equal Weigh

Fund's Description

Country

Financial Services 1-888-949-3837

www.guggenhei mfunds.com

Environmentally Friendly

1-800-983-0903

Powershares www.powershare Global Clean s.com Energ

PowerShares Global Clean Energy Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks to track the investment performance of the WilderHill New Energy Global Innovation Index, a modified equal-weighted index.

UNITED STATES

US

Emerging MarketDebt

1-212-896-1249

WisdomTree www.wisdomtree. Emerging com Markets Co

WisdomTree Emerging Markets Corporate Bond Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to provide a high level of total return consisting of both income and capital appreciation through investments in the debt of UNITED STATES emerging marke

First Trust Senior Loan ETF is an exchange-traded fund incorporated in the USA. The Fund's primary investment objective is www.ftportfolios.c First Trust Senior to provide high current income. The Fund's secondary investment objective is the preservation of capital. Under normal market UNITED STATES om Loan ETF condi

Corporate/Preferre 1-630-765-8000 d

Guggenheim S&P Equal Weight Financial ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to UNITED STATES replicate the performance of the S&P Equal Weight Financial Index.

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

State Street Bank and Trust Co

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

US

US

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

MATTHEW C 3/08/12 DUDA

US

US

Bank of New York Mellon/The

Deloitte & Touche LLP

WILLIAM A HOUSEY JR

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

US

US

Bank of New York First Trust Mellon/The Advisors LP

Fund's Management Company

Fund's Manager Start Date

Manager's Country

Security Security Investors United States Investors LLC LLC

12/01/09

4/26/13

Invesco PowerShares Capital Management LLC WisdomTree Asset Management Inc

Invesco PowerShares United States Capital Management LLC

Manager's City Name

Rockville

Wheaton

WisdomTree Asset Management Inc

First Trust Advisors LP

First Trust Advisors LP

United States

Wheaton

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Morgan Stanley

United States

New York

Commodity

1-212-528-7990

iPath Dow Jones-UBS Grains Total Return Sub-Index ETN is an exchange-traded note incorporated in the USA. The Notes will www.ipathetn.co iPath Dow Jonesprovide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the UNITED STATES m UBS Grains Sub underlying index,

US

GB

Investors Bank & Trust Co/Boston MA

Sector FundEnergy

1-855-227-2994

The Morgan Stanley Cushing MLP High Income Index ETN is an exchange-traded note issued by Morgan Stanley. The Notes www.morganstan Morgan Stanley will provide investors with a cash payment at the scheduled maturity or early repurchase and variable coupon payments each ley.com/etns Cushing MLP Hig quarter, in each

UNITED STATES

US

US

Morgan Stanley

Morgan Stanley

Morgan Stanley

Sector FundEnergy

1-877-ETRACS5

ETRACS Natural Gas Futures Contango ETN is an exchange-traded note issued in the USA. The Note will provide investors www.ubs.com/e- ETRACS Natural with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the ISE UNITED STATES tracs Gas Futures Con Natural Gas F

US

CH

UBS Securities LLC

UBS Securities LLC

UBS UBS Securities Securities LLC LLC

Country FundBrazil

1-415-670-2000

www.ishares.com

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Value

1-630-765-8000

www.ftportfolios.c First Trust Multi om Cap Value Al

First Trust Multi Cap Value AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment UNITED STATES results that correspond to the Defined Multi Cap Value Index.

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

Commodity

1-877-369-4617

PowerShares DB Agriculture Double Long ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The www.DBXUS.co PowerShares DB Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the double the m Agriculture Dou performance of its und

UNITED STATES

US

DE

Deutsche Bank AG

Deutsche Bank AG

Deutsche Bank AG

United States

New York

Blue Chip

1-240-497-6400

ProShares Large Cap Core Plus is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results www.proshares.c ProShares Large that correspond to the Credit Suisse 130/30 Index, whose constituents are chosen from the largest 500 US market cap equities UNITED STATES om Cap Core Plus and thei

US

United States

Bethesda

Region FundEuropean

1-866-787-2257

www.spdrs.com

Growth & Income

1-855-353-9383

FlexShares www.flexshares.c Morningstar US om Mark

Sector Fund-Real Estate

1-415-670-2000

www.ishares.com

1-212-896-1249

WisdomTree WisdomTree Europe SmallCap Dividend Fund is an exchange-traded fund incorporated in the USA. The Fund seeks www.wisdomtree. Europe SmallCap investment results that correspond to the performance of the WisdomTree Europe SmallCap Dividend Index. The Fund invests UNITED STATES com Div in small-capitalization co

US

Sector Fund-Real Estate

1-888-934-0777

IQ US Real IQ US Real Estate Small Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the www.indexiq.com Estate Small Cap performance of the IQ US Real Estate Small Cap Index. ET

UNITED STATES

Country FundBrazil

1-888-800-4347

www.egshares.co EGShares Brazil EGShares Brazil Infrastructure Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment m Infrastructure results that correspond to the price and yield performance of the INDXX Brazil Infrastructure Index.

UNITED STATES

Region FundEuropean

Corp/Pref-High Yield

1-888-949-3837

www.guggenhei mfunds.com

iShares MSCI iShares MSCI Brazil Small-Cap ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the Brazil Small-Cap performance of the MSCI Brazil Small Cap Index Fund.

SPDR STOXX Europe 50 ETF

iShares Real Estate 50 ETF

Guggenheim BulletShares 2020 C

Bank of New York First Trust Mellon Corp/The Advisors LP

Deutsche Bank AG

MARTIN KREMENSTE IN

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

12/08

ProShare ProShare Advisors LLC Advisors LLC

10/15/02

SSgA Funds Management Inc

SPDR STOXX Europe 50 Fund is an exchange -traded fund which represents a passive management strategy designed to track the performance of the STOXX Europe 50 Index. The STOXX Europe 50 Index represents the performance of the 50 largest companies, across a

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

FlexShares Morningstar US Market Factor Tilt Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Morningstar US Market Factor Tilt Index.

UNITED STATES

US

US

JPMorgan Chase Bank NA

Deloitte & Touche LLP

iShares Real Estate 50 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the FTSE NAREIT Real Estate 50 Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

US

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

WisdomTree Asset Management Inc

US

US

Bank of New York Mellon/The

Ernst & Young

Bank of New York IndexIQ JULIE S Mellon/The Advisors LLC ABBETT

IndexIQ IndexIQ Advisors Advisors LLC LLC

US

US

Bank of New York Mellon/The

BBD LLP

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU

Emerging Emerging Global Global United States Advisors LLC Advisors LLC

Guggenheim BulletShares 2020 Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the performance, before the Fund's fees and expenses of an investment grade corporate bond

UNITED STATES

US

US

JOHN A TUCKER

Northern Trust JPMorgan Chase Investments Bank NA Inc

SSgA Funds United States Management Inc

Northern Trust Northern Trust Investments Investments Inc Inc

KAREN Q. WONG

Guggenheim Funds Guggenheim Bank of New York SAROJ Investment Advisors Ernst & Young Funds Mellon KANURI LLC Investment Ad VINCENT THOMAS LOWRY "VINCE"

United States

WisdomTree Asset United States Management Inc

VTL Associates LLC

VTL Associates LLC

United States

Philadelphia

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

United States

Valley Forge

RevenueShares Large Cap Fund is an exchange-traded fund incorporated in the USA. RevenueShares Large Cap Fund seeks to track the performance of the RevenueShares Large Cap Index, which is comprised of the same constituent securities as the UNITED STATES S&P 500 but wei

US

US

Bank of New York Mellon/The

BBD LLP

VTL Bank of New York Associates Mellon/The LLC

Sector FundTechnology

1-630-765-8000

First Trust www.ftportfolios.c NASDAQ-100 om Technol

First Trust NASDAQ-100-Technology Sector Index is an exchange-traded fund incorporated in the USA. The Fund's objective is investment results that correspond to the price and yield of the NASDAQ-100 Technology Index. The Fund invests in the technology and

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors

Emerging MarketDebt

1-866-499-8473

Vanguard www.vanguard.co Emerging m Markets Gove

Vanguard Emerging Markets Government Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the Barclays USD Emerging Markets Government RIC Capped Ind

UNITED STATES

US

US

Vanguard Group Inc/The

Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC Vanguard Vanguard Group Group Inc/The Inc/The

UNITED STATES

US

US

New York

2/22/08

www.revenueshar RevenueShares esetfs.com Large Cap ETF

Direxion Daily Latin America 3x Bull is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the performance of the S&P Latin America 40 Index.

New York

3/28/12

1-877-738-8870

www.direxionshar Direxion Daily es.com Latin America B

San Francisco

Guggenheim Guggenheim Funds Funds Investment Investment Advisors LLC Advisors LLC

Growth&IncomeLarge Cap

Region Fund-Latin 1-877-437-9363 Amer

Boston

Vanguard Group Inc/The

Vanguard Vanguard Group Group Inc/The Inc/The

New York

Value-Large Cap

1-866-499-8473

www.vanguard.co Vanguard Russell Vanguard Russell 1000 Value is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance m 1000 Value of the Russell 1000 Value Index.

UNITED STATES

US

US

Vanguard Group Inc/The

Pricewaterhou Bank of New York Vanguard seCoopers Mellon Group Inc/The LLP

Muni-California

1-800-983-0903

PowerShares Insured California Municipal Bond Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks www.powershare PowerShares investment results that correspond to the price and yield of the Merrill Lynch California Insured Long-Term Core Plus Municipal UNITED STATES s.com Insured California Secu

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York seCoopers PowerShares PHILIP FANG 12/09 Mellon/The LLP Capital Ma

Invesco PowerShares Capital Management LLC

Growth & Income1-240-497-6400 Mid Cap

ProShares www.proshares.c UltraPro Short om MidCa

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Undefined Equity

www.alpsetfs.co m

ALPS Advisors Inc

United States

Denver

1-877-398-8461

ALPS Equal Sector Weight ETF

ProShares UltraPro Short Mid400 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which correspond to three times (300%) the inverse of the daily performance of the S&P 400 Mid Cap Index.

UNITED STATES

US

Alps Equal Sector Weight ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that replicate as closely as possible, before fees and expenses, the performance of the Banc of America Securities Merrill Lynch Equal Secto

UNITED STATES

US

US

ALPS Fund Services Deloitte & Inc Touche LLP

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Bank of New York ALPS Mellon/The Advisors Inc

Invesco PowerShares United States Capital Management LLC

ALPS Advisors Inc

Wheaton


Company Telephone Number

Undefined Equity

1-415-670-2000

Company's Web Security's Name Address

Fund's Description

Country

iShares US iShares U.S. Consumer Goods ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results www.ishares.com Consumer Goods that correspond to the performance of the Dow Jones U.S. Non-Cyclical Sector Index. The Fund will concentrate its UNITED STATES ETF investments in this s

US

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Manager Start Date

Fund's Management Company

Manager's Country

United States

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors SSgA Funds Management Inc

SSgA Funds United States Management Inc WisdomTree Asset Management Inc

San Francisco

www.spdrs.com

UNITED STATES

US

US

State Street Bank and Trust Co

Various Assets

1-212-896-1249

WisdomTree WisdomTree Managed Futures Strategy Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to achieve www.wisdomtree. Managed Futures positive total returns in rising or falling markets that are not directly correlated to broad market equity or fixed income returns. UNITED STATES com Str The

US

US

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

WisdomTree Asset Management Inc

Growth&IncomeLarge Cap

1-415-670-2000

iShares iShares Morningstar Large-Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results www.ishares.com Morningstar Large-that correspond to the price and yield performance of the Morningstar Large Core Index. The Index measures the performance UNITED STATES Cap of compani

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Growth & Income

1-630-765-8000

First Trust First Trust NASDAQ-100 Ex-Technology Sector Index Fund is an exchange-traded fund incorporated in the USA. The Fund www.ftportfolios.c NASDAQ-100 Ex- seeks investment results that correspond to the price and yield of the NASDAQ-100 Ex-Tech Sector Index, which tracks om Tech securities that are no

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

First Trust Advisors LP

United States

Lisle

Growth&IncomeLarge Cap

1-866-499-8473

www.vanguard.co Vanguard Russell Vanguard Russell 1000 is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the m 1000 Russell 1000 Index.

UNITED STATES

US

US

Vanguard Group Inc/The

Pricewaterhou Bank of New York Vanguard seCoopers Mellon Group Inc/The LLP

Region FundMiddle East

1-212-896-1249

WisdomTree www.wisdomtree. Middle East com Dividen

WisdomTree Middle East Dividend Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield performance of the WisdomTree Middle East Dividend Total Return Index.

UNITED STATES

US

US

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

1-800-983-0903

PowerShares www.powershare Dynamic s.com Industrial

PowerShares Dynamic Industrials Sector Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dynamic Industrials Sector Intellidex Index, which evaluates companies bas

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Balanced

1-415-670-2000

iShares www.ishares.com Conservative Allocatio

iShares Conservative Allocation ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance of the S&P Target Risk Conservative Index. The ETF invests approximately

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Municipal

1-888-400-4383

PIMCO Short www.pimcoetfs.c Term Municipal om Bon

Pimco Short Term Municipal Bond Exchange-Traded Fund is an actively managed exchange-traded fundincorporated in the USA. The Fund seeks tax-exempt income. The Fund invests at least 80% of its assets in a diversified portfolio of municipal bonds.

UNITED STATES

US

DE

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

1-800-983-0903

PowerShares www.powershare S&P SmallCap s.com Healt

PowerShares S&P SmallCap Health Care Portfolio is an exchange traded fund incorporated in the USA. The Fund's objective is to seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of the S&P Small

UNITED STATES

UNITED STATES

US

US

BM

BM

SSgA Funds State Street Bank Management and Trust Co Inc

Manager's City Name

Financial Services 1-866-787-2257

Health & Biotechnology

SPDR S&P Capital Markets ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate the performance of the S&P Capital Markets Select Industry Index. The Index itself is a float adjusted modified-market capitalization wei

US

Fund's Administrator

Bingham McCutchen LLP

Undefined Equity

SPDR S&P Capital Markets ETF

Ultimate Country of Country of Incorporation Incorporation of Parent Company

JOHN A TUCKER

11/15/05

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP

Boston

Vanguard Vanguard Group Group Inc/The Inc/The

KAREN Q. WONG

12/09

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

WisdomTree Asset United States Management Inc

New York

Invesco PowerShares United States Capital Management LLC

Wheaton

BlackRock BlackRock Fund Fund Advisors Advisors

JOSEPH P 07/11 DEANE "JOE"

Bank of New York Mellon/The

WisdomTree Asset Management Inc Invesco PowerShares Capital Management LLC

12/09

Pacific Investment Management Co LLC Invesco PowerShares Capital Management LLC WisdomTree Asset Management Inc

Pacific Investment Management Co LLC

United States

San Francisco

United States

Newport Beach

Invesco PowerShares United States Capital Management LLC

Wheaton

WisdomTree Asset United States Management Inc

New York

WisdomTree www.wisdomtree. DEFA Equity com Income

WisdomTree DEFA Equity Income Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the WisdomTree DEFA Equity Income Index. The Fund invests in the highest yielding stocks selecte

UNITED STATES

US

US

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

International Equity 1-855-353-9383

FlexShares www.flexshares.c International om Quali

FlexShares International Quality Dividend Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to UNITED STATES track the performance of the Northern Trust International Quality Dividend Index.

US

US

JPMorgan Chase Bank NA

Deloitte & Touche LLP

Region Fund-G8 Countries

Direxion Daily Developed Markets Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund seeks www.direxionshar Direxion Daily investment results of 300% of the inverse of the performance of the Developed Market Index. The Fund does not invest in es.com Developed Marke equity securities. T

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

Security Security Investors United States Investors LLC LLC

Rockville

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

Wheaton

Growth&IncomeLarge Cap

1-212-896-1249

1-877-437-9363

Internet & Telecom 1-800-983-0903

Value-Small Cap

1-888-949-3837

Govt/Agency-Inter 1-877-437-9363 Term

PowerShares www.powershare PowerShares NASDAQ Internet Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment NASDAQ Internet s.com results that correspond generally to the price and yield of the NASDAQ Internet Index. Po www.guggenhei mfunds.com

Guggenheim S&P Smallcap 600 Pu

www.direxionshar Direxion Daily 7es.com 10 Year Treas

US

BM

Bank of New York Mellon/The

Guggenheim S&P Smallcap 600 Pure Value ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is UNITED STATES to replicate as closely as possible, before expenses, the performance of the S&P Smallcap 600/Citigroup Pure Value Index.

US

US

State Street Bank and Trust Co

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

Direxion Daily 7-10 Year Treasury Bear 3X is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results of 300% of the inverse of the performance of the NYSE Current 7-10-Year U.S. Treasury Index. The Fund invests in Financia

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

UNITED STATES

12/09

4/15/09

United States

Chicago

UNITED STATES

US

BM

Bank of New York Mellon

Pricewaterhou Invesco Bank of New York seCoopers PowerShares Mellon LLP Capital Ma

Invesco PowerShares Capital Management LLC

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

PowerShares PowerShares Insured New York Municipal Bond Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks www.powershare Insured New York investment results that correspond to the price and yield of the Merrill Lynch New York Insured Long-Term Core Plus Municipal UNITED STATES s.com M Securiti

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York seCoopers PowerShares PHILIP FANG 12/09 Mellon/The LLP Capital Ma

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

www.ftportfolios.c First Trust ISE om Water Index Fu

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers JOEL SILVA and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

United States

New York

Corp/Pref-Inv Grade

1-415-670-2000

www.ishares.com

Muni-New York

1-800-983-0903

1-415-670-2000

Northern Trust Northern Trust Investments Investments Inc Inc

UNITED STATES

PowerShares www.powershare PowerShares S&P MidCap Low Volatility Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks S&P MidCap Low s.com investment results that correspond to the performance of the S&P MidCap 400 Low Volatility Index. Vol

Muni-California

Northern Trust JPMorgan Chase Investments Bank NA Inc

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Growth & Income1-800-983-0903 Mid Cap

Sector Fund-Utility 1-630-765-8000

UNITED STATES

THOMAS J DURANTE

www.ishares.com

iShares Aaa - A Rated Corporat

iShares Aaa - A Rated Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Barclays Capital U.S. Corporate A

First Trust ISE Water Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that UNITED STATES correspond to the ISE Water Index.

iShares California iShares California AMT-Free Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the AMT-Free Mu investment results of an index composed of investment-grade municipal bonds issued in the State of California.

UNITED STATES

US

US

Growth & Income1-240-497-6400 Mid Cap

ProShares www.proshares.c UltraShort om MidCap400

UltraShort MidCap400 ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the S&P MidCap 400 Index.

UNITED STATES

US

Growth & Income

1-855-RBS-ETPS

usmarkets.rbs.co RBS China m/etnUS Trendpilot ETN

RBS China Trendpilot ETN is an exchange-traded note issued in the USA. The ETN utilizes a systematic trend-following strategy to provide exposure to either the BNY Mellon China Select ADR Total Return Index or the yield on a hypothetical notional investme

UNITED STATES

US

GB

Royal Bank Of Scotland

Country FundIndonesia

1-212-293-2000

www.vaneck.com

Market Vectors Indonesia Small-Cap ETF seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of Market Vectors Indonesia Small-Cap Index.

UNITED STATES

US

US

Van Eck Associates Corp

Commodity

1-212-918-4954

www.etfsecurities ETFS Physical ETFS Physical Precious Metals Basket Trust is an exchange-traded fund incorporated in the USA. The Fund's objective is to .com/us/welcome UNITED STATES Precious Metal B reflect the performance of the price of gold, silver, platinum, and palladium bullion, less the expenses of the Trust's operations. .asp

US

JE

Bank of New York Mellon/The

Market Vectors Indonesia Small

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Bank of New York First Trust Mellon Corp/The Advisors LP

RBS ETNs/USA Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp ETF Securities USA LLC

HAO-HUNG LIAO "PETER"

03/12

Invesco PowerShares United States Capital Management LLC

RBS ETNs/USA

RBS ETNs/USA

Van Eck Associates Corp

Van Eck Associates Corp

ETF Securities USA LLC

ETF Securities USA LLC


Company Telephone Number

Closed-end Funds 1-240-497-6400

Company's Web Security's Name Address

www.proshares.c ProShares Ultra om Technology

Fund's Description

Country

Ultra Technology ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that UNITED STATES correspond to twice (200%) the daily performance of the Dow Jones U.S. Technology Index.

Commodity

ETRACS CMCI Food Total Return ETN is an exchange-traded note issued in the USA. The Note will provide investors with a www.ubs.com/e- ETRACS CMCI 1-877-ETRACS5 cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the UBS tracs Food Total Return Bloomberg CMCI Food

Undefined Equity

1-888-949-3837

www.guggenhei mfunds.com

Guggenheim Shipping ETF

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Administrator

JPMorgan Investor Services Co

US

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP UBS Securities LLC

UNITED STATES

US

CH

UBS Securities LLC

Guggenheim Shipping ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond generally to the performance (before the Fund's fees and expenses) of the Dow Jones Global Shipping UNITED STATES Index.

US

US

Guggenheim Funds Guggenheim Bank of New York SAROJ Investment Advisors Ernst & Young Funds Mellon KANURI LLC Investment Ad

Fund's Management Company

Fund's Manager Start Date

1/17/12

United States

Bethesda

UBS UBS Securities Securities LLC LLC

United States

Stamford

Guggenheim Funds Investment Advisors LLC Invesco PowerShares Capital Management LLC

Guggenheim Funds Investment United States Advisors LLC

Lisle

Invesco PowerShares United States Capital Management LLC

Wheaton

1-800-983-0903

Powershares PowerShares Zacks Micro Cap Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment www.powershare Zacks Micro Cap results that correspond to the price and yield of the Zacks Micro Cap Index. The Fund invests at least 80% of its total assets in UNITED STATES s.com Po common st

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Balanced

1-855-329-3837

www.DBXUS.co db X-trackers db X-trackers 2030 Target Date Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results UNITED STATES m 2030 Target Date that correspond to the Zacks 2030 Lifecycle Index.

US

DE

Bank of New York Mellon

Ernst & Young

Undefined Equity

1-877-ETRACS5

ETRACS Daily www.ubs.com/eLong-Short VIX tracs ET

US

CH

UBS Securities LLC

UBS Securities LLC

UBS UBS Securities Securities LLC LLC

Commodity

1-877-583-5624

VelocityShares Daily 3x Inverse Crude ETN is an exchange-traded note issued in the USA. The Note will provide investors www.velocityshar VelocityShares 3x with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, S&P es.com Inverse Crud GSCI速 Crude Oi

UNITED STATES

US

CH

Credit Suisse Securities LLC

VLS Securities LLC

Growth & Income

ETRACS Linked to the Wells Fargo Business Development Company Index ETN is an exchange-traded note issued in the www.ubs.com/e- ETRACS Linked 1-877-ETRACS5 USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the tracs to the Wells Far performance of the underly

UNITED STATES

US

CH

UBS Securities LLC

UNITED STATES

US

DE

Deutsche Bank AG

Government/Agenc 1-877-369-4617 y

Undefined Equity

1-800-983-0903

ETRACS Daily Long-Short VIX ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the S&P 500 Index UNITED STATES VIX Term-St

PowerShares DB Inverse Japanese Government Bond Futures Exchange Traded Notes is an exchange-traded note issued in www.DBXUS.co PowerShares DB the USA by Deutsche Bank AG. The Notes will offer investors exposure to the monthly performance of the short JGB future m Inverse Japanes index plus the month PowerShares www.powershare Dynamic Retail s.com Por

PowerShares Dynamic Retail Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dynamic Retail Intellidex Index, which thoroughly evaluates companies on a variety of

UNITED STATES

US

BM

US

Currency

1-240-497-6400

ProShares www.proshares.c UltraShort om Australia

ProShares UltraShort Australian Dollar is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to two times the inverse (-2x) the daily performance of the US Dollar price of UNITED STATES th

US

Undefined Equity

1-877-583-5624

www.velocityshar VelocityShares es.com Daily 2x VIX Me

VelocityShares Daily 2x VIX Medium Term ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on 2X the performance of the underlying index, the S&P 500 V

UNITED STATES

US

CH

Credit Suisse Securities LLC

Vanguard www.vanguard.co Extended m Duration Tre

Vanguard Extended Duration Treasury ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Barclays Capital Treasury STRIPS 20-30 Year Equal Par Bond Index.

UNITED STATES

US

US

Vanguard Group Inc/The

Global Equity

1-866-787-2257

www.spdrs.com

Global X Brazil Consumer ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that track the performance of the Solactive Brazil Consumer Index.

SPDR SSgA SPDR SSgA Global Allocation ETF is an exchanged-traded fund incorporated in the USA. The Fund seeks to provide capital Global Allocation appreciation. ET

UNITED STATES

Depository Trust Co/The Pricewaterhou Brown Brothers seCoopers Harriman & Co LLP

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

US

UBS Securities LLC

UBS UBS Securities Securities LLC LLC

United States

Samford

Deutsche Bank AG

Deutsche Bank AG

United States

New York

Invesco PowerShares United States Capital Management LLC

Wheaton

WisdomTree Asset United States Management Inc

New York

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank NA Advisors LLC RUBIN LLP

UNITED STATES

www.globalxfund Global X Brazil s.com Consumer ETF

Darien

JP Morgan Investor Services Co

WisdomTree Brazilian Real Fund is an actively managed exchange-traded fund incorporated in the USA. The Fund seeks to earn current income reflective of money market rates in Brazil available to foreign investors. The Fund also seeks to provide exposure ch

1-212-644-6622

United States

Bank of New York Mellon Corp/The

WisdomTree www.wisdomtree. Brazilian Real com Fund

Undefined Equity

VelocityShare VelocityShares s LLC LLC

WisdomTree Bank of New York Asset Ernst & Young Mellon Corp/The Management In

1-212-896-1249

Government/Agenc 1-866-499-8473 y-LT

New York

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

08/09

DBX Strategic DBX Strategic Advisors LLC Advisors LLC

United States

Bank of New York Mellon/The

Currency

US

Bank of New York DBX Strategic GLENN Mellon Advisors LLC DAVIS

Manager's City Name

ProShare ProShare Advisors LLC Advisors LLC

Growth&IncomeSmall Cap

12/09

Manager's Country

12/09

DAVID KWAN

7/17/12

UNITED STATES

US

US

State Street Bank and Trust Co

DE

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

ProShare ProShare Advisors LLC Advisors LLC

Bethesda

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

BRUNO DEL AMA

Global X Management Co LLC

Global X Management Co LLC

United States

New York

OLA FOLARIN

04/12

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

VINEER BHANSALI

6/01/09

Pacific Investment Management Co LLC

Pacific Investment Management Co LLC

United States

Newport Beach

VelocityShare VelocityShares s LLC LLC

Vanguard WILLIAM D Group Inc/The BAIRD

SSgA Funds Ernst & Young State Street Bank Management LLP and Trust Co Inc

Deutsche Bank AG

United States

VLS Securities LLC

Global X Management Co LLC

Invesco PowerShares Capital Management LLC WisdomTree Asset Management Inc

2013

Govt/Agency-Short 1-888-400-4383 Term

PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund is an exchanged-traded fund incorporated in the USA. The www.pimcoetfs.c PIMCO 1-3 Year Fund's objective is provide total return that closely corresponds to the total return of the Merrill Lynch 1-3 Year U.S. Treasury om U.S. Treasury I Index.

UNITED STATES

US

Sector FundTechnology

1-240-497-6400

ProShares www.proshares.c UltraShort om Semicondu

UltraShort Semiconductor ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Semiconductor Index.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Country FundJapan

1-240-497-6400

www.proshares.c ProShares Ultra om MSCI Japan

ProShares Ultra MSCI Japan is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the MSCI Japan Index. The Fund invests in equity securities and/or financial in

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Undefined Equity

1-877-583-5624

VelocityShares www.velocityshar VIX Medium es.com Term

VelocityShares VIX Medium Term ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the S&P 500 VIX Mid-Term

UNITED STATES

US

CH

Credit Suisse Securities LLC

Value-Large Cap

1-415-670-2000

iShares iShares Morningstar Large-Cap Value Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks www.ishares.com Morningstar Large-investment results that correspond to the price and yield performance of the Morningstar Large Value Index. The Index Cap measures the performan

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

1-212-896-1249

WisdomTree www.wisdomtree. Indian Rupee com Fund

Bank of New York Mellon Corp/The

WisdomTree Bank of New York Asset Ernst & Young Mellon Corp/The Management In

WisdomTree Asset Management Inc

Municipal

1-415-670-2000

iShares 2018 www.ishares.com AMT-Free Muni Ter

BlackRock BlackRock Fund Fund Advisors Advisors

Commodity

1-212-528-7990

Barclays Capital Inc

Undefined Equity

1-877-437-9363

Currency

Sector FundEnergy

1-888-949-3837

WisdomTree Dreyfus Indian Rupee Fund is an actively managed exchange-traded fund incorporated in the USA. The Fund seeks to earn current income reflective of money market rates in India available to foreign investors. The Fund also seeks to provide exposu

UNITED STATES

US

US

Depository Trust Co/The

VLS Securities LLC

VelocityShare VelocityShares s LLC LLC

DAVID KWAN

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

iPath Dow Jones-UBS Cotton Total Return Sub-IndexSM ETN is an exchange-traded note issued in the USA. The Notes will www.ipathetn.co iPath Dow Jonesprovide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the m UBS Cotton Sub underlying index, the

UNITED STATES

US

GB

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

www.direxionshar Direxion Daily es.com Healthcare Bull

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

www.guggenhei mfunds.com

iShares 2018 AMT-Free Muni Term ETF is an exchange-traded fund incorporated in the USA. The Fund seeks results that correspond generally to the price and yield performance of the S&P AMT-Free Municipal Series 2018 Index.

Direxion Daily Healthcare Bull 3x Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 300% of the price performance of the Health Care Select Sector Index.

Guggenheim Guggenheim Canadian Energy Income ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment Canadian Energy UNITED STATES results that correspond to the S&P/TSX Canadian High Income Energy Index. Inc

US

US

Guggenheim Funds Guggenheim Ernst & Young Bank of New York SAROJ Investment Advisors Funds LLP Mellon/The KANURI LLC Investment Ad

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

WisdomTree Asset United States Management Inc

Barclays Capital Inc

New York

San Francisco

United States

New York

6/15/11

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

1/17/12

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Lisle


Company Telephone Number

Company's Web Security's Name Address

www.ishares.com

Fund's Description

Country

iShares Russell 3000 Growth ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results iShares Russell that correspond to the performance of the Russell 3000 Growth Index. The Index measures the performance of the growth 3000 Growth ET sector of the U.S

Growth

1-415-670-2000

Commodity

ETRACS CMCI Gold Total Return ETN is an exchange-traded note issued in the USA. The Note will provide investors with a www.ubs.com/e- ETRACS CMCI 1-877-ETRACS5 cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the UBS tracs Gold Total Return Bloomberg CMCI Gold

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Administrator

UNITED STATES

US

US

State Street Bank and Trust Co

UNITED STATES

US

CH

UBS Securities LLC

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Management Company

Manager's Country

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

UBS UBS Securities Securities LLC LLC

Fund's Manager Start Date

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP UBS Securities LLC

Manager's City Name

United States

Stamford

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

First Trust Advisors LP

First Trust Advisors LP

First Trust Advisors LP

First Trust Advisors LP

Growth-Large Cap 1-800-983-0903

PowerShares www.powershare Fundamental s.com Pure L

PowerShares Fundamental Pure Large Growth Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond (before fees and expenses) generally to the price and yield of the RAFI速 Fundamental UNITED STATES Large Growth Ind

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Region FundEuropean

1-630-765-8000

First Trust www.ftportfolios.c Europe om AlphaDEX Fu

First Trust Europe AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the Defined Europe Index.

UNITED STATES

US

US

Brown Brothers Harriman & Co

Deloitte & Touche LLP

Brown Brothers Harriman & Co

First Trust Advisors LP

Govt/Corp High Yield

1-630-765-8000

www.ftportfolios.c First Trust High om Yield Long/Sh

First Trust High Yield Long/Short ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide current income and capital appreciation. Under normal market conditions, the Fund may invest in high yield and senior loan debt se

UNITED STATES

US

US

Brown Brothers Harriman & Co

Deloitte & Touche LLP

Brown Brothers Harriman & Co

First Trust Advisors LP

Municipal

1-415-670-2000

iShares 2016 www.ishares.com AMT-Free Muni Ter

iShares 2016 AMT-Free Muni Term ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the S&P AMT-Free Municipal Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers JOEL SILVA and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Invesco PowerShares Capital Management LLC

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

Van Eck Associates Corp

United States

New York

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Rockville

Sector FundEnergy

1-800-983-0903

Government/Agenc 1-240-497-6400 y-LT

PowerShares PowerShares Dynamic Energy Sector Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks www.powershare Dynamic Energy investment results that correspond to the price and yield of the Dynamic Energy Sector Intellidex, which evaluates companies s.com Sec based on a variety www.proshares.c ProShares Ultra om 20+ Year Treas

Market Vectors Poland ETF

ProShares Ultra 20+ Year Treasury is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Barclays Capital 20+ Year U.S. Treasury Bond Index.

UNITED STATES

UNITED STATES

Market Vectors Poland ETF is an exchange-traded fund incorporated in the USA. The Fund's investment objective is to UNITED STATES replicate as closely as possible, before fees and expenses, the price and yield performance of the Market Vectors Poland Index.

Geo Focus-Equity 1-212-293-2000

www.vaneck.com

Closed-end Funds 1-240-497-6400

www.proshares.c ProShares Ultra ProShares Ultra KBW Regional Banking is an exchange-traded fund incorporated in the USA. The Fund seeks investment om KBW Regional B results that correspond to twice (200%) the return of the KBW Regional Banking Index.

Growth&IncomeLarge Cap

1-888-949-3837

www.guggenhei mfunds.com

Value-Small Cap

US

BM

US

US

US

WILLIAM A HOUSEY JR

6/16/11

2/27/13

12/09

HAO-HUNG LIAO "PETER"

United States

Wheaton

United States

San Francisco

Invesco PowerShares United States Capital Management LLC

Van Eck Associates Corp

UNITED STATES

US

UNITED STATES

US

US

State Street Bank and Trust Co

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

Security Security Investors United States Investors LLC LLC

1-630-765-8000

www.ftportfolios.c First Trust Small First Trust Small Cap Value AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment UNITED STATES om Cap Value Al results that correspond to the Defined Small Cap Value Index.

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

First Trust Advisors LP

Growth-Large Cap 1-415-670-2000

iShares iShares Morningstar Large-Cap Growth ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment www.ishares.com Morningstar Large-results that correspond to the price and yield performance of the Morningstar Large Growth Index. The Index measures the UNITED STATES Cap performace of

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Country FundChina

1-877-437-9363

www.direxionshar Direxion Daily Direxion Daily China 3x Bear is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment es.com China 3X Bear S results, before fees and expenses, of 300% of the inverse of the performance of the BONY/Mellon China Select ADR Index.

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

Commodity

1-240-497-6400

ProShares www.proshares.c UltraShort DJom UBS Na

JP Morgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank NA Advisors LLC RUBIN LLP

Growth & Income

1-888-949-3837

www.guggenhei mfunds.com

Undefined Equity

405-778-8377

www.exchangetra Yorkville High dedconcepts.com Income Infrastr

Commodity

Precious Metals

1-212-528-7990

1-800-983-0903

Guggenheim Russell Top 50 Mega

Guggenheim Russell Top 50 Mega Cap ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible, before expenses, the performance of the Russell Top 50 Index. The Index consists of the common stocks o

ProShares UltraShort DJ-UBS Natural Gas is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that correspond to twice the inverse (-200%) the performance of the Dow Jones-UBS Natural Gas SubIndex.

UNITED STATES

US

Guggenheim Guggenheim Insider Sentiment ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results Insider Sentiment UNITED STATES that correspond to the performance of the Sabrient Insider Sentiment Index. E

US

The Yorkville High Income Infrastructure MLP ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Solactive High Infrastructure MLP Index.

iPath Dow Jones-UBS Cocoa Total Return Sub-IndexSM ETN is an exchange-traded note issued in the USA. The Notes will www.ipathetn.co iPath Dow Jonesprovide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the m UBS Cocoa Subi underlying index, the PowerShares www.powershare Global Gold and s.com Pr

PowerShares Global Gold and Precious Metals Portfolio is an exchange-traded fund incorporated in the USA. The Fund's objective is to track the NASDAQ OMX Gold and Precious Metals Index.

Government/Agenc 1-800-983-0903 y

www.powershare PowerShares 1- PowerShares 1-30 Laddered Treasury Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks s.com 30 Laddered Trea investment results that correspond to the price and yield of the Ryan/Mergent 1-30 Year Treasury Laddered Index.

Emerging MarketEquity

www.proshares.c ProShares Ultra om MSCI Emerging

Health & Biotechnology

1-240-497-6400

UNITED STATES

ProShares Ultra MSCI Emerging Markets is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results correspond to twice (200%) the daily performance of the MSCI Emerging Markets Index. The Fund invests in equity securities an

UNITED STATES

UNITED STATES

UNITED STATES

UNITED STATES

US

Growth & Income1-877-738-8870 Mid Cap

www.revenueshar RevenueShares esetfs.com Mid Cap ETF

RevenueShares Mid Cap Fund is an exchange-traded fund incorporated in the USA. RevenueShares Mid Cap Fund seeks to track the performance of the RevenueShares Mid Cap Index, which is comprised of the same constituent securities as the S&P UNITED STATES Midcap 400 but we

Environmentally Friendly

www.ishares.com

GB

BM

BM

US

Investors Bank & Trust Co/Boston MA

Bank of New York Mellon/The

Lisle

Yorkville ETF Yorkville ETF Advisors LLC Advisors LLC

United States

Oklahoma City

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Invesco PowerShares Capital Management LLC Invesco

Invesco PowerShares United States Capital Management LLC

Wheaton

Wheaton

12/09

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

VTL Bank of New York Associates Mellon/The LLC

VTL Associates LLC

United States

Philadelphia

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Global X Management Co LLC

Global X Management Co LLC

United States

New York

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

VINCENT THOMAS LOWRY "VINCE"

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

UNITED STATES

US

First Trust Dow Jones Select MicroCap Index Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is to seek investment results that correspond to the price and yield of The Dow Jones Select MicroCap Index. The Fund will UNITED STATES invest 80

US

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

US

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

JPMorgan Investor Services Co

UNITED STATES

www.ftportfolios.c First Trust Dow om Jones Select M

1/17/12

Pricewaterhou Invesco Bank of New York JEFF seCoopers PowerShares Mellon/The KERNAGIS LLP Capital Ma

BBD LLP

Growth&IncomeSmall Cap

New York

Bank of New York Mellon/The

Bank of New York Mellon/The

Global X Canada Preferred ETF is an exchange-traded fund incorporated in the USA. The fund seeks investment results that www.globalxfund Global X Canada correspond generally to the price and yield performance, before fees and expenses, of the Solactive Canada Preferred Stock s.com Preferred ETF Index.

San Francisco

Invesco PowerShares PowerShares Capital United States Capital Management Management LLC LLC

US

iShares Global iShares Global Clean Energy ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results Clean Energy ET that correspond to the price and yield performance of the S&P Global Clean Energy Index.

United States

ProShare ProShare Advisors LLC Advisors LLC

JPMorgan Chase Yorkville ETF DARREN Bank NA Advisors LLC SCHURINGA

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

First Trust Advisors LP

10/04/11

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

US

Corporate/Preferre 1-212-644-6622 d

1-630-765-8000

US

US

Ultra Health Care ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that UNITED STATES correspond to twice (200%) the daily performance of the Dow Jones U.S. Health Care Index.

1-415-670-2000

US

Guggenheim Funds Guggenheim Ernst & Young Bank of New York SAROJ Investment Advisors Funds LLP Mellon/The KANURI LLC Investment Ad SEI Investments Global Funds Services

US

UNITED STATES

www.proshares.c ProShares Ultra om Health Care

1-240-497-6400

US

Bank of New York First Trust Mellon Corp/The Advisors LP

Wheaton

Bank of New York Mellon Corp/The

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Deloitte & Touche LLP

Global X Management Co LLC

Bank of New York First Trust Mellon Corp/The Advisors LP

BRUNO DEL AMA

2/22/08

VTL Associates LLC


Company Telephone Number

Growth&IncomeSmall Cap

Company's Web Security's Name Address

Fund's Description

Country

www.spdrs.com

SPDR S&P 600 Small CapETF

Corporate/Preferre 1-866-787-2257 d

www.spdrs.com

SPDR BofA Merrill Lynch Crosso

Country FundJapan

1-415-670-2000

iShares MSCI iShares MSCI Japan Small-Cap ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results www.ishares.com Japan Small-Cap that correspond to the price and yield of the MSCI Japan Small Cap Index. E

Commodity

1-877-ETRACS5

www.ubs.com/e- ETRACS CMCI tracs Agriculture Total

1-866-787-2257

SPDR S&P 500 Growth ETF

SPDR S&P 600 Small Cap ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the performance of the S&P SmallCap 600 Index.

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

ETRACS CMCI Agriculture Total Return ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the UBS UNITED STATES Bloomberg CM

US

CH

UBS Securities LLC

SPDR S&P 500 Growth ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the performance of the S&P 500 Growth Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

SSgA Funds State Street Bank Management and Trust Co Inc

First Trust Latin America AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the Defined Latin America Index.

US

Brown Brothers Harriman & Co

Deloitte & Touche LLP

Brown Brothers Harriman & Co

US

Sector FundEnergy

1-212-644-6622

www.globalxfund Global X Lithium Global X Lithium ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond UNITED STATES s.com ETF to the price and yield performance of the Solactive Global Lithium Index.

US

1-240-497-6400

ProShares www.proshares.c UltraShort MSCI om Braz

ProShares UltraShort MSCI Brazil Capped is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to twice (200%) the inverse (opposite) of the daily performance of the MSCI Braz

iShares Global High Yield Corp

Global X Management Co LLC

BRUNO DEL AMA

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

UBS UBS Securities Securities LLC LLC

United States

Stamford

SSgA Funds Management Inc

SSgA Funds United States Management Inc

First Trust Advisors LP

First Trust Advisors LP

Global X Management Co LLC

Global X Management Co LLC

United States

New York

United States

Bethesda

Emerging Emerging Global Global United States Advisors LLC Advisors LLC

New York

ProShare ProShare Advisors LLC Advisors LLC

GB

Royal Bank Of Scotland

EGShares India Infrastructure Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond with the INDXX India Infrastructure Index.

UNITED STATES

US

US

Bank of New York Mellon/The

BBD LLP

The iShares Global High Yield Corporate Bond ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses of the Markit iBoxx Global Developed Markets High Yield Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

First Trust Developed Markets ex-US AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the Defined Developed Markets ex-US Index.

UNITED STATES

US

US

Brown Brothers Harriman & Co

Deloitte & Touche LLP

First Trust Advisors LP

First Trust Advisors LP

UNITED STATES

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

Van Eck Associates Corp

Van Eck Associates Corp

C-Tracks ETN on Citi Volatility Index Total Return is an exchange-traded note issued in the USA. The Notes will provide UNITED STATES investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index.

US

US

Citigroup Funding Inc

Citigroup Funding Inc

Citigroup Funding Inc

UNITED STATES

US

US

Vanguard Group Inc/The

Pricewaterhou Bank of New York seCoopers Mellon LLP

CHRISTINE D 2013 FRANQUIN

Vanguard Vanguard Group Group Inc/The Inc/The

SPDR S&P International Health Care Sector ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond generally to the total return performance of the S&P Developed Ex-U.S. BMI UNITED STATES Health Care

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

JOHN A TUCKER

7/16/08

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

Invesco PowerShares United States Capital Management LLC

Wheaton

www.vaneck.com

Market Vectors Market Vectors RVE Hard Assets Producers ETF is an exchange-traded fund incorporated in the USA. The Fund seeks RVE Hard Assets investment results that correspond to the price and yield of the Rogers - Van Eck Hard Assets Producers Index.

Undefined Equity

www.ctracksetns.com

C-Tracks ETN Volatility Index

Growth & Income1-866-499-8473 Mid Cap

www.vanguard.co Vanguard S&P Vanguard S&P Mid-Cap 400 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the m Mid-Cap 400 ETF performance of the S&P Mid-Cap 400 Index.

Health & Biotechnology

www.spdrs.com

RBS ETNs/USA

RBS ETNs/USA

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU

Brown Brothers Harriman & Co

First Trust Advisors LP HAO-HUNG LIAO "PETER"

9/03/08

Citigroup Funding Inc

RBS ETNs/USA

Government/Corpo 1-800-983-0903 rate

PowerShares www.powershare Fundamental s.com Invest

PowerShares Fundamental Investment Grade Corporate Bond Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that generally correspond (before fees and expenses) to the price and yield of the RAFI速 Investment Gra

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York seCoopers PowerShares PHILIP FANG 9/15/11 Mellon/The LLP Capital Ma

Invesco PowerShares Capital Management LLC

Growth-Mid Cap

1-866-499-8473

Vanguard S&P www.vanguard.co Mid-Cap 400 m Growt

Vanguard S&P Mid-Cap 400 Growth ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the S&P Mid-Cap 400 Growth Index.

UNITED STATES

US

US

Vanguard Group Inc/The

Pricewaterhou Bank of New York seCoopers Mellon LLP

Vanguard Vanguard Group Group Inc/The Inc/The

Commodity

1-855-RBS-ETPS

usmarkets.rbs.co RBS Gold m/etnUS Trendpilot ETNs

RBS Gold Trendpilot ETN is an exchange-traded note issued in the USA. The ETN utilizes a systematic trend-following strategy to provide exposure to either the price of gold bullion or the yield on a hypothetical notional investment in 3-month U.S. UNITED STATES Treasu

US

GB

Royal Bank Of Scotland

Government/Agenc 1-212-528-7990 y-LT

iPath US www.ipathetn.co Treasury Long m Bond Be

Undefined Equity

1-212-293-2000

www.vaneck.com

1-877-369-4617

db X-trackers www.DBXUS.co MSCI Emerging m Ma

Emerging MarketEquity

Market Vectors Rare Earth/Stra

Geo Focus-Equity 1-415-670-2000

iShares MSCI www.ishares.com Israel Capped ETF

Value-Mid Cap

1-888-949-3837

Country FundJapan

Commodity

Boston

US

Sector FundEnergy

SPDR S&P International Health

First Trust Advisors LP

Manager's City Name

UNITED STATES

First Trust www.ftportfolios.c Developed om Markets

1-866-787-2257

9/29/00

Manager's Country

US

International Equity 1-630-765-8000

1-212-293-2000

UBS Securities LLC

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

JPMorgan Investor Services Co

11/15/05

PATRICK 06/12 BRESNEHAN

JOHN A TUCKER

Fund's Management Company

Fund's Manager Start Date

UNITED STATES

Growth & Incomeusmarkets.rbs.co RBS US Mid Cap RBS US Mid Cap Trendpilot ETN is an exchange-traded note issued in the USA. The ETN will track the RBS US Mid Cap 1-855-RBS-ETPS Mid Cap m/etnUS Trendpilot Exch Trendpilot Index.

www.ishares.com

JOHN A TUCKER

State Street Bank and Trust Co

UNITED STATES

1-415-670-2000

SSgA Funds State Street Bank Management and Trust Co Inc

Fund's Manager

US

www.ftportfolios.c First Trust Latin om America Alph

Global Debt

Bingham McCutchen LLP

Fund's Investment Advisor

US

Region Fund-Latin 1-630-765-8000 Amer

www.egshares.co EGShares India m Infrastructure

State Street Bank and Trust Co

Fund's Custodian

UNITED STATES

SPDR BofA Merrill Lynch Crossover Corporate Bond ETF seeks to provide investment results that, before expenses, correspond generally to the price and yield performance of the BofA Merrill Lynch US Diversified Crossover Corporate Index.

www.spdrs.com

Country Fund-India 1-888-800-4347

Fund's Auditor

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

Growth-Large Cap 1-866-787-2257

Country FundBrazil

US

Fund's Administrator

CHRISTINE D 2013 FRANQUIN

United States

New York

RBS ETNs/USA

RBS ETNs/USA

RBS ETNs/USA

Barclays Capital Inc

Barclays Capital Inc

United States

New York

iPath US TSY Long Bond Bear ETN is inversely linked to the performance of the underlying Index, and seeks to capture returns from an increase in the yields of long-dated U.S. Treasury bonds (which are U.S. Treasury bonds with a remaining term UNITED STATES to maturity

US

GB

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Market Vectors Rare Earth/Strategic Metals ETF is an exchange-traded fund in the USA. The Fund seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the Market Vectors Rare Earth/Strategic Metals Index.

UNITED STATES

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

HAO-HUNG LIAO "PETER"

10/28/10

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

db X-trackers MSCI Emerging Markets Hedged Equity Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the performance, before fees and expenses, of the MSCI EM US Dollar Hedged Net Index

UNITED STATES

US

DE

Bank of New York Mellon/The

Ernst & Young Bank of New York Deutsche LLP Mellon/The Bank AG

DINO BOURDOS

6/09/11

Deutsche Bank AG

Deutsche Bank AG

United States

New York

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Security Security Investors United States Investors LLC LLC

Rockville

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

Swedish Export Credit Corp - SEK

Swedish Export United States Credit Corp - SEK

New York

iShares MSCI Israel Capped ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that UNITED STATES correspond to the performance of the MSCI Israel Capped Investable Market Index.

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

www.guggenhei mfunds.com

Guggenheim Guggenheim S&P Midcap 400 Pure Value ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to S&P Midcap 400 UNITED STATES replicate as closely as possible, before expenses, the performance of the S&P 400 Midcap 400/Citigroup Pure Value Index. Pure

US

US

State Street Bank and Trust Co

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

1-866-787-2257

www.spdrs.com

SPDR Russell/Nomura Small Cap

SPDR Russell/Nomura Small Cap Japan ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to track as closely as possible, before fees and expenses, the total return performance of the Russell/Nomura Japan Small Cap Index. The In

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

1-877-ETNADVICE

www.ELEMENT Setn.com

ELEMENTS Linked to the Rogers

ELEMENTS Linked to the Rogers International Commodity Index - Metals Total Return is an exchange-traded note issued in the USA by Swedish Credit Corp. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based

UNITED STATES

SE

US

HSBC USA Inc

Ernst & Young

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Swedish Export Credit Corp - S

JOHN A TUCKER

11/14/06


Company Telephone Number

Value-Small Cap

1-866-787-2257

Company's Web Security's Name Address

www.spdrs.com

SPDR S&P 600 Small CapValue ET

Fund's Description

Country

SPDR S&P 600 Small Cap Value ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the performance of the S&P SmallCap 600 Value Index.

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

Fund's Administrator

Fund's Auditor

US

State Street Bank and Trust Co

Bingham McCutchen LLP

Fund's Custodian

Fund's Investment Advisor

SSgA Funds State Street Bank Management and Trust Co Inc

Government/Agenc 1-888-400-4383 y

PIMCO Broad www.pimcoetfs.c U.S. TIPS Index om Ex

PIMCO Broad U.S. TIPS Index Exchange-Traded Fund is an exchanged-traded fund incorporated in theUSA. The Fund's objective is provide total return that closely corresponds to the total return of its index.

UNITED STATES

US

DE

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

Undefined Equity

PowerShares www.powershare S&P SmallCap s.com Consu

PowerShares S&P SmallCap Consumer Staples Portfolio is an exchange traded fund incorporated in the USA. The Fund's objective is to seeks investment results that correspond (before fees and expenses) generally to the price and yield performance UNITED STATES of the S&P

US

BM

Bank of New York Mellon/The

1-800-983-0903

Fund's Manager

JOHN A TUCKER

9/29/00

VINEER BHANSALI

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Fund's Management Company

Fund's Manager Start Date

12/09

Pacific Investment Management Co LLC Invesco PowerShares Capital Management LLC Invesco

Manager's City Name

SSgA Funds United States Management Inc

Boston

Pacific Investment Management Co LLC

Newport Beach

United States

Invesco PowerShares United States Capital Management LLC

Wheaton

Invesco PowerShares PowerShares Capital United States Capital Management Management LLC LLC

Wheaton

Growth&IncomeSmall Cap

1-800-983-0903

PowerShares www.powershare S&P SmallCap s.com Low V

PowerShares S&P SmallCap Low Volatility Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the S&P SmallCap 400 Low Volatility Index.

UNITED STATES

US

BM

Bank of New York Mellon

Commodity

1-877-ETRACS5

ETRACS CMCI www.ubs.com/eEnergy Total tracs Retur

ETRACS CMCI Energy Total Return is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the UBS Bloomberg CMCI Energ

UNITED STATES

US

CH

UBS Securities LLC

UBS Securities LLC

UBS UBS Securities Securities LLC LLC

United States

Stamford

Commodity

1-877-ETRACS5

ETRACS CMCI www.ubs.com/eLong Platinum tracs Tota

ETRACS CMCI Long Platinum Total Return ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, UNITED STATES the UBS Bloomberg

US

CH

UBS Securities LLC

UBS Securities LLC

UBS UBS Securities Securities LLC LLC

Undefined Equity

Growth&IncomeLarge Cap

1-800-983-0903

PowerShares www.powershare S&P SmallCap s.com Consu

PowerShares S&P SmallCap Consumer Discretionary Portfolio is an exchange traded fund incorporated in the USA. The Fund's objective is to seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of th

UNITED STATES

www.direxionshar Direxion Daily es.com Brazil Bull 3X

Direxion Daily Brazil Bull 3x Shares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, of 300% of the performance of the MSCI Brazil 25-50 Index.

International Equity 1-212-896-1249

WisdomTree www.wisdomtree. Global ex-U.S. com Grow

WisdomTree Global ex-U.S. Growth Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the WisdomTree Global ex-U.S. Growth Index. The Fund invests in growth companies selected from UNITED STATES developed and eme

Govt/Agency-Short 1-415-670-2000 Term

www.ishares.com

iShares 1-3 Year International Treasury Bond ETF is an exchange traded fund incorporated in the USA. The ETF seeks iShares 1-3 Year investment results that correspond to the price and yield performance, before fees and expenses, of the S&P/Citigroup International International Treasury

Undefined Equity

www.vaneck.com

1-877-437-9363

1-212-293-2000

UNITED STATES

US Bancorp Fund Services LLC

New York

WisdomTree Asset Management Inc

New York

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers MARK BUELL and Trust Co Fund Advisors LLP

Market Vectors BDC Income ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to replicate as closely Market Vectors as possible, before fees and expenses, the price and yield performance of the Market Vectors US Business Development UNITED STATES BDC Income ETF Companies Index.

US

US

www.vaneck.com

Market Vectors Gaming ETF Guggenheim China All-Cap ETF

Market Vectors-Gaming ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield performance of the Market Vectors Global Gaming Index.

UNITED STATES

Guggenheim China All-Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the performance, before the Fund's fees and expenses, of an equity index called the AlphaShares UNITED STATES China Index.

Wheaton

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

UNITED STATES

1-212-293-2000

Stamford

Rafferty Asset Ernst & Young Bank of New York Management LLP Mellon/The LLC

Bank of New York Mellon Corp/The

Gaming & Entertainment

United States

Invesco PowerShares United States Capital Management LLC

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

US

www.powershare PowerShares Lux PowerShares Lux Nanotech Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results UNITED STATES s.com Nanotech Portf that correspond to the price and yield of the Lux Nanotech Index, which is a modified market-cap weighted index.

www.guggenhei mfunds.com

US

Invesco PowerShares Capital Management LLC

Bank of New York Mellon/The

US

1-800-983-0903

1-888-949-3837

US

BM

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

Sector FundTechnology

Country FundChina

US

Pricewaterhou Invesco Bank of New York seCoopers PowerShares Mellon LLP Capital Ma

SSgA Funds Management Inc

Manager's Country

Ernst & Young

Van Eck Bank of New York Associates Mellon Corp

12/09

KAREN Q. WONG

HAO-HUNG LIAO "PETER"

WisdomTree Asset United States Management Inc

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

02/13

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

Invesco PowerShares United States Capital Management LLC

Wheaton

Van Eck Associates Corp

New York

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

12/09

Invesco PowerShares Capital Management LLC

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

1/24/08

Van Eck Associates Corp

1/17/12

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Lisle

1/17/12

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Lisle

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

Pacific Investment Management Co LLC

Pacific Investment Management Co LLC

United States

New York

US

HAO-HUNG LIAO "PETER"

US

Guggenheim Funds Guggenheim Ernst & Young Bank of New York SAROJ Investment Advisors Funds LLP Mellon/The KANURI LLC Investment Ad

United States

Growth & Income1-888-949-3837 Mid Cap

www.guggenhei mfunds.com

Guggenheim Mid- Guggenheim Mid-Cap Core ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that UNITED STATES Cap Core ETF correspond to the performance of the Zacks Mid-Cap Core Index.

US

US

Guggenheim Funds Guggenheim Ernst & Young Bank of New York SAROJ Investment Advisors Funds LLP Mellon/The KANURI LLC Investment Ad

Value-Large Cap

www.ftportfolios.c First Trust Capital First Trust Capital Strength ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that UNITED STATES om Strength E correspond to the price and yield of an equity index called The Capital Strength Index.

US

US

Bank of New York Mellon Corp/The

Government/Corpo 1-888-400-4383 rate

PIMCO www.pimcoetfs.c Pimco Investment Grade Corporate Bond Index Exchange-Traded Fund is an exchangetraded fund incorporated in the USA. Investment Grade om The Fund seeks to track the performance of the BofA Merrill Lynch US Corporate Index. Corpora

UNITED STATES

US

DE

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

Undefined Equity

1-415-670-2000

www.ishares.com

iShares MSCI Global Agriculture Producers ETF is an exchange-traded fund incorporated in the USA. The ETF seeks iShares MSCI investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI ACWI UNITED STATES Global Agricultur Select Agriculture

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Country FundChina

1-212-293-2000

www.vaneck.com

Market Vectors China ETF

Market Vectors China ETF is an exchange-traded fund incorporated in the USA. The Fund's investment objective is to replicate as closely as possible, before fees and expenses, the price and yield performance of the CSI 300 Index. The CSI 300 is a UNITED STATES diversifi

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

Growth&IncomeSmall Cap

1-240-497-6400

ProShares www.proshares.c UltraShort om SmallCap6

UltraShort SmallCap 600 ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the S&P SmallCap 600 Index.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Municipal

1-415-670-2000

iShares 2017 www.ishares.com AMT-Free Muni Ter

iShares 2017 AMT-Free Muni Term ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the S&P AMT-Free Municipal Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers JOEL SILVA and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

UNITED STATES

US

GB

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

United States

New York

12/01/11

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

Invesco PowerShares United States Capital Management LLC

Wheaton

1-630-765-8000

Closed-end Funds 1-212-528-7990

Govt/Agency-Short 1-866-787-2257 Term

FI Enhanced Global High Yield ETN is an exchange-traded note issued in the USA. The ETNs provide investors with a cash FI Enhanced www.etnplus.com payment at the scheduled maturity or optional redemption based on a leveraged participation in MSCI World High Dividend Global High Yield Yield USD Gross

www.spdrs.com

SPDR Barclays SPDR Barclays Short Term Treasury ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to Short Term Treas replicate as closely as possible the performance of the Barclays 1-5 Year U.S. Treasury Index.

US

US

State Street Bank and Trust Co

Bank of New York First Trust Mellon Corp/The Advisors LP

VINEER BHANSALI

HAO-HUNG LIAO "PETER"

BlackRock BlackRock Fund Fund Advisors Advisors

10/14/10

Barclays Capital Inc Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

MIKE BRUNELL

Van Eck Associates Corp

Van Eck Associates Corp

PowerShares S&P SmallCap Financials Portfolio is an exchange traded fund incorporated in the USA. The Fund's objective is to seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of the S&P UNITED STATES SmallC

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

12/09

Invesco PowerShares Capital Management LLC

SPDR S&P Emerging Latin Americ

SPDR S&P Emerging Latin America ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate the S&P Latin America BMI Index. The Index measures the investable universe of publicly traded companies domiciled in countries su

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

JOHN A TUCKER

3/19/07

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

Market Vectors Global Alternat

Market Vectors Global Alternative Energy ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Ardour Global Index, which tracks companies primarily engaged UNITED STATES in the business

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

HAO-HUNG LIAO "PETER"

4/26/07

Van Eck Associates Corp

Van Eck Associates Corp

New York

Financial Services 1-800-983-0903

PowerShares www.powershare S&P SmallCap s.com Finan

Region Fund-Latin 1-866-787-2257 Amer

www.spdrs.com

Sector FundEnergy

www.vaneck.com

1-212-293-2000

UNITED STATES

Deloitte & Touche LLP

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

United States


Company Telephone Number

Value-Small Cap

1-415-670-2000

Company's Web Security's Name Address

iShares www.ishares.com Morningstar Small-Cap SPDR Barclays Long Term Treasu

Fund's Description

Country

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

IShares MSCI USA ESG Select ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the price and yield performance of the Morningstar Small Value Index. The Index measures the performance UNITED STATES of companies

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

SPDR Barclays Long Term Treasury ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond generally to the price and yield performance of the Barclays Long U.S. Treasury Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Ernst & Young

Manager's Country

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

SSGA Funds SSGA Funds Management Management

United States

Boston

Global X Management Co LLC

Global X Management Co LLC

United States

New York

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

Manager's City Name

Government/Agenc 1-866-787-2257 y-LT

www.spdrs.com

Country FundChina

1-212-644-6622

www.globalxfund Global X China s.com Financials ETF

The Global X China Financials ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive China Financials In

UNITED STATES

US

Asian Pacific Ex Japan

1-630-765-8000

www.ftportfolios.c First Trust ISE om Chindia Index

First Trust ISE Chindia Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the ISE Chindia Index.

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Value-Mid Cap

1-415-670-2000

iShares iShares Morningstar Mid-Cap Value ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment www.ishares.com Morningstar Mid- results that correspond to the price and yield performance of the Morningstar Mid Value Index.The Index measures the Cap Va performance of compani

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Vanguard Longwww.vanguard.co Term m Government

UNITED STATES

US

US

Vanguard Group Inc/The

Pricewaterhou JOSHUA C Bank of New York Vanguard seCoopers BARRICKMA 2013 Mellon Group Inc/The LLP N "JOSH"

Vanguard Vanguard Group Group Inc/The Inc/The

United States

Valley Forge

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Barclays Capital Inc

Barclays Capital Inc

United States

New York

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Government/Agenc 1-866-499-8473 y-LT

Vanguard Long-Term Government Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Barclays US Long Government Float Adjusted Bond Index.

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

1-212-528-7990

iPath S&P GSCI Total Return Index ETN is an exchange-traded note issued in the USA. The Notes will provide investors with www.ipathetn.co iPath GSCI Total a cash payment at the scheduled maturity or early redemption, based on the performance of the underlying index, the S&P UNITED STATES m Return Index GSCI Total Re

1-415-670-2000

iShares MSCI www.ishares.com Emerging Markets

iShares MSCI Emerging Markets Eastern Europe ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the price and yield performance of the MSCI Emerging Markets Eastern Europe Index.

UNITED STATES

US

US

Government/Corpo 1-877-843-3831 rate

www.advisorshar AdvisorShares es.com Newfleet Multi-S

AdvisorShares Newfleet Multi-Sector Income ETF is an actively managed ETF incorporated in the USA. The fund employs a short duration multi-sector fixed income strategy, which seeks to provide current income consistent with preservation of capital, UNITED STATES while l

US

US

Govt/AgencyTarget Term

1-212-528-7990

iPath US www.ipathetn.co Treasury m Steepener ET

iPath US Treasury Steepener ETN is linked to the performance of the underlying Index, and seeks to capture returns from a "steepening" of the U.S. Treasury yield curve through a notional rolling investment in 2-year and 10-year U.S. Treasury note futures

UNITED STATES

US

GB

Investors Bank & Trust Co/Boston MA

Sector Fund-Real Estate

1-877-398-8461

www.cohenandst Cohen & Steers eers.com Global Realty M

Cohen & Steers Global Realty Majors ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the performance of the Cohen & Steers Global Realty Majors Index.

UNITED STATES

US

US

ALPS Fund Services Deloitte & Inc Touche LLP

Undefined Equity

1-240-497-6400

ProShares www.proshares.c UltraShort om Consumer

UltraShort Consumer Services ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Consumer Services Inde

UNITED STATES

US

Geo Focus-Equity 1-415-670-2000

iShares MSCI www.ishares.com Finland Capped ET

iShares MSCI Finland Capped ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results UNITED STATES that correspond generally to the price and yield performance, before fees and expenses, of the MSCI Finland IMI 25/50 Index.

US

Commodity

ETRACS CMCI www.ubs.com/eLivestock Total tracs Re

ETRACS CMCI Livestock Total Return ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the UBS UNITED STATES Bloomberg CMC

US

www.advisorshar Accuvest Global es.com Long Short ETF

Accuvest Global Long Short ETF is an actively managed exchange-traded fund incorporated in the USA. The fund seeks to generate alpha through a country specific long/short portfolio construction. The fund invests primarily in single country ETFs, both long

Commodity

Eastern European

Blue Chip

1-877-ETRACS5

1-877-843-3831

UNITED STATES

US

US

GB

Bank of New York First Trust Mellon Corp/The Advisors LP

AdvisorShares AdvisorShares Trust Trust

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY Bank of New York ALPS Mellon/The Advisors Inc

Barclays Capital Inc

Barclays Capital Inc

United States

New York

ALPS Advisors Inc

ALPS Advisors Inc

United States

Denver

United States

Bethesda

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

CH

UBS Securities LLC

US

UBS Securities LLC

Bank of New York Mellon

Tait Weller & Baker LLP

1-212-293-2000

www.vaneck.com

Market Vectors Unconventional

Asset Backed Securities

1-415-670-2000

www.ishares.com

iShares CMBS ETF

iShares CMBS ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Barclays Capital U.S. CMBS (ERISA Only) Index.

Govt/Corp Short Term

1-415-670-2000

iShares Core iShares Core Short-Term U.S. Bond ETF is an exchange-traded fund incorporated in the USA. The ETf seeks to track the www.ishares.com Short-Term U.S. performance of the Barclays U.S. Government/Credit 1-5 Year Bond Index. B

Global Equity

1-877-843-3831

www.advisorshar Cambria Global es.com Tactical ETF

Growth&IncomeLarge Cap

1-877-ETNADVICE

www.ELEMENT Setn.com

ELEMENTS Linked to the Morning

ELEMENTS Linked to the Morningstar Wide Moat Focus Total Return Index, developed by Morningstar, is an exchange-traded note issued in the USA by Deutsche Bank AG. The Notes will provide investors with a cash payment at the scheduled UNITED STATES maturity or upon repu

US

US

HSBC USA Inc

Municipal

1-212-293-2000

www.vaneck.com

Market Vectors CEF Municipal I

Market Vectors CEF Municipal Income ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the UNITED STATES performance of the S-Network Municipal Bond Closed-End Fund Index.

US

US

Van Eck Associates Corp

1-800-983-0903

BRUNO DEL AMA

JPMorgan Investor Services Co

Sector FundEnergy

Health & Biotechnology

Global X Management Co LLC

5/23/07

AdvisorShares Trust

Market Vectors Unconventional Oil & Gas ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the Market Vectors Unconventional Oil & Gas I

PowerShares www.powershare Dynamic s.com Healthcare

State Street Bank SSGA Funds MIKE and Trust Co Management BRUNELL

Fund's Management Company

Fund's Manager Start Date

UBS UBS Securities Securities LLC LLC

Advisorshares Bank of New York BRAD Investments Mellon JENSEN LLC

Stamford

Bethesda

Van Eck Associates Corp

United States

New York

UNITED STATES

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock CLAY seCoopers and Trust Co Fund Advisors ARMISTEAD LLP

BlackRock BlackRock Fund Fund Advisors Advisors

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

AdvisorShares Cambria Global Tactical ETF is an actively managed exchange-traded fund incorporated in USA. The Fund seeks absolute return. The Fund invests in underlying ETFs spanning all major world asset classes, including equities, bonds, UNITED STATES real estate,

US

US

Bank of New York Mellon

Tait Weller & Baker LLP

PowerShares Dynamic Healthcare Sector Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the Dynamic Healthcare Sector Intellidex Index, which is based on a variety of investment merit criter

UNITED STATES

US

BM

HAO-HUNG LIAO "PETER"

United States

Advisorshares Advisorshares Investments United States Investments LLC LLC

02/12

Advisorshares Bank of New York MEBANE T Investments Mellon FABER LLC

Advisorshares Advisorshares Investments Investments LLC LLC

Deutsche Bank AG

Ernst & Young

Van Eck Bank of New York Associates Mellon/The Corp

HAO-HUNG LIAO "PETER"

Van Eck Associates Corp

Deutsche Bank AG

Deutsche Bank AG

United States

New York

7/13/11

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

12/09

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Vanguard Vanguard Group Group Inc/The Inc/The

Growth-Large Cap 1-866-499-8473

www.vanguard.co Vanguard Russell Vanguard Russell 1000 Growth is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance UNITED STATES m 1000 Growth E of the Russell 1000 Growth Index.

US

US

Vanguard Group Inc/The

Pricewaterhou Bank of New York Vanguard seCoopers Mellon Group Inc/The LLP

Environmentally Friendly

1-415-670-2000

iShares MSCI www.ishares.com KLD 400 Social ET

iShares MSCI KLD 400 Social ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the MSCI KLD 400 Social Index, which tracks common stocks of companies that are within the MSCI USA IMI Inde

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Municipal

1-415-670-2000

iShares 2015 www.ishares.com AMT-Free Muni Ter

iShares 2015 AMT-Free Muni Term ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the S&P AMT-Free Municipal Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers JOEL SILVA and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

SPDR S&P 600 Small Cap Growth ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the performance of the S&P SmallCap 600 Growth Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

Growth-Small Cap 1-866-787-2257

www.spdrs.com

SPDR S&P 600 Small Cap Growth

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

SSgA Funds State Street Bank Management and Trust Co Inc

MICHAEL FEEHILY

10/31/11

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston


Company Telephone Number

Asian Pacific Ex Japan

1-212-896-1249

Company's Web Security's Name Address

Fund's Description

Country

www.wisdomtree. WisdomTree Asia- WisdomTree Asia-Pacific ex-Japan Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment com Pacific ex-Jap results that correspond to the WisdomTree Asia-Pacific ex-Japan Index.

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

US

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

Fund's Manager

Fund's Management Company

Fund's Manager Start Date

Manager's Country

Manager's City Name

KAREN Q. WONG

WisdomTree Asset Management Inc

WisdomTree Asset United States Management Inc

New York

KAREN Q. WONG

WisdomTree Asset Management Inc

WisdomTree Asset United States Management Inc

New York

Sector Fund-Utility 1-212-896-1249

WisdomTree www.wisdomtree. Global ex-US com Utilit

UNITED STATES

US

US

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

Growth & Income1-415-670-2000 Mid Cap

iShares iShares Morningstar Mid-Cap ETF is an exchange-traded fund incorporated in the U SA. The Fund seeks investment results www.ishares.com Morningstar Mid- that correspond to the price and yield performance of the Morningstar Mid Core Index. The Index measures the performance of UNITED STATES Cap ET companies

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Undefined Equity

www.guggenhei mfunds.com

Security Security Investors United States Investors LLC LLC

Rockville

1-888-949-3837

Guggenheim S&P 500 Equal Weigh

WisdomTree Global ex-US Utilities Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the WisdomTree Global ex-US Utilities Index.

San Francisco

Guggenheim S&P Equal Weight Consumer Discretionary ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate the performance of the S&P Equal Weight Consumer Discretionary Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

EGShares India Small Cap Fund is an exchange-traded fund incorporated in the USA. The Fund seesk to track the performance of the INDXX India Small Cap Index.

UNITED STATES

US

US

Bank of New York Mellon/The

BBD LLP

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU

Emerging Emerging Global Global United States Advisors LLC Advisors LLC

New York

Bank of New York IndexIQ JULIE S Mellon/The Advisors LLC ABBETT

IndexIQ IndexIQ Advisors United States Advisors LLC LLC

Rye

Security Security Investors United States Investors LLC LLC

Rockville

Security Security Investors United States Investors LLC LLC

Rockville

Alameda

Country Fund-India 1-888-800-4347

www.egshares.co EGShares India m Small Cap ETF

Blue Chip

1-888-934-0777

www.indexiq.com

IQ Global Resources ETF

IQ ARB Global Resources ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the IQ ARB Global Reseources Index

UNITED STATES

US

US

Bank of New York Mellon/The

Ernst & Young

Undefined Equity

1-888-949-3837

www.guggenhei mfunds.com

Guggenheim S&P 500 Equal Weigh

Guggenheim S&P Equal Weight Consumer Staples ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate the performance of the S&P Equal Weight Consumer Staples Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

1-888-949-3837

www.guggenhei mfunds.com

Guggenheim Russell 1000 Equal

Guggenheim Russell 1000 Equal Weight ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to correspond as closely as possible, before fees and expenses, to the price and yield performance of the Russell 1000 Equal UNITED STATES Weight Index.

US

US

State Street Bank and Trust Co

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

Commodity

1-800-920-0259

United States 12 Month Natural Gas Fund LP is an exchange traded fund incorporated in the USA. The Fund's objective is to www.unitedstates United States 12 have changes in percentage terms of its unit's net asset value reflect changes of the price of Natural Gas delivered to Henry oilfund.com Month Natural Hub, Lo

Undefined Equity

1-866-787-2257

www.spdrs.com

SPDR S&P Transportation ETF

Municipal

1-212-293-2000

www.vaneck.com

Market Vectors Pre-Refunded Municipal Index ETF is an exchange traded fund incorporated in the USA. The Fund's objective Market Vectors is to replicate the price and yield performance of the Barclays Capital Municipal Pre-Refunded Treasury-Escrowed Index. The Pre-Refunded Mu Fund will

Country FundSingapore

1-415-670-2000

Undefined Equity

Growth&IncomeLarge Cap

United States

12/08/10

Brown Brothers Harriman & Co

EisnerAmper LLP

Brown Brothers Harriman & Co

JOHN LOVE

United States United States Commodities Commodities Fund LLC Fund LLC

US

State Street Bank and Trust Co

Bingham McCutchen LLP

SSgA Funds State Street Bank Management and Trust Co Inc

JOHN A TUCKER

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

US

US

Van Eck Associates Corp

Ernst & Young

Van Eck Bank of New York Associates Mellon/The Corp

JAMES T COLBY III

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Global X Social Media Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Solactive Social Media Index.

UNITED STATES

US

iShares Asia/Pacific Dividend ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Dow Jones Asia/Pacific Select Dividend 3

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

1-800-983-0903

PowerShares PowerShares FTSE RAFI Asia Pacific ex-Japan Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks www.powershare FTSE RAFI Asia investment results that correspond to the FTSE RAFI Asia Pacific ex-Japan Index, is a fundamental-weighted index based on UNITED STATES s.com Pac the followin

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Invesco PowerShares United States Capital Management LLC

Wheaton

Environmentally Friendly

1-415-670-2000

iShares MSCI iShares MSCI USA ESG Select Social Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks www.ishares.com USA ESG Select investment results that correspond to the price and yield performance of approximately 250 companies within the MSCI USA ET Index that are deter

Muni-New York

1-866-787-2257

www.spdrs.com

UNITED STATES

US

UNITED STATES

US

UNITED STATES

iShares MSCI iShares MSCI Singapore Small-Cap ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the www.ishares.com Singapore Smallperformance results of the MSCI Singapore Small Cap Index. C

1-212-644-6622

www.globalxfund Global X Social s.com Media Index ET

Region Fnd-Asian Pacific

1-415-670-2000

iShares www.ishares.com Asia/Pacific Dividend

Asian Pacific Ex Japan

Value-Small Cap

Undefined Equity

1-800-983-0903

1-800-983-0903

SPDR Nuveen Barclays New York

PowerShares www.powershare Fundamental s.com Pure S PowerShares www.powershare S&P SmallCap s.com Indus

SPDR S&P Transportation ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the performance of the S&P Transportation Select Industry Index.

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

Global X Management Co LLC

US

US

State Street Bank and Trust Co

SPDR Nuveen Barclays New York Municipal Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks UNITED STATES investment results that correspond to the price and yield of the Barclays Managed Money Municipal New York Index.

US

US

State Street Bank and Trust Co

Ernst & Young

PowerShares S&P SmallCap Industrials Portfolio is an exchange traded fund incorporated in the USA. The Fund's objective is to seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of the S&P UNITED STATES Small

US

US

BM

BM

Bank of New York Mellon/The

Global X Management Co LLC

Global X Management Co LLC

BlackRock BlackRock Fund Fund Advisors Advisors

UNITED STATES

UNITED STATES

BlackRock BlackRock Fund Fund Advisors Advisors

BRUNO DEL AMA

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

PowerShares Fundamental Pure Small Value Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield of the RAFI Fundamental Small Value Index.

United States

State Street Bank SSGA Funds TIM RYAN and Trust Co Management

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

12/01/09

Invesco PowerShares Capital Management LLC

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

10/15/07

SSGA Funds SSGA Funds Management Management

United States

Boston

12/09

Invesco PowerShares Capital Management LLC Invesco

12/09

Invesco PowerShares United States Capital Management LLC

Wheaton

Invesco PowerShares PowerShares Capital United States Capital Management Management LLC LLC

Wheaton

Barclays Capital Inc

United States

New York

Commodity

1-212-528-7990

iPath Dow Jones-UBS Agriculture Total Return Sub-Index ETN is an exchange-traded note incorporated in the USA. The www.ipathetn.co iPath Dow JonesNotes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of m UBS Agricultur the underlying in

UNITED STATES

US

GB

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Emerging MarketEquity

1-877-437-9363

Direxion Daily Developed Markets Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund seeks daily www.direxionshar Direxion Daily investment results of 300% of the performance of the MSCI EAFE Index. The Fund invests at least 80% of its net assets in the UNITED STATES es.com Developed Marke equity se

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

1-800-983-0903

PowerShares www.powershare Dynamic Basic s.com Mate

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

Swedish Export Credit Corp - SEK

Swedish Export United States Credit Corp - SEK

New York

Global X Management Co LLC

Global X Management Co LLC

United States

New York

WisdomTree Asset Management Inc

WisdomTree Asset United States Management Inc

New York

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

Undefined Equity

ELEMENTS Linked to the MLCX Gr

PowerShares Dynamic Basic Materials Sector Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dynamic Basic Materials Sector Intellidex Index, which evaluates compa

UNITED STATES

ELEMENTS Linked to the MLCX Grains Index Total Return is an exchange-traded note issued by Swedish Credit Corporation (SEK) in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early repurchase, based UNITED STATES on the perfor

US

US

Commodity

1-877-ETNADVICE

www.ELEMENT Setn.com

Region FundNordic

1-212-644-6622

Global X FTSE Nordic Region ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide www.globalxfund Global X FTSE investment results that correspond generally to the price and yield performance, before fees and expenses, of the FTSE Nordic UNITED STATES s.com Nordic Region ET 30 Index.

Country FundAustralia

1-212-896-1249

Closed-end Funds 1-866-787-2257

WisdomTree www.wisdomtree. Australia com Dividend

www.spdrs.com

SPDR Russell Small Cap Complet

US

BM

US

Euroclear

Swedish Export Credit Corp - S

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

Global X Management Co LLC

WisdomTree Australia Dividend Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results UNITED STATES that correspond to the performance of the WisdomTree Australia Dividend Index.

US

US

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

SPDR Small Cap Completeness ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate UNITED STATES as closely as possible the performance of the Russell Small Cap Completeness Index.

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

SSgA Funds State Street Bank Management and Trust Co Inc

BRUNO DEL AMA

KAREN Q. WONG

JOHN A TUCKER

12/09

8/12/09

11/15/05

Barclays Capital Inc


Company Telephone Number

Eastern European

1-866-787-2257

Company's Web Security's Name Address

www.spdrs.com

Fund's Description

Country

SPDR S&P SPDR S&P Emerging Europe ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as Emerging Europe closely as possible the S&P European Emerging BMI Capped Index. The Index measures the investable universe of publicly UNITED STATES ETF traded companie

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

UNITED STATES

US

US

Brown Brothers Harriman & Co

Deloitte & Touche LLP

Fund's Manager

JOHN A TUCKER

International Equity 1-630-765-8000

First Trust www.ftportfolios.c Emerging om Markets S

Country FundJapan

1-415-670-2000

www.ishares.com

iShares Japan Large-Cap ETF

iShares Japan Large-Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the S&P/Tokyo Stock Price Index. The Fund uses a Representative Sampling strategy to try UNITED STATES to track the

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Value-Mid Cap

1-866-787-2257

www.spdrs.com

SPDR S&P 400 Mid Cap Value ETF

SPDR S&P 400 Mid Cap Value ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the performance of the S&P MidCap 400 Value Index.

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

Financial Services 1-877-738-8870

First Trust Emerging Markets Small Cap AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the Defined Emerging Markets Small Cap Index.

RevenueShares Financials Sector Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to achieve its www.revenueshar RevenueShares investment objective of outperforming the total return performance of the S&P 500 Financials Index by investing in the esetfs.com Financials Secto constituent secur

Commodity

1-212-528-7990

iPath Dow Jones-UBS Sugar Total Return Sub-IndexSM ETN is an exchange-traded note issued in the USA. The Notes will www.ipathetn.co iPath Dow Jonesprovide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the m UBS Sugar Subi underlying index, the

Country FundBrazil

1-212-644-6622

www.globalxfund Global X Brazil s.com Mid Cap ETF

Growth&IncomeSmall Cap

1-888-949-3837

www.guggenhei mfunds.com

Guggenheim Russell 2000 Equal

UNITED STATES

UNITED STATES

US

UNITED STATES

US

Global X Brazil Mid Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of UNITED STATES the Solactive Brazil Mid Cap Index.

US

Guggenheim Russell 2000 Equal Weight ETF is an exchange-traded fund incorporated in the USA. The Fund's investment objective is to correspond as closely as possible, before fees and expenses, to the price and yield performance of the Russell 2000 Equal We

US

UNITED STATES

US

GB

Brown Brothers Harriman & Co

3/19/07

First Trust Advisors LP

Manager's Country

Manager's City Name

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

First Trust Advisors LP

First Trust Advisors LP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

SSgA Funds State Street Bank Management and Trust Co Inc

JOHN A TUCKER

11/15/05

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

VTL Bank of New York Associates Mellon/The LLC

VINCENT THOMAS LOWRY "VINCE"

11/12/08

VTL Associates LLC

VTL Associates LLC

United States

Philadelphia

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Global X Management Co LLC

Global X Management Co LLC

United States

New York

Bank of New York Mellon/The

BBD LLP

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

US

Fund's Management Company

Fund's Manager Start Date

Global X Management Co LLC

BRUNO DEL AMA

State Street Bank and Trust Co

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

12/08/10

Security Security Investors United States Investors LLC LLC

MICHAEL A JOHNSON

2013

Vanguard Vanguard Group Group Inc/The Inc/The

JOHN A TUCKER

9/29/00

SSgA Funds Management Inc

Rockville

UNITED STATES

US

US

Vanguard Group Inc/The

Pricewaterhou Bank of New York seCoopers Mellon LLP

SPDR S&P 500 Value ETF

SPDR S&P 500 Value ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely UNITED STATES as possible the performance of the S&P 500 Value Index.

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

1-877-ETRACS5

www.ubs.com/e- ETRACS CMCI tracs Industrial Metals

ETRACS CMCI Industrial Metals Total Return ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, UNITED STATES the UBS Bloomb

US

CH

UBS Securities LLC

Value-Large Cap

1-866-499-8473

www.vanguard.co Vanguard S&P m 500 Value ETF

Vanguard S&P 500 Value ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance UNITED STATES of the S&P 500 Value ETF.

US

US

Vanguard Group Inc/The

Sector FundTechnology

1-888-949-3837

www.guggenhei mfunds.com

Guggenheim Guggenheim China Technology Exchange-Traded Fund Trust 2 is an exchange-traded fund incorporatedin the USA. The Fund China Technology seeks investment results that correspond generally to the performance, before the Fund's fees and expenses, of an equity index UNITED STATES ET called the

US

US

Guggenheim Funds Guggenheim Ernst & Young Bank of New York SAROJ Investment Advisors Funds LLP Mellon/The KANURI LLC Investment Ad

Precious Metals

1-630-765-8000

www.ftportfolios.c First Trust ISE om Global Copper

First Trust ISE Global Copper Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the ISE Global Copper Index.

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Govt/Agency-Short 1-240-497-6400 Term

www.proshares.c ProShares om UltraShort TIPS

ProShares UltraShort TIPS is an exchange traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) daily performance of the Barclays Capital US Treasury Inflation Protected UNITED STATES Securiti

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Sector Fund-Utility 1-240-497-6400

ProShares www.proshares.c UltraShort om Utilities

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Invesco PowerShares United States Capital Management LLC

Wheaton

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Invesco PowerShares Capital Management LLC Barclays Capital Inc

Barclays Capital Inc

United States

New York

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

WisdomTree Asset Management Inc

WisdomTree Asset United States Management Inc

New York

Growth-Large Cap 1-866-499-8473

www.vanguard.co Vanguard S&P Vanguard S&P 500 Growth ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the m 500 Growth ETF performance of the S&P 500 Growth Index.

Value-Large Cap

1-866-787-2257

www.spdrs.com

Commodity

Emerging MarketEquity

Govt/AgencyInter/LT

1-800-983-0903

1-212-528-7990

PowerShares www.powershare MENA Frontier s.com Coun

PowerShares MENA Frontier Countries Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield performance of the NASDAQ OMX Middle East North Africa Index.

UNITED STATES

UNITED STATES

iPath US www.ipathetn.co iPath US Treasury 10-year Bull ETN is linked to the performance of the underlying Index, and seeks to capture returns from a Treasury 10-year UNITED STATES m decrease in the yields available to investors purchasing 10-year U.S. Treasury notes through a notional rolling 'long' investment Bull

Global Equity

1-212-896-1249

WisdomTree www.wisdomtree. Global Equity com Incom

Commodity

1-212-538-7333

www.creditsuisse.com/etn

International Equity 1-212-896-1249

UltraShort Utilities ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Utilities Index.

UNITED STATES

WisdomTree Global Equity Income Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the WisdomTree Global Equity Income Index. The Fund invests in high dividend- UNITED STATES yielding companie

The Gold Shares Covered Call ETN is an exchange-traded note incorporated in the USA. The ETN tracks the return of a Gold Shares covered call strategy on the GLD ETF. The ETN pays a monthly variable coupon based on the notional option premiums Covered Call ETN received from the notion

WisdomTree www.wisdomtree. International com MidCa

WisdomTree International MidCap Dividend Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the WisdomTree International MidCap Dividend Index. The Fund invests in companies tha

US

US

US

US

BM

GB

US

US

UNITED STATES

US

CH

UNITED STATES

US

US

UBS Securities LLC Pricewaterhou Bank of New York seCoopers Mellon LLP

Bank of New York Mellon Corp/The

MICHAEL A JOHNSON

www.globalxfund Global X Junior s.com Miners ETF

Global X Junior Miners ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Solactive Junior Miners Index.

UNITED STATES

US

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

1-877-398-8461

www.alpsetfs.co m

US Equity High Volatility Put

Alps US Equity High Volatility Put Write Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the performance, before the Fund's fees and expenses, of an index called the NYSE Arca U

UNITED STATES

US

US

ALPS Fund Services Deloitte & Inc Touche LLP

Internet & Telecom 1-866-787-2257

www.spdrs.com

SPDR S&P International Telecom

SPDR速 S&P International Telecommunications Sector ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond generally to the total return performance of the S&P Developed ExU.S. BMI Tele

UNITED STATES

US

US

State Street Bank and Trust Co

Global X Management Co LLC

Bank of New York ALPS Mellon Advisors Inc

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

1/17/12

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Lisle

First Trust Advisors LP

Wheaton

12/09

First Trust Advisors LP

Credit Suisse Credit Suisse ETNs/USA ETNs/USA

KAREN Q. WONG

WisdomTree Asset Management Inc

WisdomTree Asset United States Management Inc

BRUNO DEL AMA

Global X Management Co LLC

Global X Management Co LLC

KEVIN RICH

ALPS Advisors Inc

ALPS Advisors Inc

7/16/08

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

10/16/08

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

JOHN A TUCKER

PowerShares www.powershare Emerging s.com Markets I

PowerShares Emerging Markets Infrastructure Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of the index called the S-N

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York BRIAN seCoopers PowerShares Mellon/The MCGREAL LLP Capital Ma

Closed-end Funds 1-877-437-9363

www.direxionshar Direxion Daily es.com Retail Bull 3X

Direxion Daily Retail Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 300% of the performance of the Russell R1 Retail SubSec Index.

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Stamford

Vanguard Vanguard Group Group Inc/The Inc/The

KAREN Q. WONG

1-800-983-0903

Emerging MarketEquity

United States

Boston

2013

Bank of New York First Trust Mellon Corp/The Advisors LP

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

SSgA Funds United States Management Inc

UBS UBS Securities Securities LLC LLC

Credit Suisse ETNs/USA

1-212-644-6622

Growth & Income

SSgA Funds State Street Bank Management and Trust Co Inc

New York


Company Telephone Number

Sector FundTechnology

Company's Web Security's Name Address

Fund's Description

Country

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Custodian

Fund's Investment Advisor

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

12/09

Invesco PowerShares Capital Management LLC Invesco

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

4/03/08

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Value-Mid Cap

1-800-983-0903

PowerShares www.powershare Fundamental s.com Pure M

PowerShares Fundamental Pure Mid Value Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks results that correspond generally to the price and yield of the RAFI Fundamental Mid Value Index, which seeks to provide capital appreciat

UNITED STATES

US

Undefined Equity

1-800-983-0903

www.powershare PowerShares PowerShares Global Agriculture Portfolio is an exchange-traded fund incorporated in the USA. The Fund's objective is to track UNITED STATES s.com Global Agriculture the NASDAQ OMX Global Agriculture Index.

Sector Fund-Real Estate

1-415-670-2000

iShares Asia www.ishares.com Developed Real Es

US

Global Debt

1-888-400-4383

PIMCO Global Inflation-Linked Bond ETF is an actively-managed exchange-traded fund incorporated in the USA. The Fund www.pimcoetfs.c PIMCO Global invests in high-quality inflation-linked bonds that span developed and emerging markets. The Fund is benchmarked to both the UNITED STATES om Advantage Inflati GDP-weighted

US

DE

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

Commodity

1-866-734-0425

GS Connect S&P Goldman Sachs Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN is an exchange-traded note www.goldmansac GSCI Enhanced issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based UNITED STATES hs.com C on the performance of

US

US

Goldman Sachs & Co

UNITED STATES

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

UNITED STATES

US

US

Bank of New York Mellon/The

Ernst & Young

Blue Chip

www.vaneck.com

Market Vectors Market Vectors Bank and Brokerage ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the Bank and Broker performance of the US Listed Regional Bank 25 Index.

IQ Merger Arbitrage ETF

IQ Merger Arbitrage ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the IQ Merger Arbitrage Index developed by IndexIQ, which in turn seeks to identi

MIHIR P WORAH

HAO-HUNG LIAO "PETER"

1-800-983-0903

PowerShares www.powershare Fundamental s.com Pure L

PowerShares Fundamental Pure Large Value Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond (before fees and expenses) generally to the price and yield of the RAFI速 Fundamental Large Value Index

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Growth & Income1-301-296-5100 Mid Cap

Guggenheim www.rydexfunds. Russell MidCap com/etf Equa

Guggenheim Russell MidCap Equal Weight ETF is an exchange-traded fund incorporated in the USA. The Fund's investment objective is to correspond as closely as possible, before fees and expenses, to the price and yield performance of the Russell UNITED STATES MidCap Equa

US

US

State Street Bank and Trust Co

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

Various Assets

405-778-8377

AlphaClone www.exchangetra AlphaClone Alternative Alpha ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the Alternative Alpha dedconcepts.com performance of the AlphaClone Hedge Fund Long/Short Index. E

Exchange Traded Concepts LLC

Cohen Fund Exchange US Bank National Audit Services Traded Association/US Ltd Concepts LLC

Commodity

1-877-ETNADVICE

www.ELEMENT Setn.com

ELEMENTS Linked to the S&P Com

ELEMENTS Linked to the S&P Commodity Trends Indicator - Total Return is an exchange-traded note issued by HSBC USA Inc. The Notes will provide investors with a cash payment at the scheduled maturity or early repurchase, based on the performance of its und

US

UNITED STATES

US

US

12/21/11

Bank of New York IndexIQ JULIE S Mellon/The Advisors LLC ABBETT

www.indexiq.com

UNITED STATES

4/30/12

Goldman Sachs & Co

1-888-934-0777

Value-Large Cap

Fund's Management Company

Fund's Manager Start Date

ProShare ProShare Advisors LLC Advisors LLC

Ultra Semiconductor ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results UNITED STATES that correspond to twice (200%) the daily performance of the Dow Jones U.S. Semiconductor Index.

Financial Services 1-212-293-2000

Fund's Manager

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

www.proshares.c ProShares Ultra om Semiconductors

UNITED STATES

Fund's Auditor

JPMorgan Investor Services Co

1-240-497-6400

iShares Asia Developed Real Estate ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the investment results of the FTSE EPRA/NAREIT Asia Index Fund.

Fund's Administrator

Manager's City Name

United States

Bethesda

Invesco PowerShares United States Capital Management LLC

Wheaton

Invesco PowerShares PowerShares Capital United States Capital Management Management LLC LLC

Wheaton

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Pacific Investment Management Co LLC

Pacific Investment Management Co LLC

Goldman Sachs & Co

Goldman Sachs & Co

United States

New York

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

IndexIQ IndexIQ Advisors United States Advisors LLC LLC

Rye

6/16/11

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

12/08/10

Security Security Investors United States Investors LLC LLC

Rockville

Exchange Exchange Traded Traded Concepts LLC Concepts LLC

HSBC USA Inc

HSBC USA Inc

Manager's Country

Undefined Equity

1-800-983-0903

PowerShares PowerShares KBW Property & Casualty Insurance Portfolio is an exchange-traded fund incorporated in the USA. The Fund www.powershare KBW Property & seeks investment results that correspond (before fees and expenses) generally to the price and yield of the index called the s.com Cas KBW Property

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Undefined Equity

1-888-800-4347

www.egshares.co EGShares Basic EGShares Basic Materials GEMS ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the m Material GEMS E performance of the Dow Jones Emerging Markets Titans Basic Materials 30 Index.

UNITED STATES

US

US

Bank of New York Mellon/The

BBD LLP

HSBC USA Inc

HSBC USA Inc

United States

New York

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU

Emerging Emerging Global Global Advisors LLC Advisors LLC

Bank of New York Barclays Mellon Capital Inc

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

United States

New York

UBS UBS Securities Securities LLC LLC

United States

Stamford

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Credit Suisse Credit Suisse AG United States AG

New York

BlackRock BlackRock Fund Fund Advisors Advisors

San Francisco

Closed-end Funds 1-212-528-7990

www.ipathetn.co iPath S&P MLP m ETN

iPath S&P MLP ETN is an exchange-traded note incorporated in the USA. The Note will provide investors with a cash payment UNITED STATES at the scheduled maturity or early redemption based on the performance of the underlying index S&P MLP Index.

US

GB

Commodity

1-212-528-7990

iPath Dow Jones-UBS Industrial Metals Total Return Sub-Index ETN is an exchangetraded note issued in the USA. The Notes www.ipathetn.co iPath Dow Joneswill provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the UNITED STATES m UBS Industrial underlying ind

US

GB

Barclays Capital Inc

Undefined Equity

1-877-ETRACS5

ETRACS Monthly Pay 2xLeveraged Dow Jones International Real Estate ETN is an exchange-traded note issued in the USA. www.ubs.com/e- ETRACS Monthly The ETN will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance tracs Pay 2xLeveraged of the Dow Jones

UNITED STATES

US

CH

UBS Securities LLC

Country FundChina

1-240-497-6400

www.proshares.c ProShares Short ProShares Short FTSE/Xinhua China 25 is an exchange-traded fund incorporated in the USA. The Fund seeks daily om FTSE China 25 investment results that correspond to the inverse (opposite) of the daily performance of the FTSE/Xinhua China 25 Index.

UNITED STATES

US

Aggressive Growth 1-855-353-9383

FlexShares www.flexshares.c Quality Dividend om De

UNITED STATES

US

US

Commodity

1-212-538-7333

www.creditsuisse.com/etn

The Credit Suisse Silver Shares Covered Call ETN is an exchange-traded note issued in the USA. The ETN tracks the return Credit Suisse of a covered call strategy on the iShares Silver Trust ETF (SLV US). The ETN pays a monthly variable coupon based on the Silver Shares Co notional opti

UNITED STATES

US

CH

Muni-New York

1-415-670-2000

www.ishares.com

iShares New York iShares New York AMT-Free Muni Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the UNITED STATES AMT-Free Muni investment results of an index composed of investment-grade municipal bonds issued in the State of New York.

US

US

405-778-8377

YieldShares High Income ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance www.exchangetra Yield Shares High of the ISE High Income Index. The Fund was previously called The Sustainable North American Oil ETF (SNDS) until a ticker, UNITED STATES dedconcepts.com Income ETF name and str

US

1-802-257-1617

Tecrium Wheat Fund is an exchange-traded fund incorporated in the USA. The investment objective of the Fund is to have the www.teucriumwe Teucrium Wheat daily changes in percentage terms of the Shares' NAV reflect the daily changes in percentage terms of a weighted average of UNITED STATES atfund.com Fund the clos

US

US

Growth-Small Cap 1-866-499-8473

www.vanguard.co Vanguard Russell Vanguard Russell 2000 Growth is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance UNITED STATES m 2000 Growth of the Russell 2000 Growth Index.

US

US

Vanguard Group Inc/The

Pricewaterhou Bank of New York Vanguard seCoopers Mellon Group Inc/The LLP

Vanguard Vanguard Group Group Inc/The Inc/The

Sector FundEnergy

1-888-949-3837

www.guggenhei mfunds.com

Guggenheim S&P 500 Equal Weigh

Guggenheim S&P Equal Weight Energy ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate the performance of the S&P Equal Weight Energy Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

Security Security Investors United States Investors LLC LLC

Rockville

Growth-Mid Cap

1-866-787-2257

www.spdrs.com

SPDR S&P 400 Mid CapGrowth ETF

SPDR S&P 400 Mid Cap Growth ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate UNITED STATES as closely as possible the performance of the S&P MidCap 400 Growth Index.

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

SSgA Funds Management Inc

Boston

Balanced

Commodity

FlexShares Quality Dividend Defensive Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Northern Trust Quality Dividend Defensive Index.

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP Northern Trust JPMorgan Chase Investments Bank NA Inc

JPMorgan Chase Bank NA

Northern Trust Northern Trust Investments Investments Inc Inc

Credit Suisse AG

State Street Bank and Trust Co SEI Investments Global Funds Services

State Street Bank BlackRock JOEL SILVA and Trust Co Fund Advisors Cohen Fund Brown Brothers Audit Services Harriman & Co Ltd

Exchange DENISE M Traded KRISKO Concepts LLC Teucrium Trading LLC

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

SSgA Funds State Street Bank Management and Trust Co Inc

SAL GILBERTIE

JOHN A TUCKER

United States

Exchange Exchange Traded Traded Concepts LLC Concepts LLC

9/19/11

11/15/05

Teucrium Trading LLC

Teucrium Trading LLC

SSgA Funds United States Management Inc


Company Telephone Number

Company's Web Security's Name Address

Fund's Description

Country

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Management Company

Fund's Manager Start Date

Manager's Country

Manager's City Name

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

iShares www.ishares.com Morningstar Small-Cap

iShares Morningstar Small-Cap ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the price and yield performance of the Morningstar Small Core Index. The Index measures the performance UNITED STATES of companie

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

1-212-528-7990

www.ipathetn.co iPath Pure Beta m Coffee ETN

The iPath Pure Beta Coffee ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Barclays Capital UNITED STATES Coffee P

US

GB

Barclays Capital Inc

Country FundChina

1-415-670-2000

iShares MSCI iShares MSCI China Small-Cap ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the www.ishares.com China Small-Cap performance of the MSCI China Small Cap Index Fund. E

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Undefined Equity

1-888-949-3837

www.guggenhei mfunds.com

Guggenheim S&P Equal Weight Industrial ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to UNITED STATES replicate the performance of the S&P Equal Weight Industrial Index.

US

US

State Street Bank and Trust Co

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

Security Security Investors United States Investors LLC LLC

Rockville

BlackRock BlackRock Fund Fund Advisors Advisors

San Francisco

Undefined Equity

1-415-670-2000

www.ishares.com

Growth&IncomeSmall Cap

1-415-670-2000

Commodity

iShares MSCI Global Silver Miners ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment iShares MSCI results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI ACWI Select Global Silver Min Silver Miners Invest

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Guggenheim S&P 500 Equal Weigh

Barclays Capital Inc

Barclays Capital Inc

United States

San Francisco

Barclays Capital Inc

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou seCoopers State Street Bank BlackRock GREG LLP/Albany and Trust Co Fund Advisors SAVAGE NY

Guggenheim S&P Equal Weight Healthcare ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is UNITED STATES to replicate the performance of the S&P Equal Weight Health Care Index.

US

US

State Street Bank and Trust Co

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

Security Security Investors United States Investors LLC LLC

Rockville

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

ProShare ProShare Advisors LLC Advisors LLC

Bethesda

1-212-786-7481

PureFunds ISE PureFunds ISE Diamond/Gemstone ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide www.pureetfs.co Diamond/Gemsto investment results that, before fees and expenses, correspond generally to the price and yield performance of the ISE Diamond UNITED STATES m ne /Gemstone Index.

US

Factor Advisors LLC

WithumSmith US Bank NA +Brown

Commodity

1-855-RBS-ETPS

RBS Rogers usmarkets.rbs.co Enhanced m/etnUS Commodity

RBS Rogers Enhanced Commodity ETN is an exchange-traded note issued in the USA. The ETN will track the RICI Enhanced Commodity Total Return Index which provides exposure to 36 commodities. The Index attempts to track prices changes for individual commodit

UNITED STATES

US

GB

Royal Bank Of Scotland

Municipal

1-415-670-2000

iShares 2014 www.ishares.com AMT-Free Muni Ter

iShares 2014 AMT-Free Muni Term ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the S&P AMT-Free Municipal Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers JOEL SILVA and Trust Co Fund Advisors LLP

Region FundMiddle East

1-212-293-2000

www.vaneck.com

Market Vectors Gulf States Ind

Market Vectors Gulf States Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results UNITED STATES that correspond to the price and yield performance of the Market Vectors GDP GCC index.

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

HAO-HUNG LIAO "PETER"

Growth&IncomeSmall Cap

1-866-499-8473

Vanguard S&P www.vanguard.co Small-Cap 600 m ETF

Vanguard S&P Small-Cap 600 ETF is an exchange-traded incorporated in the USA. The Fund seeks to track the performance UNITED STATES of the S&P Small-Cap 600 Index.

US

US

Vanguard Group Inc/The

Pricewaterhou Bank of New York seCoopers Mellon LLP

ANDREW MAACK

Country FundGermany

1-415-670-2000

iShares MSCI www.ishares.com Germany SmallCap

iShares MSCI Germany Small-Cap ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI Germany Small Cap Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Growth&IncomeLarge Cap

1-800-983-0903

PowerShares www.powershare Dynamic Market s.com Por

Powershares Dynamic Market Portfolio is an exchange-traded fund incorporated in the USA. The Fund's objective is to correspond to the price and yield of an equity index called the Dynamic Market Intellidex (SM) Index, which evaluates companies based on a

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

International Equity 1-800-983-0903

PowerShares www.powershare FTSE RAFI s.com Develope

PowerShares FTSE RAFI Developed Markets ex-U.S. Small-Mid Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the FTSE RAFI Developed Markets ex-U.S. Small- UNITED STATES Mid Index

Commodity

1-877-369-4617

www.dbfunds.db. PowerShares DB PowerShares DB Silver Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is to track the DBIQ com Silver Fund Optimum Yield Silver Index Excess Return.

Growth-Mid Cap

1-630-765-8000

www.ftportfolios.c First Trust Mid om Cap Growth Alp

Undefined Equity

Country FundGermany

Emerging MarketEquity

1-415-670-2000

iShares MSCI www.ishares.com Emerging Markets

Health & Biotechnology

1-888-949-3837

www.guggenhei mfunds.com

1-240-497-6400

ProShares www.proshares.c UltraShort om Nasdaq Bi

UNITED STATES

Undefined Equity

Health & Biotechnology

Guggenheim S&P 500 Equal Weigh

iShares MSCI Emerging Markets Small-Cap ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance of the MSCI Emerging Markets Small Cap Index.

ProShares Ultrashort Nasdaq Biotechnology is an an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to twice (200%) the inverse (opposite) of the return of the Nasdaq Biotechnology Index.

Factor WILL Advisors LLC MARTIN

11/29/12

RBS ETNs/USA

United States

United States

Factor Factor Advisors Advisors LLC LLC

RBS ETNs/USA

Madison

RBS ETNs/USA

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

7/24/08

Van Eck Associates Corp

United States

New York

2013

Vanguard Vanguard Group Group Inc/The Inc/The

Invesco PowerShares United States Capital Management LLC

Wheaton

Invesco PowerShares PowerShares Capital United States Capital Management Management LLC LLC

Wheaton

New York

Van Eck Associates Corp

BlackRock BlackRock Fund Fund Advisors Advisors

12/09

Invesco PowerShares Capital Management LLC Invesco

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

UNITED STATES

US

DE

Bank of New York Mellon/The

KPMG

DB MARTIN Bank of New York Commodity KREMENSTE Mellon/The Services LLC IN

Deutsche Bank AG

Deutsche Bank AG

First Trust Mid Cap Growth AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment UNITED STATES results that correspond to the Defined Mid Cap Growth Index.

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP

First Trust Advisors LP

1-888-729-3863

Pax MSCI EAFE ESG Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks returns that closely www.esgshares.c Pax MSCI EAFE correspond to the price and yield of the MSCI EAFE ESG Index. The Index consists of equity securities operating in developed UNITED STATES om ESG Index ETF market countri

US

US

State Street Bank and Trust Co

Pax World Ernst & Young State Street Bank Management LLP and Trust Co LLC

Pax World Management LLC

Pax World Management LLC

1-630-765-8000

First Trust www.ftportfolios.c Germany om AlphaDEX F

First Trust Germany AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results UNITED STATES that correspond to the Defined Germany Index.

US

US

Brown Brothers Harriman & Co

Deloitte & Touche LLP

First Trust Advisors LP

First Trust Advisors LP

Guggenheim S&P Smallcap 600 Pure Growth ETF is an exchange-traded fund incorporated in the USA. The Fund's objective UNITED STATES is to replicate as closely as possible, before expenses, the performance of the S&P Smallcap 600/Citigroup Pure Growth Index.

US

US

State Street Bank and Trust Co

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

Security Security Investors United States Investors LLC LLC

Rockville

Invesco PowerShares Capital Management LLC

Wheaton

Guggenheim S&P Smallcap 600 Pu

Growth-Small Cap 1-888-949-3837

www.guggenhei mfunds.com

Sector Fund-Utility 1-800-983-0903

PowerShares Dynamic Utilities Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment www.powershare PowerShares results that correspond to the price and yield of the Dynamic Utilities Intellidex Index, which evaluates companies based on a s.com Dynamic Utilities variety o

Blue Chip

1-888-934-0777

www.indexiq.com

Country FundChina

1-212-896-1249

Brown Brothers Harriman & Co

First Trust Advisors LP

United States

Invesco PowerShares United States Capital Management LLC

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

The IQ Hedge Macro Tracker ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the IQ Hedge Macro Tracker Index.

UNITED STATES

US

US

Bank of New York Mellon/The

Ernst & Young

WisdomTree www.wisdomtree. China Dividend com Ex-F

WisdomTree China Dividend Ex-Financials Fund is an exchange-traded fund incorporated in the USA. The Fund employs a "passive management" - or indexing investment approach designed to track the performance of the WisdomTree China Dividend ex-Financials Ind

UNITED STATES

US

US

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

International Equity 1-240-497-6400

ProShares www.proshares.c UltraShort MSCI om EAFE

UltraShort MSCI EAFE ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the MSCI EAFE Index.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Growth&IncomeLarge Cap

www.ishares.com

iShares NYSE Composite ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the NYSE Composite Index. The Index is a float-weighted index that includes common stocks, ADRs, trackings UNITED STATES tocks and REITs t

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

1-415-670-2000

IQ Hedge Macro Tracker ETF

iShares NYSE Composite ETF

US

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

12/09

Bank of New York IndexIQ JULIE S Mellon/The Advisors LLC ABBETT

KINGSLEY WILLIAMS

9/01/12

IndexIQ IndexIQ Advisors United States Advisors LLC LLC

Rye

WisdomTree Asset Management Inc

New York

WisdomTree Asset United States Management Inc


Company Telephone Number

Company's Web Security's Name Address

Fund's Description

Country

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Manager Start Date

Fund's Management Company

Manager's Country

Barclays Capital Inc

United States

Manager's City Name

UNITED STATES

US

GB

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

UNITED STATES

US

US

Bank of New York Mellon/The

Ernst & Young

db X-trackers MSCI Germany Hedged Equity Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the MSCI Germany USD Hedged Index. The Fund was previously called the db X-trackers MSCI Canada Hedged ETF until a

UNITED STATES

US

DE

Bank of New York Mellon/The

Ernst & Young Bank of New York Deutsche LLP Mellon/The Bank AG

www.ftportfolios.c First Trust Mega om Cap AlphaDEX

First Trust Mega Cap AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the Defined Mega Cap Index.

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

1-212-644-6622

www.globalxfund Global X Junior s.com MLP ETF

The Global X Junior MLP ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Junior MLP Index.

UNITED STATES

US

1-212-293-2000

www.vaneck.com

Market Vectors Uranium+Nuclear Energy ETF is an exchange-traded fund incorporated in the USA. The Fund seeks Market Vectors investment results that correspond to the price and yield of the DAX global Nuclear Energy Index, a modified marketUranium+Nuclear capitalization index.

UNITED STATES

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

HAO-HUNG LIAO "PETER"

Sector Fund-Utility 1-866-787-2257

www.spdrs.com

SPDR S&P International Utilities Sector ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to SPDR S&P provide investment results that correspond generally to the total return performance of the S&P Developed Ex-U.S. BMI International Utiliti Utilities Sect

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

JOHN A TUCKER

Growth & Income

www.ftportfolios.c First Trust Value First Trust Value Line 100 Exchange-Traded Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to om Line 100 Exc track the performance of the Value Line 100 Index.

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Guggenheim S&P Equal Weight Utilities ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate the performance of the S&P 500 Equal Weighted Telecommunication Services and Utilities Sector.

UNITED STATES

US

US

State Street Bank and Trust Co

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

Security Security Investors United States Investors LLC LLC

First Trust Switzerland AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the Defined Switzerland Index.

UNITED STATES

US

US

Brown Brothers Harriman & Co

Deloitte & Touche LLP

Brown Brothers Harriman & Co

First Trust Advisors LP

First Trust Advisors LP

First Trust Advisors LP

Country Fund-U.K. 1-630-765-8000

www.ftportfolios.c First Trust United First Trust United Kingdom AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment UNITED STATES om Kingdom Alp results that correspond to the Defined United Kingdom Index.

US

US

Brown Brothers Harriman & Co

Deloitte & Touche LLP

Brown Brothers Harriman & Co

First Trust Advisors LP

First Trust Advisors LP

First Trust Advisors LP

Growth

First Trust www.ftportfolios.c First Trust Multi Cap Growth AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks MultiCap Growth om investment results that correspond to the Defined Multi Cap Growth Index. Al

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP

First Trust Advisors LP

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

Deutsche Bank AG

Deutsche Bank AG

New York

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

Morgan Stanley

Morgan Stanley

United States

New York

Commodity

1-212-528-7990

iPath Dow Jones-UBS Precious Metals Total Return Sub-IndexSM ETN is an exchange-traded note issued in the USA. The www.ipathetn.co iPath Dow JonesNotes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of m UBS Precious M the underlying in

Country FundCanada

1-888-934-0777

www.indexiq.com

Country FundGermany

1-877-369-4617

db X-trackers www.DBXUS.co MSCI Germany m Hed

Growth&IncomeLarge Cap

1-630-765-8000

Sector FundEnergy

Sector FundEnergy

1-630-765-8000

IQ Canada Small IQ Canada Small Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that Cap ETF correspond to the price and yield return of the IQ Canada Small Cap Index.

Guggenheim S&P 500 Equal Weigh

Sector Fund-Utility 1-888-949-3837

www.guggenhei mfunds.com

Country FundSwitzerland

First Trust www.ftportfolios.c Switzerland om AlphaD

1-630-765-8000

1-630-765-8000

Financial Services 1-800-983-0903

PowerShares www.powershare Dynamic s.com Financial

Region FundAfrican

www.spdrs.com

1-866-787-2257

PowerShares Dynamic Financial Sector Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dynamic Financial Sector Intellidex Index, which picks stocks based on a var

Global X Brown Brothers Ernst & Young Management Co LLC Harriman & Co

Global X Management Co LLC

SPDR S&P SPDR S&P Emerging Middle East & Africa ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is Emerging Middle to replicate the S&P Mid-East and Africa BMI Index. The Index measures the investable universe of publicly traded companies UNITED STATES East in countries

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

Commodity

1-877-369-4617

Health & Biotechnology

1-866-787-2257

www.spdrs.com

SPDR S&P Health Care Services

US

Bank of New York Mellon/The

UNITED STATES

US

DE

Deutsche Bank AG

SPDR S&P Health Care Services ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the performance of the S&P Health Care Services Select Industry Index.

UNITED STATES

US

US

State Street Bank and Trust Co

US

Morgan Stanley

Currency

Market Vectors www.marketvecto Renminbi/USD rsetns.com ET

Market Vectors-Renminbi/USD ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the performance of the S&P Chinese Renminbi Total Return Index.

UNITED STATES

US

Sector Fund-Asset 1-240-497-6400 Alloc

ProShares www.proshares.c UltraPro om Financials

ProShares UltraPro 3x Financials is an exchange-traded fund incorporated in the USA. The Fund seeks investment results, before fees and expenses, that correspond to three times (3x) the daily performance of the Dow Jones Financial index Index.

UNITED STATES

US

Government/Agenc 1-877-369-4617 y

PowerShares DB Italian Treasury Bond Futures ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. www.DBXUS.co PowerShares DB The Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the performance UNITED STATES m Italian Treasur of its underlyi

US

Sector Fund-Utility 1-240-497-6400

www.proshares.c ProShares Ultra om Utilities

US

Ultra Utilities ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Dow Jones U.S. Utilities Index.

UNITED STATES

Region Fund-Latin 1-212-644-6622 Amer

www.globalxfund Global X FTSE s.com Andean 40 ETF

Global X FTSE Andean 40 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide investment UNITED STATES results that correspond generally to the price and yield performance, before fees and expenses, of the FTSE Andean 40 Index.

Government/Agenc 1-415-670-2000 y-LT

iShares Core www.ishares.com Long-Term US Bond

iShares Core Long-Term US Bond ETF is an exchange-traded fund incorporated the USA. The ETF seeks to track the investment results of an index composed of U.S. dollar-denominated government, government-related and investment-grade U.S. corporate bonds with

UNITED STATES

US

Undefined Equity

PureFunds ISE Mining Service ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide www.pureetfs.co PureFunds ISE investment results that, before fees and expenses, correspond generally to the price and yield performance of the ISE Mining m Mining Service E Service Index.

UNITED STATES

US

Growth-Small Cap 1-630-765-8000

www.ftportfolios.c First Trust Small First Trust Small Cap Growth AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks om Cap Growth A investment results that correspond to the Defined Small Cap Growth Index.

UNITED STATES

US

Blue Chip

www.indexiq.com

UNITED STATES

US

IQ Real Return ETF

BM

IQ Real Return ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the IQ Real Return Index.

JPMorgan Investor Services Co

DE

Deutsche Bank AG Bingham McCutchen LLP

SSgA Funds State Street Bank Management and Trust Co Inc

United States

New York

First Trust Advisors LP

First Trust Advisors LP

Global X Management Co LLC

Global X Management Co LLC

United States

New York

8/15/07

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

7/16/08

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

First Trust Advisors LP

First Trust Advisors LP

Lisle

JOHN A TUCKER

3/19/07

MARTIN KREMENSTE IN JOHN A TUCKER

09/11

Morgan Stanley Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP Deutsche Bank AG

LUKE OLIVER

Global X Management Co LLC

United States

United States

United States

United States

Bethesda

3/23/11

Deutsche Bank AG

United States

New York

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Global X Management Co LLC

Global X Management Co LLC

United States

New York

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

BRUNO DEL AMA

Deutsche Bank AG

State Street Bank and Trust Co

Factor Advisors LLC

WithumSmith US Bank NA +Brown

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP

US

Bank of New York Mellon/The

Ernst & Young

Bank of New York IndexIQ JULIE S Mellon/The Advisors LLC ABBETT

IndexIQ IndexIQ Advisors United States Advisors LLC LLC

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Factor WILL Advisors LLC MARTIN

Lisle

ProShare ProShare Advisors LLC Advisors LLC

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

US

Rockville

7/10/12

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

US

Deutsche Bank AG

Pricewaterhou Invesco Bank of New York seCoopers PowerShares Mellon/The LLP Capital Ma

Deutsche Bank AG

JPMorgan Investor Services Co

Deutsche Bank AG

6/09/11

Bank of New York First Trust Mellon Corp/The Advisors LP

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

PowerShares S&P Emerging Markets High Beta Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that generally correspond (before fees and expenses) to the price and yield of the S&P BMI Emerging UNITED STATES Markets High Be

Rye

BRUNO DEL AMA

Bank of New York Mellon/The

New York

IndexIQ IndexIQ Advisors United States Advisors LLC LLC

Bank of New York First Trust Mellon Corp/The Advisors LP

BM

PowerShares DB Crude Oil Short ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The Notes will www.DBXUS.co PowerShares DB provide investors with a cash payment at the scheduled maturity or early redemption, based on the inverse (opposite) m Crude Oil Short performance of its und

1-888-934-0777

DINO BOURDOS

US

1-800-983-0903

1-212-786-7481

Bank of New York IndexIQ JULIE S Mellon/The Advisors LLC ABBETT

UNITED STATES

PowerShares www.powershare S&P Emerging s.com Marke

Emerging MarketEquity

UNITED STATES

Barclays Capital Inc

11/29/12

Factor Factor Advisors Advisors LLC LLC

Madison

First Trust Advisors LP

Rye


Company Telephone Number

Commodity

1-877-369-4617

Company's Web Security's Name Address

Fund's Description

Country

PowerShares DB Crude Oil Long ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The Notes will www.DBXUS.co PowerShares DB provide investors with a cash payment at the scheduled maturity or early redemption, based on the performance of its m Crude Oil Long underlying index plus t

Undefined Equity

1-240-497-6400

www.proshares.c ProShares Ultra om Consumer Servi

Ultra Consumer Services ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Dow Jones U.S. Consumer Services Index.

Growth-Mid Cap

1-415-670-2000

iShares iShares Morningstar Mid-Cap Growth ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment www.ishares.com Morningstar Mid- results that correspond to the price and yield performance of the Morningstar Mid Growth Index. The Index measures the Cap Gr performance of co

Commodity

1-855-RBS-ETPS

RBS Rogers usmarkets.rbs.co Enhanced m/etnUS Industrial

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

DE

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Deutsche Bank AG

Deutsche Bank AG

Fund's Manager

MARTIN KREMENSTE IN

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

UNITED STATES

US

UNITED STATES

US

US

State Street Bank and Trust Co

RBS Rogers Enhanced Industrial Metals ETNs is an exchange-traded note issued in the USA. The ETN will track the RICI Enhanced Industrial Metals Total Return Index. which provides exposure to 6 commodities. The Index attempts to track prices UNITED STATES changes for in

US

GB

Royal Bank Of Scotland

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock JENNIFER seCoopers and Trust Co Fund Advisors HSUI LLP

Fund's Management Company

Fund's Manager Start Date

Deutsche Bank AG

RBS ETNs/USA

Deutsche Bank AG

Manager's Country

Manager's City Name

United States

New York

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

RBS ETNs/USA

RBS ETNs/USA

Geo Focus-Equity 1-415-670-2000

iShares MSCI iShares MSCI Colombia Capped ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the www.ishares.com Colombia Capped performance of the MSCI ALL Colombia Capped Index. E

Sector Fund-Utility 1-866-787-2257

www.spdrs.com

SPDR S&P Global Infrastructure

SPDR S&P Global Infrastructure ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate the S&P Global Infrastructure Index. The Index measures the stock performance of companies within the infrastructure UNITED STATES industry, prin

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

JOHN A TUCKER

1/31/07

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

Undefined Equity

1-866-787-2257

www.spdrs.com

SPDR S&P International Consume

SPDR S&P International Consumer Staples Sector ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond generally to the total return performance of the S&P Developed ExU.S. BMI Consume

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

JOHN A TUCKER

7/16/08

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

1-240-497-6400

ProShares UltraShort Health Care ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment www.proshares.c UltraShort Health results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Health Care om Ca Index.

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

SSgA Funds United States Management Inc

Boston

Health & Biotechnology

SPDR S&P SPDR S&P International Mid Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment International Mid results that correspond to the price and yield of the S&P Developed Ex-U.S. Between USD2 Billion and USD5 Billion Index. Cap

UNITED STATES

UNITED STATES

US

Growth & Income1-866-787-2257 Mid Cap

www.spdrs.com

UNITED STATES

US

US

State Street Bank and Trust Co

Government/Agenc 1-877-369-4617 y

PowerShares DB Japanese Government Bond Futures ETN is an exchange-traded note issued in the USA by Deutsche Bank www.DBXUS.co PowerShares DB AG. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the UNITED STATES m Japanese Govern performance of its under

US

DE

Deutsche Bank AG

Currency

Growth&IncomeSmall Cap

1-212-528-7990

1-888-949-3837

www.ipathetn.co iPath Optimized m Currency Carry

www.guggenhei mfunds.com

Wilshire MicroCap ETF

iPath Optimized Currency Carry ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Barclays Intelligent Wilshire Micro-Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the performance of the Wilshire Micro-Cap Index.

UNITED STATES

UNITED STATES

US

US

WisdomTree www.wisdomtree. Global Natural com Reso

WisdomTree Global Natural Resources Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment UNITED STATES results that correspond to the performance of the WisdomTree Global Natural Resources Index.

US

Geo Focus-Equity 1-212-644-6622

www.globalxfund Global X Nigeria s.com Index ETF

Global X Nigeria Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide investment results UNITED STATES that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Nigeria Index.

US

Sector Fund-Real Estate

www.guggenhei mfunds.com

Sector FundEnergy

1-212-896-1249

1-888-949-3837

Wilshire US REIT ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that Wilshire US REIT correspond generally to the performance, before the Fund's fees and expenses, of an equity index called the Wilshire US Real ETF Estate Investment

UNITED STATES

US

GB

US

US

Investors Bank & Trust Co/Boston MA

Deutsche Bank AG

Bank of New York Mellon Corp/The

5/12/98

LUKE OLIVER

3/23/11

Deutsche Bank AG

Deutsche Bank AG

United States

New York

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Lisle

KAREN Q. WONG

WisdomTree Asset Management Inc

WisdomTree Asset United States Management Inc

New York

BRUNO DEL AMA

Global X Management Co LLC

Global X Management Co LLC

Guggenheim Funds Guggenheim Ernst & Young Bank of New York SAROJ Investment Advisors Funds LLP Mellon/The KANURI LLC Investment Ad

Corp/Pref-Inv Grade

1-866-787-2257

www.spdrs.com

SPDR Barclays SPDR Barclays Issuer Scored Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund's objective UNITED STATES Issuer Scored Co is to replicate as closely as possible the performance of the Barclays Issuer Scored Corporate Index.

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

Country FundDenmark

1-415-670-2000

iShares MSCI iShares MSCI Denmark Capped ETF is an exchange-traded fund incorporated in the U SA. The ETF seeks investment results www.ishares.com Denmark Capped that correspond generally to the price andy ield performance, before fees and expenses, of the MSCI Denmark IMI 25/50 UNITED STATES ET Index.

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP WisdomTree WisdomTree Asset Ernst & Young Asset Management Management Inc In

Growth&IncomeLarge Cap

WisdomTree www.wisdomtree. Earnings 500 com Fund

WisdomTree Earnings 500 Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the yield and performance of the WisdomTree Earnings 500 Index, which tracks earnings-generating companies within the largecapitalization segment of t

UNITED STATES

US

US

WisdomTree Asset Management Inc

Closed-end Funds 1-877-ETRACS5

ETRACS Monthly Pay 2xLeveraged S&P Dividend ETN is an exchange-traded note issued in the USA. The ETN will provide www.ubs.com/e- ETRACS Monthly investors with a cash payment at the scheduled maturity or early redemption based on the performance of the S&P High Yield UNITED STATES tracs Pay 2xLeveraged Dividend Aristocr

US

CH

UBS Securities LLC

UBS Securities LLC

Commodity

1-877-369-4617

PowerShares DB Base Metals Double Long ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The www.DBXUS.co PowerShares DB Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the double the m Base Metals Dou performance of its und

UNITED STATES

US

DE

Deutsche Bank AG

Deutsche Bank AG

Growth&IncomeLarge Cap

1-866-787-2257

www.spdrs.com

SPDR Russell 1000 Low Volatility ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide SPDR Russell investment results that, before fees and expenses, correspond generally to the price and yield performance of the Russell 1000 UNITED STATES 1000 Low Volatili Low Volatili

US

US

State Street Corp

Sector FundTechnology

Sector FundEnergy

1-212-896-1249

1-800-983-0903

1-877-398-8461

Powershares www.powershare Dynamic s.com Software P www.alpsetfs.co m

Jefferies TR/J CRB Global Comm

US

BM

Bank of New York Mellon/The

Jefferies TR/J CRB Global Commodity Equity Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that replicate as closely as possible, before fees and expenses, the price and yield performance of the UNITED STATES Thomson Reu

US

US

ALPS Fund Services Deloitte & Inc Touche LLP

9/25/07

Lisle

SSgA Funds Management Inc

Valley Forge

BlackRock BlackRock Fund Fund Advisors Advisors WisdomTree Asset Management Inc

KAREN Q. WONG

SSgA Funds United States Management Inc

WisdomTree Asset United States Management Inc

New York

United States

Stamford

Deutsche Bank AG

Deutsche Bank AG

United States

New York

02/13

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

12/09

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

Bank of New York ALPS Mellon/The Advisors Inc

ALPS Advisors Inc

ALPS Advisors Inc

Denver

MARTIN KREMENSTE IN MICHAEL FEEHILY

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

United States

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

12/09

Invesco PowerShares United States Capital Management LLC

Wheaton

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

3/23/11

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

SPDR S&P International Consumer Discretionary Sector ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond generally to the total return performance of the S&P Developed ExUNITED STATES U.S. BMI C

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

7/16/08

SSgA Funds Management Inc

Boston

PowerShares www.powershare Fundamental s.com Pure M

Government/Agenc 1-877-437-9363 y-LT

Direxion Daily 20+ Year Treasury Bear 1x Shares is an exchange-traded fund incorporated in the USA. The Fund seeks daily www.direxionshar Direxion Daily investment results, before fees and expenses, that correspond to the inverse (opposite) of the daily performance of the NYSE es.com 20+ Year Treasu 20 Year P

Undefined Equity

www.spdrs.com

SPDR S&P International Consume

MAHESH 02/12 JAYAKUMAR

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Invesco PowerShares Capital Management LLC

Aggressive Growth 1-800-983-0903

1-866-787-2257

1/17/12

UBS UBS Securities Securities LLC LLC

Pricewaterhou SSgA Funds seCoopers State Street Corp Management LLP Inc

PowerShares Dynamic Software Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dynamic Software Intellidex Index, which evaluates companies based on a UNITED STATES variety of

Bethesda

JOHN A TUCKER

Guggenheim Funds Guggenheim Ernst & Young Bank of New York Investment Advisors Funds LLP Mellon/The LLC Investment Ad WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

United States

SSgA Funds Management Inc

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Global X Management Co LLC

US

BlackRock BlackRock Fund Fund Advisors Advisors

PowerShares Fundamental Pure Mid Growth Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield of the RAFI Fundamental Mid Growth Index, which seeks to UNITED STATES provide capi

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

JOHN A TUCKER

SSgA Funds United States Management Inc


Company Telephone Number

Global Equity

1-866-787-2257

Company's Web Security's Name Address

www.spdrs.com

SPDR Global Dow ETF

iShares Russell Top 200 ETF

Fund's Description

Country

SPDR Global Dow ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as UNITED STATES possible the performance of The Global Dow.

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

US

Fund's Auditor

State Street Bank and Trust Co

Bingham McCutchen LLP

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Growth&IncomeLarge Cap

1-415-670-2000

www.ishares.com

iShares Russell Top 200 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the Russell Top 200 Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Commodity

1-877-369-4617

PowerShares DB Agriculture Double Short ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The www.DBXUS.co PowerShares DB Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the double the m Agriculture Dou inverse (opposite) per

UNITED STATES

US

DE

Deutsche Bank AG

Sector FundTechnology

1-240-497-6400

ProShares www.proshares.c UltraShort om Technolog

UltraShort Technology ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Technology Index.

UNITED STATES

US

Undefined Equity

1-888-800-4347

www.egshares.co EGShares India m Consumer ETF

EGShares India Consumer ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Indxx India Consumer Index.

UNITED STATES

US

Sector Fund-Real Estate

1-415-670-2000

www.ishares.com

iShares Retail Real Estate Capped ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the FTSE NAREIT Retail Capped Index.

UNITED STATES

US

iShares Retail Real Estate Cap

Fund's Custodian

Fund's Investment Advisor

Fund's Administrator

SSgA Funds State Street Bank Management and Trust Co Inc

Deutsche Bank AG

Fund's Manager

JOHN A TUCKER

9/29/00

MARTIN KREMENSTE IN

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

US

Bank of New York Mellon/The

BBD LLP

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Fund's Management Company

Fund's Manager Start Date

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Manager's City Name

Boston

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Deutsche Bank AG

United States

New York

United States

Bethesda

United States

San Francisco

Deutsche Bank AG

ProShare ProShare Advisors LLC Advisors LLC

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU

Manager's Country

Emerging Emerging Global Global Advisors LLC Advisors LLC BlackRock BlackRock Fund Fund Advisors Advisors

1-212-896-1249

WisdomTree www.wisdomtree. Commodity com Currency

WisdomTree Commodity Currency Fund is an actively managed exchange-traded fund incorporated in the USA. The Fund seeks to achieve total returns reflective of money market rates in selected commodity-producing countries and changes to value of such countri

UNITED STATES

US

US

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

Internet & Telecom 1-800-983-0903

Powershares www.powershare Dynamic s.com Networking

PowerShares Dynamic Networking Portfolio is an exchange-traded incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dynamic Networking Intellidex Index, which evaluates companies based on UNITED STATES a variety of i

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

Currency

Closed-end Funds 1-240-497-6400

www.proshares.c ProShares Ultra om MSCI Brazil Ca

Corp/Pref-High Yield

1-415-670-2000

www.ishares.com

iShares Global ex iShares Global ex USD High Yield Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks USD High Yie to track the Markit iBoxx Global Developed Markets ex-US High Yield Index.

Geo Focus-Debt

1-212-528-7990

www.etnplus.com

FI Enhanced Europe 50 ETN

Undefined Equity

1-800-983-0903

PowerShares www.powershare Dynamic s.com Consumer D

ProShares Ultra MSCI Brazil Capped is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to twice (200%) the daily performance of the MSCI Brazil 25/50 Index.

UNITED STATES

US

UNITED STATES

US

US

State Street Bank and Trust Co

FI Enhanced Europe 50 ETN is an exchange-traded note issued in the USA. The ETNs provide investors with a cash payment at the scheduled maturity or optional redemption based on a leveraged participation in STOXX Europe 50 USD Gross Total UNITED STATES Return Index.

US

GB

Barclays Capital Inc

ZANDRA ZELAYA

Barclays Capital Inc

PowerShares Dynamic Consumer Discretionary Sector Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dynamic Consumer Discretionary Sector Intellidex, UNITED STATES which picks s

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Financial Services 1-866-787-2257

www.spdrs.com

SPDR S&P International Financi

SPDR S&P International Financial Sector ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond generally to the total return performance of the S&P Developed Ex-U.S. BMI UNITED STATES Financials Se

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

Global Debt

1-415-670-2000

www.ishares.com

iShares Global Inflation-Linke

iShares Global Inflation-Linked Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the performance of the Bank of America Merrill Lynch Global Diversified Inflation-Linked Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GABRIEL seCoopers and Trust Co Fund Advisors SHIPLEY LLP

Undefined Equity

1-866-787-2257

www.spdrs.com

SPDR S&P International Industr

SPDR S&P International Industrials Sector ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond generally to the total return performance of the S&P Developed Ex-U.S. BMI Industrial S

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

Commodity

1-212-528-7990

The iPath Pure Beta Broad Commodity ETN is an exchange-traded note issued in the USA. The Notes will provide investors www.ipathetn.co iPath Pure Beta with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the m Broad Commodit Barclays Capital

UNITED STATES

US

GB

Barclays Capital Inc

Value-Mid Cap

1-630-765-8000

www.ftportfolios.c First Trust Mid om Cap Value Alph

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Country FundJapan

1-630-765-8000

www.ftportfolios.c First Trust Japan First Trust Japan AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results om AlphaDEX Fun that correspond to the Defined Japan Index.

UNITED STATES

US

US

Brown Brothers Harriman & Co

Deloitte & Touche LLP

Value-Mid Cap

1-866-499-8473

Vanguard S&P www.vanguard.co Mid-Cap 400 m Value

Vanguard S&P Mid-Cap 400 Value ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the S&P Mid-Cap 400 Value Index.

UNITED STATES

US

US

Vanguard Group Inc/The

Pricewaterhou Bank of New York seCoopers Mellon LLP

Corp/Pref-Inv Grade

1-415-670-2000

iShares www.ishares.com Industrials Bond ETF

iShares Industrials Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Barclays Capital U.S. Industrial Bond Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

Value-Small Cap

1-866-499-8473

Vanguard S&P www.vanguard.co Small-Cap 600 m Val

Vanguard S&P Small-Cap 600 Value ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the S&P Small-Cap 600 Index.

UNITED STATES

US

US

Vanguard Group Inc/The

Pricewaterhou Bank of New York seCoopers Mellon LLP

Municipal

1-866-787-2257

www.spdrs.com

SPDR Nuveen S&P VRDO Municipal Bond ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond generally to the price and yield performance of the S&P National AMT-Free Municipal VRDO Inde

UNITED STATES

US

US

State Street Bank and Trust Co

Ernst & Young

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

SPDR Nuveen S&P VRDO Municipal

First Trust Mid Cap Value AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the Defined Mid Cap Value Index.

Geo Focus-Equity 1-415-670-2000

iShares MSCI www.ishares.com Norway Capped ET

iShares MSCI Norway Capped ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results UNITED STATES that correspond generally to the price and yield performance, before fees and expenses, of the MSCI Norway IMI 25/50 Index.

US

Currency

1-240-497-6400

www.proshares.c ProShares Ultra om Euro

ProShares Ultra Euro is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that correspond to twice (200%) the daily performance, whether positive or negative, of its corresponding benchmark. The Fund tracks a mul

UNITED STATES

US

Sector FundEnergy

1-877-ETRACS5

ETRACS www.ubs.com/e1xMonthly Short tracs Alerian

ETRACS 1xMonthly Short Alerian MLP Infrastructure Total Return Index ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the inverse monthly performan

UNITED STATES

US

CH

UBS Securities LLC

Asset Backed Securities

1-415-670-2000

www.ishares.com

iShares GNMA Bond ETF is an exchange-trading fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Barclays Capital U.S. GNMA Bond Index.

UNITED STATES

US

US

State Street Bank and Trust Co

iShares GNMA Bond ETF

US

SEI Investments Distribution Co

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

12/09

JOHN A TUCKER

7/16/08

WisdomTree Asset Management Inc Invesco PowerShares Capital Management LLC

WisdomTree Asset Management Inc Invesco PowerShares United States Capital Management LLC

BlackRock BlackRock Fund Fund Advisors Advisors SSgA Funds Management Inc

SSgA Funds United States Management Inc

Barclays Capital Inc

Barclays Capital Inc

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP

First Trust Advisors LP

Brown Brothers Harriman & Co

First Trust Advisors LP

First Trust Advisors LP

JOHN A TUCKER

7/16/08

Barclays Capital Inc

First Trust Advisors LP

CHRISTINE D 2013 FRANQUIN

Boston

Vanguard Vanguard Group Group Inc/The Inc/The

BlackRock BlackRock Fund Fund Advisors Advisors

ANDREW MAACK

State Street Bank SSGA Funds STEVE and Trust Co Management HLAVIN

Brown Brothers Harriman & Co

Wheaton

2013

Vanguard Vanguard Group Group Inc/The Inc/The

4/01/10

SSGA Funds SSGA Funds Management Management

United States

Boston

BlackRock BlackRock Fund Fund Advisors Advisors

ProShare TODD Advisors LLC JOHNSON

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

UBS Securities LLC

UBS UBS Securities Securities LLC LLC

United States

Stamford

Pricewaterhou State Street Bank BlackRock seCoopers JAY MAURO and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors


Company Telephone Number

International Equity 1-855-353-9383

Company's Web Security's Name Address

FlexShares www.flexshares.c International om Quali

Fund's Description

Country

FlexShares International Quality Dividend Defensive Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Northern Trust International Quality Dividend Defensive Index.

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

US

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

United States

Northern Trust JPMorgan Chase Investments Bank NA Inc

Northern Trust Northern Trust Investments Investments Inc Inc Vanguard Vanguard Group Group Inc/The Inc/The

1-866-499-8473

www.vanguard.co Vanguard Russell Vanguard Russell 2000 Value is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance m 2000 Value of the Russell 2000 Value Index.

UNITED STATES

US

US

Vanguard Group Inc/The

Precious Metals

1-888-800-4347

EGShares www.egshares.co Emerging m Markets Meta

UNITED STATES

US

US

Bank of New York Mellon/The

BBD LLP

Undefined Equity

1-240-497-6400

www.proshares.c ProShares Short ProShares Short Basic Materials is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results UNITED STATES om Basic Material that correspond to the inverse (opposite) of the daily performance of The Dow Jones US Basic Materials Index.

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

Currency

1-240-497-6400

www.proshares.c ProShares Short ProShares Short Euro is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before om Euro ETF fees and expenses, that correspond to the inverse (-1x) of the daily performance of the US Dollar price of the Euro.

UNITED STATES

US

JPMorgan Chase Bank NA

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank NA Advisors LLC RUBIN LLP

Market NeutralEquity

617-292-9801

www.quantshares.com

QuantShares US Market Neutral Anti-Beta Fund is an exchange-traded fund incorporated in the USA. The Fund will seek daily QuantShares US investment results that closely correspond to the Dow Jones US Thematic Market Neutral Anti-Beta Total Return Index. The UNITED STATES Market Neutral Index holds

US

JPMorgan Chase Bank NA

Pricewaterhou JPMorgan Chase seCoopers FFCM LLC Bank NA LLP

Balanced

1-212-644-6622

www.globalxfund Global X s.com Permanent ETF

US

Global X Management Co LLC/ETF

Ernst & Young Brown Brothers LLP Harriman & Co

UNITED STATES

Manager's Country

Deloitte & Touche LLP

Value-Small Cap

Global X Permanent ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide investment results that correspond generally, before fees and expenses, to the price and yield performance of the Solactive Permanent Index.

Fund's Management Company

JPMorgan Chase Bank NA

Pricewaterhou Bank of New York Vanguard seCoopers Mellon Group Inc/The LLP

EGShares Emerging Markets Metals & Mining ETF is an exchange traded fund incorpo rated in the USA. The Fund seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Emerging Markets

Fund's Manager Start Date

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU

Global X Management Co LLC/ETF

Manager's City Name

Chicago

Emerging Emerging Global Global United States Advisors LLC Advisors LLC

New York

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

KISHORE KARUNAKAR 9/09/11 AN

FFCM LLC

FFCM LLC

United States

Boston

BRUNO DEL AMA

Global X Management Co LLC/ETF

Global X Management Co LLC/ETF

United States

New York

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

1-800-983-0903

PowerShares www.powershare Dynamic s.com Technology

PowerShares Dynamic Technology Sector Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dynamic Technology Sector Intellidex Index, which is based on UNITED STATES a variety of

US

BM

Bank of New York Mellon/The

Currency

1-877-369-4617

PowerShares DB 3x Long US Dollar Index Futures ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. www.DBXUS.co PowerShares DB The Note is designed to replicate being long the US Dollar against the following currencies: Euro, Japanese Yen, British UNITED STATES m 3x Long US Doll Pound, Canadian D

US

DE

Deutsche Bank AG

Deutsche Bank AG

Deutsche Bank AG

Deutsche Bank AG

United States

New York

Commodity

1-877-583-5624

VelocityShares Daily 3x Long Crude ETN is an exchange-traded note issued in the USA. The Note will provide investors with a www.velocityshar VelocityShares 3x cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, S&P GSCI速 UNITED STATES es.com Long Crude E Crude Oil I

US

CH

Credit Suisse Securities LLC

VLS Securities LLC

VelocityShare VelocityShares s LLC LLC

United States

Darien

Commodity

1-802-257-1617

www.teucriumsoy Teucrium bfund.com Soybean Fund

Teucrium Soybean Fund is an exchange-traded fund incorporated in the USA. The investment objective of the Fund is to have the daily changes in percentage terms of the Shares' NAV reflect the daily changes in percentage terms of a weighted average UNITED STATES of the c

US

US

Foreside Fund Services LLC

Teucrium Trading LLC

Balanced

1-855-329-3837

www.DBXUS.co db X-trackers db X-trackers 2040 Target Date Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results UNITED STATES m 2040 Target Date that correspond to the price and yield of the Zacks 2040 Lifecycle Index.

US

DE

Bank of New York Mellon

Ernst & Young

Various Assets

1-240-497-6400

www.proshares.c ProShares Hedge ProShares Hedge Replication is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment om Replication ET results, before fees and expenses, that track the performance of the Merrill Lynch Factor Model - Exchange Series Index.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

Government/Corpo 1-855-353-9383 rate

FlexShares www.flexshares.c Ready Access om Variab

FlexShares Ready Access Variable Income Fund is an exchange-traded fund incorporated in the USA. The Fund invests in global, liquid investment grade debt securities, including public and private sector securities.

UNITED STATES

US

US

JPMorgan Chase Bank NA

Undefined Equity

1-888-934-0777

IQ Global www.indexiq.com Agribusiness Small C

IQ Global Agribusiness Small Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the IQ Agribusiness Small Cap Index.

UNITED STATES

US

US

Bank of New York Mellon/The

Ernst & Young

Environmentally Friendly

1-800-983-0903

PowerShares Cleantech Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that www.powershare PowerShares correspond to the price and yield of the Cleantech Index, which is comprised of 75 public companies engaged in the Cleantech UNITED STATES s.com Cleantech Portfoli industr

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Growth&IncomeLarge Cap

1-877-843-3831

AdvisorShares STAR Global Buy-Write ETF is an exchange-traded fund incorporated in the USA. The Fund simultaneously www.advisorshar AdvisorShares writes (sells) a call option against each position in order to seek cumulative price appreciation from the portfolio's global es.com STAR Global Buyexposure, whi

UNITED STATES

US

US

Commodity

1-877-ETRACS5

ETRACS Alerian Natural Gas MLP Index ETN is an exchange-traded note issued in the USA. The Notes will provide investors www.ubs.com/e- ETRACS Alerian with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the UNITED STATES tracs Natural Gas MLP Alerian Natural

US

CH

Derivative-Asset Alloc

1-212-786-7481

FactorShares 2X: Gold Bull/S&P500 Bear is an exchange-traded fund incorporated in the USA. The Fund's objective is to track www.factorshares FactorShares 2X: approximately +200% of the daily return of the S&P Gold - Equity Spread Total Return Index by primarily establishing a UNITED STATES .com Gold Bull/S&P leveraged lo

US

State Street Bank and Trust Co

Closed-end Funds 1-800-920-0259

www.unitedstates United States United States Diesel-Heating Oil Fund LP is an exchange traded fund incorporated in the USA. The Fund's objective is to have dieselheatingoilfu UNITED STATES Diesel-Heating O changes in percentage terms of its unit's net asset value reflect changes of the price of heating oil delivered at the New York ha nd.com

US

Brown Brothers Harriman & Co

EisnerAmper LLP

Balanced

1-415-670-2000

www.ishares.com

iShares Target Date 2025 ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance of the S&P Target Date 2025 Index. The ETF invests approximately 76% of its ass

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Undefined Equity

ETRACS Fisher-Gartman Risk Off ETN is an exchange-traded note issued in the USA. The Note will provide investors with a www.ubs.com/e- ETRACS Fisher1-877-ETRACS5 cash payment at the scheduled maturity or upon early redemption based on the daily short (inverse) performance of the tracs Gartman Risk Off underlying index,

UNITED STATES

US

CH

UBS Securities LLC

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

Sector FundTechnology

Precious Metals

1-212-644-6622

iShares Target Date 2025 ETF

www.globalxfund Global X Pure Global X Pure Gold Miners ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance UNITED STATES s.com Gold Miners ETF of the Solactive Global Pure Gold Miners Index. Direxion Daily 7-10 Year Treasury Bull 3X is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results of 300% of the performance of the NYSE Current 10-Year U.S. Treasury Index. The Fund invests in Financial Instruments tha

US

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

6/25/12

SAL GILBERTIE

Bank of New York DBX Strategic GLENN Mellon Advisors LLC DAVIS

12/09

9/19/11

Teucrium Trading LLC

Teucrium Trading LLC

08/09

DBX Strategic DBX Strategic Advisors LLC Advisors LLC

United States

New York

7/11/11

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Invesco PowerShares United States Capital Management LLC

Wheaton

Northern Trust JPMorgan Chase Investments Bank NA Inc

Northern Trust Northern Trust Investments Investments Inc Inc

Bank of New York IndexIQ JULIE S Mellon/The Advisors LLC ABBETT

IndexIQ IndexIQ Advisors Advisors LLC LLC

12/09

Bank of New York AdvisorShares Mellon Trust

AdvisorShares AdvisorShares Trust Trust

UBS Securities LLC

UBS Securities LLC

UBS UBS Securities Securities LLC LLC

United States

Stamford

United States United States Commodities Commodities Fund LLC Fund LLC

United States

Alameda

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

UBS Securities LLC

UBS UBS Securities Securities LLC LLC

United States

Stamford

Global X Management Co LLC

Global X Management Co LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

Factor Capital State Street Bank STUART Management 2/24/11 and Trust Co ROSENTHAL LLC Brown Brothers Harriman & Co

Invesco PowerShares Capital Management LLC

United States Commodities JOHN LOVE Fund

BRUNO DEL AMA

Factor Capital Factor Capital Management Management LLC LLC

Global X Management Co LLC

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

UltraShort Russell2000 Growth ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Russell 2000 Growth UNITED STATES Index.

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Govt/Agency-Inter 1-877-437-9363 Term

www.direxionshar Direxion Daily 7es.com 10 Year Treas

International Equity 1-415-670-2000

iShares iShares Developed Small-Cap ex North America ETF is an exchange-traded fund incorporated in the USA. The ETF seeks www.ishares.com Developed Smallinvestment results that correspond to the FTSE Developed Small Cap ex-North America Index. Cap ex

Closed-end Funds 1-240-497-6400

ProShares www.proshares.c UltraShort om Russell20

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

4/15/09


Company Telephone Number

Balanced

1-415-670-2000

Company's Web Security's Name Address

www.ishares.com

iShares Target Date 2020 ETF

Fund's Description

Country

iShares Target Date 2020 ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance of the S&P Target Date 2020 Index. The ETF invests approximately 69% of its asse

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

US

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Manager Start Date

Fund's Management Company

Manager's Country

United States

Manager's City Name

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

PowerShares Bank of New York Ernst & Young Capital Mellon Management

PowerShares PowerShares Capital Capital United States Management Management LLC LLC

Rockville

Deutsche Bank AG

United States

New York

San Francisco

International Equity 1-800-983-0903

BLDRS www.powershare Developed s.com Markets 100 AD

PowerShares BLDRS Developed Markets 100 ADR Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks results that correspond to the price and yield performance of The Bank of New York Developed Markets 100 ADR Index, UNITED STATES which is a capita

US

BM

Bank of New York Mellon

Government/Agenc 1-877-369-4617 y

PowerShares DB 3x Italian Treasury Bond Futures ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. www.DBXUS.co PowerShares DB The Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on triple the UNITED STATES m 3x Italian Trea performance of it

US

DE

Deutsche Bank AG

Emerging MarketEquity

1-888-800-4347

EGShares www.egshares.co Emerging m Markets Core

EGShares Emerging Markets Core ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond, before fees and expenses, to the price and yield performance of the S&P Emerging Markets Core Index UNITED STATES .

US

US

Bank of New York Mellon/The

BBD LLP

Emerging HABIB Bank of New York Global MOUDACHIR 10/16/12 Mellon/The Advisors LLC OU

Emerging Emerging Global Global United States Advisors LLC Advisors LLC

New York

Precious Metals

1-630-765-8000

www.ftportfolios.c First Trust ISE om Global Platinu

First Trust ISE Global Platinum Index Fund is an exchange-traded fund incorpated in the USA. The Fund seeks investment results that correspond to the price and yield of the ISE Global Platinum Index.

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

First Trust Advisors LP

United States

Lisle

Sector Fund-Real Estate

1-415-670-2000

www.ishares.com

iShares Europe Developed Real Estate ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the FTSE EPRA/NAREIT Europe Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Growth & Income

1-855-RBS-ETPS

RBS NASDAQ usmarkets.rbs.co 100 Trendpilot m/etnUS Exch

RBS Nasdaq-100 Trendpilot ETN is an exchange-traded note issued in the USA. The ETN utilizes a systematic trend-following strategy to provide exposure to either the Nasdaq-100 Total Return Index or the yield on a hypothetical notional investment in 3- UNITED STATES mont

US

GB

Royal Bank Of Scotland

Royal Bank of Royal Bank of Scotland Scotland Group Group PLC PLC

United States

Stamford

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

VINEER BHANSALI

Pacific Investment Management Co LLC

Pacific Investment Management Co LLC

United States

Newport Beach

FRANCIS RODILOSSO 04/12 "FRAN"

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

DBX Strategic DBX Strategic Advisors LLC Advisors LLC

United States

New York

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Rydex Investments

Rydex Investments

United States

Rockville

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

Financial Services 1-415-670-2000

Balanced

1-415-670-2000

iShares Europe Developed Real

iShares MSCI www.ishares.com ACWI ex US Financ

www.ishares.com

iShares Target Date 2040 ETF

iShares MSCI ACWI ex U.S. Financials ETF is an exchange-traded fund incorporated in the USA. The ETF seeks results that UNITED STATES correspond generally to the price and yield performance of the MSCI ACWI EX-US Financials Index. iShares Target Date 2040 ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance of the S&P Target Date 2040 Index. The ETF invests approximately 91% of its ass

US

US

Deutsche Bank AG

LUKE OLIVER

Royal Bank of Scotland Group P

UNITED STATES

US

US

State Street Bank and Trust Co

UNITED STATES

US

DE

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

Govt/Agency-Inter 1-888-400-4383 Term

PIMCO 3-7 Year US Treasury Index Exchange-Traded Fund is an exchanged-traded fund incorporated in the USA. The www.pimcoetfs.c PIMCO 3-7 Year Fund's objective is provide total return that closely corresponds to the total return of the Merrill Lynch 3-7 Year US Treasury om U.S. Treasury I Index.

Corp/Pref-High Yield

1-212-293-2000

www.vaneck.com

Market Vectors Fallen Angel High Yield Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of The BofA Merrill Lynch US Fallen UNITED STATES Angel Hi

US

US

Van Eck Associates Corp

Ernst & Young

Van Eck Bank of New York Associates Mellon/The Corp

Balanced

1-855-329-3837

www.DBXUS.co db X-trackers db X-trackers 2020 Target Date Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results UNITED STATES m 2020 Target Date that correspond to the price and yield of the Zacks 2020 Lifecycle Index.

US

DE

Bank of New York Mellon

Ernst & Young

Bank of New York DBX Strategic GLENN Mellon Advisors LLC DAVIS

Growth&IncomeSmall Cap

1-240-497-6400

www.proshares.c ProShares Ultra om SmallCap600

Ultra S&P SmallCap600 ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to twice (200%) the performance of the S&P SmallCap 600 Index.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

Currency

1-301-296-5100

www.rydexfunds. CurrencyShares CurrencyShares Swedish Krona Trust is an exchange-traded fund incorporated in the USA. The Fund's objective is to reflect com/etf Swedish Krona T the price in USD of the Swedish Krona.

UNITED STATES

US

US

Emerging MarketEquity

1-630-765-8000

www.ftportfolios.c First Trust BICK om Index Fund

UNITED STATES

US

US

Market Vectors Fallen Angel Hi

Growth & Income

1-877-437-9363

www.direxionshar Direxion Daily es.com Brazil Bear 3X

Sector FundEnergy

1-212-293-2000

www.vaneck.com

Market Vectors Solar Energy ET

First Trust BICK Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield of the ISE BICK Index.

3/23/11

Rydex Investments

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

MICHAEL P BYRUM

08/09

6/20/06

Bank of New York First Trust Mellon Corp/The Advisors LP

Deutsche Bank AG

First Trust Advisors LP

Direxion Daily Brazil 3x Bear Shares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, of the inverse of 300% (-3x) of the performance of the MSCI Brazil 25-50 Index.

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York Management LLP Mellon/The LLC

Market Vectors Solar Energy ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the price and yield performance of the Market Vectors Global Solar Energy Index.

UNITED STATES

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

Barclays Capital Inc

Barclays Capital Inc

United States

New York

United States

San Francisco

HAO-HUNG LIAO "PETER"

4/22/08

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

Commodity

1-212-528-7990

www.ipathetn.co iPath Global m Carbon ETN

iPath Global Carbon ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Barclays Capital Global UNITED STATES Carbon I

US

GB

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Govt/Corp Short Term

1-415-670-2000

iSharesBond www.ishares.com 2016 Corporate ex-

iSharesBond 2016 Corporate ex-Financials Term ETF is an exchange-traded fund incorporated in the USA. The ETF seeks results that correspond to the price and yield performance of the Barclays 2016 Maturity High Quality Corporate Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Country FundBrazil

1-630-765-8000

www.ftportfolios.c First Trust Brazil First Trust Brazil AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that UNITED STATES om AlphaDEX Fu correspond to the Defined Brazil Index.

US

US

Brown Brothers Harriman & Co

Deloitte & Touche LLP

First Trust Advisors LP

Geo Focus-Equity 1-415-670-2000

iShares MSCI The iShares MSCI Hong Kong Small-Cap ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track www.ishares.com Hong Kong Smallthe performance results of the MSCI Hong Kong Small Cap Index. C

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Financial Services 1-800-983-0903

PowerShares www.powershare KBW Insurance s.com Port

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Invesco PowerShares Capital Management LLC

Invesco PowerShares Capital Management LLC

Wheaton

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

SPDR S&P International Energy

PowerShares KBW Insurance Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that generally correspond (before fees and expenses) to the price and yield of the KBW Insurance Index (the "Underlying Index"). The

SPDR S&P International Energy Sector ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond generally to the total return performance of the S&P Developed Ex-U.S. BMI Energy UNITED STATES Sector Ind

Sector FundEnergy

1-866-787-2257

www.spdrs.com

Commodity

1-212-528-7990

iPath Dow Jones-UBS Energy Total Return Sub-Index ETN is an exchange-traded note issued in the USA. The Notes will www.ipathetn.co iPath Dow Jonesprovide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the m UBS Energy Sub underlying index, the Do

US

US

State Street Bank and Trust Co

UNITED STATES

US

GB

Barclays Capital Inc

Brown Brothers Harriman & Co

First Trust Advisors LP

JOHN A TUCKER

Investors Bank & Barclays Trust Co/Boston Capital Inc MA

Government/Corpo 1-877-437-9363 rate

www.direxionshar Direxion Daily es.com Total Bond Mark

Direxion Daily Total Bond Market Bear 1x Shares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to the inverse (opposite) of the daily performance of the BarCap UNITED STATES US Agg

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Emerging MarketEquity

EGShares www.egshares.co Beyond BRICs m ETF

EGShares Beyond BRICs ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance UNITED STATES of the INDXX Beyond BRICs Index.

US

US

Bank of New York Mellon/The

BBD LLP

1-888-800-4347

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

7/16/08

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU

3/23/11

First Trust Advisors LP

Emerging Emerging Global Global Advisors LLC Advisors LLC


Company Telephone Number

Growth-Small Cap 1-415-670-2000

Company's Web Security's Name Address

iShares www.ishares.com Morningstar Small-Cap

Country

iShares Morningstar Small-Cap Growth ETF is an exchange-traded fund incorporate in the USA. The ETF seeks investment results that correspond to the price and yield performance of the Morningstar Small Growth Index. The Index measures the performance of c

Country FundChina

1-415-670-2000

www.ishares.com

Country FundMexico

1-240-497-6400

ProShares Ultra MSCI Mexico Capped IMI is an exchange-traded fund incorporated in the USA. The Fund seeks daily www.proshares.c ProShares Ultra investment results, before fees and expenses, that correspond to twice (200%) the daily performance of the MSCI Mexico IMI om MSCI Mexico Ca 25/50 Index.

Market NeutralEquity

617-292-9801

www.quantshares.com

www.vaneck.com

Region Fund-Latin 1-212-293-2000 Amer

iShares FTSE China ETF

Fund's Description

iShares FTSE China ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the price and yield performance of the FTSE China (HK Listed) Index.

UNITED STATES

US

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Manager Start Date

Fund's Management Company

Manager's Country

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

QuantShares U.S. Market Neutra

QuantShares US Market Neutral Value Fund is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that closely correspond to the Dow Jones US Thematic Market Neutral Value Total Return Index. The Index UNITED STATES tracks the spr

US

JPMorgan Chase Bank NA

Pricewaterhou JPMorgan Chase seCoopers FFCM LLC Bank NA LLP

KISHORE KARUNAKAR 9/09/11 AN

FFCM LLC

FFCM LLC

United States

Boston

Market Vectors Latin America S

Market Vectors Latin America Small-Cap Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield return of the Market Vectors Latin America Small-Cap Index.

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

HAO-HUNG LIAO "PETER"

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

VINEER BHANSALI

Pacific Investment Management Co LLC

Pacific Investment Management Co LLC

United States

Newport Beach

Balanced

1-415-670-2000

www.ishares.com

1-415-670-2000

iShares www.ishares.com Industrial/Office Real

1-888-400-4383

PIMCO Foreign Currency Strategy ETF is an actively managed ETF incorporated in the USA. The Fund is an actively www.pimcoetfs.c PIMCO Foreign managed portfolio providing exposure to foreign currencies and is likely to benefit if the U.S. dollar depreciates. The Fund om Currency Strateg invests under nor

iShares Target Date 2015 ETF

iShares S&P Target Date 2015 Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the S&P Target Date 2015 Index. The Fund invests approximately 61 iShares Industrial/Office Real Estate Capped ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the FTSE NAREIT Industrial/Office Capped Index.

UNITED STATES

UNITED STATES

US

US

DE

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Pacific Investment Management Co LLC

Pacific Investment Management Co LLC

United States

Newport Beach

United States

San Francisco

US

UNITED STATES

US

DE

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

SCOTT A MATHER

9/10/09

02/13

Financial Services 1-415-670-2000

www.ishares.com

iShares MSCI Far iShares MSCI Far East Financials ETF is an exchange-traded fund incorporated in the USA. The ETF seeks results that East Financia correspond generally to the price and yield performance of the MSCI Far East Financial Sector Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Global Equity

1-415-670-2000

www.ishares.com

iShares MSCI World ETF

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Commodity

1-877-ETRACS5

ETRACS DJETRACS DJ-UBS Commodity Index Total Return ETN is an exchange-traded note issued in the USA. The notes will provide www.ubs.com/eUBS Commodity investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, UNITED STATES tracs Index DJ-UBS Commod

US

CH

UBS Securities LLC

Govt/Corp High Yield

Growth & Income

1-800-983-0903

1-800-983-0903

PowerShares www.powershare Global Short s.com Term PowerShares www.powershare Dynamic s.com MagniQuant

iShares MSCI World ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the performance results of the MSCI World Index.

Powershares Global Short Term High Yield Bond Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that generally correspond, before fees and expenses, to the price and yield of the DB Global Short Maturity High

US

US

BM

BM

Bank of New York Mellon/The

UBS Securities LLC

UBS UBS Securities Securities LLC LLC Invesco PowerShares Capital Management LLC Invesco

Pricewaterhou Invesco Bank of New York seCoopers PowerShares Mellon/The LLP Capital Ma

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Vanguard Group Inc/The

iShares Emerging Markets Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The ETF will operate a a iShares Emerging 40 Act US RIC and hold investment grade and high yield USD-denominated fixed income securities of corporations domiciled UNITED STATES Markets Corpo in emerging m

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

JP Morgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank NA Advisors LLC RUBIN LLP

www.ishares.com

Govt/Corp High Yield

1-240-497-6400

www.proshares.c ProShares High om Yield-Interest

Various Assets

1-212-538-7333

www.creditsuisse.com/etn

ProShares High Yield-Interest Rate Hedged ETF is an exchange-traded fund incorporated in the USA. The Fund seeks UNITED STATES investment results, before fees and expenses, that track the performance of the Citi High Yield (Treasury Rate-Hedged) Index.

US

The Credit Suisse Merger Arbitrage Index ETN is an exchange-traded note issued in the USA. The ETN is designed to provide Credit Suisse investors with exposure to a merger arbitrage strategy as represented by long and short positions in announced deals within UNITED STATES Merger Arbitrage North Am

US

www.wisdomtree. WisdomTree com Euro Debt Fund

WisdomTree Euro Debt Fund is an actively managed exchange-traded fund incorporated in the USA. The Fund seeks a high level of total returns consisting of both income and capital appreciation. The Fund attempts to achieve its investment objective UNITED STATES in debt

US

CH

US

Credit Suisse Securities USA LLC

Bank of New York Mellon Corp/The

WisdomTree Bank of New York Asset Ernst & Young Mellon Corp/The Management In

WisdomTree Asset Management Inc

WisdomTree Asset United States Management Inc

New York

KAREN Q. WONG

WisdomTree Asset Management Inc

WisdomTree Asset United States Management Inc

New York

JOHN A TUCKER

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

First Trust Advisors LP

First Trust Advisors LP

First Trust Advisors LP

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

First Trust Advisors LP

First Trust Advisors LP

Pacific Investment Management Co LLC

Pacific Investment Management Co LLC

US

US

WisdomTree Asset Management Inc

SPDR Russell 3000 ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks to replicate as closely as possible, before expenses, the total return performance of the Russell 3000 Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

SSgA Funds State Street Bank Management and Trust Co Inc

www.ftportfolios.c First Trust South First Trust South Korea AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment om Korea AlphaD results that correspond to the Defined South Korea Index.

UNITED STATES

US

US

Brown Brothers Harriman & Co

Deloitte & Touche LLP

Brown Brothers Harriman & Co

1-212-528-7990

The iPath Seasonal Natural Gas ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a www.ipathetn.co iPath Seasonal cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Barclays m Natural Gas ETN Capital Natu

UNITED STATES

US

GB

Barclays Capital Inc

1-630-765-8000

First Trust CBOE S&P 500 VIX Tail Hedge Fund is an exchange-traded fund incorporated in the USA. The Fund seeks www.ftportfolios.c First Trust CBOE investment results that correspond generally to the price and yield, before the Fund's fees and expenses, of an equity index om S&P 500 VIX T called the CBOE VI

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Growth & Income

1-866-787-2257

www.spdrs.com

Country FundKorea

1-630-765-8000

Commodity

Undefined Equity

SPDR Russell 3000 ETF

Geo Focus-Debt

1-888-400-4383

www.pimcoetfs.c PIMCO Australia PIMCO Australia Bond Index Exchange-Traded Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to UNITED STATES om Bond Index Exc track the performance of the BofA Merrill Lynch Diversified Australia Bond Index.

Blue Chip

1-888-934-0777

www.indexiq.com

IQ Hedge Market IQ Hedge Market Neutral Tracker ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track, before Neutral Tracke fees and expenses, the performance of the IQ Hedge Market Neutral Index.

UNITED STATES

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

US

DE

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

US

US

Bank of New York Mellon/The

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Ernst & Young

Credit Suisse Credit Suisse AG AG

ZANDRA ZELAYA

WisdomTree Total Earnings Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the price and yield information of the WisdomTree Earnings Index, which tracks earnings-generating companies within the broad U.S. stock UNITED STATES market.

WisdomTree www.wisdomtree. Total Earnings com Fund

5/15/13

Credit Suisse AG

WisdomTree WisdomTree Asset Ernst & Young Asset Management Management Inc In

Closed-end Funds 1-212-896-1249

Wheaton

Vanguard Vanguard Group Group Inc/The Inc/The

US

1-415-670-2000

Wheaton

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

US

Global Debt

Stamford

Bank of New York Mellon/The

UNITED STATES

www.vanguard.co Vanguard Russell Vanguard Russell 3000 is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the m 3000 Russell 3000 Index.

United States

Invesco PowerShares United States Capital Management LLC

Invesco PowerShares PowerShares Capital United States Capital Management Management LLC LLC

Pricewaterhou Bank of New York Vanguard seCoopers Mellon Group Inc/The LLP

1-866-499-8473

1-212-896-1249

UNITED STATES

PowerShares Dynamic MagniQuant Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield of the Dynamic MagniQuant Intellidex Index, which picks stocks using UNITED STATES numerous f

Growth&IncomeLarge Cap

Geo Focus-Debt

Manager's City Name

UNITED STATES

UNITED STATES

US

Fund's Auditor

US

www.pimcoetfs.c PIMCO 7-15 Year Pimco 7-15 Year U.S. Treasury Index Exchange-Traded Fund is an exchange-traded fund incorporated in the USA. The Fund's UNITED STATES om U.S. Treasury objective is to provide total return that closely corresponds to the total return of the Merrill Lynch 7-15 Year US Treasury Index.

Currency

US

Fund's Administrator

UNITED STATES

Government/Agenc 1-888-400-4383 y

Sector Fund-Real Estate

Ultimate Country of Country of Incorporation Incorporation of Parent Company

JOHN W GAMBLA

ROBERT MEAD

Bank of New York IndexIQ JULIE S Mellon/The Advisors LLC ABBETT

10/10/00

8/26/12

United States

IndexIQ IndexIQ Advisors United States Advisors LLC LLC

Lisle

Newport Beach

Rye


Company Telephone Number

Company's Web Security's Name Address

Fund's Description

Country

Country FundChina

1-630-765-8000

www.ftportfolios.c First Trust China First Trust China AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results om AlphaDEX Fun that correspond to the Defined China Index.

Region FundEuropean

1-240-497-6400

Undefined Equity

1-240-497-6400

Growth&IncomeLarge Cap

Undefined Equity

Commodity

1-800-983-0903

1-800-983-0903

1-212-528-7990

International Equity 1-800-983-0903

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Bethesda

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Invesco PowerShares Capital Management LLC Invesco

PowerShares Dynamic Consumer Staples Sector Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dynamic Consumer Staples Sector Index, which evaluates companies base

UNITED STATES

iPath Dow Jones-UBS Platinum Total Return Sub-IndexSM ETN is an exchange-traded note issued in the USA. The Notes will www.ipathetn.co iPath Dow Jonesprovide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the UNITED STATES m UBS Platinum S underlying index, th PowerShares S&P International Developed High Quality Portfolio is an exchange-traded fund incorporated in the USA. The www.powershare PowerShares Fund seeks investment results that correspond to the price and yield of the S&P International Developed High Quality Ranking UNITED STATES s.com S&P International Index, whic

US

US

US

BM

BM

GB

BM

Bank of New York Mellon/The

First Trust Advisors LP

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Bank of New York Mellon/The

www.advisorshar Accuvest Global es.com Opportunities

Accuvest Global Opportunities ETF is an exchange-traded fund incorporated in the USA. The Fund is a fund of funds that invests primarily in ETFs using a proprietary country ranking model.

UNITED STATES

US

US

Bank of New York Mellon

Geo Focus-Debt

1-888-400-4383

PIMCO Canada www.pimcoetfs.c Bond Index om Exchan

PIMCO Canada Bond Index Exchange-Traded Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the BofAMerrill Lynch Diversified Canada Government Bond Index.

UNITED STATES

US

DE

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

Sector FundEnergy

1-800-983-0903

PowerShares www.powershare WilderHill s.com Progres

PowerShares WilderHill Progressive Energy Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield of the WilderHill Progressive Energy Index, which is composed of com

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Corp/Pref-Inv Grade

1-240-497-6400

ProShares Short Investment Grade Corporate is an exchange-traded fund incorporated in the USA. The Fund seeks daily www.proshares.c ProShares Short investment results that correspond to the inverse (opposite) of the daily performance of the Markit iBoxx $ Liquid Investment om Investment Gra Grade Index.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

Commodity

1-877-369-4617

PowerShares DB Base Metals Double Short ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The www.DBXUS.co PowerShares DB Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the double the m Base Metals Dou inverse (opposite) pe

UNITED STATES

US

DE

Deutsche Bank AG

Growth&IncomeLarge Cap

1-415-670-2000

www.ishares.com

UNITED STATES

US

US

State Street Bank and Trust Co

Undefined Equity

Corp/Pref-High Yield

Country FundChina

1-800-983-0903

1-240-497-6400

PowerShares www.powershare S&P SmallCap s.com Mater www.proshares.c ProShares Ultra om High Yield

PowerShares S&P SmallCap Materials Portfolio is an exchange traded fund incorporated in the USA. The Fund's objective is to seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of the S&P UNITED STATES SmallCa ProShares Ultra High Yield is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to twice (200%) the daily performance of the iBoxx $ Liquid High Yield Index.

BM

US

Deutsche Bank AG

Wheaton

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

Advisorshares Advisorshares Investments Investments LLC LLC

EDWARD J DEVLIN "ED"

12/09

Pacific Investment Management Co LLC Invesco PowerShares Capital Management LLC

Pacific Investment Management Co LLC Invesco PowerShares United States Capital Management LLC

MARTIN KREMENSTE IN

Deutsche Bank AG

Deutsche Bank AG

12/09

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

4/13/11

ProShare ProShare Advisors LLC Advisors LLC

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU

PowerShares DB 3x Long 25+ Year Treasury Bond ETN is an exchange traded note issued in the USA by Deutsche Bank AG. www.DBXUS.co PowerShares DB The Notes will provide the investors with a cash payment at the scheduled maturity or early redemption, based on triple the UNITED STATES m 3X Long 25+ Tre performance of

US

DE

Deutsche Bank AG

Deutsche Bank AG

Undefined Equity

1-877-ETRACS5

ETRACS Fisher-Gartman Risk On ETN is an exchange-traded note issued in the USA. The Note will provide investors with a www.ubs.com/e- ETRACS Fishercash payment at the scheduled maturity or upon early redemption based on the performance of the underlying index, The tracs Gartman Risk On Fisher-Gartman Ris

UNITED STATES

US

CH

UBS Securities LLC

UBS Securities LLC

Commodity

1-877-369-4617

PowerShares DB Commodity Double Long ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The www.DBXUS.co PowerShares DB Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the double the m Commodity Doubl performance of its under

UNITED STATES

US

DE

Deutsche Bank AG

Deutsche Bank AG

Growth & Income

1-866-787-2257

www.spdrs.com

UNITED STATES

US

US

State Street Corp

Pricewaterhou SSgA Funds seCoopers State Street Corp Management LLP Inc

Global Debt

1-877-843-3831

www.advisorshar Madrona Global es.com Bond ETF

Madrona Forward Global Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to achieve the Fund's investment objective by selecting a portfolio of fixed income (bond) exchange-traded funds (the "Underlying ETFs") and UNITED STATES other exchange-

US

US

Bank of New York Mellon

Tait Weller & Baker LLP

Currency

1-240-497-6400

www.proshares.c ProShares Ultra om Yen

ProShares Ultra Yen is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that correspond to twice (200%) the daily performance, whether positive or negative, of its corresponding benchmark. The Fund tracks a mult

US

Sector FundEnergy

1-800-983-0903

PowerShares www.powershare S&P SmallCap s.com Energ

PowerShares S&P SmallCap Energy Portfolio is an exchange traded fund incorporated in the USA. The Fund's objective is to seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of the S&P SmallCap 6

UNITED STATES

US

BM

Commodity

1-212-918-4954

www.etfsecurities ETFS White .com/us/welcome Metals Basket .asp Trust

ETFS White Metals Basket Trust is an exchange-traded fund incorporated in the USA. The Fund's objective is to reflect the performance of the prices of silver, platinum, and palladium bullion, less the expenses of the Trust's operations. The shares are UNITED STATES d

US

JE

Growth&IncomeLarge Cap

1-415-670-2000

iShares www.ishares.com Enhanced U.S. Large-Ca

iShares Enhanced U.S. Large-Cap ETF is an exchange-traded fund incorporated in the USA. The iShares Enhanced U.S. Large-Cap ETF (the "Fund") seeks long-term capital appreciation.

UNITED STATES

US

US

Balanced

1-415-670-2000

www.ishares.com

iShares Target Date 2035 ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance of the S&P Target Date 2035 Index. The Fund invests approximately 87% of its as

UNITED STATES

US

US

SEI Investments Distribution Co

Bank of New York Mellon/The

State Street Bank and Trust Co

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

BBD LLP

LUKE OLIVER

6/15/10

MARTIN KREMENSTE IN MICHAEL FEEHILY

Wheaton

ProShare ProShare Advisors LLC Advisors LLC

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Government/Agenc 1-877-369-4617 y-LT

iShares Target Date 2035 ETF

Wheaton

Invesco PowerShares PowerShares Capital United States Capital Management Management LLC LLC

Bank of New York Mellon/The

Bank of New York Mellon/The

UNITED STATES

Bethesda

Invesco PowerShares Capital Management LLC

US

The SPDR S&P Global Dividend ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide investment results that before fees and expenses, correspond generally to the price and yield performance of the S&P Global Dividend Aristocrats

United States

Invesco PowerShares United States Capital Management LLC

BlackRock BlackRock Fund Fund Advisors Advisors

US

SPDR S&P Global Dividend ETF

First Trust Advisors LP

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

UNITED STATES

1-888-800-4347

www.egshares.co EGShares China EGShares China Infrastructure Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment m Infrastructure results that correspond to the price and yield performance of the INDXX China Infrastructure Index.

UNITED STATES

US

Tait Weller & Baker LLP

Advisorshares Bank of New York BRAD Investments Mellon JENSEN LLC

1-877-843-3831

iShares NYSE 100 ETF is an exchange-traded fund incorporated in the USA. The ETF will seek investment results that correspond generally to the price and yield performance of the NYSE US 100 Index. The ETF will appeal to investors seeking blue-chip exposur

12/09

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Global Equity

iShares NYSE 100 ETF

Manager's City Name

United States

US

First Trust Advisors LP

Manager's Country

ProShare ProShare Advisors LLC Advisors LLC

Ultra Industrials ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Dow Jones U.S. Industrials Index.

PowerShares www.powershare Dynamic s.com Consumer S

Fund's Management Company

Fund's Manager Start Date

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

www.proshares.c ProShares Ultra om Industrials

UNITED STATES

Fund's Manager

JPMorgan Investor Services Co

ProShares Ultra Europe is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before UNITED STATES fees and expenses, that correspond to twice (200%) the daily performance of the FTSE Developed Europe Index.

US

Brown Brothers Harriman & Co

Fund's Investment Advisor

US

www.proshares.c ProShares Ultra om Europe

PowerShares Fundamental Pure Large Core Portfolio is an open-end fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the RAFI Fundamental Large Core Index.

Fund's Custodian

Deloitte & Touche LLP

US

PowerShares www.powershare Fundamental s.com Pure L

Fund's Auditor

Brown Brothers Harriman & Co

UNITED STATES

UNITED STATES

Fund's Administrator

05/13

New York

United States

San Francisco

Invesco PowerShares United States Capital Management LLC

Wheaton

United States

Bethesda

Emerging Emerging Global Global United States Advisors LLC Advisors LLC

New York

Deutsche Bank AG

Deutsche Bank AG

United States

New York

UBS UBS Securities Securities LLC LLC

United States

Stamford

Deutsche Bank AG

Deutsche Bank AG

United States

New York

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Advisorshares Bank of New York Investments Mellon LLC

Advisorshares Advisorshares Investments Investments LLC LLC

Brown Brothers Harriman & Co

ProShare ProShare Advisors LLC Advisors LLC

ProShare TODD Advisors LLC JOHNSON

United States

Boston

United States

Bethesda

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

ETF Securities USA LLC

ETF Securities USA LLC

ETF Securities USA LLC

iShares/USA

iShares/USA

iShares/USA

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

12/09

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco


Company Telephone Number

Company's Web Security's Name Address

Fund's Description

Country

Ultimate Country of Country of Incorporation Incorporation of Parent Company

1-802-257-1617

Teucrium Natural Gas Fund is an exchange-traded fund incorporated in the USA. The investment objective of the Fund is to www.teucriumna Teucrium Natural have the daily changes in percentage terms of the Fund's NAV per Share reflect the daily changes in percentage terms of a gsfund.com Gas Fund weighted ave

Govt/Corp Intermediate

1-415-670-2000

iSharesBond www.ishares.com 2023 Corporate ex-

iSharesBond 2023 Corporate ex-Financials Term ETF is an exchange-traded fund incorporated in the USA. The ETF seeks results that correspond to the price and yield performance of the Barclays 2023 Maturity High Quality Corporate Index.

UNITED STATES

US

US

Govt/Corp Intermediate

1-415-670-2000

iSharesBond www.ishares.com 2020 Corporate ex-

iSharesBond 2020 Corporate ex-Financials Term ETF is an exchange-traded fund incorporated in the USA. The ETF seeks results that correspond to the price and yield performance of the Barclays 2020 Maturity High Quality Corporate Index.

UNITED STATES

US

US

Commodity

UNITED STATES

US

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Teucrium Trading LLC

US

Fund's Manager

SAL GILBERTIE

United States

San Francisco

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Invesco PowerShares Capital Management LLC

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Region Fund-Latin 1-415-670-2000 Amer

iShares MSCI www.ishares.com Emerging Markets

iShares MSCI Emerging Markets Latin America ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI Emerging Markets Latin

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Closed-end Funds 1-877-437-9363

www.direxionshar Direxion Daily es.com Basic Materials

Direxion Daily Basic Materials Bull 3x Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily UNITED STATES investment results of 300% of the performance of the Basic Industries Select Sector Index.

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Undefined Equity

www.guggenhei mfunds.com

Guggenheim S&P 500 Equal Weigh

Guggenheim S&P Equal Weight Materials ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to UNITED STATES replicate as closely as possible the performance of the S&P Equal Weight Materials Index.

US

US

State Street Bank and Trust Co

Security Security Investors United States Investors LLC LLC

Rockville

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

First Trust Advisors LP

First Trust Advisors LP

UBS UBS Securities Securities LLC LLC

United States

Stamford

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

US

Van Eck Associates Corp

First Trust NASDAQ CEA Smartphone Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the NASDAQ OMX CEA Smartphone Index. The index is designed to track the UNITED STATES performance of compani

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

ETRACS S&P ETRACS S&P 500 Gold Hedged Index ETN is exchange-traded note issued in the USA. The Note will provide investors with a www.ubs.com/e500 Gold Hedged cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the S&P 500 UNITED STATES tracs Ind Gold Hedged

US

CH

UBS Securities LLC

Government/Agenc 1-240-497-6400 y

ProShares ProShares UltraPro 10 Year TIPS/TSY Spread ETF is an exchange-traded fund incorporated in the USA. The Fund seeks www.proshares.c UltraPro 10 Year daily investment results, before fees and expenses, that correspond to three times (3x) the daily performance of the Dow Jones UNITED STATES om TIP Credit Suisse

US

Health & Biotechnology

iShares MSCI www.ishares.com ACWI ex US Health

iShares MSCI ACWI ex U.S. Healthcare ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment UNITED STATES results that correspond to the performance of the MSCI All Country World ex USA Health Care Index.

US

www.pureetfs.co PureFunds ISE m Junior Silver Sm

PureFunds ISE Junior Silver Small Cap Miners/Explorers ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of UNITED STATES the ISE

US

iShares Target Date Retirement

iShares Target Date Retirement Income ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance of the S&P Target Date Retirement Income Index. The UNITED STATES ETF invests 42%

International Equity 1-877-738-8870

www.revenueshar RevenueShares esetfs.com ADR Fund

RevenueShares ADR Fund is an exchange-traded fund incorporated in the USA. The Fund's objective is to outperform the total return performance of the S&P ADR Index. The Fund invests in the constituent securities of the S&P ADR Index in the same UNITED STATES proportions

US

Growth-Small Cap 1-866-499-8473

Vanguard S&P www.vanguard.co Small-Cap 600 m Gro

Vanguard S&P Small-Cap 600 Growth ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the UNITED STATES performance of the S&P Small-Cap 600 Growth Index.

US

Sector FundTechnology

1-630-765-8000

First Trust www.ftportfolios.c NASDAQ CEA om Smartph

Region Fnd-Asian Pacific

1-415-670-2000

www.ishares.com

Various Assets

1-877-ETRACS5

1-415-670-2000

Closed-end Funds 1-212-786-7481

Balanced

1-415-670-2000

www.ishares.com

iShares MSCI All Country Asia Information Technology ETF is an exchange-traded fund incorporated in the USA. The ETF iShares MSCI All seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI Country Asia All Country A

Undefined Equity

1-212-896-1249

WisdomTree www.wisdomtree. Commodity com Country E

Balanced

1-415-670-2000

www.ishares.com

iShares Target Date 2030 ETF

US

JPMorgan Chase ProShare HOWARD S Bank Advisors LLC RUBIN Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Factor Advisors LLC

WithumSmith US Bank NA +Brown

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

US

Bank of New York Mellon/The

BBD LLP

VTL Bank of New York Associates Mellon/The LLC

US

Vanguard Group Inc/The

Factor WILL Advisors LLC MARTIN

2/07/12

11/29/12

Factor Factor Advisors Advisors LLC LLC

Madison

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

United States

Philadelphia

VINCENT THOMAS LOWRY "VINCE"

11/20/08

VTL Associates LLC

Pricewaterhou Bank of New York seCoopers Mellon LLP

ANDREW MAACK

2013

Vanguard Vanguard Group Group Inc/The Inc/The

KAREN Q. WONG

US

US

Bank of New York Mellon Corp/The

iShares Target Date 2030 ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance of the S&P Target Date 2030 Index. The ETF invests approximately 83% of its asse

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock CHRISTOPH seCoopers and Trust Co Fund Advisors ER BLISS LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Pricewaterhou Invesco JOSEPH V Bank of New York seCoopers PowerShares RODRIGUEZ Mellon/The LLP Capital Ma JR

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

BRUNO DEL AMA

Global X Management Co LLC

Global X Management Co LLC

New York

MICHAEL FEEHILY

02/13

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

DINO BOURDOS

6/09/11

Deutsche Bank AG

Deutsche Bank AG

United States

New York

PowerShares Active U.S. Real Estate Fund is an actively managed exchange-traded fund incorporated in the USA. The Fund's objective is high total return through growth of capital and current income. The Fund invests in at least 80% of its assets in UNITED STATES securi

US

Country FundChina

1-212-644-6622

Global X www.globalxfund NASDAQ China s.com Technolo

The Global X NASDAQ China Technology ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the NASDAQ OMX China Techn

US

UNITED STATES

SPDR Russell 2000 Low Volatility ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide SPDR Russell investment results that, before fees and expenses, correspond generally to the price and yield performance of the Russell 2000 UNITED STATES 2000 Low Volatili Low Volatili

BM

Bank of New York Mellon/The

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

Global X Management Co LLC

WisdomTree Asset Management Inc

VTL Associates LLC

UNITED STATES

PowerShares www.powershare Active US Real s.com Est

WisdomTree Asset United States Management Inc

United States

United States

New York

San Francisco

US

US

State Street Corp

Pricewaterhou SSgA Funds seCoopers State Street Corp Management LLP Inc

UNITED STATES

US

DE

Bank of New York Mellon/The

Ernst & Young Bank of New York Deutsche LLP Mellon/The Bank AG

iShares 2013 AMT-Free Muni Term ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the S&P AMT-Free Municipal Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers JOEL SILVA and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

iShares MSCI Emerging Markets Materials ETF is an exchange-traded fund incorporated in the USA. The ETF seeks results that correspond generally to the price and yield performance of the MSCI Emerging Markets Materials Sector Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Invesco PowerShares Capital Management LLC

1-866-787-2257

www.spdrs.com

Country FundBrazil

1-877-369-4617

db X-trackers MSCI Brazil Hedged Equity Fund is an exchange-traded fund incorporated in the USA. The Fund seeks www.DBXUS.co db X-trackers investment results that correspond generally to the performance, before fees and expenses, of the MSCI Brazil US Dollar m MSCI Brazil Hedg Hedged Net Index (the "

Municipal

1-415-670-2000

iShares 2013 www.ishares.com AMT-Free Muni Ter

Emerging MarketEquity

1-415-670-2000

iShares MSCI www.ishares.com Emerging Markets PowerShares www.powershare Fundamental s.com Pure S

BlackRock BlackRock Fund Fund Advisors Advisors

WisdomTree Commodity Country Equity Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the WisdomTree Commodity Country Equity Index.

1-800-983-0903

Growth-Small Cap 1-800-983-0903

Bank of New York First Trust Mellon Corp/The Advisors LP

State Street Bank and Trust Co

US

3/15/11

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

Sector Fund-Real Estate

Growth&IncomeSmall Cap

HAO-HUNG LIAO "PETER"

6/15/11

UBS Securities LLC

JPMorgan Investor Services Co

US

BlackRock BlackRock Fund Fund Advisors Advisors

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

US

Market Vectors Colombia ETF is an exchange-traded fund incorporated in the USA. The fund seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the Market Vectors Colombia Index.

Wheaton

New York

UNITED STATES

Market Vectors Colombia

www.vaneck.com

12/09

Invesco PowerShares United States Capital Management LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

Geo Focus-Equity 1-212-293-2000

Battleboro

BlackRock BlackRock Fund Fund Advisors Advisors

UNITED STATES

1-888-949-3837

Teucrium Trading United States LLC

Manager's City Name

State Street Bank and Trust Co

PowerShares Dynamic Semiconductors Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Dynamic Semiconductors Intellidex Index, which evaluates companies based on a

1-800-983-0903

Teucrium Trading LLC

Manager's Country

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

Powershares www.powershare Dynamic s.com Semiconduc

Sector FundTechnology

Fund's Management Company

Fund's Manager Start Date

PowerShares Fundamental Pure Small Growth Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield of the Dynamic Small Cap Growth Intellidex Index, which UNITED STATES seeks to pr

US

BM

Bank of New York Mellon/The

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

12/09

Invesco PowerShares United States Capital Management LLC

Wheaton


Company Telephone Number

Emerging MarketEquity

1-415-670-2000

Company's Web Security's Name Address

iShares MSCI www.ishares.com Emerging Markets

Fund's Description

Country

The iShares MSCI Emerging Markets Consumer Discretionary ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI Emerging

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

US

Fund's Administrator

Fund's Auditor

State Street Bank and Trust Co

Fund's Custodian

Fund's Investment Advisor

State Street Bank BlackRock and Trust Co Funds/USA

Sector Fund-Utility 1-800-983-0903

PowerShares www.powershare S&P SmallCap s.com Utili

PowerShares S&P SmallCap Utilities Portfolio is an exchange traded fund incorporated in the USA. The Fund's objective is to seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of the S&P SmallCa

UNITED STATES

US

BM

Bank of New York Mellon/The

Commodity

1-212-528-7990

www.ipathetn.co iPath Pure Beta m Cocoa ETN

The iPath Pure Beta Cocoa ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Barclays Capital UNITED STATES Cocoa Pur

US

GB

Barclays Capital Inc

Barclays Capital Inc

Country FundRussia

1-212-293-2000

www.vaneck.com

Market Vectors Market Vectors Russia Small-Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to replicate as UNITED STATES Russia Small-Ca closely as possible, before fees and expenses, the price and yield performance of the Market Vectors Russia Small-Cap Index.

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

Fund's Manager

GREG SAVAGE

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

HAO-HUNG LIAO "PETER"

www.huntingtons Huntington US trategyshares.co Equity Rotation m

Huntington US Equity Rotation Strategy ETF is an exchange-traded fund incorporated in the USA. The Fund is actively managed and invests in companies in each of the ten sectors representing the S&P 1500.

UNITED STATES

US

US

Citi Fund Services Ohio Inc

Citibank NA

1-415-670-2000

iShares MSCI www.ishares.com Emerging Markets

iShares MSCI Emerging Markets Value ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI Emerging Markets UNITED STATES Value Index.

US

US

State Street Bank and Trust Co

State Street Bank BlackRock DIANE and Trust Co Fund Advisors HSIUNG

Financial Services 1-800-983-0903

PowerShares www.powershare KBW Capital s.com Market

PowerShares KBW Capital Markets Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that generally correspond (before fees and expenses) to the price and yield of the KBW Capital Markets Index (the UNITED STATES "Underlying I

US

BM

Bank of New York Mellon/The

International Equity 1-877-843-3831

WCM/BNY www.advisorshar Mellon Focused es.com Growth

WCM / BNY Mellon Focused Growth ADR ETF is an actively managed exchange-traded fund incorporated in the USA. The Fund's objective is long-term capital appreciation above international benchmarks such as the BNY Mellon Classic ADR Index UNITED STATES and the MSCI EAFE I

Undefined Equity

Emerging MarketEquity

SPDR Morgan Stanley Technology

Sector FundTechnology

1-866-787-2257

www.spdrs.com

Undefined Equity

1-240-497-6400

ProShares www.proshares.c UltraShort om Industria

SPDR Morgan Stanley Technology ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible, before expenses, the performance of the Morgan Stanley Technology Index, an equal-weighted UNITED STATES index. The Fund

US

UltraShort Industrials ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results UNITED STATES that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones Industrials Index.

US

Municipal

1-800-774-3768 Tel

Columbia www.columbiama Intermediate nagementetf.com Municipa

Undefined Equity

1-240-497-6400

www.proshares.c ProShares Ultra Ultra Consumer Goods ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment om Consumer Goods results that correspond to twice (200%) the daily performance of the Dow Jones U.S. Consumer Goods Index.

Undefined Equity

1-866-787-2257

www.spdrs.com

Various Assets

1-877-843-3831

www.advisorshar Meidell Tactical es.com Advantage ETF

Sector Fund-Real Estate

1-415-670-2000

www.ishares.com

SPDR S&P Aerospace & Defense E

US

Columbia Intermediate Municipal Bond Strategy Fund is an actively managed exchange-traded fund incorporated in the USA. The Fund's objective is a high level of current income. The Fund invests at least 80% of its net assets in debt securities with interes

US

US

Invesco PowerShares United States Capital Management LLC

Wheaton

Advisorshares Advisorshares Investments United States Investments LLC LLC

Bethesda

SSgA Funds Management Inc

Boston

BlackRock BlackRock Fund Fund Advisors Advisors Invesco PowerShares Capital Management LLC

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Bank of New York Mellon Corp/The

Pricewaterhou Columbia Bank of New York seCoopers Management Mellon Corp/The LLP Investment

Columbia Management Investment Advisers LLC

Columbia Management Investment Advisers LLC

United States

San Francisco

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

JOHN A TUCKER

BRIAN MCGREEVY

9/29/00

UNITED STATES

US

SPDR S&P Aerospace & Defense ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the performance of the S&P Aerospace & Defense Select Industry Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

SSgA Funds State Street Bank Management and Trust Co Inc

Meidell Tactical Advantage ETF is an exchange-traded fund incorporated in the USA.

UNITED STATES

US

US

Bank of New York Mellon

Tait Weller & Baker LLP

Advisorshares Bank of New York Investments Mellon LLC

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

UBS Securities LLC

Health & Biotechnology

www.spdrs.com

UNITED STATES

US

US

State Street Bank and Trust Co

UNITED STATES

US

US

Morgan Stanley

Morgan Stanley

US

DE

Deutsche Bank AG

Deutsche Bank AG

UNITED STATES

US

US

Bank of New York Mellon/The

UNITED STATES

US

CH

Credit Suisse Securities LLC

Huntington EcoLogical Strategy ETF is an exchange-traded fund incorporated in the USA. The Fund invests at least 80% of its net assets (plus borrowings for investment purposes) in the exchange-listed equity securities of ecologically-focused UNITED STATES companies.

US

US

Citi Fund Services Ohio Inc

SPDR S&P Health Care Equipment ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the performance of the S&P Health Care Equipment Select Industry Index.

Market Vectors-Rupee/USD ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash www.marketvecto Market Vectors payment at the scheduled maturity or early redemption, based on the performance of the S&P Indian Rupee Total Return rsetns.com Rupee/USD ETN Index.

Commodity

1-877-369-4617

PowerShares DB Commodity Short ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The Notes will www.DBXUS.co PowerShares DB provide investors with a cash payment at the scheduled maturity of early redemption, based on the inverse (opposite) UNITED STATES m Commodity Short performance of its und

Country FundAustralia

1-888-934-0777

www.indexiq.com

1-877-583-5624

VelocityShares 2x Platinum ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash www.velocityshar VelocityShares 2x payment at the scheduled maturity or early redemption based on the performance of the underlying index, the S&P GSCI速 es.com Long Platinu Platinum Index E

IQ Australia Small Cap ETF is an exchange-trade fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield return of the IQ Australian Small Cap Index.

Bingham McCutchen LLP

Ernst & Young

SSgA Funds State Street Bank Management and Trust Co Inc

Market Vectors Treasury-Hedged High Yield Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks Market Vectors to replicate as closely as possible, before fees and expenses, the price and yield performance of the Market Vectors U.S. UNITED STATES Treasury-Hedged Treasury-Hedge

US

US

Van Eck Associates Corp

Ernst & Young

Sector FundTechnology

1-866-787-2257

www.spdrs.com

SPDR S&P International Technol

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

WisdomTree Asset Management Inc

WisdomTree WisdomTree Asset Ernst & Young Asset Management Management Inc In

UNITED STATES

US

US

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

JOHN A TUCKER

MARTIN KREMENSTE IN

Valley Forge

United States

San Francisco

United States

Stamford

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

Morgan Stanley

Morgan Stanley

United States

New York

Deutsche Bank AG

Deutsche Bank AG

United States

New York

IndexIQ IndexIQ Advisors United States Advisors LLC LLC

Rye

VelocityShare VelocityShares s LLC LLC

Huntington BRIAN A Asset Services SALERNO Inc

www.vaneck.com

SSgA Funds United States Management Inc

UBS UBS Securities Securities LLC LLC

VLS Securities LLC

Citibank NA

SSgA Funds Management Inc

Advisorshares Advisorshares Investments Investments LLC LLC

Bank of New York IndexIQ JULIE S Mellon/The Advisors LLC ABBETT

1-212-293-2000

WisdomTree LargeCap Value Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the price and yield performance of the WisdomTree LargeCap Value Index, which measures the performance of U.S. large-cap value stocks.

09/11

UBS Securities LLC

Govt/Corp High Yield

SPDR S&P International Technology Sector ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond generally to the total return performance of the S&P Developed Ex-U.S. BMI UNITED STATES Information T

JOHN A TUCKER

5/02/11

SSgA Funds United States Management Inc

US

CH

WisdomTree www.wisdomtree. LargeCap Value com Fund

New York

JPMorgan Investor Services Co

US

1-212-896-1249

United States

State Street Bank and Trust Co

ETRACS Monthly Pay 2xLeveraged Dow Jones Select Dividend Index ETN is an exchange-traded note issued in the USA. The www.ubs.com/e- ETRACS Monthly ETN will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the UNITED STATES tracs Pay 2xLeveraged Dow Jones U.S

Value-Large Cap

Van Eck Associates Corp

SSgA Funds State Street Bank Management and Trust Co Inc

Closed-end Funds 1-877-ETRACS5

www.huntingtons Huntington trategyshares.co EcoLogical m Strategy

Van Eck Associates Corp

Bingham McCutchen LLP

State Street Bank and Trust Co

Environmentally Friendly

Barclays Capital Inc

Tait Weller & Baker LLP

US

Commodity

Barclays Capital Inc

Wheaton

Bank of New York Mellon

US

IQ Australia Small Cap ETF

Invesco PowerShares United States Capital Management LLC

Advisorshares Bank of New York KURT R Investments Mellon WINRICH LLC

Country Fund-U.K. 1-415-670-2000

Currency

BlackRock Funds/USA

Invesco PowerShares Capital Management LLC

Manager's City Name

Huntington Huntington Asset Asset Advisors Advisors Inc Inc

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

iShares MSCI United Kingdom Small-Cap ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI United UNITED STATES Kingdom Small Cap Ind

SPDR S&P Health Care Equipment

4/14/11

Huntington PAUL Asset Advisors KOSCIK Inc

iShares MSCI www.ishares.com United Kingdom Sm

1-866-787-2257

12/09

Manager's Country

BlackRock Funds/USA

UNITED STATES

iShares North iShares North America Real Estate ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment America Real Est results that correspond to the FTSE EPRA/NAREIT North America Index.

US

Fund's Management Company

Fund's Manager Start Date

6/20/12

Van Eck Bank of New York Associates Mellon/The Corp JOHN A TUCKER

KAREN Q. WONG

7/16/08

Huntington Huntington Asset Asset Services Services Inc Inc Van Eck Associates Corp

Van Eck Associates Corp

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

WisdomTree Asset Management Inc

WisdomTree Asset United States Management Inc

New York

United States

New York


Company Telephone Number

Corp/Pref-High Yield

1-415-670-2000

Company's Web Security's Name Address

www.ishares.com

Fund's Description

Country

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Administrator

iShares B - Ca Rated Corporate

iShares B - Ca Rated Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Barclays Capital U.S. Corporate B -

UNITED STATES

US

US

State Street Bank and Trust Co

Credit Suisse Long/Short Liqui

The Credit Suisse Long/Short Liquid Index ETN is an exchange-traded note issued in the USA. The ETN is designed to provide investors with exposure to a long/short equity strategy as represented by long and short positions in various equity market indices

Various Assets

1-212-538-7333

www.creditsuisse.com/etn

UNITED STATES

US

CH

Credit Suisse Securities USA LLC

Emerging MarketEquity

1-888-800-4347

EGShares GEMS Composite ETF is an exchange traded fund incorporated in the USA. The Fund seeks to provide investment www.egshares.co EGShares GEMS results that correspond generally to the price and yield performance, before fees and expenses, of the Dow Jones Emerging UNITED STATES m Composite ETF Markets Sector T

US

US

Bank of New York Mellon/The

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

BBD LLP

Fund's Management Company

Manager's Country

BlackRock BlackRock Fund Fund Advisors Advisors

United States

Fund's Manager Start Date

New York

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU

Emerging Emerging Global Global United States Advisors LLC Advisors LLC

New York

Rockville

BLDRS Asia 50 ADR Index Fund is an investment trust incorporated in the USA. The Fund's objective seeks investment www.powershare BLDRS Asia 50 results that generally correspond to the price and yield performance of The Bank of New York Asia 50 ADR Index, which is a s.com ADR Index Fund capitalization-we

UNITED STATES

US

BM

Bank of New York Mellon

Ernst & Young

PowerShares Bank of New York Capital Mellon Management

Internet & Telecom 1-888-800-4347

EGShares www.egshares.co Telecom GEMS m ETF

UNITED STATES

US

US

Bank of New York Mellon/The

BBD LLP

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU

Emerging Emerging Global Global Advisors LLC Advisors LLC

Commodity

www.creditsuisse.com/etn

UNITED STATES

US

CH

US

1-800-983-0903

1-212-538-7333

EGShares Telecom GEMS ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Dow Jones Emerging Markets Titans Telecommunications 30 Index.

Credit Suisse Commodity Rotation ETN is an exchange-traded note issued in the USA. The CS Commodity Rotation ETN Credit Suisse tracks the return of an index which selects 8 commodities monthly in equal weights based on the highest level of Commodity Rotati backwardation or least amount

Closed-end Funds 1-240-497-6400

www.proshares.c ProShares Ultra om Russell MidCap

Ultra Russell MidCap Value ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment UNITED STATES results that correspond to twice (200%) the daily performance of the Russell MidCap Value Index.

Country FundMexico

ProShares www.proshares.c UltraShort MSCI om Mexi

ProShares UltraShort MSCI Mexico Capped IMI is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to twice (200%) the inverse (opposite) of the daily performance of the MSCI

1-240-497-6400

UNITED STATES

US

San Francisco

Credit Suisse Credit Suisse AG United States AG

PowerShares PowerShares Capital Capital United States Management Management LLC LLC

Region Fnd-Asian Pacific

Manager's City Name

Credit Suisse AG

Credit Suisse Credit Suisse AG United States AG

New York

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

SSgA Funds Management Inc

Internet & Telecom 1-866-787-2257

www.spdrs.com

SPDR S&P Teleccom ETF

UNITED STATES

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

Corp/Pref-High Yield

www.ishares.com

iShares Baa - Ba Rated Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment iShares Baa - Ba results that correspond generally to the price and yield performance, before fees and expenses, of the Barclays Capital U.S. UNITED STATES Rated Corpora Corporate B

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

1-415-670-2000

SPDR S&P Telecom ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the performance of the S&P Telecom Select Industry Index.

SSgA Funds State Street Bank Management and Trust Co Inc

JOHN A TUCKER

SSgA Funds United States Management Inc

Valley Forge

Growth-Small Cap 1-240-497-6400

www.proshares.c ProShares Ultra om Russell2000 Gr

Ultra Russell2000 Growth ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Russell 2000 Growth Index.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Growth&IncomeSmall Cap

1-240-497-6400

ProShares www.proshares.c UltraShort om Russell20

UltraShort Russell2000 Value ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Russell 2000 Value Index.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Balanced

1-866-734-0425

Claymore CEF GS Connect ETN is an exchange-note issued in the USA. The Notes will provide investors with a cash www.goldmansac Claymore CEF payment at the scheduled maturity or early redemption, and pass on quarterly variable coupon payments to investors based on UNITED STATES hs.com GS Connect ETN the performance of

US

US

Goldman Sachs & Co

Goldman Sachs & Co

United States

New York

Aggressive Growth 1-855-353-9383

FlexShares www.flexshares.c Quality Dividend om Dy

UNITED STATES

US

US

JPMorgan Chase Bank NA

Growth&IncomeLarge Cap

iPath CBOE S&P 500 BuyWrite Index ETN is an exchange-traded note issued in the USA. The Notes will provide investors www.ipathetn.co iPath CBOE S&P with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the m 500 BuyWrite In CBOE S&P 500 BuyWr

UNITED STATES

US

GB

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

Global X Management Co LLC

Global X Management Co LLC

Global X Management Co LLC

SSgA Funds Management Inc

SSgA Funds United States Management Inc

1-212-528-7990

FlexShares Quality Dividend Dynamic Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Northern Trust Quality Dividend Index.

Geo Focus-Equity 1-212-644-6622

www.globalxfund Global X FTSE Global X FTSE Argentina 20 ETF is an exchange-trade fund incorporated in the USA. The Fund seeks to track the s.com Argentina 20 ETF performance of the FTSE Argentina 20 Index.

Sector FundTechnology

www.spdrs.com

1-866-787-2257

SPDR S&P Software & Services E

Goldman Sachs & Co Northern Trust JPMorgan Chase Investments Bank NA Inc

Goldman Sachs & Co

Northern Trust Northern Trust Investments Investments Inc Inc

BRUNO DEL AMA

UNITED STATES

US

SPDR S&P Software & Services ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate UNITED STATES as closely as possible the performance of the S&P Software & Services Select Industry Index.

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

SSgA Funds State Street Bank Management and Trust Co Inc

US

Bank of New York Mellon

Tait Weller & Baker LLP

Advisorshares Bank of New York Investments Mellon LLC

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

New York

JOHN A TUCKER

09/11

International Equity 1-877-843-3831

Madrona Forward International ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to achieve the www.advisorshar Madrona Fund's investment objective by selecting a portfolio primarily composed of American Depository Receipts ("ADRs") from es.com International ETF among the largest iss

UNITED STATES

US

Value-Small Cap

1-240-497-6400

www.proshares.c ProShares Ultra om Russell2000 Va

Ultra Russell2000 Value ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Russell 2000 Value Index.

UNITED STATES

US

Growth&IncomeLarge Cap

1-877-437-9363

www.direxionshar Direxion Daily es.com South Korea Bul

Direxion Daily Korea Bull 3x Shares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, of 300% of the performance of the MSCI Korea 25-50 Index.

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York Management LLP Mellon/The LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

Balanced

1-415-670-2000

www.ishares.com

iShares Target Date 2050 ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the performance of the S&P Target Date 2050 Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Commodity

1-800-920-0259

www.unitedstates United States United States Copper Index Fund is an exchange traded fund and a Delaware statutory trust, incorporated in the USA. The copperindexfund. Copper Index Fun Fund seeks to track the investment performance of the SummerHaven Copper Index-Total Return. com

UNITED STATES

US

Brown Brothers Harriman & Co

EisnerAmper LLP

1-800-983-0903

PowerShares www.powershare Fundamental s.com Pure S

PowerShares Fundamental Pure Small Core Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the RAFI Fundamental Small Core Index.

UNITED STATES

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Direxion www.direxionshar NASDAQ-100 es.com Equal Weig

Direxion NASDAQ-100 Equal Weighted Index Shares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to the daily performance of the NASDAQ 100 Equal Weighted Index.

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Growth&IncomeSmall Cap

Closed-end Funds 1-877-437-9363

iShares Target Date 2050 ETF

Growth & Income1-800-983-0903 Mid Cap

PowerShares www.powershare Fundamental s.com Pure M

UNITED STATES

US

BM

Various Assets

www.advisorshar AdvisorShares AdvisorShares Pring Turner Business Cycle ETF is an exchange-traded fund incorporated in the USA. The Fund invests in UNITED STATES es.com Pring Turner Bus multiple asset classes including stocks, bonds, inflation-sensitive securities and cash--depending on the business cycle stage.

US

US

1-877-843-3831

PowerShares Fundamental Pure Mid Core Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the RAFI Fundamental Mid Core Index.

Bank of New York Mellon/The

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Brown Brothers Harriman & Co

Advisorshares Advisorshares Investments Investments LLC LLC

United States ANDREW F Commodities NGIM Fund

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma AdvisorShares Trust

Valley Forge

United States United States Commodities Commodities Fund LLC Fund LLC

United States

Alameda

Invesco PowerShares United States Capital Management LLC

Wheaton

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

Invesco PowerShares Capital Management LLC

Wheaton

Invesco PowerShares Capital Management LLC 3/23/11

Invesco PowerShares United States Capital Management LLC

AdvisorShares AdvisorShares Trust Trust


Company Telephone Number

Company's Web Security's Name Address

Fund's Description

Country

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Management Company

Fund's Manager Start Date

Corp/Pref-Inv Grade

1-415-670-2000

www.ishares.com

iShares Utilities Bond ETF

iShares Utilities Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Barclays Capital U.S. Utility Bond Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Country FundAustralia

1-415-670-2000

www.ishares.com

iShares MSCI Australia Small-Cap ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment iShares MSCI results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI Australia Small Australia Small-C Cap Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Commodity

1-802-257-1617

www.teucriumcru Teucrium Crude dfund.com Oil Fund

Teucrium Crude Oil Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the daily changes in percentage terms of the Shares' Net Asset Value ("NAV") reflect the daily changes in percentage terms of a weighted average of the clo

UNITED STATES

US

US

Various Assets

1-212-528-7990

Barclays ETN+ www.etnplus.com Shiller CAPE™ ET

Barclays ETN+ Shiller CAPE ETN is an exchange-traded note issued in the USA. The ETN will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Shiller Barclays CAPE U.S.

UNITED STATES

US

GB

Investors Bank & Trust Co

Emerging MarketEquity

1-415-670-2000

iShares MSCI www.ishares.com Emerging Markets

iShares MSCI Emerging Markets Financials ETF is an exchange-traded fund incorporated in the USA. The ETF seeks results that correspond generally to the price and yield performance of the MSCI Emerging Markets Financial Sector Index.

UNITED STATES

US

US

Growth&IncomeLarge Cap

1-877-437-9363

Direxion S&P 500 RC Volatility Response Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is www.direxionshar Direxion S&P 500 to seek daily investment results, before fees and expenses, that correspond to the performance of the S&P 500 Dynamic UNITED STATES es.com RC Volatility Rebalancing Ri

US

Country Fund-India 1-415-670-2000

iShares MSCI www.ishares.com India Small-Cap E

The iShares MSCI India Small-Cap ETF is an exchange traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI India Small Cap Index.

UNITED STATES

Emerging MarketEquity

1-415-670-2000

iShares MSCI www.ishares.com Emerging Markets

iShares MSCI Emerging Markets EMEA ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI Emerging Markets UNITED STATES EMEA Index.

Sector FundEnergy

1-240-497-6400

www.proshares.c ProShares Short Short Oil & Gas ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that om Oil & Gas correspond to the inverse (opposite) of the daily performance of its underlying index.

Geo Focus-Debt

1-240-497-6400

ProShares www.proshares.c German om Sovereign/Sub

Teucrium Trading LLC

SAL GILBERTIE

Teucrium Trading LLC

Pricewaterhou Investors Bank & Barclays seCoopers Trust Co Capital Inc LLP

Barclays Capital Inc

Barclays Capital Inc

United States

New York

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

ProShare ProShare Advisors LLC Advisors LLC

1/11/12

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShares German Sovereign/Sub-Sovereign ETF is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that track the performance of the Markit iBoxx EUR Germany Sovereign & Sub- UNITED STATES Sovereign Liquid

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

1/24/12

ProShare ProShare Advisors LLC Advisors LLC

Government/Agenc 1-240-497-6400 y

ProShares ProShares UltraPro Short 10 Year TIPS/TSY Spread is an exchange-traded fund incorporated in the USA. The Fund seeks www.proshares.c UltraPro Short 10 investment results, before fees and expenses, that correspond to three times the inverse (-3x) the daily performance of the Dow UNITED STATES om Ye Jones Credi

US

JPMorgan Investor Services Co

JPMorgan Chase ProShare HOWARD S Bank Advisors LLC RUBIN

2/07/12

ProShare ProShare Advisors LLC Advisors LLC

Growth&IncomeSmall Cap

1-415-670-2000

iShares www.ishares.com Enhanced U.S. Small-Ca

iShares Enhanced U.S. Small-Cap ETF is an exchange-traded fund incorporated in the USA. The iShares Enhanced U.S. Small-Cap ETF (the "Fund") seeks long-term capital appreciation.

UNITED STATES

US

Government/Agenc 1-240-497-6400 y

ProShares 30 www.proshares.c Year TIPS/TSY om Spr

ProShares 30 Year TIPS/TSY Spread is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to the performance of the Dow Jones Credit Suisse 30-Year Inflation Breakeven Index.

UNITED STATES

US

JPMorgan Investor Services Co

Country FundChina

1-212-644-6622

www.globalxfund Global X China s.com Materials ETF

The Global X China Materials ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive China Materials UNITED STATES Inde

US

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

Municipal

1-877-369-4617

www.DBXUS.co db X-Trackers m Municipal Infras

db X-Trackers Municipal Infrastructure Revenue Bond Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the DBIQ Municipal Infrastructure Revenue Bond Index.

US

1-212-528-7990

iPath GEMS Asia 8 ETN is an exchange-traded note issued in the USA. The Notes will provide investors with monthly coupons iPath GEMS Asia www.etnplus.com and a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index which UNITED STATES 8 ETN reflects the

Currency

US

Financial Services 1-800-983-0903

PowerShares www.powershare KBW s.com International

PowerShares KBW International Financial Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond (before fees and expenses) generally to the price and yield of the index called the KBW Global ex-U.S.

UNITED STATES

US

Growth&IncomeLarge Cap

405-778-8377

www.exchangetra Forensic dedconcepts.com Accounting ETF

Forensic Accounting ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is capital appreciation. The Fund, as the name suggests, applies forensic accounting principles to a universe of 500 large-cap stocks in an effort to "red-fla

UNITED STATES

US

Commodity

1-212-528-7990

www.ipathetn.co iPath Pure Beta m Crude Oil ETN

The iPath Pure Beta Crude Oil ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Barclays Capital WTI C

UNITED STATES

US

Commodity

1-855-RBS-ETPS

RBS Rogers usmarkets.rbs.co Enhanced m/etnUS Agricultur

RBS Rogers Enhanced Agriculture ETNs is an exchange-traded note issued in the USA. The ETN will track the RICI Enhanced Agriculture Total Return Index which provides exposure to 20 commodities. The Index attempts to track prices changes for individual com

UNITED STATES

Sector FundEnergy

1-888-800-4347

EGShares www.egshares.co Energy GEMS m ETF

EGShares Energy GEMS ETF is an exchange traded fund incorporated in the USA. The Fund seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Dow Jones Emerging Markets Oil & Gas T

US

DE

GB

BM

Bethesda

United States

Bethesda

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

BRUNO DEL AMA

Global X Management Co LLC

Global X Management Co LLC

United States

New York

ASHTON P 6/04/13 GOODFIELD

Deutsche Bank AG

Deutsche Bank AG

United States

New York

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

ExchangeTraded Concepts

Exchange-Traded Concepts

iShares/USA

Bank of New York Mellon

Ernst & Young

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Bank of New York Mellon/The

iShares/USA

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP Global X Management Co LLC

Bank of New York Deutsche Mellon Bank AG

1/10/12

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

iShares/USA

ExchangeTraded Concepts

GB

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

US

GB

Royal Bank Of Scotland

RBS ETNs/USA

RBS ETNs/USA

RBS ETNs/USA

UNITED STATES

US

US

Bank of New York Mellon/The

1-877-369-4617

PowerShares DB 3x German Bund Futures ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The www.DBXUS.co PowerShares DB Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on triple the m 3x German Bund performance of its underlyi

UNITED STATES

US

DE

Deutsche Bank AG

Commodity

1-240-497-6400

ProShares www.proshares.c UltraShort DJom UBS Co

ProShares UltraShort DJ-UBS Commodity is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance, whether positive or negative, of its corresp

UNITED STATES

US

Growth&IncomeLarge Cap

1-866-787-2257

www.spdrs.com

SPDR Russell 1000 ETF

SPDR Russell 1000 ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the performance of the Russell 1000 Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Bingham McCutchen LLP

Emerging MarketDebt

1-866-787-2257

www.spdrs.com

SPDR BofA Merrill Lynch Emergi

SPDR Merrill Lynch Emerging Markets Corporate Bond ETF seeks to provide investment results that, before expenses, correspond generally to the price and yield performance of the BofA Merrill Lynch Emerging Markets Diversified Corporate Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

Region FundEuropean

1-800-983-0903

BLDRS Europe www.powershare 100 ADR Index s.com Fun

BLDRS Europe 100 ADR Index Fund is an investment trust incorporated in the USA. The Fund's objective is to seek investment results that correspond to the price and yield performance of The Bank of New York Europe 100 ADR Index, which UNITED STATES is a capitalization-w

US

BBD LLP

SEI Investments Distribution Co

BM

Bank of New York Mellon

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

JOHN DEL VECCHIO

1/29/13

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU Deutsche Bank AG

Brown Brothers Harriman & Co

LUKE OLIVER

3/23/11

ProShare TODD Advisors LLC JOHNSON

SSgA Funds State Street Bank Management and Trust Co Inc

Invesco Ernst & Young Bank of New York PowerShares LLP/Jersey Mellon Capital Ma

New York

United States

Quasar Distributors LLC

Geo Focus-Debt

Manager's City Name

Teucrium Trading LLC

UNITED STATES

UNITED STATES

Manager's Country

JOHN A TUCKER

Emerging Emerging Global Global United States Advisors LLC Advisors LLC

New York

Deutsche Bank AG

United States

New York

United States

Bethesda

Deutsche Bank AG

ProShare ProShare Advisors LLC Advisors LLC

11/15/05

PATRICK 06/12 BRESNEHAN

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Rockville


Company Telephone Number

Company's Web Security's Name Address

Fund's Description

Country

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Aggressive Growth 1-240-497-6400

ProShares Global Listed Private Equity ETF is an exchange-traded fund incorporated in the USA. The Fund seeks daily www.proshares.c ProShares Global investment results that correspond to the daily performance of the LPX Direct Listed Private Equity Index. This index consists om Listed Privat of up to 30

Commodity

1-212-528-7990

iPath Dow Jones-UBS Nickel Total Return Sub-Index ETN is an exchange-traded note incorporated in the USA. The Notes will www.ipathetn.co iPath Dow Jonesprovide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the UNITED STATES m UBS Nickel Sub underlying index,

US

Commodity

1-855-RBS-ETPS

usmarkets.rbs.co RBS Oil m/etnUS Trendpilot ETN

RBS Oil Trendpilot ETN is an exchange-traded note issued in the USA. The ETN utilizes a systematic trend-following strategy to provide exposure to either the RBS 12 Month Oil TR Index or the yield on a hypothetical notional investment in 3-month U.S. UNITED STATES Trea

Govt/AgencyInter/LT

1-212-528-7990

iPath US www.ipathetn.co Treasury 5-year m Bear

Financial Services 1-212-644-6622

Emerging MarketEquity

Undefined Equity

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Manager's Country

Manager's City Name

JP Morgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare seCoopers Bank NA Advisors LLC LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

GB

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Barclays Capital Inc

United States

New York

US

GB

Royal Bank Of Scotland

Royal Bank of Scotland Group P

Royal Bank of Royal Bank of Scotland Scotland Group Group PLC PLC

iPath US Treasury 5-year Bear ETN is inversely linked to the performance of the underlying Index, and seeks to capture returns UNITED STATES from an increase in the yields of 5-year U.S. Treasury notes through a notional rolling 'short' investment in 5-year U.S. Treasu

US

GB

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

United States

New York

www.globalxfund Global X Brazil s.com Financials ETF

Global X Brazil Financials ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the investment performance of the Solactive Brazil Financials Index.

UNITED STATES

US

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

Global X Management Co LLC

Global X Management Co LLC

Global X Management Co LLC

United States

New York

1-888-800-4347

EGShares www.egshares.co Emerging m Markets Dome

EGShares Emerging Markets Domestic Demand ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to UNITED STATES track the performance of the INDXX Emerging Markets Domestic Demand Index.

US

US

Bank of New York Mellon/The

BBD LLP

1-866-787-2257

www.spdrs.com

SPDR S&P International Materials Sector ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide investment results that correspond generally to the total return performance of the S&P Developed Ex-U.S. BMI UNITED STATES Materials Sect

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

SPDR S&P International Materia

UNITED STATES

US

Growth & Income

1-877-843-3831

www.advisorshar Madrona es.com Domestic ETF

Madrona Forward Domestic ETF is an actively managed exchange-traded fund incorporated in the USA. The Fund seeks to achieve the Fund's investment objective by selecting a portfolio of up to 500 of the largest U.S. traded equity securities.

UNITED STATES

US

Currency

1-240-497-6400

www.proshares.c ProShares Ultra om Australian Dol

ProShares Ultra Australian Dollar is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to two times (2x) the daily performance of the US Dollar price of the Australian Dolla

UNITED STATES

Derivative-Asset Alloc

1-212-786-7481

FactorShares 2X: Oil Bull/S&P500 Bear is an exchange-traded fund incorporated in the USA. The Fund's objective is to track www.factorshares FactorShares 2X: approximately +200% of the daily return of the S&P Crude Oil - Equity Spread Total Return Index by primarily establishing a .com Oil Bull/S&P5 leverage

Balanced

1-415-670-2000

www.ishares.com

iShares Target Date 2010 ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance of the S&P Target Date 2010 Index. The ETF invests approximately 52% of its ass

BRUNO DEL AMA

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU JOHN A TUCKER

US

JP Morgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank NA Advisors LLC RUBIN LLP

UNITED STATES

US

State Street Bank and Trust Co

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Financial Services 1-888-800-4347

EGShares EGShares Financials GEMS ETF is an exchange traded fund incorporated in the USA. The Fund seeks to provide investment www.egshares.co Financials GEMS results that correspond generally to the price and yield performance, before fees and expenses, of the Dow Jones Emerging UNITED STATES m ETF Markets Financi

US

US

Bank of New York Mellon/The

BBD LLP

Market NeutralEquity

1-212-538-7333

www.creditsuisse.com/etn

The Credit Suisse Market Neutral Global Equity ETN is an exchange-traded note issued in the USA. The ETN is designed to Credit Suisse provide investors with exposure to a market neutral investment strategy as represented by long and short positions in North Market Neutral G American,

UNITED STATES

US

CH

Credit Suisse Securities USA LLC

Health & Biotechnology

1-888-800-4347

EGShares Health Care GEMS ETF is an exchange traded fund incorporated in the USA. The Fund seeks to provide www.egshares.co EGShares Health investment results that correspond generally to the price and yield performance, before fees and expenses, of the Dow Jones m Care GEMS ETF Emerging Markets Health

UNITED STATES

US

US

Bank of New York Mellon/The

Commodity

1-212-528-7990

www.ipathetn.co iPath Pure Beta m Nickel ETN

The iPath Pure Beta Nickel ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Barclays Capital UNITED STATES Nickel P

US

GB

Barclays Capital Inc

iShares Target Date 2010 ETF

Government/Agenc 1-240-497-6400 y

ProShares Short 30 Year TIPS/TSY Spread is an exchange-traded fund incorporated in the USA. The Fund seeks daily www.proshares.c ProShares Short investment results, before fees and expenses, that correspond to the inverse (-1x) the daily performance of the Dow Jones om 30 Year TIPS/T Credit Suisse 30 Yea

Govt/Agency-Inter 1-866-787-2257 Term

www.spdrs.com

International Equity 1-240-497-6400

www.proshares.c ProShares Ultra om MSCI EAFE

UNITED STATES

US

The SPDR Barclays 1-10 Year TIPS ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide SPDR Barclays 1investment results that before fees and expenses, correspond generally to the price and yield performance of the Barclays 1-10 UNITED STATES 10 Year TIPS E Year Governme

US

ProShares Ultra MSCI EAFE is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the MSCI EAFE Index. The Fund invests in equity securities and/or financial inst

UNITED STATES

Russell Equity ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is long-term capital appreciation. The Fund invests in retail shares of other exchange-traded funds that track various securities indices comprised of UNITED STATES large, mid a

US

US

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU

United States

Bethesda

United States

San Francisco

Factor Capital Factor Capital Management Management LLC LLC

Barclays Capital Inc

New York

Barclays Capital Inc

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

1/10/12

ProShare ProShare Advisors LLC Advisors LLC

State Street Corp

Pricewaterhou SSgA Funds seCoopers State Street Corp Management LLP Inc

05/13

SSgA Funds Management Inc

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Russell Fund Services Co

Pricewaterhou Russell State Street Bank seCoopers Investment and Trust Co LLP Management

Russell Investment Management Co

United States

Seattle

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

United States

Bethesda

MAX DESANTIS

UNITED STATES

US

Government/Agenc 1-800-576-3529 y-LT

JPMorgan Double Short US Long Bond Treasury Futures ETN is an exchange-traded note issued in the USA by JPMorgan JPMorgan Double Chase & Co. The ETN seeks to provide double inverse exposure to the NYSE US Long Bond Treasury Futures Index, Short US Long compounded from one reset perio

UNITED STATES

US

US

JP Morgan Securities Inc

SPDR MSCI ACWI IMI ETF US

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

The SPDR MSCI ACWI IMI ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the performance of the MSCI ACWI IMI Index.

ProShare ProShare Advisors LLC Advisors LLC

Emerging Emerging Global Global Advisors LLC Advisors LLC

Barclays Capital Inc

www.proshares.c ProShares Short ProShares Short KBW Regional Banking is an exchange-traded fund incorporated in the USA. The Fund seeks investment om KBW Regional B results that correspond to the inverse (opposite) return of the KBW Regional Banking Index.

www.spdrs.com

Boston

Credit Suisse Credit Suisse AG AG

Financial Services 1-240-497-6400

1-866-787-2257

SSgA Funds United States Management Inc

Emerging Emerging Global Global United States Advisors LLC Advisors LLC

Credit Suisse AG

BBD LLP

SSgA Funds Management Inc

BlackRock BlackRock Fund Fund Advisors Advisors

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU

www.russelletfs.c Russell Equity om ETF

US

7/17/12

Factor Capital State Street Bank STUART Management 2/24/11 and Trust Co ROSENTHAL LLC

Closed-end Funds 1-888-RSL-ETFS

US

7/16/08

Advisorshares Advisorshares Investments Investments LLC LLC

Tait Weller & Baker LLP

US

Barclays Capital Inc

Emerging Emerging Global Global Advisors LLC Advisors LLC

Advisorshares Bank of New York Investments Mellon LLC

Bank of New York Mellon

Global Equity

Fund's Management Company

Fund's Manager Start Date

BRIAN MEATH

2/23/11

JOHN A TUCKER

SSgA Funds United States Management Inc

Russell Investment Management Co

ProShare ProShare Advisors LLC Advisors LLC

JPMorgan Chase & Co

02/12

United States

JPMorgan Chase & Co

JPMorgan Chase & Co

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Bethesda

Boston

Valley Forge

Govt/Agency-Inter 1-240-497-6400 Term

ProShares www.proshares.c UltraShort 3-7 om Treas

ProShares UltraShort 3-7 Year Treasury is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to twice (200%) the inverse (opposite) of the daily performance of the UNITED STATES Barclays C

US

JPMorgan Investor Services Co

Country FundChina

1-212-644-6622

www.globalxfund Global X China s.com Industrials ETF

The Global X China Industrials ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive China Industrials

UNITED STATES

US

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

Global X Management Co LLC

BRUNO DEL AMA

Global X Management Co LLC

Global X Management Co LLC

United States

New York

Commodity

1-877-369-4617

PowerShares DB Commodity Long ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The Notes will www.DBXUS.co PowerShares DB provide investors with a cash payment at the scheduled maturity or early redemption, based on the performance of its m Commodity Long underlying index plus t

UNITED STATES

US

DE

Deutsche Bank AG

Deutsche Bank AG

LUKE OLIVER

Deutsche Bank AG

Deutsche Bank AG

United States

New York

Commodity

1-212-528-7990

www.ipathetn.co iPath Pure Beta m Agriculture ET

UNITED STATES

US

GB

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

The iPath Pure Beta Agriculture ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Barclays Capital Com

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

ProShare ProShare Advisors LLC Advisors LLC

Bethesda


Company Telephone Number

Company's Web Security's Name Address

Fund's Description

Country

1-855-329-3837

www.DBXUS.co db X-trackers db X-trackers 2010 Target Date Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results UNITED STATES m 2010 Target Date that correspond to the price and yield of the Zacks 2010 Lifecycle Index.

Commodity

1-212-528-7990

iPath Dow Jones-UBS Aluminum Total Return Sub-Index ETN is an exchange-traded note issued in the USA. The Notes will www.ipathetn.co iPath Dow Jonesprovide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the m UBS Aluminum S underlying index, the

Undefined Equity

1-415-670-2000

Balanced

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

DE

Fund's Administrator

Fund's Auditor

Bank of New York Mellon

Ernst & Young

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Bank of New York DBX Strategic GLENN Mellon Advisors LLC DAVIS

Fund's Management Company

Fund's Manager Start Date

08/09

United States

New York

Barclays Capital Inc

United States

New York

BlackRock BlackRock Fund Fund Advisors Advisors Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

UNITED STATES

US

GB

Investors Bank & Trust Co/Boston MA

iShares MSCI www.ishares.com Global Energy Pro

iShares MSCI Global Energy Producers ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI ACWI Select UNITED STATES Energy Producers

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Closed-end Funds 1-877-437-9363

www.direxionshar Direxion All Cap es.com Insider Senti

Direxion All Cap Insider Sentiment Shares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that closely correspond to the total return of the Sabrient Multi-cap Insider/Analyst Quant-weighted Index.

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Derivative-Asset Alloc

1-212-786-7481

FactorShares 2X: S&P500 Bull/TBond Bear is an exchange-traded fund incorporated in the USA. The Fund's objective is to www.factorshares FactorShares 2X: track approximately +200% the daily return of the S&P US Equity Risk Premium Total Return Index by primarily establishing a UNITED STATES .com S&P500 Bull/T leveraged lo

US

Derivative-Asset Alloc

1-877-437-9363

www.direxionshar Direxion Daily es.com Total Market Be

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Sector FundEnergy

1-888-934-0777

www.indexiq.com

IQ Global Oil Small Cap ETF

IQ Global Oil Small Cap ETF is an exchange-traded fund incorporated in the USA. The fund seeks to track performance of the IQ Global Oil Small Cap Index. The Index provides important exposure to global small cap companies engaged in the oil UNITED STATES sector, includ

US

US

Bank of New York Mellon/The

Ernst & Young

Bank of New York IndexIQ JULIE S Mellon/The Advisors LLC ABBETT

IndexIQ IndexIQ Advisors Advisors LLC LLC

Balanced

1-415-670-2000

www.ishares.com

iShares Target Date 2045 ETF

iShares Target Date 2045 ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the performance of the S&P Target Date 2045 Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Various Assets

1-212-538-7333

www.creditsuisse.com/etn

Credit Suisse Merger Arbitrage Liquid Index 2X Levered ETN is an exchange-traded note issued in the USA. The Note is Credit Suisse designed to capture the spread, if any, between the price at which the stock of a target company trades after a proposed Merger Arbitrage acquisition of s

UNITED STATES

US

CH

Credit Suisse Securities USA LLC

Corp/Pref-Inv Grade

1-240-497-6400

www.proshares.c ProShares Ultra om Investment Gra

ProShares Ultra Investment Grade Corporate is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to twice (200%) the daily performance of the Markit iBoxx $ Liquid Investment

UNITED STATES

US

Environmentally Friendly

1-630-765-8000

First Trust www.ftportfolios.c NASDAQ Clean om Edge

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield of an equity index called the NASDAQ OMX Clean Edge S

UNITED STATES

US

Country FundChina

1-212-644-6622

www.globalxfund Global X China s.com Energy ETF

The Global X China Energy ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive China Energy Index.

UNITED STATES

US

Various Assets

1-877-843-3831

www.advisorshar AdvisorShares AdvisorShares Global Alpha & Beta ETF is an exchange-traded fund incorporated in the USA. The Fund invests in other ETFs UNITED STATES es.com Global Alpha & B using a top-down perspective, focusing on tactical asset allocation and proprietary security selection.

US

US

Emerging MarketEquity

1-888-949-3837

www.guggenhei mfunds.com

US

US

1-800-983-0903

PowerShares www.powershare Fundamental s.com Emergi

PowerShares Fundamental Emerging Markets Local Debt Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that generally correspond (before fees and expenses) to the price and yield of the Citi RAFI Bonds Sovereig

ELEMENTS Linked to the MLCX Bi

ELEMENTS Linked to the MLCX Biofuels Index (Exchange Series) - Total Return is an exchange-traded note issued by Swedish Export Credit Corporation (SEK) in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early re

UNITED STATES

US

Ultra Russell MidCap Growth ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Russell MidCap Growth Index.

UNITED STATES

US

Emerging MarketDebt

Guggenheim MSCI Emerging Marke

Commodity

1-877-ETNADVICE

www.ELEMENT Setn.com

Growth-Mid Cap

1-240-497-6400

www.proshares.c ProShares Ultra om Russell MidCap

Direxion Daily Total Market Bear 1x Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results that correspond to the inverse (opposite) of the daily performance of the MSCI US Broad Market Index.

Guggenheim MSCI Emerging Markets Equal Weight ETF is an exchange-traded fund incorporated in the USA. The Fund's investment objective is to correspond, before fees and expenses, to the price and yield performance of the MSCI Emerging Markets Equal Weighte

UNITED STATES

UNITED STATES

US

Factor Capital State Street Bank STUART Management 2/24/11 and Trust Co ROSENTHAL LLC

State Street Bank and Trust Co

US

Credit Suisse AG Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

US

BRUNO DEL AMA

AdvisorShares ROGER Trust NUSBAUM

State Street Bank and Trust Co

Ernst & Young State Street Bank Security MICHAEL P LLP and Trust Co Investors LLC BYRUM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Bethesda

First Trust Advisors LP

First Trust Advisors LP

United States

Wheaton

Global X Management Co LLC

Global X Management Co LLC

United States

New York

12/08/10

Security Security Investors United States Investors LLC LLC

Rockville

5/09/13

Invesco PowerShares Capital Management LLC

Invesco PowerShares United States Capital Management LLC

Wheaton

Swedish Export Credit Corp - SEK

Swedish Export United States Credit Corp - SEK

New York

United States

Bethesda

Wheaton

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

Invesco PowerShares United States Capital Management LLC

Wheaton

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York seCoopers PowerShares Mellon/The LLP Capital Ma

Environmentally Friendly

1-212-293-2000

www.vaneck.com

Market Vectors Market Vectors - Environment Services ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment UNITED STATES Environmental S results that correspond to the price and yield of the performance of the Amex Environmental Services Index.

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

Derivative-Asset Alloc

1-212-786-7481

FactorShares 2X: S&P500 Bull/USD Bear is an exchange-traded fund incorporated in the USA. The Fund's objective is to track www.factorshares FactorShares 2X: approximately +200% of the daily return of the S&P500 Non US Dollar Index by primarily establishing a leveraged long position UNITED STATES .com S&P500 Bull/U in the

US

Sector FundTechnology

1-888-800-4347

EGShares www.egshares.co Technology m GEMS ETF

EGShares Technology GEMS ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Dow Jones Emerging Markets Titans Technology 30 Index.

UNITED STATES

US

US

Bank of New York Mellon/The

BBD LLP

Growth & Income

1-800-983-0903

PowerShares www.powershare Dynamic OTC s.com Portfo

Powershares Dynamic OTC Portfolio is an exchange-traded fund incorporated in the USA. The Fund's objective is to correspond to the price and yield of an equity index called the Dynamic OTC Intellidex (SM) Index, which evaluates companies UNITED STATES based on a varie

US

BM

Bank of New York Mellon/The

Pricewaterhou Invesco Bank of New York PETER seCoopers PowerShares Mellon/The HUBBARD LLP Capital Ma

Commodity

1-800-920-0259

www.unitedstates United States agricultureindexfu Agriculture Inde nd.com

United States Agriculture Index Fund is an exchange traded fund and a Delaware statutory trust incorporated in the USA. The Fund seeks to track the investment performance of the Summerhaven Dynamic Agriculture Index Total Return.

UNITED STATES

US

Country FundAustralia

1-630-765-8000

First Trust www.ftportfolios.c Australia om AlphaDEX

First Trust Australia AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results UNITED STATES that correspond to the Australia Index.

US

Closed-end Funds 1-240-497-6400

ProShares www.proshares.c UltraShort om Consumer

UltraShort Consumer Goods ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Consumer UNITED STATES Goods Index.

US

Sector Fund-Real Estate

www.spdrs.com

State Street Bank and Trust Co

US

United States

Invesco PowerShares United States Capital Management LLC

US

US

ProShare ProShare Advisors LLC Advisors LLC

Invesco PowerShares Capital Management LLC

PowerShares S&P International Developed High Beta Portfolio is an exchange-traded fund incorporated in the USA. The Fund www.powershare PowerShares seeks investment results that generally correspond (before fees and expenses) to the price and yield of the S&P BMI UNITED STATES s.com S&P International International Deve

UNITED STATES

HAO-HUNG LIAO "PETER"

10/16/06

Factor Capital State Street Bank STUART Management 2/24/11 and Trust Co ROSENTHAL LLC

Factor Capital Factor Capital Management Management LLC LLC

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU

Emerging Emerging Global Global Advisors LLC Advisors LLC

12/09

Invesco PowerShares Capital Management LLC

Brown Brothers Harriman & Co

EisnerAmper LLP

Brown Brothers Harriman & Co

United States ANDREW F Commodities NGIM Fund

Brown Brothers Harriman & Co

Deloitte & Touche LLP

Brown Brothers Harriman & Co

First Trust Advisors LP

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

State Street Bank and Trust Co

Bingham McCutchen LLP

SSgA Funds Management Inc

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

New York

ProShare ProShare Advisors LLC Advisors LLC

1-800-983-0903

SPDR S&P SPDR S&P Mortgage Finance ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to provide Mortgage Finance investment results that correspond generally to the total return performance of the S&P Mortgage Finance Select Industry ETF/ Index.

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

Growth & Income

1-866-787-2257

Factor Capital Factor Capital Management Management LLC LLC

AdvisorShares AdvisorShares Trust Trust

Swedish Export Credit Corp - S

Euroclear

JPMorgan Investor Services Co

US

4/13/11

Bank of New York First Trust Mellon Corp/The Advisors LP Global X Management Co LLC

Barclays Capital Inc

Credit Suisse Credit Suisse AG AG

JPMorgan Investor Services Co

Global X Ernst & Young Brown Brothers Management Co LLC LLP Harriman & Co

BM

6/15/11

Manager's City Name

DBX Strategic DBX Strategic Advisors LLC Advisors LLC

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

12/08/11

Manager's Country

SSgA Funds State Street Bank Management and Trust Co Inc

JOHN A TUCKER

United States United States Commodities Commodities Fund LLC Fund LLC First Trust Advisors LP

United States

Alameda

United States

Bethesda

First Trust Advisors LP

SSgA Funds United States Management Inc

Boston


Company Telephone Number

Company's Web Security's Name Address

Fund's Description

Country

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Management Company

Fund's Manager Start Date

Sector Fund-Utility 1-888-800-4347

EGShares www.egshares.co Utilities GEMS m ETF

EGShares Utilities GEMS ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance UNITED STATES of the Dow Jones Emerging Markets Titans Utilities 30 Index.

US

Region Fnd-Asian Pacific

1-212-644-6622

www.globalxfund Global X Central s.com Asia & Mongol

Global X Central Asia & Mongolia Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Central As

UNITED STATES

US

Undefined Equity

1-630-765-8000

www.ftportfolios.c First Trust ISE om Global Enginee

First Trust ISE Global Engineering and Construction Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield (before fees & expenses) of the ISE Global Engineering an

UNITED STATES

US

US

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

Country FundCanada

1-415-670-2000

iShares MSCI www.ishares.com Canada SmallCap

iShares MSCI Canada Small-Cap ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results UNITED STATES that correspond generally to the price and yield performance, before fees and expenses, of the MSCI Canada Small Cap Index.

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Country FundGermany

1-212-293-2000

www.vaneck.com

Market Vectors Germany Small-Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to replicate as Market Vectors closely as possible, before fees and expenses, the price and yield performance of the Market Vectors Germany Small-Cap UNITED STATES Germany Small-C Index.

US

US

Van Eck Associates Corp

Van Eck Ernst & Young Bank of New York Associates LLP Mellon/The Corp

HAO-HUNG LIAO "PETER"

4/05/11

Van Eck Associates Corp

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

7/10/12

Sector Fund-Asset 1-240-497-6400 Alloc

Commodity

Growth&IncomeLarge Cap

1-212-528-7990

ProShares www.proshares.c UltraPro Short om Finan

ProShares UltraPro Short Financials is an exchange-traded fund incorporated in the USA. The Fund seeks investment results, before fees and expenses, that correspond to three times the inverse (-3x) the daily performance of the Dow Jones Financial UNITED STATES index In

iPath Dow Jones-UBS Tin Total Return Sub-Index ETN is an exchange-traded note issued in the USA. The Notes will provide www.ipathetn.co iPath Dow Jonesinvestors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, UNITED STATES m UBS Tin Subind the Dow J

US

BBD LLP

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU Global X Management Co LLC

US

US

Bank of New York Mellon/The

GB

Emerging Emerging Global Global Advisors LLC Advisors LLC

BRUNO DEL AMA

Bank of New York First Trust Mellon Corp/The Advisors LP

Global X Management Co LLC

Global X Management Co LLC

First Trust Advisors LP

First Trust Advisors LP

Lisle

United States

New York

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Barclays Capital Inc

United States

New York

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

www.proshares.c ProShares Ultra om Russell1000 Va

Ultra Russell1000 Value ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Russell 1000 Value Index.

UNITED STATES

US

JPMorgan Investor Services Co

Commodity

1-240-497-6400

ProShares Ultra www.proshares.c DJ-UBS om Commodi

ProShares Ultra DJ-UBS Commodity is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that correspond to twice (200%) the daily performance, whether positive or negative, of its corresponding benchmark. UNITED STATES The Fund

US

SEI Investments Distribution Co

Commodity

1-802-257-1617

www.teucriumca Teucrium Sugar nefund.com Fund

Tecrium Sugar Fund is an exchange-traded fund incorporated in the USA. The investment objective of the Fund is to have the daily changes in percentage terms of the Shares' NAV reflect the daily changes in percentage terms of a weighted average of UNITED STATES the clos

US

Growth & Income

1-240-497-6400

ProShares www.proshares.c UltraShort om Russell 3

Proshares UltraShort Russell 3000 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to twice (200%) the inverse (opposite) of the daily performance of the Russell 3000 In

UNITED STATES

US

Growth & Income

1-630-765-8000

First Trust Value Line Equity Allocation Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks www.ftportfolios.c First Trust Value investment results that correspond to the price and yield of an equity index called the Value Line Equity Allocation Index, which UNITED STATES om Line Equity is com

US

Brown Brothers Harriman & Co

ProShare TODD Advisors LLC JOHNSON

Teucrium Trading LLC

US

BlackRock BlackRock Fund Fund Advisors Advisors

SAL GILBERTIE

9/19/11

Teucrium Trading LLC

Van Eck Associates Corp

Barclays Capital Inc

Teucrium Trading LLC

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Bank of New York Mellon Corp/The

Deloitte & Touche LLP

First Trust Advisors LP

First Trust Advisors LP

United States

Lisle

VTL Associates LLC

VTL Associates LLC

United States

Philadelphia

iShares/USA

iShares/USA

iShares/USA

RBS Securities Inc

RBS RBS Securities Securities Inc Inc

AdvisorShares AKOS Trust BELEZNAY

AdvisorShares AdvisorShares Trust Trust

United States

San Francisco

United States

San Francisco

Barclays Capital Inc

United States

New York

Northern Trust Northern Trust Investments Investments Inc Inc

United States

Chicago

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Van Eck Associates Corp

Van Eck Associates Corp

United States

New York

Bank of New York First Trust Mellon Corp/The Advisors LP

1-877-738-8870

www.revenueshar RevenueShares esetfs.com Navellier Overal

RevenueShares Navellier Overall A-100 Fund is an exchange traded fund inbcorporated in the USA. The Fund's objective is outperform the total return performance of the Navellier Overall A-100 Index. The Fund invests in the constituent securities of the Nav

UNITED STATES

US

US

Value-Large Cap

1-415-670-2000

iShares MSCI www.ishares.com USA Value Factor

The iShares MSCI USA Value Weighted Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of an index that measures the performance of U.S. large- and mid-capitalization stocks with value characteristics an

UNITED STATES

US

US

Market NeutralEquity

1-855-RBS-ETPS

usmarkets.rbs.co RBS US L/C m/etnUS Alternator ETN

RBS US Large Cap Alternator ETN is an exchange-traded note issued in the USA. The ETN will track the RBS US Large Cap UNITED STATES Alternator Index

US

GB

Various Assets

1-877-843-3831

www.advisorshar QAM Equity es.com Hedge ETF

QAM Equity Hedge ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that exceed the risk adjusted performance of approximately 50% of the long/short equity hedge fund universe as defined by the HFRI Equity UNITED STATES Hedge (Tot

US

US

Growth-Large Cap

1-800-774-3768 Tel

www.columbiama Columbia Select nagementetf.com Large Cap Grow

Columbia Large Cap Growth Equity Strategy ETF is an actively managed exchange-traded fund incorporated in the USA. The Fund's objective is long-term capital appreciation. The Fund invests at least 80% of its net assets (plus the amount of any UNITED STATES borrowings f

US

US

Bank of New York Mellon Corp/The

Emerging MarketEquity

1-415-670-2000

iShares MSCI www.ishares.com Emerging Markets

iShares MSCI Emerging Markets Growth ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI Emerging Markets UNITED STATES Growth Inde

US

US

State Street Bank and Trust Co

Sector FundEnergy

1-415-670-2000

www.ishares.com

iShares Global Nuclear Energy ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield performance of the S&P Global Nuclear Energy Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Sector FundEnergy

1-877-ETRACS5

ETRACS Oil ETRACS Oil Futures Contango ETN is an exchange-traded note issued in the USA. The Note will provide investors with a www.ubs.com/eFutures Contango cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the ISE Oil tracs ET Futures Spread In

UNITED STATES

US

CH

UBS Securities LLC

UBS Securities LLC

UBS UBS Securities Securities LLC LLC

Sector FundEnergy

1-877-ETRACS5

ETRACS Wells ETRACS Wells Fargo MLP Index ETN is an exchange-traded note issued in the USA. The Note will provide investors with a www.ubs.com/eFargo MLP Index cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Wells tracs E Fargo MLP Index.

UNITED STATES

US

CH

UBS Securities LLC

UBS Securities LLC

UBS UBS Securities Securities LLC LLC

Undefined Equity

1-888-800-4347

EGShares www.egshares.co EGShares Industrials GEMS ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the Industrials GEMS m performance of the Dow Jones Emerging Markets Titans Industrials 30 Index. ETF

UNITED STATES

US

US

Bank of New York Mellon/The

BBD LLP

Govt/AgencyTarget Term

1-212-528-7990

iPath US www.ipathetn.co Treasury m Flattener ET

iPath US Treasury Flattener ETN is inversely linked to the performance of the underlying Index, and seeks to capture returns from a "flattening" of the U.S. Treasury yield curve through a notional rolling investment in 2-year and 10-year U.S. Treasury not

UNITED STATES

US

GB

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

International Equity 1-855-353-9383

FlexShares www.flexshares.c International om Quali

FlexShares International Quality Dividend Dynamic Index Fund is an exchange-traded fund incorporated in the USA. The Fund UNITED STATES seeks to track the performance of the Northern Trust International Quality Dividend Dynamic Index.

US

US

JPMorgan Chase Bank NA

Deloitte & Touche LLP

Currency

iPath GBP/USD www.ipathetn.co Exchange Rate m ET

iPATH GBP/USD Exchange Rate ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the performance of the Great British Pound/USD exchange rate; define

UNITED STATES

US

GB

Barclays Capital Inc

UNITED STATES

US

US

Van Eck Associates Corp

1-212-528-7990

Government/Corpo 1-212-293-2000 rate

www.vaneck.com

Market Vectors Renminbi Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to replicate as Market Vectors closely as possible, before fees and expenses, the price and yield performance of the Market Vectors Renminbi Bond Index. Renminbi Bond E The Fund invests

Bank of New York Mellon/The

BBD LLP

Royal Bank Of Scotland

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

VTL Bank of New York Associates Mellon/The LLC

VINCENT THOMAS LOWRY "VINCE"

Growth & Income

iShares Global Nuclear Energy

Manager's City Name

United States

1-240-497-6400

US

Manager's Country

Pricewaterhou Columbia Bank of New York seCoopers Management Mellon Corp/The LLP Investment State Street Bank BlackRock and Trust Co Funds/USA

1/23/09

THOMAS M GALVIN

Columbia Management Investment Advisers LLC

Columbia Management Investment Advisers LLC

GREG SAVAGE

BlackRock Funds/USA

BlackRock Funds/USA

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU

Emerging Emerging Global Global Advisors LLC Advisors LLC Barclays Capital Inc

Northern Trust JPMorgan Chase Investments Bank NA Inc Barclays Capital Inc

Ernst & Young

Van Eck Bank of New York Associates Mellon/The Corp

MICHAEL F MAZIER

10/11


Company Telephone Number

Company's Web Security's Name Address

Fund's Description

Country

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Management Company

Fund's Manager Start Date

Manager's Country

Manager's City Name

AdvisorShares Global Echo ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to achieve long-term www.advisorshar AdvisorShares capital appreciation with an emphasis on absolute (positive) returns and low sensitivity to traditional financial market indices, es.com Global Echo ETF such as

UNITED STATES

US

US

Bank of New York Mellon

Sector Fund-Utility 1-415-670-2000

iShares MSCI www.ishares.com ACWI ex US Utilit

UNITED STATES

US

US

State Street Bank and Trust Co

Commodity

VelocityShares Daily 3x Long Brent Crude ETN is an exchange-traded note issued in the USA. The Note will provide investors www.velocityshar VelocityShares with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, S&P UNITED STATES es.com 3X Long Brent C GSCI速 Brent

US

CH

Credit Suisse Securities LLC

www.direxionshar Direxion Daily Direxion Daily Korea 3x Bear Shares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment es.com South Korea Bea results, before fees and expenses, of 300% of the inverse (opposite) of the performance of the MSCI Korea 25-50 Index.

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York Management LLP Mellon/The LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

Barclays Capital Inc

Barclays Capital Inc

United States

New York

First Trust Advisors LP

First Trust Advisors LP

Environmentally Friendly

1-877-843-3831

1-877-583-5624

Closed-end Funds 1-877-437-9363

iShares MSCI ACWI ex U.S. Utilities ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the performance of the MSCI All Country World ex USA Utilities Index.

UNITED STATES

Bank of New York AdvisorShares Mellon Trust

AdvisorShares AdvisorShares Trust Trust

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP VLS Securities LLC

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

VelocityShare VelocityShares s LLC LLC

United States

Darien

Govt/Agency-Short 1-212-528-7990 Term

iPath US www.ipathetn.co Treasury 2-year m Bear

iPath US Treasury 2-year Bear ETN is inversely linked to the performance of the underlying Index, and seeks to capture returns UNITED STATES from an increase in the yields of 2-year U.S. Treasury notes through a notional rolling 'short' investment in 2-year U.S. Treasu

US

GB

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

International Equity 1-630-765-8000

First Trust www.ftportfolios.c Developed om Markets

First Trust Developed Markets ex-US Small Cap AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the Defined Developed Markets ex-US Small Cap Index.

UNITED STATES

US

US

Brown Brothers Harriman & Co

Deloitte & Touche LLP

Asian Pacific Ex Japan

ProShares www.proshares.c UltraShort MSCI om Paci

ProShares UltraShort MSCI Pacific ex-Japan is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to twice (200%) the inverse (opposite) of the daily performance of the MSCI P

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

New York

United States

New York

United States

Bethesda

1-240-497-6400

Internet & Telecom 1-240-497-6400

www.proshares.c ProShares Ultra Ultra Telecommunications ProShares is an exchange-traded Fund incorporated in the USA. The Fund seeks investment om Telecommunicat results that correspond to twice (200%) the Dow Jones U.S. Select Telecommunications Index.

Corp/Pref-Inv Grade

iShares www.ishares.com Financials Bond ETF

1-415-670-2000

iShares Financials Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Barclays Capital U.S. Financial Institutions C

UNITED STATES

US

UNITED STATES

US

US

State Street Bank and Trust Co

Government/Agenc 1-877-369-4617 y

PowerShares DB U.S. Inflation ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The Note will offer www.DBXUS.co PowerShares DB investors exposure to the monthly performance of the long inflation index plus the monthly T-bill index return, reduced by the m US Inflation ET investor

UNITED STATES

US

DE

Deutsche Bank AG

Commodity

RBS Rogers usmarkets.rbs.co Enhanced m/etnUS Precious M

UNITED STATES

US

GB

Royal Bank Of Scotland

1-855-RBS-ETPS

RBS Rogers Enhanced Precious Metals ETNs is an exchange-traded note issued in the USA. The ETN will track the RICI Enhanced Precious Metals Total Return Index which provides exposure to 4 commodities. The Index attempts to track prices changes for preciou

Govt/Agency-Short 1-212-528-7990 Term

iPath US www.ipathetn.co Treasury 2-year m Bull

iPath US Treasury 2-year Bull ETN is linked to the performance of the underlying Index, and seeks to capture returns from a decrease in the yields of 2-year U.S. Treasury notes through a notional rolling 'long' investment in 2-year U.S. Treasury note futu

UNITED STATES

US

Growth-Mid Cap

ProShares www.proshares.c UltraShort om Russell M

UltraShort Russell MidCap Growth ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Russell MidCap Growth Index.

UNITED STATES

US

1-240-497-6400

GB

Brown Brothers Harriman & Co

First Trust Advisors LP

Deutsche Bank AG

LUKE OLIVER

RBS ETNs/USA

RBS ETNs/USA

Investors Bank & Trust Co/Boston MA

Barclays Capital Inc

Barclays Capital Inc

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

WisdomTree Asset Management Inc

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Deutsche Bank AG

Deutsche Bank AG

United States

New York

Barclays Capital Inc

Barclays Capital Inc

United States

New York

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Deutsche Bank AG

Deutsche Bank AG

United States

New York

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Columbia Management Investment Advisers LLC

Columbia Management Investment Advisers LLC

United States

San Francisco

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Deutsche Bank AG

United States

New York

WisdomTree www.wisdomtree. Global Real com Return

WisdomTree Global Real Return Fund is an actively managed exchange-traded fund incorporated in the USA. The Fund seeks total returns that exceed the rate of inflation over long-term investment horizons. The Fund invests in fixed income securities UNITED STATES designe

US

Growth&IncomeLarge Cap

1-240-497-6400

www.proshares.c ProShares Ultra om Russell 3000

ProShares Ultra Russell 3000 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to twice (200%) the daily performance of the Russell 3000 Index.

UNITED STATES

US

Geo Focus-Debt

1-877-369-4617

PowerShares DB PowerShares DB German Bund Futures ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The Notes www.DBXUS.co German Bund will provide investors with a cash payment at the scheduled maturity or early redemption, based on the performance of its UNITED STATES m Fut underlying index p

US

DE

Deutsche Bank AG

Currency

1-212-528-7990

www.etnplus.com

UNITED STATES

US

GB

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Various Assets

1-240-497-6400

www.proshares.c ProShares om Merger ETF

ProShares Merger ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results, before fees and expenses, that track the performance of the S&P Merger Arbitrage Index.

UNITED STATES

US

JP Morgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank NA Advisors LLC RUBIN LLP

Commodity

1-877-369-4617

PowerShares DB Agriculture Long ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The Notes will www.DBXUS.co PowerShares DB provide investors with a cash payment at the scheduled maturity or early redemption, based on the performance of its m Agriculture Lon underlying index plus

UNITED STATES

US

DE

Deutsche Bank AG

Deutsche Bank AG

Undefined Equity

1-212-528-7990

iPath Inverse www.ipathetn.co S&P 500 VIX m Shor

UNITED STATES

US

GB

Barclays Capital Inc

Barclays Capital Inc

Value-Large Cap

1-800-774-3768 Tel

www.columbiama Columbia Select nagementetf.com Large Cap Valu

iPath Inverse S&P 500 VIX Short-Term Futures ETN is an exchange traded note issued in the USA. The Notes are linked to the inverse performance of the underlying index, and are designed to approximate the returns of a short position in the iPath S&P 500速 V Columbia Concentrated Large Cap Value ETF is an actively managed exchange-traded fund incorporated in the USA. The Fund's objective is total return. The Fund invests at least 80% of its assets in large cap stocks. This is an actively managed ETF.

UNITED STATES

US

US

Deutsche Bank AG

LUKE OLIVER

Bank of New York Mellon Corp/The

Pricewaterhou Columbia Bank of New York seCoopers Management Mellon Corp/The LLP Investment

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

UNITED STATES

US

1-212-528-7990

www.ipathetn.co iPath Pure Beta m Grains ETN

The iPath Pure Beta Grains ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Barclays Capital UNITED STATES Commodit

US

GB

Barclays Capital Inc

Govt/Agency-Inter 1-877-437-9363 Term

www.direxionshar Direxion Daily 7es.com 10 Year Treas

Direxion Daily 7-10 Year Treasury Bear 1x Shares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to the inverse (opposite) of the daily performance of the NYSE 7- UNITED STATES 10 Yea

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York PAUL Management LLP Mellon/The BRIGANDI LLC

Undefined Equity

iShares MSCI www.ishares.com ACWI ex US Consum

iShares MSCI ACWI ex U.S. Consumer Staples ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the performance of the MSCI All Country World ex USA Consumer Staples Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

www.DBXUS.co db X-Trackers m Regulated Utilit

db X-Trackers Regulated Utilities Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the DBIQ Regulated Utilities Index.

UNITED STATES

US

DE

Bank of New York Mellon

Ernst & Young

1-415-670-2000

Sector Fund-Utility 1-877-369-4617

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

12/12

NEIL EIGEN

UltraShort Telecommunications ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to twice (200%) the inverse (opposite) of the Dow Jones U.S. Select Telecommunications Index.

Commodity

3/23/11

MARTIN KREMENSTE IN

ProShares www.proshares.c UltraShort om Telecommu

Internet & Telecom 1-240-497-6400

Deutsche Bank AG

RBS ETNs/USA

1-212-896-1249

iPath Asian and Gulf Currency Revaluation ETN is an exchange-traded note issued in the USA. The Notes will provide iPath Asian & investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying Gulf Currency Re strategy which reflec

Deutsche Bank AG

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Various Assets

US

12/06/11

Barclays Capital Inc

Bank of New York Deutsche Mellon Bank AG

Barclays Capital Inc

3/23/11

JOHN 6/04/13 ROBERTSON

WisdomTree Asset Management Inc

Barclays Capital Inc

Deutsche Bank AG


Company Telephone Number

Company's Web Security's Name Address

Fund's Description

Country

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Fund's Manager

Fund's Management Company

Fund's Manager Start Date

Manager's Country

Manager's City Name

Commodity

1-212-528-7990

www.ipathetn.co iPath Pure Beta m Sugar ETN

The iPath Pure Beta Sugar ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Barclays Capital UNITED STATES Sugar Pur

US

Asian Pacific Ex Japan

1-240-497-6400

www.proshares.c ProShares Ultra om MSCI Pacific e

ProShares Ultra MSCI Pacific Ex-Japan is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to twice (200%) the daily performance of the MSCI Pacific exJapan Index.

UNITED STATES

US

Currency

1-877-369-4617

PowerShares DB 3x Short US Dollar Index Futures ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. www.DBXUS.co PowerShares DB The Fund is designed to replicate being short the US Dollar against the following currencies: Euro, Japanese Yen, British UNITED STATES m 3x Short US Dol Pound, Canadian

US

DE

Deutsche Bank AG

Deutsche Bank AG

Commodity

1-802-257-1617

Teucrium Agricultural Fund is an exchange-traded fund incorporated in the USA. The investment objective of the Fund is to www.teucriumtag Teucrium have the daily changes in percentage terms of the Fund's NAV per Share reflect the daily changes in percentage terms of a sfund.com Agricultural Fund weighted av

UNITED STATES

US

US

Foreside Fund Services LLC

Teucrium Trading LLC

Growth-Large Cap 1-240-497-6400

www.proshares.c ProShares Ultra om Russell1000 Gr

UNITED STATES

US

Commodity

1-212-918-4954

www.etfsecurities ETFS Asian Gold .com/us/welcome ETFs Asian Gold Trust is a Trust incorporated in the USA. The Trust seeks to reflect the performance of gold bullion. Trust .asp

UNITED STATES

US

JE

Bank of New York Mellon/The

Growth & Income

1-212-528-7990

Barclays www.etnplus.com ETN+short B Leveraged

The Barclays ETN+ short B note is an exchange-traded note issued in the USA. The Notes provide investors with a cash payment at the scheduled maturity or optional redemption based on an inverse leveraged participation in the S&P 500 TR Index. The notes wi

UNITED STATES

US

GB

Investors Bank & Trust Co

1-415-670-2000

iShares MSCI www.ishares.com ACWI ex US Inform

iShares MSCI ACWI ex U.S. Information Technology ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the performance of the MSCI All Country World ex USA Information Technology Index.

State Street Bank and Trust Co

Global Debt

1-212-896-1249

WisdomTree WisdomTree Global Corporate Bond Fund is an exchange-traded fund incorporated in the USA. The fund seeks to provide a www.wisdomtree. Global Corporate high level of total return consisting of both income and capital appreciation through investments in the debt of global corporate com Bo issuers

UNITED STATES

US

US

Balanced

1-855-329-3837

www.DBXUS.co db X-trackers In- db X-trackers In-Target Date Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results m Target Date F that correspond to the price and yield of the Zacks In-Target Lifecycle Index.

UNITED STATES

US

DE

Bank of New York Mellon

Ernst & Young

Growth&IncomeLarge Cap

1-866-787-2257

www.spdrs.com

The SPDR S&P 1500 Value Tilt ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide SPDR S&P 1500 investment results that before fees and expenses, correspond generally to the price and yield performance of the S&P 1500 Value Tilt ETF Low Valuation Tilt Ind

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

Currency

1-301-296-5100

CurrencyShares Chinese Renminbi Trust is a grantor trust formed under the laws of the State of New York. The investment www.rydexfunds. CurrencyShares objective of the Trust is for the Shares to reflect the price in USD of the Chinese Renminbi. The Sponsor believes that, for com/etf Chinese Renminb many inves

UNITED STATES

US

US

Bank of New York Mellon/The

Pricewaterhou Bank of New York Rydex seCoopers Mellon/The Investments LLP

Undefined Equity

1-415-670-2000

iShares MSCI www.ishares.com ACWI ex US Consum

iShares MSCI ACWI ex U.S. Consumer Discretionary ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the performance of the MSCI All Country World ex USA Consumer Discretionary Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Geo Focus-Equity 1-630-765-8000

www.ftportfolios.c First Trust Hong om Kong AlphaDEX

First Trust Hong Kong AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the Defined Hong Kong Index.

UNITED STATES

US

US

Brown Brothers Harriman & Co

Deloitte & Touche LLP

First Trust Advisors LP

First Trust Advisors LP

Emerging MarketEquity

1-866-787-2257

www.spdrs.com

SPDR S&P Small Cap Emerging Asia Pacific ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the performance of the S&P Asia Pacific Emerging Under USD 2 Billion Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Growth & Income

1-415-670-2000

iShares MSCI iShares MSCI USA Risk Weighted Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to track www.ishares.com USA Size Factor the performance of an index that measures the performance of U.S. large- and mid-capitalization stocks with relatively smaller E average ma

UNITED STATES

US

US

iShares/USA

iShares/USA

iShares/USA

Balanced

1-877-398-8461

www.alpsetfs.co m

UNITED STATES

US

US

ALPS Fund Services Deloitte & Inc Touche LLP

Bank of New York ALPS Mellon Advisors Inc

ALPS Advisors Inc

ALPS Advisors Inc

Undefined Equity

1-855-RBS-ETPS

usmarkets.rbs.co RBS Global Big m/etnUS Pharma ETNs

RBS Global Big Pharma ETN is an exchange-traded note issued in the USA. The ETN is designed to track the performance of UNITED STATES the NYSE Arca Equal Weighted Pharmaceutical Total Return Index.

US

GB

Royal Bank Of Scotland

RBS ETNs/USA

RBS ETNs/USA

RBS ETNs/USA

Commodity

1-877-583-5624

VelocityShares 2x Inverse Platinum ETN is an exchange-traded note issued in the USA. The Note will provide investors with a www.velocityshar VelocityShares 2x cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the S&P UNITED STATES es.com Inverse Plat GSCI速 Platinu

US

CH

Credit Suisse Securities LLC

VLS Securities LLC

VelocityShare VelocityShares s LLC LLC

Currency

1-212-528-7990

iPath JPY/USD www.ipathetn.co Exchange Rate m ET

iPath JPY/USD Exchange Rate ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the performance of the Japanese Yen/USD exchange rate; defined as th

UNITED STATES

US

GB

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

ProShares www.proshares.c UltraShort om Russell10

UltraShort Russell1000 Growth ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Russell 1000 Growth UNITED STATES Index.

US

JPMorgan Investor Services Co

US

US

Guggenheim Funds Guggenheim Bank of New York ANNE Investment Advisors Ernst & Young Funds Mellon WALSH LLC Investment Ad

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Lisle

VINEER BHANSALI

Pacific Investment Management Co LLC

Pacific Investment Management Co LLC

Newport Beach

PETER DEININGER

Columbia Management Investment Advisers LLC

Columbia Management Investment Advisers LLC

Sector FundTechnology

Growth-Large Cap 1-240-497-6400

SPDR S&P Small Cap Emerging As

ALPS/GS Momentum Builder Multi

Guggenheim Enhanced Core Bond

Government/Corpo 1-888-949-3837 rate

www.guggenhei mfunds.com

Government/Agenc 1-888-400-4383 y

PIMCO Broad www.pimcoetfs.c U.S. Treasury om Inde

Ultra Russell1000 Growth ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Russell 1000 Growth Index.

ALPS/GS Momentum Builder Multi-Asset Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that replicate as closely as possible, before fees and expenses, the performance of the GS Momentum Builder Multi-Asset In

Guggenheim Enhanced Core Bond is an actively managed exchanged-traded fund incorporated in the USA. The Fund seeks total return, comprised of income and capital appreciation PIMCO Broad U.S. Treasury Index Exchange-Traded Fund is an exchanged-traded fund incorporated in the USA. The Fund's objective is to provide total return that closely corresponds to BofA Merrill Lynch Liquid US Treasury Index, which tracks the performance

UNITED STATES

UNITED STATES

US

GB

JPMorgan Investor Services Co

JPMorgan Investor Services Co

US

Barclays Capital Inc

Barclays Capital Inc

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

SAL GILBERTIE

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Deutsche Bank AG

Deutsche Bank AG

United States

New York

Teucrium Trading LLC

Teucrium Trading United States LLC

Battleboro

United States

Bethesda

ETF Securities USA LLC

ETF Securities USA LLC

Pricewaterhou Investors Bank & Barclays seCoopers Trust Co Capital Inc LLP

Barclays Capital Inc

Barclays Capital Inc

United States

New York

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

United States

New York

RYAN BRIST 1/31/13

Bank of New York DBX Strategic GLENN Mellon Advisors LLC DAVIS

Brown Brothers Harriman & Co

US

DE

1-800-774-3768 Tel

Columbia Growth Equity Strategy Fund is an actively managed exchange-traded fundincorporated in the USA. The Fund's www.columbiama Columbia Large objective is long-term capital appreciation.The Fund invest at least 80% of its net assets (plus the amount of any borrowings for UNITED STATES nagementetf.com Cap Growth ETF investmen

US

US

Bank of New York Mellon Corp/The

Pricewaterhou Columbia Bank of New York seCoopers Management Mellon Corp/The LLP Investment

Undefined Equity

1-888-800-4347

EGShares www.egshares.co Consumer m Services GEM

UNITED STATES

US

US

Bank of New York Mellon/The

BBD LLP

Commodity

1-212-528-7990

iPath Dow Jones-UBS Softs Total Return Sub-IndexSM ETN is an exchange-traded note issued in the USA. The Notes will www.ipathetn.co iPath Dow Jonesprovide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the m UBS Softs Subi underlying index, the

UNITED STATES

US

GB

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

WisdomTree Asset Management Inc

DBX Strategic DBX Strategic Advisors LLC Advisors LLC

JOHN A TUCKER

10/25/12

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Boston

NIKOLAOS BONOS

10/04/11

Rydex Investments

Rydex Investments

United States

Rockville

United States

San Francisco

JOHN A TUCKER

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

UNITED STATES

WisdomTree Asset Management Inc

08/09

First Trust Advisors LP

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Barclays Capital Inc

ProShare ProShare Advisors LLC Advisors LLC

ETF Securities USA LLC

Growth-Large Cap

EGShares Consumer Services GEMS ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Dow Jones Emerging Markets Titans Consumer Services 30 Index.

Barclays Capital Inc

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU

01/12

Barclays Capital Inc

ProShare ProShare Advisors LLC Advisors LLC

Valley Forge

United States

New York

United States

Bethesda

United States

San Francisco

United States

New York

Emerging Emerging Global Global Advisors LLC Advisors LLC Barclays Capital Inc

Barclays Capital Inc


Company Telephone Number

Company's Web Security's Name Address

Fund's Description

Country

1-212-528-7990

iPath Dow Jones-UBS Lead Total Return Sub-IndexSM ETN is an exchange-traded note issued in the USA. The Notes will www.ipathetn.co iPath Dow Jonesprovide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the m UBS Lead Subin underlying index, the Do

Global Debt

1-240-497-6400

ProShares USD www.proshares.c Covered Bond om ETF

Growth&IncomeLarge Cap

1-877-398-8461

www.alpsetfs.co m

Commodity

Growth&IncomeLarge Cap

Commodity

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company US

GB

Fund's Administrator

Fund's Auditor

Fund's Investment Advisor

Fund's Manager

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare HOWARD S seCoopers Bank Advisors LLC RUBIN LLP

ProShares USD Covered Bond is an exchange-traded fund incorporated in the USA. The Fund seeks investment results, before fees and expenses, that track the performance of the BNP Paribas Diversified USD Covered Bond Index.

UNITED STATES

US

ALPS/GS Risk-Adjusted Return U.S. Large Cap Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that replicate as closely as possible, before fees and expenses, the performance of the GS RiskAdjusted Return U.S

UNITED STATES

US

US

ALPS Fund Services Deloitte & Inc Touche LLP

1-877-369-4617

PowerShares DB Base Metals Short ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The Notes will www.DBXUS.co PowerShares DB provide investors with a cash payment at the scheduled maturity or early redemption, based on the inverse (opposite) UNITED STATES m Base Metals Sho performance of its u

US

DE

Deutsche Bank AG

1-877-398-8461

www.alpsetfs.co m

UNITED STATES

US

US

ALPS Fund Services Deloitte & Inc Touche LLP

www.marketvecto Market Vectors Market Vectors Double Long Euro ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a rsetns.com Double Long Eur cash payment at the scheduled maturity or early redemption, based on the performance of the Double Long Euro Index.

UNITED STATES

US

US

Morgan Stanley

www.rydexfunds. CurrencyShares com/etf Singapore Dolla

CurrencyShares Singapore Dollar Trust is an exchange-traded fund incorporated in the USA. The Fund's objective is to reflect the price in USD of the Singapore Dollar.

UNITED STATES

US

US

www.ipathetn.co iPath Pure Beta m Cotton ETN

The iPath Pure Beta Cotton ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Barclays Capital UNITED STATES Cotton P

US

GB

Government/Agenc 1-877-369-4617 y

PowerShares DB 3x Japanese Government Bond Futures ETN is an exchange-traded note issued in the USA by Deutsche www.DBXUS.co PowerShares DB Bank AG. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on triple UNITED STATES m 3x Japanese Gov the performance of

US

Emerging MarketEquity

www.spdrs.com

UNITED STATES

Government/Agenc 1-877-369-4617 y

Govt/AgencyInter/LT

ALPS/GS RiskAdjusted Return U

Fund's Custodian

Fund's Manager Start Date

Barclays Capital Inc

5/21/12

Manager's Country

Barclays Capital Inc

United States

New York

United States

Bethesda

United States

New York

ProShare ProShare Advisors LLC Advisors LLC

Manager's City Name

ALPS Advisors Inc

ALPS Advisors Inc

Deutsche Bank AG

Deutsche Bank AG

ALPS Advisors Inc

ALPS Advisors Inc

Morgan Stanley

Morgan Stanley

Morgan Stanley

United States

New York

Rydex Investments

Rydex Investments

Rydex Investments

United States

Rockville

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

DE

Deutsche Bank AG

Deutsche Bank AG

United States

New York

US

US

State Street Bank and Trust Co

PowerShares DB U.S. Deflation ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The Note will offer www.DBXUS.co PowerShares DB investors exposure to the monthly performance of the short inflation index plus the monthly T-bill index return, reduced by the UNITED STATES m US Deflation ET investo

US

DE

Deutsche Bank AG

Deutsche Bank AG

1-212-528-7990

iPath US www.ipathetn.co Treasury 5-year m Bull

UNITED STATES

US

GB

Barclays Capital Inc

Barclays Capital Inc

Asian Pacific Ex Japan

1-415-670-2000

www.ishares.com

iShares MSCI All Country Asia ex Japan Small-Cap ETF is an exchange-traded fund incorporated in the USA. The ETF seeks iShares MSCI All investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI All UNITED STATES Country Asia Country Asia

US

US

State Street Bank and Trust Co

Emerging MarketEquity

1-877-583-5624

VelocityShares Emerging Markets DR ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment www.velocityshar VelocityShares results that correspond generally to the performance, before fees and expenses, of its underlying index, the BNY Mellon es.com Emerging Market Emerging Markets D

Currency

Currency

Commodity

Growth&IncomeLarge Cap

1-301-296-5100

1-212-528-7990

1-866-787-2257

ALPS/GS Momentum Builder Growt

ALPS/GS Momentum Builder Growth Markets Equities and U.S. Treasuries Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that replicate as closely as possible, before fees and expenses, the performance of the GS

SPDR MSCI EM The SPDR MSCI EM 50 ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as 50 ETF closely as possible the performance of the MSCI EM 50 Index.

iPath US Treasury 5-year Bull ETN is linked to the performance of the underlying Index, and seeks to capture returns from a decrease in the yields available to investors purchasing 5-year U.S. Treasury notes through a notional rolling 'long' investment in

SPDR S&P 1500 The SPDR S&P 1500 Momentum Tilt ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to provide Momentum Tilt investment results that before fees and expenses, correspond generally to the price and yield performance of the S&P 1500 ET Positive Momentum T

UNITED STATES

ALPS Fund Services Inc

US

Bank of New York ALPS Mellon Advisors Inc

Fund's Management Company

Deutsche Bank AG

Bank of New York ALPS Mellon Advisors Inc

Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

ALPS Advisors Inc Pricewaterhou SSgA Funds State Street Bank seCoopers Management and Trust Co LLP Inc

US

US

State Street Bank and Trust Co

www.velocityshar VelocityShares es.com 3X Inverse Bren

VelocityShares Daily 3x Inverse Brent Crude ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, UNITED STATES S&P GSCI速 Br

US

CH

Credit Suisse Securities LLC

Internet & Telecom 1-415-670-2000

iShares MSCI www.ishares.com ACWI ex US Teleco

iShares MSCI ACWI ex U.S. Telecommunication Services ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the performance of the MSCI All Country World ex USA Telecommunications UNITED STATES Index .

US

US

State Street Bank and Trust Co

Growth&IncomeSmall Cap

1-212-528-7990

iPath Long The iPath LX Russell 2000 ETN is an exchange-traded note issued in the USA. The ETNs provide investors with a cash www.ipathetn.co Extended Russell payment at the scheduled maturity or optional redemption based on a leveraged participation in the Russell 2000 TR Index. m 20 The ETNs will auto

UNITED STATES

US

GB

Barclays Capital Inc

Barclays Capital Inc

Commodity

1-877-369-4617

PowerShares DB Commodity Double Short ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The www.DBXUS.co PowerShares DB Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the double the m Commodity Doubl inverse (opposite) perf

UNITED STATES

US

DE

Deutsche Bank AG

Deutsche Bank AG

Undefined Equity

1-212-528-7990

iPath Inverse www.ipathetn.co S&P 500 VIX m Shor

iPath Inverse S&P 500 VIX Short-Term FuturesTM ETN (II) is an exchange traded note issued in the USA. The Notes are linked to the inverse performance of the underlying index, and are designed to approximate the returns of a short position in the UNITED STATES S&P 500 V

US

GB

Barclays Capital Inc

Commodity

1-877-583-5624

Government/Agenc 1-212-528-7990 y-LT

www.spdrs.com

LUKE OLIVER

3/23/11

Deutsche Bank AG

Deutsche Bank AG

JOHN A TUCKER

02/12

SSgA Funds Management Inc

SSgA Funds United States Management Inc

Valley Forge

LUKE OLIVER

12/06/11

Deutsche Bank AG

Deutsche Bank AG

United States

New York

Barclays Capital Inc

Barclays Capital Inc

United States

Denver

SSgA Funds United States Management Inc

Boston

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

UNITED STATES

1-866-787-2257

LUKE OLIVER

MICHAEL AKINS

JOHN A TUCKER

BlackRock BlackRock Fund Fund Advisors Advisors

2013

VelocityShare VelocityShares s LLC LLC

10/25/12

SSgA Funds Management Inc

VLS Securities LLC Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

MARTIN KREMENSTE IN

Barclays PLC

VelocityShare VelocityShares s LLC LLC

United States

Darien

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

United States

New York

United States

New York

Barclays Capital Inc

Barclays Capital Inc

Deutsche Bank AG

Deutsche Bank AG

Barclays PLC Barclays PLC

iPath US www.ipathetn.co Treasury Long m Bond Bu

iPath US TSY Long Bond Bull ETN is linked to the performance of the underlying Index, and seeks to capture returns from a decrease in the yields of long-dated U.S. Treasury bonds (which are U.S. Treasury bonds with a remaining term to maturity of UNITED STATES 15 years

US

GB

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

US

GB

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

US

Morgan Stanley

Morgan Stanley

Morgan Stanley

Morgan Stanley

United States

New York

FFCM LLC

FFCM LLC

United States

Boston

United States

New York

Commodity

1-212-528-7990

www.ipathetn.co iPath Pure Beta m Copper ETN

The iPath Pure Beta Copper ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Barclays Capital UNITED STATES Copper P

Commodity

1-855-227-2994

Morgan Stanley www.morganstan S&P 500 Crude ley.com/etns O

Morgan Stanley S&P 500 Crude Oil Linked ETN is an exchange-traded note issued by Morgan Stanley. The Notes will provide investors with a cash payment at the scheduled maturity or early repurchase based on the performance of the underlying index, UNITED STATES the S&P 5

US

Market NeutralEquity

617-292-9801

www.quantshares.com

QuantShares US Market Neutral Momentum Fund is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that closely correspond to the Dow Jones US Thematic Market Neutral Momentum Total Return Index. UNITED STATES The Index holds lo

US

JPMorgan Chase Bank NA

Derivative-Asset Alloc

1-212-786-7481

FactorShares 2X: TBond Bull/S&P500 Bear is an exchange-traded fund incorporated in the USA. The Fund's objective is to www.factorshares FactorShares 2X: track approximately -200% of the daily return of the S&P US Equity Risk Premium Total Return Index by primarily establishing UNITED STATES .com TBond Bull/S& a leveraged

US

State Street Bank and Trust Co

Growth

1-212-528-7990

Barclays www.etnplus.com ETN+long B Leveraged

US

QuantShares U.S. Market Neutra

The Barclays ETN+ long B note is an exchange-traded note issued in the USA. The Notes provide investors with a cash payment at the scheduled maturity or optional redemption based on a leveraged participation in the S&P 500 TR Index. The notes will automat

UNITED STATES

GB

Investors Bank & Trust Co

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Pricewaterhou JPMorgan Chase seCoopers FFCM LLC Bank NA LLP

KISHORE KARUNAKAR 9/06/11 AN

Factor Capital State Street Bank STUART Management 2/24/11 and Trust Co ROSENTHAL LLC Pricewaterhou Investors Bank & Barclays seCoopers Trust Co Capital Inc LLP

Barclays Capital Inc

Barclays Capital Inc

Factor Capital Factor Capital Management Management LLC LLC Barclays Capital Inc

Barclays Capital Inc


Company Telephone Number

Company's Web Security's Name Address

Fund's Description

Country

Ultimate Country of Country of Incorporation Incorporation of Parent Company

1-877-369-4617

PowerShares DB Base Metals Long ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The Notes will www.DBXUS.co PowerShares DB provide investors with a cash payment at the scheduled maturity or early redemption, based on the performance of its UNITED STATES m Base Metals Lon underlying index plus

Undefined Equity

1-415-670-2000

iShares MSCI www.ishares.com ACWI ex US Indust

iShares MSCI ACWI ex U.S. Industrials ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment UNITED STATES results that correspond to the performance of the MSCI All Country World ex USA Industrials Index.

US

US

Undefined Equity

1-415-670-2000

iShares MSCI www.ishares.com ACWI ex US Materi

iShares MSCI ACWI ex U.S. Materials ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of the MSCI All Country World ex USA Materials Index.

UNITED STATES

US

Currency

1-212-528-7990

iPath EUR/USD www.ipathetn.co Exchange Rate m ET

iPATH EUR/USD Exchange Rate ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the performance of Euro/USD exchange rate; defined as the number (or

UNITED STATES

Undefined Equity

1-888-800-4347

EGShares www.egshares.co EGShares Consumer Goods GEMS ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the Consumer Goods m performance of the Dow Jones Emerging Consumer Goods 30 Index. GEMS E

Currency

1-212-528-7990

Commodity

US

DE

Fund's Administrator

Fund's Auditor

Fund's Custodian

Fund's Investment Advisor

Deutsche Bank AG

Deutsche Bank AG

Fund's Manager

Fund's Management Company

Fund's Manager Start Date

MARTIN KREMENSTE IN

Deutsche Bank AG

Deutsche Bank AG

New York

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Barclays Capital Inc

United States

New York

State Street Bank and Trust Co

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

US

GB

Barclays Capital Inc

UNITED STATES

US

US

Bank of New York Mellon/The

BBD LLP

www.ipathetn.co iPath GEMS m Index ETN

iPath GEMS Index ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Barclays Global Emerging UNITED STATES Markets St

US

GB

Investors Bank & Trust Co/Boston MA

Pricewaterhou Investors Bank & seCoopers Barclays Trust Co/Boston LLP/Albany Capital Inc MA NY

Government/Corpo 1-800-774-3768 rate Tel

www.columbiama Columbia Core nagementetf.com Bond ETF

Columbia Core Bond Strategy Fund is an actively managed exchange-traded fund incorporated in the USA. The Fund's objective is high current income. The Fund invests at least 80% of its net assets in debt securities. The Fund invests primarily UNITED STATES in municipal,

US

US

Bank of New York Mellon Corp/The

Pricewaterhou Columbia Bank of New York seCoopers Management Mellon Corp/The LLP Investment

Value-Mid Cap

ProShares www.proshares.c UltraShort om Russell M

UltraShort Russell MidCap Value ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Russell MidCap Value UNITED STATES Index.

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

JPMorgan Double Short US 10 Year Treasury Futures ETN is an exchange traded note issued in the USA by JPMorgan Chase JPMorgan Double & Co. The ETN seeks to provide double inverse exposure to the NYSE US 10 Year Treasury Futures Index, compounded from UNITED STATES Short US 10 Ye one reset period to

US

US

JP Morgan Securities Inc

JPMorgan Chase & Co

JPMorgan Chase & Co

JPMorgan Chase & Co

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

1-240-497-6400

Government/Agenc 1-800-576-3529 y-LT

Emerging HABIB Bank of New York Global MOUDACHIR Mellon/The Advisors LLC OU

ORHAN IMER 8/02/11

Manager's City Name

United States

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

Barclays Capital Inc

Manager's Country

Barclays Capital Inc

Emerging Emerging Global Global Advisors LLC Advisors LLC Barclays Capital Inc

Barclays Capital Inc

Columbia Management Investment Advisers LLC

Columbia Management Investment Advisers LLC

United States

San Francisco

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Commodity

1-212-528-7990

www.ipathetn.co iPath Pure Beta m Aluminum ETN

The iPath Pure Beta Aluminum ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Barclays Capital Alumin

UNITED STATES

US

GB

Barclays Capital Inc

Sector FundEnergy

1-415-670-2000

iShares MSCI www.ishares.com ACWI ex US Energy

iShares MSCI ACWI ex U.S. Energy ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond to the performance of the MSCI All Country World ex USA Energy Index.

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock GREG seCoopers and Trust Co Fund Advisors SAVAGE LLP

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

Value-Large Cap

1-240-497-6400

ProShares www.proshares.c UltraShort om Russell10

UltraShort Russell1000 Value ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Russell 1000 Value Index.

UNITED STATES

US

JPMorgan Investor Services Co

Pricewaterhou JPMorgan Chase ProShare TODD seCoopers Bank Advisors LLC JOHNSON LLP

ProShare ProShare Advisors LLC Advisors LLC

United States

Bethesda

Market NeutralEquity

617-292-9801

www.quantshares.com

QuantShares U.S. Market Neutra

QuantShares US Market Neutral Size Fund is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that closely correspond to the Dow Jones US Thematic Market Neutral Size Total Return Index. The Index tracks the sprea

UNITED STATES

US

JPMorgan Chase Bank NA

Pricewaterhou JPMorgan Chase seCoopers FFCM LLC Bank NA LLP

FFCM LLC

FFCM LLC

United States

Boston

Closed-end Funds 1-877-398-8461

www.alpsetfs.co m

ALPS/GS Momentum Builder Asia

ALPS/GS Momentum Builder Asia ex-Japan Equities and U.S. Treasuries Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that replicate as closely as possible, before fees and expenses, the UNITED STATES performance of the GS

US

US

ALPS Fund Services Deloitte & Inc Touche LLP

ALPS Advisors Inc

ALPS Advisors Inc

Geo Focus-Debt

PIMCO Germany www.pimcoetfs.c PIMCO Germany Bond Index Exchange-Traded Fund is an exchange-traded fund incorporated in the USA. The Fund seeks to Bond Index UNITED STATES om track the perfromance of the BofA Merrill Lynch Diversified Germany Bond Index. Excha

US

DE

Pricewaterhou Pacific Pacific Investment State Street Bank seCoopers Investment Management Co LLC and Trust Co LLP Management

Pacific Investment Management Co LLC

Pacific Investment Management Co LLC

Closed-end Funds 1-800-920-0259

www.unitedstates United States Metals Index Fund is an exchange-traded fund incorporated in the USA. The Fund objective is for the daily United States metalsindexfund. changes in percentage terms of its Units' NAV to reflect the daily changes in percentage terms of the SummerHaven Metals Metals Index Fun com Index Total Re

UNITED STATES

US

United States

Alameda

Closed-end Funds 1-212-528-7990

iPath Long www.ipathetn.co Extended S&P m 500 TR

The iPath LX S&P 500 TR Index ETN is an exchange-traded note issued in the USA. The ETNs provide investors with a cash payment at the scheduled maturity or optional redemption based on a leveraged participation in the S&P 500 TR Index. The UNITED STATES ETNs will autom

US

GB

Undefined Equity

1-212-528-7990

www.ipathetn.co iPath Pure Beta m Livestock ETN

The iPath Pure Beta Livestock ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Barclays Capital Commo

UNITED STATES

US

Commodity

1-212-528-7990

www.ipathetn.co iPath Pure Beta m Lead ETN

The iPath Pure Beta Lead ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Barclays Capital UNITED STATES Lead Pure

Growth&IncomeLarge Cap

1-212-528-7990

iPath Long The iPath LX Russell 1000 ETN is an exchange-traded note issued in the USA. The ETNs provide investors with a cash www.ipathetn.co Extended Russell payment at the scheduled maturity or optional redemption based on a leveraged participation in the Russell 1000 TR Index. m 10 The ETNs will auto

Various Assets

1-866-848-9727

www.ftportfolios.c KEYnotes ETNs om Linked to the Fi

Commodity

RBS Rogers RBS Rogers Enhanced Energy ETNs is an exchange-traded note issued in the USA. The ETN will track the RICI Enhanced usmarkets.rbs.co 1-855-RBS-ETPS Enhanced Energy Energy Total Return Index which provides exposure to 6 commodities. The Index attempts to track prices changes for m/etnUS Exc individual commodities in

1-888-400-4383

KEYnotes Exchange Traded Notes Linked to the First Trust Enhanced 130/30 Large Cap Index is an exchange-traded note issued in the USA by JPMorgan Chase & Co. The Notes will provide a cash payment at the scheduled maturity or upon early repurchase based on

KISHORE KARUNAKAR 9/06/11 AN

Bank of New York ALPS Mellon Advisors Inc LORENZO PIETRO PAGANI

United States ANDREW F Commodities NGIM Fund

United States United States Commodities Commodities Fund LLC Fund LLC

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

GB

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

US

GB

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

UNITED STATES

US

GB

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

UNITED STATES

US

US

JPMorgan Chase & Co

JPMorgan Chase & Co

JPMorgan Chase & Co

JPMorgan Chase United States & Co

UNITED STATES

US

GB

Royal Bank Of Scotland

RBS ETNs/USA

RBS ETNs/USA

RBS ETNs/USA

First Trust Advisors LP

First Trust Advisors LP

First Trust Advisors LP

Brown Brothers Harriman & Co

EisnerAmper LLP

Brown Brothers Harriman & Co

Geo Focus-Equity 1-630-765-8000

First Trust www.ftportfolios.c Taiwan om AlphaDEX Fu

First Trust Taiwan AlphaDEX Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the Defined Taiwan Index.

UNITED STATES

US

US

Brown Brothers Harriman & Co

Undefined Equity

1-212-528-7990

www.ipathetn.co iPath Pure Beta m Precious Metal

The iPath Pure Beta Precious Metals ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the Barclays UNITED STATES Capital

US

GB

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

Commodity

1-212-528-7990

iPath Pure Beta www.ipathetn.co S&P GSCIm Weigh

The iPath Pure Beta S&P GSCI-Weighted ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, UNITED STATES the Barclays Capit

US

GB

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

International Equity 1-212-528-7990

iPath Long www.ipathetn.co Enhanced MSCI m EAFE

The iPath LE MSCI EAFE Index ETN is an exchange-traded note issued in the USA. The ETNs provide investors with a cash payment at the scheduled maturity or optional redemption based on a leveraged participation in the MSCI EAFE Net TR Index. UNITED STATES The ETNs will

US

GB

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

Barclays Capital Inc

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Deloitte & Touche LLP

Brown Brothers Harriman & Co

Lisle


Company Telephone Number

Region Fnd-Asian Pacific

1-877-583-5624

Company's Web Security's Name Address

Country

VelocityShares Emerging Asia DR ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment www.velocityshar VelocityShares results that correspond generally to the performance, before fees and expenses, of its underlying index, the BNY Mellon es.com Emerging Asia D Emerging Asia DR Inde

Government/Agenc +44-20-3370y 1100

PIMCO German www.source.info Government Bond I

Growth&IncomeLarge Cap

www.ELEMENT Setn.com

1-877-ETNADVICE

Fund's Description

UNITED STATES

Ultimate Country of Country of Incorporation Incorporation of Parent Company

US

IE

ELEMENTS ELEMENTS - "Dogs of the Dow" Linked to the Dow Jones High Yield Select 10 Total Return Index is an exchange-traded note Dogs of the Dow issued in the USA by Deutsche Bank AG. The Notes will provide investors with a cash payment at the scheduled maturity or UNITED STATES Lin repurchase at

US

US

Guggenheim BulletShares 2022 Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks results that correspond generally to the price and yield performance of the BulletShares USD Corporate Bond 2022 Index.

Fund's Auditor

Fund's Custodian

ALPS Fund Services Inc

US

PIMCO German Government Bond Index Source ETF is a UCITS compliant exchange-traded fund incorporated in Ireland. The UNITED STATES Fund seeks to track the performance of the Markit iBoxx EUR Germany Index.

Guggenheim BulletShares 2022 C

Fund's Administrator

Fund's Investment Advisor

ALPS Advisors Inc

HSBC USA Inc

Deutsche Bank AG

Guggenheim Bank of New York Funds Mellon Corp/The Investment Ad

US

US

Currency

www.marketvecto Market Vectors Market Vectors Double Short Euro ETN is an exchange-traded note issued in the USA. The Notes will provide investors with a UNITED STATES rsetns.com Double Short Eu cash payment at the scheduled maturity or early redemption, based on the performance of the Double Short Euro Index.

US

US

Morgan Stanley

Morgan Stanley

UNITED STATES

US

DE

Deutsche Bank AG

Deutsche Bank AG

Credit Suisse Commodity Benchmark ETN is an exchange-traded note issued in the USA. The CS Commodities Benchmark UNITED STATES ETN tracks the return of a long-only broad based commodities index of 34 commodities with monthly rebalancing over 15 days.

US

CH

Commodity

1-212-538-7333

www.creditsuisse.com/etn

Corp/Pref-Inv Grade

1-415-670-2000

iSharesBond www.ishares.com 2016 Corporate Ter

iSharesBond 2016 Corporate Term ETF is an exchange-traded fund incorporated in the USA. The fund seeks to track the Barclays 2016 Maturity Corporate Index.

UNITED STATES

US

US

Corp/Pref-Inv Grade

1-415-670-2000

iSharesBond www.ishares.com 2020 Corporate Ter

iSharesBond 2020 Corporate Term ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Barclays 2020 Maturity Corporate Index.

UNITED STATES

US

Corp/Pref-Inv Grade

1-415-670-2000

iSharesBond www.ishares.com 2023 Corporate Ter

iSharesBond 2023 Corporate Term ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Barclays 2023 Maturity Corporate Index.

UNITED STATES

Corp/Pref-Inv Grade

1-415-670-2000

iSharesBond www.ishares.com 2018 Corporate Ter

iSharesBond 2018 Corporate Term ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Barclays 2018 Maturity Corporate Index.

Credit Suisse Commodity Benchm

Market Vectors Israel ETF

Deutsche Bank AG

United States

New York

Credit Suisse Credit Suisse AG United States AG

New York

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock SCOTT seCoopers and Trust Co Fund Advisors RADELL LLP

BlackRock BlackRock Fund Fund Advisors Advisors

UNITED STATES

US

US

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock SCOTT seCoopers and Trust Co Fund Advisors RADELL LLP

BlackRock BlackRock Fund Fund Advisors Advisors

Market Vectors Israel ETF is an exchange-traded fund incorporated in the USA. The fund seeks to replicate as closely as possible, before fees and expenses, the total return of the Bluestar Israel Global Index. The Index is a rules-based index intended to

UNITED STATES

US

US

Van Eck Associates Corp

Ernst & Young

UNITED STATES

US

Credit Suisse Securities LLC

Depository Trust Co/The

Growth&IncomeLarge Cap

1-877-583-5624

www.velocityshar VelocityShares es.com Volatility Hedg

VelocityShares Volatility Hedged Large Cap ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally, before fees and expenses, to the performance of the VelocityShares Volatility Hedged Large Cap

UNITED STATES

US

Credit Suisse Securities LLC

Depository Trust Co/The

Growth&IncomeLarge Cap

405-778-8377

www.exchangetra Horizons S&P Horizons S&P 500 Covered Call ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the dedconcepts.com 500 Covered Call performance of the S&P 500 Stock Covered Call Index.

Growth&IncomeSmall Cap

1-212-896-1249

Growth&IncomeLarge Cap

1-877-437-9363

06/13

Van Eck Associates Corp

VLS MICHAEL Securities LLC AKINS

2013

VLS MICHAEL Securities LLC AKINS

2013

ExchangeTraded Concepts

Van Eck Associates Corp

United States

New York

VelocityShare VelocityShares s LLC LLC

United States

Denver

VelocityShare VelocityShares s LLC LLC

United States

Denver

ExchangeTraded Concepts

Exchange-Traded Concepts

WisdomTree Asset Management Inc

WisdomTree Asset Management Inc

UNITED STATES

US

WisdomTree www.wisdomtree. Japan Hedged com SmallC

WisdomTree Japan Hedged Small Cap Fund is an exchange-traded fund incorporated in the USA. The Fund seeks results that correspond to the WisdomTree Japan Hedged SmallCap Equity Index. The Fund invests in dividend paying, small-cap UNITED STATES companies incorporated i

US

US

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

www.direxionshar Direxion Daily es.com Japan 3x Bear S

Direxion Daily Japan 3x Bear Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 300% the inverse (-3x) of the performance of the MSCI Daily Total Return Net Japan Index.

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York Management LLP Mellon/The LLC

Rafferty Asset Rafferty Asset Management United States Management LLC LLC WisdomTree Asset Management Inc

UNITED STATES

Growth&IncomeLarge Cap

1-212-896-1249

WisdomTree www.wisdomtree. United Kingdom com Hedg

WisdomTree United Kingdom Hedged Equity Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the WisdomTree United Kingdom Hedged Equity Index. The Fund invests in dividend paying companies incorpor

UNITED STATES

US

US

Bank of New York Mellon Corp/The

WisdomTree Ernst & Young Bank of New York Asset LLP Mellon Corp/The Management In

Growth&IncomeLarge Cap

1-877-437-9363

www.direxionshar Direxion Daily es.com Japan 3x Bull S

Direxion Daily Japan 3x Bull Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 300% of the performance of the MSCI Daily Total Return Net Japan Index.

UNITED STATES

US

US

US Bancorp Fund Services LLC

Rafferty Asset Ernst & Young Bank of New York Management LLP Mellon/The LLC

Emerging MarketEquity

1-888-800-4347

EGShares www.egshares.co Emerging m Markets Divi

EGShares Emerging Markets Dividend Growth ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond (before fees and expenses) to the price and yield performance of the FTSE Emerging All Cap ex-Taiwan Divers

UNITED STATES

US

US

Bank of New York Mellon/The

BBD LLP

ALPS International Sector Dividend Dogs ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that replicate as closely as possible, before fees and expenses, the performance of the S-Network International Sector Divide

UNITED STATES

US

US

ALPS International Sector Divi

www.alpsetfs.co m

Growth&IncomeLarge Cap

iShares MSCI www.ishares.com USA Quality Facto

The iShares MSCI USA Quality Factor ETF (the "Fund") seeks to track the investment results of an index that measures the performance of U.S. large- and mid-capitalization stocks as identified through three fundamental variables: return on equity, earnings

UNITED STATES

US

US

International Equity 1-877-843-3831

www.advisorshar AdvisorShares es.com Athena Internati

AdvisorShares Athena International Bear ETF is an exchange-traded fund incorporated in the USA. The ETF seeks capital appreciation through short sales of international equity securities listed on American exchanges.

UNITED STATES

US

US

AdvisorShares Trust

Government/Corpo 1-888-949-3837 rate

www.guggenhei mfunds.com

Guggenheim BulletShares 2021 Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks results that correspond generally to the price and yield performance of the BulletShares USD Corporate Bond 2021 Index.

UNITED STATES

US

US

Guggenheim Bank of New York Funds Mellon Corp/The Investment Ad

KraneShares CSI China Five Year Plan ETF seeks investment results that correspond generally to the price and yield KraneShares CSI performance, before fees and expenses, of the CSI Overseas China Five Year Plan Index. The Index is designed to measure China Five Yea the performance of a

UNITED STATES

US

Guggenheim BulletShares 2021 C

WisdomTree www.wisdomtree. U.S. SmallCap com Divid

WisdomTree U.S SmallCap Dividend Growth Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the WisdomTree U.S. SmallCap Dividend Growth Index. The Fund invests in dividendpaying, small capitaliza

UNITED STATES

US

KAREN Q. WONG

KAREN Q. WONG

Emerging Bank of New York RICHARD C Global Mellon/The KANG Advisors LLC

International Equity 1-877-398-8461

Aggressive Growth 1-212-896-1249

Deutsche Bank AG

BlackRock BlackRock Fund Fund Advisors Advisors

VelocityShares Tail Risk Hedged Large Cap ETF is an exchange traded fund incorporated in the USA. The Fund seeks investment results that correspond generally, before fees and expenses, to the performance of its underlying index, the VelocityShares Tail Ri

New York

New York

Pricewaterhou State Street Bank BlackRock SCOTT seCoopers and Trust Co Fund Advisors RADELL LLP

www.velocityshar VelocityShares es.com Tail Risk Hedge

United States

United States

State Street Bank and Trust Co

1-877-583-5624

Denver

Morgan Stanley

US

HAO-HUNG LIAO "PETER"

United States

Morgan Stanley

BlackRock BlackRock Fund Fund Advisors Advisors

Van Eck Bank of New York Associates Mellon Corp

6/28/13

7/01/13

ALPS ETF Trust

State Street Bank and Trust Co

Pricewaterhou State Street Bank BlackRock seCoopers and Trust Co Fund Advisors LLP

WisdomTree Asset Management Inc

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

WisdomTree WisdomTree Asset Ernst & Young Asset Management Management Inc In

New York

WisdomTree Asset Management Inc

Rafferty Asset Rafferty Asset Management United States Management LLC LLC

New York

Emerging Emerging Global Global United States Advisors LLC Advisors LLC

New York

ALPS ETF Trust

ALPS ETF Trust

BlackRock BlackRock Fund Fund Advisors Advisors

United States

San Francisco

AdvisorShares AdvisorShares Trust Trust

Krane Fund DENISE M Advisors LLC KRISKO

US

6/28/13

Manager's City Name

Lisle

State Street Bank and Trust Co

Growth&IncomeLarge Cap

Brendan Ahern 646 218 9852

Deutsche Bank AG

Manager's Country

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Pricewaterhou State Street Bank BlackRock SCOTT seCoopers and Trust Co Fund Advisors RADELL LLP

www.vaneck.com

Closed-end Funds

MARTIN KREMENSTE IN

Credit Suisse AG

Geo Focus-Equity 1-212-293-2000

1-415-670-2000

VelocityShare VelocityShares s LLC LLC

Deutsche Bank AG

UNITED STATES

PowerShares DB Agriculture Short ETN is an exchange-traded note issued in the USA by Deutsche Bank AG. The Notes will www.DBXUS.co PowerShares DB provide investors with a cash payment at the scheduled maturity or early redemption, based on the inverse (opposite) m Agriculture Sho performance of its u

2013

PIMCO Fixed PIMCO Fixed Income Income Source Source ETFs ETFs plc plc

www.guggenhei mfunds.com

1-877-369-4617

MICHAEL AKINS

Fund's Management Company

Fund's Manager Start Date

PIMCO Fixed MICHAEL Income SUROWIECK Source ETFs I

Government/Corpo 1-888-949-3837 rate

Commodity

Fund's Manager

KAREN Q. WONG

Guggenheim Guggenheim Funds Funds Investment United States Investment Advisors LLC Advisors LLC

Lisle

07/13

Krane Fund Krane Fund Advisors LLC Advisors LLC

United States

New York

6/28/13

WisdomTree Asset Management Inc

WisdomTree Asset United States Management Inc

New York


Company Telephone Number

Geo Focus-Equity 1-855-480-6274

Growth&IncomeLarge Cap

1-877-583-5624

Aggressive Growth 1-212-896-1249

Internet & Telecom

Brendan Ahern 646 218 9852

Derivative-Asset Alloc

1-630-765-8000

Company's Web Security's Name Address

Fund's Description

Country

Ultimate Country of Country of Incorporation Incorporation of Parent Company

Fund's Administrator

Fund's Auditor

Fund's Custodian

The Nashville Area ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the performance of the LocalShares Nashville Index.

UNITED STATES

US

US

SEI Investments Global Funds Services

Ernst & Young Brown Brothers LLP Harriman & Co

VelocityShares Equal Risk Weighted Large Cap ETF is an exchange-traded fund incorporated in the USA. The Fund aims to www.velocityshar VelocityShares provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the esetfs.com Equal Risk Weig VelocityShares

UNITED STATES

US

US

SEI Investments Global Funds Services

Brown Brothers Harriman & Co

WisdomTree www.wisdomtree. Emerging com Markets Di

UNITED STATES

US

US

WisdomTree Asset Management Inc

UNITED STATES

US

UNITED STATES

US

Nashville Area ETF

WisdomTree Emerging Markets Dividend Growth Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the WisdomTree Emerging Markets Dividend Growth Index. The Fund invests in dividend-paying companies

The KraneShares CSI China Internet ETF seeks to provide investment results that, before fees and expenses, correspond KraneShares CSI generally to the price and yield performance of the CSI Overseas China Internet Index. The index is designed to measure the China Internet performance o First Trust www.ftportfolios.c Morningstar om Manage

First Trust Morningstar Managed Futures Strategy Fund is an exchange-traded fund incorporated in the USA. The Fund is an actively managed ETF that seeks to achieve positive returns that are not directly correlated to broad market equity or fixed income re

Fund's Investment Advisor

Bank of New York Mellon Corp/The

Q.M.S Advisors Av. C.-F. Ramuz, 85 | 1009, Pully - CH | tel: +41 (0)78 922 08 77 | +41 (0)21 711 40 89 | e-mail: info@qmsadv.com |

Deloitte & Touche LLP

Bank of New York First Trust Mellon Corp/The Advisors LP

Manager's Country

Manager's City Name

Decker Wealth Decker Wealth Management Management LLC LLC

Exchange DENISE M Traded KRISKO Concepts LLC

WisdomTree WisdomTree Asset Ernst & Young Asset Management Management Inc In

Fund's Management Company

Fund's Manager Start Date

LocalShares

Krane Fund Advisors LLC

US

Fund's Manager

KAREN Q. WONG

07/13

Exchange Exchange Traded Traded United States Concepts LLC Concepts LLC

Philadelphia

6/28/13

WisdomTree Asset Management Inc

New York

WisdomTree Asset United States Management Inc

Krane Fund Krane Fund Advisors LLC Advisors LLC

United States

New York

First Trust Advisors LP

United States

Lisle

First Trust Advisors LP


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