16011 - BANKNOTES, BONDS AND SHARE CERTIFICATES AND COINS OF CHINA AND HONG KONG

BANKNOTES, BONDS AND SHARE CERTIFICATES AND COINS OF CHINA AND HONG KONG 中國香港紙幣 股票及債券、錢幣

16 JANUARY 2016 HONG KONG

GROUP CHAIRMAN AND CEO Olivier D. Stocker YOUR SPECIALISTS STAMPS UK – Tim Hirsch FRPSL Guy Croton David Parsons Nick Startup Neill Granger Paul Mathews Dominic Savastano Tom Smith George James Ian Shapiro (Consultant) USA – George Eveleth Richard Debney Kimberlee Fuller Europe – Guido Craveri Fernando Martínez China – Doris Lo George Yue (Consultant) COINS UK - Richard Bishop Tim Robson Lawrence Sinclair Barbara Mears John Pett USA – Greg Cole Stephen Goldsmith (Special Consultant) China – Kin Choi Cheung Paul Pei Po Chow BANKNOTES UK – Barnaby Faull Andrew Pattison Monica Kruber Thomasina Smith USA – Greg Cole Stephen Goldsmith (Special Consultant) China – Kelvin Cheung Paul Pei Po Chow ORDERS, DECORATIONS, MEDALS & MILITARIA UK – Mark Quayle Oliver Pepys John Hayward (Consultant) BONDS & SHARES UK – Mike Veissid (Consultant) Andrew Pattison Thomasina Smith USA – Greg Cole Europe – Peter Christen China – Kelvin Cheung BOOKS UK – Philip Skingley Jennifer Mulholland Nik von Uexkull AUTOGRAPHS USA – Greg Cole Stephen Goldsmith (Special Consultant) WINES China – Guillaume Willk-Fabia Angie Ihlo Fung YOUR EUROPE TEAM (LONDON – LUGANO) Directors Tim Hirsch Anthony Spink Auction & Client Management Team Mira Adusei-Poku Rita Ariete Grace Hawkins Dora Szigeti Tatyana Boyadzhieva Nik von Uexkull John Winchcombe Tom Mathews Maurizio Schenini Finance Alison Bennet Marco Fiori Mina Bhagat Dennis Muriu Hemel Thakore Veronica Morris IT & Administration Berdia Qamarauli Michael Addo Liz Cones Curlene Spencer Tom Robinson Cristina Dugoni Giacomo Canzi YOUR AMERICA TEAM (NEW YORK) Managing Director Charles Blane Auction Administration and Marketing & Design Amit Ramprashad Kimberlee Fuller Finance & Administration Amit Ramprahsad Auctioneers Stephen Goldsmith (Special Consultant) YOUR ASIA TEAM (HONG KONG – SINGAPORE) Administration Angie Ihlo Fung Newton Tsang Sue Pui Arthur Chan Doris Lo Gary Tan 日本での弊社オークションへの出品・参加に関してのお問い合わせ Ken Imase kimase@spink.com

January 16, 2016 - HONG KONG

中國香港股票及債券、紙幣及錢幣 2016年1月16日假香港及于以下互聯網平台同步舉行

*

及/或 拍賣會地點

斯賓克銷售團隊

斯賓克中國 華富商業大廈4樓 香港皇后大道西111號 電話: +852 3952 3000 傳真: +852 3952 3038

拍品咨詢 Kelvin Cheung kcheung@spink.com +852 3952 3030 Paul Chow pchow@spink.com +852 3952 3000

拍賣會詳情 2016年1月16日(星期六)

Cheung Kin Choi kccheung@spink.com +852 3952 3000

Lot 1-1443 早上10時

出價競投或查詢時請列明拍賣編號為 16011 競投咨詢

Newton Tsang ntsang@spink.com +852 3952 3032

預展時間 香港辦事處 地址: 香港皇后大道西111號4樓 2016年1月13日(星期三) 上午10時至下午6時 2016年1月14日(星期四) 上午10時至下午6時 2016年1月15日(星期五) 上午10時至下午5時

Arthur Chan achan@spink.com +852 3952 3002 Doris Lo dlo@spink.com +852 3952 3001

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Spink recycle all ecological material used on our premises and we encourage you to recycle your catalogue once you have finished with it. 封面插圖: Lot 596, 81 封底插圖 : Lot 279, 1431

3

Sue Pui spui@spink.com +852 3952 3010

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BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

NOTICE TO BIDDERS Dear Bidder, We welcome you to our auction house. Please note the points below to assist you with the registration, bidding and payment at our auctions.

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January 16, 2016 - HONG KONG

BANKNOTES, BONDS AND SHARE CERTIFICATES AND COINS OF CHINA AND HONG KONG 16 January 2016 in Hong Kong and on *

and/or SALE LOCATION

YOUR SPINK TEAM FOR THIS SALE

SPINK HONG KONG 4/F and 5/F, Hua Fu Commercial Building 111 Queen’s Road West Sheung Wan Hong Kong Tel: +852 3952 3000 Fax: +852 3952 3038

FOR YOUR QUESTIONS ABOUT THE SALE LOTS

SALE DETAILS

Kelvin Cheung kcheung@spink.com +852 3952 3030 Paul Chow pchow@spink.com +852 3952 3000 Cheung Kin Choi kccheung@spink.com +852 3952 3000

Saturday 16 January 2016 Lot 1-1443 at 10.00 a.m.

In sending commission bids or making enquiries,

FOR YOUR BIDS

Newton Tsang ntsang@spink.com +852 3952 3032

this sale should be referred to as 16011

VIEW DETAILS

Arthur Chan achan@spink.com +852 3952 3002

SPINK CHINA 4/F Hua Fu Commercial Building, 111 Queen’s Road West, Sheung Wan, Hong Kong Wednesday 13 January 2016 10.00 a.m. - 6.00p.m.

Thursday 14 January 2016 10.00 a.m. - 6.00p.m.

Friday 15 January 2016 10.00 a.m. - 5.00p.m.

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*Spink is pleased to continue to offer our brand new on-line bidding platform Spink Live for no charge through www.spink.com. Please note that bidders who acquire lots on the-saleroom.com will have a fee of 3% on the hammer price added to their invoice for using this facility.

Please use the QR code to visit our website, view our catalogues and other publications and place commission bids. You can download the QR Code Reader for iPhone, Blackberry and Android from App Store on your smartphone.

The Spink Environment Commitment: Paper from Sustainable Forests and Clean Ink Spink has a long history of preserving not only collectables but our planet, too. We are proud to ensure that our policy of sustainability and conservation keeps up with Spink’s growth, helping improve the environment for new generations of collectors.

We insist that our printers source all paper used in the production of Spink catalogues from FSC and/or PEFC suppliers and use non-hazardous inks. We also ask they hold the environmental standard ISO 14001.

Spink recycle all ecological material used on our premises and we encourage you to recycle your catalogue once you have finished with it.

Front Cover Illustrations: Lot 596, 81 Back Cover Illustrations: Lot 279, 1431

Sue Pui spui@spink.com +852 3952 3010 FOR YOUR INTERNET BIDS

Newton Tsang ntsang@spink.com +852 3952 3032

To purchase a catalogue: email: catalogues@spink.com tel: +852 3952 3000 fax: +852 3952 3038 For more information about Spink services, forthcoming sales and sales results visit the Spink Website www.spink.com

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

Order of Auction Lot number 1-26

Section Cash Coins and Sychees 古代銅錢，銀錠

27-116

Chinese Coins (up to 1949) 中國錢幣 (至1949年)

117-187

People’s Republic Coins 新中國錢幣

188-227

Hong Kong Coins 香港錢幣

228-274

Foreign Coins 世界錢幣

275-286

Chinese Medals 中國勳章

287-307

Bonds 債卷

308-335

Shares 股票

336-340

Ming / Qing Treasury Notes 大明，大清寶鈔

341-386

Quasi National Banks 八小行及國家級銀行

387-476

The Big Four Banks 四大銀行

477-524

Foreign Banknotes 洋商客鈔

525-548

Puppet Banks 日偽銀行鈔票

549-573

Private Banks 私鈔

574-686

Provincial Banks 省鈔

687-701

Military Notes 軍鈔

702-714

Communist Banks 共區鈔

715-782

Peoples’s Bank of China 中國人民銀行

783-945

World Banknotes 國際紙幣

946-980

A group of low / lucky number 幸運及趣味號碼

981-1033

Macau Banknotes 澳門紙鈔

1034-1443

Hong Kong Banknotes 香港紙鈔

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January 16, 2016 - HONG KONG

Preface As usual, our banknotes section is the largest in the catalogue. The Chinese banknotes are being sold first with an attractive Ming Dynasty 1 kuan followed by a high grade Shun Yee Saving’s Bank $1 in almost uncirculated condition. Other star lots include the rare 1909 Ningpo Commercial Bank $2, the 1914 Bank of China Yuan Shih Kai $1 in uncirculated condition. In world banknotes we have a sizeable group of Brunei and Malaysian specimens and error notes. There is also a good section on Ceylon archival photographic proofs.

2015 has been a difficult year for the industry in the Far East. The downturn in the economy, anti-corruption campaigns, electronic trading platforms continue to adversely affect consumer confidence. We are also seeing increasing polarization between prices for high grade rare material and low grade common material.

Nonetheless our local Hong Kong team strived hard to bring fresh material to the market.

The catalogue starts with a small old time collection of Chinese cash coins. Starting from the Warring States to the Five Dynasties and Ten Kingdoms, and then the Ming and Qing Dynasties it contains many different types, varieties and denominations. Whilst many coins are sold in large lots, there are scarcer coins which have been authenticated by a reputable grading company and to be individually.

The Hong Kong banknotes section contains many gems. We start with a unique 1898 HSBC $50 cancelled note. Photographs of this type but different years appear in the K.N. Boon catalogue but they belong to the HSBC Museum. The sample offered here is believed to be only example in private hands. Other rare notes include the 1906 Chartered Bank $5, Chartered Bank 1935 Roman Head $50, 1930 Chartered Bank ‘Female Roman’ $100.

In the coins section we have a 1896 Heilong jiang brass pattern 3 mace 6 candareens (equivalent to 50 cents). Coins bearing Heilong jiang Province have not been seen in circulation and only patterns of the dollar and 50 cents are seen. The piece we have is a recent discovery and one of the four coins slabbed by an independent grading company. It is also one of the better grade pieces. Our modern Chinese coin section is about 80 lots and contains many pandas in silver, gold and palladium. The star piece is a 1988 1st Hong Kong Coin Exposition proof medal which purportedly has a mintage of less than 100.

I have saved our most attractive lots until last. A complete set of 1912 Mercantile Bank specimens is being offered. This is probably the only full set available and contains the famous $25. Colour trials of the $25 and $50 are rare but are certainly not unique.

Specimens are in fact even more difficult to find and this is the first example I have seen. It also happens to be in uncirculated condition. This note will surely attract a lot of attention because many collectors are missing this note.

The medal section is small, but contains many scarce medals from the Republican era and the People’s Republic. An example is the Order of the Brilliant Star c.1960 Second Class set of Insignia.

I wish you all a Merry Christmas and Happy New Year.

Good luck.

Thank you, Kelvin, Paul and Kin Choi

7

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

SATURDAY 16 JANUARY 2016 BANKNOTES, BONDS AND SHARE CERTIFICATES AND COINS OF CHINA AND HONG KONG (Lot 1-1443) Commencing at 10.00 a.m.

All sales are subject to Terms and Conditions for Buyers printed at the back of this catalogue Estimates The estimated selling price of each lot is printed below the lot description and does not include Buyer’s Premium.

Bidders should bear in mind that estimates are prepared well in advance of the sale and are not definitive.

They are subject to revision.

Please note that bidders who acquire lots on the-saleroom.com will have a fee of 3% on the hammer price added to their invoice for using this facility. Spink is pleased to continue to offer our brand new on-line bidding platform Spink Live for no charge through www.spink.com We will not accept return of lots that have been authenticated by the third party grading company. Any disputes will need to be settled between the buyer and the respective company. 所有經由第三方獨立評級機構評估的拍賣品並不設退換。 如有任何爭議，將由買方和相關的評級機構雙方自行解決。

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January 16, 2016 - HONG KONG

LOTS 1-19 AN OLD TIME COLLECTION OF CHINESE CASH FROM THE WARRING STATES TO THE QING DYNASTY’

1

3

State of Qin, bronze coin with ‘Yuan’ character, c.4th to 3rd century B.C, GBCA 78, extremely fine, diameter of 40mm, weighs 7.8g 先秦，垣字圜錢。 Estimate HK$800-1,000

Xin Dynasty (Wang Mang), xiao quan zhi yi, A.D.9, str uck by Wang Mang during his brief inter r uption of the Han Dynasty, the smallest denomination of his currency policies, GBCS 75, extremely fine, great details, diameter of 15mm, weighs 1.4g 新莽，小泉直一 Estimate HK$600-800

2

State of Qin/Qin Dynasty, ban liang, produced

by Qin from 336B.C. until their demise in 206B.C, GBCA 65, very fine, diameter of 28mm, weighs 3.5g 秦漢，半兩 Estimate HK$600-800

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BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

4

A large collection of ancient Chinese cash coins, Han Dynasty to Five Dynasties/Ten Kingdoms, c.95 coins housed in 5 plastic coin pages, the cataloguer will strive to give as much information about the lot but the list below is not exhaustive, The coins include, Han/Wang Mang ‘Pan liang’, ‘Da Quan Wu Shi’, Huo Quan’, ‘Bu Quan’, ‘Zhi Bai Wu Zhu’, ‘Zhi Bai’, ‘Da Quan Wu Bai’, Tai PIng Bai Qian’, ‘Han Xing’, ‘Si Zhu’, ‘Wu Zhu’, ‘Yong An Wu Zhu’, ‘Chang Ping Wu Zhu’, ‘Tai Huo Liu Zhu’, ‘Kai Yuan Tong Bao’, Qian Feng Quan Bao’, ‘Han Yuan Tong Bao’, ‘Zhou Yuan Tong Bao’, Tang Guo Tong Bao’, Da Tang Tong Bao’, ‘Tong Zheng Yuan Bao’, Tian Han Yuan Bao’, ‘Guang Tian Yuan Bao’, ‘Qian De Yuan Bao’, Xian Kang Yuan Bao’Qian Heng Zhong Bao, in good states of preservation, viewing highly recommended. An old collection that has taken years to put together and neatly presented by the owner, many rare varieties. Viewing highly recommended, sold as seen no returns (c.95 coins) 秦漢至五代十國銅錢約九十五枚，包括召刀, 半兩, 大泉五十, 貨泉, 乹元德寶等多種版式，敬請閱覽，不設退換。 Estimate HK$10,000-20,000

5

Northern Zhou Dynasty, ‘Yong Tong Wan Guo’, 579A.D, str uck by Yuwen Chan, the last r uler of Norther Zhou, GBCA 72, very fine clear cut characters, diameter of 29.5mm, weighs 4.4g 北周，永通萬國 Estimate HK$1,000-1,200

6

Southern Tang Dynasty, Tang guo tong bao, struck in 959A.D. during the rule of Li Jing, the second emperor of Southern Tang, GBCA 78, extremely fine for type, diameter of 24.1mm, weighs 4.8g 南唐，唐國通寶 Estimate HK$200-300

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January 16, 2016 - HONG KONG

9

Southern Song Dynasty, Jai Xi Zhong Bao, 1237, struck during the reign of Emperor Lizong, GBCA 75, extremely fine, diameter of 37.1mm, weighs 13.9g 宋，嘉熙重寶 Estimate HK$500-600

7

Northern Song, group of 3x Da Guan Tong Bao, 1107, struck during the reign of Emperor Huizong, GBCA 75 (dimaeter of 33mm, weighs 10.6g), 70 (diameter of 41mm, weighs 15.2g) and 78 (diameter of 40.5mm, weighs 13.7g) 3 pieces 宋，大觀通寶折三鐵錢及折拾銅錢(2) 共三枚 Estimate HK$1,000-1,200

10

Yuan Dynasty, Da Yi Tong Bao, zhe 3, 1360, rebel coinage during the end of the Yuan Dynasty, GBCA 75 extremely fine, diameter of 31.8mm, weighs 10.1g, rare 元，大義通寶折三 Estimate HK$1,000-1,200 obverse 正面

reverse 背面

8

Southern Song, Jia Tai Tong Bao (1201), and Jia Ding Zhen Bao, iron (1208) struck during the reign of Emperor Ningzong, GBCA 72 (diameter of 34mm, weighs 12.2g) and GBCA 72 (diameter of 35mm, weighs 14.0g) 2 pieces 宋，嘉泰通寶銅錢及嘉定真寶鐵錢各一 Estimate HK$600-800

11

Yuan rebel coinage, Da Zhong Tong Bao, lot of 7 copper cash coins, struck by Zhu Yuanzhang when he was the King of Wu (1361 to 1367), and also during 1371, coins bearing this era is synonymous with the uprising of Han Chinese against the Mongol ruled Yuan Dynasty, different sizes, the largest 3 coins being 38mm, 34mm, 31mm (7 coins) 明, 大中通寶，小平至折十共七枚 Estimate HK$1,000-1,200 11

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

obverse 正面

reverse 背面

12

Ming Dynasty, Hongwu Tong Bao, ‘Shi Yi Liang’, struck in 1368 during the reign of the Hongwu Emperor, GBCA 65, very fine, diameter of 45mm, weighs 25.8g 明，洪武通寶背十一兩 Estimate HK$1,000-1,200

13

14

Southern Ming Dynast y (1644 -1661), lot of 12 cash coins, when the Chongzhen Emperor committed suicide in April 1644, various members of the Ming royal family established short lived regimes in souther n par ts of China. The most widely recognised era names from the regimes are: Hongguang (1644-1945), Longwu (1645), Prince of Lu - never proclaimed himself to be emperor but ‘Protector of Ming’ (1645-1646) and Yongli (16461661), this lot contains coinages issued by all four ‘kingdoms’. Hongguang Tong Bao (2), Longwu Tong Bao (2), Da Ming Tong Bao, issued by Prince of Lu (2) and Yongli Tong Bao (x4 small cash and x2 large sized 1 fen, 37mm and 45mm respectively) in good states of preservation, sold as seen no returns (12) 明末，大明通寶(2)，弘光通寶，隆武通寶(2)及永曆 通寶(6) 共十一枚, 敬請閱覽，不設退換。 Estimate HK$600-800

M i ng Dy nast y, lot of 31 copper cash coi ns, containing the following coins from different reign names: Hongwu (4), Yongle (4), Xuangde (2), Hongzhi (2), Jiajing (2), Longqing (1), Wanli (4), Taichang (1), Tianqi (4) and Chongzhen (7), well in good states of preservation, different sizes and denominations seen. The Tai Chang Tong Bao is a scarce coin as the emperor only reienged for 3 months (31) 明, 歷朝銅錢共三十一枚, 包括泰昌通寶, 宣德通寶, 洪武通寶等 Estimate HK$500-800

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January 16, 2016 - HONG KONG

obverse 正面

reverse 背面

16

Late Jin Dynasty (eventually re-named as Qing Dynasty), Tian Ming Tong Bao, 1616, struck by Nurhaci, the founder of the future Qing Dynasty, Manchu r ian scr ipt, GBCA 75 extremely f ine, diameter 27.5mm, weighs 5.0g 清，天命通寶 Estimate HK$400-500 obverse 正面

15

Ming/Qing, loyalist/rellion coinage, lot of 17 copper cash coins, the transition from the Ming dynasty to Qing dynasty was a prolonged affair starting in the late 1500’s until 1683 when Taiwan was reclaimed from the Zheng family. During this turbulent period, many Ming rebels and Qing rebels made their short, but bloody impact in Chinese history. This lot includes coinage from these regimes: Xing Chao Tong Bao, 3 coins, 1 cash, ‘5 li’ and ‘1 fen’, issued

by Sun Kewang (1630-166) in Yunnan, Da Shun Tong Bao, 2 coins, issued by Zhang Xianzong (16061646), Yong Chang Tong Bao, 2 coins, issued by Li Zicheng, (1606 to 1645), Li Yong Tong Bao, 2 coins, issued by Wu Sangui, Zhao Wu Tong Bao, 3 coins, issued by Wu Sangui in 1678, Hong Hua Tong Bao, 3 coins, issued by Wu Shifan in 1679 and Yu Min Tong Bao, 2 coins, issued by Geng Jingzong (16441682), in good states of preservation, sold as seen no returns (17) 明末，永昌通寶(2),興朝通寶(3),大順通寶(2),利用通 寶(2), 昭武通寶(3), 洪化通寶(3) 及裕民通寶(2) 共 十七枚, 敬請閱覽，不設退換。 Estimate HK$600-800

reverse 背面

17

Qing Dynasty, lot of 9 larger denomination cash coins, Xianfeng (1851-1861), 5 cash (Bao-yuan), 10 cash (Bao-quan x2, bao-yuan, bao-ji, bao-su), Tongzhi 10 cash (bao-yuan and bao-yun), Guangxu, 10 cash (bao-quan), good states of preservation, sold as is no returns (9) 清, 咸豐重寶(6), 當一、五及十，同治重寶(2) 及光緒 重寶共九枚, 敬請閱覽，不設退換。 Estimate HK$500-800

18

Qing Dynasty, a collection of c.75 copper cash coins, complete from Shunzhi to Xuantong (no Qixiang era date coins), many different mint marks on reverse, sold as seen, no returns, viewing recommended, includes 2 coins coins bearing the Xuantong era, scarce 9c.(75) 清, 順治至宣統歷朝銅錢約七十五枚。 Estimate HK$400-600

13

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

obverse 正面

reverse 背面

19

Republican era, Min Guo Tong Bao, 10 cash and Fujian Tong Bao, 2 cash, both struck c.1912-1916, these two coins represent the very last cash coins struck in China, ending a 2000 year history of their use, GBCA 70 (diameter 28mm, weighs 6.0g) and GBCA 72 (diameter 24mm, weighs 3.1g) 2 pieces 民國通寶背當十及福建通寶背二文及雙旗 Estimate HK$500-800

21

Kingdom of Goryeo (modern day Korea), lot of 3 cash coins, 11th century, Gao Li Tong Bao (1) and Gao Li Zhong Bao (2), GBCA 75 (diamter 24mm, weighs 4.1g), GBCA 75 (diameter 25.6mm, weighs 4.5g) and GBCA 75 (diameter 24.5mm, weighs 3.4g) 3 pieces 高麗，東國通寶及東國重寶(2) 共三枚 Estimate HK$500-600

20

Goryeo Dynasty (Korea), lot of 2x cash coins, Hai Dong Tong Bao and Hai Dong Zhong Bao, 10-12th century, GBCA 70 (diameter 23.5mm, weighs 2.0g) and GBCA 75 (diameter 24.5mm, weighs 3.8g), 2 pieces 高麗，朝鮮，海東通寶及海東重寶二枚 Estimate HK$300-400

22

Joseon Dynasty (Korea), lot of 2x Chao Xian Tong Bao, 1423, issued during the reign of Sejong the Great, GBCA 75 (diameter 24mm, weighs 3.4g) and GBCA 65 (diameter 24mm, weighs 4.2g) 2 pieces 高麗，李朝，朝鮮通寶二枚 Estimate HK$300-400

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23

Joseon Dynasty, San Han Zhong Bao, GBCA 72 (diameter 25.5mm, weighs 6.3g) 朝鮮，三韓重寶 Estimate HK$300-400

26

China, Song Dynast y,1.5 tael silver sychee, stamped with a few Chinese characters left and right on obverse, dark toning, extremely fine and very rare.

Estimate HK$1,400-1,800

24

Joseon Dynasty, Chang Ping Tong Bao, 100 cash, 19th to 19th century, GBCA 78, (diameter 39.5mm, weighs 20.0g) 朝鮮，常平通寶，背戶大當百 Estimate HK$300-400

27

China, Qing Empire, copper 10 cash, 1911, copper coin of the Ta Ching, (Y-27), PCGS MS63BN Estimate HK$500-600

25

A large collection of cash coins from Annam, Korea and Japan, c. 200 coins in an album, starting from the 11th century to the 20th century, many different varieties and types, all in good states of preservation, an old time collection complied over the last 40 years and neatly labelled by the owner, viewing recommended, sold as seen no returns (c.

200) 安南銅錢集約一百八十枚及日本, 朝鮮銅錢約 二十八枚, 敬請閱覽，不設退換。 Estimate HK$1,000-1,200

28

China, Chekiang Province, lot of 2 copper 10 cash, 1903-06, (both Y-49.1), PCGS AU 58 and MS63BN (2) Estimate HK$1,000-1,200

15

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

29

32

30

33

China, Fukien Province, copper 10 cash, 19011905, (Y-100.2), PCGS MS63BN, scarce Estimate HK$1,000-1,200

China, Fukien Custom House, copper 10 cash, 1901-1905, la rge ‘Mi n Gu a n’, ( Y-97), PCGS MS64RB, choice Estimate HK$1,500-2,000

31

China, Hunan Province, copper 10 cash, 19021906, ‘Flying Dragon’, (Y-113), PCGS MS63BN Estimate HK$800-1,000

China, Hupeh Province, copper 1 cash, 1906, (Y121), PCGS MS63BN Estimate HK$500-600

34

China, Hunan Province, copper 10 cash, 1902-06, (Y112.10), PCGS MS62BN Estimate HK$800-1,000

China, Hupeh Province, copper 10 cash, 1906, (Y-10j.5), PCGS MS63BN Estimate HK$1,000-1,200

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38

China, K iangnan Province, copper 10 cash, 1905, (Y-138.1), PCGS 65+RB, very choice in this condition Estimate HK$2,000-3,000

35

China, Hupeh Province, lot of 2x 10 cash, 19021906, two different types, (Y-120a2 and Y-122), PCGS MS63RB and PS64Bn respectively, difficult to find in this high grade (2) Estimate HK$2,000-3,000

39

China, Kwangtung Province, copper 10 cash, 1900-06, (Y-193), PCGS MS64BN Estimate HK$800-1,000

36

China, Kiangsu Province, copper 10 cash, 1902, (Y-162.8), PCGS MS63BN, scarce Estimate HK$1,000-1,200

40

China, Kwangtung Province, copper 10 cash, 1900-06, (Y-193), PCGS MS64BN Estimate HK$800-1,000

37

China, Kiangsu Province, copper 10 cash, 1902, (Y-162.4), PCGS MS64RB, choice Estimate HK$2,000-3,000

17

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

41

China, Kwangtung Province, copper 10 cash, 1900-06, (Y-193), PCGS MS65BN, high grade Estimate HK$1,200-1,500

44

China, Qing Dynasty, lot of 2 coins, 1 cash, brass, Kiangnan Province (1908) and copper 20 cash, Qing Empire, PCGS MS62 and NGC MS62 BN respectively. (2) Estimate HK$1,000-1,200

42

China, Kwangtung Province, copper 10 cash, 1900-06, (Y-192), PCGS MS64RB Estimate HK$1,000-1,200

45

China, Kwangsi Province, copper pattern for 10 cents, 1921, (KM Pn5, Y-414c), PCGS SP64RB, choice condition and scarce Estimate HK$2,000-3,000

43

China, Kwantung prov ince, lot of 2 copper fractionals, 2x 1 cent, 1900-06, ‘Flying Dragon’, NGC XF40BN and MS62BN(2) Estimate HK$800-1,000

46

China, Republican era, lot of 3x copper 10 cash, 1912 and 1920 (2), (Y-301, 302 and 303.4), PCGS MS63BN, MS63BN and AU58 respectively (3) Estimate HK$800-1,000 WWW.SPINK.COM

January 16, 2016 - HONG KONG

50

China, Republican era, lot of 2 coppers coins, Hunan Province, 20 cash, 1919 and Shensi Province 2 fen, 1928, (Y400.11 and Y-436.3), PCGS XF40 and AU Details respectively (2) Estimate HK$500-600

47

China, Republican era, lot of 2x copper 1 cent, 1916, (all Y-324), PCGS MS63BN and 64BN (2) Estimate HK$1,000-1,500

51

China, lot of 2 fractionals, Manchuria, 1 cent, 1929 and Manchukuo, 1 fen, 1934, (Y-434 and Y-2), PCGS AU 50 and MS62BN respectively (2) Estimate HK$800-1,000

48

China, Republican era, copper 10 cash, 1920, elongated rossettes on obverse and thin leaf blade between lower wheat earson the reverse, (Y-306.4), PCGS VF Details, a scarce variety type Estimate HK$800-1,000

52

Ch i na , P uppet St ate s , lot of 2 f r a ct ionals, M a n c h u k u o , 1 f e n , 19 3 6 a n d E a s t H e b e i Autonomous Council, 1 fen, 1937, (Y-6 and Y-517), PCGS MS64RB and PCGS AU58 (2) Estimate HK$1,200-1,400

49

China, Republic, copper 10 cash, 1920, (Y-302), PCGS MS64RB Estimate HK$600-800

19

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

53

China, Republican era, copper 1 cent (1916) and 2 cents (1933), (Y-324 and 325a), PCGS MS62BN and AU Details, scarce types (2) Estimate HK$800-1,000

56

China, lot of 13 fractional, late Qing to early Republican era, containing 12 copper coins, mostly 10 cash, also a silver 20 cents from Kwangtung Province, 1929, mixed condition, some in high grade, the lower grade coins all have the salient details visible (13) Estimate HK$1,000-1,300

54

China, Soviet areas, lot of 3 copper fractionals, all are restrikes from c.1960, Chinese Soviet Republic, 1 cent, Szechuan-Shensi Soviet, 5 cents and 200 cash, (Y-506A, 507A and 511a), PCGS MS64RD, MS64RB and MS64BN (3) Estimate HK$1,000-1,200

55

57

Qing Empire, silver $1, 1911, PCGS XF Details Estimate HK$1,500-1,800

57A

China, Republican,a lot of 10 x bronze 1 fen, 1933,wreath at left and right on obverse, value and year in Chinese on reverse, mostly with glue residue, extremely to about uncirculated.(10) Estimate HK$800-1,200

China, Empire Issue, Silver 1 dollar, 1911, dragon and clouds on obverse, about uncirculated.

Estimate HK$1,500-2,000

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61

China, Chihli Province,silver $1, 1898,dragon on obverse, value at centre on reverse, PCGS VF35.

Estimate HK$2,500-3,000

58

China, lot of 4x silver dollar, 1914 Fatman silver dollar, 1912 Szechuen Silver dollar, 1911 Qing Empire Silver dollar and 1908-1911 Kwangtung Province silver dollar, fine to very fine (4) Estimate HK$1,800-2,000

62

China, Chihli Province,silver $1, 1903,dragon on obverse, NGC holder AU Details.

Estimate HK$1,000-1,500

59

China, Chihli Province,silver 5 cents, 1898, dragon on obverse, reverse value at centre, NGC holder XF Details, rare.

Estimate HK$1,800-2,200

63

Chihli Province, silver dragon dollar, 1907, NGC AU55.

Estimate HK$4,000-5,000

60

China, Chihli Province,silver $1, 24th Year of Guangxu(1898), dragon on obverse, value in Chinese at centre on reverse, extremely fine and rare.

Estimate HK$2,500-3,000

21

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

64

China, Chihli Province,Silver dollar, Year 34 of Kuangxu(1908), “Pei Yang”,dragon on obverse, extremely fine to about uncirculated.

Estimate HK$2,000-3,000

China, Fukien Province, silver 5 cents, 1903-1908, (Y-102.1), PCGS MS64, scarce Estimate HK$1,000-1,200

68

65

China, Chihli Province,Silver dollar, Year 34 of Kuangxu(1908), “Pei Yang”,dragon on obverse, extremely fine to about uncirculated.

Estimate HK$2,000-3,000

66

67

China, Hupeh Prov ince,silver $1, Guang xu e r a , d r a g o n o n o b ve r s e , w i t h l u s t e r, a b o u t uncirculated.

Estimate HK$1,800-2,200

69

China, Fengtien Province,silver 10 cents, 24 years of Guangxu(1898),dragon on obverse, reverse value in Chinese characters at centre, Manchurian legend, in PCGS holder XF Details, rare.

Estimate HK$800-1,000

China, Hupeh Province,silver $1, Xuantong era,dragon on obverse, with luster, uncirculated.

Estimate HK$2,000-2,800

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70

73

71

74

Kiangnan Province, silver dollar, 1909, about very fine, small counermark on obverse Estimate HK$1,000-1,200

Kiangnan Province, silver dollar, 1902, ‘Straight .....’, PCGS AU Details.

Estimate HK$4,000-5,000

China, Kiangnan Province,silver 20 cents, Year of “Ji Hai”(1899),dragon on obverse, toning, scratch or cut at right edge on reverse, thus very fine.

Estimate HK$500-800

China, Kiangnan Province,Silver dollar, 1904, “Jia Chen”,dragon on obverse, extremely fine.

Estimate HK$1,500-2,000

75

72

China, Kiangnan Province,silver $1, Guangxu era, Year of “Jia Chen”(1904),dragon on obverse, with dot before 7 on obverse, about uncirculated, rare.

Estimate HK$1,600-2,000

Chi na , K iangnan Prov i nce, silver 20 cents, 1901,dragon on obverse, NGC holder AU Details.

Estimate HK$800-1000

23

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

76

China, Kirin Province,silver 20 cents, ND,dragon on obverse, flower basket at centre on reverse, well preserved, about uncirculated to uncirculated.

Estimate HK$1,800-2,200

79

77

80

China, Kirin Province,silver 50 cents, ND(1898), Guangxu era,dragon on obverse, Manchurian character left and right,reverse f lower basket at centre, PCGS holder VF35.

Estimate HK$2,000-2,500

Kirin Province, silver dragon dollar, 1904, PCGS UNC Details.

Estimate HK$4,000-5,000

China, Kirin Province,silver 20 cents, 1905,dragon on obverse, Chinese legend on reverse, Yin Yang at centre, in PCGS holder VF Details.

Estimate HK$300-500

78

Kirin Province, silver dragon dollar, 1904, PCGS UNC Details.

Estimate HK$4,000-5,000

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A GREAT RARITY: 1896 HEILUNGKIANG BRASS PATTERN 50 CENTS, PCGS AU DETAILS

81

Heilungkiang Province, 50 cents, brass pattern, 1896, an extremely rare pattern, Chinese characters ‘Made in Heilungkiang Province’ at top, ‘Ping Ku San Qing Liu Fen’ at bottom, rosettes left and right, the reverse shows a coiled dragon with English legend, KM-Pn1, L&M586, PCGS AU Details, an extremely rare offering 稀有黑龍江省造光緒元寶庫平三錢六分銅樣幣，龍麟及字口清晰深峻，PCGS評SP Genuine, AU Details, 為難得一見 的珍品。 Estimate HK$270,000-300,000

25

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

82

85

83

86

Kwangtung Province, silver $1, (1890-1908), Heaton Mint variety, PCGS VF Details, a scarcer variety Estimate HK$1,200-1,500

China, Kwangtung Province, lot of 4 silver fractionals, 10 cents, 1890-1908, 20 cents (2), 18901908 and 20 cents, 1920, (Y-200, 201 and 423), PCGS MS64, MS63, AU58 and MS62 respectively (4) Estimate HK$600-800

China, Szechuan Province,silver $1, Guangxu era,dragon on obverse, even toning, small scratch on reverse, about extremely fine.

Estimate HK$1,800-2,200

Szechuan Province, silver dragon dollar, (19011908), PCGS AU53.

Estimate HK$4,000-5,000

87 84

Qing Dynasty, lot of 2 fractional coins, silver 20 cents, Yunnan province (1908), and silver 50 cents, Szechuen Province (1901-1908), both graded PCGS XF details (2) Estimate HK$1,600-2,000

Yunnan Province, silver $1, (1909-1911), PCGS XF Details Estimate HK$1,200-1,400

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88

China, Yunnan Province,silver $1, 1911,dragon in circle on obverse, reverse Chinese characters, PCGS XF45.

Estimate HK$1,000-1,500

91

China, lot of two Silver “Fat Man” dollar, 1914,Yuan Shih Kai on obverse, wreaths and value on reverse, original toning, about uncirculated to uncirculated.

(2) Estimate HK$1,200-1,400

89

Ch i na , Republ ic an , si lve r Me me nt o dol la r, 1912,error, mis-spelling “RIBIH”of the word Birth on reverse, (LM 53),very fine to extremely fine.

Estimate HK$1,500-2,000

92

China, Silver “Fat Man” dollar, 1919,Yuan Shih Kai on obverse, wreaths and value on reverse, golden toning, about uncirculated.

Estimate HK$1,200-1,500

90

93

Ch i na , lot of t wo Si lve r “ Me me nt o” dol la r, 1928,Sun Yat Sen at centre, reverse value and wreaths, 6-pointed stars top left and right, about uncirculated.(2) Estimate HK$1,000-1,400

China, silver $1, 1919, “Fat Man” dollar,PCGS labelled “Mint error”, obverse struck thru,, PCGS holder Genuine.

Estimate HK$2,000-2,500

27

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

94

97

95

98

96

99

China, Silver “Fat Man” dollar, 1920,Yuan Shih Kai on obverse, wreaths and value on reverse, original luster, PCGS AU 58.

Estimate HK$1,000-1,200

China, Silver “Fat Man” dollar, 1920,Yuan Shih Kai on obverse, wreaths and value on reverse, original luster, uncirculated.

Estimate HK$1,000-1,200

China, Silver “Fat Man” dollar, 1920,Yuan Shih Kai on obverse, wreaths and value on reverse, original luster, PCGS MS 61.

Estimate HK$1,000-1,200

China, Silver “Fat Man” dollar, 1920,Yuan Shih Kai on obverse, wreaths and value on reverse, original luster, PCGS MS 61.

Estimate HK$1,000-1,200

China, Republican era, silver ‘Fatman’ dollar, 1920, featuring Yuan Shih Kai, (Y-329.6), PCGS MS64 Estimate HK$1,000-1,500

China, Silver “Fat Man” dollar, 1920,Yuan Shih Kai on obverse, wreaths and value on reverse, rare variety of the Chinese character “nian”, PCGS MS64, rare.

Estimate HK$8,000-12,000

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100

China, Kwangtung Province, lot of 2 silver coins, Silver 20 cents, Kuangxu era, dragon on obverse, ink stamp of Chinese character “Kwang” on reverse, lot of 2 silver coins, about uncirculate and extremely fine (2).

Estimate HK$1,300-1,500

101

China, Kweichow Province,bronze 1/2 cent, 1949,Chinese characters on obverse and reverse, about very fine, PCGS Genuine.

Estimate HK$2,000-2,500

29

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

THE THREE LEAVES VARIETY KWEICHOW ‘AUTOMOBILE’ DOLLAR, 1928

102

China, Kwiechow Province, silver ‘Automobile’ dollar, 1928, the rare ‘Three Leaves’ variety, a classic coin, automobile on reverse, Chinese characters and and rosettes on obverse, one of four coins graded by PCGS, PCGS XF 45, even wear and original, extremely rare 貴州省政府造七錢二分汽車幣，少見評分之’三根草’版，PCGS XF45, 罕有。 Estimate HK$180,000-200,000

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103

106

Mongolia, silver 50 mongo, 1925, NGC MS62 Estimate HK$300-500

Szechuen Province, silver $1, 1912, PCGS AU Details Estimate HK$1,500-2,000

107

C h i n a , Yu n a n P r o v i n c e , S i l v e r 2 0 c e n t s , 1932,crossed flags on obverse, value and place name in Chinese on reverse, PCGS MS64, rare in high grade.

Estimate HK$700-900

104

China, issued for Tibet,lot of 3 x silver rupees, ND( 1903-1942),one with collar and vertical rosette, two without collar, vertical and horizontal rosette respectively, (LM 359, 358, 360),extremely fine to about uncirculated.(3) Estimate HK$3,000-3,500

108

French Indo China, silver 1 tael, Chinese character ‘Fu’ on reverse, PCGS AU Details Estimate HK$3,000-4,000

105

Sinkiang Province, silver sar (tael), 1949, good very fine, lightly cleaned in the past Estimate HK$900-1,000 31

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

109

112

110

113

China, Republican, a lot of aluminium 10 x 1 fen and 10 x 5 fen, 1940, value and year on obverse, “Bu” coin on reverse, uncirculated.(20) Estimate HK$500-800

China, Republican, nickel 20 cents, 1942, Sun Yat Sen at centre on obverse, “Bu” coin at centre on reverse, PCGS MS65.

Estimate HK$1,200-1,500

111

China, lot of two Silver “Junk” dollar, 1933 and 1934,Sun Yat Sen on obverse, junk on reverse, both with original luster and beautiful toning, the 1933 PCGS UNC Details , 1934 uncirculated.(2) Estimate HK$1,800-2,200

Straits Settlements, silver $1, 1908, also China, republican era, silver Junk dollar, 1934, PCGS AU Details and UNC Details (2) Estimate HK$1,000-1,500

China, Republ ican, 2 x silver $1, N D(1927), “Memento” and 1934 “Junk” dollar,bust of Sun Yat Sen on obverse, both in PCGS holders MS 61 and MS 62 respectively.(2) Estimate HK$1,600-2,200

114

China,Silver $1, 1912,bust of Li Yuan Hung on obverse, reverse wreaths and value, PCGS XF Details.

Estimate HK$4,000-5,000

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115

China, Republican era, silver $1, 1924,Duan Qi Rui on obverse, Chinese characters “He Ping” on reverse, extremely fine to about uncirculated, rare.

Estimate HK$25,000-30,000

116

China, Republican era, silver medal, 1916, commemorative of Hong Xian,Yuan Shih Kai on obverse, flying dragon on reverse, about uncirculated, rare.

Estimate HK$20,000-25,000

33

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

117

China, People’s Republic, lot of 2 coins, 250, 300yuan, 1980(Proof), 1980(Proof), Gold, Olympics - “Archery”, “Skiing”, NGC PF69 and unslabbed proof respectively. (2) Estimate HK$3,000-4,000

120

China, People’s Republic, lot of 2 base panda coins, 1 yuan brass (1984) 5yuan bronze (1993) NGC PF68 C, MS64 RB respectively. (2) Estimate HK$1,000-1,400

121

118

China, People’s Republic, lot of 2 coins, both 1/4oz Gold Pandas, 1982, NGC MS69 and uncirculated with slight oxidiation (2) Estimate HK$2,800-3,000

China, People’s Republic, lot of 4 coins, 10 yuan 1984 and 3x 25yuan, 1985, Gold Panda, 1/10, 1/4, 1/4, 1/4, 1/4oz gold, the first 3 coins unslabbed, (two with toning) and the last NGC MS69 respectively. (4) Estimate HK$6,000-6,500

119

122

China, People’s Republic, lot of 2 coins, 25, 50yuan, 1983, Gold Panda, 1/4oz, 1/2oz gold, both uncirculated, the 25 yuan with a single oxidation spot (2) Estimate HK$4,000-4,500

China, People’s Republic, lot of 3 coins, 5 yuan proof, 10 yuan (normal strike) and 50yuan proof, Gold Panda, 1/20, 1/10, 1/2oz gold, the first two coin un slabbed and the 50 yuan PCGS PR69 DCAM (3) Estimate HK$3,500-3,800

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125

China, People’s Republic, 100yuan, 1988(Proof), Gold “Monkey” (series I) NGC PF68 UC. Estimate HK$2,000-3,000

123

China, People’s Republic, lot of 6 coins, 3x 5 yuan (1987P (2) and 1988), 2x 25 yuan (1987P and 1988), 50yuan (1988) Gold Panda, 1/20, 1/20, 1/20, 1/4, 1/4, 1/2oz gold, 5 coins unslabbed, the 1987P 5 yuan NGC PF68 Ultra Cameo (6) Estimate HK$8,000-10,000

126

China, People’s Republic, 100yuan, 1988(Proof), Gold “Monkey” (series I) NGC PF69 UC. Estimate HK$2,000-3,000

RARE 1988 1ST HONG KONG COIN EXPOSITION MEDAL 124

Ta iwan , Gold Me d al, 1988, “ Taiwa n Powe r Company 100th anniversary”, NGC PF68 UC. Estimate HK$2,600-2,800

127

C h i na , Hon g Kon g , b r a s s m e d a l s t r u ck t o commemorate the 1st Hong Kong Coin Exposition in 1988, unslabbed, in impaired proof condition, nonetheless extremely rare and possible less than 100 exist Estimate HK$12,000-15,000

35

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

127A

China, People’s Republic, 100yuan, 1989(Proof), Gold ‘Chinese Tiger’, unslabbed coin Estimate HK$4,000-4,200

128

China, People’s Republic, lot of 2 coins, 25, 50yuan, both dated 1989, Gold Panda, 1/4, 1/2oz gold, NGC MS69 and PF69 respectively. (2) Estimate HK$4,000-4,200

130

China, People’s Republic, lot of 2 coins, 25 yuan and 100 yuan, both dated 1989 Gold Panda, 1/4, 1oz gold, NGC PF69 UC(proof) and unslabbed. (2) Estimate HK$7,000-7,500

131

China, People’s Republic, complete set of 5 gold pandas dated 1989. 5, 10, 25, 50 and 100 yuan, Gold Panda, 1/20, 1/10, 1/4, 1/2 and 1oz gold, only the 50 yuan salbbed NGC PF68, the rest unslabbed, slight oxidation or surface scratches, viewing recommended. (4) Estimate HK$11,000-13,000

129

China, People’s Republic, lot of 2 medals, 1/4, 1/4oz, 1988(Proof), 1989(Proof), Gold “Guanyin”, Gold “Maitreya Buddha”, NGC PF69 and PF69 UC respectively. (2) Estimate HK$3,000-4,000

132

China, People’s Republic, lot of 4 coins, 2x 10 yuan and 2x 25 yuan, all dated 1990, Gold Panda, 1/10, 1/10, 1/4, 1/4oz gold, one 10 yuan and one 25 yuan unslabbed, the rest NGC PF68 and PF69 Ultra Cameo (4) Estimate HK$4,000-4,500

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133

135

China, People’s Republic, lot of 4 gold panda coins, 3 yuan 1991, 20 yuan 2003, 25 yuan 1991P and 50 yuan 2011, 1 gram, 1/10, 1/2 and 1/4 oz respectively NGC MS69, PCGS MS70, NGC PF69 and uncirculated respectively (4) Estimate HK$5,500-7,500

China, People’s Republic, 150yuan, 1991(Proof), Gold “Goat”, lunar series, NGC PF69 UC. Estimate HK$2,000-3,000

136

China, People’s Republic, lot of 2 gold 1oz pandas, 1992 and 1998, uncirculated (2) Estimate HK$11,000-12,000

134

China, People’s Republic, lot of 2 gold 1oz pandas, 1991 and1992, uncirculated (2) Estimate HK$11,000-12,000

37

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

137

China, People’s Republic, lot of 4 coins, 10, 2x 25, 50, 100yuan, 1992, Gold Panda, 1/10, 1/4, 1/4, 1/2, 1oz gold, the 25 yuan graded NGC MS69 (small date), the rest unslabbed and mya hvae oxidation spots (5) Estimate HK$6,000-6,200

139

China, People’s Republic, a lot of 2 coins, 10, 25yuan, 1997, 1996, Gold “Auspicious Matters”, Gold “Unicorn” NGC MS70, unslabbed with a tiny oxidation spot at 2 o’ clock Estimate HK$2,500-3,000

140

China, People’s Republic, lot of 2 gold 1oz pandas, 2003 and 2005, uncirculated (2) Estimate HK$11,000-12,000

138

China, People’s Republic, lot of 3 coins, all gold 100yuan, 1988(Proof), 1990(Proof), 1994(Proof), Olympics ñ “Sword Dance”, “Swimmer” and “Torch Runner”, unslabbed, NGC PF69 UC and PF69 UC respectively. (3) Estimate HK$5,000-7,000

141

China, People’s Republic, lot of 2 gold 1oz pandas, 2001 and 2003 uncirculated (2) Estimate HK$11,000-12,000

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144

China, People’s Republic, piedfort brass 1 yuan, 1980, issued to commemorate the Lake Plaicd Winter Olympics (Figure Skating), NGC PF 66 Ultra Cameo, scarce Estimate HK$1,200-1,500

142

People’s Republic of China, set of 3x 30 yuan, issued in 1980 to com memorate the Moscow Olympics, ‘Wrestling’, Equestrian’ and ‘Football’, all NGC PF 69 (3).

Estimate HK$3,000-4,000

145

China, People’s Republic, lot of 4x silver 5yuan coins, 1984, Terracotta Warrior, series I, “Terracotta Officer”, “Terracotta Calvaryman”, “Terracotta General”, “Terracotta Archer”, all NGC PF68 UC. (4) Estimate HK$1,200-1,500

143

China, People’s Republic, piedfort brass 1 yuan, 1980 com memorating the Su m mer Oly mpics (Wrestling), NGC PF 66 Ultra Cameo, scarce Estimate HK$1,800-2,400

146

China, People’s Republic, lot of 4 silver medals, 1984, Famous Pagodas in China: “Yingxian Wooden Temple”, “Songyue Temple”, “Zhenjue Template”, “Kaiyuan Temple”, NGC PF67 UC, PF68 UC, PF68 UC and PF69 UC respectively. (4) Estimate HK$1,200-1,500

39

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

147

150

148

151

149

152

C h i n a , c o p p e r n i c k e l 1 y u a n , 19 8 5 , 2 0 t h Anniversary of Tibet Autonomous Region, Shanghai mint,Potala Palace on obverse, National Emblem on reverse, PCGS MS67, rare.

Estimate HK$1,600-2,000

China,a pair of Copper Nickel 1 Yuan, 1985,20th Anniversary of Tibet Autonomous Region, both in PCGS holder MS66.(2) Estimate HK$800-1,000

China, People’s Republic, 5oz silver medal, 1985, “30th anniversary of Xin Jiang autonomous region”, issued by the China Mint, proof (slight toning), in original box of issue and certificate of authenticity Estimate HK$1,000-1,400

China, People’s Republic, lot of 4 silver 5 yuan, coins, 1985 Historical Figures series II, “Lao Zi” (2), “Chen Sheng & Wu Guang”, “Sun Wu”, all NGC PF69 UC. (4) Estimate HK$1,200-1,500

China, lot of 2 silver Year of the Tiger 10 yuan coins, 1986 and 1998 (scalloped shape), both NGC PF69 UC. (2) Estimate HK$1,000-1,200

China, People’s Republic, 10yuan, 1987”Proof”, Silver Panda, NGC PF69 UC. Estimate HK$1,000-1,200

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154

China, People’s Republic, 1 oz palladium panda medal, 1988, struck to commemorate the SinoAmerical Friendship, New York City, PCGS PR69 DCAM, scarce Estimate HK$3,500-4,000

153

China, People’s Republic, lot of 3 silver 5 yuan coins, 1987, Historical Figures series IV, “Du Fu”, “Du Fu”, “Li Chun”, all NGC PF68 UC. (3) Estimate HK$1,000-1,200

155

China,platinum 100 yuan, 1988, “Lunar” series,dragons chasing fireball on obverse, Temple of Heaven on reverse, in NGC holder PF69 Ultra Cameo.

Estimate HK$20,000-25,000

41

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

156

China, People’s Republic, lot of 4 silver 5 yuan coins, 1988 Historical Figures series V: “Su Shi”, “Bi Sheng”, “Yue Fei” (2), NGC PF69 UC, PF69 UC, PF69 UC and Proof Details respectively. (4) Estimate HK$1,200-1,500

159

People’s Republic of China, silver 10 y uan, ‘Dragon and Phoenix’, 1990, NGC PF68.

Estimate HK$2,500-3,000

157

China, People’s Republic, lot of 2 coins, 2x 5 yuan, 1990(Proof ), 1992(Proof ), Silver Panther, Silver Elephant, ANACS PF69 and NGC PF69 UC respectively. (2) Estimate HK$500-1,000

160

158

161

China, People’s Republic, lot of 2 silver and 1 gold coin, ‘Dragon and Phoenix’ 5jiao silver proof, 10yuan silver proof and 10yuan, gold proof, all dated 1980, PCGS PR69 DCAM, MS69 and NGC PF68 UC. (3) Estimate HK$1,500-1,800

China, People’s Republic, lot of 3 palladium panda coins, 10, 25, 50yuan, all 1990 (Proof), 1/10, 1/4, 1/2oz, all PCGS PR69 DCAM. (3) Estimate HK$4,000-5,000

China, People’s Republic, lot of 2 silver and 2 gold coin, ‘Dragon and Phoenix’ 2x silver proof 5 jiao and 2x gold proof 10yuan, all dated 1990 all NGC PF69 UC. (4) Estimate HK$1,000-1,200

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162

165

China,Silver 50 yuan, 5oz proof, 1990,Olympics series-speed skaters, NGC PF67 Ultra Cameo.

Estimate HK$4,000-5,000

China, People’s Republic, 10yuan, 1991, silver panda, Piedfort “Proof ”, struck to commemorate the10th anniversary of gold panda coins, NGC PF 68 Ultra cameo, scarceNGC PF68 UC. Estimate HK$1,000-1,200

163

China,Silver 50 yuan, 5oz proof, 1991,Olympics series-female runners, NGC PF68 Ultra Cameo.

Estimate HK$4,000-5,000

166

China, People’s Republic, lot of 2 coins, 10, 10yuan, 1992(Proof), 1995(Proof), Silver “Ancient Kite”, Silver “Pterosaurs”, NGC PF68 and PF69 UC respectively. (2) Estimate HK$800-1,000

164

China, People’s Republic, lot of 2 coins, one normal strike and one Proof, both 10yuan, 1991 (large date) and 1991, NGC MS69 and PF69 UC respectively. (2) Estimate HK$2,000-2,400

43

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

169

167

China, People’s Republic, lot of 3x silver pandas, two “large date”, one “Proof”, all dated 1992 NGC MS68, NCG MS69 and NGC PF68 (3)NGC MS68, MS69 and PF68 UC respectively. (3) Estimate HK$2,000-3,000

China, People’s Republic, lot of 2 coins, 2x 10 yuan, 1993, Silver Taishan Mountain, Silver Hengshan Mountain, par t of the ‘Five Sacred Mountains’, NGC MS69 and MS69 respectively. (2) Estimate HK$500-800

170

China, People’s Republic, 10yuan, 1994”Proof”, Silver Panda, NGC PF68 UC. Estimate HK$800-1,000

168

China, People’s Republic, lot of 2x silver pandas, 1993 ‘small date’ and 1994 ‘large date’ both NGC MS68 (2)NGC MS68 and MS68 respectively. (2) Estimate HK$800-1,000

171

China, People’s Republic, lot of 3 coins, 2x 5 yuan (1992) and 1x yuan (1995), Silver Xiao Chuo figure (Historical Figures Series IX), Silver Zheng Chenggong figure and Silve One Country Two Systems (series I), NGC PF68 UC, PF69 UC and PF69 UC respectively. (3) Estimate HK$1,000-1,200

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172

175

China, People’s Republic, lot of 3 coins, 5, 10, 10yuan, 1984(Proof ), 1988(Proof ), 1995(Proof ), Silver, Olympics ñ “Speed Skating”, “Sailing” and “Handball”, NGC PF69 UC, PF68 C and PF70 UC respectively. (3) Estimate HK$1,000-1,200

China, People’s Republic, lot of 3 silver unicorn coins, 2x 10 yuan 1994 and1x 5 yuan 1996, all NGC MS68, MS69 and MS69. (3) Estimate HK$600-800

176

China, People’s Republic, lot of 3x silver pandas, all 10yuan, 1997, 2005, 2006, PCGS MS69, NGC MS69 and PCGS MS70 respectively. (3) Estimate HK$1,200-1,500

173

China, People’s Republic, lot of 5 silver 5yuan coins, 1995, Inventions and Discoveries series IV: “Porcelain Crafting”, “Chinese Game”, “Block Printing”, “Cannon&Gunpowder”, “Acupunture” all NGC PF69 UC. (5) Estimate HK$2,000-2,400

177

China, People’s Republic, lot of 1 coin and 1 medal, 10yuan, 1997, silver medal 1980 (Proof ), Silver “Golden Water Bridge”, Silver “Shou Xing”, NGC MS69 and PF69 UC respectively. (2) Estimate HK$1,000-1,200

174

China, People’s Republic, lot of 4x silver 5 yuan coins, 1996, Roamnce of the Three Kingdoms: “Cao Cao” (2), “Cao Zhi”, “Cao Pi”, NGC PF68 UC, PF69 UC, PF69 UC and PF69 UC respectively. (4) Estimate HK$1,200-1,500

45

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

178

China, People’s Republic, group of 4 coloured silver coins, all 10yuan, Panda”, “Snake”, “Monkey King Battles”, “Monkey King taming mischievous Pig”, 1997, 2001, 2004, 2004, NGC PF68 UC, PF69 UC, PF69 UC and PF69 UC. (4) Estimate HK$2,000-3,000

181

China, People’s Republic, 10yuan, 2000, Silver Panda, NGC MS69, panda frosted, a scarce year Estimate HK$1,000-1,200

182 179

China,silver 10 yuan, 1998,”60th Anniversary of the Arrival of Dr. Norman Bethune in China”, NGC holder PF69 Ultra Cameo.

Estimate HK$800-1,200

180

China, People’s Republic, 10yuan, 2000, Silver Panda, NGC MS69, mirrored ring, a scarce year Estimate HK$1,000-1,200

People’s Republic of China, silver 10 yuan panda, 2000, semi key date. NGC MS69.

Estimate HK$4,000-5,000

183

China, lot of 2 silver Year of the Dragon coins, 1988 and 2000 (scalloped shaped), both NGC PF69 UC. (2) Estimate HK$1,200-1,800

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186

People’s Republic of China, pair of silver 10 yuan, 2010, ‘Peking Opera Face Paintings’, Colourised Series 1 featuring Zhong Kui and Dian Wei, both NGC PF 70 (2).

Estimate HK$2,500-3,000

184

Ch i na , Pe ople’s Republ ic , a lot of 7 br a s s medals, 1984-2000, all “Proof ” Brass ñ “Cao Xueqin”, “Tiger”, “Hong Kong Expo. - Panda”, “Monkey”, “Cao Cao”, “Shanghai Distributor 10th anniversary”, “Dragon”, NGC PF69, PF69, PF68, PF68, PF67, PF69 and PF70; all UC, respectively.

(7) Estimate HK$1,000-1,400

187

China, People’s Republic, lot of 4 coins and 1 medal, four 10yuan, 2008, 2010, 2010, 2011, one New York Exposition medal 1989 (proof ), Silver Panda, PCGS MS70, MS69, MS69, MS70 and NGC PF69 UC respectively. (5) Estimate HK$2,500-3,000

185

China, People’s Republic, lot of 2 coins, all 10y uan, 20 05, 20 06, Silver Pand a, st r uck to commemorate the 10th anniversary of Bank of Shanghai and Jinan Bank, NGC MS69 and MS69 respectively. (2) Estimate HK$1,000-1,200

188

Hong Kong, lot of 2x fractional coins, 1 mil, 1863 and 20 cents, 1904, PCGS UNC Details and XF 45 respectively (2) Estimate HK$500-500

47

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

189

Hong Kong,bronze 1 cent, 1863, bust of Victoria on obverse, in NGC holder MS 65 RB PL, rare in high grade.

Estimate HK$1,500-2,500

192

Hong Kong, lot of 2x bronze 1 cent, 1901 and 1926, PCGS AU Details and PCGS MS63 RB respectively (2) Estimate HK$400-600

193

Hong Kong, lot of 2x silver 5 cents, both 1901, both PCGS MS64, choice condition Estimate HK$500-600

190

Hong Kong, group of 3x bronze 1 cent coins, 1863, 1904-H and 1905-H, NGC MS63 RB, 64 RB and 64RB respectively (3) Estimate HK$1,500-2,000

194

Hong Kong,silver 10 cents, 1902,bust of Edward VII, original luster, uncirculated.

Estimate HK$400-600

191

Hong Kong,bronze 1 cent, 1875, bust of Victoria on obverse, in PCGS holder XF 45.

Estimate HK$300-500

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195

198

Hong Kong, silver 5 cents and 10 cents, both dated 1904, PCGS MS62 and NGC MS63 (3) Estimate HK$500-800

Hong Kong, brass 5 cents, 1964-H, key date of the series, good fine, scarce Estimate HK$500-600

196

199

Hong Kong, brass 5 cents, 1964-H, PCGS AU55, key date of the series Estimate HK$800-1,000

Hong Kong,copper nickel 5 cents, 1964,bust of Elizabeth II, rare date, with luster, uncirculated.

Estimate HK$4,000-5,000

197

200

Hong Kong, brass 5 cents, 1964-H, the key date of the series, about very fine Estimate HK$500-800

Hong Kong,silver 10 cents, 1866, bust of Victoria on obverse, in PCGS holder MS 62.

Estimate HK$800-1,200

49

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

201

Hong Kong,silver 10 cents, 1868/6 or 8, bust of Victoria on obverse, in PCGS holder AU 58, scarce overdate, not listed in any catalogs.

Estimate HK$1,500-2,500

204

Hong Kong, brass 10 cents, 1949 and 1951, George VI, PCGS MS62 and AU58 respectively (2) Estimate HK$800-1,000

205

Hong Kong, brass 10 cents, 1950, George VI, PCGS MS65, high grade Estimate HK$300-500

202

Hong Kong,2 x silver 10 cents, 1897 and 1898, bust of Victoria on obverse, in PCGS holder AU 58 and 55 respectively.(2) Estimate HK$300-500

203

206

Hong Kong, brass 10 cents, 1948, Geroge VI, PCGS MS64, high grade Estimate HK$300-400

Hong Kong, group of 3 fractionals, 10 cents, 1956H, 1957-H and 5 cents, 1977, PCGS MS65, MS62 and MS66 respectively (3) Estimate HK$500-800

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1866 SILVER HALF DOLLAR, PCGS AU DETAILS

207

Hong Kong, brass 10 cents, 1980, PCGS MS 63 Estimate HK$600-800

210

Hong Kong,silver 50 cents, 1866, bust of Victoria on obverse, in PCGS holder AU Details.

Estimate HK$13,000-16,000

208

Hong Kong,copper nickel 10 cents, 1980,bust of Elizabeth II, PCGS MS64, rare date.

Estimate HK$1,100-1,500

211

Hong Kong, lot of 2x silver 50 cents, 1893 and 1905, good fine to very fine (2) Estimate HK$500-600

209

Hong Kong, silver 20 cents, 1867, Queen Victoria, PCGS VF Details, an early date Estimate HK$600-800

212

Hong Kong,lot of Silver 5, 10 and 50 cents, 1932 and 1903, 1905”George V and Edward VII on obverse, extremely fine to about uncirculated.(3) Estimate HK$800-1,200

51

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

213

Hong Kong, silver $1, 1866, cleaned very fine Estimate HK$3,500-4,500

214

Hong Kong, 1867 over 1866, a very scarce overdate, extremely fine, PVC residues on reverse Estimate HK$3,500-4,500

216

Hong Kong,50C, 1978, “Mint Error”,struck on 10C brass nickel planchet, PCGS MS63, rare.

Estimate HK$1,500-2,000

217

Hong Kong, lot of 4x cupro nickel 50 cents, ERROR mill edge coins, 1951, 1961, 1963 and 1965, about very fine (4) Estimate HK$2,000-3,000

215

Hong Kong,Silver $1, 1868,bust of Victoria on obverse, cleaned, extremely fine.

Estimate HK$4,000-5,000

218

Hong Kong, $1 MINT ERROR, 1987, the desisgn struck on a small planchet, PCGS MS63 Estimate HK$1,200-1,600

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219

222

220

223

Hong Kong, $1, error, 1973, reverse struck in error, NGC UNC Details Estimate HK$1,000-2,000

Hong Kong, $2, MINT ERROR, straight end clip, PCGS MS65, a seldom seen error Estimate HK$1,500-2,000

Hong Kong, $2, MINT ERROR, 1984, the scalloped shaped coin struck on a circular 6g planchet, PCGS MS64 Estimate HK$1,200-1,600

Hong Kong,$2, 1990, “Mint Error”,struck on 5.8gm foreign planchet, PCGS MS63, rare.

Estimate HK$1,500-2,000

224

221

Hong Kong, a large lot of 60x cupro nickel 50 cents, all dated 1951, King George VI on obverse, about very fine (60) Estimate HK$500-600

Hong Kong,$2, 1988, “Mint Error”,struck on 7.5gm foreign planchet, PCGS MS63, rare.

Estimate HK$1,500-2,000

53

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

225

Hong Kong, a complete set of brass 5cents, 1958 to 1979, including the scarce 1964, in a specially designated frame, most coins in uncirculated condition, the 1964 very fine or so (12 coins) Estimate HK$2,000-3,000

228

Great Britain, lot of 2x silver trade dollars, 1901-B and 1930-B, Britannia on reverse, both NGC MS63 (2) Estimate HK$1,500-1,800

229

226

Hong Kong, a complete set of brass 10 cents from 1955 to 1980, including the Heaton mint varieties, houses in a specially designated frame, many coins uncirculated, including the scarcer 1980 date (31 coins) Estimate HK$3,000-4,000

Great Britain,a lot of two Silver Trade Dollar, 1908B and 1912B,Br itan nia on obverse, with original luster, about uncirculated to uncirculated.

(2) Estimate HK$1,200-1,400

230 227

Hong Kong, $1 1960, “Mint Er ror”,should be security edge but partially struck milled edge at top, about uncirculated. 香港一元錯體幣，12至2時位置 邊齒錯打。 Estimate HK$800-1,200

Straits Settlements, silver $1, 1903-B, also Great Britain, 1907-B, PCGS AU Details and UNC Details respectively (2) Estimate HK$1,000-1,500

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233

Great Britain,a lot of two Silver Trade Dollar, 1929B and 1930,Britannia on obverse, with beautiful toning and original luster, about uncirculated to uncirculated.(2) Estimate HK$1,300-1,500

231

Great Britain, lot of 4x silver trade dollars, 1911-B (3) and 1930, Britannia on reverse, lightly cleaned in he past, extremely fine to almost uncirculated (4) Estimate HK$2,200-2,400

234

Great Britain, lot of 2x silver trade dollars, 1909-B and 1929-B, Britannia on reverse, both NGC MS63 (2) Estimate HK$1,500-1,800

232

Great Britain,Trade Dollar, 1912B,Britainnia on obverse, golden toning, uncirculated.

Estimate HK$1,000-1,500

235

Graet Britain, silver trade dollar, 1929-B, Britannia on reverse, PCGS MS65, a lovely rainbow toning, very attractive Estimate HK$6,000-7,000

55

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

236

Great Britain, lot of 2x silver trade dollars, 1908-B and 1930, Britannia on reverse, almost uncirculated, the 1908 date slightly scarcer (2) Estimate HK$1,000-1,200

France,copper proof 2Fr, 1924, “Cameroon”, PCGS SP64, rare.

Estimate HK$2,000-2,500

240

237

Macau,nickel 1 pataca, Prova, 1968, NGC holder Unc Details.

Estimate HK$2,000-2,500

238

239

France,copper nickel proof 10Fr, 1945, “Monaco”, PCGS SP66, rare.

Estimate HK$1,800-2,200

241

Hawaii,silver 50 cents, 1883,bust of Kalakaua on obverse, NGC holder AU Details, rare.

Estimate HK$3,500-4,500

France,copper nickel proof 2Fr, 1948, “Cameroon”, PCGS SP65, rare.

Estimate HK$1,800-2,200

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242

245

243

246

244

247

France,copper nickel proof 1Fr, 1948, “Cameroon”, PCGS SP66, rare.

Estimate HK$1,500-2,000

Great Britain,silver 1/2 crown, 1745, George II, PCGS holder genuine, AU Details, rare.

Estimate HK$4,000-5,000

French Indo China, silver 50 cents, 1936, PCGS MS64, choice in this grade Estimate HK$500-800

Great Britain,bronze 1/4P, 1886, Victoria, NGC holder MS62RB. Estimate HK$800-1,200

French Indo China, Tonkin,a lot of 25 x Zinc 1/600 piastre, 1905,value in Chinese characters on obverse, year and country”s name in English on reverse, mostly with oxidation as usual, about uncirculated to uncirculated.(25) Estimate HK$1,800-2,500

Great Britain,bronze 1 penny, 1902, Edward VII,”High Sea Level” variety, NGC holder MS64RB. Estimate HK$800-1,200

57

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

248

Great Britain,silver 6 pence, 1816, George III, NGC holder MS65.

Estimate HK$1,500-2,000

249

Great Britain, Bank of England,silver 5 shillings, 1804, George III, NGC holder MS62.

Estimate HK$6,000-7,000

250

Ja pa n , si lve r 50 s e n , 1871, c oi le d d r a go n , Chrysanthemum emblem on reverse, PCGS MS64, very attractive Estimate HK$800-1,000

251

Japan, lot of 2x silve r yen , 1903 a nd 1906, extremely f ine to almost uncirculated, lightly cleaned in the past (2) Estimate HK$1,000-1,200

252

Luxembourg,Copper pattern 10 Centimes, 1889, Essai, PCGS SP63BN, rare.

Estimate HK$2,800-3,500

253

Strait Settlements,Silver 10 cents, 1927,George V on obverse, about uncirculated.

Estimate HK$200-300

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254

257

Sarawak,copper nickel 10 cents, 1934,bust of Rajah C V Brooke on obverse, wreath flanking value on reverse, about uncirculated.

Estimate HK$300-500

Straits Settlements, silver 50 cents, 1921, George V, NGC AU 58 Estimate HK$200-300

258

255

United States of America,silver 20 cents, 1875, “Seated Liberty”, NGC holder UNC Details, very rare.

Estimate HK$4,000-5,000

Sarawak, lot of 2 copper fractionals, 1/4 cent and 1 cent, both dated 1863, the 1/4 cent no dot after the ‘J’ in J Brooke, (KM 1 and KM 3), the 1.4 cent good very fine, slight edge knocks and the 1 cent good extremely fine but with a small mark on the reverse, scarce first year of issue (2) Estimate HK$800-1,000

259

United States of America,silver 25 cents, 1916-D, in PCI holder MS62.

Estimate HK$1,500-1,800

256

Sumat ra ,Copp e r pat t e r n D u it , 1836, PCGS SP64RB, rare.

Estimate HK$3,600-4,500

59

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

260

263

261

264

262

265

United States of America,silver 25 cents, 1834, “Liberty Cap”, NGC holder AU Details, rare.

Estimate HK$4,000-5,000

Un it e d St at e s of A mer i c a , si lve r 25 c e nt s , 1883,”Seated Liberty”, NGC holder MS64, rare.

Estimate HK$3,000-4,000

United States of America,commemorative silver 25 cents,”Isabella”, NGC holder AU Details, rare.

Estimate HK$3,000-4,000

United States of America,silver 25 cents, 1916D, NGC holder AU Details.

Estimate HK$1,000-1,500

United States of America,silver half dollar, 1836,”Liberty Cap”, in PCGS holder VF details.

Estimate HK$1,200-1,800

United States of America,silver half dollar, 1876, extremely fine and rare.

Estimate HK$2,000-2,500

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266

269

United States of America,a pair of silver 50 cents, 1935 and 1937,”Arkansas Centennial”, both in NGC holder Unc Details.(2) Estimate HK$1,000-1,500

Un i t e d S t a t e s o f A m e r i c a , s i l ve r $1, 1900,”Lafayette”, NGC holder Unc Details, rare.

Estimate HK$4,000-5,000

270

267

Switzerland,silver 1 Taler, 1795,Bern Dav-1759 NGC holder MS63, very rare.

Estimate HK$9,000-10,000

United States of America,silver $1, 1859 O, “Seated Liberty”, NGC holder AU Details, very rare.

Estimate HK$6,000-7,000

271

Switzerland,silver 4F, 1814,”Lucerne”, NGC MS62, very rare.

Estimate HK$7,000-8,000

268

United States of America,silver Trade dollar $1, 1878-S, in SEGS holder AU 58 Details, scratched/ cleaned.

Estimate HK$3,000-3,500

61

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

272

Switzerland,silver 5F, 1879,”Basel Festival”, NGC holder Unc Details.

Estimate HK$1,200-1,800

274

Vietnam, 2 gold pieces, 15 grams each, both labelled ‘KIM THANH’ exchangeable in Saigon, Hong KOng, Hanoi and Phnom Penh, commonly used by refugees travelling out of Vietnam during Vietnam War, well preserved. (2) Estimate HK$5,400-5,600

273

Switzerland,silver 5F, 1885,”Ber n”, cleaned, extremely fine to about uncirculated.

Estimate HK$1,000-1,500

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January 16, 2016 - HONG KONG

LOTS 275-283 A GROUP OF RARE AND CHOICE REPUBLICAN ERA MEDALS 以下九項拍品源於一位收藏家的家族藏品，全屬北洋政府時期頒發的紀念章，保存在一個木盒之內，盒面寫上民國總統紀念章等字，每 一枚章背面皆有手寫編號，乃解放後被共產黨清點財產登記充公時所記下，改革開放後方獲發還。這九枚紀念章保存甚佳，大部分是罕 見的品種，現將分開拍賣，殊堪關注。

275

China, Republic Commemorative Society medal,silver, ND, c.1912,portrait of Yuan Shih Kai at centre on obverse, enameled flags above, reverse wreaths and Chinese legend, about uncirculated and extremely rare. 民國初年共和紀念會銀質掛章 ，正面袁大總統肖像, 上掛五色共和旗、青天白日旗及武昌起義鐵血旗，背面鑄‘第 一周年大紀念特別贈章’及‘南北統一、五族共和’字樣，左右飾以嘉禾。保存良好，極為少見。手寫編號’10’ 。 Estimate HK$50,000-60,000

276

China,silver medal, ND,(1923), Cao Kun in military uniform on obverse, reverse crossed f lags with six stars surrounded, Chinese characters at centre, about uncirculated and very rare. 曹錕紀念銀章，原裝掛扣，保存品相極佳，十分難得。手寫編號 ’11’ 。 Estimate HK$15,000-20,000

63

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

277

China,silver medal, ND, 1920”s,issued for the 16th Army summer athletic games by General Feng Yu Xiang, about uncirculated, very rare. 馮玉祥贈陸軍第十六混成旅夏季體育運動大會紀念章，銀質連掛扣，圖案精美，保存極佳。 手寫編號 ’12’ 。 Estimate HK$25,000-30,000

278

China,silver medal, 1921,issued for the victory of WWI by President Xu Shi Chang, enameled crossed flags on obverse, reverse legend in Chinese, about uncirculated, scarce. 戰勝紀念圓形銀章，正面珐瑯五色共和旗、青天白日 旗及武昌起義鐵血旗，背面以嘉禾分隔，’戰勝紀念’ 四字在內，外圈’中華民國七年十一月二十八日大總統徐世昌 頒給’ ，是紀念第一次世界大戰戰勝而發的，造工精美，保存甚佳。手寫編號 ’9’ 。這款紀念章贋品甚多，真品難 求。 Estimate HK$60,000-70,000

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January 16, 2016 - HONG KONG

279

China,enameled silver medal, ND(1918),issued by President Xu Shi Chang, photograph in black and white at centre on obverse, white chrysanthemum with green leaf on golden background, reverse Chinese legend on pale blue and red, well preserved with ribbon, about uncirculated, 1st seen in auction, very scarce. 中華民國大總統頒贈章，銀質珐瑯，正面中心鑲有徐世昌半身肖像，背面中心為徐氏書法，外圈書’中華民國大總統 頒贈’ ，外圍以金地綠葉及八朵白菊花裝飾，内圈嘉禾，整體造工精細，附原裝勳扣，保存完整美觀，甚為難得，拍賣 會上極之罕見。手寫編號 ’8’ 。 Estimate HK$160,000-180,000

65

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

280

China,enameled silver medal, 1917,issued for the inauguration of the substitute president Feng Guo Zhang, green, red and gold, photograph in black and white at centre on obverse, reverse blue, Chinese legend, well preserved , about uncirculated, rare seen in auction, very scarce. 民國六年代權總統章, 銀質珐瑯，鐘形設計，正面中心鑲有馮國璋半 身軍裝肖像，背面篆書’民國六年代權總統’字，整體保存佳，極其罕有。手寫編號 ’15’ 。 Estimate HK$80,000-90,000

281

China,silver medal, 1916,issued for the inauguration of vice-president Feng Guo Zhang, Chinese text and date on obverse and reverse, toned, good very fine and rare. 民國五年副總統就職紀念章，銀質圓形，正面中心書 ’副總統就職紀念之章’ ，背面書 ’中華民國五年十一月八 日’,為馮國璋當選就任副總統的紀念章，十分少見。手寫編號 ’13’ 。 Estimate HK$25,000-30,000

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January 16, 2016 - HONG KONG

282

China,silver medal, 1916,presented by Lu Jung-T’ing, the Commander in Chief of Kwangsi, bust of the general on obverse, reverse eagle at centre, wreath below, well preserved, about extremely fine, very rare. 廣西都督陸榮廷贈章，銀質圓形，正面陸榮廷戴帽軍裝肖像，背面上書中華民國五年，中有一展翅雄鷹站於石上，下 襯托嘉禾，造工精美，少見。 Estimate HK$20,000-25,000

283

China,enameled medal, cir.1918,crossed flags at upper centre, bust of Lu Jung Ting at centre, four Chinese characters below, well preserved, about extremely fine, scarce. 護法紀念章，金色，部分珐瑯，八角星形，正面中心陸榮廷軍裝肖像，上掛五色共和及武昌起義鐵血旗，篆書’護法紀 念’於底部，背面素身，手工精細，保存甚佳，罕見品。手寫編號 ’16’ 。 Estimate HK$60,000-70,000

67

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

284

Manchukuo,Order of the Auspicious Clouds, white enamel cross with yellow point on either side of each arm, blue clouds emblem on black ground, red and yellow enamel rings at centre, suspended from a gold orchid blossom with enamel petals,established by Emperor Pu Yi of Manchukuo on March 1 1934, as an award to Japanese officers and Chinese officials who cooperated with his reign. 偽滿洲國勛一位景雲章主章，純銀珐瑯製 Estimate HK$25,000-30,000

285

Japan,silver medal, 1965, with ribbon,Chinese characters at centre, f lowers left and right, reverse plain, about uncirculated.

Estimate HK$1,200-1,500

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286

China, Republic, Order of the Brilliant Star, c.1960 Second Class set of Insignia, comprising: a) Sash Badge, an eight-pointed gold star with smaller eight-pointed white enamel star on top, with dark blue enamel central medallion with white star in centre, the central medallion surrounded by a gold band with eight red enamel rays separated by smaller blue enamel rays, 74mm, gilt and enamel, the reverse officially numbered ‘652’ b) Star, a similar eight-pointed gold star with smaller eight-pointed white enamel star on top, with dark blue enamel central medallion with white star in centre, the central medallion surrounded by a gold band with eight red enamel rays separated by smaller blue enamel rays, 90mm, gilt and enamel, the reverse officially numbered ‘652’, Note: The Order of the Brilliant Star was instituted in February 1941 as an award for outstanding civil merit. It comes in nine classes. nearly extremely fine, Together with a full sash riband, miniature award, and lapel rosette, in fitted case of issue (2) 二等景星勳章(大綬) Estimate HK$20,000-30,000

69

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

287

1896 5% Gold Loan,£25 and £50 bond, issued by Deutsch-Asiatische Bank, number 13486 and 26814, large format, blue on yellow underprint and brown on pale green underprint respectively, punch-hole cancelled, about very fine.(2) 1896年大清政府英德5 厘借款債券，面額25及50金鎊 Estimate HK$800-1,200

288

1907 5% Canton-Kowloon Railway Gold Loan,2 x £100 bonds, issued by the British and Chinese Corporation Limited, number 4513-4, large format, orange and black, printed by Waterlow & Sons, with coupons, good very fine or better.(2) 1907年廣九鐵 路5厘借款債券，面額100金鎊連號兩張。 Estimate HK$1,800-2,500

289

1910 5% Tientsin-Pukow Rai lway Supplementary Loan,2 x £100 bonds, issued by Deutsch-Asiatische Bank, number 09676-7, large format, green and mauve, with coupons, rusted hole, one with tear, about very fine. 宣統二年德華銀行 發行津浦鐵路5厘借款債券，面額100金鎊連號兩 張。 Estimate HK$500-800

290

1912 5% Crisp Gold Loan,2 x £20 bonds, number 02623-4, large format, blue, yellow and black, red “chops” with coupons, good very fine or better.(2) 1912年中華民國政府5厘借款債券，面額20鎊連號 兩張。 Estimate HK$500-800

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293

Hanshin Shipping Company Limited, Japan, certificates of 50 and 500 gold yen, number 88 and 3, Dark purple and olive ornate border respectively, similar design with a sailing boat at bottom centre, red chops, good ver y f ine, interesting serial numbers.(2) 日本大正七年阪神海運株式會社金 五十圓及金五百圓股票，編號88及3號。 Estimate HK$600-800

291

19 3 6 6% Sha n g ha i H a n gchow Ni n g p o Completion Loan, £50 bond, number 008720, large format, green, Sun Yat Sen at top right, with coupons, minor tears, about very fine. 民國二十五年中國政府完成滬杭甬鐵路陸釐金鎊 借款債券, 面額50鎊 Estimate HK$400-800

294

The 4th Manchukuo Industrial Loan, bond for 100 gold yuan, 1940, number A170, brown and yellow-brown, ornate border, red chops, with coupons, good very fine.

Estimate HK$700-1,000

292

Kong Yick Investment Company, Washington, U.S.A.,6% debenture bonds, $50, 1910, number 597, green ornate border, black text in English, reverse text in Chinese and English, small holes and rust stains, about very fine. 宣統二年美國西雅圖市華商 公益實業有限公司拾年期陸厘欠單票(債券) 。 Estimate HK$1,000-1,500

295

Russia, 5% bond for 187.50 roubles, 1903, serial number 194997, very fine 1908年俄國5厘利息債券， 附息票 Estimate HK$500-800 71

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

296

Russia, a group of 13 bonds consisting of, 1949 series 20, 100 rouble bonds (6), 25 roubles (4), 50 rouble (1), series 10, 100 roubles (1) and 1948, 200 roubles (1) very fine to good extremely fine (13) Estimate HK$1,500-2,000

298

Un i t e d Na t i o n a l i s t L o a n f o r 5 0 0 0 y u a n , 1936,1stseries, serial number 011638, orange, blue on pale green underprint, Sun Yat Sen at top right, with coupons, reverse Chinese text, good very fine, the highest denomination of this type, thus rare. 民國二十五年統一公債甲種債票五千圓，屬此種債 券最高面額者。 Estimate HK$2,800-3,200

297

1912 Hunan Provincial Loan, bond for 5 yuan, number 244, green ornate border with black text, Chinese temple at bottom, multiple red seals, reverse black Chinese text on white, good very fine. 民國元年湖南籌餉公債票通用銀圓五圓整 Estimate HK$2,000-2,500

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299

1937, 4% Liberty Loans, a lot of $5, $10, $50, $100 and $1000 bonds, serial number 0632470, 455102, 0298875, 345584 and 055074, Light blue, dark blue, deep violet, violet and green ornate border respectively, All with coupons, the $1000 bond with two Malay duty stamps attached, $10 with tears and minor damage, $1000 with water stains, others very fine or better.(5) 民國二十六年救國公債五圓至一千圓共五枚 Estimate HK$10,000-15,000

300

1947 36thYear U.S. Gold Loan, first issue, $500, number 001294, green, ornate border, Chang Kai Shek at top right, violet revenue stamp top left, large red chop at centre, with most coupons remain, reverse blue-green, text in English, minor foxing, about extremely fine, very rare. 民國三十六年第一 期美金公債伍百圓 Estimate HK$2,500-3,000

301

National Aviation Bonds, lot of 2 for U.S. $10, 1941, serial numbers 020810 and 020811, brown, flying aeroplane bearing the Kuomintang emblem at centre, signed by Kong Changxi, good very fine, pencil annotations, minor edge nicks(2).

Estimate HK$400-500

73

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

302

National Aviation Bonds, lot of 2 for U.S. $10, 1941, serial numbers 020812 and 020814, brown, flying aeroplane bearing the Kuomintang emblem at centre, signed by Kong Changxi, extremely fine, pencil annotations on one bond(2).

Estimate HK$400-500

304

National Aviation Bonds, lot of 2 for U.S. $10, 1941, serial numbers 020817 and 020821, brown, flying aeroplane bearing the Kuomintang emblem at centre, signed by Kong Changxi, extremely fine, pencil annotations on one bond(2).

Estimate HK$400-500

303

National Aviation Bonds, lot of 2 for U.S. $10, 1941, serial numbers 020815 and 020816, brown, flying aeroplane bearing the Kuomintang emblem at centre, signed by Kong Changxi, extremely fine (2).

Estimate HK$400-500

305

1956 4% National Economic Construction Loan, uniface obverse and reverse specimen bonds for 1, 2, 5, 10, 50 and 100 yuan, National emblem at top centre, reverse Chinese text, red chop and “specimen” in Chinese, all with same control number 05635, uncirculated.(12) Estimate HK$500-800

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January 16, 2016 - HONG KONG

308

306

Deutsch-Asiatische Bank, Shanghai, certificate of shares for 1000 Shanghai taels, 1900, number 1201, green on yellow-brown underprint, ornate border, bank name in English at top centre, text in German, Chinese bank name left and right, together with an auction description and invoice dated 2005 showing the original buying price, edge damages and tears, good fine and scarce.

1900年德華銀行上海規銀一千兩股票，附2005年購 入時之拍賣資料及收據，十分罕有。 Estimate HK$6,500-7,500

1957 4% National Economic Construction Loan, uniface obverse and reverse specimen bonds for 1, 2, 5, 10, 50 and 100 yuan, National emblem at top centre, vignette of various themes at top, reverse Chinese text, red chop and “specimen” in Chinese, all with same control number 10540, uncirculated.

(12) Estimate HK$500-800

309

Anglo-Java Estates Limited, Hong Kong, 100 shares of 10 shillings, 1948, number 155, black ornate border and text, embossed company seal at bottom, minor rusted at top left, good very fine.

1948年香港註册英商爪哇物業公司於上海發行之 股票 Estimate HK$500-1,000

307

1958 4% National Economic Construction Loan, uniface obverse and reverse specimen bonds for 1, 2, 5, 10, 50 and 100 yuan, National emblem at top centre, vignette of various themes at centre, reverse Chinese text, red chop and “specimen” in Chinese, all with same control number 22239, uncirculated.

(12) Estimate HK$500-800 75

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

310

R a n g o o n E l e c t r i c Tr a m w a y a n d S u p p l y Company, share certificate for 1 pound shares, 1938, orange-brown, revenue stamp bottom left, good very fine 1938年緬甸仰光電車公司股票，貼有 印花稅票，少見。 Estimate HK$300-400

311

Burma, lot of 3 documents, one relating to the power of attorney, one general document and one unknown 1922年緬甸物業轉讓契約及1944年監護 授權書各一份,英文內容；另附一張緬甸文股票証 書。 Estimate HK$1,000-1,200

312

United States, lot of 9 share certificates, all perforated, generally extremely fine (9) 美國早期至現代鐵路及石油企業股票，部分未發行，共9張

Estimate HK$900-1,000

313

Banque Commercialle Franco-Italienne, share certificate for 200 francs, 1926, extremely fine 1926年法義商業銀行債券，附息票 Estimate HK$300-400

314

Russo Asiatic Consolidated, share certifcate for 2/ 6d shares, 1934, black and white, very fine 1934年華俄聯合有限公司一千股股票 Estimate HK$600-800

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315

Manchurian Heavy Industry Develop Company Limited, Consecutive run of 5 x 500 yen certificate of shares, number 161559-63, dark green ornate border, red chops, reverse black dividend table, minor foxing, good extremely fine.(5) 康德五年滿洲重工業開發株式會社乙種株券連號 五枚 Estimate HK$600-800

317

Hupeh Government Bond,10 tael silver, 1910, number 10545, green on yellow underprint, ornate border, text in Chinese, red chops, reverse black on white, text in English, water stains, foxing, fine and rare.

Estimate HK$8,000-10,000

318

Szechuan Han zhong Rai lway Company Limited, 5 shares of 5 taels, remainder, “Republic” overprinted on “Kuangxu”, number 27, blue ornate border, dragons at top, pale green under print, reverse black, steam train with crossed dragon flags at top, text in English and Chinese below, with counterfoil attached, good very fine and scarce. 民國加蓋光緒商辦川省川漢鐵路有限公司大股五 股股票 Estimate HK$11,000-15,000

316

Yunnan Szechuan Teng Yue Railway Company, 1 share of 5 taels, 1911, number 351, vignette of steamtrain at bottom, ornate border with dragons at top and red with yellow underprint, reverse text in Chinese, Good very fine and scarce. 宣統三年奏設滇蜀騰越鐵路總公司股票 Estimate HK$5,800-6,500

77

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

319

Kwang t ung Yueh - Han R a i lway Company, certificate for 5 shares of 25 yuan, 1914, number 60, blue, red and yellow, very attractive piece with vignette of station building at centre, steam engine & tender and passengers carriages left and right, a detailed map of the railway below, text all in Chinese, with envelope, foxing, about very fine.

Estimate HK$7,500-8,500

321

Shaozhou Electric Company Limited, 25 yuan shares, 1928, capital of 40,000 yuan, number 14, green and blue, various red chops/handstamps and revenue stamps, counterfoil at right, fresh extremely fine Estimate HK$4,000-5,000

322 320

Shaozhou Electric Company Limited, 25 yuan shares, 1928, capital of 40,000 yuan, number 12, green and blue, various red chops/handstamps and revenue stamps, counterfoil at right, fresh extremely fine Estimate HK$4,000-5,000

Mei Feng Bank of Szechuan (American Oriental Bank of Szechuan), certificates for 1000 yuan shares(2) and 10000 yuan shares(2), 1942, 1943, blue and brown on yellow underprint respectively, text all in Chinese, bank name in English and Chinese at top centre, adhesive revenue stamps on reverse, all with counterfoil and coupons, tears and waterstains, fine to very fine.(4) Estimate HK$2,000-2,500

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323

Ren Li Enterprise Company Limited, certificate of 100 shares, 1946, number 1670, green ornate border, yellow underprint with the brand of flying horse at centre, reverse black Chinese text, revenue stamps attached at top left, small holes at upper right, otherwise good very fine.

Estimate HK$600-800

325

Xian Fu Li Flour and Rice Company Limited, certificate of 14 shares for 3000 yuan renminbi, 1949, green, ornate border, black text, red chops, revenue stamps attached at top, good very fine. 西安福利米麵股份有限公司股票 Estimate HK$1,000-1,500

324

S i n e P h a r m a c e u t i c a l Fa c t o r y C o m p a n y Limited, Shanghai, certificate of 6 million shares, 1948(1955), number 22067, red or nate border, company name in English and Chinese at top centre, red seal at bottom centre, revenue stamp at top left corner, reverse black text in Chinese, multiple stamps, very fine. 民國三十七年改1955年上海信誼化學製葯廠股份 有限公司股票 Estimate HK$300-500

326

Guangzhou Investment Co. Ltd., overprinted unfixed shares certificate for 115 shares of 1150 yuan renminbi, 1955, number 1780, green on yellow underprint, star and f lags at top centre, weaving, science, building, ship and train around ornate border, text in Chinese, revenue stamp adhesived, very fine, rare overprinted issue.

Estimate HK$1,800-2,200

79

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

329 327

Nan Gong Xian Trading Company, lot of 10 x certificates of 100 shares, green and yellow, small vertical format, indutries at top, trees at lower centre, reverse green, generally about uncirculated.

(10) 南宮縣貿易總公司壹百圓股票10枚 Estimate HK$300-500

Tang Tin Fuk Bank, Hong Kong, $1000 receipt to Chung Nam College, cir. 1933, red on white, brush writing, multiple red chops, damages, water stains, good fine. 香港鄧天福銀號發給中南英文書院一千 元票據。鄧天福銀號乃香港著名慈善商人鄧肇堅爵 士的父親鄧志昂所創辦，1937年抗日戰爭爆發，有 鑑於局勢不穩，鄧肇堅把銀號結束，專注於九龍巴 士業務。 Estimate HK$500-800

330

328

Kwangtung Military Government,2nd term loan receipts for HK $10(2) and HK$20, interest rate 50% over two years, 1912, vertical format, ornate border, black on white, text all in Chinese, very fine or better.(3) Estimate HK$3,000-4,000

Guang Sheng Life Insurance Federation, Canton, an unusal certificate of life insurance, 1922, number 2282, large format , red on white, attached with black and white photo of the policy owner at centre, revenue stamp at centre right, with original envelop, first seen in auction, well preserved, good very fine, very scarce. 民國十一年廣生人壽聯保總會發給保 險執照，貼有投保人照片及税捐印花，為極罕見之 民初人壽保險保單，大型紙幅單面印刷，列明所有 投保條件，以至派發紅利(公幫) 規則等。從年限規 則項知道，’ 人壽聯保男女皆可投購，但年過五十及 未滿十歲或有癆傷廢疾者皆不可買’ ，可見當年人 壽保險條款之嚴苛，亦能推想及理解其難於普及 之原因。本件拍品保存甚佳，附原有封套，是首次 出現在公開拍賣會中，值得重視。 Estimate HK$8,000-12,000

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331

Local Issue, San Shui Xian motorway 5 yuan coupon, Nan Hai Xian Die Jiao, certificates of shares(2), Republican era,5 yuan coupon green on obverse, reverse blue, others brown on green underprint and red, brown on light blue underprint respectively, all small format, fine to good very fine.

(3) 三水縣民辦公路認股抵工券五圓及南海縣疊滘 鄉市場股票兩款共三張。 Estimate HK$1,500-2,000

334

Shen Yang Military District,20 pieces of military use oil coupons, 1972, small format, varies colour, uncirculated.(20) 1972年沈陽軍區后勤部軍用油票 20枚，分1, 5, 10, 20, 50及100公斤六種 Estimate HK$200-300

332

Yong Bian Area Official Salt Trading Office, certificate of 10000 yuan shares, 1942, number 0669, pale red, small vertical format, red chops, reverse text in Chinese, attached with four revenue stamps at top, good very fine. 民國三十一年永邊銷 區官鹽運銷營業處股東董事會股票，背貼四枚印 花稅票，少見。 Estimate HK$300-500

335

A uniface proof for Ta Ching Government Bank $100, black and white, 1910, Regent Prince Chun at left, dragon at upper centre, farmers working at lower right, uncirculated.

Estimate HK$2,000-3,000

333

People’s Bank of China, cash coupons for soldiers, 1958, 50 and 100 yuan, blue and brown respectively, 50 yuan top right corner missing, extremely fine.(2) 中國人民銀行復員建設軍人生產資助金兑取現金 券50及100圓各一枚 Estimate HK$500-800 81

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

338

336

Ming Dynasty - Da Ming Bao Chao, 1 kuan, ND, (1368-1399), black text on grey mulberry bark, two rectangular red seals on face, 10 strings of cash at centre, (Pick AA10), good, large tear at upper right, small pieces missing on body, the red seals largely faded, a genuine note Estimate HK$4,000-6,000

Da Qing Bao Chao, 2000 cash, Year 7 of Xianfeng (1857), serial number 4212, vertical format, blue on white, facing dragons on border, red handstamps, usual brush writing on reverse, (Pick A4e), very fine Estimate HK$3,000-4,000

339 337

Ming Dynasty - Da Ming Bao Chao, 1 kuan, ND (1368-1399), black text on grey mulberry bark, two rectangular red seals on face, 10 strings of cash at centre, (Pick AA10), good eye appeal, small nick on upper left border, clear seals on reverse Estimate HK$10,000-12,000

Da Qing Bao Chao, 2000 cash, Year 8 of Xianfeng, (1858), re-issued in Jiangsu, vertical format, blue on white, facing dragons on border, red handstamps, usual brush writing on reverse, (Pick A4f), very fine, a scarcer type note Estimate HK$3,000-4,000

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341A

The Shun Yee Savings Bank, $1, Hankow, 1908, serial nunber E54372, dark red on olive green, dragon left and right, denomination in black Chinese text a centre, $1 at each corner, reverse black text on orage underprint, (Pick not listed), PCGS 35 Very Fine Estimate HK$8,000-10,000

340

Qing Dynasty, Hu Bu Guan Piao,1 tael, Year 5 (1855), “Lie” prefix number 13773, blue and white, dragon border, red Chinese seals on obverse, various brush writing and red stamps on reverse, (Pick A9b), stains, toning, about fine.

Estimate HK$10,000-15,000

A SUPERB CONDITION 1908 SHUN YEE SAVINGS BANK $1

342

Sin Chun Bank of China, $1, unissued remainder, Shanghai, 1908, black on pink and green, mandarin official at right, bank building at left, two dragons chasing a fireball top centre, reverse green, red and yellow, (Pick not listed), PMG64EPQ Choice Uncirculated Estimate HK$5,000-7,000

341

The Shun Yee Savings Bank, $1, Hankow, 1908, serial number E54264, dark red on olive green, dragon left and right, denomination in black Chinese text a centre, $1 at each corner, reverse black text on orage underprint, (Pick not listed), PCGS 53 Almost Uncirculated, faint vertical folds, very choice for type Estimate HK$16,000-20,000

343

The Commercial Bank of China, $10, 1932, Shanghai, serial number 088029, red on multicolour underprint, god of fortune at right, reverse red, lions holding medallion at centre, (Pick 15), good.

Estimate HK$400-600

83

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

346

The National Industrial Bank Of China,5 yuan, 1924, specimen, red on multicolour underprint, running horse at centre, reverse red, the Great Wall at centre, (Pick 526s), in CMC holder 65OPQ, gem uncirculated.

Estimate HK$4,800-5,500

344

Commercial Bank of China, group of proofs, 4 pairs consisting of, $1, $5, $10 (orange) and $10 (red), all similar designs with the God of Wealth at centre, (Pick 1p, 4Ap, 5p and 6p), PMG 63 to 64 Choice Uncirculated (4 pairs) Estimate HK$5,000-6,000

347

National Commercial Bank, 5 yuan, specimen, Nanking, 1923, serial number 000000, red and multicolour, mandarin at centre, black Chinese over print, hole punch cancelled, reverse blue, cockerel at right, (Pick 518s), PMG 55NET About Uncirculated, rare Estimate HK$2,000-2,400

345

348

Com me r c i a l B a n k of C h i na , $50, u n i f a c e obverse and reverse proof on card, 1920, blue and multicolourm God of Wealth at centre, ‘50’ at each corner, (Pick 7p), both sides graded PMG 64 Choice Uncirculated (1 pair) Estimate HK$2,000-2,400

The China Silk and Tea Industrial Bank,5 yuan, 1925, over pr inted Chengchow, ser ial number 0001913, orange and multicolour, tea Picking at centre, value left and right, (Pick 120Bc), tears, very good and scarce.

Estimate HK$5,800-6,500

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349

Land Bank of China, 1 yuan, specimen, Shanghai, 1926, purple and green, Chinese styled house at top centre, mountains in the background, (Pick 501s), PMG 64 Choice Uncirculated, a rare Waterlow print Estimate HK$10,000-12,000

350

The China & South Sea Bank,1 y uan, 1921, specimen, blue on multicolour underprint, sundial at centre, reverse blue, (Pick A121s), uncirculated.

Estimate HK$4,800-5,800

351

The China & South Sea Bank,5 y uan, 1927, Sh a ng h a i, se r ia l nu mb e r BU57930 0, re d on multicolour underprint, sundial at left, reverse blue, (Pick A127b), fine.

Estimate HK$800-1,200

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

A VERY DIFFICULT NINGPO COMMERCIAL BANK $2 OF 1909

352

Ningpo Commercial Bank Limited, $2, 1909, Ningpo, serial number 07705, green and yellow, dragons at upper centre, reverse black, mountain and trees at centre, dragons at upper centre, Chinese characters “Hai Men” and “Ningpo” overprinted, (Pick A61Ba), good fine and very scarce.

Estimate HK$98,000-110,000

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January 16, 2016 - HONG KONG

353

356

Ningpo Commercial Bank, $1, Shanghai, green serial number C230112K, red and light orange, mountain and trees at left, reverse green, bronze vase at centre, (Pick 549a), PMG 58 Choice About Uncirculated Estimate HK$800-1,000

The Agricultural and Industrial Bank of China,5 yuan, 1932, Hankow, serial number B270320, green and multicolour, farmer plowing with water buffalo at left, reverse green, (Pick A110a), repaired, about very fine, rare.

Estimate HK$200-600

354

N i n g p o Co m m e r c i a l B a n k , $1, s p e c i m e n , Shanghai, 1921, serial number S000000P, redbrown, bank cuilding at centre, black Chinese characters for ‘SPECIMEN’ at centre, reverse green, (Pick 545s), PMG 64 Choice Uncirculated Estimate HK$800-1,000

357

The Agricultural and Industrial Bank of China, 10 yuan, uniface obverse and reverse proof on card, 1932, purple and green, oxen ploughing at right, (Pick A111p), both sides graded PMG 64 Choice Uncirculated (1 pair) Estimate HK$1,500-1,800

355

The Agricultural and Industrial Bank of China, 1 yuan, uniface obverse and reverse proof on card, Shanghai, 1932, red and multicolour, oxen ploughing at centre, (Pick A109p), both sides graded PMG 64 Choice Uncirculated (1 pair) Estimate HK$1,500-1,800

358

Tah Chung Bank,20 cents, 1921, Tientsin, serial number T0274769Y, orange, the Great Wall at right, (Pick 552b), about fine.

Estimate HK$2,000-2,500

87

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

359

Tah Chung Bank,1 yuan, 1938, Peking, serial number P0497375P, green on black, the “Great Wall” at right, reverse green, (Pick 564), in PMG holder 64 NET, rare.

Estimate HK$6,500-7,500

361

Market Stabi l i zat ion Currency Bureau,10 coppers, 1915, serial number 1827087, blue on yellow-red underprint, Temple of Heaven at right, pagoda at left, reverse olive, (Pick 599a), PMG holder 66EPQ. Estimate HK$500-800

360

Tah Chung Bank,5 yuan, 1932, uniface obverse and reverse specimen, overprinted “Shanghai”, black on multicolour underprint, bell at centre, reverse black, five silver dollars at centre, (Pick 562s), obverse extremely fine, reverse uncirculated, rare.(2) Estimate HK$6,000-8,000

362

Market Stabilization Currency Bureau, lot of 10, 20 and 50 coppers, 1915, 1922, 1923, blue on yellow, black on blue, red and green respectively, (Pick 612a, 610a, 602), very fine to about uncirculated.(3) Estimate HK$100-500

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365

Bank of Agriculture and Commerce, 5 yuan, uniface obverse and reverse proof on card, 1926, green and multicolour, Summer Palace at centre, (Pick A119p), both sides graded PMG 64 Choice Uncirculated (1 pair) Estimate HK$1,500-1,800

363

Market Stabilisat ion Currency Bureau, 20 copper, specimen AND proof on card, 1920, blue, Temple of Heaven at right, (Picj 606s and 606p), the specimen graded 66EPQ Gem Uncirculated, the proof PMG 63 and 63NET (1 specimen and 1 pair of proof on card) Estimate HK$1,200-1,500

366

Bank of Agriculture and Commerce, 10 yuan, uniface obverse and reverse proof on card, 1926, purple and green, Summer Palace at centre, (Pick A120p), PMG 63 and 64 Choice Uncirculated (1 pair) Estimate HK$1,500-1,800

364

Market Stabilization Currency Bureau,1 yuan, ND(1923), remainder, purple, no place name and serial number, Chinese building at centre, (Pick 619), trace of tape at top left and right corners, otherwise uncirculated.

Estimate HK$500-800

89

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

369

Bank of Territorial Development, $1, remainder without serial number, place name or signature, green and black, farming scene at centre, reverse green, (Pick 566r), PMG 66EPQ Gem Uncirculated, ex-Allen Berk collection Estimate HK$1,500-1,800

367

Bank of Territorial Development, partial set of proofs on large card, 1, 5, and 10yuan, 1916, various Chinese styled buildings, (Pick 582p, 583p and 584p), all graded PMG 66EPQ and 67EPQ Gem Uncirculated (3 pairs) Estimate HK$4,000-5,000

370

368

Bank of Territorial Development, $10, Shanghai, 1914, serial number SU0013402, red and black, factoris and agricultural activities at centre, (Pick 568e), PMG 58EPQ Choice About Uncirculated Estimate HK$800-1,000

Bank of Territorial Development, $50 proof, 1916, uniface obverse and reverse on large card, greygreen, Chinese gateway at right, (Pick 585p), PMG 64EPQ and 68EPQ, Choice Uncirculated a scarce high denomination (1 pair) Estimate HK$2,000-3,000

371

The Industrial Development Bank of China,10 yuan, 1921, Peking, serial number CD045048C, green on yellow and multicolour, village house at centre, reverse green, (Pick 495a), very fine.

Estimate HK$2,500-3,000

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374

The Frontier Bank, set of uniface proofs on large card, 1, 5 and 10yuan, 1925, green, black and blue respectively, various Chinese styled houses at centre, (Pick S2568p, S2570p and S2572p), PMG 64 to 67EPQ Choice to Gem Uncirculated (3 pairs in total) Estimate HK$4,500-5,000

372

The Industrial Development Bank of China, partial set of proofs on card, 1, 5 and 10yuan, 1921, uniface obverse and reverse proofs on large card, red, blue and green respectively, Chinese gateway at centre, (Pick 491p, 493p and 495p), PMG 64 to 67EPQ Choice to Superb Gem Uncirculated (3 pairs) Estimate HK$4,000-5,000

375

The Frontier Bank, $50, uniface obverse and reverse proof on large card, 1925, olive green, village and peasant by riverside, reverse olive, (Pick S2574s), PMG 66EPQ and 67EPQ Gem Uncirculated, a scarce issue (1 pair) Estimate HK$2,000-3,000

373

The Industrial and Development Bank of China, $50 uniface obverse and reverse proof on large card, 1921, orange and green, Chinese gateway at centre, (Pick 496p), PMG 66EPQ and 65EPQ Gem Uncirculated (1 pair) Estimate HK$2,400-3,000

91

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

376

The Frontier Bank, $100, uniface obverse and reverse proof on large card, 1925, pur ple and multicolour, Chinese styled house at centre, reverse purple, (Pick S2575p), PMG 66EPQ and 67EPQ Gem Uncirculated (1 pair) Estimate HK$2,000-2,400

378

The Frontier Bank, partial set containing, 1, 5 and 10 yuan, Tientsin, 1925, brown, orange and green respectively, Chinese style buildings at centre, (Pick S2569s, S2571s and S2573s), all 3 notes graded PMG 66EPQ Gem Uncirculated (3) Estimate HK$3,000-4,000

377

The Frontier Bank, set of uniface proofs on large card, 1, 5 and 10yuan, 1925, brown, orange and green, various Chinese styled houses at centre, (Pick S2569p, S2571p and S2573p), PMG 64 to 67EPQ Choice to Gem Uncirculated (3 pairs in total) Estimate HK$4,500-5,000

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379

Republican era, lot of 2 photographic proofs, unknown bank, (either Bank of China and Bank of Communications), c.1915, 5 jiao and 1yuan, landscape scenes at centre, unissued designs, (Pick unlisted), 4 pieces Estimate HK$500-600

381

Republican era, archival photographic proofs, unknown bank, (either Bank of China and Bank of Communications), 1, 5, 10, 50 and 100 dollars, various landscape and town scenes on the obverse and reverse, hitherto unissued designs, 1913, (Pick not listed), 5 pairs Estimate HK$2,000-3,000

380

Republican era, archival photographic proofs, unknown bank, (either Bank of China and Bank of Communications), 5, 10, 50 and 100 jiao, 1915, various landscape and town scenes, (Pick not listed), 4 pairs Estimate HK$2,000-3,000

382

Republican era, arvhival photographic proofs, unknown bank, (either Bank of China and Bank of Communications), 1, 5, 10, 50 and 100 yuan, various rural landscapes, unissued designs, 1913, (Pick not listed), 5 pairs Estimate HK$2,000-3,000 93

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

383

Bank of Terr itor ial Development , a rchival photographic proofs, c. 1915, rural scenes, unissued designs, (Pick not listed), 3 pairs Estimate HK$1,000-1,200

385

The Bank of Canton, lot of 9 black and white photo proofs, c. 1914, containing, 1, 5, 10 yuan uniface obverse and reverse pairs, also additional 5, 10 and 500 yuan uniface obverse, (Pick not listed), all slabbed by PCGS Currency as Photo Proofs, the cataloguer is not aware that any banknotes were issued by this bank for circulation, rare and a fascinating group (9 pieces in total) Estimate HK$3,000-4,000

384

The Government Bank of Kwangtung Province, archival photograhic proofs, 1 yuan, 5 yuan (2 pairs) and 10 yuan, unissued designs, (Pick not listed), 4 pairs, no banknotes from this bank has been issued.

Estimate HK$2,000-3,000

386

The Nat ional Bank of China, archival photographic proofs, no date, 1, 5, 10 and 100 yuan, uniface obverse and reverse, unissued designs, (Pick unlisted), 4 pairs Estimate HK$3,000-4,000

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390

Farmers Bank of China,1 y uan, 1941, serial n u m b e r Z Y13 0 3 6 9, b r o w n o n m u l t i c o l o u r underprint, Sun Yat Sen at left, reverse brown, (Pick 474), in PMG holder 65EPQ. Estimate HK$200-300

387

Agricultural Bank of the Four Provinces,10 cents, ND(1933), serial number BG197750, red, small vertical format, farmer at centre, reverse green, (Pick A84a), In CMC holder 45 choice extremely fine.

Estimate HK$2,300-2,800

388

Agricultural Bank of Four Provinces,20 cents, 1933, serial number M096032, green, farmers carrying baskets at right, reverse purple on yellow underprint, (Pick A85), about very fine and rare.

Estimate HK$2,000-2,500

391

Farmers Bank of China, lot of 3 specimens, 5jiao, 1 yuan and 5 yuan, (1936 to 1941), uniface obverse and reverse, (Pick 460s, 457s and 475s), PMG 64 and 64NET Choice Uncirculated (3 pairs) Estimate HK$3,000-4,000

389

Farmers Bank of China, 1 jiao and 2 jiao, uniface obverse and reverse specimen, 1935, vertical format, red and black respectively, farming scenes at top, (Pick 455s and 456s), PMg 63NET and 64NET (2 pairs) Estimate HK$2,000-3,000

95

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

394

392

The Farmers Bank of China, mixed lot of 10 cents(3), 20 cents(1), 10 yuan(2), 1937, 1935, 1940, blue, green, dark violet and red respectively, (Pick 461, 462, 459, 464), extremely fine to uncirculated.

(6) Estimate HK$600-800

The Farmers Bank of China,500 yuan, 1941, serial number G144549, green on pink underprint, boats and stone bridge at centre, reverse green, stone bridge at centre, (Pick 478a), very fine.

Estimate HK$1,200-1,500

395

The Farmers Bank of China,500 yuan, 1941, serial number G343852, green on multicolour underprint, boat near bridge at centre, reverse green, bridge at centre, (Pick 478a), original very fine.

Estimate HK$2,000-2,500

393

Republican era, lot of 6 banknotes, Central Bank of China, 500 yuan, ‘Pai Fang’ series, 1945, also Farmers Bank of China 50, 100 yuan and Bank of Communications 50 yuan, 1941, the Central Bank of China 500 yuan extremely fine, the rest about fine to very fine (6) Estimate HK$500-600

395A

The Farmers Bank of China, 500 yuan, 1941, serial number D164117, green on multicolour underprint, boats by stone bridge at centre, reverse green, (pick 478), about extremely fine.

Estimate HK$1,500-2,000

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396

398

Ta Ching Government Bank, Shansi, unissued remainder for 1 tael, Xuantong era(1908-11), vertical format, green and brown, ornate dragons flanking the Qing Dynasty f lag at top centre, waves at bottom, reverse white, (Pick not listed), glue residue at four corners on reverse, very fine, Estimate HK$5,000-6,000

Ta Ching Government Bank, Shansi, unissued remainder for 4 taels, 1910, vertical format, green and brown, or nate dragons f lanking the Qing Dy nast y f lag at top cent re, waves at bot tom, counterfoil at right, reverse white, (Pick not listed), very fine, rare denomination.

Estimate HK$10,000-12,000

399

Ta Ching Government Bank, $10, 1906, Kaifong over printed on Tientsin, serial number 54229, unsigned remainder, purple on yellow underprint, flags at top centre, reverse light green on pale blue underprint, (Pick A65r)very fine and rare.

Estimate HK$10,000-12,000

397

Ta Ching Government Bank, Shansi, unissued remainder for 30 taels, 1910, ver tical for mat, green and brown, ornate dragons f lanking the Qing Dynasty flag at top centre, waves at bottom, counterfoil at right, red chops, reverse white, (Pick not listed), very fine, rare high denomination.

Estimate HK$18,000-22,000

97

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

SCARCE 1914 BANK OF CHINA YUAN SHIH KAI $1 IN PMG 64EPQ

400

Bank of China, $1, 1913, Shantung, serial number L452556, olive and red, Huang Ti at left, hillside village at right, reverse orange, (Pick 30d), very good.

Estimate HK$1,500-2,000

403

Bank of China, 1 y uan, 1914, ser ial number H950597A, black and multicolour, Yuan Shih Kai at centre, ‘1’ in Chinese character at each corner, reverse black, (Pick 33), PMG 64EPQ Choice Uncirculated, a rare denomination in a difficult series Estimate HK$15,000-20,000

401

Bank of China, $5, Canton, 1912, serial number G046443, black on multicolour underprint, HuangTi at left, gazebo at right, reverse brown, bridge and river scene at centre, (Pick 26b), very fineand rare.

Estimate HK$10,000-15,000

404

Bank of China,5 fen, ND(1918), no place name, small format, dark blue on red-orange underprint, reverse dark blue on pur ple red, minor stain, uncirculated.

Estimate HK$2,000-2,500

402

Bank of Ch i na ,1 y u a n, 1914, ser ial nu mber J109707A, black and multicolour, Yuan Shih Kai at centre, reverse black, (Pick 33), stains, extremely fine and scarce.

Estimate HK$15,000-20,000

405

Bank of China, $5, 1917, specimen, black and multicolour, gateway at left, reverse brown, value, (Pick 39s), in CMC holder 65OPQ, rare.

Estimate HK$10,000-15,000

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408

406

Bank of China, a set of 1, 5, 10 yuan specimens, 1918, olive brown, blue green, orange on light blue respectively, reverse blue, green and red respectively, (Pick 51s2, 52s1, 53s1), in PMG holder 67 EPQ, 58 EPQ and 66 EPQ.(3) Estimate HK$16,000-18,000

Bank of China, set of 1, 5 and 10 yuan specimen, 1918, Fukien, green on red, purple on light brown, and orange respectively, reverse green, purple and orange, (Pick 51fs, 52es, 53fs), uncirculated and rare.(3) Estimate HK$8,500-10,000

409

Bank of China,5 yuan, 1926, Shanghai, specimen, red serial number 00000, green on multicolour underprint, pagoda at centre, reverse green on multicolour, bank building at centre, in PCGSCMC holder 65OPQ. Estimate HK$3,500-4,500

407

Bank of China, set of 1, 5 and 10 yuan specimen, 1918, Han kow, g reen, orange and dark g reen respectively, (Pick 51gs, 52fs, 53gs), uncirculated and rare.(3) Estimate HK$9,500-12,000

99

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

413

Bank of China,500 yuan, 1942, serial number 342974, olive and multicolour, Sun Yat Sen at left, reverse olive, Temple of Heaven at right, (Pick 99), graffiti on obverse, very fine.

Estimate HK$1,500-2,000

410

Bank of China, a group of 5 notes, consisting of 1 yuan 1935, 1936, 5 yuan, 1934, 1935, and 10 yuan, 1934, (Pick 74, 78, 72, 77, 73), extremely fine to uncirculated.(5) Estimate HK$1,500-1,800

411

Bank of China, 25 yuan, 1940, serial number J272339, green on multicolour underprint, Sun Yat Sen at left, reverse green, Temple of Heaven at right, (Pick 86), minor stains, about uncirculated.

Estimate HK$800-1,000

414

Bank of China, uniface obverse and reverse specimen of 5 yuan, 1941, vertical format, red, Sun Yat Sen at upper centre, reverse red, Temple of Heaven at lower centre, (Pick 92s), uncirculated.(2 pieces in total) Estimate HK$1,700-2,200

412

Bank of China, 50 yuan, specimen, Chungking, 1940, serial number 00000, brown and multicolour, Sun yat Sen at left, Temple of Heaven on reverse, (Pick 87s), PMG 67EPQ Superb Gem Uncirculated Estimate HK$1,000-1,500

415

Bank of China, 10 yuan, 1941, serial number A969059, red and multicolour, Sun Yat Sen at centre, value left and right, reverse red, Temple of Heaven at centre, (Pick 95), PMG holder 66 EPQ. Estimate HK$3,500-4,000

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416

Bank of Communications, $5, 1909, Canton, serial number 067031, green and multicolour, two dragons facing value at centre, crossed f lags at top, train, station, ship below, reverse red and green, cancelled with perforated Chinese characters, (Pick A15b), rusted stains at centre below, otherwise about uncirculated or better, rare.

Estimate HK$5,000-6,000

418

Bank of Communications, $5 and $10 specimens, 1913, green and purple on multicolour underprint respectively, steam train at left and centre, (Pick 111s, 111As), Both in PMG holder 58 and 55 EPQ.(2) Estimate HK$14,000-18,000

417

Bank of Comminications, $1, 1913, specimen, orange and blue, electric generator at centre, reverse orange, sailing ship at centre, with extra margin paper below, (Pick 110s), extremely fine and rare.

Estimate HK$5,000-6,000

419

Bank of Communications, 2 jiao, specimen, 1914, serial number 000000, grey-green on dark green, ‘2 jiao’ at each corner, floral vignettes, reverse brown and green, English text, (Pick 114s), PMG 64 NET Choice Uncirculated Estimate HK$1,000-1,200

101

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

420

Bank of Communications,5 choh(chiao), specimen, ND(1914), red serial number 000000, brown and black, value at centre, reverse green on light orange, text in English, (Pick 115s), in PMG holder 66EPQ, very rare.

Estimate HK$10,000-12,000

422

Bank of Communications, partial specimen set for 1, 5 and 10yuan, 1914, uniface obverse and reverse, violet, brown and red respectively, SPECIMEN printed and perforated in Chinese and English text, (Pick 116s1, 117s and 118s), PMG 58 and 64, all previously mounted choice almost uncirculated to uncirculated (3 pairs) Estimate HK$3,000-4,000

421

Bank of Communications, 1 yuan, ‘specimen’, 1914, serial number 00000, violet and multicolour, steam passenger train at centre, masted sailing ship on reverse, (Pick 116s1), PMG 66EPQ Gem Uncirculated Estimate HK$1,000-1,200

423

Agricultural Bank of the Four Provinces, 1 jiao, 1933, serial number BE 404098, also Bank of Communications 1 yuan 1914, Shanghai, serial number F124167U, (Pick A84a and 116m), PMG 30 Very Fine and 64 Choice Uncirculated respectively (2) Estimate HK$500-800

424

Bank of Communications, 1 yuan, specimen, 1914, without place name, serial number 000000 brown, green and multicolour, steam train at centre, ‘1’ at each corner, reverse brown, sail ship at centre, hole punch cancelled, (Pick 116s1), PMG 65EPQ Gem Uncirculated, a rare colour Estimate HK$2,400-3,000

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428

Bank of Communications, 1 yuan, Harbin, 1919, serial number 0417030, blue on white, hillside houses at centre, reverse brown and turqoise, E n g l i s h t e x t , ( P ic k 125a), PMG 6 4 C h o i c e Uncirculated Estimate HK$3,000-4,000

425

Bank of Communications, consecutive run of 4x 5 yuan, 1914, Shanghai, serial numbers SB282215U to 218U, green-brown and multicolour, steam train at centre, reverse brown, Post Office building at centre, (Pick 117n), PMG 66EPQ, 65EPQ, 65EPQ and 67EPQ respectively (4) Estimate HK$800-1,000

LOTS 429-431 A TRIO OF RARE HARBIN SPECIMENS

429

426

Bank of Communications, 1 yuan, specimen, Harbin, 1920, black, steam train at centre, reverse brown, sailing ship on reverse, (Pick 128s), PMG 64EPQ Choice Uncirculated, very rare Estimate HK$6,000-7,000

Bank of Commun icat ions , 10 0 y u a n, 1914, serial number 337747, Shanghai, purple, red and green, train passing bridge at centre, (Pick 120c), uncirculated.

Estimate HK$1,200-1,500

430

427

Bank of Communications, 5 yuan, specimen, Harbin, 1920, black, orange and green, steam passenger at centre, reverse black, post off ice building on reverse, (Pick 129s), PMG 65EPQ Gem Uncirculated, scarce Estimate HK$4,000-5,000

Bank of Communications,100 yuan, 1914, serial number 338085, purple and multicolour, train on bridge at centre, reverse purple, steam train at centre, (Pick 120c), in PMG holder 64EPQ. Estimate HK$3,000-4,000

103

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

431

434

432

435

433

436

Bank of Communications, 10 yuan, specimen, Harbin, 1920, black, green and orange, Cusomts Maritime Building at centre, reverse green, dockside scene at cent re, (Pick 130s), PMG 64 Choice Uncirculated, internal tear, scarce Estimate HK$3,000-4,000

Bank of Communications,10 and 20 cents, 1927, Tsingtau, serial number A420636, 560564, red and blue respectively, small format, similar design, steam train at right, ship at left, (Pick 142a, 143e),10 cents about very fine, 20 cents very good.(2) Estimate HK$1,000-1,500

Bank of Communicat ions, 10cents, u niface obverse and reverse specimen, 1927, serial number A000000, blue-green, ship and left and steam train at right, reverse violet, ‘SPECIMEN’ printed and perforated in Chinese and English text, (Pick 141s), both sides graded PMG 64NET Choice Uncirculated previously mounted (1 pair) Estimate HK$1,500-2,000

Bank of Communications, 1 yuan, uniface obverse and reverse proof on card, Tientsin, 1927, red and multicolour, steam train at centre, reverse red and multicolour, (Pick 145Cpp), PMG 63 and 63NET Choice Uncirculated (1 pair) Estimate HK$1,500-2,000

Bank of Communications, 5 yuan, uniface obverse and reverse proof on card, Tientsin, 1927, orange and multicolour, steam train at centre, (Pick 146Dp), both sides graded PMG 64 Choice Uncirculated (1 pair) Estimate HK$1,500-1,800

Bank of Communicat ions, 10 y uan, uniface obverse and reverse proof on card, Tientsin, 1927, brown and multicolour, Customs Maritime building at centre, (Pick 147Cp), PMG 64 and 64NET Choice Uncirculated (1 pair) Estimate HK$1,500-1,800

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437

440

438

441

Bank of Commun icat ions , 5 y u a n, u n iface obverse and reverse on card, Fengtien, 1927, brown and multicolour, steam passenger train at centre, (Pick 146p), both sides graded PMG 64 Choice Uncirculated (1 pair) Estimate HK$1,500-1,800

Bank of Communications, consecutive pair of 5 yuan, 1935, serial numbers D449928 and 929, dark green and brown, sailing junk boats at centre, the reverse shows the Summer Palace at centre, (Pick 154a), both PMG 66EPQ Gem Uncirculated (2) Estimate HK$500-700

Bank of Communicat ions, 10 y uan, uniface obverse and reverse on card, Fengtien, 1927, blue and multicolour, Customs Maritime Building at centre, (Pick 147p), PMG 64EPQ and 64, Choice Uncirculated (1 pair) Estimate HK$1,500-1,800

Bank of Communications,25 yuan, 1941, serial number M414163, green on multicolour underprint, machine, train, ship and airplane at certre, reverse green, (Pick 160), about extremely fine.

Estimate HK$4,600-5,500

442

439

Bank of Communications, 50 y uan, uniface obverse and reverse specimen, Chungking, 1941, serial number 000000, brown and pale blue, steam trains traversing through hills at centre, reverse brown, sail ship at centre, overprinted ‘SPECIMEN’ in black Chinese and English text, (Pick 161s), both sides graded PMG 64EPQ CHoice Uncirculated

Bank of Communications, 1 yuan, uniface obverse specimen, Shanghai, 1931, serial number S001379A, red and light gree, steam passenger train at centre, ‘SPECIMEN’ overprinted in black Chinese and English text, (Pick 148s1), PMG 58 EPQ Choice About Uncirculated, uniface obverse only Estimate HK$600-800

105

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

443

Bank of Communications,500 yuan, 1941, serial number 754649, blue on multicolour underprint, ship building at centre, reverse blue, steamtrain at centre, (Pick 163a), ink writing on reverse, very fine.

Estimate HK$4,800-5,500

446

The Cent ral Bank of Ch i na , $5, Sha ng hai, 1920, serial number SY17745H, the bank name overprinted on The Ningpo Commercial Savings Bank, red on green and multicolour, bank building at centre, reverse red, floral pot at centre, (Pick 170), about extremely fine and difficult to find in this grade.

Estimate HK$2,000-3,000

444

China, mix lot of c,80 notes, mainly from the Republican era, sold as seen (c.70).

Estimate HK$600-800

447

Central Bank of China,5 yuan, 1926, Fukien, serial number V163151, orange on multicolour underprint, Sun Yat Sen at right, reverse green, (Pick 183b), foxing, very fine.

Estimate HK$4,500-5,500

445

The Central Bank of China, $5, Shanghai, 1920, serial number BJ08135H, the bank name overprinted on The Ningpo Commercial Savings Bank, red on green and multicolour, bank building at centre, reverse red, floral pot at centre, (Pick 170), about extremely fine and difficult to find in this grade.

Estimate HK$2,000-3,000

448

Central Bank of China,5 yuan, 1926, Hankow, serial number V350269, orange on multicolour underprint, Sun Yat Sen at right, reverse green, (Pick 183c), about uncirculated.

Estimate HK$10,000-12,000

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449

452

450

453

Central Bank of China,1 yuan, 1928, Shanghai, speci men, g reen on mult icolou r u nder pr i nt, reverse brown, Sun Yat Sen at left, (Pick 195s), uncirculated.

Estimate HK$1,500-2,000

Central Bank of China, an uniface obverse $5 colour trial specimen, 1930, red on white, Sun Yat Sen at centre, in PMG holder 64EPQ. Estimate HK$4,000-5,000

The Cent ral Bank of Chi na , $50 and $10 0, 1928, serial number SL771273N and SC916976P, Sh a ng h a i , or a nge a nd ol ive on mu lt ic olou r underprint respectively, value at centre, (Pick 198, 199), minor foxing or stains, generally uncirculated.

(2) Estimate HK$800-1,200

Central Bank of China, consecutive run of 5 x 5 yuan, 1936, serial number E/F835051-5V, green, yellow and black, Sun Yat Sen at left, reverse green, temple at centre, (Pick 217c), all in PMG holder 66 EPQ, except the last 65 EPQ.(5) Estimate HK$1,000-1,200

454

451

The Central Bank of China,100 y uan, 1936, serial number C/P844936C, green and multicolour underprint, Sun Yat Sen at left, watermark in oval frame at right, reverse purple, temple at centre right, (Pick 220), about uncirculated to uncirculated.

Estimate HK$100-200

Central Bank of China,100 yuan, 1928, Shanghai, s p e ci me n , d a r k ol ive g r e e n on mu lt ic olou r u nd e r p r i nt , r eve r s e pu r ple, Su n Yat Se n at centre, (Pick 199s), in CMC holder 65OPQ, gem uncirculated.

Estimate HK$2,500-3,000

107

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

455

Bank of China,500 yuan, 1936, serial number A/C 956392D, red on pale blue and yellow green, Sun Yat Sen at left, watermark at right, reverse green, temple at right, (Pick 221), pressed, pinholes, fine.

Estimate HK$600-800

458

Central Bank of China, 5 yuan, specimen, 1945, ser ial number 000000, black, Sun Yat Sen at centre, reverse green, junks at centre, National sun bursts left and right, (Pick 389A), uncirculated and available in specimen form only, rare Estimate HK$2,000-3,000

456

Central Bank of China,5 yuan, 1937, serial number G381669, green on multicolour underprint, Sun Yat Sen at right, bronze vessel at left, (Pick 222), about uncirculated.

Estimate HK$1,000-1,500

459

Central Bank of China, group of 8 notes, mainly from the 1940’s and consisting of better types including, 3 different types of 100 yuan from the ‘Pai Fang’ series, 100 yuan of the Hua Nan issue and 400 yuan, mauve, (Pick 249, 258, 261, 280 etc), average very fine or so (8) Estimate HK$2,000-3,000

457

Central Bank of China,5 yuan, 1941, serial number A/V434651V, green on multicolour underprint, Sun Yat Sen at left, reverse olive, (Pick 233), in PMG holder 55 NET. Estimate HK$2,000-2,500

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460

Central Bank of China, consecutive run of 5 x 500 yuan, 1944, serial number A/X 738270-4, brown on light blue and red, Sun Yat Sen at left, reverse blue, (Pick 267), mostly uncirculated, the last one extremely fine.(5) Estimate HK$500-800

462

The Central Bank of China, a lot of 5000 yuan(3) and 10000yuan(11), lilac brown and dark blue respectively, Sun Yat Sen at left, reverse violet and grey-blue respectively, (Pick 311, 318), some minor foxing or stains, a few about uncirculated, mostly uncirculated.(14) Estimate HK$800-1,200

461

The Central Bank of China,5000 yuan, 1945, serial number Q832422, dark brown, Sun Yat Sen at left, value at right and four corners, (Pick 306), uncirculated.

Estimate HK$800-1200

463

Central Bank of China, a large uncut sheet of 55 uniface reverse for 20 cents, 1946 (Gold Yuan issue), green, sampan on river at centre, ‘20’ at each corner, ‘Specimen’ overprinted in green, (Pick 396 for type), about extremely fine (55 notes in one uncut sheet) Estimate HK$3,000-4,000

109

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

466

Central Bank of China, unissued remainder of 500 yuan circulating cheque, serial number AA126003, vertical format, brown, counterfoil attached, reverse ink writing, about uncirculated.

Estimate HK$100-500

464

Central Bank of China, a large uncut sheet of 32 proofs for 20 cents, 1946 (Gold Yuan issue), both sides show the same design of a sampan at centre, but in black and green respectively, instead of the bank name ‘DLRG.VARINOTA.TEST is printed instead, (Pick 396 for desgin type), about extremely fine, a 2cm tear on left border, the top a little toned (32 uncut notes in one shee) Estimate HK$3,000-4,000

467

Central Bank of China, consecutive run of 6 x 1 CGU, 1930, serial number VB402263-8, vertical format, Sun Yat Sen at upper centre, reverse bank building at centre, (Pick 325), stains, otherwise uncirculated.(6) Estimate HK$600-800

465

Central Bank of China, 500,000 gold yuan, serial number B024599, vertical format, blue on yellow, Sun Yat Sen at top centre, (Pick 449AF), extremely fine Estimate HK$500-600

468

Central Bank of China, 5 customs gold units, specimen, 1930, serial number 00000, vertical format, black, Sun Yat Sen at top centre, bank building on reverse, (Pick 326s), PMG 63 EPQ Choice Uncirculated Estimate HK$800-1,000

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469

Central Bank of China, 100 CGU, 1930, specimen, red serial number 00000, red and multicolour, vertical format, Sun Yat Sen at upper centre, reverse red, bank building at upper centre, (Pick 330s), in CMC holder 66OPQ. Estimate HK$2,200-2,800

471

Republican era, large group of c.50 banknotes, all the notes from the Four Big Banks: Central Bank of China, Farmers Bank of China, Bank of Communications and Bank of China, a Famers Bank 500 yuan 1941 is noted, mixed condition, viewing highly recommended (c.50) Estimate HK$1,800-2,000

470

Cent ral Bank of Chi na , consecut ive r u n of 10 x 5000 CGU, 1947, vertical format, red and multicolour, Sun Yat Sen at upper centre, reverse red, bank building at upper centre, (Pick 351), foxing, uncirculated.(10) Estimate HK$1,800-2,200

472

The Central Bank of China, a lot of 11 notes, consisting 5 yuan, 1945, 10 yuan, 1923, 50 yuan, 1928, 100 yuan, 1928(3), 1945, 400 yuan, 1944, 1000 yuan, 1947, 2000 yuan, 1948, 5000 yuan, 1948, fine to very fine, some better.(11) Estimate HK$800-1,200

111

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

473

Mixed lot of 38 Republican notes, including Central Bank of China, Bank of China, Bank of Communications, puppet bank”s issues, together with a saving coupons, good to very fine, should be examined, sold as is, no return.(38) Estimate HK$500-800

476

474

Central Bank of China, mix lot of c. 175 notes, 1928 to 1949, containing mainly of Customs Gold Units, Gold Yuan issues, etc, sold as seen (175).

Estimate HK$1,400-1,800

Mixed lot of Republican notes, including Bank of China, Bank of Communications, Kwangtung Provincial Bank and others, generally very fine, some better.(10) Estimate HK$500-800

475

Republican era, lot of 6 notes consisting of: Bank of Communications, 10 yuan, Shanghai, 1914, Central Bank of China, 1 jiao (1931), 1 customs gold unit (1930) and 5000 customs gold unit (1947), (Pick 118q, 202, 325d and 352), PCGS Currency 58PPQ, 58 and PMG 66EPQ, 65EPQ and 64 respectively (6) Estimate HK$600-700

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479

The Sino-Scandinavian Bank,10 yuan, 1922, Tientsin, ser ial number F0025810, g reen and multicolour, hillside pagoda, shoreline at centre, reverse blue, Viking ship at centre, (Pick S588), about very fine.

Estimate HK$1,000-1,500

477

The Exchange Bank of China, $5 and $10, 1920, Tientsin, serial number 088821, 026673, red and dark blue respectively, similar design, city gate at centre, (Pick S305a, S306a), good very fine.(2) Estimate HK$1,500-2,000

480

Chinese Engineering and Mining Company Limited, $1, Tongshan, 1902, serial number A9466, black and orange-brown, allegorical female figure, junk boats and pagoda at centre, reverse green, Chinese text, serrated left edge, (Pick not listed), almost uncirculated, toning at corners, scarce Estimate HK$1,000-1,200

478

Sino Scandinavian Bank, lot of 2 notes, 1 yuan, Changli and 5 yuan, Tientsin, both dated 1922, serial numbers A0133652 and Q0162299, green and brown respectively, (Pick S580 and S592a), PMG 64 and PMG 63EPQ (2) Estimate HK$1,200-1,400

481

The Chinese Engineering and Mining Company Limited, $1, Tongshan, 1902, sedrial number A2218, black and orange, maiden at centre, ‘1’ at each corner, reverse green, bank title at top, (Pick S246), PMG 25NET Very Fine Estimate HK$800-1,000 113

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

482

The Chinese Italian Banking Corporation, 5 yuan and 10 yuan proofs on card, 1921, uniface obverse and reverse, brown and blue respectively, (Pick S254p and S255p), PMG 62NET to 64, Uncirculated to Choice Uncirculated (2 pairs) Estimate HK$2,400-3,000

483

The Chinese Italian Banking Corporation,1 yuan, 1921, serial number 380311, green on multicolour underprint, gazebo and stone bridge at centre, reverse orange, (Pick S253), about uncirculated.

Estimate HK$350-500

485

Belgian and British Industrial Bank of China, printer’s archival photographic proofs, lot of 3 uniface consisting of, $1 (obverse) and $5 (obverse and reverse), c. 1913, the $1 depicts the Great Wall at right and the $5 a woman sitting by the globe at left, all hitherto unissued designs, (Pick not listed), the $1 has an authenticity barcode on the back (3 pieces in total) Estimate HK$1,200-1,400

484

The Chinese Italian Banking Corporation,10 y u a n , 19 21, s e r i a l nu mb e r 335128 , blu e o n multicolour underprint, gazebo and stone bridge at centre, reverse red, (Pick S255), uncirculated.

Estimate HK$600-800

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488

International Banking Corporation, $10, 1918, Hankow, specimen, green and multicolour, eagle standing above globes, value left and right, reverse green, (Pick S408s), in CMC holder 65OPQ, gem uncirculated.

Estimate HK$7,500-8,500

486

The Belgian and British Industrial Bank of China, printer’s archival photographic proof, for $10, c.1913, uniface obverse and reverse, sitting maiden by globe at right, floral border, Great Wall on reverse, (Pick not listed), authentication bar code on reverse (1 pair) Estimate HK$1,000-1,200

489

Internat ional Bank i ng Cor porat ion, $10 0, progressive proof, Shanghai, 1905, black and white, eagle perching on a pedestal between two globes, (Pick S422pp), PMG 63NET Choice Uncirculated Estimate HK$3,000-4,000

487

A si a Ban k i ng Cor porat ion , $5, s p e ci me n , Hankow, 1918, serial number ooooo, blue and multicolour, camel train walking past city gate walls, ‘5’ at each corner, overprinted ‘SPECIMEN’ in red, hole punch cancelled, (Pick S112s1), PCGS 65OPQ Gem Uncirculated Estimate HK$4,000-5,000

115

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

490

The HongKong and Shanghai Banking Corporation, $5, specimen, 1900-02, 265001-285000, blue and orange, coat of arms top centre, ‘5’ at each corner, ‘Shanghai’ at bottom, reverse red, allegorical figures and cherubs at centre, (Pick S351s), PMG 64 Choice Uncirculated Estimate HK$24,000-30,000

491

The HongKong and Shanghai Banking Corporation, uniface proof of the reverse for $100, c. 1914, Shanghai issue, grey-blue, allegorical scene of a woman and a cherub, ornate vignettes on either side, (Pick S363 for type), almost uncirculated, comes with the original printer’s envelope.

Estimate HK$3,000-4,000

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492

The HongKong and Shanghai Bank ing Corporation, archival photographic proofs, uniface, from the Shanghai office, mixture of denominations from $1 to $100, all uniface, including proofs for cheques, mounted on card, most dated (4 complete pairs and 7 unifaces pieces) Estimate HK$4,000-5,000

493

The HongKong and Shanghai Bank ing Corporation, archival photgrpahic proof for $50, 1902, similar to issued note, arms top centre, bank title in curve top centre, allegorical female figure on reverse, mounted on card (1 pair) Estimate HK$1,000-1,200

A NATURAL DEUSTCH ASIATISCHE BANK $1, PEKING, 1907

494

Deutsch-Asiatische Bank, $1, Peking, 1907, serial number 00541, blue on pink, Germania holding a spear at right, eagle and dragon vignettes at left, (Pick S272), PMG 25 Very Fine, original paper, with clear handsigned signatures at the bottom. Rare in this condition Estimate HK$30,000-40,000

117

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

495

498

496

499

The Chartered Bank of India, Australia and China, $5, Tientsin, 1927, serial number T/A 88697, pink, blue border, $5 top left and right, royal crest at top centre, ‘FIVE’ in olive green underprint, handsigned signatures, reverse blue, very good and a scarcer type Estimate HK$4,000-5,000

The Chartered Bank of India, Australia and China, $10, Tientsin, 1928, serial number GF 83595, dark green on pink-purple, royal crest top centre, ‘$10’ either side, ‘TEN’ in dark purple underprint, two handsigned signatures, reverse black, (Pick S203a), PMG 58 Choice About Uncirculated, seldomly offered in this high grade Estimate HK$6,000-8,000

497

The Chartered Bank of India, Australia and China, $5, Shanghai, 1921, ser ial nu mber F/ S 272749, green, pink and red, bank crest top centre, handsigned signatures, reverse dark green, denomination and bank name in English, (Pick S184), ragged edges, about fine.

Estimate HK$2,500-3,000

The Chartered Bank of India, Australia and China, $5, remainder, Shanghai, 1914-1927, green and pink and red, royal crest top centre, ‘$5’ either side, FIVE in red letter at centre, perforated words bottom right, reverse green, (Pick S184r), PMG 20NET Very Fine Estimate HK$3,000-4,000

500

The Chartered Bank of India, Australia and China, $5, printer’s essay, Tienstsin, c.1920, blue on turqoise, royal crest top centre, ‘$5’ either side, cruved letters at centre, reverse blue, (Pick S208pe), PMG 58 Choice About Uncirculated and well above average Estimate HK$4,000-5,000

The Chartered Bank of India, Australia and China, $10, pr inter’s essay, Shanghai, 19211929, red, royal crest top centre, ‘$10’ either side, perforated words bottom right, reverse red, (Pick S185Ape), PMG 53NET About Uncirculated Estimate HK$3,000-4,000

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501

503

The Chartered Bank of India, Australia and China, $10, Tientsin, 1930, serial number F/M 039498, blue, black and multicolour, Roman soldier at left, watermark showing the denomination at right, handsigned signature at bottom left, reverse blue, sailing junk right of centre, (Pick S216), PMg 25 Very Fine, an attractive design Estimate HK$2,000-3,000

Russo Asiatic Bank, 3 roubles, 1917, serial number 081020, brown, green and black, Russian text, uncirculated Estimate HK$500-800

AN ATTRACTIVE 1930 CHARTERED BANK $5 COLOUR TRIAL

502

The Chartered Bank of India, Australia and China, $10, colour trial, Tientsin, 1930, without serial numbers, black and red-brown, coat of arms at centre, female warrior at left, watermark at right, reverse brown and green, sailing sampan at centre, hole punch cancelled, (Pick S215cts), PMG 66EPQ Gem Uncirculated, rare and attractive Estimate HK$18,000-20,000

119

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

A FASCINATING GROUP OF RUSSO ASIATIC BANK ARCHIVE MATERIAL

504

Russo Asiatic Bank, gold 2 fen, specimen, serial number 000001-0750000, blue, orange and multicolour, denomination at each corner, vignettes of dragons left and right, ‘SPECIMEN’ perforate bottom right, reverse green and grey, Chinese, Mongolia and and Uighur text, (Pick S480s), PCGS 63 Details Choice Uncirculated, very rare Estimate HK$20,000-30,000

505

Russo Asiatic Bank, archival photographic proofs for, gold 10 fen (3 obverse, 1 reverse), gold 100 fen (2x uniface obverse pair) and $5 (uniface reverse), all c. 1910 the gold 100 fen very unusual as it fetures King Charles I of England (7 pieces in total) Estimate HK$3,000-4,000 WWW.SPINK.COM

January 16, 2016 - HONG KONG

506

Russo Asiatic Bank, 5 Hong Ping Hua Pao Taels, specimen, Tientsin, serial number A00001-A50000, black, green, orange and multicolour, dragon at centre, denomination at each corner, ‘SPECIMEN’ perforated at bottom centre, reverse black and red, bank building at centre, Chinese character for five left and right, (Pick S550), PCGS 66OPQ Gem Uncirculated Estimate HK$20,000-30,000

507

Russo-Chinese Bank, 10 Mexican Dollars, specimen, 1909, black green and yellow, dragons left and right, bank building at bottom centre, (Pick S543s), PMG 35 Choice Very Fine, rare Estimate HK$45,000-50,000

121

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

508

Russo Asiatic Bank, printer’s archival photographic proof for 1, 3, 5, 10 and 50 taels, 1907, obverse only, vertical format, ornate semi coiled dragon, bank name in Chinese characters at each corner, (Pick not listed), some damage to the moutning card and corners as per photo (5 pieces) Estimate HK$3,000-4,000

510

Banque Belge Pour L’Etranger, $10, specimen, Tienstsin, 1921, serial number 000000, brown and multicolour, steam ship and sampans by dockside at centre, reverse brown, coat of arms at centre, (Pick S147s), PMG 64 Choice Uncirculated, rare Estimate HK$10,000-12,000

509

A n album of pr i nter’s arch ival proofs for Commercial Bank of Scotland, Netherlands Trading Society, The Natal Bank, Commercial Banking Company of Sydney, approximately 66 pieces of vignettes and underprints used for various denominations on the banknotes issued between 1909 and 1911, a rare opportunity to buy a full album of partial proofs (approximaltey 66 pieces).

Estimate HK$10,000-12,000

511

Banque Industrielle de Chine, set of 5 archival proof pieces stating the denomination, $1, $5, $10, $50, $100 and $500, (the $1 and $5 are together), signed and dated 1916, about extremely fine (5 pieces) Estimate HK$2,000-3,000

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512

Banque Industrielle de Chine, a set of black and white progressive proofs from $1 to $500, 1916, for use in Yunnanfou, almost uncirculated, the cataloguer is unaware banknotes were issued for circulation in Yunnan, unique and rare (6) Estimate HK$8,000-10,000

514

China, archival photographic proofs, uniface obve r se/reve r se, g roup of 4, T he Ni ng po Commercial Bank $1, Shanghai, 1909, Banque Industrielle de Chine, $1, Canton, 1919, and the remaining looks as if they are from the Russo Asiatic Bank, (1906 and 1907), (4 pieces) Estimate HK$1,000-1,200

513

Banque Industrielle de Chine, a set of progessive proofs printed on paper and mounted on card, $1, $5, $10, $50, $100 and $500, unknown date and place name, paper quality almost like oil paper, pencil signature at bottom right, (Pick not listed), almost uncirculated, very rare and probably unique (6 pieces) Estimate HK$8,000-10,000

123

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

A COMPLETE SET OF UNIFACE BANQUE INDUSTRIELLE DE CHINE COLOUR TRIAL, ISSUE OF 1914

515

518

516

519

Banque Industrielle de Chine, a uniface colour trial proof of the obverse for $1, without place name, series of 1914, blue-green on light brown, ornamental lions bottom left and right, (Pick not listed), pinholes upper left corner, extremely fine, rare Estimate HK$8,000-10,000

Banque Industrielle de Chine, a uniface colour trial proof of the obverse for $5, without place name, series of 1914, purple and multicolour, ornamental lions bot tom lef t and right, (Pick not listed), extremely fine, small pinholes upper left corner rare Estimate HK$8,000-10,000

517

Banque Industrielle de Chine, a uniface colour trial proof of the obverse for $10, without place na me, ser ies of 1914, red-pu r ple, g reen a nd multicolour, ornamental lions bottom left and right, (Pick not listed), extremely fine, small pinholes upper left corner rare Estimate HK$10,000-12,000

Banque Industrielle de Chine, a uniface colour trial proof of the obverse for $50, without place name, series of 1914, grey-green, green and pink, ornamental lions bottom left and right, (Pick not listed), extremely fine, small pinholes upper left corner rare Estimate HK$10,000-12,000

Banque Industrielle de Chine, a uniface colour trial proof of the obverse for $100, without place name, series of 1914, pur ple, green and pink, ornamental lions bottom left and right, (Pick not listed), extremely fine, small pinholes upper left corner rare Estimate HK$12,000-14,000

520

Banque Industrielle de Chine, a uniface colour trial proof of the obverse for $500, without place name, series of 1914, green-blue, green and light orange, ornamental lions bottom left and right, (Pick not listed), extremely fine, small pinholes upper left corner, bottom left corner tip missing, rare Estimate HK$15,000-18,000

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521

524

N e t h e r l a n d s Tr a d i n g S o c i e t y, a r c h i v a l photographic proof for $10, uniface obverse and reverse, 1907, Mercury top centre, bridge low centre, value in field and at each corner, reverse arms low centre, text in field, dragon at left and right, mounted on card (1 pair) Estimate HK$2,000-3,000

N e t h e r l a n d s Tr a d i n g S o c i e t y, a r c h i v a l photographic proof for $100, uniface obverse and reverse, c. 1922, Oriental warrior at left, bridge low right centre, reverse arms low centre, lion at low left and right, Chinese text, mounted on card, (1 pair) Estimate HK$1,500-1,800

525

Central Bank of Manchukuo,100 yuan, ND(1933), serial number 614233, blue on yellow-orange underprint, building at right, f lag at left, reverse green, (Pick J128a), about very good.

Estimate HK$200-600

522

Netherlands Trading Society, lot of 6x archival photgraphic proofs, $50 (3) and $100 (3), all c.1922, (6 pieces) Estimate HK$1,200-1,500

523

526

Netherlands Trading Society, printer’s archival photographic proof for $50, uniface obverse and reverse, c.1922, Oriental warrior at left, bridge low right centre, reverse arms low centre, lion at low left and right, Chinese text, mounted on card, (1 pair) Estimate HK$1,500-1,800

Central Bank of Manchukuo, a lot of eleventh 1 yuan, ND(1944), same block number 73, black on green and violet underprint at centre, old man at right, dragons at left and right margin, reverse violet, (Pick J135b), some minor handling mark, uncirculated.(11) Estimate HK$2,000-2,500 125

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

527

Central Bank of Manchukuo, uniface obverse 5 yuan specimen, ND(1944), black on green and yellow underprint, old man at right, dragons at left and right margin, red “specimen” overprinted in Chinese characters, (Pick J136s), extremely fine to about uncirculated.

Estimate HK$3,500-4,000

530

Mengchiang Bank,5 chiao, ND(1944), specimen, black on yellow underprint, temple courtyard, reverse green, value at centre, (Pick J102s), in PCGSCMC holder 65OPQ gem uncirculated and rare.

Estimate HK$5,200-6,000

531

528

Central Bank of Manchukuo, consecutive run of three 100 yuan, ND(1944), serial number 0303198200, black on green and yellow underprint, temple at left, old man at right, reverse blue, sheeps at centre, watermark of bank name in Chinese, (Pick J138a), about uncirculated.(3) Estimate HK$2,800-3,500

Mengchiang Bank,5 chiao, ND, specimen, black on yellow-brown underprint, temple courtyard, red “Specimen” in Chinese characters , reverse green, (Pick J102s), in CMC holder 65 OPQ. Estimate HK$7,500-8,500

532

M e n g c h i a n g B a n k , 5 c h i a o , N D, b l a c k o n yellow-brown underprint, temple courtyard, red “Specimen” in Chinese characters , reverse green, (Pick J102), about very fine.

Estimate HK$2,000-2,500

529

Mengchiang Bank,5 chiao, ND(1940), block number 7, brown on light blue and green, herd of camels at centre, reverse grey blue, (Pick J103a), in CMC holder 63OPQ. Estimate HK$1,600-2,000 WWW.SPINK.COM

January 16, 2016 - HONG KONG

533

Central Reserve Bank of China, a consecutive pair of 10 yuan, 1940, Wuhan, serial number E/ C662101E, blue on yellow and red underprint, Sun Yat Sen at centre, reverse blue, Mausoleum at centre, (Pick J12g), uncirculated.

Estimate HK$2,000-2,500

534

The Central Reserve Bank of China,100 yuan, consecutive of 3, 1943, serial number F5468668, olive on multicolour underprint, Sun Yat Sen at centre, reverse light green, Mausoleum at centre, (Pick J21)uncirculated.(3) Estimate HK$800-1,000

535

Central Reserve Bank of China, a mixed lot of 27 specimens notes, consisting a 50 cents uniface reverse, 50 cents and 1 yuan uniface obverse and reverse, 1, 5, 10, 100, 500, 1000, 50000 and 10000 yuan, c.1940”s, all different, no duplicate, generally extremely fine or better, some uncirculateand rare.(29 pieces in total) Estimate HK$60,000-65,000 127

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

536

Federal Reserve Bank of China,10 cents, 1938, serial number H0025757, brown, dragon at right, value at left, reverse brown, (Pick J51), good very fine.

Estimate HK$1,000-1,500

539

Federal Reserve Bank of China,1/2 fen, 1938, block number 84, light blue-g reen on yellow underprint, bridge at centre, reverse blue-green, value, (Pick J45), about uncirculated.

Estimate HK$800-1,000

537

Federal Reserve Bank of China,10 cents, 1938, serial number D0119833, brown, dragon at right, value at left, reverse brown, (Pick J51), very fine.

Estimate HK$1,000-1,500

540 538

Federal Reserve Bank of China,50 cents, 1938, serial number B1082415, orange, dragon at right, value at left, reverse orange, (Pick J53a), about fine.

Estimate HK$1,500-2,000

Federal Reserve Bank of China, lot of 1, 5 fen and 5 chiao, 1938 and 1944, small format, brown, red and black respectively, (Pick J46, J47, J68), unciruclated.(3) Estimate HK$800-1,000

WWW.SPINK.COM

January 16, 2016 - HONG KONG

541

Federal Reserve Bank of China,5 fen, 1939, red on yellow-red underprint, bridge at centre, reverse red, (Pick J47b), in PMG holder 66EPQ. Estimate HK$300-500

544

Federal Reserve Bank of China, lot of two 10 yuan, ND(1944), similar design, purple and green on multicolour underprint respectively, (Pick J81), extremely fine to about uncirculated.(2) Estimate HK$1,000-1,500

542

Federal Reserve Bank of China, 1 yuan, 1938, 0465284, dull green, f lying dragon at top left, Confucius at right, (Pick J61a), PMG 64 Choice Uncirculated Estimate HK$600-800

545

Federal Reserve Bank of China, consecutive pair of 100 yuan, ND(1944), serial number 7147034, black on green blue, Huang Ti at right, reverse brown, (Pick J83a), about uncirculated.(2) Estimate HK$1,000-1,500

543

Federal Reserve Bank of China, lot of two 100 yuan, ND(1941 and 44), serial number 0850823, 168220, blue on red orange underprint and black on multicolour underprint respectively, (Pick J74a, J83a), both in PCGS CMC holder 63 and 64OPQ. Estimate HK$1,500-2,000

129

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

548

The Central Reserve Bank of China, mixed lot of 20 notes, from 1 cents to 10000 yuan, 1940 to 1945, varies colour and design, generally very fine, some are better.(20) Estimate HK$3,000-4,000

546

Federal Reserve Bank of China, mixed lot of 20 notes, from 1 cents to 1000 yuan, 1938 or ND, varies colour and design, very fine to uncirculated.(20) Estimate HK$5,000-6,000

549

Private Issue, Chu Shing Sheng Yin Chian Chu,50 cents, 1908, remainder, blue green on yellow underprint, ornate border, two dragons flanking value at centre, reverse orange, bank name in English, uncirculated.

Estimate HK$2,000-2,500

547

Federal Reserve Bank of China, lot of 12 notes, including, 100 yuan 1945 (10) and 1000 yuan, 1945 (2), (Pick J88 and J91), good fine to very fine (12) Estimate HK$1,200-1,600

550

Private Issue, Yu Chang Xiang,1 yuan(2), 1938 and ND, serial number 002818, 462610, black green on pale green and black on orange yellow respectively, (Pick unlisted), very fine.(2) Estimate HK$1,500-1,800

WWW.SPINK.COM

January 16, 2016 - HONG KONG

551

Private Issue, Zhong Hua Jian De Hui,5 yuan saving certificate, 1932, number 0413, green on light green, value left and right, (Pick unlisted), waterstains, very fine or better.

Estimate HK$500-800

553

Private Issue, Dong Ling, unissued remainder, Xuantong era, vertical format, green, red, yellow on light blue underprint, dragons left and right, (Pick unlisted), stain at low left corner, about uncirculated.

Estimate HK$1,200-1,500

552

Long Xing Xiang, Private Issue, a pair of 20 cents, 1930, serial number 00716 and 00719, blue, gazebo and house left and right, reverse green, house by hill at centre, (Pick unlisted), uncirculated.(2) Estimate HK$200-400

554

Private Issue, mixed lot of 5 x private issued notes, Republican era, vertical format, blue or green block print on white, red stamps, brush writing, (Pick not listed), very fine.(5) Estimate HK$1,000-1,500

131

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

555

558

556

559

Nanyang Brothers Tobacco Company Limited, 50 cents coupon, 1926, serial number 019854, black on green and orange, pagoda and river at centre, reverse green, very fine.

Estimate HK$1,500-1,800

Temporary Issue Note, Nan Gong, 5 yuan, 1937, serial number 092874, brown, village building at cent re, reverse blue, large squ re red chop overprinted, very fine.

Estimate HK$800-1,200

557

Private Issue, Yee Seng Chong, Swatow, $5, 1922, serial number 10125, vertical format, blue on light green underprint, steam boat at top centre, red stamps, reverse blue, brush writing, very fine.

Estimate HK$1,500-2,000

Private Issue, De Xing Chang, uncut block of 1 chiao, ND, black on white, red text overprinted, Chinese house at left, (Pick unlisted), stians and toned, fine to very fine.

Estimate HK$500-800

Tong Yi Official Currency Bureau, 1 yuan, 1924, number 96, green on yellow, a dollar at centre, reverse ink writing, (Pick unlisted), stains, very fine.

Estimate HK$1,000-1,500

560

Private Issue, Cheng Yi Tang, a set of 1, 2 and 5 chuan cash, 1918, steam train at right, ship at left, (Pick unlisted), very good to good fine.(3) Estimate HK$2,000-2,500

WWW.SPINK.COM

January 16, 2016 - HONG KONG

561

564

The Foh Lee Bank,10 cents, 1933, Xuan Hua, serial number A120541, green, goats before pagoda at centre, reverse dark green, overprinted red text and signatures, minor foxing, about uncirculated.

Estimate HK$500-800

Pei Xian Farmers Bank, Kiangsu,20 yuan, 1943, serial number 431632, blue, potrait of man at left, value at right, reverse purple blue, (Pick unlisted), very good and rare, Estimate HK$4,000-5,000

565

Fu An Yong, Private Bank, $1, 1935, serial number 000608, green on multicolour underprint, value at centre, reverse purple on pale green underprint, building at right in oval frame, (Pick unlisted), minor foxing, about uncirculated.

Estimate HK$400-800

562

San Woo Main & Company,100 cash, Guangxu era, serial number 21, small vertical format, blue and red, company name in Chinese and English at top, reverse orange, company”s laboratory and pier, stains and minor paper thinning, about extremely fine.

Estimate HK$500-700

566

Hwei Hai Industrial Bank, $1, ND, serial nm] umber S204138, brown on light green, portrait of a man at centre, reverse blue, fine to very fine.

Estimate HK$6,500-7,500

563

Private Bank, Hu Heng Chun, Republican issue, 1 chuan, number 74, vertical format, blue ornate border, red chops, cancelled by cutting the low left corner, extremely fine.

Estimate HK$100-500 133

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

567

Jiao Cheng Workers and Farmers Bank10 cents, 1931, serial number 18983, blue on light purple underprint, building at centre, reverse green on yellow under print, temple at centre, about uncirculated.

Estimate HK$100-500

570

Private Bank, Wang Xing Fu,3 tiao, unissued note, Guang Xu era, blue on pale green underprint, the Eight Immortals at left and right border, reverse red, (Pick unlisted), foxing, extremely fine.

Estimate HK$500-800

568

Swatow Commercial Bonds Association, $30, 1935, serial number 082532, green and multicolour, value at left, lakeshore view at right, reverse deep green, park view at centre, (Pick unlisted), paper thinning on reverse, about fine, rare.

Estimate HK$2,500-3,000

569

Ping Quan Government Bank,20 cents, unissued, Republican era, purple-red, value at centre, reverse orange, lions holding Arabic number 2 at centre, (Pick unlisted), stains, about uncirculated.

Estimate HK$1,300-1,600

WWW.SPINK.COM

January 16, 2016 - HONG KONG

571

573

A group of Bradbury and Wilkinson archival vignettes depicting various sceneries and designs used on Chinese banknotes, including the Kwang Sing Company, the cataloguer cannot identify all of them and can only surmise some have not been used on issued banknotes (6).

Estimate HK$2,000-3,000

A group of Bradbury and Wilkinson archival vignettes depicting various sceneries and designs u s e d o n C h i n e s e b a n k n o t e s , i n cl u d i n g t h e building on the Provincial Bank of Kwangtung, the cataloguer cannot identify all of them and can only surmise some have not been used on issued banknotes (6).

Estimate HK$2,000-3,000

574

Altai District, Current Silver Note,1 yuan, 1918, serial number 02401, grey-violet, horse drawn wagon with people at centre, reverse green, (Pick S2490J), repaired, about very fine.

Estimate HK$3,000-4,000

572

A group of Bradbury and Wilkinson archival vignettes depicting various sceneries and designs used on Chinese banknotes, including Minerva from the Hong Kong $1 issue of 1905 to 1935, the cataloguer cannot identify all of them and can only surmise some have not been used on issued banknotes (6).

Estimate HK$2,000-3,000 135

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

575

Anhwei Yu Huan Bank, $1, 1907, serial number 329, horizontal format, blue dragon borders, picture of an Anhwei silver dollar left and right, reverse brown, text in Chinese, (Pick S819), well preserved, about very fine and very rare in this condition.

Estimate HK$35,000-40,000

577

Kiangsu Bank, set of archival photgraphic proofs for $1, $5 and $10, 1913, uniface obverse and reverse pairs, unique (3 pairs) Estimate HK$3,000-4,000

576

Chahar Province, a lot of 1, 5 and 10 yuan fixed term treasury notes, 1929, green, orange and red respectively, similar design, gazebo and bridge at centre, (Pick unlisted), very fine and rare.(3) Estimate HK$5,000-5,500

WWW.SPINK.COM

January 16, 2016 - HONG KONG

578

579

Provincial Bank of Chihli,100 coppers, 1925, “ Yungstun”, serial number 0743023, green on pink, house and trees at centre, value left and right, reverse black on green, (Pick S1278), good very fine and rare.

Estimate HK$3,000-4,000

Provincial Bank of Chihli,50 coppers, 1925, number 0258815, charcoal brown, bridge and house at centre, reverse black on blue green, (Pick S1277a), about uncirculated and rare.

Estimate HK$6,000-8,000

580

The Commercial Guarantee Bank of Chihli, $5 and $10, 1919, Peking, serial number B305022, C334000, green on multicolour underprint, bank building at right and centre respectively, reverse value, (Pick S2516A, S2516), fine.(2) Estimate HK$4,500-5,000

137

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

581

584

582

585

Fukien Provincial Bank,1 chiao, 1937, serial number E912510, red, a boat by a hut and pagoda, reverse orange and red, value at centre, (Pick S1412), PMG 66EPQ. Estimate HK$800-1,200

Fukien Provincial Bank,2 chiao, 1940-41, serial number A371694, brown, bridge and village view at right, value at left, reverse brown, (Pick S1427), PMG 55 about uncirculated.

Estimate HK$800-1,000

Fukien Provincial Bank,1 yuan, 1939, serial number BD969109, red, bridge and village view at right, value at left, reverse deep brown, (Pick S1420), PMG 65EPQ. Estimate HK$800-1,200

Fuk ien Bank , $1, N D, A moy, ser ial nu mber 088572, dark blue and multicolour, village by the mountain at centre, reverse blue, (Pick S1435), Estimate HK$1,500-2,000

583

Fukien Provincial Bank,5 chiao, 1941, serial number B123803, red, bridge and village view at right, value at left, reverse red, (Pick S1428), PMG 64 NET, previously mounted.

Estimate HK$1,000-1,200

586

Hainan Bank, 2 fen(90), 5 fen(90), 1949, brown and red respectively, small format, uniface, Sun Yat Sen at left, (Pick S1452, S1453), uncirculated.(180) Estimate HK$100-300

WWW.SPINK.COM

January 16, 2016 - HONG KONG

587

The Hainan Bank, consecutive pair of 20 cents, 1949, one “error” on reverse, the other normal issue, green, Sun Yat Sen at left, reverse green, one printed upside down and shifted to left, (Pick S1455), uncirculated and rare.(2) Estimate HK$300-800

588

The Hainan Bank, a lot of 2, 5, 20, 50 cents, 1 and 10 yuan, 1949, similar design, Sun Yat Sen at left or centre, (Pick S1452-3, 1455-6, 1457, 1459), uncirculated to about uncirculated, the 10 yuan scarce.(6) Estimate HK$7,500-8,500

589

The Amoor Government Bank, $1, 1917, serial number 04719, red on pale green underprint, lions suppoting globe at upper centre, reverse green on yellow, (S1648), fine and scarce.

Estimate HK$22,000-25,000

139

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

590

Heilong jiang Kwang Sing Company, 2 tiao, handwritten date and serial numbers, ver tical format, purple-pink and black, facing dragons at top, Chinese traditional artwork border, red handstamps, reverse blue, Chinese and Manchu text, good fine, scarce Estimate HK$1,500-2,000

591

592

Heilongjiang Kwang Sing Company, 3 tiao, 1918, serial number 00383, vertical format, blue and black, ornate and detailed Chinese traditional artwork border, red handstamps, reverse green, Chinese text, (Pick S1552), good fine Estimate HK$900-1,200

593

Heilong jiang Kwang Sing Company, 5 tiao, handwritten date and serial number, vertical format, purple and black, facing dragons at top, Chinese traditional artwork border, red handstamps, reverse green, Chinese text, fine, a very attractive design and colour Estimate HK$1,500-2,000

Kwang Sing Company,5 tiao, 1919, serial number 00686, violet, vertical format, men at left and right, reverse green, (Pick S1562), extremely fine.

Estimate HK$500-800

WWW.SPINK.COM

January 16, 2016 - HONG KONG

594

596

Heilong jiang Kwang Sing Company, 3 tiao, handw r it ten date and ser ial number, ver tical format, blue and black, ornate and detailed Chinese traditional artwork border, red handstamps, reverse green, Chinese text, about very fine, an attractive design Estimate HK$1,000-1,200

Heilongjiang Kwang Sing Company, 10 tiao, 1929, serial number 01057, black text on red, ‘10’ at each corner, Guan Yu at right and Zhao Zilong at left, mountain scene at bottom, reverse blue, Chinese text at centre, about extremely fine, a beautiful design Estimate HK$2,000-3,000

597

Kw a n g S i n g C o m p a n y,1 y u a n , 19 2 4 , r e d overprinted 1 yuan equals to 120 tiao, serial number B036038, green and multicolour, temple at centre, reverse green, red overpinted Chinese characters and arabic numbers, (Pick S1604 for type), about very fine and rare.

Estimate HK$1,000-1,500

595

Kuang Hsin Company, 30 tiao, specimen on issued note, 1925, serial number 00251, vertical format, grey-blue, tradition Chinese artwork on border, red handstamps, official brush writing, reverse purple, f lowers and Chinese text, (Pick S1611s), PCGS Currency 55 Chocie About New Estimate HK$600-800

141

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

600

Provincial Bank of Honan,5 yuan, 1922, serial number Y167859, orange-brown, Yue Fei at centre, reverse brown on multicolour underprint, (Pick S1674), uncirculated and rare.

Estimate HK$4,200-4,800

601 598

Kw a n g S i n g C o m p a ny, s p e c i m e n s e t of 3 containing $1, $5 and $10, Heilungchiang, 1924, grey green, brown and red, stone city gate and lion statues at centre, (Pick S1601s, S1602s and S1603s), all 3 notes graded PMG 66EPQ Gem Uncirculated (3) Estimate HK$3,500-4,000

Provincial Bank of Honan,5 yuan, 1922, serial number M046656, orange, Yue Fei at centre, reverse red brown and multicolour, red seal overprinted at centre, (Pick S1674), trace of tape on reverse, otherwise uncirculated.

Estimate HK$500-800

602 599

Harbin Chambre of Commerce,3 yuan,1919, serial number 275937, red on pale blue underprint, hills and houses at centre, reverse green ornate border and text in Chinese, (Pick unlisted), pressed very fine.

Estimate HK$1,500-2,000

Provincial Bank of Honan,5 yuan, 1923, serial number C0378731, blue on multicolour underprint, bla ck ove r pr i nt e d on ba n k n a me a nd se a l s , circulated in Hupeh, reverse blue, good very fine and rare.

Estimate HK$6,000-7,000

WWW.SPINK.COM

January 16, 2016 - HONG KONG

603

Provincial Bank of Honan,10 yuan, 1923, Peking, serial number A0266452, purple on multicolour underprint, temple at left, reverse green, (Pick S1690), about fine.

Estimate HK$1,500-2,000

605

Hopei Province, a lot of 5 and 10 yuan fixed term treasury notes, 1929, brown and purple, similar design, gazebo and bridge at centre, (Pick unlisted), about very fine and rare.(2) Estimate HK$4,000-4,500

604

Ho Pei Metropolitan Bank, a lot of 10 and 20 coppers, 1936, Pei Ping, serial number C4082768, C7647407, black, purple respectively, (Pick S1710D & E), uncirculated.(2) Estimate HK$1,000-1,500

606

Hunan Porcelain Company,20 coppers, unissued, ND( Guangxu era), serial number 585, purple on yellow underprint, vertical format, four birds flying over clouds, two cranes standing at bottom left and right, with counterfoil, good very fine.

Estimate HK$2,500-3,000

143

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

607

Hunan Bank, $1, ND, Hankow, serial number 0220012, green on violet underprint, temple at centre, reverse brown, (Pick S2073), good fine.

Estimate HK$6,000-7,000

608

Hunan-Hupei-Kiangsi Workers and Farmers Bank,3 chiao, 1932, serial number 217306, black, old man at left, pagoda at right, value at centre, reverse brown-violet, view of village at centre, (Pick S3341a), repaired, good fine.

Estimate HK$2,000-2,500

609

The Hunan Industrial Bank,100 coppers, 1916, Changsha, serial number D050893, black and orange, old man at left, pagoda at right, reverse orange, (Pick S2005), about very fine and rare.

Estimate HK$3,000-4,000

WWW.SPINK.COM

January 16, 2016 - HONG KONG

THE HUPEH GOVERNMENT MINT LARGE SIZE $1, 1899

610

Hupeh Government Mint, $1, 1899, serial number 1064, vertical, large format, green, black facing dragons and fireball, reverse orange, black Chinese text, (Pick S2135), PMG 15 Choice Fine, a popular and attractive note.

Estimate HK$20,000-30,000

611

612

Hupeh Government Cash Bank, $1, 1904, serial number 906, vertical format, black on green, facing dragons and fireball at top centre, reverse orange, black Chinese text, (Pick S2090), PMG 25NET Very Fine, part of the top border missing Estimate HK$6,000-7,000

Hupeh Government Cash Bank, $1, 1904, serial number 173, vertical format, black on green, facing dragons and fireball at top centre, reverse orange, black Chinese text, (Pick S2090), PMG 25 Very Fine, scarce Estimate HK$8,000-10,000

145

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

615

The Yung Heng Provincial Bank of Kirin,5 and 10 cents, 1926, green and pink, red and yellow respectively, small notes, (Pick S1062, S1063), about fine and rare.(2) Estimate HK$3,000-4,000

613

Provincial banknotes from the republican era, group of 11 notes, some better types seen, Bank of Hopei 5 jiao, 1940 and 1 yuan, 1934, Bank of Hunan 100 coppers, 1913 and Bank of Shansi Chahar and Hopei, 10 yuan, 1943, etc, average very fine (11) Estimate HK$2,000-3,000

616

The Yung Heng Provincial Bank of Kirin,20 and 50 cents, 1926, brown and blue, brown and yellow respectively, (Pick S1064, S1065), about very fine and rare.(2) Estimate HK$4,000-5,000

614

Yung Heng Provincial Bank of Kirin,3 tiao, 1928, serial number 092679, vertical format, black, red chops, reverse red, large red chops, (Pick S1077), uncirculated.

Estimate HK$300-500

617

Kirin Yung Heng Provincial Bank,1 yuan, 1923, specimen, Harbin, orange on light green, temple and red chop at centre, reverse brown, (Pick S1051s), uncirculated.

Estimate HK$2,000-2,500

WWW.SPINK.COM

January 16, 2016 - HONG KONG

620

The Kiangsi Provincial Bank, a lot of 10 x 10, 20, and 50 cents, 1949, blue, brown and red respectively, (Pick S1089C-S1089E), uncirculated.(30) Estimate HK$2,000-2,500

618

K iang nan Yu Ni ng G over nment Bank ,10 0 coppers, 1907, vertical format, blue, green and pink, ornate floral border, dragon top centre, reverse black Chinese text, large red chop, (Pick S1175), about fine.

Estimate HK$5,000-6,000

621

Yu Ming Bank of Kiangsi,50 cents, 1933, serial number G1795599, blue, small format, gateway and trees at centre, reverse red, (Pick S1134a), PMG 64EPQ. Estimate HK$1,000-1,500

619

K iangse Government Bank, $1, 1907, serial n u m b e r 49 9, bl a c k a n d bl u e - g r e e n , o r n a t e border, ‘1’ at each corner, central vignette stating denomination, various red handstamps, obverse bl a ck , C h i n e s e a n d E ng l i s h t ex t , l a r ge r e d handstamp at centre, (Pick S1083), PCGS 20 Very Fine Estimate HK$3,000-4,000

147

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

624

The Juchien Company, Kweichow,1000 cash, unissued remainder, no date or serial number, dark green and yellow green, ornate floral pattern, attached with counterfoil, reverse brown on yellow, steam train at centre, about uncirculated and rare.

Estimate HK$2,500-3,000

622

Kiangsu Province, Exchange Note,1, 5, 10 yuan, ND, serial number 019644,003822, 002135, brown on light blue, green on orange, dark blue on pale green respectively, (Pick S1208-10),1 and 5 yuan uncirculated, 10 yuan extremely fine, very rare.(3) Estimate HK$11,000-15,000

623

Kiangsu Farmers Bank,10 cents, 1936, serial number D192977, red, small vertical format, pagoda and gateway at upper centre, reverse olive, (Pick S1194a), PMG 58EPQ. Estimate HK$1,000-1,500

625

The Juchien & Co., Kweichow, a lot of two 1000 cash, one issued note and one remainder, ND, green, value at centre, floral pattern, reverse brown on yellow underprint, steam train at centre, (Pick unlisted), about very fine and very rare.(2) Estimate HK$7,500-8,500

626

Kwangsi Bank , 5 y u a n, 1912, ser ial nu mber A060483, Nanning, olive and red, f lags at top centre, factory at right, railway and mountain at left, (Pick S2352d), toning, about uncirculated.

Estimate HK$1,000-1,500

WWW.SPINK.COM

January 16, 2016 - HONG KONG

627

630

628

631

The Provincial Bank of Kwangsi,5 yuan, 1926, Nanning, serial number A1163660, blue on red underprint, landscape left and right, reverse black, large red chop overprinted, about very fine and rare.

Estimate HK$2,000-2,500

Kwangsi Bank ,1 chiao, 1936, ser ial nu mber C3673149, blue, small format, buildings at left and right, value at centre, reverse red on light blue and yellow underprint, (Pick S2380), PMG 66EPQ. Estimate HK$1,000-1,500

The Provincial Bank of Kwangsi,10 yuan, 1926, Nanning, serial number A425473, brown on grey green underprint, landscape left and right, reverse grey green, large red chop overprinted, good very fine and rare.

Estimate HK$4,000-5,000

Kwangsi Prov i ncial G over nment , 50 cent s, ND(1949), serial number 0381657, brown and light blue, government building at centre, reverse brown, value, (Pick S2313), PMG holder 64EPQ. Estimate HK$2,000-2,500

632

Kwangsi Military, 5 jiao, 1922, serial number 093588, orange, ‘5’ at each corner, rural scene left and right, reverse blue, Chinese text, (Pick S3900K), PCGS Currency 58 Apparent Estimate HK$800-1,000

629

Provincial Bank of Kwangtung, 20 cents, 1922, serial number J951048, also Kwangsi Bank 1 chiao, 1936, serial number C1516819, (Pick S2407a and S2380), PMG 64 Chocie Uncirculated and 64EPQ Choice Uncirculated respectively (2) Estimate HK$800-1,000

149

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

633

Kwangtung Currency Bureau, $1, 1905, serial number 549, black and green, two ornate and well detailed dragons chasing fireball at top, reverse and obverse of a Kwangtung silver dollar left and right, Chinese house at bottom, reverse purple Chinese text on white, (Pick S2388), minor paper peeling, presentable good fine and rare.

Estimate HK$6,000-8,000

634

635

The Kwangtung Provincial Bank,1 jiao and 2 jiao specimens, 1935, “Swatow”, red, green on multicolour underprint, Sun Yat Sen at left, reverse red and green respectively, junks at centre, (Pick S2436s3, S2437s4), uncirculated.(2) Estimate HK$2,500-3,000

636

The Provincial Bank of Kwangtung Province, $100, 1918, low serial number 007096, olive and multicolour, building at centre, reverse dark blue, (Pick S2405), Good very fine.

Estimate HK$1,000-1,200

Kwangtung Provincial Bank, 50 cents, specimen, 1935, serial number 00000, blue on green and multicolour, Sun Yat Sen at right, ‘5 jiao’ at each corner, reverse blue, junk boats at centre, (Pick S2438s), PMG 64NET Choice Uncirculated, a scarcer denomination Estimate HK$1,000-1,200

637

The Kwangtung Prov incial Bank , $1, 1931, Swatow, serial number 756539, blue green on multicolour underprint, Sun Yat Sen at centre, value left and right, “Swatow” overprinted below, (Pick S2411c), good fine.

Estimate HK$100-300 WWW.SPINK.COM

January 16, 2016 - HONG KONG

640

Kwang Tung Provincial Treasury, $10, 1923, serial number 034294, green on light brown underprint, truck and biplane at centre, large red chop, reverse green, large blue and red stamps, (Pick S3903), good extremely fine and rare.

Estimate HK$5,500-6,500

638

Republican era, group of 14 notes including, Bank of Communications 10 yuan, 1914 (3), Provincial Ban k of Kwangt ung 1 y uan 1931 (8), Cent ral Bank of China 100 yuan, 1941 (2) and the Shansi Provincial Bank 1 yuan, 1936 extremely fine to uncirculated (14) Estimate HK$600-800

639

P r o v i n c i a l B a n k o f Kw a n g t u n g / C a n t o n Municipal Bank, lot of 43 notes, 1918 to 1930’s, mix lot, mainly uncirculated, sold as seen (43).

Estimate HK$1,000-1,500

641

Peiyang Tientsin Bank, 5 taels, 1910, serial number 124330, vertical format, red, green and black, Li Hongzhang at top centre, facing dragons, vignette showing boats at bottom, (Pick S2523r), PMG 50Net About Uncirculated, slight repair at right border Estimate HK$18,000-20,000

151

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

644

642

Pe i Yang T ienst i n Ban k , pr i nt e r s a rch ival photographs for the obverse and reverse of a $10, $50 and $100 horizontal format, Li Hong Zhang at right, dragons at top, bank building bottom left corner, Chinese and Manchu script on reverse, mounted on a single piece of card (3 pairs) Estimate HK$5,000-6,000

Industrial Development Bank of Jehol, a uniface 10 yuan specimen, 1930, dark blue, roadside house and trees at centre, red “Specimen” in Chinese characters at top, (Pick S2216s), uncirculated.

Estimate HK$500-800

645

The Industrial Development Bank of Jehol,1 yuan, 1925, serial number 3044406, purple brown, the Great Wall at centre, reverse brown, (Pick S2186), about uncirculated to uncirculated.

Estimate HK$1,000-1,500

643

646

I ndust r i a l D evelopment Ban k of Jehol ,10 cents and 20 cents, 1929, serial number 1030314, 0821375, green on red, brown on pale yellow green respectively, (Pick S2201-2), very fine.(2) Estimate HK$3,200-4,000

The Industrial Development Bank of Jehol,5 yuan, 1925, serial number 0721810, orange, the Great Wall at centre, reverse brown, (Pick S2187), about extremely fine.

Estimate HK$2,000-2,500

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January 16, 2016 - HONG KONG

647

649

The Industrial Development Bank of Jehol,10 yuan, 1925, serial number 0721810, green, the Great Wall at centre, reverse brown, (Pick S2188), very fine.

Estimate HK$2,000-2,500

Shansi Provincial Bank,10 cents, 1930, Sui Yuan, serial number 12358398, green, temple at left, reverse brown, pagoda at centre, (Pick S2654), in CNCS holder 60.

Estimate HK$100-500

650

Shansi Provincial Bank,20 cents, 1930, Sui Yuan, serial number 11280583, green, trees and houde at left, reverse olive, temple at centre, (Pick S2655A), in CNCS holder 64EPQ. Estimate HK$100-500

651

648

Provincial Bank of Shantung, 5 yuan, Shantung, serial number 0416867, blue and multicolour, stone monument at centre, reverse blue, (Pick S2752a), PMG 58 Choice About Uncirculated Estimate HK$600-800

Shan His Zing Fun Bank,1, 5 and 10 taels, 1912 and 1913, serial number A96253, B57221, 3140, violet on yellow, green, black respectively, (Pick S2593, S2597-8), fine to very fine.(3) Estimate HK$8,800-9,800

153

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

654

Shantung Provincial Treasury, 10 yuan, 1926, serial number 0179635, brown and dark brown, pagoda at left and farming scene at right, ‘10’ at each corner, red seal signatures, (Pick S2720), PMG 64EPQ Choice Uncirculated Estimate HK$1,000-1,200

LOTS 655-663 - A COMPREHENSIVE GROUP OF XINJIANG NOTES ISSUED IN THE 1930’S

652

Provincial Bank of Shantung, partial set of proofs, 20cents, 1 yuan, 5 yuan and 10 yuan, 1925, uniface obverse and reverse proofs on card, (Pick S2655p, S2757p to S2759p), PMG 62NET to PMG 64 Choice Uncirculated (4 pairs) Estimate HK$3,500-4,000

655

Kashgar Adminstration Office, 40 cash, 1933, serial number 0004, black printing on white paper, large red seal at centre, an emergency issue, (Pick not listed), very fine, a 1cm tear top border, rare Estimate HK$2,400-3,000

653

Shantung Provincial Treasury, a set of 1, 5, 10 yuan, 1926, serial number 1935765, 0127433, 0022436, orange and yellow, blue and green, brown and grey respectively, similar design, (Pick S271820), the 5 yuan uncirculated, others good very fine or better.(3) Estimate HK$5,500-6,500

656

Kashgar Adminstration Office, 40 cash, 1933, serial number 0004, black printing on white paper, large red seal at centre, an emergency issue, (Pick not listed), brio writing on top border, very fine and rare Estimate HK$2,400-3,000

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January 16, 2016 - HONG KONG

657

660

Southern Xinjiang Border Defence Headquarters Circulating Note, 1 tael, 1933, black printing on yellow cloth, ‘one tael’ in Chinese characters within sun symbol at centre, red handstamps, 5 green horizontal green lines, (Pick not listed), in well above average condition for type, scarce Estimate HK$1,500-2,000

Southern Xinjiang Border Defence Headquarters Circulating Note, 1 tael, 1933, black printing on yellow cloth, ‘one tael’ in Chinese characters within sun symbol at centre, red handstamps, overprinted by rows of little squares, (Pick not listed), good very fine, rare Estimate HK$1,500-1,800

661

658

Xinjiang Ministry of Finance Official Note, lot of 3 notes including, 100 cash, 1920, and 3 taels (2), 1932, the former pink with green borders, the last two vertical format, deep purple on light green, black serial numbers, the 100 cash good very fine (small tear on right border) and the 3 taels good to very good, scarce (3) Estimate HK$1,000-1,200

Southern Xinjiang Border Defence Headquarters Circulating Note, 1 tael, 1933, black printing on dark green cloth, ‘one tael’ in Chinese characters within sun symbol at centre, red handstamps, (Pick not listed), good very fine and a scarce colour Estimate HK$1,500-2,000

659

Southern Xinjiang Border Defence Headquarters Circulating Note, 1 tael, 1933, black printing on yellow cloth, ‘one tael’ in Chinese characters within sun symbol at centre, red handstamps, superimposed by a black lotus handstamp, (Pick not listed), good very fine and rare Estimate HK$1,500-1,800

662

Xinjiang Ministry of Finance Official Note, lot of 3 notes, 50 taels, red, 1933 (1) and 50 taels, green, 1935 (2), very good to fine (3) Estimate HK$700-800 155

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

666

663

Kashgar Adminstration, lot of 3 notes, 3 taels, pink and black, 1933 and 5 taels, blue on green, no date (2) fine to very fine (3) Estimate HK$700-800

Sinkiang Provincial Bank,10 yuan, 1950, serial number CQ329755, blue, farming in field, reverse red, building at centre, (Pick S1806), about very fine.

Estimate HK$500-800

667 664

Si nk iang Prov i ncial G over nment F i nance Department Treasury, lot of 3 cloth notes for 10 taels, 1934, (Pick S1881), PCGS Currency 25 Very Fine, the other two un slabbed, good fine (3 pieces in total) Estimate HK$800-1,000

665

Sinkiang Treasury Note, 10 taels, 1934, also Kashgar issues for 1 tael and 3 tael (6 pieces), (Pick S3039, etc), PCGS Currency 35 Very Fine, the Kashgar notes fine to very fine for type (7 notes in total) Estimate HK$2,000-3,000

Sinkiang Provincial Bank,600,000,000 yuan and 3,000,000,000 yuan, 1949, serial number AJ116517, AH501213, red on light blue underprint, dark brown and red respectively, Sun Yat Sen at centre, (Pick S1794, S1796), very good to fine.(2) Estimate HK$5,000-6,000

668

Bank of taiwan, gold 1 yen, 1904, serial number 625863, vertical format, black on yellow, facing phoenixes at top, dragons at bottom, reverse purple, Chinese and English text, (Pick 1911), PMG Very Fine 30 Estimate HK$1,000-1,200

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January 16, 2016 - HONG KONG

669

Bank of Taiwan, a lot of 100 yuan(3) and 1000 yuan, 1981, 1987, 2000, all with solid number “4” and “5”, (Pick 1988, 1989, 1991), all in CMC holder 65OPQ and 67OPQ.(4) Estimate HK$2,700-3,000

671

Provincial Bank of Three Eastern Provinces, $5 and $10, specimen, 1924, green and brown respectively, stone monument at centre, (Pick S2952s and S2953s), PMG 66EPQ and 64EPQ, Gem and Choice Uncirculated (2) Estimate HK$2,000-3,000

672

Provincial Bank of the Three Eastern Provinces, $10, specimen, 1924, serial number 000000, brown and multicolour, stone tower at centre, ‘10’ at each corner, reverse red, (Pick S2953s), PMG 66EPQ Gem Uncirculated Estimate HK$2,000-2,400

670

Bank of Manchuria, set of 1, 5, and 10 y uan specimens, Harbin, 1923, uniface obverse and reverse, orange, green and purple, various Chinese styled houses at centre, (Pick S2927s2, S2928s2 and S2929s2), PMG 64 to 67EPQ Choice Uncirculated to Superb Gem Uncirculated, a scarce type (3 pairs) Estimate HK$5,000-6,000

673

Provincial Bank of the Three Eastern Provinces, $10, 1924, specimen, dark green on multicolour underprint, tower gate at centre, reverse red, selvage at top, (Pick S2953s), in PCGSCMC holder 63OPQ. Estimate HK$2,500-3,000 157

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

676

674

Provincial Banks, lot of 4 banknotes, Bank of Taiwan, 10 yen (1932), Fu Tien Bank, 2 jiao (1921), Canton Municipal Bank, 10 cents (1933) and Bank of the Th ree Easter n Provinces, $100 (1924), (Pick 1927a, S3012a, S2276b and S2955), PMG 25 Very Fine, 64 Choice Uncirculated, 66EPQ Gem Uncirculated and 64NET Choice Uncirculated respectively (4) Estimate HK$3,000-4,000

Bank of the Northwest, 5 yuan, Kalgan, 1925, serial number 0527166, orange and multicolour, railway track and station at left, red seal signatures, reverse orange, Chinese, English and Manchurian scr ipt, (Pick S3873c), PMG 58 Choice About Uncirculated Estimate HK$600-800

677

Bank of the Northwest,10 y uan, 1925, Jehol, serial number 0034722, green and multicolour, train station at left, reverse green, (Pick S3876a), extremely fine to about uncirculated.

Estimate HK$2,000-2,500

675

678

Provincial Bank of the Three Eastern Provinces, 1 yuan, uniface obverse and reverse proof on large card, Tientsin, 1929, black and multicolour, house by poolside at centre, (Pick S2962p1), PMG 66EPQ and 68EPQ (1 pair), great quality Estimate HK$2,000-2,400

Yu Hsiang Bank,10 copper, 1918, Changsha, serial number B373525, brown and green blue, house at left, roadway to walled city at right, reverse red and blue, bank building at centre, (Pick S2989), very good.

Estimate HK$800-1,200

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January 16, 2016 - HONG KONG

679

682

The Yunnan Fu-Tien Bank, $50, 1927, brown and multicolour, f lags left and right, reverse orange, (Pick S3023A), fine and rare.

Estimate HK$7,500-8,500

Fu Tien Bank, 20 cents, no date (1921), serial number 000000, black, horse and phoenix on top of a globe at right, reverse blue and multicolour, ‘SPECIMEN’ over pr inted in red, hole pu nch ca ncelled , ( Pick S3012s), PMG 66EPQ Ge m Uncirculated Estimate HK$1,200-1,600

680

The Yunnan Fu-Tien Bank, $5, 1929, ser ial number 806881, blue on pale red, red stamps, floral ornate border, reverse red, (Pick S3023D), foxing, uncirculated.

Estimate HK$1,200-1,800

683

Fu Tien Bank,10 yuan, 1921, specimen, orange on green, phoenix and horse facing above globes, reverse green, (Pick S3016), uncirculated.

Estimate HK$3,800-4,500

681

The Yunnan Fu-Tien bank, $5, 1929, serial number 806879, blue on yellow-red underprint, reverse red, (Pick S3023D), uncirculated.

Estimate HK$2,000-2,500

684

Fu-Tien Bank, $5, 1921, specimen, pur ple on orange underprint, phoenix and horse above globes, reverse red, Pai lou at centre, (Pick S3015s), in PMG holder 64EPQ. Estimate HK$3,600-4,000

159

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

687 685

The New Fu Tien Bank, a set of $1, 5, 10, 50, 100 specimens, 1929, blue, brown, purple, green and red on multicolour underprint, similar design, (Pick S2996s-3000s), uncirculated and rare.(5) Estimate HK$15,000-18,000

Central Chinese Republic Army Government Note,10 coppers, 1912, unissued note, black and yellow, star-like vignette at centre stating value, reverse brown with Chinese text, (Pick unlisted), good very fine and very scarce.

Estimate HK$11,000-14,000

688

Chinese National Pacification Army Notes, $1, ND(1912), number 15322, green and multicolour, crossed f lags at top centre, reverse green text in Chinese, (Pick S3814), low right corner pumped, otherwise uncirculated, scarce.

Estimate HK$12,000-15,000

686

Yunnan Provincial Bank, Silver Yuan Cashier”s Check,5 silver yuan, undated remainder, circa.

1949, serial number SF 0162867, red on pale blue underprint, vertical format, with counterfoil, (Pick S3025), uncirculated.

Estimate HK$500-800

689

Kwangtung Republican Military Government, $1, 1912, serial number 012495, brown, blue and multicolour, flags at top centre, Chen Jiong Ming at right, bugles and swords at left, reverse green and red, (Pick S3837), very fine and rare.

Estimate HK$5,000-6,000

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January 16, 2016 - HONG KONG

690

693

Kwangtung Republican Military Government,5 yuan, 1912, serial number 033257, blue-green frame, bugles and swords at left, Chen Jiong Ming at right, crossed f lags at top centre, reverse brown , black text in Chinese, (Pick S3839), about very fine and very rare.

Estimate HK$8,500-9,500

Provincial Army of Shantung, 1 yuan, 1926, serial number C3610754, grey-blue and multicolour, Chinese style house and tree lined path at centre, red seal signatures, reverse blue, (Pick S3939), PMG 55 About Uncirculated Estimate HK$1,000-2,000

691

Republican Government of China, Military Note for $1 issued by the Ministry of War, 1912, serial number 225536, multicolour crossed flags at centre, green borders on orange underprint, black English text on reverse, (Pick not listed), about very fine and scarce Estimate HK$12,000-15,000

694

Provincial Army Note of Shantung,1 and 5 yaun, 1926, serial number C0999730, B0696115, dark blue and red with multicolour respectively, similar design, (Pick S3939, S3940), good very fine.(2) Estimate HK$3,000-3,500

692

Republican Government of China, Military Note for $1 issued by the Ministry of War, 1912, serial number 376913, multicolour crossed flags at centre, green borders on orange underprint, black English text on reverse, (Pick not listed), very fine Estimate HK$12,000-15,000

695

Provincial Army Note of Shantung,1 and 5 yaun, 1926, serial number C1875183, B0767869, dark blue and red with multicolour respectively, similar design, (Pick S3939, S3940), very fine.(2) Estimate HK$2,000-2,500

161

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

696

Military Note of the National Revolutionary Army,2 chiao, 1926, serial number B352154, blue on orange and multicolour, two farmers at centre, reverse deep violet, Chinese text, (Pick S3924), in CMC holder 58OPQ and rare.

Estimate HK$4,000-4,500

698

Honan Provincial Treasury, $1, ND( old date 1921), serial number 0849720, green, ver tical format, portrait of Yue Fei at centre, large red square chop overprinted, (Pick S3855), good very fine.

Estimate HK$2,000-2,500

697

Military Exchange Bureau, $1, 1927, serial number G0295775, black, junks and sailing ship at top, ‘1’ at each corner, reverse green and black, Great Wall at centre, (Pick 595), PMG 58 Choice Almost Uncirculated, scarce Estimate HK$10,000-12,000

699

Liaoning People’s Bank Military Note,10 yuan, 1932, serial number 27042, brown on yellow green underprint, pagoda at centre, reverse green, text in Chinese, large red chop overprinted, very fine and rare.

Estimate HK$2,500-3,000

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January 16, 2016 - HONG KONG

700

702

National Army,1 yuan, 1927, number 665, blue, pagoda at centre, reverse blue Chinese text, (Pick S3914), uncirculated.

Estimate HK$1,600-2,000

Chinese Soviet Republic Government Bank, 2 chiao, 1935 and 1 yuan, 1935, cloth notes, black on grey cloth, the 1 yuan features Lenin on the obverse, (Pick S3279 and 3281), PCGS Currency 30 and 20 respectively, rare (2) Estimate HK$2,000-3,000

703

Chi nese Sov iet Republ ic Nat ional Bank , 5 fen, 1932, serial number 777341, black on green, denomination left, right and centre, reverse purple, (Pick S3250), PCGS Currency 53 About New Estimate HK$600-800

701

The Second United Construction Army, saving certificate for $10, ND(1922), serial number 03970, vertical format, dark blue and black on orange u nder pr i nt, reverse g reen and yellow, minor repaired about fine and rare.

Estimate HK$8,000-9,000

704

Bank of Inner Chiang,10 yuan, 1946, serial number 0754515, purple on yellow underprint, peasant and mule by hut at centre, reverse orange, building at centre, (Pick S3507K), very good to fine.

Estimate HK$100-500

163

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

708

Farmers Bank of Northwest China,2 yuan, 1940, serial number B1452150, brown, Chinese building at centre, reverse brown, (Pick S3295), extremely fine.

Estimate HK$1,100-1,500

705

Communist Banks, Tung Pei Bank, 100 yuan, 1945 and Bank of Shansi, Chahar and Hopei, 50 yuan, 1943, (Pick S3734a and S3161), PMG 35 Choice Very Fine and PCGS Currency 45 Extremely Fine (2) Estimate HK$800-1,000

709

Communist banks, Border Area Cooperative Society, 5 chiao, 1942, also Fukien-KwangtungKiangsi Border Area Bank, 10 yuan, 1949, (Pick S3135Tb, S3482), PMG 35NET Choice Very Fine and PCGS 64PPQ (possible spurious overprint) (2) Estimate HK$800-1,000

706

Bank of Shansi Chahar & Hopei,500 yuan, 1946, serial number 812568, red on yellow underprint, harvesting at right, reverse purple, (Pick S3196), about uncirculated.

Estimate HK$1,000-1,500

710 707

Bank of Inner Mongolia,200 yuan, 1947, serial number 910975, red on yellow underprint, bank building at right, reverse blue, (Pick S3507), about extremely fine and rare.

Estimate HK$5,000-6,000

Pei Hai Bank, lot of 5 notes, 1940’s, 10 yuan, 1944 and 1945, 500 yuan (1945, 1945) and 1000 y uan, 1948, (Pick S3565Ba, S3582b, S3630b, S3620E, S3623A), PMG 50EPQ, 55, 53, 64 and 50 respectively, a high grade lot (5) Estimate HK$1,500-1,800

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January 16, 2016 - HONG KONG

711

Pak Hai Bank and Tung Pei Bankmixed lot of 1 yuan and 50 yuan(2), 1944-47, red, orange and purple-blue respectively, about fine.(3) Estimate HK$100-500

714

Literature, The Second Exhibition of Historical Chinese Paper Money Album, 2015, a very good reference for rare Chinese banknotes.

Estimate HK$400-600

712

Tung Pei Bank of China, 50,000 yuan, 1948, serial number G1 304169, grey and blue, steam train at left, ship by dockside at right, reverse light brown, (Pick S3763), PMG 64 Choice Uncirculated, a high denomination and not often found in high grade Estimate HK$1,000-1,200

715

People’s Bank of China, 1st series renminbi, 1 y uan, 1948, block ser ial nu mber , ‘Far mer and Factory Worker’, (Pick 800), CMC 62OPQ Uncirculated Estimate HK$1,200-1,400

713

716

Communist Banks, Farmers Bank of Chung chou, 2 y uan specimen, 1948, also Bank of Easter n Chekiang, 5 jiao, 1945, serial number B112667, (Pick S3235bs and S3058B), PCGS 58 and 55 Choice About New respectively (2) Estimate HK$500-600

People’s Bank of China,1st series renminbi, 1 yuan, specimen, 1949, control number 00053560, black, factory at left, (Pick 812s), uncirculated.

Estimate HK$1,800-2,200

165

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

717

People’s Bank of China, 1st series renminbi, 1 yuan, 1949, serial number I II III 02404168, ‘Black Factory’, (Pick 812), CMC 58OPQ Choice Almost Uncirculated Estimate HK$1,000-1,200

People’s Bank of China,1st series renminbi, 5 yuan, specimen, 1949, control number 00010577, brown, weaving at left, (Pick 813s), uncirculated.

Estimate HK$1,500-1,800

721

718

People’s Bank of China,1st series renminbi, 1 yuan, 1949, serial number I II III 00760841, black on light green, factory at left, reverse dark brown, (Pick 812), in PCGS Banknote holder 64.

Estimate HK$800-1,200

719

720

People’s Bank of China,1st series renminbi, 5 yuan, 1949, serial number I II III 14197451, brown on yellow-brown underprint, weaving at left, reverse dark brown, (Pick 813a), PMG holder 64.

Estimate HK$2,000-2,500

722

People’s Bank of China,1st series renminbi, 5 yuan, specimen, 1948, control number 19675, green, sheeps on obverse, (Pick 802s), uncirculated.

Estimate HK$1,500-1,800

People’s Bank of China,1st series renminbi, 10 yuan, specimen, 1949, control number 015652, brown on yellow-green, train at left, (Pick 817s), uncirculated.

Estimate HK$3,300-3,800

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January 16, 2016 - HONG KONG

723

725

724

726

People’s Bank of China,1st series renminbi, 10 yuan, specimen, 1949, control number 019609, red and black, (Pick 815s), uncirculated.

Estimate HK$1,600-2,000

People’s Bank of China,1st series renminbi, specimen, uniface reverse only, control number 00007316, (Pick 827s), foxing, about uncirculated.

Estimate HK$500-800

People’s Bank of China,1st series renminbi, 10 yuan, 1949, serial number I II III 42145642, dark green, farmer and worker at left, reverse black, (Pick 816), in PCGS Banknote holder 64 OPQ. Estimate HK$1,000-1,500

People’s Bank of China,1st series renminbi, specimen, uniface obverse only, control number 02005, (Pick 829s), foxing, about uncirculated.

Estimate HK$500-800

167

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

727

People’s Bank of China,1st series renminbi, 50 yuan, 1949, serial number VII IX VIII 4886062-3, green, black on yellow, steam train at centre, reverse brown, (Pick 829), Both in PCGS Banknote holder 65OPQ.(2) Estimate HK$28,000-35,000

728

People’s Bank of China,1st series renminbi, 100 yuan, specimen, 1949, control number 0019931, green, pagoda at right on obverse, (Pick 806s), uncirculated.

Estimate HK$2,800-3,200

729

People’s Bank of China,1st series renminbi, 100 yuan, specimen, 1949, six digits variety, control number 063769, red, ship at right, (Pick 831s), uncirculated and rare.

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January 16, 2016 - HONG KONG

Estimate HK$6,000-7,000

732

People’s Bank of China, 1st series renminbi, 100 yuan, 1949, serial number I II X 4174169, ‘Donkey’, (Pick 836a), PMG 64 Choice Uncirculated Estimate HK$900-1,000

730

People’s Bank of China,1st series renminbi, a lot of 5 x 100 yuan, 1949, red, ship at right, reverse red on orange, value at centre and four corners, (Pick 831), mostly about uncirculated, one or two better.(5) Estimate HK$7,500-8,000

733

People’s Bank of China,1st series renminbi, 200 yuan, specimen, 1949, control number 000583, purple on light green, the Great Wall at right, (Pick 838s), paper toned, uncirculated.

Estimate HK$1,800-2,200

734

People’s Bank of China,1st series renminbi, 200 yuan, specimen, 1949, control number 00010776, brown on yellow-red and blue, steel plant at left, (Pick 840s), minor foxing, uncirculated.

Estimate HK$1,800-2,200

731

People’s Bank of China,1st series renminbi, uniface obverse and reverse specimen for 100 yuan,”Donkey and Factory”, control number 002991 and 002993, (Pick 808s), foxing and stains, about uncirculated.(2 pieces in total) Estimate HK$1,000-1,500

169

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

735

People’s Bank of China,1st series renminbi, 200 yuan, 1949, serial number III II I 21434340, brown on yellow-red and blue, steel plant at left, (Pick 840), about uncirculated.

Estimate HK$1,800-2,200

738

People’s Bank of China, 1st series renminbi, 1000 yuan, 1949, serial number V VI VII 43381880, ‘Qiantang Bridge’, (Pick 847), PCGS Currency 62 New Estimate HK$2,000-3,000

739 736

People’s Bank of China, 1st series renminbi, 5000 yuan, 1949, serial number 31475747, ‘Three Ploughs and Factory’, (Pick 852), almost very fine Estimate HK$800-1,000

737

740

People’s Bank of China,1st series renminbi, uniface obverse and reverse specimen for 500 yuan, 1949, control number 00007529, green and multicolour, tractor plowing at left, (Pick 846s), minor foxing, uncirculated(2 pieces in total).

Estimate HK$1,800-2,200

People’s Bank of China,1st series renminbi, uniface obverse and reverse specimen for 1000 yuan, 1949, control number 00043738, green and grey, bridge at right, (Pick 847s), uncirculated(2 pieces in total).

Estimate HK$1,600-2,000

People’s Bank of China,1st series renminbi, uniface obverse and reverse specimen for 10000 yuan, 1949, control number 00035036, brown, farmers ploughing with horses, (Pick 853s), minor foxing, uncirculated(2 pieces in total).

Estimate HK$1,800-2,200

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January 16, 2016 - HONG KONG

741

744

People’s Bank of China, 1st series renminbi, 10,000 yuan, 1949, serial number 96679303, ‘Two Horses Ploughing’, with triangular watermark, (Pick 853), good fine Estimate HK$800-1,000

People’s Bank of China, 1st series renminbi, 10,000 yuan, 1949, serial number III I II 53171094, ‘Warship’, (Pick 854a), PMG 45 Choice Extremely Fine Estimate HK$1,200-1,500

742

People’s Bank of China,1st series renminbi, 10000 yuan, 1949, serial number III I II 89661435, brown on pale yellow underprint, farmers ploughing with horses at centre, reverse dark brown, farmer and cows at centre, (Pick 853), about extremely fine.

Estimate HK$1,000-1,500

745

People’s Bank of China,1st series renminbi, a lot of five 10000 yuan, 1949, green on pale yellow under print, warship at centre, reverse brown, without watermark, (Pick 854a), all in PMG holder 50.(5) Estimate HK$10,000-12,000

743

People’s Bank of China, 1st series renminbi, 10,000 yuan, 1949, serial number 11958465, ‘Warship’, with triangular watermarks, (Pick 854c), PMG 58 Choice About Uncirculated Estimate HK$1,000-1,200

745A

People’s Bank of China , bu ndle of 1000x 2 fen, 1953, block serial numbers VI VI I, original wrapping, tied by string, bank sealed, etc, (Pick 861b), uncirculated (1000) Estimate HK$2,500-3,000

171

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

746

748

747

749

People’s Bank of China, bundle of 1000x 5 fen, 1953, block serial numbers V V I, original wrapping, tied by st r ing, ban k sealed, etc, (Pick 862b), uncirculated (1000) Estimate HK$6,000-7,000

People’s Bank of China, consecutive run of 99 x 5 jiao, 1953, serial I II VIII 3645501-600, lack of 3645542, violet on lilac and blue underprint, dam at left, (Pick 865b), the first and last one with minor foxing, others uncirculated.(99) Estimate HK$18,000-22,000

People’s Bank of China, consecutive run of 100 x 5 jiao, 1953, serial I II VIII 3645601-700, violet on lilac and blue underprint, dam at left, (Pick 865b), minor foxing, uncirculated.(100) Estimate HK$25,000-30,000

People’s Bank of China, 2nd series renminbi, 5 yuan, 1956, serial number X II I 7698485, brown on yellow and green, crowd of demonstrators at centre, star watermark, (Pick 872), PMG 67EPQ Superb Gem Uncirculated, very high grade Estimate HK$2,000-2,400

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January 16, 2016 - HONG KONG

750

People’s Bank of China, 3rd series renminbi, partial set of specimens including, 1 jiao, 5 jiao, 1 , 2, 5 and 10 yuan, 1960-1965, (Pick 877s, 880s, 874s, 875s, 876s and 879s), all PMG graded 64EPQ to 69EPQ (6) Estimate HK$20,000-30,000

751

People’s Bank of China, 3rd series renminbi, partial set of specimens including, 1 jiao, 5 jiao, 1 , 2, 5 and 10 yuan, 1960-1965, (Pick 877s, 880s, 874s, 875s, 876s and 879s), all PMG graded 64EPQ tp 68EPQ (6) Estimate HK$20,000-30,000

173

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

752

People’s Bank of China, 3rd series renminbi, consecutive run of 1 jiao, 1962, serial number II IV 56769101, red back, (Pick 877f), uncirculated (100) Estimate HK$6,500-7,000

755

People’s Bank of China, consecutive pair of 2 yuan, 1960, serial number II IX V 0593533-534, black, green and multicolour, machinist at centre, (Pick 875a), uncirculated (2) Estimate HK$2,000-2,400

753

People’s Bank of China, the 3rd series renminbi, 1 jiao, 1962, serial number V II 03192715, brown and multicolour, workers at left, reverse brown and red, National emblem at top right, (Pick 877i), in PMG holder 70 EPQ*, the highest mark, thus rare.

Estimate HK$4,500-5,500

756

People’s Bank of China, consecutive pair of 2 yuan, 1960, serial number II IX V 0593531-532, green, black and multicolour, machinist at centre, (Pick 875a), uncirculated (2) Estimate HK$2,000-2,400

754

People’s Bank of China, the 3rd series renminbi, 5 jiao, a consecutive run of 100 notes, 1972, serial number VIII X II 7545801-900, purple-blue on multicolour under print, weaving and value on obverse, value and National emblem on reverse, (Pick 880a), uncirculated.(100) Estimate HK$10,500-13,000

757

People’s Bank of China,3rd series renminbi, 5 y uan, 1960, “Er ror” note, ser ial nu mber II V 29399404, brown and black on multicolour under print, foundr y worker at centre, reverse green and black on multicolour underprint, partial black ink omitted at the bank name, (Pick 876b), uncirculated and rare error note.

Estimate HK$1,000-1,500

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January 16, 2016 - HONG KONG

758

760

People’s Bank of China, the 3rd series renminbi, 10 yuan, 1965, serial number VI X III 8503675, black on multicolour underprint, representatives of the National Assembly at centre, reverse red and multicolour, Tian An Men at centre, (Pick 879a), in PMG holder 70 EPQ*, the highest mark, thus rare.

Estimate HK$12,000-15,000

Bank of China, Foreign Exchange Certificate,100 yuan, 1979, specimen, serial number ZA000000, dark green on multicolour, the Great Wall at centre right, reverse English text, (Pick FX7s), in PMG holder 67EPQ. Estimate HK$1,000-1,500

761

People’s Bank of China, 4th series renminbi, consecutive run of 100x 2 yuan, 1980, serial number AX80087001 to 80087100, dark olive green on multicolour, Uighur and Yi youths at right, (Pick 885a), top first couple of notes slight handling marks top left, otherwise uncirculated (100) Estimate HK$3,000-4,000

759

China, mixed lot of 34 notes consisting of 3rd series 1 yuan and 2yuan and also low denominations of the Foreign Exchange Certificates (1979), generally almost uncirculated to uncirculated (34).

Estimate HK$400-600

175

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

A FANTASTIC 1980 TEN YUAN ‘00000001’ IN PMG 58EPQ

762

People’s Bank of China, 4th series renminbi, 10 yuan, 1980, lucky serial number AD00000001, blue and multicolour, elderly man and youth at right, mountains on reverse, (Pick 887), PMG 58EPQ, a rarely seen number one.

Estimate HK$22,000-26,000

763

People’s Bank of China,4th series renminbi, 50 y u a n , 1990, “Er ror ” not e, se r ial nu mbe r DY83212571, black on multicolour underprint, intellectual, farm girl and worker at centre, partial ink missing at right , (Pick 888b), uncirculated, rare error note.

Estimate HK$6,000-7,000

764

People’s Bank of China,4th series renminbi, 100 yuan, 1980, serial number CP31695644, blue-grey and multicolour, portrait of four leaders at centre, reverse mountain at centre, (Pick 889a), minor handling mark at top left, uncirculated.

Estimate HK$1,000-1,500

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January 16, 2016 - HONG KONG

765

People’s Bank of China,4th series renminbi, partial set of 1980 and 1990 issue consisting 1, 2 and 5 jiao, 1, 2, 5, 10, 50 and 100 yuan, all with same serial number BJ00717344, uncirculated.(9) Estimate HK$2,800-3,200

766

People’s Bank of China, consecutive run of 100x 50 yuan, 1999, serial number J59768901-9000, issued for the 50th Anniversary of the People’s Republic, (Pick 891), uncirculated (100).

Estimate HK$32,000-38,000

177

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

767

Pe ople’s Ban k of Ch i na , 10 0 y u a n , 20 0 0 0, replacement serial number I00228482, plastic, issued in 2000 to commemorate the Millenium, (Pick 902), uncirculated Estimate HK$3,000-4,000

769

Pe o p l e’s B a n k of C h i n a , 10 0 y u a n , 2 0 0 0, serial number J02827828, plastic dragon note commemorating the Millenium, (Pick 902), PMG 67EPQ Superb Gem Uncirculated, a nice number Estimate HK$2,500-3,000

768

Pe o p l e’s B a n k of C h i n a , 10 0 y u a n , 2 0 0 0, replacement serial number I00071849, plastic, issued in 2000 to commemorate the Millenium, (Pick 902), PMG 66EPQ Gem Uncirculated Estimate HK$3,000-4,000

770

People’s Bank of China,100 yuan, 2000, serial number J03217919, “Commemorative” issue, orange and multicolour underprint , dragon chasing fireball at centre, reverse orange and multicolour, sundial at left, (Pick 902), in PMG holder 70 EPQ*, the highest mark, thus rare.

Estimate HK$48,000-55,000 WWW.SPINK.COM

January 16, 2016 - HONG KONG

773

People’s Bank of China,5th series renminbi ,50 yuan, 2005, lucky serial number FU00000088, green on multicolour underprint, Maozetung at right, (Pick 906), uncirculated.

Estimate HK$650-800

771

People’s Bank of China, 5th series renminbi, a consecutive run of 100 x 20 yuan, 2005, serial number WI 12345601-700, containing the ascending ladder number 12345678, (Pick 905), the ascending ladder number 12345678 in PMG holder 66EPQ, uncirculated (100) Estimate HK$15,000-18,000

774

People’s Bank of China,5th series renminbi, 100 yuan, 2005, serial number M3W0000001, red and multicolour underprint, Maotsetung at right, (Pick 907), uncirculated.

Estimate HK$800-1,200

775

772

People’s Bank of China, 5th series renminbi, 100 yuan, 2005, lucky serial number S00Y000001, red and multicolour, Mao Zedong at right, (Pick 907), PMG 66EPQ. Estimate HK$4,000-5,000

People’s Bank of China, 5th series renminbi, a consecutive run of 100 x 20 yuan, 2005, serial number XJ 55555501-600, containing the solid number 55555555, (Pick 905), the solid number 55555555 in PMG holder 66EPQ, uncirculated (100) Estimate HK$15,000-18,000

179

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

778

People’s Bank of China, 5th series renminbi, 100 yuan, 2005, lucky serial number B4Z4444444, red and multicolour, Mao Zedong at right, (Pick 907), PMG 67EPQ. Estimate HK$3,000-4,000

779 776

People’s Bank of China, 5th series renminbi, low serial numbers G53Y000001, 000002, 000003 and 000004, red and multicolour, Mao Zedong at right, (Pick 901), uncirculated (4) Estimate HK$800-1,000

People’s Bank of China, 5th series renminbi, 100 yuan, 2005, lucky serial number K5E5555555, red and multicolour, Mao Zedong at right, (Pick 907), PMG 67EPQ. Estimate HK$6,000-7,000

780 777

People’s Bank of China, 5th series renminbi, 100 yuan, 2005, lucky serial number Q3H1111111 and Q1H3333333, red and multicolour, Mao Zedong at right, (Pick 907), both PMG 66EPQ (2).

Estimate HK$3,000-4,000

People’s Bank of China, 5th series renminbi, 100 yuan, 2005, lucky serial number W3X6666666, red and multicolour, Mao Zedong at right, (Pick 907), PMG 68EPQ. Estimate HK$2,500-3,000

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January 16, 2016 - HONG KONG

783

Brunei, 1 ringgit, specimen, 1967, dark blue on multicolour, Sultan Omar Ali Saifuddin III with military cap at right, mosque on reverse, (Pick 1s), extremely fine.

Estimate HK$1,200-1,600

781

People’s Bank of China,5th series renminbi, 100 yuan, 2005, a set of 10 lucky numbers, S49Q088888, S 9 5 Q18 8 8 8 8 , S 9 5 Q 2 8 8 8 8 8 , S 6 2 Q 3 8 8 8 8 8 , S 74 Q 4 8 8 8 8 8 , S 2 8 Q 58 8 8 8 8 , S 2 9 Q 6 8 8 8 8 8 , S29Q788888, S34Q888888 and S50Q988888, red on multicolour underprint, Maozetung at right, (Pick 907), uncirculated.(10) Estimate HK$2,800-3,500

784

Brunei, 5 ringgit, specimen, 1967, dark green on multicolour, Sultan Omar Ali Saifuddin III with military cap at right, mosque on reverse, (Pick 2s), extremely fine.

Estimate HK$1,500-1,800

782

People’s Bank of China, 5th series renminbi, 100 yuan, 2005, lucky serial number YF00000010, red and multicolour, Mao Zedong at right, (Pick 907), PMG 66EPQ. Estimate HK$1,500-2,000

785

Brunei, 10 ringgit, specimen, 1967, dark red on multicolour, Sultan Omar Ali Saifuddin III with military cap at right, mosque on reverse, (Pick 3s), extremely fine.

Estimate HK$1,500-1,800

181

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

786

Brunei, 50 ringgit, specimen, 1967, dark brown on multicolour, Sultan Omar Ali Saifuddin III with military cap at right, mosque on reverse, (Pick 4s), extremely fine.

Estimate HK$2,000-2,400

787

Brunei, 100 ringgit, specimen, 1967, purple and blue on multicolour, Sultan Omar Ali Saifuddin III with military cap at right, mosque on reverse, (Pick 5s), good extremely fine, scarce.

Estimate HK$2,000-2,400

789

Brunei, 50 ringgit, specimen, no date (1973), dark brown on multicolour, Sultan Hassanal Bolkiah in military uniform at right, mosque on reverse, ‘SPECIMEN’ overprinted in red, (Pick 9s), ICG 60* AU/UNC, scarce.

Estimate HK$1,600-2,000

790

Brunei, 100 ringgit, colour trial, no date (1972 to 1988), dark green and black on multicolour, Sultan Hassanal Bolkiah in military uniform at right, mosque on reverse, (Pick 10ct), uncirculated but previously mounted.

Estimate HK$3,000-4,000

788

Brunei, 1 ringgit, specimen, 1985, serial number A/31 000000, blue on multicolour, Sultan Hassanal Bolkiah in military uniform at right, mosque on reverse, ‘SPECIMEN’ overprinted in red, (Pick 6s), PCGS Currency 63PPQ Choice New. Estimate HK$1,000-1,200

791

Brunei, 500 ringgit, specimen, 1979, serial number A/1 000000, orange on multicolour, Sultan Hassanal Bolkiah in royal unifor m at right, mosque on reverse, (Pick 11s), almost uncirculated.

Estimate HK$2,000-3,000

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January 16, 2016 - HONG KONG

792

Brunei, 50 ringgit, specimen, no date (1973), grey, brown and green-blue, Sultan Hassanal Bolkiah in royal uniform at right, Brunei Museum on reverse, ‘SPECIMEN’ overprinted in red, (Pick 12s), ICG 58 AU+, scarce.

Estimate HK$2,000-3,000

794

Cambodia, lot of 2 specimens, 10 riels (1962 to 1975) and 500 riels (1973-1975), brown and green respectively, (Pick 11s and 16s), about extremely fine, previously mounted (2).

Estimate HK$1,600-2,000

795

Banque Nationale Du Cambodge, 500 riels, specimen, no date (1973-75), green and black on multicolour underprint, female water carrier at centre, rice paddy on reverse, ‘Specimen’ printed in Khmer text, (Pick 16bs), PCGS Currency 64 Very Choice New. Estimate HK$1,000-1,200

793

Brunei, consecutive run of 5x 25 ringgit, 1992, ser ial nu mber A /1 0152606 to 610, issued to commemorate the silver jubilee of Sultan Hassanal Bol k iah’s ascension to the th rone, (Pick 21), uncirculated (5).

Estimate HK$2,500-2,800

796

Banque Nationale Du Cambodge, 100 r iels, specimen, no date (1974), purple and violet on multicolour underprint, carpet weaver at centre, Ankor Wat on reverse, ‘Specimen’ printed in Khmer text, (Pick 15bs), PCGS Currency 58PPQ Choice About New. Estimate HK$1,000-1,200

183

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

800 797

Cambodia, 5000 riels, multicolour progressive proof, no date (1974), bearded male at r ight, watermark at left, (Pick 17Apr), anout extreemly fine, very rare Estimate HK$2,000-3,000

Ceylon, 10 rupees, colour trial, no date (1964), colour trial in brown and green, (Pick 64ct), OCG 66 Choice Uncirculated Estimate HK$1,600-2,000

801 798

Ceylon, 2 r upees, colou r t r ial, 1952, pu r ple, pink and multicolour, Queen Elizabeth II at left, lion watermark, (Pick 50ct), PMg 65EPQ Gem Uncirculated.

Estimate HK$3,000-4,000

Ceylon, 50 rupees, colour trial, no date (1961), colour trial in brown/violet, (Pick 65ct), ICG 68 Gem Unc, high grade Estimate HK$2,000-3,000

802

799

Ceylon, 50 rupees, colour trial, no date (1961), colour trial in purple and blue, (Pick 65ct), ICG 68 Gem Unc, high grade Estimate HK$2,000-3,000

Ceylon, 50 rupees, composite proof, 1963, blue, pink and multicolour, (Pick 70ctp), ICG 45* Extra Fine Estimate HK$3,000-3,500

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January 16, 2016 - HONG KONG

803

Ceylon, 100 rupees, colour trial, no date (1963), colour trial in blue and purple, (Pick 66ct), ICG 68 Gem Unc, high grade Estimate HK$2,000-3,000

LOTS 804-829 A FANTASTIC OFFERING OF CEYLON PHOTOGRAPHIC PROOFS, 1920’S TO 1960’S

806

The Government of Ceylon, archival photographic proof for unissued 10 rupees, c.1928, two uniface obverses, the top one showing palms trees at centre, colonial style building at bottom, native dancers left and right, elephant watermark, the bottom shows a map of Ceylon at centre, native boat at right and elephant watermark at left, (both Pick not listed), unique (2 obverses).

Estimate HK$600-800

804

The Government of Ceylon, archival photographic proof for an unissued 5 rupees, c.1927, local woman carrying a water jug at left, elephant watermark at right, the reverse shows a riverside scene of two local men with elephants, (Pick not listed), mounted on card with dates penciled in by the archive, unique (1 pair).

Estimate HK$600-800

807

The Government of Ceylon, archival photographic proof for an unissued 10 rupees, c.1936, George V at right, ornate vignette at centre, palm trees and elephant watermark at left, the reverse shows an idyllic beach scene with local boats and people, elephants left and right, (Pick not listed), unique (1 pair).

Estimate HK$600-800

805

The Government of Ceylon, archival photographic proof for an unissued 10 rupees, c.1927, 18th century European man at right, elephant watermark at left, the reverse shows a dockside scene of palm trees, and an elephant shield at left (the National Emblem during the Portuguese period), (Pick not listed), mounted on card with dates penciled in by the archive, unique (1 pair).

Estimate HK$600-800

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

810

808

The Government of Ceylon, a group of 3x archival photographic proofs, all uniface, 1 rupee, featuring George V (1937), 5 rupees, temple design at centre, sailing boat at left (1928) and the last a 5 rupees, colonial style building top centre, donkeys and elephants bottom left and right (1928), (all Pick not listed), unique (3 obverses).

Estimate HK$600-800

Central Bank of Ceylon, a complete set of archival photographic proofs for the 1951 issue, all featuring George VI, uniface obverse and reverse pairs of 1, 2, 5, 10, 50 and 100 rupees, only the 1 rupee and 10 rupees were issued in 1951, making the other denominations unique and puzzling as to why they were not issued (Pick 47 and 48 for types), (5 pairs) Estimate HK$2,000-3,000

811

809

Reser ve Bank of Ceylon, g roup of a rch ival photographic proofs for a proposed 1950 issue, containing 10, 50, 100 and 1000 rupees, the first 3 denominations are in complete pairs (uniface obverse and reverse) and the 1000 rupees uniface reverse only, the designs of each contains George VI, similar to the issues of 1951 and the reverses similar to reverses of the 1952 (Queen Elizabeth) issue (Pick not listed), (3 pairs plus one uniface reverse).

Estimate HK$2,000-3,000

Central Bank of Ceylon, a complete set of archival photographic proofs for the 1951 issue, all featuring George VI, IN MINIATURE on a single piece of card, containing the obverses and reverses of 2, 5, 10, 50 and 100 rupees, the 1 rupee only represented by the reverse, the date on theses proofs is 1.6.1951 compared to 20.1.1951 on the issued 1 rupee and 10 rupees (Pick 47 and 48 for type, the others not issued for circulation). (11 photos on a single piece of card).

Estimate HK$1,000-2,000

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January 16, 2016 - HONG KONG

812

Central Bank of Ceylon, archival photographic proofs for 2 r upees a nd 50 r upees, 1956, I N MINIATURE, mounted on single piece of card, Queen Elizabeth II at left, similar to the issued notes but the bank name and denomination on the obverse is in Tamil rather than English, (Pick 50 and 52 for type), (2 pairs plus the 4 minatures of the lion emblem).

Estimate HK$500-600

814

Central Bank of Ceylon, a group of archival photographic proofs for 2 rupees, the ‘Statue of Parakkrama’ series, c.1966 to 1968, on the casual glance similar to the ones issued but on closer inspection these proofs have different vignettes, borders and angles of the statue, the reverses are noticeably different, featuring modern buildings, riverside scenes compared to pavilion ruins on the issued note (Pick not listed), (6 obverses and 4 reverses), unique.

Estimate HK$2,000-2,400

815

Central Bank of Ceylon, a group of archival photographic proofs for 5 rupees, the ‘Statue of Parakkrama’ series, c.1966 to 1968, on the casual glance similar to the ones issued but on closer inspection these proofs have different vignettes, borders and angles of the statue, the reverses are noticeably different, featuring modern bridges, various ancients ruins, boats, carvings, (Pick not listed), (7 obverses and 10 reverses), unique.

Estimate HK$2,000-2,400

813

Central Bank of Ceylon, a group of archival photographic proofs the ‘lion emblem’ series, containig 1 and 2 rupees (1956 and 1960), obverse and reverse pairs, 50 rupees and 100 rupees (1977), uniface obverse only, (Pick 56, 57, 81 and 82), (2 pairs plus 2 obverses).

Estimate HK$500-600

187

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

816

Central Bank of Ceylon, a group of archival photographic proofs for 10 rupees, the ‘Statue of Parakkrama’ series, c.1966 to 1968, on the casual glance similar to the ones issued but on closer inspection these proofs have different vignettes, borders and angles of the statue, the reverses are noticeably different, featuring gardens, modern dam and oxen ploughin, (Pick not listed), (7 obverses and 6 reverses), unique.

Estimate HK$2,000-2,400

818

817

819

Central Bank of Ceylon, a group of archival photographic proofs for 50 rupees, the ‘Statue of Parakkrama’ series, c.1966 to 1968, on the casual glance similar to the ones issued but on closer inspection these proofs have different vignettes, borders and angles of the statue, the reverse is noticeably different, featuring a leopard, (Pick not listed), (6 obverses and 1 reverse), unique.

Estimate HK$800-1,000

Central Bank of Ceylon, a group of archival photographic proofs for 2, 5, 10 and 50 rupees, the ‘Statue of Parakkrama’ series, c.1962 to 1964, similar to the ones issued but with earlier dates than the ones issued (Pick 67, 68, 69 and 70 for types), (4 obverses), unique.

Estimate HK$800-1,000

Central Bank of Ceylon, a group of archival photographic proofs for 100 rupees, the ‘Statue of Parakkrama’ series, c.1966 to 1968, on the casual glance similar to the ones issued but on closer inspection these proofs have different vignettes, borders and angles of the statue, the reverse is noticeably different, featuring an elephant, (Pick not listed), (3 obverses and 1 reverse), unique.

Estimate HK$800-1,000

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January 16, 2016 - HONG KONG

822

Central Bank of Ceylon, a group of archival photographic proofs for 50 and 100 rupees, the ‘Solomon Bandaranaike’ series, 1971, on the casual glance similar to the ones issued but on closer inspection these proofs have different vignettes, borders and angles of Bandaranaike, the reverses are noticeably different, featuring a modern dam scene, hillside scenery, native dancers etc, (Pick not listed), (4 obverses and 5 reverses), unique.

Estimate HK$2,000-2,400

820

Central Bank of Ceylon, a group of archival photographic proofs for 5 rupees, the ‘Solomon Bandaranaike’ series, c.1966 to 1971, on the casual glance similar to the ones issued but on closer inspection these proofs have different vignettes, borders and angles of Bandaranaike, the reverses are noticeably different, featuring a woman planting rice, boats and modern dam, (Pick not listed), (4 obverses and 3 reverses), unique.

Estimate HK$1,500-2,000

823

Central Bank of Ceylon, a group of archival photographic proofs for 2, 5, 10 and 100 rupees, the ‘Solomon Bandaranaike’ series, c.1960, similar to the issued notes, (Pick 62, 63, 64 and 66), (4 pairs), unique, some have old paper remnants on surface, minor tears.

Estimate HK$1,000-1,200

821

Central Bank of Ceylon, a group of archival photographic proofs for 10 rupees, the ‘Solomon Bandaranaike’ series, c.1966 to 1971, on the casual glance similar to the ones issued but on closer inspection these proofs have different vignettes, borders and angles of Bandaranaike, the reverses are noticeably different, featuring a rubber planting scene, women tea Picking, (Pick not listed), (5 obverses and 3 reverses), unique.

Estimate HK$2,000-2,400

189

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

824

Central Bank of Ceylon, archival photographic proof for an unissued 10 r upees, c.1965, D.S. Senanayake (Prime Minister of Ceylon 1947-1952), colonial building on reverse, presumably this type was considered with the ‘Solomon Bandaranaike’ design, (Pick not listed), unique and fascinating (2 obverses and 1 reverse).

Estimate HK$2,000-2,400

826

Central Bank of Ceylon, archival photographic proofs for an unissued 10 rupees, c.1966, a lot of four obverses featuring different pictures of D.S. Senanayake (Prime Minister of Ceylon 19471952), (Pick not listed), unique and fascinating (4 obverses).

Estimate HK$2,000-2,400

825

Central Bank of Ceylon, archival photographic proofs for an unissued 50 and 100 rupees, c.1966, the 50 rupees features D.S. Senanayake (Prime Minister of Ceylon 1947-1952), and the 100 rupees features an elderly lady at right, the reverses of both unadopted designs, presumably this type was considered with the ‘Solomon Bandaranaike’ design, (Pick not listed), unique and fascinating (2 pairs).

Estimate HK$2,400-3,000

827

Central Bank of Ceylon, archival photographic proofs for 5, 10 and 50 rupees, c.1961, uniface obverse and reverse pairs, similar to the issued notes, (Pick 58, 59 and 60), unique (3 pairs).

Estimate HK$800-1,000

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January 16, 2016 - HONG KONG

828

Central Bank of Ceylon, archival photographic proofs for an unissued 50 rupees, c.1966, the ‘Statue of Parakkrama’ series, markedly different to the issued notes, the reverse depict a modern building and a coastal scene, (Pick not listed), unique (2 pairs).

Estimate HK$2,000-3,000

829

Central Bank of Ceylon, archival photographic proofs for an unissued 100 rupees, c.1966, the ‘Statue of Parakkrama’ series, markedly different to the issued notes, the reverse depict a colonial style building and a tea Picking scene, (Pick not listed), unique (2 pairs).

Estimate HK$2,000-3,000

191

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

830

Government of the Falkland Islands, 50 pence, 1974, serial number D25936, light grey and brown, profile of Queen Elizaebeth at right, reverse orange, (Pick 10b), uncirculated, very light handling marks Estimate HK$300-400

833 831

Ch i na , Ca nt on , b a n k che q u e s of D e ut s ch Asiatische Bank Canton branch and Banque De L”Indochine Shameen branch, cir. 1920-30”s, both cancelled or paid up, very fine.(2) Estimate HK$1,000-1,200

French Indo China, lot of 3 specimens consisting of, 1 piastres (Cambodia issue), 10 kip (Laos) and 10 piastres (Laos), (French Indo China 93s, 102s and then Laos 10s), average about extremely fine, the Laos 10 kip has heavy mounting marks present (3).

Estimate HK$2,000-3,000

834 832

French Indo China, Japanese Invasion Money, 10 Yen, no date (1940), serial number 347984, brown, dragon and clouds, red seal, reverse brown, Kanji text, (Pick M4a), PMG 35EPQ Choice Very Fine, rare Estimate HK$2,000-3,000

French Indo China, 5 piastres/5 dong, specimen, no date (1953), serial number 123456, green on pink underprint, Bao Dai at left, tiger watermark at right, (Pick 106s), printer’s annotations, good very fine Estimate HK$1,500-1,800

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January 16, 2016 - HONG KONG

837

Keeling Cocos Islands, set of issued currency, 1902, including 1/10, 1/4, 1/21, 2 and 5 rupees, all similar designs, black and red on white paper, island emblem top centre, uncirculated (6).

Estimate HK$5,500-6,000

835

French Indo China, lot of 3x 10 piastres, no date (1953), contains all 3 different types from Cambodia, Laos and Vietnam, the obverse the same, red and yellow, geometric designs, the reverses are different (Pick 96s, 102s and 107s), uncirculated, almost uncirculated and good very fine (3).

Estimate HK$3,000-4,000

838

Germany, a consecutive run of 20x 1000 Mark, 1910, serial number Nr 8546261 M, dark brown on tan underprint, the reverse depicts allegorical figures ‘Navigation and Agriculture’, (Pick 45b), uncirculated with the original bank wrapper, a common note but not often presented like this (20) Estimate HK$300-400

836

Banque De L” Indochine, a lot of 5 x 1 piastre, ND(1946), some consecutive, brown, red and multicolour, woman at right, building at centre, (Pick 54c), uncirculated.(5) Estimate HK$1,000-1,500

193

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

839

India, group of 19 low/lucky serial numbers on 10 rupees, 33M 00001 to 000010, then mixed prefixes solid numbers, 111111 to 999999, (Pick 95£), uncirculated (19) Estimate HK$400-600

841

840

Reserve Bank of India, 100 rupees, no date (19571962), serial number AA48 970584, purple blue on multicolour, Asoka column at right, signed by H.V.R Iengar, (Pick 43b), PCGS 64 Choice Uncirculated Estimate HK$800-1,000

Indonesia, group of 4 specimens consisting of, 5, 10, 50 and 100 rupiah, 1959 issue, blue, redviolet, dark brown and dark brown-red respectively, different f loral designs on each, (Pick 65s, 66s, 68s and 69s), almost uncirculated to uncirculated, printer’s pen annotations, the lower denominations have old glue marks on edges (4).

Estimate HK$3,000-4,000

842

Indonesia, group of 3 specimens, 10 rupiah (1959), 25 rupiah (1960) and 1000 rupiah (1968), (Pick 66s, 84s and 110s), almost uncirculated to uncirculated, the first two notes have old glue marks (3).

Estimate HK$2,400-3,000

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January 16, 2016 - HONG KONG

LOTS 843 AND 844 - A PAIR OF RARE PRINCE DIPONEGORA SPECIMENS

846

Indonesia, a group of 15x lucky numbers, series of 1992 to 2001), 1000 rupiah, ZOQ, ZOR, ZOS, ZOT AND ZOU 555555, 5000 rupiah URA, UQB, UQC, QUJ, UQK, UQL, UQT, UQU, YKQ and YKR 222222, (Pick 129 and 13), uncirculated (15) Estimate HK$1,100-1,300

843

Indonesia , 50 0 0 r upia h, speci men, no d ate, serial number DJ 000000, brown on multicolour under print, Prince Diponegoro at right, three sailing boats on reverse, hole punch cancelled, ‘SPECIMEN’ in red, (Pick 113As), PMG 65EPQ Gem Uncirculated, never issued and extremely rare.

Estimate HK$10,000-15,000

847

Indonesia, group of 10x lucky number 1 notes, series of 1998-1999, 10,000 rupiah, PZE, PZF, PZG, PZH UEJ 000001 and 20,000 rupiah, LVS, LWR, JWJ, VRC and VRP 000001, (Pick 137 and 138), uncirculated (10) Estimate HK$1,000-1,300

844

Indonesia, 10,000 rupiah, specimen, no date, serial number DC 000000, green and red on multicolour underprint, Prince Diponegoro at right, peasants on reverse, hole punch cancelled, ‘SPECIMEN’ in red, (Pick 114As), Superb Gem Uncirculated, never issued and extremely rare.

Estimate HK$10,000-15,000

845

Indonesia, lot fo 14 notes, mainly from the 1959 series, 5 r upiahs to 1000 r upiahs, also 10,000 rupiahs, 1964 (Pick 65 to 71, 101b), all either PMG or PCGS graded, inspection needed (14) Estimate HK$3,000-4,000 195

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

848

Japan, lot of two private issue notes, 1770’s, (Pick not listed), about fine (2) Estimate HK$400-500

851

Japan, Military Currency, 10 sen, 1904, vertical format, black on pink, facing cockerels and dragons at centre, reverse red-brown, Kanji and Korean text, (Pick M1b), CMC 30 Very Fine, scarce Estimate HK$2,200-2,400

849

Japan,1 yen, 1878, serial number 53195, black and red on brown underprint, Empress Jingu at right, reverse white with ornate vignette stating denomination and red seal, (Pick 17), fine and rare.

Estimate HK$3,500-4,500

852

Japan, Military Currency, 20 sen, 1904, vertical format, black on gree, facing cockerels and dargons at centre, reverse green, Kanji and Korean text, (Pick M2b), CMC 45 Extremely Fine, scarce Estimate HK$2,400-2,600

850

Japanese Military Currency, 1 yen, 1918, vertical format, turquoise, cockerels at top centre, dragons at bottom, Russian text left and right, (Pick M16), PMG 35 Choice Very Fine and scarce Estimate HK$3,000-4,000 WWW.SPINK.COM

January 16, 2016 - HONG KONG

LOTS 853 AND 854 - RARE HIGH VALUE JAPANESE MILITARY CURRENCY: FIVE AND TEN YEN OF 1904

853

Japanese Military Currency, 5 yen, 1904, vertical format, grey-blue, cockerels and dragon on obverse, reverse blue, Japanese text, (Pick M5b), PMG 63 Choice Uncirculated, very rare in this choice grade Estimate HK$60,000-65,000

854

Japanese Military Currency, 10 yen, 1904, vertical format, pink, cockerels and dragon on obverse, reverse red, Japanese text, (Pick M6b), PMG 58 Choice About Uncirculated, very rare in high grade Estimate HK$180,000-200,000

197

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

858

855

Kingdom of Laos, group of archival photographic proofs, c. 1951 to 1955, for 5 piastres (1953), 10 kip (1951) and 5 kip (1962 issue), (Pick 101, and 9), (2 reverses and 3 pairs), most of the reverse designs unissued.

Estimate HK$1,000-1,200

Lao, 1 kip, colour trial, 1962, blue and pin k, stylised figure at left, hole punch cancelled, red ‘SPECIMEN’ overprint, tricephalic elephant on reverse, (Pick 8ct), uncirculated and scarce.

Estimate HK$1,200-1,400

856

Lao, 5 kip, colour trial, 1962, brown on light green and orange, S. Vong at right, temple and elephant riding on reverse, (Pick 9ct), PMG 67EPQ Superb Gem Uncirculated and rare.

Estimate HK$2,000-3,000

859

Lao, set of 4 specimens, 20, 50, 200 and 1000 kip, 1963 series, brown, purple, blue and brown respectively, all featuring King Savang, (Pick 11s, 12s, 13s and 14s), almost uncirculated to uncirculated, the 200 kip has a defective top right corner and thinning, the top two values previously mounted (4).

Estimate HK$3,000-4,000

857

Lao, 500 kip, specimen, 1957, red and multicolour, S.Vong at left, building at cent re, t ricephalic elephant watermark at right, issued to commemorate the 2500 anniversary of the Buddhist era, (Pick 7s), choice almost uncirculated, a few handling marks at top border.

Estimate HK$1,200-1,500

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862

Kingdom of Laos, a set of archival photographic proofs consisting of 1, 5 and 10 kip and 50 kip, c.

1967, all are unissued designs, featuring different local artworks on the obverse and stone carvings on the reverse, (Pick not listed), (3 pairs plus on extra reverse for the 10 kip), unique.

Estimate HK$1,600-2,000

860

Lao, set of 4 specimens, 100, 500, 1000 and 5000 kip, 1974 issue, brown, red, black and blue-grey respectively, all featuring King Savang at left, (Pick 16s, 17s, 18s and 19s), almost uncirculated, minor handling marks on each prevents them from being fully uncirculated, the 1000 kip specimen very scarce according to Pick (4).

Estimate HK$4,000-5,000

863

Kingdom of Laos, a set of archival photographic proofs consisting of 20, 50, 100, 200 and 1000 kip, c.1962, all are unissued designs, on a casual glance they are very similar to the issued notes but the obverse vignettes and the reverse designs are very different, (Pick not listed), (6 pairs plus one extra reverse for the 100 kip), unique and rare.

Estimate HK$3,000-4,000

861

Kingdom of Laos, a set of archival photographic proofs consisting of 1, 5, 10, 20 and 50 kip, c. 1959, all are unissued designs, and features a Buddhist deity on the obverse, (Pick 8 for type), (5 pairs), the 50 kip pair has card remnants, unique.

Estimate HK$2,000-3,000

199

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

864

Kingdom of Laos, a set of archival photographic proofs consisting of 10, 20, 50, 200, 500 and 1000 kip, c.1973, all are unissued designs, on a casual glance they are very similar to the issued notes but the obverse vignettes and the reverse designs are very different, (Pick not listed), (6 pairs plus one extra obverse for the 50 kip), one of the last designs for Lao as a kingdom before the take over by the Pathet Lao, unique and rare.

Estimate HK$3,000-4,000

866

Oversea-Chinese Banking Corporation Limited, group of 9 cheque issued in current day Malaysia/ Singapore, different branches and place names, also Mercantile Bank Limited, issued for use in Seremban, almost uncirculated (10 in total) Estimate HK$800-1,000

867

865

Kingdom of Laos, a set of archival photographic proofs consisting of 5, 10 and 20 noveau kip, c.1974, all are unissued design and the unit of currency unseen before, feat uring King Savang on the obverse, the reverse designs have not been used on any issued notes, (Pick not listed), (3 pairs), very likely to be the last designs for the Kingdom of Lao before the take over by Pathet Lao, unique and rare.

Estimate HK$2,000-3,000

Oversea-Chinese Banking Corporation Limited, group of 9 cheque issued in current day Malaysia/ Singapore, different branches and place names, also Mercantile Bank Limited, issued for use in Kerajaan, and Ban Hin Lee Bank Limited, almost uncirculated (11) Estimate HK$900-1,000

868

Oversea-Chinese Banking Corporation Limited, group of 9 cheque issued in current day Malaysia/ Singapore, different branches and place names, also Mercantile Bank Limited, issued for use in Seremban, almost uncirculated (10) Estimate HK$800-1,000

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January 16, 2016 - HONG KONG

869

Malaya and British Borneo, $50, 21 March 1953, serial number A/1 585471, blue on multicolour underprint, Elizabeth II at right, value at centre, watermark of lion at left, reverse blue, arms and value in field, (Pick 4), good very fine.

Estimate HK$3,000-3,500

870A

Malaysia, 1 ringgit, uniface obverse and reverse die proof, 1st series type 3, (1976-1981), black and white, T.A. Rahman at right, arms on reverse, (Pick 13 for type), PMG 64EPQ and 65EPQ Choice Uncirculated (1 pair).

Estimate HK$5,000-6,000

870

871

Malaysia, lot of 2x 1 ringgit, specimen, 1st series type 3 (1976-1981), serial number A/3 000000, blue on multicolour, T.A. Rahman at right, arms on reverse, (Pick 13s), uncirculated and good extremely fine (2).

Estimate HK$15,000-20,000

Malaysia, 5 ringgit, specimen, 3rd series (19761981), se r ial nu mbe r A /3 0 0 0 0 0 0, g re e n on multicolour, T.A. Rahman at right, arms on reverse, (Pick 14s), good extremely fine.

Estimate HK$15,000-20,000

201

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

873

872

Malaysia, 10 ringgit, specimen, 1st series type 3 (1976-1981), serial number A/3 000000, red on multicolour, T.A. Rahman at right, arms on reverse, (Pick 15s), almost uncirculated.

Estimate HK$15,000-20,000

Malaysia, 50 ringgit, specimen, 1st series type 3 (1976-1981), serial number A/3 000000, blue on multicolour, T.A. Rahman at right, arms on reverse, (Pick 16s), almost uncirculated with a very minor corner bend at top right and faint glue marks on the reverse.

Estimate HK$15,000-20,000

874

Malaysia, 50 ringgit, specimen, 1st series type 3 (1976-1981), serial number A/3 000000, blue on multicolour, T.A. Rahman at right, arms on reverse, (Pick 16s), almost uncirculated.

Estimate HK$15,000-20,000

872A

Malaysia, 50 ringgit, uniface obverse and reverse die proof plus an individual sheet depicting T.A. Rahman, 1st series type 3, (1976-1981), black and white, (Pick 16 for type), PMG 64 and 64EPQ Choice Uncirculated (3 pieces in total).

Estimate HK$5,000-6,000

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January 16, 2016 - HONG KONG

875

Malaysia, 100 ringgit, specimen, 1st series type 3 (1976-1981), serial number A/3 000000, purple and brown on multicolour, T.A. Rahman at right, arms on reverse, (Pick 17s), good extremely fine.

Estimate HK$15,000-20,000

876

Malaysia, 1000 ringgit, specimen, 1st series type 3 (1976-1981), serial number A/1 000000, purple and green on multicolour, T.A. Rahman at right, Parliament building on reverse, (Pick 18s), almost uncirculated, a rare top denomination.

Estimate HK$50,000-60,000

203

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

877

880

878

881

879

882

Malaysia, 5 ringgit, specimen, 2nd series type 1 (1981-1983), serial number NA0000000, dark green and blue on multicolour, T.A. Rahman at right, the reverse shows the King’s Palace in Kuala Lumpur, (Pick 20s), uncirculated but previously mounted.

Estimate HK$8,000-10,000

Malaysia, 5 ringgit, no date (1989), control number 018, g reen, T.A. Rah man at r ight, sig ned by Jaafar Hussein, (Pick 28bs), PCGS 66OPQ Gem Uncirculated Estimate HK$5,000-6,000

Malaysia, 5 ringgit, specimen, no date (1989), control number 008, green, T.A. Rahman at right, signed by Jaafar Hussein, (Pick 28bs), PCGS 65OPQ Gem Uncirculated Estimate HK$5,000-6,000

Malaysia, 10 ringgit, specimen, 2nd series type 2 (1986-1995), serial number PR0000000, red-orange and brown on multicolour, T.A. Rahman at right, the reverse shows the railway station in Kuala Lumpur, (Pick 30s), uncirculated but previously mounted.

Estimate HK$8,000-10,000

Malaysia, 10 ringgit, 2nd series, type II, lucky serial number UP00000001, red and multicolour, T.A. Rahman at right, (Pick 29), PMG 65EPQ Gem Uncirculated, a very desirable number.

Estimate HK$6,000-8,000

Malaysia, 20 ringgit, specimen, 2nd series type 1 (1981-1983), serial number 0000000, brown and blue on multicolour, T.A. Rahman at right, the reverse shows the Bank Negara Malaysia building in Kuala Lumpur, (Pick 20s), almost uncirculated but previously mounted.

Estimate HK$10,000-12,000

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January 16, 2016 - HONG KONG

883

Malaysia, 50 ringgit, error note, no date (1987), serial number XD0482015, BOTTOM R IGHT NUMBER MISSING, (Pick 31), PCGS 55 OPQ About Uncirculated, rare Estimate HK$3,000-4,000

884

Malaysia, 50 ringgit, error miscut pair, no date (1987), serial number YA4832394 and 4837394, MISCUT as seen in the picture, (Pick 31), PCGS 55OPQ About Uncirculated, a fantastic error Estimate HK$5,000-6,000

A NEAR COMPLETE 50 RINGGITS LUCKY NUMBER SET OF 10

885

Malaysia, 50 ringgit, 2nd series type II, a near complete set of lucky numbers from ZN 1111111 to 9999999 and 10000000, black, blue on multicolour, T.A. Rahman at right, National Museum in Kuala Lumpur reverse, (Pick 31), PMG 63EPQ to 67EPQ, a fantastic group (10).

Estimate HK$55,000-65,000

205

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

886

889

887

890

888

891

Malaysia, 100 ringgit, specimen, 2nd series type 3 (1995), serial number AN0000000, purple on multicolour, T.A. Rahman at right, the reverse shows the National Mosque in Kuala Lumpur, (Pick 32Bs), almost uncirculated but previously mounted.

Estimate HK$12,000-15,000

Malaysia, 100 ringgit, specimen, 2nd series type 2 (1986-1995), serial number ZM0000000, purple on multicolour, T.A. Rahman at right, the reverse shows the National Mosque in Kuala Lumpur, (Pick 32s), almost uncirculated but previously mounted.

Estimate HK$12,000-15,000

Malaysia, 100 ringgit, error misprint on the reverse, no date (1989), serial number ZW4468916, purple and multicolour, T.A. Rahman at right, SEVERE MISPRINT on reverse as seen, (Pick 32), PCGS 55OPQ About Uncirculated, a spectacular error Estimate HK$8,000-10,000

Malaysia, 500 ringgit, specimen, 2nd series type 3 (1995), serial number ZW0000000, red and brown on yellow and multicolour, T.A. Rahman at right, the reverse shows the High Court Building in Kuala Lumpur, PMG 65EPQ Gem Uncirculated.

Estimate HK$20,000-30,000

Malaysia, 500 ringgit, 2nd series, type I, serial number ZV3550546, dark red and pur ple and multicolour underprint, T.A. Rahman at right, High Court building on reverse, (Pick 25), PMG 66EPQ Gem Uncirculated, rarely offered in this high grade.

Estimate HK$8,000-10,000

Malaysia, 1000 ringgit, specimen, 2nd series type 1 (1981-1983), serial number ZY0000000, blue, green and purple on multicolour, T.A. Rahman at right, the reverse shows the Parliament building in Kuala Lumpur, (Pick 26s), almost uncirculated but previously mounted.

Estimate HK$20,000-30,000

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January 16, 2016 - HONG KONG

895

New Zealand, 10pounds, no date (1940-1955), serial number 2F 789211, green and multicolour, Captain Cook at lower right, (Pick 161a), almost fine, a scarce early signature Estimate HK$2,000-3,000

892

Malaysia, presentation booklet of RM5 uncut banknotes, 1984, 1999, two uncut blocks of 3 notes, (Pick 20, 41), uncirculated.(2) Estimate HK$800-1,200

896

New Zealand, 10 pounds, no date (1961), serial number AA 329419, green and multicolour, Captain Cook at right, sailing ship at left, reverse green, grazing sheep on hillside, (Pick 161), about very fine Estimate HK$600-800

893

Malaysia, 10 r inggit, no date, ser ial number BB7190284, ERROR note, the obverse printing largely missing, T.A.Rah man largely a white shadow, partial pritning on lower left, (Pick 42), good extremely fine, faint fold at centre Estimate HK$2,600-3,000

897

New Zealand, $5, specimen, no date (1977-1981), seria lnumber 025 000000, orange and multicolour, Queen Elizabeth at right, reverse orange, tui and plants at centre, (Pick 165ds), almost uncirculated, left border toned, previously mounted Estimate HK$4,300-5,000

894

Nepal, 100 Mohru, no date (1951), dark green and multicolour, King Tribhuvana at right, rhinoceros on reverse, (Pick 7), fresh choice uncirculated.

Estimate HK$2,000-3,000

207

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

900

898

New Zealand, lot of 2 notes, $1 and $2, no date, serial number AA051548* and EPJ463510, signed by hardie and Brash respectively, (Pick 169a and 170c), uncirculated. the $1 a replacement note (2) Estimate HK$500-600

Paraguay, Banco de la Republica, 5 pesos, 1902, serial number 0011218, black and blue, female figure with cap at centre, denomination either side, ‘5’ at each corners, manuscript sginatures, reverse brown, National emblem at centre, uncirculated, the reverse a little toned at the signature area, a lovely Waterlow design Estimate HK$800-1,000

901

Philippines, 1 pesos, ‘incomplete proof’, 31.10.1958, black on blue and pink, A. Mabini at left, reverse bacl, Barasoian Church at centre, (Pick 133pr), good extremely fine Estimate HK$800-1,000

899

New Zealand, ot of 2 notes, $1 and $2, no date, serial number AMK157002 and 9Y2373482*, signed

by Brash and Knight respectively, (Pick 169c and 164c), almost uncirculated/uncirculated, the $2 a replacement note (2) Estimate HK$500-600

902

Philippines, partial set of specimens of the 1949 issue consisitng of, 2, 10, 20, 50, 100, 200 and 500 pesos, (Pick 134s, 136 to 141s), good extremely fine to uncirculated, printer’s annotations (7) Estimate HK$5,000-6,000

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January 16, 2016 - HONG KONG

905

National Bank of Scotland, 1 pound, 1871, black on white uniface proof, bank crest at top centre, ‘1’ left and right, bank title at centre, (Pick 236 for type, as this date is not listed), almost uncirculated, previously mounted at each corner, a scarce early proof Estimate HK$3,700-4,500

903

Philippines, group of 3 specimen notes from the 1969 series consisting of, 5, 10 and 20 pesos, (Pick 148s, 149s and 150s), ICG 55, 60 and 63 (3) Estimate HK$2,000-3,000

906

National Bank of Scotland, 1 pound, 1916, serial number J560475, blue, orange and yellow, Marquis of Lothian at left, arms upper centre, reverse blue, (Pick 248a), very good, a scarce type Estimate HK$700-1,000

904

Sarawak, $1, 1935, serial number A/4 839189, green and multicolour, Brooke at top right, palm trees at left, reverse green, arms centrally, (Pick 20), PMG 30NET Very Fine Estimate HK$500-800

907

Clydesdale Bank, 1 pound, 1920, A 4333951, red and black, three allegorical women arpund Glasgow seal top centre, uniface, (Pick 181b), about fine and an early type Estimate HK$1,500-1,800

209

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

908

The Commercial Bank of Scotland Limited, 5 pounds, 1942, serial number 14/F 35882, blue, yellow and orange, allegorical figures at top centre, Lord Pitcairn at bottom, (Pick S328b), very fine, a scarce type Estimate HK$1,600-1,800

909

North of Scotland Bank , 5 pou nds, 1932, A 0806/0229, blue on yellow, King’s College at Aberdeen top centre, shields and coat of arms left border, watermark area at right, good fine Estimate HK$1,000-1,200

910

The Union Bank of Scotland Limited, 20 pounds, specimen, 1905, red and blue, bank crest top centre, ‘20’ either side, equestrian statues bottom left and right, ‘SPECIMEN’ overprinted in black, reverse blue, fresh almost uncirculated, scarce Estimate HK$3,700-4,000

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January 16, 2016 - HONG KONG

A RARE AND POPULAR 1975 SEYCHELLES 100 RUPEES IN PCGS 68OPQ

911

Government of Seychelles, 100 rupees, 1975, serial number A/1 075229, red, yellow and multicolour, Queen Elizabeth II at right, giant tortoises at left, ‘100’ at each corner, reverse red and blue, geometric designs, (Pick 18e), PCGS 68 OPQ Superb Gem Uncirculated, the highest denomination of the series and extremely rare in uncirculated form Estimate HK$20,000-30,000

912

913

Singapore, $1, no date (1976), lucky serial number E/56 888888, blue and orange-brown, black naped tern at left of centre, (Pick 9), PCGS 67OPQ Superb Gem Uncirculated, an attractive number Estimate HK$4,000-5,000

Singapore, $5, no date (1976), lucky serial number A/72 888888, green and brown on multicolour, red whiskered bulbul at left, (Pick 10), PCGS 68OPQ Superb Gem Uncirculated Estimate HK$5,000-6,000

211

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

914

Singapore, $10, no date (1976), lucky serial number C/71 888888, red and dark blue, white collared kingfisher at left, (Pick 11), PCGS 66OPQ Gem Uncirculated Estimate HK$4,000-5,000

916

Singapore, $100, “Specimen”, ND(1977), the “Bird” series, serial number S000203, blue and multicolour, bird at left, National emblem at top right, punch hole cancelled, (Pick 14s), in PCGS Banknote holder 64 details, choice uncirculated.

Estimate HK$4,500-5,000

915

Singapore, $100, specimen, (1977), serial number S000274, the bird series, blue on multicolour, bee eater at left, watermark of a lion’s head, (Pick 14s), almost uncirculated, hole punch cancelled Estimate HK$2,000-2,400

917

Singapore, lot of 2 banknotes, $2 and $10, both with the same lucky serial number OCC555555 purple and red respectively, Yusuf bin Ishak at right, (Pick 38 and 40), uncirculated (2) Estimate HK$1,500-1,800

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January 16, 2016 - HONG KONG

AN EARLY STRAITS SETTLEMENT $100 PROOF IN PMG 63

918

The Chartered Mercantile Bank of India, London and China, $100, uniface proof, Penang, 18xx, black on white, Royal Crest top centre, ‘100’ left and right, the bank name in various scripts within the border, (Pick S136pd), PMG 63 Choice Uncirculated and very rare Estimate HK$60,000-80,000

919

920

Straits Settlements, $5, uniface reverse proof, series of 1925-1930, brown, tiger in ornate cartouche at centre, blue De La Rue stamp, (Pick 10 for type), PMG 64 Choice Uncirculated and rare.

Estimate HK$2,000-3,000

Government of the Straits Settlements, $10, 1 January 1935, serial number B/89 54774, green on multicolour under print, George V at right, watermark of tiger head at left, reverse green, tiger at centre, (Pick 18b), very good to fine, scarce.

Estimate HK$2,500-3,000

213

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

921

Government of Thailand, lot of 2 specimens, 1 baht and 5 baht, no date (1953 to 1956), blue and purple respectively, King Bhumiphol at left, (Pick 74s and 75s), uncirculated, printer’s pen annotations at top (2).

Estimate HK$2,000-3,000

923

Government of Thailand, lot of 2 specimens, 100 baht, no date (1953 to 1956), and 100 baht, 1968, both red and multicolour and featuring King Bhumiphol, (Pick 78s and 79s), almost uncirculated, both previously mounted (2).

Estimate HK$2,800-3,500

924

922

Bank of Thailand,100 Baht, ND(1978), solid serial number N222222, dark red and multicolour colour, Rama IX at right, reverse red and multicolour, (Pick 89), PMG 65 EPQ, gem uncirculated.

Estimate HK$2,000-2,500

Government of Thailand, lot of 2 specimens, 10 baht and 20 baht, no date (1953 to 1956), brown and green respectively, King Bhumiphol at left, (Pick 76s and 77s), almost uncirculated to uncirculated, the 10 baht a slightly creased top left corner, printer’s pen annotations at top (2).

Estimate HK$2,000-3,000

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January 16, 2016 - HONG KONG

927

United States of America, $1, series 1935E, gutter fold error, serial number *64826168D, George Washington on obverse, gutter fold error on obverse AND reverse, (Pick 416D2), PCGS Currency 25 Very Fine Estimate HK$300-400

928

925

United States of America, $1, 1981A, error note, serial number F02060203C, Goerge Washington on obverse, cutting error top left, (Pick 468b), PMG 63 Choice Uncirculated Estimate HK$800-1,000

United States of America, lot of 4 notes, 50 cents (series of 1875), $1 (series of 1914), $2 (series of 1917) and $5 (series of 1914), average about very fine, scarcer types (4) Estimate HK$2,000-3,000

926

United States of America, silver certificate for $1, 1923, serial number K58680226D, (Pick 342), Currency Grading and Authentication, Inc 64 Choice Uncirculated Estimate HK$1,000-1,200

929

United States of America, lot of $1, 1985 and 1988, error notes, serial number L11995535F and H19006795E, George Washington on obverse, the first note is misprint with the whole design shifted upwards, the second with a misfold pritnting, (Pick 474 and 480), good very fine (2) Estimate HK$600-800

215

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

930

United States of America, consecutive run of 5x $1, 2003A, error notes, serial number L34310315A, George Washington on obverse, extra black seal on left, (Pick 515b), all graded United States Grading Company 66 Gem Uncirculated (5) Estimate HK$1,000-1,300

933

South Vietnam, g roup of 3x specimen notes consisting of, 20, 100 and 500 dong, 1964, 1966 and 1966, green, red and blue respectively, (Pick 16s, 19s and 23s), uncirculated, printer’s pen annotations at the top (3).

Estimate HK$3,000-4,000

931

United States of America, $2 and $5, 1963, red seal, serial numbers A14358540A and A56915503A, ( P ick 382 a nd 382), C u r re n c y G ra ding a n d Authentication, In. 66 and 64 respectively (2) Estimate HK$800-1,000

934

South Vietnam, 500 dong, specimen, no date (1962), green-blue on gold and pink, dragon at left, presidential-like building at centre, (Pick 6As2), PCHS Currency 63 Choice New, rare Estimate HK$4,000-5,000

932

United States of America, $50, 1977, error note, serial number L07695633A, inverted overprint of the black seal and serial numbers, (Pick 466), PCGS Currency 45PPQ Extremely Fine Estimate HK$2,500-3,000

935

South Vietnam, 100 dong, specimen, 1966, brown and green, building with domed roof at right, (Pick 18s), PCGS Currency 58 New Estimate HK$1,000-1,200

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January 16, 2016 - HONG KONG

936

South Vietnam, 20 dong and 50 dong, ‘proof’, no date (1969, 1966), black serial numbers, red and purple, geometric designs, bank building at right, reverse red and multicoloured, geometric designs, perforated ‘CANCELLED’, (Pick 24 and 17p), ink annotation, previously mounted, almost uncirculated (2).

Estimate HK$2,000-2,400

938

South Vietnam, lot of 3 specimens consisting of, 100, 200 and 500 dong, 1972, dark red, orange and blue respectively, Palace of Independence at right, (Pick 32s, 33s and 34s), almost uncirculated to uncirculated (3).

Estimate HK$2,400-3,000

939

South Vietnam, 5000 dong, specimen, 1975, brown and multicolour, Palace of Independence at right, leopard on reverse, (Pick 35s), PMG 67EPQ Superb Gem Uncirculated, this note was not issued for general circulation, scarce.

Estimate HK$4,000-5,000

937

South Vietnam, lot of 4 specimens consisting of, 100, 200, 500 and 1000 dong, (1970-1971), dark green, purple, orange and turquoise respectively, bank building at right, (Pick 26s, 27s, 28s and 29s), fresh uncirculated (4).

Estimate HK$3,500-4,000

940

South Vietnam, 10,000 dong, specimen, 1975, violet and multicolour, Palace of Independence at right, water buffalo on reverse, (Pick 36s), PMG 67EPQ Super Gem Uncirculated, this note was not issued for general circulation, scarce.

Estimate HK$4,000-5,000

217

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

944 941

Bank for Foreign Trade of Viet Nam,1981 US Dollar A Issue, $1 and $5, ND(1981-84), serial number 028700 and 089222, unissued, $1 green on peach and light blue underprint, $5 purple on peach and light blue underprint, (Pick FX8b, FX9b), foxing, uncirculated and rare.(2) Estimate HK$4,000-5,000

Vietnam, 50,000 dong, specimen, 1994, serial number AA 0000000, dark green and black, Ho Chi Minh at right, reverse green, dockside, (Pick 116s), uncirculated Estimate HK$350-500

945 942

Viet Nam,20 dong, 1969, serial number HU300731, green, red and yellow, Ho Chi Ming at left, National Emblem at right, reverse red and green, ploughing machines at centre, (Pick 74A), PMG 67 EPQ. Estimate HK$2,500-3,000

Waterlow and Sons, test note, 50 units, uniface, c.1920 red-brown, allegorical female figure reading a manuscript at left, steams ship at centre, PMG 67EPQ Superb Gem Uncirculated, a very attractive printing and scarce Estimate HK$1,000-2,000

LOTS 946-980: A LARGE GROUP OF WORLD LOW/LUCKY SERIAL NUMBER NOTES

946 943

Viet Nam, a lot of seven specimen notes, consisting 1, 2. 5 hao, 1, 2 , 5, 10 dong, 1958, all serial number 000000, (Pick 68s-74s), uncirculated.(7) Estimate HK$4,000-5,000

Iran, Bank Markazi,500 Rials, N.D. 2003-09, serial number 56/31 000001,”low number” (Pick 137Ad), About Uncirculated, PMG 55 EPQ. Estimate HK$450-500

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January 16, 2016 - HONG KONG

947

Bank of Jamaica,50 pounds, 2001, serial number DS 000088,”semi-lucky number” (Pick 79b), Gem Uncirculated, PMG 65 EPQ. Estimate HK$450-500

950

Ireland - Republic, Central Bank,1 Pound(2), 19 78 - 81, p r e f i x JA D / C D D, s e r i a l n u m b e r 555555/666666,”lucky number” (Pick 70b), Choice to Gem Uncirculated, PMG 64, 65, all EPQ. (2)

Estimate HK$4,500-5,000

948

Seychelles, Central Bank,50 Rupees, N.D. 2005, serial number AC 000888,”semi-lucky number” (Pick 39A), Gem Uncirculated, PMG 65 EPQ.

951

Ireland - Republic, Central Bank,1 Pound, 197881, serial number KDD 333333,”lucky number” (Pick 70b), Seventy Gem Uncirculated, PMG 70 EPQ*, maximum grade.

Estimate HK$2,400-2,800

Estimate HK$350-450

949

Ireland - Republic, Central Bank,1 Pound, 197881, serial number DAD 999999,”lucky number” (Pick 70b), Choice Uncirculated, PMG 64 EPQ. Estimate HK$2,400-2,800

952

Ireland - Republic, Central Bank,1 Pound(2), 1982-87, identical pref ix HJG, serial number 000002,3,”low number” (Pick 70c), all Choice Uncirculated, all PMG 64 EPQ. (2) Estimate HK$900-1,000

219

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

953

Ireland - Republic, Central Bank,1 Pound, 198287, serial number ABJ 222222,”lucky number” (Pick 70c), Seventy Gem Uncirculated, PMG 70 EPQ*, maximum grade.

Estimate HK$2,400-2,800

956

Ireland - Republic, Central Bank,5 Pounds, 199499, serial number YMM 999999,”lucky number” (Pick 75b), Choice Uncirculated, PMG 64 EPQ. Estimate HK$2,200-2,400

957

954

Ireland - Republic, Central Bank AND Bank of Ireland,1 Pound(2), 1982-87/N.D. 1983, prefix HJG/ G, identical serial number 000004,”low number” (Pick 70b, 65a), Choice About to Gem Uncirculated, PMG 58, 65, all EPQ. (2)

Scotland, Clydesdale Bank,5 Pounds, 2015, serial number FB1 000011,”Com memorative”, “low number”, Superb Gem Uncirculated, PMG 69 EPQ.

Estimate HK$3,200-3,800

Estimate HK$900-1,000

958 955

Ireland - Republic, Central Bank,5 Pounds, 198287, serial number GFF 000001,”low number” (Pick 71d), Gem Uncirculated, PMG 66 EPQ. Estimate HK$1,800-2,200

Scotland, Clydesdale Bank,5 Pounds, 2015, serial number ZZ1 018000,”Commemorative”, “Replacement/Star” Superb Gem Uncirculated, PMG 69 EPQ.

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Estimate HK$700-800

January 16, 2016 - HONG KONG

959

S cot l a nd , Ba n k of S cot l a nd ,10 Pou nd s (3), 2 0 0 7, i d e n t i c a l p r e f i x A D, s e r i a l n u m b e r 0000(06,07,10),”low number” (Pick 125a), all Superb Gem Uncirculated, all PMG 68 EPQ. (3)

962

States of Jersey,1, 10, 20 Pounds, N.D. 2000, prefix TC/LC, identical serial number 000088,”semi-lucky number”, (Pick 26a, 28a, 29a), Gem to Superb Gem Uncirculated, PMG 67, 65, 69, all EPQ. (3)

Estimate HK$900-1,000

Estimate HK$1,200-1,400

960

Isle of Man Government,1 Pound, N.D. 1983, serial number X 000009, “low number”, (Pick 40b), Superb Gem Uncirculated, PMG 68 EPQ.

Estimate HK$450-600

963

States of Jersey,1, 10, 20 Pounds, N.D. 2000, prefix UC/RC/QC, identical serial number 000088, “semilucky number”, (Pick 26a, 28a, 29a), Choice to Superb Gem Uncirculated, PMG 67, 65, 64, all EPQ. (3)

961

Estimate HK$1,200-1,400

Isle of Man Government,5 Pounds, N.D. 1983, serial number H 000888, “semi-lucky number”, (Pick 41b), Gem Uncirculated, PMG 65 EPQ. Estimate HK$450-600

221

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

966

States of Jersey,1 Pound(2), N.D. 2000, prefix ACC/AAC, identical serial number 000088, “semilucky number”, (Pick 26b), Gem to Superb Gem Uncirculated, PMG 65, 68, all EPQ. (2)

Estimate HK$350-450

964

States of Jersey,1, 10, 20 Pounds, N.D. 1993/2000, prefix VC/JC/KC, identical serial number 000088, “semi-lucky number”, (Pick 26a, 22a, 29a), Gem to Superb Gem Uncirculated, PMG 65, 65, 67, all EPQ, (3)

Estimate HK$1,200-1,400 967

States of Jersey,1 Pound(2), N.D. 2010, prefix DD/ ED, identical serial number 000088,”semi-lucky number”, (Pick 32a), Gem Uncirculated, PMG 65, 66, all EPQ. (2)

Estimate HK$1,200-1,400

968 965

States of Jersey,1, 10, 20 Pounds, N.D. 2000, prefix NC/NC/WC, identical serial number 000088, “semi-lucky number”, (Pick 26a, 28a, 29a), Gem to Superb Gem Uncirculated, PMG 65, 65, 67, all EPQ, consecutively. (3)

States of Jersey,1, 10, Pounds, N.D. 2010, identical prefix CD, identical serial number 000088,”semiluck y number”, (Pick 32a, 34a), Superb Gem Uncirculated, all PMG 67, all EPQ. (2)

Estimate HK$1,200-1,400

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Estimate HK$700-800

January 16, 2016 - HONG KONG

969

972

States of Jersey,10 Pounds, N.D. 2010, serial number BD 000088,”semi-lucky number”, (Pick 34a), Gem Uncirculated, PMG 66, EPQ.

Bank of England, 5 Pounds, N.D. 1973-1980, serial number 78Y 000008, “low number”, (Pick 378b), PMG 66 EPQ Gem Uncirculated Estimate HK$800-1,000

Estimate HK$450-600

973

970

Bank of England, 5 Pounds, N.D. 1973-1980, serial number 78Y 000009, “low number”, (Pick 378b), Gem Uncirculated, PMG 66 EPQ. Estimate HK$700-800

Bank of England, 1 Pound, N.D. 1966-1970, serial number T93D 000001, “low number”, (Pick 374e), PMG 58 Choice About Uncirculated, scarce Estimate HK$1,200-1,400

971

Bank of England, 1 Pound, N.D. 1981-1984, serial number BY15 000001, “low number”, (Pick 377b), PMG 65EPQ Gem Uncirculated Estimate HK$1,200-1,400

974

Bank of England, 20 Pounds(3), N.D. 1989-2003, varying prefixes 39S/E02/AA28, identical serial number 000006, “low number”, (Pick 380e, 384b, 390a), Gem to Superb Gem Uncirculated, PMG 65, 65 and 67, all EPQ. (3) Estimate HK$3,000-4,000

223

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

975

Bank of England, 20 Pounds, N.D. 1991-1993, serial number E02 000003, “low number”, (Pick 384b), Choice Uncirculated, PMG 64 EPQ.

Estimate HK$1,400-1,600

978

Bank of England, 20 Pou nds(2), N.D. 19992003, identical pref ix A A 28, ser ial nu mbers 000007,9, “low number”, (Pick 390a), Superb Gem Uncirculated, all PMG 67, all EPQ. (2)

Estimate HK$1,600-1,800

979 976

Bank of England, 20 Pounds(3), N.D. 1999-2003, identical prefix AA28, consecutive serial numbers 000003-5, “low number”, (Pick 390a), Superb Gem Uncirculated, all PMG 67, all EPQ. (3)

Bank of England, 20 Pounds, N.D. 1999-2003, serial number AA28 000088, “semi-lucky number”, (Pick 390a), Gem Uncirculated, PMG 66 EPQ.

Estimate HK$700-800

Estimate HK$1,200-1,400

980 977

Bank of England,20 Pounds, N.D. 1999-2003, serial number AA28 000008, “semi-lucky number”, (Pick 390a), Superb Gem Uncirculated, PMG 67 EPQ.

Bank of England,50 Pounds, N.D. 1991-1993, serial number E02 000007, “low number”, (Pick 381c), Superb Gem Uncirculated, PMG 67 EPQ.

Estimate HK$700-800

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Estimate HK$3,000-4,000

January 16, 2016 - HONG KONG

981

Banco Nacional Ultramarino, 10 patacas, 1922, contemporary forgery, serial number 30244, red on light green underprint, crowned arms at upper left, ship seal top centre, (Pick 3), good fine.

Estimate HK$3,000-4,000

984

Banco Nacional Ultramarino, pair of 20 avos, specimen, 1952, olive, arms at bottom centre, hole punch cancelled, ‘SPECIMEN’, overprinted in red, (Pick 43s), both PMG 66EPQ Gem Uncirculated (2).

Estimate HK$2,000-3,000

985

Banco Nacional Ultramarino,1 patacas, 1945, ser ial nu mber 4516783, blue on mu lt icolou r underprint, temple at right, arms at left, reverse blue, steamship at centre, (Pick 28), PMG 64.

Estimate HK$800-1,200

982

Macau, lot of 2 fractional notes, 20 avos and 50 avos, remainder and issued note with the serial number 35982, (Pick 37r and 21), uncirculated and extremely fine (2) Estimate HK$600-800

986

Banco Nacional Ultramarino, lot of 2 notes, 1 and 5 patacas, 1945, serial numbers 5556622 and 794229, blue and green, Chinese temple at right, ship seal at centre on the reverse, (Pick 28 and 29), PMG 65EPQ Gem Uncirculated and 40 Extremely Fine respectively (2) Estimate HK$1,500-2,000

983

Macau, Banco Nacional Ultramarino, a lot of about 114 x 50 avos, ND, small notes, purple on yellow green underprint, generally very good. (appro. 114) Estimate HK$1,000-1,200

225

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

987

Banco Nacional Ultramarino,5 patacas, 1944, serial number 14225, black-blue with maroon guilloche, arms at left, steamship seal at right, reverse green vertical, (Pick 22), about very fine.

Estimate HK$4,000-5,000

990

Banco Nacional Ultramarino, pair of specimens for 5 and 10 patacas, 1976 and 1977, brown and blues respectively, (Pick 54s and 55s), uncirculated (2).

Estimate HK$1,500-1,800

988

Banco Nacional Ultramarino, 5patacas, ‘colour trial’, 1968, black serial numbers, black, green and multicoloured, Carneiro at bottom right, ship seal at left, coat of arms at bottom centre, value at four corners, red ‘Specimen’ overprinted, reverse black and pink, maiden watching ships, (Pick 49ct), PMG 66EPQ Gem Uncirculated, not often offered, scarce.

Estimate HK$4,000-5,000

991

Banco Nacional Ultramarino, pair of ‘specimens’, 5patacas green, Temple de Barras and 10patacas brown, lighthouse,1981, black serial numbers, (Pick 58s and 59s1), uncirculated (2) Estimate HK$1,800-2,000

989

Banco Nacional Ultramarino,5 patacas, 1976, serial number 2560283, brown on multicolour underprint, Carneiro at righrt, ship seal at left, reverse brown and pink, youth watching ships at centre, (Pick 54a), PMG holder 65EPQ Estimate HK$800-1,200

992

Banco Nacional Ultramarino, 10 patacas, 1958, ser ial nu mber 509446, blue and multicolou r, Camoes at right, reverse blue and pink, maiden watching departing ships, ship seal at left, (Pick 45a), PMG 45 Choice Extremely Fine Estimate HK$1,500-1,800

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January 16, 2016 - HONG KONG

993

996

Banco Nacional Ultramarino, 10patacas, ‘’colour trial’, 1968, black serial numbers, green, turquoise and multicoloured, Car neiro at bot tom right, watermark at left, coat of arms at bottom centre, value at four corners, red ‘Specimen’ overprinted, reverse green and pink, maiden watching ships and ship seal of the bank of left, (Pick 50ct), PMG 67EPQ Super Gem Uncirculated, seldom offered and in fantastic condition, rare.

Estimate HK$4,500-5,000

Banco Nacional Ultramarino, 25 patacas, 1958, serial number B 052711, brown and multicolour, De Camoes at right, (Pick 47a), solid fine Estimate HK$3,000-4,000

997

Banco Nacional Ultramarino, 25 patacas, 1958, serial number B004433, brown and multicolour, Camoes at right, reverse brown and multicolour, maiden watching departing ships, ship seal at left, (Pick 46a), PCGS Currency 55PPQ Choice About New, difficult to find in this grade now Estimate HK$4,000-5,000

994

B a n c o N a c i o n a l U l t r a m a r i n o , 10 p a t c a s , ‘remainder’, 1981, black serial numbers, brown, lighthouse at right, (Pick 59r), PMG 65EPQ Gem Uncirculated, seldom offered in this format.

Estimate HK$800-1,000

998

Banco Nacional Ultramarino, 50patacas, ‘colour trial’, 1958, black serial numbers, green, red and multicoloured, Carmoes at bottom right, watermark at left, coat of arms at bottom centre, value at four corners, red ‘Specimen’ overprinted, reverse red, maiden watching ships and ship seal of the bank of left, (Pick 47ct), PMG 65EPQ Gem Uncirculated, seldom offered and in fantastic condition, rare.

Estimate HK$7,000-8,000

995

Banco Maciona l U lt ramar i no, 10 pat a ca s, specimen, 1984, serial number NM00000, brown and green, lighthouse at right, ‘ESPECIME’, reverse brown and green, view of Baia da Praia Grande, (Pick 59s), PMG 67EPQ Superb Gem Uncirculated Estimate HK$1,000-1,200

227

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

999

Banco Nacional Ultramarino, 50 patacas, colour trial, no date (1958), serial number 000000, red, green and multicolour, Camoes at bottom right, watermark area at left, reverse red, maiden watching departing ships, (Pick 47cts), PMG 67EPQ Superb Gem Uncirculated, scarce Estimate HK$5,000-7,000

1001

B a nc o Na c i o n a l U l t r a m a r i no , 50 p a t a c a s , ‘specimen’, 1976, black serial numbers, greygreen and multicoloured, Carmoes at bottom right, watermark at left, coat of arms at bottom centre, value at four corners, red ‘Especime’ overprinted, reverse grey-green, maiden watching ships and ship seal of the bank of left, (Pick 56s), PMG 66EPQ Gem Uncirculated, seldom offered and in fantastic condition, rare.

Estimate HK$2,000-2,500

1000

Banco Nacional Ultramarino, 50 patacas, 1958, serial number 393765, grey-green and multicolour, De Camoes at right, the reverse shows a maiden watching departing ships and ship seal at left, (Pick 47a), PCGS Currency 58PPQ Choice About New and not often seen in this grade Estimate HK$4,000-5,000

1002

Banco Nacional Ultramarino, 50 patacas, 1976, serial number 459325, grey-green on multicolour, Camoes at right, reverse green, blue and multicolour, maiden watching departing ships, ship seal at left, (Pick 56a), PMG 50 About Uncirculated Estimate HK$2,000-3,000

1003

B a nc o Na c i o n a l U l t r a m a r i no , 50 p a t a c a s , 1981, serial number LB38548, purple, green and multicolour, Camoes at right, watermark at left, reverse purple and pale blue, Baia Da Praia Grande in field, (Pick 60b), PMG holder 66EPQ. Estimate HK$800-1,200

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January 16, 2016 - HONG KONG

1004

1007

Banco Naciona l U lt ramar i no, 10 0 pat a ca s, ‘Specimen’, 1966, serial number ‘000000’, green and brown, Da Silveira at right, watermark of coat of arms at left, ‘Specimen of no value’ perforated centrally, archway with flag at centre on the reverse, (Pick 51s), PMG 66EPQ Gem Uncirculated, an unusual format.

Estimate HK$8,000-9,000

Banco Nacional U lt ramar i no, 10 0 pat acas, s p e c i m e n , 19 79, c o n t r ol n u m b e r 147, bl u e on multicolou r u nder pr int, r uins of S. Paulo Cathedral at right, (Pick 57a), PMG 64EPQ Choice Uncirculated Estimate HK$4,000-5,000

1008

Banco Naciona l U lt ramar i no,10 0 pat a ca s, 1979, serial number 1411994, blue on multicolour underprint, Runais Da Catedral De S. Paulo at right, reverse blue and multicolour underprint, junk at left, (Pick 57a), very fine.

Estimate HK$2,000-2,500

1005

Banco Naciona l U lt ramar i no, 10 0 pat a ca s, ‘Specimen’, 1966, serial number ‘000000’, green and brown, Da Silveira at right, watermark of coat of arms at left, ‘SPECIMEN’ overprinted in red, archway with f lag at centre on the reverse, (Pick 51s), PMG 66EPQ Gem Uncirculated Estimate HK$7,000-8,000

1009

Banco Naciona l U lt ramar i no,10 0 pat a ca s, 1973, serial number 871796, blue on multicolour underprint, Runais Da Catedral De S. Paulo at right, reverse blue and multicolour underprint, junk at left, (Pick 53a), very fine.

Estimate HK$2,000-2,500

1006

Banco Nacional Ultramarino,100 patacas, 1966, ser ial number 803546, brow n on multicolou r underprint, Da Silveira at right, watermark of coat of arms at left, reverse brown on light green and pink, archway with f lag at centre, (Pick 51), good very fine.

Estimate HK$3,500-4,500

229

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1010

Banco Nacional Ultramarino,100 patacas, 1984, serial number QP50886, blue grey on multicolour underprint, Pessanha at right, arms at bottom centre, reverse blue grey and yellow, Baia Da Praia Grande at centre, (Pick 61b), in PMG holder 67EPQ. Estimate HK$1,200-1,500

1013

Macau, Banco Nacional U lt ramar i no, 50 0 patacas, colour trial, no date (1963), serial number 000000, blue, light orange and multicolour, Carneiro at bottom right, watermark area at left, reverse blue, maiden watching departing ships on reverse, (Pick 52cts), PMG 66EPQ Gem Uncirculated Estimate HK$10,000-13,000

A HIGH GRADE 1963 500 PATACAS COLOUR TRIAL PMG 68EPQ!

1011

Banco Nacional Ultramarino,100 patacas, 1984, serial number QP63997, blue grey on multicolour underprint, Pessanha at right, arms at bottom centre, reverse blue grey and yellow, Baia Da Praia Grande at centre, (Pick 61b), in PMG holder 65EPQ. Estimate HK$1,300-1,600

1014

Banco Nacional Ultramarino, 500patacas, ‘’colour trial’, 1963, black serial numbers, blue, orange and multicoloured, Carneiro at bottom right, watermark at left, coat of arms at bottom centre, value at four corners, red ‘Specimen’ overprinted, reverse green and orange, maiden watching ships and ship seal of the bank of left, (Pick 52ct), PMG 68EPQ Superb Gem Uncirculated, seldom offered and in fantastic condition, rare.

Estimate HK$10,000-12,000

1012

Banco Naciona l U lt ramar i no,10 0 pat a ca s, 1999, low serial number EN00072, grey blue on multicolour underprint, junk at right, reverse bluegreen, city view at centre left, (Pick 73a), PMG holder 66EPQ. Estimate HK$600-800

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January 16, 2016 - HONG KONG

1017

Banco Naciona l U lt ramar i no, 50 0 pat a ca s, 1963, serial number 085001, green on multicolour underprint, Carneiro at low right, arms at bottom centre, reverse green on pink underprint, ship seal at left, youth watching ships at centre, (Pick 52), fine.

Estimate HK$4,000-5,000

1015

Banco Nacional Ultramarino, lot of 2x 500patacas, ‘Specimen’, 1963, black serial numbers, green and multicoloured, Carneiro at bottom right, watermark at left, coat of arms at bottom centre, value at four corners, reverse green and pink, maiden watching ships and ship seal of the bank of left, two different variations, one with the red ‘ESPECIME’ overprint and the other with ‘SPECIMEN’ perforated (no red overprint), (Pick 52s), almost extremely fine (2).

Estimate HK$5,000-6,000

1018

Banco Nacional U ltramar i no, 50 0 pat acas, specimen, 1979, serial number 000000, green and multciolour, Carneiro at right, reverse green and pink, maiden watching departing ships, ship seal at left, (Pick 57As), PMG 64 Choice Uncirculated Estimate HK$3,500-4,000

1016

Banco Nacional Ultramarino, lot of 2x 500patacas, ‘Specimen’, 1963 and 1979, black serial numbers, green and multicoloured, Carneiro at bottom right, watermark at left, coat of arms at bottom centre, value at four cor ners, reverse green and pink, maiden watching ships and ship seal of the bank of left, the 1963 with the ‘Specimen’ overprint and the 1979 with the red ‘ESPECIME’ overprint, (Pick 52s and 57As), extremely fine and almost uncirculated (2).

Estimate HK$5,000-6,000

1019

Banco Nacional U ltramar i no, 50 0 pat acas, specimen, 1979, serial number 000000, green, orange and multicoloured, Carneiro at bottom right, watermark at left, coat of arms at bottom centre, value at four corners, red ‘Specimen’ overprinted, reverse green and pink, maiden watching ships and ship seal of the bank of left, (Pick 57As), PMG 65EPQ Gem Uncirculated Estimate HK$5,000-6,000

231

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1023

1020

Banco Nacional Ultramarino, pair of 500 patacas, specimen, NM and NQ prefix, green, De Morais at right, view of Baia Da Praia Grande on reverse, (Pick 62s1 and 62s2), both uncirculated (2).

Estimate HK$4,000-5,000

Banco Nacional Ultramarino, 1000 patacas, 1991, ser ial number AN86606, orange brown and multicolour, stylised dragon at right, junk water mark at lef t, moder n view of Macau on reverse, (Pick 70b), ICG 66 Choice UNC. Estimate HK$3,000-4,000

1024 1021

Macau, 500 patacas, 1990, serial number BF08100, green, pink and multicolour, Templo de A Ma at right, (Pick 69a), PMG 64 Choice Uncirculated Estimate HK$3,000-3,500

1022

Banco Nacional Ultramarino,1000 patacas, 2010, “Replacement”, serial number ZZ038847, orange and pale green, Centro Cultural De Macau at left, reverse orange, bank building at centre, (Pick 84b*), in PMG holder 68EPQ. Estimate HK$1,500-2,000

1025

Banco Nacional Ultramarino, consecutive pair of 50 patacas, 2009, “Replacement”, serial number ZZ077572-3, brown on yellow underprint, Ponte De Sai Van in field, reverse brown and pink, bank building at centre, (Pick 81B*), both in PMG holder 67EPQ.(2) Estimate HK$1,000-1,600

Banco Nacional Ultramarino, specimen type set, 50, 100 and 500 patacas, purple, blue and green respectively, (Pick 60s1, 61s1, 62s1), the first two uncirculated and the last uncirculated with handling marks at the top (3).

Estimate HK$5,000-6,000

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January 16, 2016 - HONG KONG

1026

1029

Macau, 10 patacas, 2003, serial number FQ01000, red, lighthouse at right, (Pick 102), uncirculated, a low number Estimate HK$1,600-1,800

Banco Nacional Ultramarino,100 patacas, 2 February 2002, serial number EJ84936, blue grey on multicolour under print, fer r y pier at right, watermark of flower at left, reverse blue grey and multicolour, bank building at left, (Pick 98b), in PMG holder 68EPQ. Estimate HK$1,100-1,500

1027

Banco Da China,20 patacas, 8 August 2008, “Replacement”, serial number ZB170048, purple and yellow underprint, Ruinas De S. Paulo at centre, reverse purple and multicolour underprint, bank building at centre, (Pick 109a*), in PMG holder 70 EPQ*, the highest mark, thus rare.

Estimate HK$3,000-4,000

1030

Banco Nacional Ultramarino,100 patacas, 2 February 2002, serial number EJ84937, blue grey on multicolour under print, fer r y pier at right, watermark of flower at left, reverse blue grey and multicolour, bank building at left, (Pick 98b), in PMG holder 67EPQ. Estimate HK$600-1,000

1028

Banco da China,100 patacas, 2002, serial number EJ84720, grey blue on multicolour underprint, ferry pier at right, reverse bank building at left, (Pick 98b), PMG holder 67EPQ. Estimate HK$700-1,000

1031

Banco da China,500 patacas, 2008, serial number AJ003333, green and multicolour underprint, Casa Do Mandarim at centre, reverse green and light blue, bank building at centre, (Pick 112), PMG holder 65EPQ. Estimate HK$1,000-1,500

233

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1032

Banco da China,1000 patacas, 2008, solid serial number AC999999, orange and pale green, Edificio Do Leal Senado at cent re, reverse orange on multicolour underprint, bank building at centre, (Pick 113), about uncirculated.

Estimate HK$4,000-5,000

1035

Government of Hong Kong, a bundle of over 200x 1 cents notes featuring Queen Elizabeth II, (Pick 325), generally uncirculated (c.200).

Estimate HK$100-200

1036

Government of Hong Kong, lot of 25 notes, 1 cent to $1, 1936 to 1959, average about very fine (25).

Estimate HK$1,000-2,000

1033

Macau, Banco Da China, set of $10, $20, $50, $100, $500 and $1000, series of 2008, all the serial numbers ending in ‘32’ uncirculated (6) Estimate HK$2,200-2,400

1034

Engraving, lot of 3 depicting, Chariman Mao, Chairman Mao’s Commemorative Hall and Hong Kong Note Printing Limited, (3) Estimate HK$1,000-1,200

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January 16, 2016 - HONG KONG

1037

1040

Government of Hong Kong, $1, 1935, ser ial number E370440, purple on yellow, King George V at right, ‘1’ at each corner, reverse purple, (Pick 311), PMG 53 About Uncirculated Estimate HK$4,500-5,000

Government of Hong Kong, $1, 1 July 1959, serial number 6E 000001, green on multicolour under print, Elizabeth II at right, value at left, reverse green, value at centre and four corners, (Pick 324Aa), in PMG holder 66EPQ, rare.

Estimate HK$10,000-15,000

1038

Government of Hong Kong, $1, ND(1935), serial number D362080, purple on multicolour underprint, Edward VII at right, value at left, reverse purple, value at centre and four corners, (Pick 311), in PCGS holder 55PPQ. Estimate HK$9,000-12,000

1041

Government of Hong Kong, lot of 8x $1, 1936 to 1959, includes 1936, 1940, 1952, 1954, 1955, 1956, 1957 and 1959, (Pick 312, 316, 324A), generally almost uncirculated, the later notes a little toned (8) Estimate HK$1,600-2,000

1039

Government of Hong Kong, $1, 9 April 1949, serial number H/3 680123, green on multicolour underprint, George VI at right, value at left, reverse green, value at centre and four corners, (Pick 324a), in PMG holder 65EPQ. Estimate HK$800-1,200

235

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1042

Government of Hong Kong, consecutive run of 5 x $1, 1 July 1952, serial number D/6 716333-7, green on multicolour underprint, Elizabeth II at right, value at left, reverse green, value at centre and four corners, (Pick 324Aa), all in PMG holder 66EPQ.(5) Estimate HK$1,800-2,200

1043

The HongKong and Shanghai Bank ing C o r p o r a t i o n , $ 5 a n d $10 , 19 5 4 a n d 19 58 respectively, serial numbers B/H 689586 and W/ J 870107, brow n and g reen respectively, also Government of Hong Kong, $1, 1954, serial number 1J 966969, (Pick 180a, 179Ad and 324Aa), original good extremely fine to almost uncirculated, with little toning, the 1954 notes semi key dates (3) Estimate HK$500-800

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January 16, 2016 - HONG KONG

1047

Government of Hong Kong, $10, 2003, lucky serial number QQ333333, red-purple and blue, modern geometric designs, (Pick 400b), PMG 65EPQ Gem Uncirculated, especially desirable given a double prefix Estimate HK$3,000-4,000

1044

Government of Hong Kong, lot of 7x $10, serial numbers HK 111107, 222207, 333307, 444407, 555507, 666607, 777707, (Pick 400), uncirculated (7) Estimate HK$2,800-3,000

1045

1048

Government of Hong Kong, $10, 2002, error serial number CP266774/265774, purple-red and blue, geometric design, (Pick 400a), PMG 65EPQ Gem Uncirculated Estimate HK$2,000-3,000

Hong Kong, pair of $10 and $20, Government of Hong Kong and Bank of China, 2003 and 1994, same serial number 388838, (Pick 400 and 329), uncirculated (2) Estimate HK$1,300-1,500

1046

G o v e r n m e n t o f H o n g K o n g , $10 , 2 0 0 3 , replacement serial number ZX111115, red-purple and blue, goemetric design, (Pick 400b), PMG 66EPQ Gem Uncirculated Estimate HK$1,000-1,200 237

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1051

1049

Hong Kong, pair of $20 and $50, Bank of China, both dated 1994 and with the first AA prefix 679487 and 553726, (Pick 329 amd 330), uncirculated (2) Estimate HK$800-1,000

Hong Kong, pair of $20, HSBC and Bank of China, same replacement prefix ZZ 048017, both dated 2003, (Pick 207a and 335a), uncirculated (2) Estimate HK$1,000-1,200

1050

Hong Kong, pair of $20 and $50, Bank of China and HSBC, 1996 and 2000, identical serial numbers BQ000005, (Pick 329 and 202d), uncirculated (2) Estimate HK$2,000-2,200

1052

Hong Kong, lot of 3x $20 from HSBC, Standard Chartered Bank of Bank of China, all replacement prefixes ZX 391777, ZZ092777 and ZZ623777, dated 2008, 2003 and 2007 respectively, (Pick 207, 291 and 335), uncirculated (3) Estimate HK$1,800-2,000

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January 16, 2016 - HONG KONG

1055

Bank of China, $50, 1 July 2003, low serial number AK000003, green on multicolour underprint, bank building at left, watermark of flower at top right, reverse green and yellow, view of Tsimshatsui ferry pier, (Pick 336a), in PMG holder 66EPQ, a normal series with very low number, but PMG label “Replacement/Star”.

Estimate HK$2,800-3,500

1053

Bank of China, lot of 2x $20, 2005, replacement serial number ZZ116741, ZZ115147, (Pick 335), uncirculated (2) Estimate HK$900-1,000

1054

Bank of China, a pair of $20, 1 January 2000 and 2009, prefix AC and JB, same serial number 300000, blue on multicolour underprint, similar design with bank building at left, reverse blue and multicolour, city view and Peak Tram Terminal respectively, (Pick 329f, unlisted), both in PMG holder, 65 EPQ and 68EPQ.(2) Estimate HK$3,000-4,000

1056

The HongKong and Shanghai Bank ing Corporation, lot of 4x $50, HSBC and Bank of China, matching pairs, AD000055 and AK000055, (Pick 208 and 336), uncirculated (4) Estimate HK$1,400-1,800

239

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1057

B a n k o f C h i n a , $10 0 , 1 J a n u a r y 19 9 4 , “Replacement”, low serial number ZZ006858, red on multicolour underprint, bank building at left, reverse red and multicolour, view of Kowloon, (Pick 331a*), in PMG holder 66 EPQ. Estimate HK$900-1,200

1058

Bank of China, $100, 2003, lucky serial number BW 777777, ( P ic k 337a), PMG 66E PQ G e m Uncirculated Estimate HK$4,500-5,000

1060

Bank of China, $100, 1 January 2013, solid serial number EA999999, red on multicolour underprint, bank building and f lower at left, watermark of flower at right, reverse red and multicolour, view of Kowloon and Lion Rock, (Pick not listed), in PMG holder 64EPQ. Estimate HK$3,600-4,200

1061

Bank of China, $100, 2014, lucky serial number FR888888, red, gold and multicolour, bauhinia flower and bank building at left, watermark at right, reverse red, Lion Rock on reverse, (Pick 100h), PMG 65EPQ Gem Uncirculated, rare Estimate HK$7,000-8,000

1062 1059

Bank of China, $100, consecutive run of 10x $100, serial number FW888081 to 888090, (Pick 337), uncirculated (10) Estimate HK$1,200-1,400

Bank of China, $500, 2006, replacement serial number ZZ115599, (Pick 338c), PMG 66EPQ Gem Uncirculated Estimate HK$2,600-2,800

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January 16, 2016 - HONG KONG

1063

1066

Bank of China, $500, 2007, replacement prefix ZZ792178, brown and multicolour, bank building at left, (Pick 338), uncirculated Estimate HK$1,800-2,000

B a n k o f C h i n a , $10 0 0 , 1 J a n u a r y 2 0 01, “Replacement”, serial number ZZ067736, orange on multicolour underprint, bank building at left, reverse orange and multicolour, view of Central and harbour, (Pick 334*), in PMG holder 66 EPQ. Estimate HK$4,000-5,000

1064

Bank of China, $500, 2013, lucky ascending serial number BJ123456, brown and multicolour, bank building and bauhinia flower, watermark at right, reverse brown, High Island Reservoir, (Pick 500h), PMG 66EPQ Gem Uncirculated Estimate HK$5,000-6,000

1067

Bank of China, lot of $500 and $1000, 2000 and 2003 respectively, but with the same lucky serial number AE666666, (Pick 332g and 339a), PMG 58EPQ Chocie About Uncirculated and PMG50 About Uncirculated (2) Estimate HK$17,000-20,000

1065

Bank of China, $500, 2014, lucky serial number DG888888, brown, and multicolour, bank building and bauhinia f lower at left, reverse bornw, High Island Reservoir at centre, (Pick 500j), PMG 65EPQ Gem Uncirculated Estimate HK$7,000-8,000

241

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1068

Bank of China, $1000, 2010, semi lucky serial number AJ888882, (Pick 345a), PMG 65EPQ Gem Uncirculated Estimate HK$1,800-2,000

1071

Bank of China, $1000, 1 Januar y 2013, solid serial number EJ333333, orange and multicolour under pr int, ban k building and f lower at lef t, watermark of flower at right, reverse orange, scene of Central and Victoria Harbour at right, (Pick not listed), in PMG holder 64.

Estimate HK$5,000-6,000

1069

Bank of China, $1000, 2012, lucky serial number BA999999, orange and multicolour, bank building left of centre, bauhinia flower, view of Hong Kong from The Peak on the reverse, (Pick 345b), PMG 58EPQ. Estimate HK$3,500-4,000

1072

Bank of China, set of 5 denominations, $20 to $1000, 1994, (Pick 329 to 333), uncirculated (5) Estimate HK$3,000-3,500

1070

Bank of China, $1000, 2013, lucky serial number EG999999, orange, yellow and green, bank building and bauhinia at left, watermark at right, reverse orange, Victoria Harbour at centre, (Pick 16d), PMG 65EPQ Gem Uncirculated Estimate HK$7,000-8,000

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January 16, 2016 - HONG KONG

EXTREMELY RARE CHARTERED BANK $5 OF 1910

1073

The Chartered Bank of India, Australia and China, $5, 1910, serial number FS 60284, green on pink and red, coat of arms top centre, value in red panel top left and right, value in red underpint at centre, manuscript signature lower left, reverse green, value and bank title at centre, (Pick 34), very good, edge splits and centre hole. Still an extremely rare note and seldom offered Estimate HK$160,000-200,000

243

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1074

The Chartered Bank of India, Australia and China, $5, 1.9.1927, serial number M/A 714109, blue and black, labourers at left, river scene at right, coats of arms at upper centre, ‘FIVE’ in red English and Chinese text, reverse red and black, colonial style building at centre, (Pick 41), strong original paper, old tape marks and small centre hole, fine for type and free from brush writing. Well above average condition.

Estimate HK$25,000-30,000

1075

The Chartered Bank of India, Australia and China, $5, 18 August 1930, serial number S/F 059406, green, black and red, helmeted warrior at left, arms at top centre, watermark showing a man”s head at right, manuscript signature at low left, reverse green, junk at centre, black serial numbers at four corners, (Pick 53), good fine and rare.

Estimate HK$15,000-20,000

1076

The Chartered Bank of India, Australia and China, $5, 1941, serial number S/F 1485614, green, black and red, Roman head soldier at left, coat of arms top centre, reverse green, sampan at centre, (Pick 54b), PMG 65EPQ Gem Uncirculated Estimate HK$15,000-18,000

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January 16, 2016 - HONG KONG

1077

The Chartered Bank of India, Australia and China, consecutive trio of $5, 1948, serial numbers S/F 1841748-750, green and pink, helmeted male head at left, arms top centre, value in red underprint, two printed signatures bottom left and right, reverse green, sampan, (Pick 54b), fresh, original almost uncirculated with a light central fold (3).

Estimate HK$16,500-20,000

1078

The Chartered Bank of India, Australia and China, $5, 26 February 1948, serial number S/F 1713240, green, black and red, helmeted warrior at left, arms at top centre, watermark showing a man”s head at right, reverse green, junk at centre, black serial numbers at four corners, (Pick 54b), in PMG holder 67EPQ, very rare in high grade.

Estimate HK$15,000-25,000

1079

The Chartered Bank, $5, black and white die proof, 1962, the ‘Key’ series, (Pick 68b for type), PCGS 64OPQ Choice Uncirculated.

Estimate HK$6,000-7,000

245

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1080

The Chartered Bank, $5, colour trial, 1959, dark blue on light orange, key top left and right, coat of arms bottom left, reverse dark blue, sampan at centre, ‘Waterlow and Sons Limited’ overprinted in red, unusual for type, (Pick 62ct), PCGS 64OPQ Choice Uncirculated Estimate HK$20,000-25,000

1081

The Chartered Bank, $5, 1959, serial number S/F 0000000, green on light orange, coat of arms bottom left, keys top left and right, reverse green, sampan at centre, (Pick 62s), PCGS 66OPQ Gem Uncirculated Estimate HK$4,000-5,000

1082

The Chartered Bank, $5, specimen, 1961, serial number S/F 0000000, green, black and light orange, keys top left and right, coat of arms bottom left, ‘SPECIMEN’ overprinted in red diagonally, (Pick 68s), uncirculated Estimate HK$3,800-4,500

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January 16, 2016 - HONG KONG

1085

The Chartered Bank, consecutive run of 20x $5, no date (1962-1970), serial number S/F 7135101-520, green and multicoloured, keys left and right, coat of arms at left, reverse green, sampan at centre, (Pick 68c), almost uncirculated, light midle bend but with toning (20) Estimate HK$6,000-7,000

1083

The Chartered Bank, lot of 2 specimen proofs, $5 and $10, no date (1962-70), green and red, both similar designs with keys at top, bank crest at left, (Pick 68c and 70c), uncirculated with printer’s annotations, a seldomly seen type (2).

Estimate HK$5,000-6,000

1086

The Chartered Bank , lot of 26x $5, no date (1962-1970), some consecutive runs, green and multicoloured, keys left and right, coat of arms at left, reverse green, sampan at centre, (Pick 68c), fresh almost uncirculated (26).

Estimate HK$7,800-10,000

1084

The Chartered Bank, group of 3x $5, no date (1962-1970), serial number S/F 3375111, 6476163 and 6743782, green and multicoloured, keys left and right, coat of arms at left, reverse green, sampan at centre, (Pick 68c), very fine (3) Estimate HK$750-900

1087

The Chartered Bank, lot of 20x $5, no date (1962-1970), some consecutive runs, green and multicoloured, keys left and right, coat of arms at left, reverse green, sampan at centre, (Pick 68c), almost uncirculated but with toning (20).

Estimate HK$5,000-6,000

247

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1088

The Chartered Bank, $5, ND(1962-70), serial number S/F 4711163, green and multicolour, keys left and right, arms at low left, reverse green, sampan at centre, (Pick 68c), in PMG holder 66EPQ Estimate HK$2,000-2,500

1091

The Chartered Bank, consecutive run of 6 x $5, ND(1970-75), serial number Q802592-7, brown on multicolour underprint, arms at centre, bank building at left, watermark of helmeted warrior at right, reverse brown, City Hall building at right, (Pick 73a), uncirculated.(6) Estimate HK$300-500

1089

The Chartered Bank, $5, ND(1967), serial number T/F 0652526, orange and multicolour, keys left and right, arms at low left, reverse orange, sampan at centre, (Pick 69), uncirculated.

Estimate HK$1,100-1,500

1092

The Chartered Bank, consecutive run of 20x $5, no date (1962-1970), serial numbers R144921940, brown and multicolour, modern building at left, bank crest at centre, watermark of a helmeted warrior, reverse brown, city hall, (Pick 73a), almost uncirculated (20) Estimate HK$500-800

1093 1090

The Chartered Bank, lot of 2 specimens for $5 and $10, no date (1970-1975), brown and green respectively, similar designs with the old Chartered Bank building at left, (Pick 73 and 74s), both uncirculated, the $5 previously mounted (2).

Estimate HK$3,000-3,500

The Chartered Bank, consecutive pair of $5, ND(1970-75), serial number A0313851-2, brown on multicolour underprint, arms at centre, bank building at left, watermark of helmeted warrior at right, reverse brown, City Hall building at right, (Pick 73a), both in PMG holder 65EPQ.(2) Estimate HK$1,200-1,600

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January 16, 2016 - HONG KONG

1094

The Chartered Bank, $5, no date, lucky serial number M444444, brown and multicolour, bank building at left, watermark at right, (Pick 73a), PCGS 66OPQ Gem Uncirculated, rare Estimate HK$3,500-4,500

1095

Hong Kong, mixture of 38 notes including 28 brown $5 (1970-1975), large sized HSBC $1, (1935), $10, (1949), etc, mixed condition, sold as is no returns.

(38).

Estimate HK$600-800

1096

The Chartered Bank of India, Australia and China, $10, 1.9.1927, serial number N/B 565846, black and red-violet on multicolour underprint, coat of arms at centre, river scenes left and right, ‘TEN’ in red Chinese and English text, reverse purple and black, colonial style building at centre, (Pick 42), a couple of minor repairs at left and centre, foxing, about fine but still in average condition for type Estimate HK$18,000-20,000

249

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1097

The Chartered Bank of India, Australia & China, $10, 20 September 1940, serial number T/G 629115, red and black, helmeted warrior at left, coat of arms at centre, manuscript signature at low left, reverse red, planting at centre, (Pick 55b), pressed and repaired, good fine.

Estimate HK$1,800-2,200

1100

The Chartered Bank, consecutive run of 9x $10, 1961, serial numbers T/G 7194071-079, red and multicoloured, keys left and right, coat of arms at left, reverse red, bank building at centre, (Pick 70a), almost uncirculated and key date of the series! (9).

Estimate HK$1,800-2,500

1101

1098

The Chartered Bank, consecutive run of 10x $10, 1959, serial numbers T/G 6782001-010, red and multicoloured, keys left and right, coat of arms at left, reverse red, bank building at centre, (Pick 64), good extremely fine, very light toning on some (10).

Estimate HK$2,000-3,000

The Char tered Bank , $10, speci men /proof, 1962, T/G prefix, red and multicoloured, keys left and right, coat of arms at left, reverse red, bank building at centre, (Pick 70bc), almost uncirculated, a creased upper right corner, a scarce date and a seldomly specimen type.

Estimate HK$2,000-2,400

1099

The Chartered Bank, $10, 1959, serial number T/G 6782098, red and multicoloured, keys left and right, coat of arms at left, reverse red, bank building at centre, (Pick 64), very fine Estimate HK$150-200

1102

The Chartered Bank, lot of 50x $10 in different consecutive r uns, no date (1962-1970), serial numbers U/G 0268631-640, 2012041-060, 2997431440 and 3030641-650, red and multicoloured, keys left and right, coat of arms at left, reverse red, bank building at centre, (Pick 70c), fresh almost uncirculated (50).

Estimate HK$5,000-6,000

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January 16, 2016 - HONG KONG

1103

1106

T he C h a r t e r e d B a n k , lot of 12 x $10, i n a consecutive run of 10, no date (1962-1970), serial numbers C6352441-450, and then a consecutive pair, 1977, serial numbers D9864481-482, green and multicoloured, coat of arms at centre, bank buidling at left, watermark of helmeted warrior at right, reverse green, Ferry Terminal at centre, (Pick 74a and 74c), fresh almost uncirculated (12).

Estimate HK$200-300

The Chartered Bank, $10, 1981, replacement serial number ZZ076780, green, mythical carp at right, bank building on reverse, (Pick 77b), PMG 66EPQ. Estimate HK$500-600

1107

Standard Chartered Bank, $10, 1981, lucky serial number CG333333, green and multicolour, mythical carp at right, watermark of a helmeted warrior at left, (Pick 77b), PCGS 67OPQ Superb Gem Uncirculated Estimate HK$3,500-4,000

1104

The Chartered Bank, lot of 30x $10, 1980, first prefix A923181-190 and then G337421-440, green, mythical carp at right, watermark of a helmeted warrior, coat of arms and bank building on reverse, (Pick 77a), uncirculated (30) Estimate HK$1,000-1,200

1105

The Chartered Bank, $10, 1 January 1981, “Error” printing on reverse, serial number DJ639451, green on multicolour underprint, carp at right, reverse green, arms at centre, bank building at left, partial underprint of obverse misprinted on upper edge, (Pick 77), good extremely fine and a rare error note.

Estimate HK$1,800-2,500

1108

Standard Chartered Bank, $10, matching pair of lucky serial number AF111111, 1980 and 1986, green and multicolour, mythical carp at right, watermark of a helmeted warrior at left, (Pick 278b), both PCGS 66OPQ Gem Uncirculated, very rare as amatching pair, a must for the special number collector (2) Estimate HK$7,000-8,000 251

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1109

1112

1110

1113

Standard Chartered Bank, $10, 1990, lucky serial number EJ333333, green and multicolour, mythical carp at right, watermark of a helmeted warrior at left, (Pick 278c), PCGS 67OPQ Superb Gem Uncirculated Estimate HK$3,000-4,000

Standard Chartered Bank, $10, 1991, lucky seria lnumber FU666666, (Pick 278d), uncirculated Estimate HK$2,800-3,200

Standard Chartered Bank, $10, 1994, lucky serial number BM888888, green and multicolour, mythical carp at right, watermark of a helmeted warrior at left, (Pick 284b), PCGS 67OPQ Superb Gem Uncirculated Estimate HK$3,500-5,000

Standard Chartered Bank, $10, 1994, lucky serial number BP666666, green and multicolour, mythical carp at right, watermark of a helmeted warrior at left, (Pick 284b), PCGS 67OPQ Superb Gem Uncirculated Estimate HK$2,500-3,000

1111

Standard Chartered Bank, $10, 1993, semi lucky serial number BE200000, (Pick 284a), uncirculated Estimate HK$800-1,000

1114

Standard Chartered Bank, $10, 1994, lucky ascending ladder serial number BS123456, green and multicolour, mythical carp at right, watermark of a helmeted warrior at left, (Pick 284b), PCGS 68 OPQ Superb Gem Uncirculated Estimate HK$3,000-4,000

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January 16, 2016 - HONG KONG

1117

1115

Standard Chartered Bank, lot of 3x $10, 1995, low serial numbers CN 000004, 000005 and 000007, green and multicolour, mythical carp at right, (Pick 284b), uncirculated (3) Estimate HK$200-300

Standard Chartered Bank, consecutive run of 4x $10, 1995, replacement prefixes Z095034 to 037, (Pick 284b), uncirculated (4) Estimate HK$800-1,000

1116

Standard Chartered Bank, lot of 6 notes including, $10, $20, $50 and $100, 1993 same serial numbers A888260, and also an extra $10 and $100 serial number AA888260, also dated 1993, (Pick 284a to 287a), uncirculated (6) Estimate HK$1,300-1,600

253

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1118

Standard Chartered Bank, $10, 1995, a mixed prefix ‘lucky number’ set of 11, 000001, solid numbers 111111 to 999999 and 1000000, green and multicoloured mythical carp at right, watermakr of a helmeted warrior at left, (Pick 284b), PCGS 65 to 67OPQ Gem/Superb Gem Uncirculated (11) Estimate HK$20,000-30,000

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January 16, 2016 - HONG KONG

1119

Standard Chartered Bank, pair of $20, 1985 and 1993, identical serial numbers A013273, (Pick 279a and 285a), uncirculated (2) Estimate HK$3,900-4,200

1122

Standard Chartered Bank, consecutive run of 50x $20, 1997, serial number BV444401 to 450, INCLUDING the lucky number BV444444, (Pick 285b), uncirculated, toning spots visible on the sides (5) Estimate HK$3,700-4,000

1120

Standard Chartered Bank, $20, 1995, lucky serial number AF999999, grey-green, orange and multicolour, tortoise at right, watermark of a helmeted warrior at left, (Pick 285b), PMG 65EPQ Estimate HK$4,000-5,000

1123

Hong Kong, lot of 2x $20, HSBC and Standard Char tered Ban k, same low lucky number DD 000012, (Pick 201c, 285c), uncirculated (2) Estimate HK$1,200-1,400

1121

Standard Chartered Bank, $20, 1995, lucky serial number AZ333333, (Pick 285b), uncirculated Estimate HK$2,900-3,200

255

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1124

Standard Chartered Bank, $20, 1998, lucky serial number DJ222222, 9Pick 285c), uncirculated, left border slightly toned Estimate HK$2,400-2,800

1127

1125

Standard Chartered Bank, $20, 1998, replacement prefix Z068705, (Pick 285c), uncirculated Estimate HK$1,600-2,000

Standard Chartered Bank, $20, consectuve run of 50x $20, 2002, serial numbers GV024851-900, dark grey, orange and brown on multicolour underprint, mythical tortoise at right, bauhnia flower on reverse, (Pick 285d), uncirculated, the first 2 notes slight corner crease (50) Estimate HK$1,250-1,400

1126

Hong Kong, lot of 2x $20, HSBC and Standard Char tered Bank, same semi lucky number GJ 055555, (Pick 201c, 285c), uncirculated (2) Estimate HK$1,200-1,400

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January 16, 2016 - HONG KONG

RARELY SEEN CHARTERED BANK $50, 1923

1128

The Chartered Bank of India, Australia and China, $50, 1923, serial number O/C 148298, black and orange brown on multicolour underprint, central vignette showing rice planting and houses, ‘FIFTY’ on each side, reverse green and black, bank building at centre, (Pick 44), PCGS 6 Good, brush writing on reverse, very rare Estimate HK$95,000-100,000

257

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

SCARCE 1934 CHARTERED BANK $50

1129

The Chartered Bank of India, Australia and China, $50, 1.11.1934, serial number U/H 033830, black and brown on multicolour underprint, male Roman solider at left, coat of arms top centre, value at each corner, reverse brown and yello-green, rice planting scene at right, (Pick 56), PMG 25 Very Fine, very scarce Estimate HK$30,000-40,000

1130

The Chartered Bank, $50, specimen, (1970), A000000, blue and multicoloured, coat of arms at centre, bank buidling at left, watermark of helmeted warrior at right, reverse blue, buildings at centre, (Pick 75s), almost uncirculated, corner creases, small area of paper thinning behind the left corner.

Estimate HK$3,000-4,000

1131

The Chartered Bank, $50, specimen, no date (19 70), s e r i a l nu mb e r A0 0 0 0 0 0 0, blu e a n d mu lt icolou red , coat of a r m s at cent re, ba n k buidling at left, watermark of helmeted warrior at right, reverse blue, buildings at centre, (Pick 75s), uncirculated, very tiny brown spot on the left Estimate HK$6,500-7,500

1132

The Chartered Bank, $50, ND(1970-75), serial number A0170784, blue on multicolour underprint, bank building at left, watermark of helmeted warrior at right, reverse blue and pink, City Hall at right, (Pick 75), extremely fine.

Estimate HK$2,200-2,800 WWW.SPINK.COM

January 16, 2016 - HONG KONG

1133

The Chartered Bank, $50, 1 January 1979, serial number A022217, blue on multicolour underprint, mythical lion at right, watermark of helmeted warriors at left, reverse blue and violet, arms at centre, bank building at left, (Pick 78a), in PMG holder 67EPQ. Estimate HK$2,000-2,500

1136

1134

The Chartered Bank, consecutive r un of 3 x $50, 1 January 1982, serial number C768912-4, blue on multicolour underprint, mythical lion at right, reverse blue and purple, arms at centre, bank building at left, (Pick 78c), in PMG holder, the 1st 66EPQ, others 67EPQ.(3) Estimate HK$3,800-4,800

The Chartered Bank, $50, 1979, serial number A205852, blue, mythical lion playing with ball at right, watermark of a helmeted warrior at left, coat of arms and bank building on reverse, (Pick78a), PMG 65EPQ Gem Uncirculated Estimate HK$700-900

1135

1137

The Chartered Bank, $50, 1981, serial number A919559, blue, lion playing with a metal ball at right, bank building on reverse, (Pick 78b), PMG 66EPQ. Estimate HK$6,000-7,000

The Chartered Bank, $50, 1982, serial number D478826, blue, my thical lion playing with a metal ball at right, (Pick 78c), PMG 65EPQ Gem Uncirculated Estimate HK$600-800

259

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1138

Standard Chartered Bank, lot of 10x $50, 1985 to 1992, a complete set of alphabetical prefixes, A (1985), B (1987), C (1988), D (1988), E (1990), F (1991), G (1991), H (1992), J (1992) and replacement serial prefix Z (1991), (Pick 280), uncirculated, E has a very tiny toning spot top left and H slightly toned upper right corner. Not easy to put together, as the J prefix only has a print run of 200,000 notes (10) Estimate HK$11,000-12,000

1139

Standard Chartered Bank, $50, 1991, lucky serial number F999999, purple, blue and multicolour, lion playing with a metal ball at right, bank building and bauhinia flower on reverse, (Pick 280d), PCGS 66OPQ Gem Uncirculated, extremely rare, less than 90 lucky numbers possible in the 1985 to 1992 ‘long stick’ series Estimate HK$6,000-8,000

1140

Standard Chartered Bank, $50, 1991, lucky serial number F1000000, purple, blue and multicolour, lion playing with a metal ball at right, bank building and bauhinia flower on reverse, (Pick 280d), PCGS 66OPQ Gem Uncirculated, extremely rare, less than 90 lucky numbers possible in the 1985 to 1992 ‘long stick’ series

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January 16, 2016 - HONG KONG

1141

Standard Chartered Bank, $50, 1998, replacement prefix Z027435, (Pick 286c), uncirculated Estimate HK$2,200-2,600

1143

Hong Kong, pair of $50, HSBC and Standard Chartered Bank, same seria lnumber 799999, (Pick 202d and 286c), uncirculated (2) Estimate HK$1,300-1,500

1142

Standard Chartered Bank, $50, 2001, lucky serial number AP222222, purple, blue and multicolour, lion playing with a metal ball at right, bank building and bauhinia flower on reverse, (Pick 286c), PCGS 67OPQ Superb Gem Uncirculated, scarce Estimate HK$3,000-4,000

261

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1144

The Chartered Bank of India, Australia and China, $100, 8 December 1941, serial number Y/ M 167197, green, brown on multicolour underprint, Britainnia and lion at centre in oval frame, value at left and right, arms top right, two printed signatures at bottom left and right, reverse green and orange, view of early Hong Kong, (Pick 57c), good very fine and rare.

Estimate HK$13,000-16,000

1145

1146

The Chartered Bank, $100, 1952, serial number Y/ M 801104, dark green and brown on multicoloured underprint, Britannia seated holding a trident and shield with a lion at centre, reverse green, Supreme Court Building at right, (Pick 57c), approaching very fine and free from any handstamps or brush writing, well above average for type.

Estimate HK$13,000-15,000

1147

The Chartered Bank of India, Australia and China, $100, 1947, serial number Y/M 472507, dark green and brown on multicolour, Britannia seated at cetnre holding a trident with a shield and trident, the obverse shows the Supreme Court building, (Pick 57c), fine Estimate HK$2,000-3,000

The Chartered Bank, $100, 1956, serial number Y/ M 769310, dark green and brown on multicoloured underprint, Britannia seated holding a trident and shield with a lion at centre, reverse green, Supreme Court Building at right, (Pick 65), PMG 30 Very Fine, the last date of the series.

Estimate HK$8,000-10,000

1148

The Chartered Bank, $100, 1956, Y/M 801104, dark green and brown on multicoloured underprint, Britannia seated holding a trident and shield with a lion at centre, reverse green, Supreme Court Building at right, (Pick 57c), about very fine.

Estimate HK$13,000-15,000

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January 16, 2016 - HONG KONG

SUPER RARE CHARTERED BANK $100 OF 1930

1149

The Chartered Bank of India, Australia and China, $100, 2.6.1930, serial number W/K 034544, black on dark blue on multicolour, Britannia at left, coat of arms at centre, value at each corner, reverse blue, sailing junk boat at centre, (Pick 52), PCGS 30 Very Fine, no brush writing or graffii, choice in this grade and extremely rare Estimate HK$60,000-80,000

1150

The Chartered Bank, $100, colour trial, 1959, brown, light green, pink and multicolour, coat of arms at centre, key top left and right, value at each corner, reverse brown, view of Hong Kong, (Pick 66ct), PCGS 66OPQ Gem Uncirculated Estimate HK$30,000-40,000

263

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1151

The Chartered Bank, $100, specimen, 1959, serial number Y/M 0000000, green, pink and multicolour, key top left and right, coat of arms at centre, value at each corner, reverse green, view of Hong Kong, (Pick 66s), PCGS 66OPQ Gem Uncirculated Estimate HK$7,500-10,000

1153

The Chartered Bank, $100, no date (1961-1970), Y/ M prefix, dark green and multicoloured, keys left and right, coat of arms at left, reverse green, sampan at centre, (Pick 71s), uncirculated but previously mounted.

Estimate HK$5,000-6,000

1152

The Chartered Bank, lot of 5x $100, 1959, serial numbers Y/M 1206933-936 and 1147557, green on pink and multicoloured, keys left and right, coat of arms at left, reverse green, view of Victoria Harbour at centre, (Pick 66), fresh extremely fine to almost uncirculated, a rare first date (5).

Estimate HK$12,500-15,000

1154

The Chartered Bank, consecutive run of 10x $100, no date (1961-1970), serial numbers Y/M 1648691700, green on pink and multicoloured, keys left and right, coat of arms at left, reverse green, view of Victoria Harbour at centre, (Pick 71b), fresh almost uncirculated (10).

Estimate HK$20,000-30,000 WWW.SPINK.COM

January 16, 2016 - HONG KONG

1157

The Chartered Bank, $100, specimen, no date (1970-1975), red and multicoloured, coat of arms at centre, bank buidling at left, watermark of helmeted warrior at right, reverse red Ferry Terminal, at centre, (Pick 76s), almost uncirculated, left border crease and previously mounted.

Estimate HK$3,000-4,000

1155

The Chartered Bank, lot of 11x $100, no date (1961-1970), green on pink and multicoloured, keys left and right, coat of arms at left, reverse green, view of Victoria Harbour at centre, (Pick 71b), most good very fine (11).

Estimate HK$6,600-8,000

1158

The Chartered Bank, $100, ND(1970-75), serial number A180925, red and multicolour, arms at centre, bank building at left, reverse red, view of ferry pier and harbour, (Pick 76a), in PMG holder 58.

Estimate HK$2,000-2,500

1156

The Chartered Bank, $100, no date (1962-1970), serial number Y/ M 3439205, green, pin k and multicolour, keys top left and right, coat of arms at centre, reverse green and pink, view of Hong Kong at centre, (Pick 71b), PMG 58 Choice About Uncirculated Estimate HK$7,000-8,000

1159

The Chartered Bank, lot of 13x $100, no date (4), 1977 (9), red and multicoloured, coat of arms at centre, bank buidling at left, watermark of helmeted warrior at right, reverse red, buildings at centre, (Pick 76a and 76b), mixed condition, very fine to almost uncirculated (13) Estimate HK$3,300-3,600 265

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1162

The Chartered Bank, $100, 1980, lucky serial number L333333, red, yellow and multicolour, Qilin at right, watermark of a helmeted warrior at left, (Pick 79b), PMG 58EPQ Choice About Uncirculated Estimate HK$3,000-4,000

1160

The Chartered Bank, consecutive r un of 4x $100, 1977, ser ial numbers F565495, red and multicoloured, coat of arms at centre, bank buidling at left, watermark of helmeted warrior at right, reverse red, Ferry Terminal at centre, (Pick 76b), fresh uncirculated, with very minor handling marks (4).

Estimate HK$4,000-5,000

1163

The Chartered Bank, $100, 1980, lucky ascending serial number Q123456, red, yellow and multicolour, Qilin at right, watermark of a helmeted warrior at left, (Pick 79b), PMG 64EPQ Choice Uncirculated, scarce Estimate HK$3,000-4,000

1164 1161

The Char tered Bank , lot of 2x $10 0, 1977, serial number G161708 and 1982, serial number X407343, (Pick 76b and 79c), PMG 58 Choice About Uncirculated and 66EPQ Gem Uncirculated respectively (2) Estimate HK$1,200-1,500

The Chartered Bank, $100, 1982, serial number W738521, red, yellow and green, Qilin at right, watermark of a helmeted warrior at left, (Pick 79c), PMG 64EPQ Choice Uncirculated Estimate HK$800-1,000

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January 16, 2016 - HONG KONG

1168

Standard Chartered Bank, $100, 1994, lucky serial number AD222222, red, blue and multicolour, Qilin at right, bauhinia f lower on reverse, (Pick 287b), PMG 65EPQ Gem Uncirculated Estimate HK$4,000-5,000

1165

Standard Chartered Bank, lot of 2x $100, 1985 and 1993, identical serial number A448718, (Pick 281a and 287a), uncirculated (2) Estimate HK$4,300-4,500

1169

Standard Chartered Bank, $100, 1994, lucky serial number AD777777, red, blue and multicolour, Qilin at right, bauhinia f lower on reverse, (Pick 287b), PMG 65EPQ Gem Uncirculated Estimate HK$3,800-4,500

1166

Standard Chartered Bank, $100, 1990, serial number CA393572, red and multicolour, Qilin at right, watermark of helmeted warrior at left, reverse red and green, royal crest f lower at centre, bank building at left, (Pick 281c), PMG 66EPQ. Estimate HK$700-800

1170

Standard Chartered Bank, $100, 1994, lucky serial number AS333333, (Pick 287b), PMG 66EPQ Gem Uncirculated Estimate HK$3,200-4,000

1167

S t a n d a r d C h a r t e r e d B a n k , $10 0 , 19 9 3 , r e pl a c e m e n t p r e f i x Z 0 0 4737, ( P i c k 2 8 7a), uncirculated Estimate HK$900-1,000 267

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1171

Standard Chartered Bank, $100, 1995, lucky serial number AZ888888, red, nlue and multicolour, Qilin at right, (Pick 287b), PMG 66EPQ Gem Uncirculated, a highly desirable lucky number and scarce Estimate HK$7,000-8,000

1174

St andard Char tere d Bank , 3x $10 0, 20 03, replacement prefix ZZ026108, 109 and 110, (Pick 293a), uncirculated Estimate HK$1,600-1,800

1172

Standard Chartered Bank, $100, 1005, lucky serial number BL666666, red, blue and multicolour, Qilin at right, (Pick 287b), PMG65EPQ Gem Uncirculated Estimate HK$3,000-4,000

1175

Standard Chartered Bank, $100, 1 July 2003, solid serial number CZ111111, red on multicolour underprint, mythical qilin at left, reverse red and multicolour, scene of early Hong Kong at centre, (Pick 293a), in PMG holder 68EPQ. Estimate HK$8,000-10,000

1173

Standard Chartered Bank, conscutive pair of $100, 2001, low serial number GZ000041-2, red on multicolour underprint, mythical qilin at right, watermark of a helmeted warrior at left, reverse red and pale green, flower at centre, bank building at left, (Pick 287d), both in PMG holder 66EPQ.(2) Estimate HK$600-1,000

1176

Hong Kong, lot of $100 from HSBC, Standard Chartered Bank and Bank of China, all with the same serial number 009911, dated 2008, 2003 and 2007 respectively, (Pick 209, 293 and 337), uncirculated (3) Estimate HK$800-1,000

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January 16, 2016 - HONG KONG

1177

1180

The Chartered Bank, $500, specimen, 1961, Z/N 000000 A, green and multicoloured, bust of man at left, Royal Crest at centre, reverse brown, green and multicoloured, junk boat at centre, (Pick 72as), light central fold, good extremely fine.

Estimate HK$6,000-7,000

The Chartered Bank, $500, 1 Januar y 1977, serial number Z/Q 237268, brown on multicolour underprint, portrait of man at left, arms at centre, reverse brown on light yellow green, junks and ships at centre, (Pick 72d), in PMG holder 64.

Estimate HK$10,000-15,000

AN ERROR MISPRINT $500

1178

The Chartered Bank, $500, specimen, no date (1975-1977), Z/P 000000, green and multicoloured, bust of man at left, Royal Crest at centre, reverse brown, green and multicoloured, junk boat at centre, (Pick 72cs), PCGS Currency 63PPQ Choice Uncirculated.

Estimate HK$6,000-7,000

1181

The Chartered Bank, $500, error, 1977, serial number Z/Q 177018, error note, the green and brown concetric circles misaligned at centre and right, bust of man at left, watermark at right, (Pick 72d), PCGS 58 OPQ Choice Almost Uncirculated and rare to find such an error Estimate HK$18,000-24,000

1179

The Chartered Bank, $500, no date, serial number Z/N 949895, green and multicoloured, bust of man at left, Royal Crest at centre, reverse brown, green and multicoloured, junk boat at centre, (Pick 72c), very fine, paper slightly toned, a scarcer signature combination Estimate HK$3,000-4,000

269

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1184

The Chartered Bank, $500, 1977, serial number Z/ P 992915, green and multicoloured, bust of man at left, Royal Crest at centre, reverse brown, green and multicoloured, junk boat at centre, (Pick 72d), PMG 58EPQ Choice About Uncirculated Estimate HK$4,000-5,000

1182

The Chartered Bank, consecutive pair of $500, 1977, serial number Z/P 992911-912, green and multicoloured, bust of man at left, Royal Crest at centre, reverse brown, green and multicoloured, junk boat at centre, (Pick 72d), PMG 55EPQ and 58EPQ respectively (2) Estimate HK$8,000-10,000

1185

The Chartered Bank, $500, 1 January 1982, serial number B997518, brown on blue and multicolour underprint, mythical phoenix at right, watermark of helmeted warriors at left, reverse brown and blue, arms at centre, bank building at left, (Pick 80b), in PMG holder 66EPQ. Estimate HK$4,500-5,500

1183

The Chartered Bank, consecutive pair of $500, 1977, serial number Z/P 992913 and 914 green and multicoloured, bust of man at left, Royal Crest at centre, reverse brown, green and multicoloured, junk boat at centre, (Pick 72d), PMG 58EPQ Choice About Uncirculated Estimate HK$8,000-10,000

1186

S t a n d a r d C h a r t e r e d B a n k , $ 5 0 0 , 19 9 3 , replacement serial number Z004272, brown and multicolour, phoenix at right, water mark of a helmeted warrior at left, (Pick 288a), PMG 65EPQ. Estimate HK$4,500-5,000

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January 16, 2016 - HONG KONG

1187

1190

St andard Char tered Bank , $50 0, 20 03, r e pl a c e m e n t p r ef i x Z Z 0 0112 4 , ( P ic k 29 4), uncirculated Estimate HK$2,200-2,400

Standard Chartered Bank, $1000, specimen, 1992, serial number J000000, orange-yellow, coiled dragon at right, cloud motif at bottom left, watermark of a helmeted warrior, the reverse shows the Royal Arms, bank building at left, ‘SPECIMEN’ overprinted in red, (Pick 283s), uncirculated Estimate HK$5,000-6,000

1188

Standard Chartered Bank, $1000, 1 January 1988, serial number E789431, orange on multicolour underprint, dragon at right, reverse orange and yellow, arms at centre, bank building at left, (Pick 283c), about uncirculated.

Estimate HK$3,500-4,500

1191

Standard Chartered Bank, $1000, specimen, 1992, serial number J000000, orange-yellow, coiled dragon at right, cloud motif at bottom left, watermark of a helmeted warrior, the reverse shows the Royal Arms, bank building at left, ‘SPECIMEN’ overprinted in red, (Pick 283s), uncirculated Estimate HK$5,000-6,000

1189

Standard Chartered Bank, $1000, 1 January 1988, “Replacement”, serial number Z045695, orange on multicolour underprint, dragon at right, reverse orange and yellow, arms at centre, bank building at left, (Pick 283c*), in PMG holder 66 EPQ, rare.

Estimate HK$10,000-15,000

1192

Standard Chartered Bank, $1000, 1 January 1992, serial number J189697, orange on multicolour underprint, dragon at right, reverse orange and yellow, arms at centre, bank building at left, (Pick 283d), in PMG holder 58 EPQ. Estimate HK$3,200-4,000

271

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1193

1196

1194

1197

Standard Chartered Bank, $1000, 1993, semi lucky serial number B800000, (Pick 289a), PMG 64 Choice Uncirculated Estimate HK$4,200-5,000

S t a n d a r d C h a r t e r e d B a n k , $10 0 0 , 19 9 3, replacement serial number Z003691, orange and multicolou r, d ragon at r ight, water mark of a helmeted warrior at left, (Pick 289a), PMG 66EPQ. Estimate HK$4,000-5,000

Standard Chartered Bank, $1000, 2010, semi lucky serial number AE008833, (Pick 301a), PMG 67EPQ Superb Gem Uncirculated Estimate HK$2,000-3,000

Standard Chartered Bank, lot of 2x $1000, 2010, seria lnumbers AE008787 and 008778, uncirculated (2) Estimate HK$2,600-3,000

1195

Standard Chartered Bank, $1000, 1 January 1996, “Replacement”, serial number Z050586, orange on multicolour underprint, dragon at right, reverse orange and yellow, bank building at left, (Pick 289b*), in PMG holder 66 EPQ. Estimate HK$5,500-6,500

1198

Hong Kong, face value of $1750 in banknotes from the 1970’s to 1980’s, mostly from the Chartered Bank and a few from HSBC, mixed condition, sold as is Estimate HK$2,100-2,300

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January 16, 2016 - HONG KONG

A SUPERB HIGH GRADE SPECIMEN SET OF 1988

1199

Standard Chartered Bank, complete set of specimens from $10 to $1000, (the $20 was not issued that year), all with ‘SPECIMEN’ overprinted in English and Chinese, this format is seldomly seen, (Pick 278s, 280s, 281s, 282s and 283s), all PCGS 66OPQ apart from the $100 which is 67OPQ, a fantastic high grade set Estimate HK$28,000-30,000

273

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

A SUPERB CHARTERED BANK NUMBER 2 SET OF THE 1979 ISSUE A Charity Auction In Support Of Seeing Is Believing

1200

The Chartered Bank, a frame holding a set of the 1979 issues, all with the fantastic serial number A000002, $10, $50, $100, $500 and $1000, the second number ever printed for this long lasting series. Sold by The Standard Chartered Bank for charity ‘Seeing is Believing’, (Pick 77, 78, 79, 80 and 81), housed in a frame, clean and original. The $10 slightly faded from sunlight, a rare opportunity to own an official low number set Estimate HK$350,000-400,000

Seeing is Believing Seeing is Believing, a collaboration between Standard Chartered and the International Agency for the Prevention of Blindness (IAPB), is a global initiative to help tackle avoidable blindness. It raises funds for investment in eye care projects that have long-term impact in areas of high need.

Since 2003, Seeing is Believing has raised over USD82 million for blindness initiatives. Standard Chartered pledges to match all donations until the target of USD100 million is reached.

For more information, visit http://www.seeingisbelieving.org

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January 16, 2016 - HONG KONG

LOTS 1201-1208 A GROUP OF INTERESTING ARCHIVAL PHOTOGRAPHIC PROOFS SHOWING UNADPOTED HSBC BANKNOTE DESIGNS

1201B

The HongKong and Shanghai Bank ing Corporation, archival photgraphic proofs for $100 and $500, c.1927, uniface obverse and reverse pairs, both showing unissued designs. The $100 shows a blacksmith forging a sword at centre, and the $500 features a warrior maiden holding shield and spear at left, the reverse of both is also an unissued design showing the Hong Kong skyline in the 1920’s, a fascinating unissued pair (2 pairs in total) Estimate HK$5,000-6,000

1201

The HongKong and Shanghai Bank ing Corporation, archival photographic proofs for $5, $10 and $500, c. 1927, $5 uniface obverse, $10 uniface obverse, $500, 2 pairs of uniface obverse and reverse, these proofs look similar to the issued design but with obvious difference, especially the two reverses for the $500, the lot also includes the view of the HSBC building and the central portion of the $500, mounted on two cards (8 pieces in total) Estimate HK$5,000-6,000

1201A

1202

The HongKong and Shanghai Bank ing Corporation, uniface photographic proofs for, $10, $50 and $100, the lot consists of a uniface $50 dated 1928 (obverse), and another $50 uniface obverse and reverse pair, both featuring ‘Communication’ on flying wheel at left but different vignettes, the $100 is a single uniface obverse featuring Justicia but with a unseen central design, the $10 is a uniface obverse and reverse pair featuring Ceres but markedly different to the issued note, mounted a two pieces of card with photgraphic proofs of other material (6 pieces of Hong Kong proofs) Estimate HK$4,000-5,000

The HongKong and Shanghai Bank ing Corporation, archival photographic proofs for $50, 1967-1968, 4 pairs of uniface obverse and reverse, 2 pairs of which are quite different to the issued notes, also Government of Hong Kong, $1, proof, uniface reverse, c. 1956, unissed design showing an aerial view of Hong Kong, condition as seen, (4 pairs + 1 uniface obverse) Estimate HK$3,000-4,000

275

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1203

The HongKong and Shanghai Bank ing Corporation, archival photographic proofs for $5 and $10, uniface obverse and reverse pairs, c.1972, unissued types, bank crest at right, ‘5’ and ‘10’ in Chinese characters at left, the reverse shows the HSBC building and two lions, these two notes were intended to replace the ‘maiden’ series which were used (albeit with size changes) from 1927.

For reasons unknown, this was not done and the ‘maiden’ series were used until 1975 and 1983.

Only the $100 was replaced by this design in 1972, mounted on card, (2 pairs), a unique and interesting for research Estimate HK$3,000-4,000

1205

The HongKong and Shanghai Bank ing Corporation, archival photographic proofs for $500, uniface, proposed issue for the 1973 series containing unissued and issued designs, all mounted on card, most dated (9 pieces), great for research Estimate HK$4,000-5,000

1206

1204

The HongKong and Shanghai Bank ing Corporation, archival photographic proofs for $100, uniface, proposed issue for the 1972 series containing unissued and issued designs, all mounted on card, most dated, 16 pieces in total Estimate HK$5,000-6,000

The HongKong and Shanghai Bank ing Corporation, archival photographic proofs for $500, c.1972-1973, proposed issue for the 1973 series containing unissued and issued designs, all mounted on card and dated (8 pieces) Estimate HK$3,000-4,000

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1208

The HongKong and Shanghai Bank ing Corporation, complete set of archival photographic proof consisting of $5, $10, $100, $500 and $1000, unissued designs, all with handstamp showing ‘DLR Studio: Photographed XX XX 1956’, the designs are mainly floral in nature, apart from the $1000 which shows an aerial view of Hong Kong Island, rather similar to the Mercantile Bank $100 issues, the interesting points in this group is that: 1 - HSBC was ready to reduce the size of its banknotes from the mid 1950’s; it was finally done in 1959, 2 - a $1000 denomination was contemplated but it was not until 1977 that the first $1000 was issued, 3 - although the design for the $1000 was not issued, it was finally used on the Mercantile Bank $100 from 1964 to 1973, 4 - the obverse and reverse designs for the $5 to the $500 was never used. A fascinating group of photos, in very choice condition and dated officially, unique (5 pairs).

Estimate HK$8,000-10,000

1207

The HongKong and Shanghai Bank ing Corporation, archival photographic proofs for $1000, dated 1976 (the issued note is 1977), similar to the isssued note, 1x obverse and 2x reverse (one with the flag and the other without the flag on the HSBC building), mounted on card, 3 pieces in total Estimate HK$2,000-3,000

277

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

AN ORIGINAL HIGH GRADE $1 OF 1884

1209

The HongKong and Shanghai Banking Corporation, $1, 1884, serial number 491684, grey on red-orange, coat of arms top centre, ‘$1’ top left and right, ‘One’ in orange Chinese character, handsigned signature bottom left, reverse red-orange, (Pick 114), original crisp strong paper with a very minor pinhole at centre, amongst the best seen of this type Estimate HK$80,000-100,000

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1210

1212

The HongKong and Shanghai Bank ing Corporation, $1, specimen, 1913, black on blue and multicolour, Minerva at left, coat of arms lower right, reverse red, seated figure playing a harp, (Pick 155s), PMG 66EPQ Gem Uncirculated, very choice condition Estimate HK$10,000-12,000

The HongKong and Shanghai Bank ing Corporation, $1, 1925, serial number C038172, blue, black and orange, Minerva at left, coat of arms bottom right, reverse light red and brown, allegorical figure holding a harp at centre, (Pick 171), PMG 65EPQ Gem Uncirculated, rare in this choice grade Estimate HK$10,000-12,000

1211

The HongKong and Shanghai Bank ing Corporation, $1, 1913, serial number 2120273, blue and multicoloured, helmeted head of Minerva at left, two printed signatures below, reverse purple, maiden centre, (Pick 155b), PMG 30 Very Fine, a scarcer type Estimate HK$4,500-5,000

1213

The HongKong and Shanghai Bank ing Corporation, $1, 1926, serial number D022392, blue and multicolour, head of Minerva of left, water mark at right, ‘1’ at each cor ner, seated allegorical figure holding a flame torch on reverse, (Pick 172a), original extremely fine, central fold Estimate HK$2,000-3,000

1214

The HongKong and Shanghai Banking Corporation, $1, 1929, serial number E321270, blue and multicoloured, helmeted head of Minerva at left, two printed signatures below, reverse purple, maiden seated at centre, (Pick 172b), PMG 66EPQ Gem Uncirculated and scarce.

Estimate HK$6,000-7,000 279

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

A SUPERB CANCELLED 1898 $5

1215

The HongKong and Shanghai Banking Corporation, $5, cancelled note, 1.3.1898, serial number 558278, green and yellow, coat of arms top centre, ‘$5’ top left and right, handsigned signature bottom left, reverse red-orange, handstamped and perforated ‘CANCELLED’, (Pick 139), crisp very fine and rare Estimate HK$65,000-80,000

1216

The HongKong and Shanghai Banking Corporation, $5, 1.1.1923, serial number B004781, olive and brown on orange underprint, water carrier at lower left, sailing junk boat at lower right, ‘$5’ in orange underprint bottom centre, reverse olive and brown, old HSBC building at centre, (Pick 166), original very fine, free from brush writing, and very scarce in this grade Estimate HK$30,000-40,000

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1217

The HongKong and Shanghai Banking Corporation, $5, 1923, serial number B278121, green and pale orange, value in orange low centre, arms at centre, junk at right, water carriers and street scene at left, manuscript signature low left, printed signature low right, value at centre and each corner, reverse green and brown, bank building at centre, value at left and right, (Pick 166), PMG 25 NET Very Fine, minor repairs Estimate HK$22,500-25,000

1218

The HongKong and Shanghai Bank ing Corporation, $5, specimen, 1927, serial number D000000, brown and multicoloured, reclining m a ide n at r ig ht , c oat of a r m s at ce nt re a nd watermark of Minerva at left, reverse brown, old HSBC building at centre, (Pick 173as), almost uncirculated, paper slightly toned and previously mounted, still an first date of isse Estimate HK$4,500-5,000

1219

The HongKong and Shanghai Bank ing Corporation, lot of 2x $5, 1927 and 1.1.1930, serial numbers D646962 and E569726, brown and multicoloured, reclining maiden at right, coat of arms at centre and watermark of Minerva at left, reverse brown, old HSBC building at centre, (Pick 173), very good (2) Estimate HK$1,800-2,000

281

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1220

The HongKong and Shanghai Bank ing Corporation, $5, specimen, 1937, G prefix, brown and multicoloured, reclining maiden at right, coat of arms at centre and watermark of Minerva at left, reverse brown, old HSBC building at centre, (Pick 173s), fold at right, printer’s pen annotations, extremely fine.

Estimate HK$4,000-5,000

1221

1222

The HongKong and Shanghai Bank ing Corporation, $5, 1946, serial number T012268, brown and multicoloured, reclining maiden at right, coat of arms at centre and watermark of Minerva at left, reverse brown, old HSBC building at centre, (Pick 173e), PMG 66EPQ Gem Uncirculated.

Estimate HK$2,000-2,400

1223

The HongKong and Shanghai Bank ing Corporation, pair of $5 and $10, 1946 and 1956, serial number W460549 and N/J 599933, (Pick 173e and 179Ab), PMG 64 Choice Uncirculated and 58EPQ Choice About Uncirculated (2) Estimate HK$1,000-1,200

The HongKong and Shanghai Bank ing C o r p o r a t i o n , $ 5 a n d $10 , 19 5 4 a n d 19 58 respectively, serial numbers B/H 689585 and W/ J 870106, brown and green respectively, (Pick 180a and 179Ad), original good extremely fine, some toning (2) Estimate HK$500-600

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1224

The HongKong and Shanghai Bank ing Corporation, consecutive run of 4x $5, E/H 201912915, brown and multicoloured, reclining maiden at right, coat of arms at centre and watermark of Minerva at left, reverse brown, old HSBC building at centre, (Pick 180a), almost uncirculated to uncirculated Estimate HK$4,000-5,000

1226

Hong Kong and Shanghai Banking Corporation, consecutive pair of $5, 4 February 1959, serial number M/H 518005-6, brown on multicolour underprint, arms at upper centre, woman seated at right, reverse brown on multicolour underprint, old bank building at centre, angel with trumpet at top, (Pick 180b), foxing, extremely fine to about uncirculated.(2) Estimate HK$1,200-1,600

1225

The HongKong and Shanghai Bank ing Corporation, pair of $5, 1954 and 1959, serial numbers B/H 391326, M/H 103751, brown and multicoloured, reclining maiden at right, coat of arms at centre and watermark of Minerva at left, reverse brown, old HSBC building at centre, (Pick 180a and 180b), toned good extremely fine to almost uncirculated, the 1954 a semi key date (2) Estimate HK$500-800

1227

Hong Kong and Shanghai Banking Corporation, $5, 2 May 1959, serial number 670424AG, brown on multicolour underprint, arms at centre, woman seated at right, reverse brown on multicolour underprint, old bank building at centre, angel with trumpet at top, (Pick 181a), in PMG holder 66EPQ. Estimate HK$1,000-1,500

283

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1230 1228

The HongKong and Shanghai Bank ing Corporation, $10, cancelled note, 1.5.1904, serial number 433320, dark blue on tan underprint, coat of arms upper centre, ‘10’ at each corner, handsigned signature bottom left, reverse red, allegorical female figures, ‘CANCELLED’ in blue ink, (Pick 157), very good, small pieces missing on top edge, brush writing and stamps on reverse, a very rare two year type note Estimate HK$18,000-20,000

Hong Kong and Shanghai Banking Corporation, $10, 1 October 1930, serial number F674759, green on multicolour underprint, Ceres at top left, arms at top centre, manuscript signature at low left, (Pick 178), about very fine.

Estimate HK$1,300-1,600

1231

The HongKong and Shanghai Bank ing Corporation, $10, specimen, 1936, H prefix, green and pink, Ceres top left, coat of arms right of top centre, reverse green, angle playing a trumpet above the old HSBC building, (Pick 174s), almost uncirculated, printer’s pen annotations.

Estimate HK$4,000-5,000

1229

The HongKong and Shanghai Bank ing Corporation, $10, 1921, serial number A941614, blue on red underprint, waterfront at left, horseman and walkers at right, handsigned signat ure at bottom, reverse olive green and brown, HSBC building at centre, (Pick 167), PMG 25NET Very Fine, repaired Estimate HK$18,000-22,000

1232

The HongKong and Shanghai Bank ing Corporation, $10, specimen, 1937, J prefix, green and pink, Ceres top left, coat of arms right of top centre, reverse green, angle playing a trumpet above the old HSBC building, (Pick 174s), extremely fine, printer’s pen annotations.

Estimate HK$4,000-5,000

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1233

1236

The HongKong and Shanghai Bank ing Corporation, $10, specimen, 1937, J prefix, green and pink, Ceres top left, coat of arms right of top centre, reverse green, angle playing a trumpet above the old HSBC building, ‘SPECIMEN’ overprinted in red, (Pick 174s), extremely fine, printer’s pen annotations.

Estimate HK$4,000-5,000

Hong Kong and Shanghai Banking Corporation, $10, 1 April 1941, serial number R561969, green on multicolour underprint, Ceres at top left, arms at top centre right, reverse green and multicolour, old bank building at centre, angel with trumpet at top, (Pick 178c), in PCGS holder 50 PPQ about new.

Estimate HK$1,500-2,000

1237

1234

Hong Kong and Shanghai Banking Corporation, $10, 1 April 1948, serial number J/H469739, green on multicolour underprint, Ceres at top left, arms at top centre right, reverse green and multicolour, old bank building at centre, angel with trumpet at top, (Pick 178d), in PMG holder 64.

Estimate HK$1,700-2,200

The HongKong and Shanghai Bank ing Corporation, $10, specimen, 1938, K prefix, green and pink, Ceres top left, coat of arms right of top centre, reverse green, angle playing a trumpet above the old HSBC building, ‘SPECIMEN’ overprinted in red, (Pick 174s), almost uncirculated, printer’s pen annotations.

Estimate HK$4,000-5,000

1238

Hong Kong and Shanghai Banking Corporation, $10, 1 July 1949, serial number N/H382315, green on multicolour underprint, Ceres at top left, arms at top centre right, reverse green and multicolour, old bank building at centre, angel with trumpet at top, (Pick 179Aa), uncirculated with minor clip marks.

Estimate HK$2,000-2,500

1235

Hong Kong and Shanghai Banking Corporation, $10, 1 April 1941, serial number M202550, green on multicolour underprint, Ceres at top left, arms at top centre right, reverse green and multicolour, old bank building at centre, angel with trumpet at top, (Pick 178c), in PMG holder 58.

Estimate HK$1,100-1,600 285

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1239

1242

1240

1243

Hong Kong and Shanghai Banking Corporation, $10, 1 July 1949, serial number N/H382317, green on multicolour underprint, Ceres at top left, arms at top centre right, reverse green and multicolour, old bank building at centre, angel with trumpet at top, (Pick 179Aa), uncirculated with minor clip marks.

Estimate HK$2,000-2,500

The HongKong and Shanghai Bank ing Corporation, $10, 1956, serial number N/J 599933, green, pink and multicoloured, Ceres top left, coat of arms top centre, watermakr of a helmeted warrior at right, the reverse shows the HSBC bulding at centre, (Pick 179Ab), PMG 58EPQ Choice About Uncirculated.

Estimate HK$800-1,000

1241

The HongKong and Shanghai Bank ing Corporation, $10, proof, no date, the obversde only shows the light orange underprint and vignette whilst the reverse is printed in full showing the old HSBC building on reverse, (Pick 182pr), looks to uncirculated but uneven edges, rare in this format.

Estimate HK$2,000-3,000

Hong Kong and Shanghai Banking Corporation, $10, 1 October 1964, serial 385760JR, “Key Date”, green on multicolour underprint, maiden and arms at left, watermark of a helmeted warrior at right, reverse green, old bank building at centre, (Pick 182d), PMG holder 64, choice uncirculated.

Estimate HK$3,000-4,000

1244

The HongKong and Shanghai Bank ing Corporation, $10, proof, no date, green on light orange and multicolour, Ceres at top left, coat of arms at bottom, old HSBC building on reverse, (Pick 182pr), looks to uncirculated but uneven edges, rare in this format.

Estimate HK$2,000-3,000

The HongKong and Shanghai Bank ing Corporation, consecutive bundle of 100x $10, 1966, serial numbers 510901 to 511000, green and pink, Ceres top left, coat of arms bottom left, reverse green, angel playing a trumpet above the old HSBC building, (Pick 182e), uncirculated in body but the paper heavily toned, with original wrapping (100) Estimate HK$2,000-3,000

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A COMPLETE SET OF 11 SAME PREFIX LUCKY NUMBERS, $10, 1982

1245

The HongKong and Shanghai Banking Corporation, $10, 1982, a complete lucky number set of 11, all WITH THE SAME PREFIX H/21, 000001, solid numbers 111111 to 999999 and 1000000, green and light orange, Ceres top left, coat of arms bottom left, reverse green, angel playing a trumpet above the old HSBC building, (Pick 182j), all PCGS 65OPQ to 67OPQ Gem/Superb Gem Uncirculated (11) Estimate HK$28,000-35,000

1246

The HongKong and Shanghai Banking Corporation, $10, 31.3.1983, lucky serial number H/61 888888, green and pink, Ceres top left, coat of arms bottom left, reverse green, angel playing a trumpet above the old HSBC building, (Pick 182j), PCGS 67OPQ Superb Gem Uncirculated, the most sought after serial number and scarce to find on this series Estimate HK$6,000-8,000 287

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1247

The HongKong and Shanghai Bank ing Corporation, $10, lucky serial number EE333333, green and multicolour, coat of arms, hexagonal watermark at right, (Pick 191a), PMG 65EPQ Gem Uncirculated Estimate HK$2,000-3,000

1250

Hong Kong and Shanghai Banking Corporation, $20, 1 January 1987, serial number AL493560, deep grey green and brown on multicolour underprint, arms at left, reverse grey blue and multicolour, lions f lanking bank building at centre, (Pick 192a), in PMG holder 66EPQ. Estimate HK$1,200-1,500

1248

The HongKong and Shanghai Bank ing Corporation, $10, 1986, lucky serial number LF444444, green and brown on multicoloured underprint, coat of arms at left, watermark of a lion at right, reverse green, two lions flanking the HSBC building, (Pick 191a), uncirculated Estimate HK$1,500-1,800

1251 1249

The HongKong and Shanghai Bank ing Corporation, $10, 1991, lucky serial number G G 8 8 8 8 8 8 , ( P i c k 191c) , P M G 6 4 C h o i c e Uncirculated Estimate HK$6,000-7,000

The HongKong and Shanghai Bank ing Corporation, $20, 1989, a group of 8 semi lucky numbers, BK999911, 999922, 999933, 999944, 999955, 999966, 999977, 999988, deep grey-green and brown on multicoloured underprint, coat of arms at left, watermark of a lion at right, reverse grey-green and brown, two lions flanking the HSBC building, (Pick 192c), uncirculated (8) Estimate HK$400-600

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January 16, 2016 - HONG KONG

A COMPLETE SET OF 11 SAME PREFIX LUCKY NUMBERS, $20, 1990

1252

The HongKong and Shanghai Banking Corporation, $20, 1990, lucky number set of 11, from BR000001 to BR1000000, grey, black on orange, pink and multicolour underprint, coat of arms at left, lion watermark at right, (Pick 197), All graded PMG 66EPQ, apart from the solid 6 which is 67EPQ (11) Estimate HK$100,000-120,000

289

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

A COMPLETE SET OF 11 SAME PREFIX LUCKY NUMBERS, $20, 1994

1253

The HongKong and Shanghai Banking Corporation, $20, 1994, complete set of 11 lucky numbers, ALL WITH AX PREFIX, 000001, solid numbers 111111 to 999999 and 1000000, dark green, brown and multicolour, lion’s profile at left, city sky view at centre, (Pick 201a), PCGS 64 to 68OPQ, a fantastic set (11) Estimate HK$35,000-40,000

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January 16, 2016 - HONG KONG

1254

1256

1255

1257

The HongKong and Shanghai Bank ing Corporation, $20, 1995, replacemenet pref ix ZZ067227, (Pick 201b), uncirculated, bottom left corner shows evidence of handling Estimate HK$600-800

The HongKong and Shanghai Bank ing Corporation, $20, 1996, lucjy serial number JF999999, (Pick 201b), PMG 67EPQ Superb Gem Uncirculated, a scarcer date in the series Estimate HK$4,200-5,000

The HongKong and Shanghai Bank ing Corporation, $20, 1996, lucky serial number J F 8 8 8 8 8 8 , ( P i c k 2 01b) , PM G 6 6 E P Q G e m Uncirculated, a scarce than within the series and an auspicious number Estimate HK$5,000-6,000

The HongKong and Shanghai Bank ing Cor porat ion, $20, 1996, luck ser ial nu mber JF1000000, (Pick 201b), PMG 67EPQ Superb Gem Uncirculated, high grade. Banknotes bearing the 1000000 number are no longer issued in Hong Kong Estimate HK$5,200-6,000

291

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

A COMPLETE SET OF 11 SAME PREFIX LUCKY NUMBERS, $20, 1996

1258

The HongKong and Shanghai Banking Corporation, $20, 1996, lucky number set of 11, serial number JW000001 to JW1000000, grey on brown and multicolour underprint, profile of a lion at left, city skyline at centre, (Pick 201b), a scarcer year, graded PMG 67E, 66E, 68E, 67E, 67E, 67E, 67E, 67E, 66E, 64E, 67E (11) Estimate HK$40,000-50,000

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January 16, 2016 - HONG KONG

1259

1262

1260

1263

1261

1264

The HongKong and Shanghai Bank ing Corporation, $20, 1999, semi lucky seria lnumber LJ505000, grey-green and multicolour, lion;s profile at left, city skyline at centre, (Pick 201d), uncirculated, minor handling mark on left border Estimate HK$300-400

The HongKong and Shanghai Bank ing Cor porat ion, pai r of $20, 20 03, sem i luck y serial numbers, BQ000111 and 111000, blue ad multicolour, lion at left, watermark at right, (Pick 207), uncirculated (2) Estimate HK$800-1,000

The HongKong and Shanghai Bank ing Corporation, lot of 7x $20 and 1x $50, all with same low serial number 000032, 1999 to 2006, uncirculated (8) Estimate HK$1,800-2,000

The HongKong and Shanghai Bank ing Corporation, $20 and $100 pair, both dated 2005, same semi lucky serial number GG000050, (Pick 207a and 209a), uncirculated (2) Estimate HK$800-1,000

The HongKong and Shanghai Bank ing Corporation, lot of 4x $20 and 2x $100, all with the same low prefix number 000082, 1999-2002, uncirculated (6) Estimate HK$1,800-2,000

The HongKong and Shanghai Bank ing Corporation, pair of $20, both LF pref ix but straddled over 2006 and 2007, 000345 and 150945, (Pick 207), uncirculated (2) Estimate HK$220-300

293

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1265

The HongKong and Shanghai Bank ing Corporation, pair of $20, both LF pref ix but straddled over 2006 and 2007, 000432 and 150932, (Pick 207), uncirculated Estimate HK$220-300

1268

The HongKong and Shanghai Bank ing Corporation, pair of $20, semi lucky serial number NN668866 and NN668888, blue, lion and HSBC at left, reverse blue, children playing at mid autumn, (Pick not listed), uncirculated (2) Estimate HK$600-800

1266

The HongKong and Shanghai Bank ing Corporation, pair of $20, both LF pref ix but straddled over 2006 and 2007, 000543 and 150543, (Pick 207), uncirculated (2) Estimate HK$220-300

1267

Hong Kong and Shanghai Banking Corporation, $20, 1 January 2013, serial number LV600000, blue on multicolour underprint, lion at left, watermark of f lower at right, reverse blue and multicolour, children playing lanterns at right, (Pick 212b), in PMG holder 67EPQ. Estimate HK$800-1,200

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January 16, 2016 - HONG KONG

A UNIQUE 1898 CANCELLED $50 IN GREAT CONDITION. THE ONLY ONE AVAILABLE FOR PRIVATE COLLECTION.

1269

The HongKong and Shanghai Banking Corporation, $50, a cancelled issued note, 1898, serial number 72106, violet on orange underprint, coat of arms top centre, ‘$50’ on either side, handsigned signature lower left, ‘CANCELLED’ stamped in blue ink and perforated, reverse red-orage, coat of arms over ships at centre, (Pick 145), free from brush writing and superb condition for type, extremely rare and likley a uniqe offering.

Estimate HK$300,000-350,000

295

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1270

The HongKong and Shanghai Banking Corporation, $50, 1927, serial number B001836, green and multicolour, ‘Communication’ at left, watermark of a helmeted warrior at right, handsigned signature bottom left, (Pick 175a), about fine, very minor repairs at centrally on bottom border, otherwise a very scarce first year of issue.

Estimate HK$9,000-10,000

1271

Hong Kong and Shanghai Banking Corporation, $50, 1 October 1930, serial number B285022, green on multicolour underprint, “Communication” on flying wheel, watermark of helmeted warrior at right, handsigned signature at low left, reverse green, old bank building at centre, angel with trumpet at above, (Pick 175a), minor repaired, about very fine and rare.

Estimate HK$13,000-16,000

1272

The HongKong and Shanghai Banking Corporation, $50, colour trial, 1968, serial number 000000 A, red on multicolour underprint, coat of arms at right, ‘50’ over watermakr area at left, reverse red, old bank bulding at left and geometric design at right, hole punch cancelled, (Pick 184ct), PCGS 67OPQ Superb Gem Uncirculated Estimate HK$10,000-12,000

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January 16, 2016 - HONG KONG

1273

1276

Hong Kong and Shanghai Banking Corporation, $50, 31 May 1968, interesting ser ial nu mber 333999D, blue on multicolour underprint, arms at right, value and watermark of a helmeted warrior at left, reverse blue, old bank building at left, (Pick 184a), about uncirculated to uncirculated.

Estimate HK$800-1,000

The HongKong and Shanghai Corporation, $50, 1983, serial number A/7 265066, blue and yellow, arms at right, watermark of a helmeted warrior at left, reverse blue, old HSBC building on reverse, (Pick 184i), PMG 64 Choice Uncirculated Estimate HK$300-400

1274

The HongKong and Shanghai Bank ing Corporation, $50, 1980, lucky serial number 222222 Y, blue, coat of arms at right, watermark of a helmeted warrior at left, reverse blue, bank building at left, geometric design at right, (Pick 184f), PCGS 67OPQ Superb Gem Uncirculated Estimate HK$3,500-4,000

1277

Hong Kong and Shanghai Banking Corporation, a pair of $50, 31 March 1983, serial number A/6 073143 and 073147, blue on multicolour underprint, arms at right, value and watermark at left, reverse blue, old bank building at left, (Pick 184i), both in PMG holder 67 EPQ.(2) Estimate HK$1,000-1,600

1275

The HongKong and Shanghai Bank ing Corporation, $50, 1981, lucky serial number A/2 666666, blue, coat of arms at right, watermark of a helmeted warrior at left, reverse blue, bank building at left, geometric design at right, (Pick 184g), PCGS 68OPQ Superb Gem Uncirculated Estimate HK$4,000-5,000

297

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1278

Hong Kong and Shanghai Banking Corporation, $50, 1 January 1985, serial number AA248461, purple on multicolour underprint, arms at left, watermark of lion at right, reverse purple and pink, lions flanking bank building at centre, (Pick 193a), in PMG holder 64.

Estimate HK$500-800

1280

The HongKong and Shanghai Bank ing Corporation, $50, 1989, lucky serial number AY444444, purple and multicolour, coat of arms at left, heaxagonal watermark area at right, (Pick 193c), PCGS 68OPQ Superb Gem Uncirculated Estimate HK$3,000-4,000

1281

The HongKong and Shanghai Bank ing Corporation, $50, 1.7.1997, lucky serial number AB666666, purple on green and multicolour, lion profile at left, city skyline at centre, (Pick 202c), PCGS 66OPQ Gem Uncirculated Estimate HK$3,800-4,500

1279

The HongKong and Shanghai Bank ing Corporation, consecutive pair of $50, 1986, serial numbers AG311109 and 311110, purple, Royal crest at left, hexagonal watermark area at right, (Pick 193a), PMG 67EPQ and 66EPQ respectively (2), key date.

Estimate HK$6,500-7,500

1282

The HongKong and Shanghai Bank ing Corporation, $50, 1.1.1997, lucky serial number DF555555, purple on green and multicolour, lion profile at left, city skyline at centre, (Pick 202c), PCGS 63OPQ Choice Uncirculated, notes of this date was only issued under the DF pref ix and as such there are only 9 solid ‘ luck y numbers’ available. A must for the connoisseur Estimate HK$5,000-6,000

WWW.SPINK.COM

January 16, 2016 - HONG KONG

1283

The HongKong and Shanghai Bank ing Corporation, pair of $50 matching serial numbers, CF000042, dated 2001 and 2006 respectively, (Pick 202d and 208), uncirculated (2) Estimate HK$400-500

299

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

A COMPLETE SET OF 11 SAME PREFIX LUCKY NUMBERS, $50, 2002

1284

The HongKong and Shanghai Banking Corporation, $50, 2002, a lucky number set of 11, serial numbers CR000001 to CR1000000, purple, violet and black, lion profile at left, city skyline at centre, (Pick 202), PMG graded 66 and 67EPQ, a full lucky number set of $50’s is extremely difficult to find and thus highly desirable (11) Estimate HK$100,000-120,000

WWW.SPINK.COM

January 16, 2016 - HONG KONG

1287

The HongKong and Shanghai Bank ing Corporation, $50, 2005, lucky serial number BC555555, green, and multicolour, lion at left, watermark of the HSBC building at right, (Pick 208b), PCGS 67OPQ Superb Gem Uncirculated Estimate HK$3,000-4,000

1285

The HongKong and Shanghai Bank ing Corporation, pair of $50, 2001 and 2003, same ser ial nu mber 04 4 434, ( Pick 202d a nd 208), uncirculated (2) Estimate HK$500-700

1288

1286

The HongKong and Shanghai Bank ing Corporation, pair of $50 matching serial numbers, CF000041, 2001 and 2006 respectively, (Pick 202d and 208), uncirculated (2) Estimate HK$400-500

The HongKong and Shanghai Bank ing Corporation, consecutive run of 10x $50, 2005, serial number BC100001 to 100010, (Pick 208), uncirculated (10) Estimate HK$1,600-2,000

1289

The HongKong and Shanghai Bank ing Corporation, $50, 2009, lucky serial number EP444444, (Pick 208), uncirculated Estimate HK$3,500-4,000

301

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1290

The HongKong and Shanghai Bank ing Corporation, $100, 1.101.1927, serial number B160018, red on multicoloured underprint, maiden at left, arms top centre, value at centre and each corner, manuscript signatures at bottom, reverse red, bank building at centre, angel above, serial number at four corners, (Pick 176a), very good, small piece missing on left edge, a rare first year of issue Estimate HK$2,200-3,000

1291

1292

Hong Kong and Shanghai Banking Corporation, $100, 1 April 1948, serial number E497540, red on multicolour underprint, arms at top centre, Justitia at left, printed signatures, reverse red and multicolour, old bank building at centre, angle with trumpet at top, a blue oval stamp on low right corner, (Pick 176e), good very fine.

Estimate HK$2,000-2,500

1293

The HongKong and Shanghai Bank ing Corporation, $100, 1946, serial number B877148, red on multicoloured underprint, maiden at left, arms top centre, value at centre and each corner, manuscript signatures at bottom, reverse red, bank building at centre, angel above, serial number at four corners, (Pick 176e), about very fine Estimate HK$1,500-1,800

Hong Kong and Shanghai Banking Corporation, $100, 1 August 1952, rare date, serial number F064683, red on multicolour underprint, arms at top centre, Justitia at left, printed signatures, reverse red and multicolour, old bank building at centre, angle with trumpet at top, (Pick 176e), in PMG holder 55EPQ, rare.

Estimate HK$15,000-20,000

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January 16, 2016 - HONG KONG

1296

Bank of China, The HongKong and Shanghai Banking Corporation, $100, 1956, serial number G444068, red and multicolour, Justitia at left, watermark of a helmeted warrior at right, (Pick 176f), almost uncirculated Estimate HK$5,000-7,000

1294

The HongKong and Shanghai Bank ing Corporation, lot of 5x large size $100, 1948 (1) and 1956 (4), red on multicoloured underprint, maiden at left, arms top centre, value at centre and each corner, manuscript signatures at bottom, reverse red, bank building at centre, angel above, serial number at four corners, (Pick 176), original very good to fine (5) Estimate HK$4,800-6,000

1297

The HongKong and Shanghai Bank ing Corporation, $100, 1958, serial number H307210, red on multicoloured underprint, maiden at left, arms top centre, value at centre and each corner, manuscript signatures at bottom, reverse red, bank building at centre, angel above, serial number at four corners, (Pick 176f), original very fine Estimate HK$3,100-3,500

1295

The HongKong and Shanghai Bank ing Corporation, $100, 1956, serial number G776938, red on multicoloured underprint, maiden at left, arms top centre, value at centre and each corner, manuscript signatures at bottom, reverse red, bank building at centre, angel above, serial number at four corners, (Pick 176f), PMG 25 Very Fine Estimate HK$1,000-1,500

1298

The HongKong and Shanghai Bank ing Corporation, $100, 1959, serial number H988053, red on multicoloured underprint, maiden at left, arms top centre, value at centre and each corner, manuscript signatures at bottom, reverse red, bank building at centre, angel above, serial number at four corners, (Pick 176g), PCGS 50 About Uncirculated, great original colour Estimate HK$5,000-6,000 303

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1299

The HongKong and Shanghai Bank ing Corporation, $100, colour trial, no date (1959), serial number 000000 UA, green and multicoloured, ‘Justicia’ sitting with an open book at left, coat of arms top centre, watermark of helmeted warrior at right, reverse green, the old HSBC building at cent re, (Pick 183ct), almost uncirculated/ uncirculated, previously mounted, rare Estimate HK$16,000-20,000

1302

Hong Kong and Shanghai Banking Corporation, $100, 1 September 1962, serial number 867389UF, red on multicolour underprint, arms at top centre, Justitia at left, reverse red, old bank building at centre, angel with trumpet above, serial numbers at four corners, (Pick 183a), in PMG holder 64.

Estimate HK$4,500-5,500

1300

The HongKong and Shanghai Bank ing Corporation, $100, 1959, serial number 408528 UA, red and multicoloured, ‘Justicia’ sitting with an open book at left, coat of arms top centre, watermark of helmeted warrior at right, reverse red, the old HSBC building at centre, (Pick 183a), PMG 64 Choice Uncirculated Estimate HK$1,500-1,800

1303

The HongKong and Shanghai Bank ing Corporation, lot of 4x $100, dated 1964 (2) and 1970, serial numbers 598551 UK, 570651 UK and 745867 VC, red and multicoloured, ‘Justicia’ sitting with an open book at left, coat of arms top centre, watermark of helmeted warrior at right, reverse red, the old HSBC building at centre, (Pick 183), about very fine (3).

Estimate HK$1,000-1,500

1301

The HongKong and Shanghai Bank ing Corporation, $100, serial number 922519 UA, red, blue and multicolour, Justitia at left, reverse red and yellow, old HSBC building at centre, (Pick 183a), PMG 58 Choice About Uncirculated Estimate HK$1,500-2,000 WWW.SPINK.COM

January 16, 2016 - HONG KONG

1304

The HongKong and Shanghai Bank ing Corporation, lot of 17x $100, dated 1965 (2), 1967, 1969, 1970 (2), 1971 (5) and 1972 (5), red and multicoloured, ‘Justicia’ sitting with an open book at left, coat of arms top centre, watermark of helmeted warrior at right, reverse red, the old HSBC building at centre, (Pick 183), average fine (17).

Estimate HK$2,000-3,000

1306

The HongKong and Shanghai Bank ing Corporation, consecutive pair of $100, 1972, serial numbers 454032 and 033 WB (also on reverse), dark red with multicoloured vignette at centre, coat of arms at left, watermark of lion at right, reverse red, green and multicoloured, two lions f lanking the HSBC building at centre, (Pick 185a), PMG 64EPQ and 66EPQ respectively (2) Estimate HK$2,000-3,000

1307

1305

The HongKong and Shanghai Bank ing Corporation, consecutive pair of $100, 1972, serial number 454034-035 WB (also on reverse), dark red with multicoloured vignette at centre, coat of arms at left, watermark of lion at right, reverse red, green and multicoloured, two lions f lanking the HSBC building at centre, (Pick 185a), PMG 66EPQ and 65EPQ respectively (2) Estimate HK$2,200-2,800

The HongKong and Shanghai Bank ing Cor p or at i o n , c o n s e c u t ive r u n of 3x $10 0, 31.10.1972, serial numbers 325296-297, dark red with multicoloured vignette at centre, coat of arms at left, watermark of lion at right, reverse red, green and multicoloured, two lions f lanking the HSBC building at centre, (Pick 185a), faint central fold, almost uncirculated (3) Estimate HK$1,200-1,500

305

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1310

1308

The HongKong and Shanghai Bank ing Corporation, consecutive pair of $100, 1972, serial number 454036-037 WB (also on the back), dark red with multicoloured vignette at centre, coat of arms at left, watermark of lion at right, reverse red, green and multicoloured, two lions f lanking the HSBC building at centre, (Pick 185a), both graded PMG 66EPQ Gem Uncirculated (2) Estimate HK$2,600-3,000

The HongKong and Shanghai Bank ing Corporation, The HongKong and Shanghai Bank ing Cor porat ion, The HongKong and Shanghai Banking Corporation, $100, 1975, lucky serial number 555555 WR, deep red and multicolour, coat of arms at left, watermark area at right, reverse red and gree, old HSBC building at centre, lions left and right, (Pick 185d), PCGS 66OPQ Gem Uncirculated Estimate HK$3,000-4,000

1311

The HongKong and Shanghai Bank ing Corporation, $100, 1978, serial number 191919 XU, (Pick 187a), uncirculated Estimate HK$1,300-1,500

1309

The HongKong and Shanghai Bank ing Corporation, consecutive trip of $100, 1972, serial number 454038-040 WB (also on reverse), dark red with multicoloured vignette at centre, coat of arms at left, watermark of lion at right, reverse red, green and multicoloured, two lions f lanking the HSBC building at centre, (Pick 185a), PMg 66EPQ, 65EPQ and 65EPQ (3) Estimate HK$3,200-3,500

1312

The HongKong and Shanghai Bank ing Corporation, $100, 1979, lucky serial number 111111 YK, red with multicoloured vignette at centre, coat of arms at left, watermark of lion at right, reverse red, green and multicoloured, two lions flanking the HSBC building at centre, (Pick 187b), PCGS 67OPQ Superb Gem Uncirculated Estimate HK$3,500-4,000

WWW.SPINK.COM

January 16, 2016 - HONG KONG

1313

1316

The HongKong and Shanghai Bank ing Corporation, $100, 1981, lucky serial number 666666 ZP, red and multicolour, coat of arms at left, watermark area at right, reverse red, blue and green, lions and HSBC building at centre, (Pick 187c), PMG 66EPQ Gem Uncirculated Estimate HK$4,200-5,000

The HongKong and Shanghai Bank ing Corporation, $100, 1982, lucky serial number VT 888888, red with multicoloured vignette at centre, coat of arms at left, watermark of lion at right, reverse red, green and multicoloured, two lions flanking the HSBC building at centre, (Pick 187d), PCGS 67OPQ Superb Gem Uncirculated Estimate HK$3,500-4,500

1314

1317

The HongKong and Shanghai Bank ing Corporation, $100, 1981, lucky serial number UB 222222, red with multicoloured vignette at centre, coat of arms at left, watermark of lion at right, reverse red, green and multicoloured, two lions flanking the HSBC building at centre, (Pick 187c), PCGS 66OPQ Gem Uncirculated Estimate HK$3,500-4,000

The HongKong and Shanghai Bank ing Corporation, $100, 1982, lucky serial number XN 444444, red with multicoloured vignette at centre, coat of arms at left, watermark of lion at right, reverse red, green and multicoloured, two lions flanking the HSBC building at centre, (Pick 187d), PCGS 65OPQ Gem Uncirculated Estimate HK$3,500-4,000

1315

The HongKong and Shanghai Bank ing Corporation, $100, 1982, lucky serial number V D777777, (Pick 187d), PMG 64NET Choice Uncirculated Estimate HK$4,000-4,500

307

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

A FANTASTIC FIRST PREFIX AA 888888!

1318

The HongKong and Shanghai Banking Corporation, $100, 1985, fantastic lucky serial number AA888888, deep red, coat of arms at left, hexagonal watermark area at right, reverse red, HSBC building and lions at centre, (Pick 194a), PCGS 66OPQ Gem Uncirculated, the first prefix and an auspicious number, a star lot Estimate HK$10,000-12,000

WWW.SPINK.COM

January 16, 2016 - HONG KONG

1319

The HongKong and Shanghai Bank ing Corporation, $100, 1986, lucky serial number CA666666, deep red, coat of arms at left, hexagonal watermark area at right, reverse red, HSBC building and lions at centre, (Pick 194a), PCGS 67OPQ Superb Gem Uncirculated Estimate HK$3,500-4,500

1321

1320

The HongKong and Shanghai Bank ing Corporation, trio of $100, 1986, all lucky serial numbers, DQ333333, DQ444444 and DQ555555, deep red, coat of arms at left, hexagonal watermark area at right, reverse red, HSBC building and lions at centre, (Pick 194a), PCGS 67OPQ, 68OPQ and 69OPQ respectively, a fantastic high grade group (3) Estimate HK$9,000-10,000

The HongKong and Shanghai Bank ing Corporation, $100, 1986, lucky serial number DE111111, deep red, coat of arms at left, hexagonal watermark area at right, reverse red, HSBC building and lions at centre, (Pick 194a), PCGS 68OPQ Superb Gem Uncirculated, very high grade Estimate HK$3,000-4,000

1322

The HongKong and Shanghai Bank ing Corporation, $100, 1988, lucky serial number FH000001, deep red, coat of arms at left, hexagonal watermark area at right, reverse red, HSBC building and lions at centre, (Pick 194b), PCGS 66OPQ Gem Uncirculated, a highly desirable number 1 Estimate HK$4,000-5,000

309

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1323

1326

1324

1327

1325

1328

The HongKong and Shanghai Bank ing Corporation, $100, 1990, lucky serial number KG444444, red, coat of arms at left, hexagonal watermark area at right, reverse red, HSBC building and lions at centre, (Pick 198b), PMG 66EPQ Gem Uncirculated Estimate HK$3,000-4,000

The HongKong and Shanghai Bank ing Corporation, $100, lucky serial number KX888888, red and multicolour, coat of arms at left, hexagonal watermark area at right, reverse red, HSBC building and lions at centre, (Pick 198b), PMG 66EPQ Gem Uncirculated, the most popular number.

Estimate HK$5,000-6,000

The HongKong and Shanghai Bank ing Corporation, $100, 1992, lucky scending serial number PN123456, red, green and yellow, coat of arms at left, heaxgonal watermark at right, (Pick 198d), PMG 65EPQ Gem Uncirculated Estimate HK$3,500-4,000

The HongKong and Shanghai Bank ing Corporation, $100, error note, the serial number QA130511 shifted towards the left, red, coat of arms at left, hexagonal watermark area at right, reverse red, HSBC building and lions at centre, (Pick 198d), PMG 64EPQ Choice Uncirculated Estimate HK$1,500-1,800

The HongKong and Shanghai Bank ing Corporation, $100, lucky serial number CD444444, red and multicolour, lion at left, view of Victoria Harbour at centre and lion watermark at right, lions flanking the HSBC building on reverse, (Pick 203a), PMG 66EPQ Gem Uncirculated Estimate HK$2,500-3,000

The HongKong and Shanghai Bank ing Corporation, $100, 1994, lucky serial number DU444444, red and multicolour, lion at left, view of Victoria Harbour at centre and lion watermark at right, lions flanking the HSBC building on reverse, (Pick 203a), PMG 66EPQ Gem Uncirculated Estimate HK$1,500-1,800

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January 16, 2016 - HONG KONG

1329

1332

The HongKong and Shanghai Bank ing Corporation, $100, 1994, semi lucky serial number EW020000, (Pick 203a), uncirculated, the left and right edges are slightly rough likely a natural state from the cutting process Estimate HK$300-400

The HongKong and Shanghai Bank ing Corporation, $100, 1999, lcuky serial number GM777777, (Pick 203c), uncirculated Estimate HK$2,500-3,000

1333

The HongKong and Shanghai Bank ing Corporation, $100, 2001, semi lucky serial number JA700000, red and multicolour, lion at left, view of Victoria Harbour at centre and lion watermark at right, lions flanking the HSBC building on reverse, (Pick 203d), almost uncirculated, soft centre fold Estimate HK$500-600

1330

Hong Kong and Shanghai Banking Corporation, $100, 1 January 1997, “Replacement”, serial number ZZ076440, red on multicolour underprint, lion at top left, reverse red, lions flanking bank building at centre, (Pick 203b*), in PMG holder 67EPQ. Estimate HK$500-1,000

1334

1331

The HongKong and Shanghai Bank ing Corporation, $100, 2001, lucky serial number JB222222, (Pick 203d), uncirculated Estimate HK$2,600-2,800

The HongKong and Shanghai Bank ing Corporation, $100, 1997, replacement prefix ZZ 097755, (Pick 203b), uncirculated Estimate HK$800-1,000

311

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1335

The HongKong and Shanghai Bank ing Corporation, $100, 2001, lucky serial number JQ111111, (Pick 203d), uncirculated, small area of toning bottom right Estimate HK$2,600-3,800

1337

The HongKong and Shanghai Bank ing Corporation, $100, 2002, lucky serial number LM333333, (Pick 203e), uncirculated Estimate HK$2,600-2,800

1338

The HongKong and Shanghai Bank ing Corporation, 2x $100, 1994 and 2003, matching serial numbers 088088, different prefixes, (Pick 203a and 209a), uncirculated (2) Estimate HK$600-800

1336

The HongKong and Shanghai Bank ing Corporation, lot of 3x $100, prefixes KM, As and KZ, 000077, 000777, 007777, dated 2002, 1993 and 2002 respectively, (Pick 203), uncirculated (3) Estimate HK$900-1,000

1339

The HongKong and Shanghai Bank ing Corporation, lot of 3x $100, 2003, semi lucky serial numbers AZ/BW/DZ 101010, (Pick 209a), uncirculated (30 Estimate HK$600-800

WWW.SPINK.COM

January 16, 2016 - HONG KONG

1342

The HongKong and Shanghai Bank ing Corporation, pair of $100 and $500, identical low serial number AD000011, (Pick 209 and 210), uncirculated (2) Estimate HK$1,300-1,500

1340

The HongKong and Shanghai Bank ing Corporation, lot of 3x $100, 2003, CC pref ix 2 2 0 0 0 0 , 2 2 2 0 0 0 a n d 2 2 2 2 0 0 , ( P i c k 2 0 9 a), uncirculated (3) Estimate HK$900-1,000

1343

The HongKong and Shanghai Bank ing Corporat ion, $100, 2005, low ser ial number 700000, 070000, 007000, 000700, 000070 and 000007, (Pick 209), uncirculated (6) Estimate HK$4,000-5,000

1341

The HongKong and Shanghai Bank ing Corporation, $100, consecutive run of 4x $100, replacement prefiz ZZ022901-904, (Pick 209a), uncirculated (4) Estimate HK$800-1,000

313

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1344

The HongKong and Shanghai Bank ing Corporation, $100, 2005, lucky serial number HB666666, (Pick 209), uncirculated Estimate HK$2,800-3,000

1347

Hong Kong and Shanghai Banking Corporation, $100, 1 January 2005, “Replacement”, serial number ZZ225420, together with a Chartered Bank $100, 1982, serial number S983122, (Pick 209b*, 79c), PMG holder 67EPQ and 64 respectively.(2).

Estimate HK$800-1,200

1345

The HongKong and Shanghai Bank ing Corporation, $100, 2006, replacement serial number ZY000068, red, green and multicolour, lion at left, watermark at right, everse red, Tsing Ma Bridge at centre, (Pick 209c), PMG 66EPQ Gem Uncirculated Estimate HK$1,000-1,200

1346

The HongKong and Shanghai Bank ing Corporation, $100, 2009, lucky serial number SR333333, (Pick 209), uncirculated Estimate HK$2,600-2,800

1348

The HongKong and Shanghai Bank ing Corporation, lot of 3 notes, $10 and $100 (2), 1992 to 1994, all with the same serial number 102102, (Pick 191c, 198 and 203a), uncirculated (3) Estimate HK$500-800

WWW.SPINK.COM

January 16, 2016 - HONG KONG

A MIXED PREFIX SET OF 11 LUCKY NUMBERS

1349

The HongKong and Shanghai Banking Corporation, $100, 2005-2006, a mix prefix lucky number set of 11, 000001, solid numbers 111111 to 999999 and 1000000, red and multciolour, lion at left, watermark of the HSBC building at right, (Pick 209c), PCGS 65 to 66OPQ Gem Uncirculated (11) Estimate HK$22,000-30,000

315

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1350

Hong Kong and Shanghai Banking Corporation, $10 0, 1 Ja n u a r y 2 012 , s ol id s e r i a l n u m b e r FN666666, red on multicolour underprint, lion and bank building at left, reverse red, HKSAR Establishment Day, (Pick UNL100c), PMG holder 67EPQ. Estimate HK$2,000-3,000

1351

Hong Kong and Shanghai Banking Corporation, $150, 3 March 2015, “HSBC 150th Anniversary Commemorative” note, serial number AA694004, purple on multicolour underprint, old and new bank buildings at left, reverse purple, children sit by the lion at right, (Pick UNL 150a1), in PMG holder 69EPQ, very high grade, rare.

Estimate HK$2,000-2,500

1353

Hong Kong and Shanghai Banking Corporation, $150, 3 March 2015, “HSBC 150th Anniversary Commemorative” note, serial number HK630721, purple on multicolour underprint, old and new bank buildings at left, reverse purple, children sit by the lion at right, (Pick UNL 150a1), in PMG holder 67EPQ. Estimate HK$700-1,000

1354

Hong Kong and Shanghai Banking Corporation, $150, 3 March 2015, “HSBC 150th Anniversary Commemorative” note, serial number HK805403, purple on multicolour underprint, old and new bank buildings at left, reverse purple, children sit by the lion at right, (Pick UNL 150a1), in PMG holder 68EPQ. Estimate HK$1,000-1,500

1352

Hong Kong and Shanghai Banking Corporation, $150, 3 March 2015, “HSBC 150th Anniversary Commemorative” note, lucky number AA800188, purple on multicolour underprint, old and new bank buildings at left, reverse purple, children sit by the lion at right, (Pick UNL 150a1), in PMG holder 67EPQ. Estimate HK$2,000-2,500 WWW.SPINK.COM

January 16, 2016 - HONG KONG

1355

The HongKong and Shanghai Banking Corporation, $500, 1930, serial number B284948, dark brown on purple and multicolour underprint, seated woman at right holding a stone tabley, the reverse shows the old HSBC building, (Pick 177b), PMG 25NET Very Fine, minor restoration Estimate HK$22,500-25,000

1357

1356

The HongKong and Shanghai Bank ing Corporation, $500, specimen, 1936, brown, blue and multicoloured, Sir Thomas Jackson at right, coat of arms top centre, watermark of a woman in classical style at left, reverse blue, bust of woman at left and old HSBC building at centre, (Pick 179s), almost uncirculated.

Estimate HK$8,000-10,000

Hong Kong and Shanghai Banking Corporation, $500, 30 March 1946, serial number C486270, brown on multicolour under print, Sir Thomas Jackson at right, arms at top centre, reverse blue, bank building at centre, maiden at left, purple stamp at left, (Pick 179b), foxing, original very fine or better.

Estimate HK$4,000-4,500

317

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1358

The HongKong and Shanghai Bank ing Corporation, $500, 1948, serial number D548435, brown, blue and multicoloured, Sir Thomas Jackson at right, coat of arms top centre, watermark of a woman in classical style at left, reverse blue, bust of woman at left and old HSBC building at centre, (Pick 179b), PMG 40 Extremely Fine, a scarce earlier date Estimate HK$7,200-8,000

1360

The HongKong and Shanghai Bank ing C o r p o r a t i o n , p a i r o f $ 5 0 0 , 19 6 8 , s e r i a l numbers H898783 and J018876, brown, blue and multicoloured, Sir Thomas Jackson at right, coat of arms top centre, watermark of a woman in classical style at left, reverse blue, bust of woman at left and old HSBC building at centre, (Pick 179e), about extremely fine (2) Estimate HK$2,000-3,000

1359

The HongKong and Shanghai Bank ing Corporation, $500, 1968, lucky serial number H777777, brown, blue and multicolour, Sir Thomas Jackson at right, watermark at left, reverse blue, old bank building at centre, (Pick 179e), about very fine, but very scarce as a lucky solid number Estimate HK$3,000-4,000

1361

The HongKong and Shanghai Bank ing Corporation, $500, 1968, serial number J885188, brown, blue and multicolour, Sir Thomas Jackson at right, watermark of a woman at left, reverse blue, old HSBC building at centre, (Pick 179e), PMG 58 Choice About Uncirculated Estimate HK$3,000-4,000

1362

The HongKong and Shanghai Bank ing Corporation, $500, 1968, serial number K582479, brown, blue and multicoloured, Sir thomas Jackson at right, (Pick 179e), almost uncirculated Estimate HK$2,000-3,000

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January 16, 2016 - HONG KONG

1364

The HongKong and Shanghai Bank ing Corporation, $500, 1969, serial number L524340, brown, blue and multicoloured, Sir Thomas Jackson at right, coat of arms top centre, watermark of a woman in classical style at left, reverse blue, bust of woman at left and old HSBC building at centre, (Pick 179f), clean and original very fine.

Estimate HK$800-1,000

1365

The HongKong and Shanghai Bank ing Corporation, $500, 1968, serial number L127247, brown, blue and multicoloured, Sir Thomas Jackson at right, coat of arms top centre, watermark of a woman in classical style at left, reverse blue, bust of woman at left and old HSBC building at centre, (Pick 179e), PMG 66EPQ Gem Uncirculated and difficult to find Estimate HK$7,000-8,000

1363

The HongKong and Shanghai Bank ing Corporation, consecutive run of 3x $500, 1968, serial number L032731 to 733, brown, blue and multicoloured, Sir Thomas Jackson at right, coat of arms top centre, watermark of a woman in classical style at left, reverse blue, bust of woman at left and old HSBC building at centre, (Pick 179e), good extremely fine (3) Estimate HK$3,000-4,000

319

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1366

1368

1367

1369

The HongKong and Shanghai Bank ing Corporation, $500, 1973, serial number N722915, brown and multicoloured, vignette at centre, coat of arms at right, ‘Five Hundred’ in Chinese characters, watermark of a lion, reverse brown, lion facing the HSBC building, (Pick 186a), PMG 66EPQ Gem Uncirculated Estimate HK$9,600-10,000

The HongKong and Shanghai Bank ing Corporation, $500, 31.3.1975, lucky serial number R777777, brown, coat of arms at left, watermark at right, the reverse shows the old HSBC building a profile of a lion, (Pick 186b), PCGS 66OPQ Gem Uncirculated, extremely rare, this being the key date of the series and only issued under the Q and R prefixes Estimate HK$15,000-20,000

The HongKong and Shanghai Bank ing Corporation, $500, 31.3.1980, lucky serial number T666666, brown, green, and multicoloured, vignette at centre, coat of arms at right, ‘Five Hundred’ in Chinese characters, watermark of a lion, reverse brown, lion facing the HSBC building, (Pick 189b), PCGS 66OPQ Gem Uncirculated, scarce Estimate HK$5,000-6,000

The HongKong and Shanghai Bank ing Corporation, $500, 1987, lucky serial number AC1000000, brown, green-blue and multicolour, arms at left, hexagonal watermakr area at left, HSBC building on reverse, (Pick 195a), PCGS 67OPQ Superb Gem Uncirculated, high desirable as the million number is not issued any more Estimate HK$5,000-6,000

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January 16, 2016 - HONG KONG

A COMPLETE SET OF 11 SAME PREFIX LUCKY NUMBERS, $500, 1990

1370

The HongKong and Shanghai Banking Corporation, $500, 1990, complete set of 11 lucky numbers, ALL WITH AX PREFIX, 000001, solid numbers 111111 to 999999 and 1000000, brown and green, coat of arms at left, watermark at left, HSBC building on reverse, (Pick 195c), PMG 65OPQ to 67OPQ Gem/Superb Gem Uncirculated (11) Estimate HK$55,000-65,000

321

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1371

The HongKong and Shanghai Bank ing Corporation, $500, 1993, lucky serial number AU555555, brown, blue and multicolour, profile of a lion at left, city skyline at centre, (Pick 204a), PMG 65EPQ Gem Uncirculated.

Estimate HK$5,000-6,000

1372

The HongKong and Shanghai Bank ing Corporation, $500, 1993, lucky serial number AY555555, brown, blue and multicoloured, lion at left, view of Victoria Harbour at centre, reverse brown with two lions flanking the HSBC building, (Pick 204a), PMG 65EPQ Gem Uncirculated Estimate HK$3,000-4,000

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January 16, 2016 - HONG KONG

A COMPLETE SET OF 11 SAME PREFIX LUCKY NUMBERS, $500, 1994

1373

The HongKong and Shanghai Banking Corporation, $500, 1994, complete set of 11 lucky numbers, ALL WITH BG PREFIX, 000001, solid numbers 111111 to 999999 and 1000000, brown, blue and multicolour, lion profile at left, city skyline at centre, (Pick 204a), PCGS 65 to 67OPQ Gem/Superb Gem Uncirculated (11) Estimate HK$50,000-60,000

323

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1374

The HongKong and Shanghai Bank ing Corporation, $500. 1999, semi lucky serial number CW200000, (Pick 204d), uncirculated Estimate HK$2,200-2,400

1376

The HongKong and Shanghai Bank ing Corporation, $500, 1999, lucky serial number DF999999, brown, green and multicolour, profile of a lion at left, city skyline at centre, watermark at right, (Pick 204d), PMG 66EPQ Gem Uncirculated Estimate HK$4,000-5,000

1377

1375

The HongKong and Shanghai Bank ing Corporation, $500, 1999, identical serial number DA/ED 002222, brown, light blue and multicolour, city skyline at centre, (Pick 204d), uncirculated (2) Estimate HK$2,000-2,200

Hong Kong and Shanghai Banking Corporation, $500, 1999, descending ladder ser ial number DM654321, brown on multicolour underprint, lion at top left, watermark of a lion head at right, reverse brown and multicolour, lions flanking bank building at centre, (Pick 204d), PMG 69EPQ, very high grade.

Estimate HK$1,500-2,000

1378

The HongKong and Shanghai Bank ing Corporation, lot of 5x $500, 1999, serial numbers DN000777, 007777, 077777 and EA000555, 000777, brown, light blue and multicolour, city skyline at centre, (Pick 204d), uncirculated (5) Estimate HK$3,200-3,400

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January 16, 2016 - HONG KONG

1379

The HongKong and Shanghai Bank ing Corporat ion, $500, 1999, low ser ial number DQ000002, (Pick 204d), uncirculated Estimate HK$2,200-2,400

1382

The HongKong and Shanghai Bank ing Corporation, $500, 2003, lot of 3x semi lucky numbers, serial number AL008888, AE008888 and AN000888, brown and multicoloured, lion at left, reverse brown, Chek Lap Kok airport, (Pick 210), uncirculated (3) Estimate HK$1,800-2,000

1380

The HongKong and Shanghai Bank ing Corporation, $500, 1999, replacement pref ix ZZ117573, (Pick 204d), uncirculated Estimate HK$1,600-1,800

1383

The HongKong and Shanghai Bank ing Corporation, $500, 2003, lucky serial number AR444444, (Pick 210), uncirculated, the top border has a small area of toning Estimate HK$3,500-4,000

1381

The HongKong and Shanghai Bank ing Corporation, $500, 2003, lucky ascending ladder serial number AD123456, brown and multicoloured, l io n a t lef t , r e ve r s e b r ow n , C h e k L a p Ko k airport, (Pick 210a), PCGS 67OPQ Superb Gem Uncirculated Estimate HK$4,000-5,000

1384

The HongKong and Shanghai Bank ing Corporation, $500, 2007, lucky serial number ER111111, brown and multicoloured, lion at left, reverse brown, Chek Lap Kok airport, (Pick 210d), PCGS 64OPQ Choice Uncirculated Estimate HK$3,000-4,000

325

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1385

1388

1386

1389

The HongKong and Shanghai Bank ing Corporation, $500, 2007, lucky serial number EN222222, brown and multicoloured, lion at left, reverse brown, Chek Lap Kok airport, (Pick 210d), PCGS 64OPQ Choice Uncirculated Estimate HK$3,000-4,000

The HongKong and Shanghai Bank ing Corporation, $500, 2007, lucky serial number EM333333, (Pick 201), uncirculated Estimate HK$4,200-4,500

The HongKong and Shanghai Bank ing Corporation, $500, 2007, lucky serial number EQ555555, brown and multicoloured, lion at left, reverse brown, Chek Lap Kok airport, (Pick 210d), PCGS 64OPQ Choice Uncirculated Estimate HK$3,000-4,000

The HongKong and Shanghai Bank ing Corporation, $500, 2007, lucky serial number EN666666, brown and multicoloured, lion at left, reverse brown, Chek Lap Kok airport, (Pick 210d), PCGS 64OPQ Choice Uncirculated Estimate HK$3,000-4,000

1387

The HongKong and Shanghai Bank ing Corporation, $500, 2007, lucky serial number EN333333, brown and multicoloured, lion at left, reverse brown, Chek Lap Kok airport, (Pick 210d), PCGS 64OPQ Choice Uncirculated Estimate HK$3,000-4,000

1390

The HongKong and Shanghai Bank ing Corporation, $500, 2007, lucky serial number EM777777, brown and multicoloured, lion at left, reverse brown, Chek Lap Kok airport, (Pick 210d), PCGS 64OPQ Choice Uncirculated Estimate HK$3,000-4,000

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January 16, 2016 - HONG KONG

1391

1394

The HongKong and Shanghai Bank ing Corporation, $500, 2007, lucky serial number EM999999, brown and multicoloured, lion at left, reverse brown, Chek Lap Kok airport, (Pick 210d), PCGS 64OPQ Choice Uncirculated Estimate HK$3,000-4,000

Hong Kong and Shanghai Banking Corporation, $500, 2014, serial number JH888882, brown on multicolour underprint, lion and bank building at left, reverse brown and light green, scene of Lunar New Year at right, (Pick not listed), in PMG holder 69EPQ. Estimate HK$1,500-1,800

1392

1395

The HongKong and Shanghai Bank ing Corporation, $500, 2007, lucky serial number FN999999. (Pick 210), uncirculated Estimate HK$4,500-5,000

The HongKong and Shanghai Bank ing Corporation, $1000, 31.3.1977, serial number B708765, orange, green and multicolour, arms at right, watermark at left, reverse orange and grey, roaring lion at left, (Pick 190a), PMG 66EPQ Gem Uncirculated Estimate HK$13,500-15,000

1393

The HongKong and Shanghai Bank ing Corporation, $500, 2014, lucky serial number EC666666, (Pick not listed), good very fine from circulation Estimate HK$1,500-1,800

1396

Hong Kong and Shanghai Banking Corporation, $1000, 31 March 1977, serial number B708770, orange on multicolour underprint, arms at right, watermark of lion at left, reverse orange on grey green, lion at left, (Pick 190a), in PMG 66EPQ. Estimate HK$14,000-18,000

327

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1397

1399

The HongKong and Shanghai Bank ing Corporation, consecutive pair of $1000, 1981, serial numbers H487717 and 718, yellow on multicoloured, Royal crest at right, ‘One Thousand’ in Chinese characters underprinted at right, reverse yellow and grey, howling lion at left, (Pick 190d), both PMG 58 Choice About Uncirculated (20 Estimate HK$3,500-4,000

The HongKong and Shanghai Bank ing Corporation, lot of 2x $1000, both dated 1983, serial numbers J592775 and K287060, yellow on multicoloured, Royal crest at right, ‘One Thousand’ in Chinese characters underprinted at right, reverse yellow and grey, howling lion at left, (Pick 190e), very fine (2).

Estimate HK$2,200-2,400

1398

1400

The HongKong and Shanghai Bank ing Corporation, $1000, 1981, serial number J052226, yellow on multicoloured, Royal crest at right, ‘One Thousand’ in Chinese characters underprinted at right, reverse yellow and grey, howling lion at left, (Pick 190d), PMG 58EPQ 2400 Estimate HK$2,400-2,800

Hong Kong and Shanghai Banking Corporation, $1000, 31 March 1983, serial number K398349, orange on multicolour underprint, arms at right, value and watermark of lion at left, reverse orange and grey-blue, lion at left, (Pick 190e), in PMG holder 67EPQ. Estimate HK$9,000-12,000

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January 16, 2016 - HONG KONG

1401

1404

The HongKong and Shanghai Bank ing Corporation, $1000, 1988, lucky serial number AL555555, (Pick 199a), lightly pressed almost uncirculated Estimate HK$4,500-5,000

The HongKong and Shanghai Bank ing Corporation, $1000, 2000, lucky serial number BM1000000, orange, green and multicolour, profile of a lion at left, city skyline at centre, watermark at right, (Pick 206a), PMG 67EPQ Superb Gem Uncirculated, a choice item in this condition given that ‘1000000’ serial numbers are not issued any more Estimate HK$8,000-10,000

1402

The HongKong and Shanghai Bank ing C o r p o r a t i o n , $10 0 0 , 19 9 9, s e m i l u c k y ser ial nu mber AG033333, yellow- orange and multicoloured, profile of a lion at left, view of Victoria Harbour at centre, lion watermark, (Pick 205c), uncirculated very minor handling marks Estimate HK$1,500-1,800

1405

The HongKong and Shangahi Bank ing Corporation, pair of $1000, 2000, lucky serial number BV000001 and BV000002, orange, green and multicolour, profile of a lion at left, city skyline at centre, lion watermark at right, the reverse shows the current HSBC building and the famous bronze lions, (Pick 206), almost uncirculated, faint central fold (2) Estimate HK$8,000-10,000

1403

The HongKong and Shanghai Bank ing Corporation, $1000, 2000, lucky serial number BM999999, orange, green and multicolour, profile of a lion at left, city skyline at centre, watermark at right, (Pick 206a), PMG 65EPQ Gem Uncirculated Estimate HK$7,000-8,000

329

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1406

The HongKong and Shanghai Bank ing Corporation, $1000, 2002, semi lucky serial number BW011111, orange, green and multicolour, prof ile of a lion at left, city skyline at centre, watermark at right, (Pick 206a), PMG 66EPQ Gem Uncirculated Estimate HK$3,000-4,000

1409

The HongKong and Shanghai Bank ing Corporation, $1000, 2005, semi lucky serial number CW000005, orange, green and multicolour, lion at left, watermark area at right, the reverse shows the Exhibition Hall in Wanchai, (Pick 211b), uncirculated Estimate HK$3,000-4,000

1407

The HongKong and Shanghai Bank ing Corporation, $1000, 2002, semi lucky serial number BZ055555, orange, green and multicolour, prof ile of a lion at left, city skyline at centre, water mark at right, (Pick 206b), PMG 67EPQ Superb Gem Uncirculated Estimate HK$3,000-4,000

1410

The HongKong and Shanghai Bank ing Corporation, lot of 2x $1000, 2003 and 2006, both same semi lucky serial number 800000, (Pick 211), uncirculated (2) Estimate HK$5,800-6,500

1408

The HongKong and Shanghai Bank ing C o r p o r a t i o n , $10 0 0 , 2 0 03, s e r i a l n u m b e r AR044444, (Pick 211), uncirculated but with very minor handling marks Estimate HK$1,300-1,500

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January 16, 2016 - HONG KONG

1411

The HongKong and Shanghai Bank ing Corporation, $1000, 2006, replacement prefix ZZ380015, (Pick 211), uncirculated with minor handling marks Estimate HK$1,600-1,800

1414

The HongKong and Shanghai Bank ing Corporation, lot of $20 and $1000, 2003 and 2007, identical low serial number DX000010, (Pick 207 and 211), uncirculated (2) Estimate HK$2,800-3,000

1412

The HongKong and Shanghai Bank ing Corporation, $1000, 2006, replacement prefix ZZ380075, (Pick 211), uncirculated with minor handling marks Estimate HK$1,600-1,800

1415

The HongKong and Shanghai Bank ing Corporation, $1000, 2007, semi lucky serial number DZ200000, (Pick 211), uncirculated Estimate HK$2,000-2,400

1413

The HongKong and Shanghai Bank ing Corporation, $1000, 2007, low serial number DX000008, (Pick 211), uncirculated Estimate HK$3,200-3,800

331

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1416

Hong Kong and Shanghai Banking Corporation, $1000, 1 January 2009, serial number FS000001, orange and pale green, lion at left, reverse orange and light green, view of the Convention Centre, (Pick 211f), in PMG holder 68EPQ, rare.

Estimate HK$15,000-20,000

1419

The HongKong and Shanghai Bank ing Corporation, $1000, 2010, semi lucky serial number AN003366, uncirculated Estimate HK$1,200-1,300

1420 1417

The HongKong and Shanghai Bank ing C o r p o r a t i o n , $10 0 0 , 2 0 0 9, s e r i a l n u m b e r FU622222, (Pick 211), uncirculated Estimate HK$1,200-1,400

The HongKong and Shanghai Bank ing Corporation, $1000, 2010, semi lucky serial number AN003399, uncirculated Estimate HK$1,200-1,300

1421 1418

The HongKong and Shanghai Bank ing Corporation, $1000, 2010, semi lucky serial number AN003344, uncirculated Estimate HK$1,200-1,300

The HongKong and Shanghai Bank ing Corporation, $1000, 2010, low serial number BJ000019, uncirculated Estimate HK$1,300-1,400

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January 16, 2016 - HONG KONG

1422

The HongKong and Shanghai Bank ing Corporation, $1000, 2010, low serial number BJ000020, uncirculated Estimate HK$1,400-1,500

1423

The HongKong and Shanghai Bank ing Corporation, $1000, 2010, low serial number BJ000096, uncirculated Estimate HK$1,200-1,400

1424

Hong Kong, lot of 3x $1000, HSBC and Bank of China, all with the same serial number 000032, (Pick 206 and 339), uncirculated (3) Estimate HK$4,000-5,000

333

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1427

1425

The HongKong and Shanghai Bank ing Corporation, group of 6 notes, $10, 1949, 1978 (2), $50, 1969 and $1000, AA 092052-053, 1993, (Pick 179Aa, 182h, 184a and 205a), all PMG graded 64 to 65EPQ (6) Estimate HK$3,200-3,500

1426

The HongKong and Shanghai Bank ing Cor porat ion, lot of 5 notes, $20, $50, $100, $500 and $1000, all dated 2005 and all with the same serial numbers 888882, (Pick 207 to 211), uncirculated (5) Estimate HK$3,200-3,500

1428

The HongKong and Shanghai Bank ing Corporation, set of replacement prefixes, ZX and ZZ $20, $50, $100, $500 and $1000, 2003 to 2008, (Pick 207-211), uncirculated Estimate HK$3,000-4,000

The HongKong and Shanghai Bank ing Corporation, set of replacement prefixes, ZY and ZZ $20, $50, $100, $500 and $1000, 2007-2008, the serial numbers all end in ‘56’, (Pick 207-211), uncirculated (5) Estimate HK$3,000-3,600

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January 16, 2016 - HONG KONG

LOTS 1429-1433 A VERY RARE ORIGINAL SET OF 1912 SPECIMENS: $5, $10, $25, $50 AND $100

1429

The Mercantile Bank of India, $5, specimen, 1912, without serial numbers, green, black on multicoloured, pagoda, houses and junk boat at top, erverse deep red and black, Mercury at centre, signed by Macdonald, (Pick 235s), PMG 64 Choice Uncirculated, a very rare first date specimen.

Estimate HK$40,000-50,000

1430

Mercantile Bank of India, $10, specimen, 1912, without serial numbers, red, black and multicolour, houses and mountains by lakeside at centre, reverse green and black, Mercury at centre, (Pick 236s), PMG 64 Choice Uncirculated, very rare first date.

Estimate HK$40,000-50,000

335

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1431

Mercantile Bank of India, $25, specimen, 1912, without serial numbers, blue and black on orange-yellow, sampans by quay side at left, reverse red and black, Mercury at centre, signed by Macdonald, (Pick 237s), PMG 64 Choice Uncirculated, an iconic note in the Hong Kong issues and extremely rare.

Estimate HK$200,000-240,000

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January 16, 2016 - HONG KONG

1432

Mercantile Bank of India, $50, specimen, 1912, without serial numbers, brown, black, and pink, sampans and junk boats on lake upper centre, ‘50’ at each corner, reverse brown and black, Mercury at centre, signed by Macdonald, (Pick 238s), PMG 65EPQ Gem Uncirculated, very rare and choice condition.

Estimate HK$80,000-100,000

1433

Mercantile Bank of India, $100, specimen, 1912, without serial numbers, dark red, orange and multicolour, Chinese houses and peasants at centre, reverse orange and black, head of Mercury at centre, signed by Macdonald, (Pick 239s), PMG 64 Choice Uncirculated.

Estimate HK$60,000-80,000

337

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1434

Mercantile Bank of India, $5, 1941, serial number 219264, green, black and yellow, pagoda, houses and sampan top centre, ‘5’ at each corner, reverse deep red and black, Mercury at centre, (Pick 235d), original good very fine Estimate HK$30,000-35,000

1435

Mercantile Bank of India, $10, 1.7.1936, serial number 70216, red-brown onlight yellow-green underprint, houses and mountains near water, reverse green and black, Mercury at centre, handsigned signature lower left, (Pick 236c), natural about very fine, top right corner a little dirty but no brush writing and thus an extremely pleasing sample Estimate HK$18,000-20,000

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January 16, 2016 - HONG KONG

1436

The Mercantile Bank of India, $100, 24.1.1956, serial number 101804, red-violet on orange and light blue, houses by water’s edge at centre, reverse red-orange and black, Mercury at centre, (Pick 239d), PCGS 45 Choice Extremely Fine Details, single biro writing on reverse, and scarce in this condition Estimate HK$25,000-30,000

1437

Mercantile Bank Limited, $100, 6.12.1960, serial number 126425, black and blue on red, houses by water’s edge at centre, reverse red and black, Mercury at centre, (Pick 242b), good extremely fine but small area of repair at top left Estimate HK$38,000-40,000

339

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

1440

Mercantile Bank Limited, $100, 27 July 1968, serial number A389694, red on light blue and green, view of early Hong Kong in field, reverse red, Britainnia at centre, (Pick 244c), in ACCA holder 85EPQ, about uncirculated.

Estimate HK$5,000-6,000

1438

Mercantile Bank, group of 3x $100, specimen, 1964, 1965 and 1968, red, green and blue, view of Hong Kong Island at centre, reverse red and yellow, Britannia holding at spear at centre, (Pick 244s), the first two almost uncirculated, the last extremely fine, previously mounted (3).

Estimate HK$12,000-15,000

1441

Mercantile Bank Limited, $100, 1974, serial number B382911, red, pur ple and multicolour, Britannia with shield and spear at left, view of Hong Kong from The Peak on reverse, (Pick 245), uncirculated Estimate HK$1,600-1,800

1442

1439

Mercantile Bank, group of 3x $100, specimen, 1970, 1973 a nd 1974, ( Pick 24 4s a nd 245s), uncirculated, one or two faint handling marks, previously mounted (3).

Estimate HK$15,000-18,000

Mercantile Bank Limited, $100, 1974, serial number B312495, red, pur ple and multicolour, Britannia with shield and spear at left, reverse red and blue, view of Hong Kong Island at centre, (Pick 245), PMG 66EPQ Gem Uncirculated Estimate HK$1,600-2,000

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January 16, 2016 - HONG KONG

ICONIC ‘MERCURY’ HEAD $500 SPECIMEN, 1948

1443

Mercantile Bank of India, $500, specimen, 1948, without serial numbers, blue, black and multicolour, Mercury with winged helmet at right, watermakr area at left, reverse blue, depicting the pai fang in Confucius’s Cemetery, (Pick 241s), PMG 64 Choice Uncirculated, very choice and rare.

Estimate HK$100,000-120,000

END OF SALE 341

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

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ISSUE NO:

SECURITY CODE:

Please charge all purchases to my card Please charge all purchases to my card Do not charge my card. I will arrange to send payment. (Spink will only charge your card should you default on the payment terms agreed) Do not charge my card. I will arrange to send payment. (Spink will only charge your card should you default on the payment terms agreed) Please hold my purchased lots for collection Continued ...

Please hold my purchased lots for collection

Continued ...

DATE

SALE NO.

Saturday 16 January 2016 at 10.00 a.m.

16011

PLEASE PRINT CLEARLY IN BLOCK LETTERS AND ENSURE THAT BIDS ARE IN HONG KONG DOLLARS Lot Number (in numerical order)

Price Bid HK$ (excluding Buyer’s Premium)

Lot Number (in numerical order)

Price Bid HK$ (excluding Buyer’s Premium)

Lot Number (in numerical order)

Price Bid HK$ (excluding Buyer’s Premium)

BIDDING INCREMENTS Bidding generally opens below the low estimate and advances in the following order although the auctioneer may vary the bidding increments during the course of the auction. The normal bidding increments are: HK$100 to HK$2,000 HK$2,000 to HK$3,000 HK$3,000 to HK$5,000 HK$5,000 to HK$10,000 HK$10,000 to HK$20,000 HK$20,000 to HK$30,000

by HK$100

by HK$200

by HK$200 or HK$300

by HK$500

by HK$1,000

by HK$2,000

HK$30,000 to HK$50,000 HK$50,000 to HK$100,000 HK$100,000 to HK$ 200,000 HK$200,000 to HK$300,000 HK$300,000 to HK$500,000 HK$500,000 and up

by HK$2,000 or HK$3,000

by HK$5,000

by HK$10,000

by HK$20,000

by HK$20,000 or HK$30,000 at Auctioneer’s discretion

REFERENCES REQUIRED FOR CLIENTS NOT YET KNOWN TO SPINK

TRADE REFERENCES

________________________________________________________________________________________

BANK REFERENCES

_____________________________________________________________________________________________________

BANKNOTES, BONDS & SHARES AND COINS OF CHINA AND HONG KONG

WWW.SPINK.COM

January 16, 2016 - HONG KONG

THE NUMISMATIC COLLECTOR’S SERIES SALE 11 -12 JANUARY 2015 | NEW YORK

For more information, please contact: Gregory Cole: Tel: +1 212 262 8400 | Email: gcole@spink.com Amit Ramprashad: Tel: +1 212 262 8400 | Email: aramprashad@spink.com SPINK NEW YORK | 145 West 57th St. | 18th Floor | New York | NY 10019 LONDON | NEW YORK | HONG KONG | SINGAPORE | LUGANO 347 WWW.SPINK.COM

TERMS AND CONDITIONS FOR BUYERS These conditions set out the terms on which we (Spink China Limited of 4&5/F., Hua Fu Commercial Building, 111 Queen’s Road West, Hong Kong) contract with you (Buyer) either as agent on behalf of the Seller or as principal if we are the Seller. You should read these conditions carefully.

1 DEFINITIONS The following definitions in this condition apply in these conditions.

Buyer’s Premium

means the charge payable by you as a percentage of the Hammer Price, at the rates set out in clause 5.1 below;

Certificate of Authenticity

means a certificate issued by an Expert Committee confirming the authenticity of a Lot;

Expert Committee

means a committee of experts to whom a Lot may be sent for an extension in accordance with clause 3.4.3;

Forgery

means a Lot constituting an imitation originally conceived and executed as a whole with a fraudulent intention to deceive as to authorship, origin, age, period, culture or source where the correct description as to such matters is not reflected by the description in the catalogue and which at the date of the auction had a value materially less than it would have had if it had been in accordance with the description in the catalogue. Accordingly, no Lot shall be capable of being a Forgery by reason of any damage and/or restoration work of any kind (including re-enamelling);

Hammer Price

means the amount of the highest bid accepted by the auctioneer in relation to a Lot;

Lot Reserve

means any item deposited with us for sale at auction and, in particular, the item or items described against any lot number in any catalogue; the amount below which we agree with the Seller that the Lot cannot be sold;

Seller

means the owner of the Lot being sold by us;

Spink Group

Spink China Limited, Spink and Son Ltd, and our associated companies.

2 SPINK CHINA’S ROLE AS AGENT 2.1 All sales undertaken by us either at auction or privately are undertaken either as agent on behalf of the Seller or from time to time, as principal if we are the owner of the Lot. Please note that even if we are acting as agent on behalf of the Seller rather than as principal, we may have a financial interest in the Lot. 2.2 The contract for the sale of the Lot will be between you and the Seller.

3 BEFORE THE SALE 3.1 Examination of goods You are strongly advised to examine personally any goods in which you are interested, before the auction takes place. Condition reports are usually available on request. We provide no guarantee to you other than in relation to Forgeries, as set out in clause 5.10 of these Terms and Conditions.

3.2 Catalogue descriptions 3.2.1 Statements by us in the catalogue or condition report, or made orally or in writing elsewhere, regarding the authorship, origin, date, age, size, medium, attribution, genuineness, provenance, condition or estimated selling price of any Lot are merely statements of opinion, and are not to be relied on as statements of definitive fact. Catalogue and web illustrations are for guidance only, and should not be relied on either to determine the tone or colour of any item. No lot shall be rejected on the grounds of inaccurate reproduction. No lot illustrated in the catalogue and online shall be rejected on the grounds of cancellation, centring, margins, perforation or other characteristics apparent from the illustration. Catalogue illustrations are for guidance only, and should not be relied on either to determine the tone or colour of any item or to reveal imperfections.

Estimates of the selling price should not be relied on as a statement that this price is either the price at which the Lot will sell or its value for any other purpose.

3.2.2 Many items are of an age or nature which precludes their being in perfect condition and some descriptions in the catalogue or given by way of condition report make reference to damage and/or restoration. We provide this information for guidance only and the absence of such a reference does not imply that an item is free from defects or restoration nor does a reference to particular defects imply the absence of any others.

3.2.3 Other than as set out in clause 5.8, and in the absence of fraud, neither the Seller nor we, nor any of our employees or agents, are responsible for the correctness of any statement as to the authorship, origin, date, age, attribution, genuineness or provenance of any Lot nor for any other errors of description or for any faults or defects in any Lot. Every person interested should exercise and rely on his own judgment as to such matters.

3.3 Your Responsibility You are responsible for satisfying yourself as to the condition of the goods and the matters referred to in the catalogue description.

3.4 Extensions – Stamps only 3.4.1 If you wish to obtain an expert opinion or Certificate of Authenticity on any Lot (other than a mixed lot or lot containing undescribed stamps) you must notify us in writing not less than forty-eight hours before the time fixed for the commencement of the first session of the auction. If accepted by us, such request shall have the same effect as notice of an intention to question the genuineness or description of the Lot for the purposes of clause 5.9 of these Terms and Conditions and the provisions of clause 5.9 shall apply accordingly.

02/15

3.4.2 Notice of a request for an expert opinion or Certificate of Authenticity must give the reason why such opinion is required and specify the identity of your proposed expert which will be subject to agreement by us. We reserve the right, at our discretion, to refuse a request for an expert opinion or Certificate of Authenticity including (without limitation) where the proposed expert is not known to us.

3.4.3 If we accept a request for an expert opinion or Certificate of Authenticity we will submit the Lot to the Expert Committee. You acknowledge and accept that the length of time taken by an Expert Committee to reach an opinion will vary depending on the circumstances and in any event is beyond our control.

3.4.4 We will not accept a request for an extension on account of condition. Any Lot described in the catalogue as having faults or defects may not be returned even if an expert opinion or Certificate of Authenticity cites other faults or defects not included in the catalogue description, other than in the case of a Forgery.

3.4.5 Should Spink China Limited accept a request for an extension under the foregoing provisions of this paragraph, the fact may be stated by the Auctioneer from the rostrum prior to the sale of the Lot. 3.4.6 It should be noted that any stamp accompanied by a Certificate of Authenticity is sold on the basis of that Certificate only and not on the basis of any other description or warranty as to authenticity. No request for an extension will be accepted on such a stamp and the return of such a stamp will not be accepted.

3.4.7 If you receive any correspondence from the Expert Committee in relation to the Lot, including but not limited to a Certificate of Authenticity, you must provide us with copies of such correspondence no later than 7 days after you receive such correspondence.

4 AT THE SALE 4.1 Refusal of admission Our sales usually take place on our own premises or premises over which we have control for the sale, and we have the right, exercisable at our complete discretion, to refuse admission to the premises or attendance at an auction.

4.2 Registration before bidding You must complete and sign a registration form and provide identification before making a bid at auction. Please be aware that we usually require buyers to undergo a credit check.

If you have not bid successfully with Spink in the past, or you are registering with us for the first time, we reserve the right to require a deposit of up to 50% of the amount you intend to spend. Such deposit will be deducted from your invoice should you be successful. If you are unsuccessful at auction, your deposit will be returned by the same means it was paid to Spink.

Some lots may be designated, prior to the auction, as “Premium lots”, which means a deposit may be required before placing a bid on the item for sale.

Information will be posted on our website in such an event.

4.3 Bidding as Principal When making a bid (whether such bids are made in person or by way of telephone bids operated by Spink, commission or online or email bids), you will be deemed to be acting as principal and will be accepting personal liability, unless it has been agreed in writing, at the time of registration, that you are acting as agent on behalf of a third party buyer acceptable to us.

4.4 Commission Bids If you give us instructions to bid on your behalf, by using the form provided in our catalogues or via our website, we shall use reasonable endeavors to do so, provided these instructions are received not later than 24 hours before the auction. If we receive commission bids on a particular Lot for identical amounts, and at auction these bids are the highest bids for the Lot, it will be sold to the person whose bid was received first. Commission bids are undertaken subject to other commitments at the time of the sale, and the conduct of the auction may be such that we are unable to bid as requested. Since this is undertaken as a free service to prospective buyers on the terms stated, we cannot accept liability for failure to make a commission bid. You should therefore always attend personally if you wish to be certain of bidding. All commission bids should be sent to 4&5/F, Hua Fu Commercial Building, 111 Queen’s Road West, Hong Kong up till 24 hours prior to the sale.

4.12 Successful Bid Subject to the auctioneer’s discretion, the striking of his hammer marks the acceptance of the highest bid, provided always that such bid is higher than the Reserve (where applicable), and the conclusion of a contract for sale between you and the Seller.

4.5 On-line Bidding We offer internet services as a convenience to our clients. We will not be responsible for errors or failures to execute bids placed on the internet, including, without limitation, errors or failures caused by (i) a loss of internet connection by either party for whatever reason; (ii) a breakdown or problems with the online bidding software and/or (iii) a breakdown or problems with your internet connection, computer or system. Execution of on-line internet bids on www.spink.com and Spink Live is a free service undertaken subject to other commitments at the time of the auction and we do not accept liability for failing to execute an online internet bid or for errors or omissions in connection with this activity. Buyers who acquire lots on the-saleroom.com will have a fee of 3% on the hammer price added to their invoice for using this facility.

4.14.1 Once your bid has been accepted for a Lot then you are liable to pay for that Lot in accordance with these Terms and Conditions. If there are any problems with a Lot then you must notify us within 7 days of receipt of the Lot, specifying the nature of the problem. We may then request that the Lot is returned to us for inspection. Save as set out in clause 5.8, the cancellation of the sale of any Lot and the refund of the corresponding purchase price is entirely at our sole discretion. We will not normally exercise that discretion if the Lot is not received by us in the same condition that it was in at the auction date.

4.6 Telephone Bids If you make arrangements with us not less than 24 hours before the sale, we shall use reasonable endeavors to contact you to enable you to participate in bidding by telephone, but in no circumstances will we be liable to either the Seller or you as a result of failure to do so.

5 AFTER THE AUCTION

4.7 Currency Converter At some auctions, a currency converter will be operated, based on the one month forward rates of exchange quoted to us by Bank of China or any other appropriate rate determined by us, at opening on the date of the auction. Bidding will take place in a currency determined by us, which is usually Hong Kong dollars for auctions held in Hong Kong. The currency converter is not always reliable, and errors may occur beyond our control either in the accuracy of the Lot number displayed on the converter, or the foreign currency equivalent of Hong Kong dollar bids. We shall not be liable to you for any loss suffered as a result of you following the currency converter.

4.8 Video images At some auctions there will be a video screen. Mistakes may occur in its operation, and we cannot be liable to you regarding either the correspondence of the image to the Lot being sold or the quality of the image as a reproduction of the original.

4.9 Bidding Increments Bidding generally opens below the low estimate and advances in the following order although the auctioneer may vary the bidding increments during the course of the auction. The normal bidding increments are: HK$100 to HK$2,000 by HK$100 HK$2,000 to HK$3,000 by HK$200 HK$3,000 to HK$5,000 by HK$200 or HK$300 HK$5,000 to HK$10,000 by HK$500 HK$10,000 to HK$20,000 by HK$1,000 HK$20,000 to HK$30,000 by HK$2,000 HK$30,000 to HK$50,000 by HK$2,000 or HK$3,000 HK$50,000 to HK$100,000 by HK$5,000 HK$100,000 to HK$ 200,000 by HK$10,000 HK$200,000 to HK$300,000 by HK$20,000 HK$300,000 to HK$500,000 by HK$20,000 or HK$30,000 HK$500,000 and up at Auctioneer’s discretion 4.10 Bidding by the Spink Group 4.10.1 We reserve the right to bid on Lots on the Seller’s behalf up to the amount of the Reserve (if any), which will never be above the low estimate printed in the auction catalogue.

4.10.2 The Spink Group reserves the right to bid on and purchase Lots as principal.

4.11 The Auctioneer’s Discretion The auctioneer has the right at his absolute discretion to refuse any bid to advance the bidding in such manner as he may decide to withdraw or divide any Lot, to combine any two or more Lots and, in the case of error or dispute, to put an item up for bidding again.

4.13 After Sale Arrangements If you enter into any private sale agreements for any Lot with the Seller within 60 days of the auction, we, as exclusive agents of the Seller reserve the right to charge you the applicable Buyer’s Premium in accordance with these Terms and Conditions, and the seller a commission in accordance with the terms of the seller’s agreement.

4.14 Return of Lot

4.14.2 No lot may be returned on account of condition if the condition was stated by a third party grading company (including, but not limited to PCGS, NGC, ANACS, ICG, PMG, WBG).

5.1 Buyer’s Premium In addition to the Hammer Price, you must pay us the Buyer’s Premium at a rate of 20% of the final Hammer price of each lot, a fee of 3% on the hammer price total for using the-saleroom.com and a fee for paying by credit card.

5.2 Payment 5.2.1 You must provide us with your full name and permanent address and, if so requested, details of the bank from which any payments to us will be made. You must pay the full amount due on your invoice within seven days after the date of the sale. This applies even if you wish to export the Lot and an export license is (or may be) required.

5.2.2 You will not acquire title to the Lot until all amounts due to us have been paid in full. This includes instances where special arrangements were made for release of Lot prior to full settlement.

5.2.3 Payment should be made in Hong Kong Dollars by one of the following methods: (i) Direct bank transfer to our account details of which are set out on the invoice.

All bank charges shall be met by you. Please ensure that your client number is noted on the transfer. (ii) By cheque or bank draft made payable to Spink China Limited. Please note that the processing charges for payments made by cheques or bank drafts drawn on a non-Hong Kong bank shall be met by you. Please ensure that the remittance slip printed at the bottom of the invoice is enclosed with your payment. (iii) By Visa or Mastercard. A fee of 3% will be applied. By American Express, a fee of 4% will be applied. We are not responsible for any foreign exchange losses or charges that you may incur in connection with such card payments.

5.2.4 Payments should be made by the registered buyer and not by third parties, unless it has been agreed at the time of registration that you are acting as an agent on behalf of a third party.

5.3 Notification We are not able to notify successful bidders by telephone. While Invoices are sent out by mail after the auction we do not accept responsibility for notifying you of the result of your bid. You are requested to contact us by telephone or in person as soon as possible after the auction to obtain details of the outcome of your bids to avoid incurring charges for late payment.

5.4 Collection, Packing and Handling of Purchases 5.4.1 Unless specifically agreed to the contrary, we shall retain lots purchased until all amounts due to us, or to the Spink Group, have been paid in full. Buyers will be required to pay for their lots when they wish to take possession of the same, which must be within 7 days of the date of the sale, unless prior arrangements have been made with Spink. Without prior agreement, lots will not be released until cleared funds are received with regard to payments made by cheque.

5.4.2 Lots may be collected from 4&5/F, Hua Fu Commercial Building, 111 Queen’s Road West, Hong Kong. In the event where a cheque or bank draft payable to Spink China Limited has been presented to us, unless we specifically agree to the contrary, no Lots shall be released before the cheque or bank draft has cleared where such funds have been credited into our bank account.

5.4.3 A purchased Lot shall be at your risk in all respects from the time of collection or the expiry of seven days from the date of sale, whichever is sooner, and neither Spink China Limited nor its employees nor agents shall thereafter be liable for any loss or damage of any kind, whether caused by negligence or otherwise, while any Lot is in or under their respective custody or control.

5.4.4 If required our shipping department may arrange shipment as your agent.

Although we may suggest carriers if specifically requested, our suggestions are made on the basis of our general experience of such parties in the past and we are not responsible to any person to whom we have made a recommendation for the acts or omissions of the third parties concerned.

5.4.5 We shall use all reasonable endeavors to take care when handling and packing a purchased Lot but remind you that after seven days or from the time of collection, whichever is sooner, the Lot is entirely at your risk.

5.4.6 It is the responsibility of the Buyer to be aware of any Import Duties that may be incurred upon importation to the final destination. Spink will not accept return of any package in order to avoid these duties. The onus is also on the Buyer to be aware of any Customs import restrictions that prohibit the importation of certain collectibles. Spink will not accept return of the Lot(s) under these circumstances. Spink will not accept responsibility for Lot(s) seized or destroyed

by Customs.

5.4.7 If the Buyer requires delivery of the Lot to an address other than the invoice address this will be carried out at the discretion of Spink.

5.5 Remedies for non-payment or failure to collect purchases 5.5.1 If you fail to make payment within seven days of your stipulated payment date set out in your invoice, we shall be entitled to exercise one or more of the following rights or remedies: 5.5.1.1 to charge interest at the rate of 2% per month compound interest, calculated on a daily basis, from the date the full amount is due; 5.5.1.2 to set off against any amounts which the Spink Group may owe you in any other transaction the outstanding amount remaining unpaid by you; 5.5.1.3 we may keep hold of all or some of your Lots or other property in the possession of the Spink Group until you have paid all the amounts you owe us or the Spink Group, even if the unpaid amounts do not relate to those Lots or other property. Following fourteen days’ notice to you of the amount outstanding and remaining unpaid, the Spink Group shall have the right to arrange the sale of such Lots or other property. We shall apply the proceeds in discharge of the amount outstanding to us, and pay any balance to you; 5.5.1.4 where several amounts are owed by you to the Spink Group in respect of different transactions, to apply any amount paid to discharge any amount owed in respect of any particular transaction, whether or not you so direct; 5.5.1.5 to reject at any future auction any bids made by you or on your behalf or obtain a deposit from you before accepting any bids.

5.5.2 If you fail to make payment within thirty-five days, we shall in addition be entitled: 5.5.2.1 to cancel the sale of the Lot or any other item sold to you at the same or any other auction; 5.5.2.2 to arrange a resale of the Lot, publicly or privately, and, if this results in a lower price being obtained, claim the balance from you together with all reasonable costs including a 20% seller’s commission, expenses, damages, legal fees, commissions and premiums of whatever kind associated with both sales or otherwise, incurred in connection with your failure to make payment; or

5.7 Use of Default Information If you fail to make payment for a Lot in accordance with these Terms and Conditions 5.7.1 we reserve the right to refuse you the right to make bids for any future auction irrespective of whether previous defaults have been settled; and 5.7.2 you consent to us disclosing details of such default to other auctioneers and live bidding platforms, which will include your name, address, nature of the default and the date of the default.

Auctioneers or live bidding platforms who receive details of the default may rely on such information when deciding whether to enter into a transaction with you in the future.

5.8 Export License 5.8.1 You should always check whether an export licence is required before exporting.

5.8.2 Unless otherwise agreed by us in writing, the fact that you wish to apply for an export license does not affect your obligation to make payment within seven days nor our right to charge interest on late payment.

5.8.3 We will not be obliged to rescind a sale nor to refund any interest or other expenses incurred by you where payment is made by you despite the fact that an export license is required.

5.9 Refund in the case of Forgery 5.9.1 A sale will be cancelled, and the amount paid refunded to you if a Lot (other than a miscellaneous item not described in the catalogue) sold by us proves to have been a Forgery. We shall not however be obliged to refund any amounts if either (a) the catalogue description or saleroom notice at the auction date corresponded to the generally accepted opinion of scholars or experts at that time, or fairly indicated that there was a conflict of opinions, or (b) it can be demonstrated that the Lot is a Forgery only by means of either a scientific process not generally accepted for use until after publication of the catalogue or a process which at the date of the auction was unreasonably expensive or impracticable or likely to have caused damage to the Lot. Furthermore, you should note that this refund can be obtained only if the following conditions are met: 5.9.1.1 you must notify us in writing, within seven days of the auction date, that in your view the Lot concerned is a forgery; 5.9.1.2 you must then return the item to us within fourteen days, in the same condition as at the auction date; and 5.9.1.3 as soon as possible following return of the Lot, you must produce evidence satisfactory to us that the Lot is a Forgery and that you are able to transfer good title to us, free from any third party claims.

5.9.1.4 you must provide to us all evidence obtained by you that a Lot is a Forgery no later than 7 days after you receive such evidence.

5.9.2 In no circumstances shall we be required to pay you any more than the amount paid by you for the Lot concerned and you shall have no claim for interest.

5.9.3 The benefit of this guarantee is not capable of being transferred, and is solely for the benefit of the person to whom the original invoice was made out by us in respect of the Lot when sold and who, since the sale, has remained the owner of the Lot without disposing of any interest in it to any third party.

5.9.4 We shall be entitled to rely on any scientific or other process to establish that the Lot is not a Forgery, whether or not such process was used or in use at the date of the auction.

6 LIABILITY Nothing in these Terms and Conditions limits or excludes our liability for: 6.1 death or personal injury resulting from negligence; or

5.5.2.3 when reselling the Lot, place a notice in our catalogue stating that you successfully purchased the Lot at auction but have subsequently failed to pay the Hammer Price of the Lot; or

6.2 any damage or liability incurred by you as a result of our fraud or fraudulent misrepresentation.

5.5.2.4 take any other appropriate action as we deem fit.

7 USE OF YOUR PERSONAL INFORMATION

5.6 Failure to collect Where purchases are not collected within fourteen days after the sale, whether or not payment has been made, you will be required to pay a storage charge of HKD 30 per item per day plus any additional handling cost that may apply. You will not be entitled to collect the Lot until all outstanding charges are met, together with payment of all other amounts due to us.

7.1 We will use the personal information you provide to us to: 7.1.1 process the bids you make on Lots (whether successful or otherwise) and other auction related services we provide; 7.1.2 process your payment relating to a successful purchase of a Lot;

7.1.3 arrange for delivery of any Lot you purchase, which will include passing your details to shipping providers and, on overseas deliveries, to customs where they make enquiries regarding the Lot;

10.1.1 loss of profits, loss of business, depletion of goodwill and/or similar losses, loss of anticipated savings, loss of goods, loss of contract, loss of use, loss of corruption of data or information; or

7.1.4 inform you about similar products or services that we provide, but you may stop receiving these at any time by contacting us.

10.1.2 any special, indirect, consequential or pure economic loss, costs, damages, charges or expenses.

7.2 In accordance with clause 4.2, you agree that we may pass your information to credit reference agencies and that they may keep a record of any search that they do.

10.2 Severability If any part of these Terms and Condition is found by any court to be invalid, illegal or unenforceable, that part may be discounted and the rest of the conditions shall continue to be valid and enforceable to the fullest extent permitted by law.

7.3 In accordance with clause 5.11, you agree that where you default on making payment for a Lot in accordance with these terms and conditions we may disclose details of such default to other auctioneers and live bidding platforms.

7.4 We are also working closely with third parties (including, for example, other auctioneers and live bidding platforms) and may receive information about you from them.

8 COPYRIGHT 8.1 We shall have the right (on a non-exclusive basis) to photograph, video or otherwise produce an image of the Lot. All rights in such an image will belong to us, and we shall have the right to use it in whatever way we see fit.

8.2 The copyright in all images, illustrations and written material relating to a Lot is and shall remain at all times our property and we shall have the right to use it in whatever way we see fit. You shall not use or allow anyone else to use such images, illustrations or written material without our prior written consent.

9 NOTICES All notices given under these Terms and Conditions may be served personally, sent by 1st class post, or faxed to the address given to the sender by the other party. Any notice sent by post will be deemed to have been received on the second working day after posting or, if the addressee is overseas, on the fifth working day after posting. Any notice sent by fax or served personally will be deemed to be delivered on the first working day following dispatch.

10 ADDITIONAL PROVISIONS 10.1 Limitation of Liability Subject to clause 6, we shall not be liable, whether in tort (including for negligence) or breach of statutory duty, contract, misrepresentation or otherwise for any:

10.3 Force majeure We shall have no liability to you if we are prevented from, or delayed in performing, our obligations under these Terms and Conditions or from carrying on our business by acts, events, omissions or accidents beyond our reasonable control, including (without limitation) strikes, lock-outs or other industrial disputes (whether involving our workforce or the workforce of any other party), failure of a utility service or transport network, act of God, war, riot, civil commotion, malicious damage, compliance with any law or governmental order, rule, regulation or direction, accident, breakdown of plant or machinery, fire, flood, storm or default of suppliers or subcontractors.

10.4 Waiver 10.4.1 A waiver of any right under these Terms and Conditions is only effective if it is in writing and it applies only to the circumstances for which it is given. No failure or delay by a party in exercising any right or remedy under these Terms and Conditions or by law shall constitute a waiver of that (or any other) right or remedy, nor preclude or restrict its further exercise. No single or partial exercise of such right or remedy shall preclude or restrict the further exercise of that (or any other) right or remedy.

10.4.2 Unless specifically provided otherwise, rights arising under these Terms and Conditions are cumulative and do not exclude rights provided by law.

10.5 Law and Jurisdiction 10.5.1 These Terms and Conditions and any dispute or claim arising out of or in connection with them or their subject matter, shall be governed by, and construed in accordance with Hong Kong laws.

10.5.2 The parties irrevocably agree that the courts of Hong Kong shall have non-exclusive jurisdiction to settle any dispute or claim that arises out of, or in connection with, Terms and Conditions or their subject matter.

買受人條款及條件 該等條件列載了本公司（Spink China Limited, 註冊地址為香港皇后大道西 111 號 4 及 5 樓）作為賣方代理或賣方本人與閣下（買受人）訂立合約之條款，閣下應仔細閱讀。 1.

釋義 本文所載的以下釋義適用於該等條件。 買受人酬金

指閣下應根據以下第 5.1 條所載之費率，按落槌價支付的百分比；

真實性證書

指由專家委員會發放，用於證明拍賣品真實性的證書；

專家委員會

指由可根據第 3.4.3 條對送達的拍賣品進行評估的專家組成的委員會；

贗品

指構成模仿的拍賣品。贗品以欺騙為目的進行整體構思及製作，用以混淆作者、來歷、年代、時期、文化或來源等正確描述並未反映於圖錄當中的內 容，且於拍賣日的價值遠不及符合圖錄說明者。因此，拍賣品概不因任何破壞／或任何類型的修復工作（包括重新上釉）而被列為贗品；

2

落槌價

指拍賣師落槌决定將拍賣品售予買受人的價格；

拍賣品

指交予本公司拍賣的物品，尤其指任何圖錄內編有任何編號而加以說明的物品；

保留價

指本公司與賣方協定的拍賣品最低售價；

賣方

指由本公司出售的拍賣品的所有人；

Spink Group

指 Spink China Limited、Spink and Son Limited、及本公司之聯營公司；

SPINK CHINA 作為代理的角色

證書，而非任何其他相關的真實性說明或擔保。該等郵票不接受

2.1 本公司將作為賣方代理或不時作為拍賣品所有人本人，以拍賣或私人方

任何評估申請，亦不接受退貨。

式進行所有售。請注意，即使作為賣方代理而非本人，本公司亦可於拍

3.4.7 如果閣下從專家委員會收到任何關於拍賣品的信件(不限於真實性

賣品擁有財務利益。 2.2 3

證書)，您必須在收到信件後七天內向本公司提供該信件副本。

拍賣品的出售合約將在閣下與賣方之間釐定。

4

出售前事宜 3.1

4.1 拒絕進入

物品檢查

本公司所舉辦之銷售活動常于本公司或經

強烈建議閣下在拍賣開始前，親自對感興趣的物品進行檢查。品相報告

公司有權酌情拒絕任何人參加拍賣活動或進入拍賣現場。

可經申請獲得。本公司並不向閣下提供除贗品（載於本條款及條件第 5.10 條）外的任何擔保。

本公司管理之物業內進行, 本

4.2 競投前登記 閣下須在拍賣會上競投前，憑有效身份明填寫並簽署一份登記表。請留

3.2 圖錄說明

意，本公司一般會要求買受人接受信用審核。倘閣下從未于 Spink 成功

3.2.1

本公司於圖錄或品相報告中就拍賣品作者、來歷、日期、年代質

競買, 或是 第一次於本公司登記，本公司有權向閣下收取不多於閣下欲

地、歸屬、真實性、出處、保存情況、品相或估價等所做之表述，

消費之金額的百分之五十為保證金。倘閣下成功競買, 此保證金將於發票

或者於他處所做的任何口頭或書面表述僅為意見，不可依賴為確

金額內扣除。倘閣下未能成功競買, 則此保證金將悉數以繳付時同樣方式

定事實。圖錄及網上說明僅作參考用途，不應作為釐定任何物品

返還閣下。當某些拍賣品在拍賣會前被定義為“高估價拍賣品”時, 競買

的色調或顏色之依據。不得以圖錄及網上影像不符為由拒絕成交。

人需要在拍賣開始前繳付保證金。“高估價拍賣品” 之資料會在拍賣會

亦不得以圖錄及網上影像消失，出現越界、重心偏離、存孔洞等 為由拒絕交。售價之預估不應理解為有關該價格是拍賣品將要出 售之價格或其用作任何其他用途之價值之表述。 3.2.2

3.2.3

前於本公司網站公佈。 4.3 本人競投 除非在登記時已通過書面協議協定，閣下為本公司可接受的第三方買受

許多物品因年代或性質原因而無法評為品相完整，且圖錄或品相

人之代理，否則不管閣下以親身, 電話, 委託, 在線或電郵等何種型式競

報告所示的部份說明乃參考破損及／或修復情況而定。本公司提

投, 閣下將被 視為競投人本人並承擔個人責任。

供該資料僅作說明用途，缺少該等資料並不意味著物品不存在瑕

4.4 委託競投

疵或未經復，或者特定瑕疵之參考資料意味著物品並不存在任何

倘閣下透過使用本公司圖錄提供的表格或登錄本公司網站向本公司下達

其他瑕疵。

代閣下競投之指令，本公司將盡一切合理努力為閣下競投，惟該等指令

除第 5.8 條所載者以及不存在欺詐的情況外，賣方、本公司或本

須在拍賣前 24 小時之內被接獲。倘本公司獲委託以同等金額競投某件拍

公司任何員工或代理概不就任何有關拍賣品作者、來歷、日期、

賣品，且在拍賣過程中該競價為最高價，則該拍賣品將被售予競投指令

年代、歸屬、真實性或保存情況之表述的準確性，或者拍賣品的

被首先接獲者。委託競投受銷售時的其他約定規限，且本公司可能無法

任何其他說明錯誤或任何瑕疵承擔任何責任。本條款不含任何形

按閣下要求的方式競投。由於競投屬於根據已列明條款向潛在買受人提

式的擔保。任何有興趣競價人士應以其自身判斷為準則。

供的無償服務，本公司不會就未能執行委託競投承擔責任。因此，倘閣

3.3 閣下之責任 閣下有責任了解物品之品相以及圖錄

下希望保證競投的確定性，閣下應親自出席。所有委託競投應在出售前 說明中提 述之事宜。

24 小時內寄往本公司。

3.4 評估—僅限於郵票

4.5 在線競投

3.4.1 倘閣下希望獲得任何拍賣（不包括混合拍賣品或包含未加說明的

為方便客戶，本公司提供互聯網服務。本公司不會對網上競投產生的錯

郵票的拍賣品）的專家意見或真實性證書，閣下須在拍賣會第一

誤或無法競投承擔責任，包括（但不限於）由

部份開始的預定時間前 48 小時內向本公司發出書面通知。倘本

(i)各方因任何原因導致的網絡鏈接失敗；(ii)在線競投軟件出現故障或問

公司接受，該等申請將具有與因本條款及條件第 5.9 條起見，對

題及／或 (iii)閣下的網絡鏈接、電腦或系統出現故障或問題，所導致的

拍賣品之真實性或說明提出質疑的意向通知書相同之效力，第

錯誤或失敗。執行在線網絡競投屬於無償服務，且受拍賣時的其他約定

5.9 條之條文將隨之生效。

規限，故本公司不會就未能執行在線網絡競投或與此相關的錯誤或紕漏

3.4.2 申請提供專家意見或真實性證

書之通知，說明需要該等意見之

原因以及閣下舉薦的專家（須經本公司同意）之身份。唯當(但不 限於)閣下舉薦的專家不為本公司所認識時, 本公司有權拒絕任何 提供專家意見或真實性證書之申請。

負責。對通過 the saleroom.com 成功競買之客戶, 本公司將額外收取落槌 價 3%手續費用。 4.6 電話競投 倘閣下在出售前 24 小時之內與本公司訂立協議，本公司將盡一切合理努

3.4.3 本公司將在接受提供專家意見或真實性證書之申請后，向專家委 員會提交相關拍賣品。閣下當理解並接受專家委員會評審所需之 時間當因情況而定。

力聯繫閣下以使閣下能通過電話參與競投，惟本公司在任何情況下概不 就未能聯繫到閣下進行電話競投向賣方或閣下承擔責任。 4.7 貨幣兌換工具

3.4.4 本公司不接受以品相為由提出的評估申請。目錄已說明存在瑕疵

部份拍賣會會於拍賣當日運行貨幣兌換工具。該等工具以中國銀行向本

的任何拍賣品（即使專家意見或真實性證書列舉出未包含予目錄

公司所報的 1 個月遠期匯率，或由本公司當天釐定的任何其他適用匯率

說明的其他瑕疵）,除贗品以外,或不可退貨。

為基準。競投將按本公司釐定的貨幣結算，於香港舉行的拍賣通常以港

3.4.5 倘 Spink China Limited 根据本 段的上述條文接受評估申

請，相

關事實或 由拍賣師於相關拍賣品出售前在拍 賣台上聲明 02/15

出售時之事宜

3.4.6 請注意，對於隨附真實性證書的任何郵票，出售的基礎僅為相關

幣結算。然而，該貨幣兌換工具未必一定可靠，且在準確顯示拍賣品編 號或港幣競價的等值外幣方面，可能出現本公司無法控制之錯誤。本公 司概不就閣下因遵循該兌換工具而遭受的任何損失承擔責任。

4.8 視頻圖像

本公司無法以電話通知成功的競投方。儘管發票將在拍賣會結束后寄出，

部份拍賣會將安裝顯示屏。顯示屏在運行時可能發生錯誤，惟本公司無

惟本公司並不承擔將閣下之競投結果知會予閣下 之責任。閣下應於拍賣

法就圖像與所出售拍賣品一致或作為原作復制品之圖像質量承擔責任。

後盡早親身或致電聯絡本公司查詢閣下競投之結果，以免承擔因付款延

4.9 競價階梯

誤而產生之費用。

開拍價一般低於估價下限，隨后按下列順 過程中改變競 價階

序加價，惟拍賣師會在拍賣

梯。常見的競價階梯為：

5.4 提貨 5.4.1 除非經特別指明，否則本公司（或 Spink Group）在收到全額付款

100 港元至 2,000 港元, 每次增加 100 港元

前之前將保留已出售拍賣品。買受人需於接收拍賣品時全數支付

2,000 港元至 3,000 港元, 每次增加 200 港元

所有費用，除非在拍賣前已與本公司達成特別協定，買受人需於

3,000 港元至 5,000 港元, 每次增加 200／300 港元

拍賣起七天內完成交易。拍賣品只於所有款項全數入賬後方能發

5,000 港元至 10,000 港元, 每次增加 500 港元 10,000 港元至 20,000 港元, 每次增加 1,000 港元 20,000 港元至 30,000 港元, 每次增加 2,000 港元

貨。 5.4.2 拍賣品可於拍賣會結束後在本公司領取。在向本公司出示以 Spink China Limited 為收款人的支票或銀行匯票時，除非本公司特別指明，

30,000 港元至 50,000 港元, 每次增加 2,000/ 3,000 港元

否則在支票或銀行匯票結清並將款項匯至本公司銀行賬戶前，本

50,000 港元至 100,000 港元, 每次增加 5,000 港元

公司仍將保留拍賣品。

100,000 港元至 200,000 港元, 每次增加 10,000 港元

5.4.3 閣下將自領取時間起或自出售當日起計的七天屆滿時(以兩者之較

200,000 港元至 300,000 港元, 每次增加 20,000 港元

早者為準） ，承擔拍賣品相關的任何風險；Spink China Limited 及其

300,000 港元至 500,000 港元, 每次增加 20,000/ 30,000 港元

僱員及代理概不對拍賣品在其各自的保管或控制期間，由疏忽或

500,000 港元至 1,000,000 港元, 每次增加 50,000 港元 4.10 由 Spink Group 競投

其他原因引起的任何丟失或破壞承擔責任。 5.4.4 如有需要，本公司之運輸部可作為代理人為閣下安排貨運。如經

4.10.1 本公司保留代表賣方以不超過保留價（永遠不會高於拍賣圖錄所

特別申請，本公司亦會推薦承運商，惟該等推薦乃基於相關承運

示之估價下限）金額（如有）之競價競投拍賣品之權利。

商的整體過往經驗而作出，本公司不會就相關第三方的行本公司

4.10.2 Spink Group 保留本人競投及購買 拍賣品之權利。 4.11 拍賣師之酌情權拍賣師可全權拒絕任何競投，並以其決定之方式撤銷或 分拆任何拍賣品、合併兩個（或以上）拍賣品以及在出現錯誤或爭議時 重新拍賣。 4.12 競投成功

將盡一切合理努力謹慎處理，但請緊記，為或遺漏向本公司作出 推薦的任何人負責。 5.4.5 裝卸和包裝商品時，自領取時間起或自出售當日起計的七天屆滿 時(以兩者之較早者為準)，與拍賣品相關的任何風險乃由閣下承擔。 5.4.6 買受人有責任瞭解商品被進口到最終目的地時，海關有可能就該

倘競價總是高於保留價（如適用） ，拍賣師酌情落槌時即表示接受最高競

次進口徵收關稅。Spink 不接受以避免關稅為由要求返運。買受人

價以及閣下與賣方之間的銷售合約達成。

亦有責任理解各地海關有不同限制禁止某類收藏品進口。Spink 既

4.13 售後安排

不就上述情況退貨,亦不就商品被海關沒收或銷毀負責。

倘閣下在拍賣後的 60 日內就任何拍賣品與賣方訂立任何私人銷售協議， 本公司作為賣方的獨家代理，保留根據本條款及條件向閣下收取適用之 買受人酬金及根據賣方協議之條款向賣方收取佣金之權利。 4.14 退貨

5.4.7 若買受人要求商品被送到發票上列印的地址以外的地點， Spink 將 酌情處理閣下的申請。 5.5 未能付款或提貨之補救措施 5.5. 1 倘閣下未能於發票規定日期結束後的七日內付款，本公司有權行

當閣下的競價被接納並成功競投，閣下需根據本條款及條件支付相關貨

使以下一項或多項權利或補救措施：

款及費用。若商品出現任何問題而閣下欲安排退貨，則閣下必須自收貨

5.5.1.1 自全額款項到期日起，以每日 2% 的月度複合利率計收利

起七天內聯絡本公司，清楚闡明問題之詳細，本公司或要求閣下將商品 送返以作檢查。根據第 5.8 條，是否取消銷售並退回該商品貨款將由本

息； 5.5.1.2 以閣下仍未支付的款項抵銷 Spink Group 在任何其他交易中

公司酌情決定。一般而言，若閣下未能將與拍賣日品相相同的物品退還 予本公司，本公司將不接受顧客的退貨及退換。 5.

結欠閣下之款項； 5.5.1.3 本公司或令 Spink Group 扣留閣下的所有或部份拍賣品或其

拍賣後事宜

他財物，直至閣下結清拖欠本公司或 Spink Group 的所有款

5.1 買受人酬金

項，即使欠款與該等拍賣品或其他財物無關。在本公司發

除落槌價外，閣下須按各拍賣品的最終落槌價向本公司支付 20%的買受

出催繳欠款通知的 14 日後，Spink Group 有權出售該等拍賣

人酬金。若 通過 the-saleroom.com 成功競買時落槌價之額外 3%手續費用，

品或其他財物。本公司會將所得款項 用於結清閣下拖欠本

以及以信用卡結帳時之額外行政費用。 5.2 付款

公司之款項，餘額將退還予閣下； 5.5.1.4 不論閣下是否同意，倘閣下因不同交易而拖欠 Spink Group

5.2.1 閣下須向本公司提供閣下之全名及固定地址，並在要求時提供向本 公司付款的銀行之詳情。閣下須在出售日期后的七日內全數支付發

數筆款項，已付款將用於償付任何特定交易之欠款； 5.5.1.5 在未來的拍賣會上拒絕接受閣下作出或代閣下作出的任何

票金額。本條文在閣下擬出口拍賣品，且需要（或可能需要）提供 出口許可證時仍然適用。 5.2.2 在未將所有應付款項全數支付予本公司之前，閣下將不會獲得拍賣

競投， 或在接受閣下的競投前收取保證 金。 5.5.2 倘閣下未能在 35 日內付款，本公司還有權： 5.5.2.1 撤銷在同一或其他拍賣會上出售予閣下的拍賣品或任何其

品之所有權，即使本公司已將拍賣品讓與閣下。 5.2.3 付款應按以下方式之一以港幣進行： i.

他物 品； 5.5.2.2 重新安排公開或私下出售拍賣品，倘售價低於原先的價格，

由銀行直接匯至本公司賬戶，詳情載於發票。閣下將承擔所有

本公司將向閣下追償餘款及所有合理開支，包括 20%的賣

的 銀行相關開支。請確保閣下之客戶編號已列於匯款單。

方佣金、費用、賠償、訴訟費、酬金以及各類出售相關費

ii 使用支票或銀行匯票向 Spin China Limited 付款。請留意在非香 港銀行簽發支票或銀行匯票的手續費將由閣下承擔。請確保隨

用或因閣下未能付款而引發的其他費用；或 5.5.2.3當拍賣品重新拍賣，在拍賣目錄刊出閣下為前成功競投者，

附付印於發票底部的匯款憑條。 iii. 若使用 Visa 或萬事達咭付款，閣下須支付 3%的行政費; 若使用 美國運通信用咭付款，閣下須支付 4%的行政費。請留意所有美

5.6 未能提貨

國運通信用咭付款均將在本公司的倫敦辦事處以英鎊進行。本

倘貨物於出售後 14 日內仍未領取（無論是否已經付款），閣下須按每件

公司對閣下

貨物每日 30 港元之費率支付儲存費，外加任何

因使用信用咭付款而產生的任何外匯虧損或費用概不負責。 5.2.4 除登記時已為閣下作為第三方人士代理人之身份達成協定外，貨 款應由已登記之受買人而非第三方付。 5.3 通知

但未能付款；或 5.5.2.4 採取其他本公司認為合適的行動。

可能適用的處理費。在結清所有費用以及拖欠本公司的任何其他款項之 前，閣下無權領取拍賣品。 5.7 壞賬記錄 倘若閣下未能根據本條款及條件支付任何拍賣品

5.7.1 無論欠款已償還與否，本公司有權拒絕閣下繼續參與任何本公司

們可能保留相關記錄.

7.3

舉辦的拍賣會; 並 5.7.2 閣下同意本公司向其他拍賣公司或網絡競投平臺披露閣下的壞賬

司向其他拍賣公司或網絡競投平台披露有關的壞賬信息。 7.4

記錄,當中包括閣下姓名、住址、結欠性質和欠款日期。 拍賣公司 或其他網絡競投平臺將根據有關的壞賬記錄決定是否接受閣下的 競投。

本公司亦將與第三方（包括其他拍賣公司或網絡競投平台等）保持緊密 聯繫， 並可能向它們收集有關閣下的資料。

8

5.8 出口許可證

版權 8.1

5.8.1 貨物出口前，閣下須檢查是否需要出口許可證。

本公司有權（根據非專有基準）對拍賣品進行拍照、拍攝或以其他方法 製作相關拍賣品之影像。該等影像相關的所有權利均歸本公司所有，本

5.8.2 除非經本公司書面批準，否則申請出口許可證不會對閣下於 7 日

公司有權以本公司認為恰當之任何方式使用該權利。

內本公司付款之責任，以及本公司向閣下收取延期付款的利息之

8.2

權利產生影 響。

本公司擁有並始終擁有拍賣品相關的所有影像、插圖以及書面材料之版 權，並有權以本公司認為恰當的任何方式使用該版權。未事先徵得本公

5.8.3 除非經本公司書面批準，否則申請出口許可證不會對閣下於 7 日

司書面批準之前，閣下不得使用或允許任何他人使用該等影像、插圖以

內本公司付款之責任，以及本公司向閣下收取延期付款的利息之 權利產生影響。本公司無撤銷出售，或者退還閣下付款之利息或

根據條款5.11，倘若閣下拖欠本公司任何款項而拒絕付款，您同意本公

及書面材料。 9

期間觸發的其他開支(即使需申請出口許可證)之責任。

通告 根據本條款及條件發出的所有通告將由專人以一等郵件郵寄或傳真至由另一方

5.9 贗品之退款

向寄件人提供的地址。任何通過郵寄發出的通告將被視為已於郵寄後的第二個

5.9.1 倘本公司出售之拍賣品（而非圖錄中並無說明的混合物品）被證

工作日收取；倘地址位於海外，則為郵寄後的第五個工作日。任何傳真或由專

實為贗 品，本公司將撤銷出售並向閣下退還閣下已支付之款項。 在下列任何情況下，本公司概不負責退還任何款項 (a）倘拍賣日 之圖錄說明或展廳通告符合當時學者或專家普遍接受的意見，或

人送達之通告將被視為已於發出後首個工作日到達。 10

附加條文 10.1 不管是否涉及侵權行為（包括過失），違反法定義務，合同失實陳述，或

已清楚表明此類意見有爭議；或（b）只能用科學方法證明該拍賣

其他原因, 本公司一概不承擔以下責任：

品為贋品，而該科學方法是在拍賣品圖錄出版後才被普遍使用；

10.1.1

利潤損失，業務損失，商譽損毁和/或類似的損失，失去預期積

10.1.2

任何特殊，間接，連帶或純經濟損失，成本，損害，費用或開

或僅能用某種方法證明該拍賣品為贋品，而該種方法的使用費用 昂貴、不合實際或可能對拍賣品造成損害。此外，閣下 應注意，

蓄，貨物，合同，使用權，數據或信息; 或

滿足下述條件後方可獲得退款： 5.9.1.1

閣下須於拍賣日起計的七日內書面通知本公司閣下認為相 關拍賣品為贗品；

5.9.1.2

閣下須於十四日內將與拍賣日品相相同的物品退還予本公 司；及

5.9.1.3

5.9.1.4

支。 10.2 可分割性 倘本條款及條件的任何部份被任何法庭視為無效、不合法或不可强制執 行，其他部份則在法律允許的範圍內維持有效，各方須遵守執行。 10.3 不可抗力

退還拍賣品後，閣下須盡快提供符合本公司要求的證

倘本公司因行動、事件、不作為或本公司無法控制之事故，包括（但不

據，以證明相關拍賣品為贗品以及閣下有能力在免於任

限於）罷工、閉廠或其他行業糾紛（不論是否涉及本公司員工或任何其

何第三方申索的情況下，將物品所有權轉讓予本公司。

他方員工） 、公共服務或運輸網絡癱瘓、天災、戰爭、暴動、內亂、惡意

閣下須在取得證據後七日內向本公司提供該等證據，以證

損壞、遵守任何法律或政府命令、規定或指示、事故、廠房或機械故障、

明相關拍賣品為贋品。

火災、洪災、風暴或供應商或分包商違約而無法履行或遞延履行本公司

5.9.2 在任何情況下，閣下要求本公司就相關拍賣品向閣下支付的金額 不得超過閣下實際支付的金額，且閣下無權要求支付利息。 5.9.3 本擔保之利益不能轉讓，且僅面向本公司於相關拍賣品出售時向 其開立原始發票，以及出售後一直為相關拍賣品之所有 人，且無

根據本條款及條件所承擔之責任或無法繼續營業，本公司對閣下不承擔 任何責任。 10.4 豁免權利 10.4.1

向任何第三方出售該拍賣品任何權益 之人士。

並僅適用於所列情況時方為有效。一方未能行使或延遲行使本

5.9.4 本公司有權依賴任何科學方法或其他方法證明相關拍賣品非贗品，

條款及條件或法律所規定的任何權利或補救措施，不構成該等

不論該方法於拍賣日是否已經使用或正在使用。 6

(或任何其他）權利或補救措施之豁免，亦不排除或限制進一步

責任

行使相關權利或補救措施。行使單項或部份該等權利或補救措

此項免責聲明不會在任何方面免除或限制該等責任:

7

6.1

因本公司的疏忽所產生的人身傷亡; 或

6.2

因本公司的欺詐行為或失實陳述而產生的任 何損害或責任。

施並不排除或限制該等（或任何其他）權利或補救措施的進一 步行使。 10.4.2

收集個人資料之用途 7.1

閣下提供的個人資料將會用於： 7.1.1 競投拍賣品(無論成功與否)和其他本公司提供的拍賣相關服務；; 7.1.3 寄送拍賣品； 當相關機構（包括速遞公司、海關）向本公司查詢 有關拍賣品的事宜，閣下的個人資料將會被適度披露；; 7.1.4 通知閣下有關本公司提供的相關產品和服務，閣下可以隨時通知 本公司取消相關服務。 根據條款4.2，閣下同意本公司向信貸資料營運商披露您的個人資料，它

除另有說明外，本條款及條件產生之權利乃為累積，且不排除 法律所規定之權利。

10.5 法律及司法管轄區 10.5.1

7.1.2 支付成功競取的拍賣品；

7.2

本條款及條件規定的任何權利之豁免僅在其以書面形式列載，

本條款及條件以及任何因其或其客體產生或與之相關的任何糾 紛或申索， 將受香港法律規限，并根據香港法律解釋。

10.5.2

各方同意，香港法院擁有解決任何因本條款及條件或其客體產 生，或與之有關的糾紛或申索的非專有司法管轄。

10.6 本條款及條件以英文版本為准 該等條款及條件的英文版本與中文版本之間若有歧義之處，概以英文版 本為准。

SALE CALENDAR 2016 STAMPS 17 January 17 January 27/28 January 23 February 23 February 24 February 27/28 April April/May June 6/7 July

Meiso Mizuhara, The Exhibition Collection, China Customs Post Fine Stamps and Covers of China and Hong Kong The Philatelic Collector's Series Sale Drs. Joanne and Edward Dauer Collection of Australian States and Commonwealth The “Britannia” Collection of Barbados India, The De La Rue Issues The Philatelic Collector's Series Sale The Pre-New York 2016 Collector’s Series Sale The Jose Castillejo Collection of Guatemala, 1871-86 The Philatelic Collector's Series Sale

Hong Kong Hong Kong London London London London London New York New York London

16012 16013 16010 16038 16024 16023 16027 154 155 16030

COINS 16 January 27/28 January 22 March 22 March 22/23 March 29 June 29/30 June

Banknotes, Bonds & Share Certificates and Coins of China and Hong Kong The Numismatic Collector's Series Sale The Academic Collection of Lord Stewartby: English Coins part 1, Anglo-Saxon and Norman Coins The Dr Paul Broughton Collection of English Hammered Gold Coins Ancient, British & Foreign Coins and Commemorative Medals The Academic Collection of Lord Stewartby: English coins part 2, Plantagenet, Lancastrian and Yorkist Coins Ancient, British & Foreign Coins and Commemorative Medals

Hong Kong New York London London London London London

16011 323 16019 16014 16004 16020 16005

BANKNOTES 16 January 27/28 January 12 April 12/13/14 April 5 July

Banknotes, Bonds & Share Certificates and Coins of China and Hong Kong The Numismatic Collector's Series Sale The Bruce Smart Collection of Middle Eastern Banknotes World Banknotes World Banknotes

Hong Kong New York London London London

16011 323 16037 16008 16009

New York

323

21 April 21 July

The Numismatic Collector's Series Sale featuring The Liberty Collection of Medals and Artefacts Relating to the 1916 Easter Rising and Ireland's Fight for Independence Orders, Decorations, Campaign Medals & Militaria Orders, Decorations, Campaign Medals & Militaria

London London

16001 16002

BONDS & SHARES 16 January 27/28 January 27 May

Banknotes, Bonds & Share Certificates and Coins of China and Hong Kong The Numismatic Collector's Series Sale Bonds & Share Certificates of the World

Hong Kong New York London

16011 323 16017

AUTOGRAPHS 27/28 January

The Numismatic Collector's Series Sale

New York

323

WINES 15 January 8 April 23 June

An Evening with Great Whiskies and Spirits An Evening with Great Whiskies and Spirits An Evening with Great Whiskies and Spirits

Hong Kong Hong Kong Hong Kong

SFW18 SFW19 SFW20

MEDALS 27/28 January

The above sale dates are subject to change. ____________________________ Spink offers the following services: Valuation for insurance and probate for individual items or whole collections.

© Copyright 2015/16

HK$250

STAMPS COINS BANKNOTES MEDALS BONDS & SHARES AUTOGRAPHS BOOKS WINES

4/F, Hua Fu Commercial Building, 111 Queen’s Road West, Hong Kong Telephone +852 3952 3000 Fax +852 3952 3038 E-mail china@spink.com WWW.SPINK.COM