The Dr Paul Broughton Collection of English Hammered Gold Coins - 16014

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£25

STAMPS COINS BANKNOTES MEDALS BONDS & SHARES AUTOGRAPHS BOOKS WINES

69 Southampton Row, Bloomsbury, London WC1B 4ET www.spink.com

 235 THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS  22 MARCH 2016  LONDON

© Copyright 2016

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

22 MARCH 2016

LONDON

Spink 16014 Coins cover.qxp_Layout 1 17/02/2016 18:30 Page 2

GROUP CHAIRMAN AND CEO Olivier D. Stocker

SALE CALENDAR 2016

YOUR SPECIALISTS STAMPS UK - Tim Hirsch FRPSL Guy Croton David Parsons Nick Startup Neill Granger Paul Mathews Dominic Savastano Tom Smith George James Ian Shapiro (Consultant) USA - George Eveleth Richard Debney EUROPE - Guido Craveri Fernando Martínez CHINA - Doris Lo George Yue (Consultant) COINS UK - Richard Bishop Tim Robson Malene Wagner Lawrence Sinclair Barbara Mears John Pett USA - Greg Cole Muriel Eymery Stephen Goldsmith (Special Consultant) CHINA - Kin Choi Cheung Paul Pei Po Chow BANKNOTES UK - Barnaby Faull Andrew Pattison Monica Kruber Thomasina Smith USA - Greg Cole Stephen Goldsmith (Special Consultant) CHINA - Kelvin Cheung Paul Pei Po Chow ORDERS, DECORATIONS, MEDALS & MILITARIA UK - Mark Quayle Oliver Pepys John Hayward (Consultant) BONDS & SHARES UK - Mike Veissid (Consultant) Andrew Pattison Thomasina Smith USA - Greg Cole EUROPE - Peter Christen CHINA - Kelvin Cheung BOOKS UK - Philip Skingley Michael Hyman Nik von Uexkull AUTOGRAPHS USA - Greg Cole Stephen Goldsmith (Special Consultant) WINES CHINA - Guillaume Willk-Fabia Angie Ihlo Fung YOUR EUROPE TEAM (LONDON - LUGANO) Directors Tim Hirsch Anthony Spink Auction & Client Management Team Mira Adusei-Poku Rita Ariete Grace Hawkins Dora Szigeti Tatyana Boyadzhieva Nik von Uexkull John Winchcombe Maurizio Schenini Finance Alison Bennet Marco Fiori Mina Bhagat Dennis Muriu Hemel Thakore Veronica Morris IT & Administration Berdia Qamarauli Michael Addo Liz Cones Curlene Spencer Tom Robinson Cristina Dugoni Giacomo Canzi YOUR AMERICA TEAM (NEW YORK) Managing Director Charles Blane Auction Administration and Marketing & Design Polona Hribovsek Finance & Administration Amit Ramprashad Auctioneer Stephen Goldsmith (Special Consultant) YOUR ASIA TEAM (HONG KONG - SINGAPORE) Administration Angie Ihlo Fung Newton Tsang Sue Pui Arthur Chan Doris Lo Gary Tan

STAMPS 23 February 23 February 24 February 27-28 April May June 11 June 22 June 6-7 July 13 July

The Drs. Joanne and Edward Dauer Collection of Australian States and Commonwealth The “Britannia” Collection of Barbados India, The De La Rue Issues The Philatelic Collector’s Series Sale The Pre-New York 2016 Collector’s Series Sale The Jose Castillejo Collection of Guatemala, 1871-86 The Philatelic Collector’s Series Sale Great Britain Stamps and Postal History The Philatelic Collector’s Series Sale Autographs, Historical Documents, Ephemera and Postal History

London London London London New York New York Hong Kong London London London

16038 16024 16023 16027 154 155 CSS18 16029 16030 16043

London London London Hong Kong London New York

16019 16014 16004 CSS21 16042 324

London London Hong Kong

16020 16005 CSS23

The Numismatic Collector’s Series Sale The Bruce Smart Collection of Middle East and North Africa World Banknotes The Numismatic Collector’s Series Sale World Banknotes The Numismatic Collector’s Series Sale

Hong Kong London London New York London Hong Kong

CSS21 16037 16008 324 16009 CSS23

Orders, Decorations, Campaign Medals & Militaria Orders, Decorations, Campaign Medals & Militaria

London London

16001 16002

The Numismatic Collector’s Series Sale Bonds & Share Certificates of the World The Numismatic Collector’s Series Sale The Numismatic Collector’s Series Sale

Hong Kong London New York Hong Kong

CSS21 16017 324 CSS23

The Numismatic Collector’s Series Sale Autographs, Historical Documents, Ephemera and Postal History

New York London

324 16043

An Evening of Great Whiskies and Spirits An Evening of Great Whiskies and Spirits

Hong Kong Hong Kong

SFW19 SFW20

COINS 22 March 22 March 22/23 March 7 April 12 May 22/23 June 29 June 29/30 June 25 August

The Academic Collection of Lord Stewartby: English Coins part 1, Anglo-Saxon and Norman Coins The Dr Paul Broughton Collection of English Hammered Gold Coins Ancient, British & Foreign Coins and Commemorative Medals The Numismatic Collector’s Series Sale Ancient and World Coins including European Coins from the Peter Woodhead Collection The Numismatic Collector’s Series Sale The Academic Collection of Lord Stewartby: English coins part 2, Plantagenet, Lancastrian and Yorkist Coins Ancient, British & Foreign Coins and Commemorative Medals The Numismatic Collector’s Series Sale

BANKNOTES 7 April 12 April 12/13/14 April 22/23 June 5 July 25 August MEDALS 21 April 21 July BONDS & SHARES 7 April 20 May 22/23 June 25 August AUTOGRAPHS 22/23 June 13 July WINES 8 April 23 June

The above sale dates are subject to change Ken Imase kimase@spink.com

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THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS 22 March 2016 in London and on *

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Tuesday 22 March 2016 at 2.00 p.m.

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At Spink London Friday 18 March 2016 10.00 a.m. - 5.00 p.m.

Monday 21 March 2016 10.00 a.m. - 5.00 p.m.

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THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

429

436

441

Order of Sale TUESDAY 22 MARCH 2016 Commencing at 2.00 p.m Lots EDWARD III (1327-77)

401-407

RICHARD II (1377-99)

408-410

HENRY V (1413-22)

411-412

HENRY VI (FIRST REIGN 1422-61)

413-419

EDWARD IV (FIRST REIGN 1461-70)

420-422

HENRY VI (SECOND REIGN 1470-71)

423-424

RICHARD III (1483-85)

425

HENRY VII (1485-1509)

426-427

HENRY VIII (1509-47)

428-432

EDWARD VI (1547-53)

433-435

MARY (1553-54)

436

PHILIP AND MARY (1554-58)

437

ELIZABETH I (1558-1603)

438-444

JAMES I (1603-25)

445-458

CHARLES I (1625-49)

459-466

COMMONWEALTH (1649-60)

467-473

CHARLES II (1660-85)

474 END OF SALE

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March 22, 2016 - LONDON

TUESDAY 22 MARCH 2016 Commencing at 2.00 p.m All lots are subject to Terms and Conditions for Buyers printed at the back of this catalogue Estimates The estimated selling price of each lot is printed below the lot description and does not include the Buyer’s Premium.

Bidders should bear in mind that estimates are prepared well in advance of the sale and are not definitive.

They are subject to revision.

Please note that bidders who acquire lots on the-saleroom.com will have a fee of 3% on the hammer price added to their invoice for using this facility. Spink is pleased to continue to offer our brand new on-line bidding platform Spink Live for no charge through www.spink.com.

401 401 (x1.5) x401

Edward III (1327-1377), third coinage, third period, 1346-51, Quarter-Noble, 2.04g, + EDWAR R ANGL Z FRANC D HYB, shield in tressure of six arcs, rev. + EXALBITVR IN GLORIA, cross fleury in tressure of eight arcs, E in centre (Schneider 7; N.1112; S.1483), about extremely fine, scarce

£600-800

PROVENANCE: Bonham’s, London, 20 April 2006, lot 358

402 402 (x1.5) x402

Edward III (1327-1377), fourth coinage, pre-Treaty period (1351-61), Noble, 7.59g, London, class C/E, mule, m.m. cross 2 EDWARD DEI GRA REX ANGL Z FRANC D HYB, king standing facing in ship, holding sword and shield, rev. + IHC AVTEM TRAIICIEIIS P MEDIVM ILLORVM IBAT, floriate cross with lis at ends, E in centre (Schneider 21; N.1144/60; S.1486/1488), better than very fine, extremely rare PROVENANCE: Doubleday collection, Glendining, 7 June 1972, lot 48 St. James’s auction, 27 September 2006, lot 163

3

£3,000-4,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

403

403 (x1.5)

x403

Edward III (1327-1377), pre-Treaty period (1356-1361), Noble, 7.68g, series F/Gb or Gc, mule, London, m.m. cross pattée, EDWARD DEI GRA REX ANGL Z FRANC D HYB, king standing facing in ship, holding sword and shield.; ornaments -11-11-, ropes 3/3, quatrefoils 3/4. lis 3; E’s broken in legend, saltire stops, double A in FRANC, rev. + IHT AVTEM TRAIICIEIIS P MEDIVM ILLORVM IBAT, floriate cross with lis at ends and small E in centre, crowned lions in quarters, all within tressure of eight arches, small annulet stops, unbroken C and E, small lis by lion in second quarter (Lawrence dies AQ/7-8; Schneider 37-38 var. (Gg reverse; same obverse die); N.1173/1183; S.1489/1490), nearly extremely fine, a few minor marks on edge, well struck, very rare PROVENANCE:

Marshall Faintich collection Classical Numismatic Group, auction 73, 13 September 2006, lot 1245 Note: the series F obverse die used for this coin was muled with both Gb-Gc and Gg reverses

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£3,000-4,000

March 22, 2016 - LONDON

404

404 (x1.5)

x404

Edward III (1327-1377), fourth coinage, Treaty period, Noble, 7.33g, London, m.m. cross potent, EDWARD DEI GRA REX ANGL DNS HYB Z AQT, king standing facing in ship, holding sword and shield, rev. + IHC AVTEM TRANSIENS PER MEDIV ILLORVM IBAT, floriate cross with lis at ends, E in centre (cf. Schneider 75-76, both with saltire before EDWARD; N. -; S.1502; L. A. Lawrence: 1933 Numismatic Chronicle, pp. 15-79 , plate XV11:4), good very fine, an extremely rare variety This obverse die is described by Lawrence (pl. XVII:4 [same obverse die]) as being from Group C, with annulet before Edward and a crescent on the forecastle, but it clearly does not have either of these features.

The obverse die in question was mis-described by Lawrence. He stated that it had an annulet before EDWARD and a crescent on the forecastle which it does not. Therefore, although the coin is from the same die as the coin illustrated by Lawrence, it does not match Lawrence’s description in the text. This coin is not the coin illustrated by Lawrence, as although the obverses are from the same die, the reverses are from different dies. When North was preparing his book he presumably just went by the text in Lawrence and failed to notice the discrepancy between the description and the coin illustrated. This variety is not listed by North as according to his listing, all Treaty period nobles of London (North 1231-1233) have either a saltire or an annulet before EDWARD (L. A. Lawrence: 1933 Numismatic Chronicle, pp. 15-79, plate XV11:4) PROVENANCE

Baldwin’s auction 43, London, 11 October 2005, lot 2254

5

£3,000-4,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

405 405 (x1.5) x405

Edward III (1327-1377), fourth coinage, Treaty period 1361-69, Noble, 7.71g, London, series B, m.m. cross pattée, EDWARD DEI GRA REX ANGL D HYB Z AQT, king standing facing in ship, holding sword and shield, annulet before Edward, rev. + IHC AVTEM TRANSIENS PER MEDIV ILLORVM IBAT, floriate cross with lis at ends, large E in centre, double saltire stops (cf. Schneider 87; N.1232; S.1503), extremely fine

£3,000-4,000

PROVENANCE:

Clarendon collection, Bonham’s, London, 28 March 2006, lot 342

406

406 (x1.5)

x406

Edward III (1327-1377), fourth coinage, treaty period 1361-69, Noble, 7.65g, Calais, EDWARD DEI GRA REX ANGL DNS HYB Z AQT, voided quatrefoil before EDWARD and saltires either side of Z, king standing facing in ship, holding sword and shield, flag at stern, rev. + IHC AVTEM TRANSIENS PER MEDIV ILLORVM IBAT, floriate cross with lis at ends, E in centre (cf. Schneider 102; N.1236; S.1504), a delightful coin, well centred with a superb portrait, lustrous extremely fine PROVENANCE:

Goldberg auction 44, 13 February 2008, lot 3972 WWW.SPINK.COM

£6,000-8,000

March 22, 2016 - LONDON

407 407 (x1.5) x407

Edward III (1327-1377), post-Treaty 1369-77, Noble, 7.66g, group III, London, m.m. cross potent, EDWARD DI GRA REX ANGL Z FRANC DNS HIB Z AQ, king standing facing in ship, holding sword and shield, ornaments 1-1-1-1, ropes 3/1, quatrefoils 4/4, lis 4, saltire stops, annulet above sail, rev. + IHC AVTEM TRANSIENS PER MEDIVM ILLORVM IBAT, floriate cross with lis at ends and small E and pellet in centre; crowned lions in quarters, chevron barred A in IBAT (Lawrence 1; Schneider 112/114 (obv./rev.); N.1278; S.1518), nearly extremely fine, struck from fresh dies

£3,000-4,000

PROVENANCE:

Classical Numismatic Group, Triton X, 8 January 2007, lot 1321

408

408 (x1.5) x408

Richard II (1377-1399), Noble, 7.80g, London, Series IIA, crude style, m.m. cross pattée, RICARD DEI GRA REX ANGL DNS HIB Z AQT, king standing facing in ship, holding sword and shield, saltire over sail, without French title, rev. + IHC AVTEM TRANSIENS PER MEDIV ILLORV IBAT, floriate cross with lis at ends, R in centre, double saltire stops (Schneider 146 same dies; N.1304 (2); S.1655), a clean example with strong detail throughout, almost extremely fine PROVENANCE:

Glendining, 3 October 1963, lot 23 Glendining, 4 March 1981, lot 13 Clarendon collection, Bonham’s, London, 28 March 2006, lot 433 7

£4,000-5,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

409 409 (x1.5)

x409

Richard II (1377-1399), Noble, 7.68g, series IIIA, fine style, London, m.m cross potent, RICARD DI GRA REX ANGL Z FRANC DNS HI Z AQ, king standing facing in ship, holding sword and shield, French title resumed, rev. + IHC AVTEM TRANSIENS PER MEDIV ILLORVM IBAT, floriate cross with lis at ends, R in centre (Schneider 159 same obverse die; N.1303 (1); S.1656), struck on a broad flan, minor scrape centre of obverse, crisp strike overall, the face of the king well detailed, good extremely fine, rare

£4,000-5,000

PROVENANCE:

R C Lockett, Glendining, 11 October 1956, lot 1330 St James’s auction 7, 8 February 2008, lot 67

410 410 (x1.5)

x410

Richard II (1377-1399), Noble, 7.72g, Calais, Series IIIC with French title resumed, m.m. cross pattée RICARD DEI GRA REX ANGL D HIB Z AQT, king standing facing in ship, holding sword and shield, flag at stern, lion on rudder, pellet above and below the shield, rev. + IHC AVTEM TRANSIENS PER MEDIVM ILLORVM IBAT, floriate cross with lis at ends, R in centre, double saltire stops (N.1307 (2); S.1663), double struck on reverse, good very fine PROVENANCE:

Clarendon collection, Bonham’s, London, 28 March 2006, lot 435

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£5,000-6,000

March 22, 2016 - LONDON

411 411 (x1.5) x411

Henry V (1413-1422), Noble, 6.95g, type E, London, HENRIC DI GRA REX ANGL Z FRANC DNS HYB, king standing facing in ship, holding sword and shield, pellet at sword point, mullet and annulet by sword arm, trefoil by shield, annulet on ship, rev. + IHC AVTEM TRANSIENS PER MEDIV ILLORV IBA, floriate cross with lis at ends, H in centre, extra pellet in one quarter and saltire in another (cf. Schneider 251; N.1373; S.1744), about extremely fine with good portrait

£4,000-5,000

PROVENANCE:

St James’s auction 6, 8 June 2007, lot 60

412 412 (x2)

x412

Henry V (1413-1422), Quarter-Noble, 1.75g, type C, London, m.m. pierced cross, + HENRIC DI GRA REX ANG Z F, quartered shield of arms with lis above, quatrefoil and annulet at sides, trefoils at points of tressure of eight arcs, rev. + EXALTABITVR IN GLORIA, initial mark pierced cross, lis at centre, stars in angles of centre panel (Schneider 213; N.1381/1; S.1754), neatly struck on a broad flan, very fine PROVENANCE: Baldwin’s auction 62-63, 29 September 2009, lot 219

9

£2,000-2,500

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

413

413 (x1.5)

x413

Henry VI (first reign, 1422-1461), Noble, 7.66g, annulet issue, London, mule with obverse of Henry V, class F, m.m. lis on reverse only, HENRIC DI GRA REX ANGL Z FRANC DNS HYB, king standing facing in ship, holding sword and shield, mullet and annulet by sword arm, trefoil by shield and on ship’s side, quatrefoil over sail, rev. IHC AVT TRANSIENS PER MEDIVM ILLORV IBAT, floriate cross with lis at ends, H in centre, annulet in first spandrel (Whitton mule (a); cf. Schneider 268; N.1374/1414; S.1746/1799), an extremely rare and interesting mule, very fine and clear, a pleasing coin PROVENANCE:

Spink auction 169, 15 July 2004, lot 231 Nobles were struck muling observe dies of each the last three classes (E, F, and G) of Henry V with annulet reverse dies of Henry VI. All such mules are extremely rare, and the only other F/annulet mule offered at auction in the last 40 years was a coin from the Pulham hoard struck from the same dies as this piece (Christie’s, May 28, 1985, lot 32)

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£4,000-5,000

March 22, 2016 - LONDON

414

414 (x1.5)

x414

Henry VI (first reign, 1422-1461), Noble, 6.95g, annulet issue, London, mule with obverse of Henry V, class G, m.m. lis on reverse only, HENRIC DI GRA REX ANGL Z FRANC DNS HYB, king standing facing in ship, holding sword and shield, mullet after HENRIC struck over an annulet, rev. IHC AVT TRANSIENS PER MEDIVM ILLORV IBAT, floriate cross with lis at ends, H in centre, mullet after IHC, annulet in one spandrel (cf. Whitton p. 79 (b); Schneider 269; N.1375/1414; S.1800), an attractive coin, extremely fine, very rare PROVENANCE: Brokes Road, Reigate, Surrey, Hoard (1990) Glendining, 8 December 1992, lot 42 DNW, Coinex auction, 24 September 2008, lot 3867

There were three examples in the Fishpool Hoard (1996), and one in the Pulham Hoard (1985)

11

ÂŁ5,000-6,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

415

415 (x1.5)

x415

Henry VI (first reign, 1422-1461), Noble, 6.95g, annulet issue, London, m.m. lis, HENRIC (lis) DI GRA REX ANGL Z FRANC DNS HYB, king standing facing in ship, holding sword and shield, annulet at sword arm, rev. IHC AVT TRANSIENS PER MEDIVM ILLORV IBAT, floriate cross with lis at ends, H in centre, annulet in first spandrel (Whitton 7(d); cf.

Schneider 285; N.1414; S.1799), an attractive and full round coin, mint state as struck, extremely fine PROVENANCE:

Marshall collection, Spink auction 167, 31 March 2004, lot 4

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ÂŁ5,000-6,000

March 22, 2016 - LONDON

416

416 (x1.5)

x416

Henry VI (first reign, 1422-1461), Noble, 6.91g, annulet issue, Calais, m.m. lis on reverse only, HENRIS (lis) DI GRA REX ANGL Z FRANC DNS HYB, lis and trefoil stops, king standing facing in ship, holding sword and shield, annulet by wrist, flag at stern, rev. IHC AVT TRANSIENS PER MEDIVM ILLORV IBAT, floriate cross with lis at ends, H in centre, annulet in first spandrel of second quarter, annulet stops (Whitton 5; cf. Schneider 299-300; N.1415; S.1803), nearly extremely fine PROVENANCE:

DNW, 13 December 2006, lot 87

13

ÂŁ5,000-6,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

417 417 (x1.5)

x417

Henry VI (first reign, 1422-1461), Half-Noble, annulet issue, London, m.m. lis on reverse, HENRIC DI GRA REX ANGL Z FRANC, king standing facing in ship, holding sword and shield, rev. DOMINE NE IN FVRORE TVO ARGVAS ME, floriate cross with lis at ends, H in centre (N.1417; S.1805), the Half-Noble is rarer in high grade than the Noble, an exceptionally round and well-struck example, NGC graded MS-64

£2,500-3,000

PROVENANCE:

Spink auction 161, 14 November 2002, lot 101 Cheshire collection, Goldberg auction 31, 30 May 2005, lot 2089 Dr Robert D. Hesselgesser collection, Goldberg auction 42, 26 September 2007, lot 794

418 418 (x1.5)

x418

Henry VI (first reign, 1422-1461), Half-Noble, 3.46g, annulet issue, London, mule, obverse of Henry V, class G, mm. lis on reverse, HENRIC DI GRA REX ANGL Z FR, mullet after HENRIC, king standing facing in ship, holding sword and shield, quatrefoil over sail, rev. DOMINE NE IN FVRORE TUO ARGVAS ME, floriate cross with lis at ends, H in centre, mullet after DOMINE, annulet in one spandrel (cf. Whitton p. 82 (a); Schneider 272-273 same obverse die; N.1380/1417; S.1806), slightly creased, otherwise very fine or better, very rare PROVENANCE:

Brokes Road, Reigate, Surrey, Hoard (1990) Glendining, 8 December 1992, lot 63 DNW, Coinex auction, 24 September 2008, lot 3868

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£3,000-4,000

March 22, 2016 - LONDON

419

419 (x1.5)

x419

Henry VI (first reign, 1422-1461), Noble, rosette-mascle issue 1427-30, London, m.m. lis on reverse, HENRIC DI GRA REX ANGL FRANC DNS HYB, king standing facing in ship, holding sword and shield, lis by sword arm, rev. IHC AVT TRANSIENS PER MEDIVM ILLORV IBAT, floreate cross, H at centre, stops, rosettes and mascles (N.1439; S.1817), mint state with a superb portrait, NGC graded MS-63, very rare PROVENANCE:

Baldwin’s auction 24, 9 October 2000, lot 988 Cheshire collection, Goldberg auction 31, 30 May 2005, lot 2099 Dr. Robert D. Hesselgesser collection, Goldberg auction 42, 26 September 2007, lot 793

15

£6,000-8,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

420

420 (x1.5)

x420

Edward IV (first reign, 1461-1470), light coinage 1466-67, Ryal or Rose Noble, 7.63g, London, m.m. crown on reverse, EDWARD DI GRA REX ANGL Z FRANC DNS HI, king standing facing in ship, carrying sword and shield, rose on side and flag with E, rev. IHC AVT TRANSIENS PER MEDIVM ILLORVM IBAT, rose over sun with fleurs in spandrels (Schneider 363; N.1549; S. 1950), very fine, wavy flan PROVENANCE:

Classical Numismatic Group, auction 158, 14 February 2007, lot 297

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ÂŁ2,000-2,500

March 22, 2016 - LONDON

421

421 (x1.5)

x421

Edward IV (first reign, 1461-1470), light coinage 1464-70, Ryal, 7.61g, Bristol mint, m.m. crown on reverse, EDWARD DI GRA REX ANGL Z FRANC DNS I B, king standing facing in ship, holding sword and shield, B in waves below, rev. IHC AVTEM TRANSIENS PER MEDIVM ILLORVM IBAT, crowned sunburst, rose in centre, small trefoils in spandrels (Schneider 419; N.1550; S.1954), lustrous with crisp strike on a round flan, not quite full, legends and the king’s facial features especially well detailed, about extremely fine, rare, NGC graded MS-63 PROVENANCE: Spink auction 32, 30 November 1983, lot 281 Dr Jacob Y. Terner collection Goldberg ‘Millennia’ collection, 26 May 2008, lot 281

17

£5,000-7,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

422

422 (x1.5)

x422

Edward IV (first reign, 1461-1470), light coinage 1464-70, Half-Ryal, 3.98g, Bristol mint, m.m. crown on reverse, EDWARD DI GRA REX ANGL Z FRANC, king standing facing in ship, holding sword and shield, B in waves below, rev. DOMINE NE IN FVRORE TVO ARGVAS ME, crowned sunburst, rose in centre (Schneider 420; N.1555; S.1960), very rare, type VII, minted July 1466 to July 1467 only, a superb, lustrous example, crisp strike, slightly short of flan, about extremely fine with a good portrait, NGC graded MS-65 PROVENANCE:

Lockett, Glendining, 27 April 1960, lot 4021 Norweb, Spink auction 45, 13 June 1985, lot 193 Dr Jacob Y. Terner collection Goldberg ‘Millennia’ collection, 26 May 2008, lot 282

WWW.SPINK.COM

£5,000-7,000

March 22, 2016 - LONDON

423

423 (x2)

x423

Henry VI (second reign, 1470-1471), Half-Angel, 2.54g, London, m.m./cross pattée on reverse, HENRIC DI GRA REX.ANGL Z FR/A, St Michael vanquishing Satan, trefoil stops, rev. + O:/CRVX. AVE. SPES: V. NICA, cross dividing h and lis above shield within ship, trefoil stops (Schneider 444 - same dies; N.1615; S.2080), slight crease, almost very fine, extremely rare PROVENANCE:

A metal detector find 10 miles north of Shrewsbury, Shropshire Spink auction auction 201, 26 November 2009, lot 180 Extremely rare, only a few extant. This was the second sale of this coin type since the sale by Spink in 1985 of the Norweb collection. The other was an inferior example with cracked centre (Spink auction 199, 25 June 2009, lot 485)

19

£15,000-20,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

424 424 (x2) x424

Edward IV (second reign, 1471-1483), Angel, 5.18g, m.m. cinquefoil, EDWARD DEI GRA REX ANGL Z FRANC, St Michael vanquishing Satan, rev. PER CRVCEM TVA SALVA NOS XPE REDEMPT, cross dividing E and rose above shield within ship (B&W XXI; cf. Schneider 466; N.1626; S.2091), nearly extremely fine

£1,500-2,000

PROVENANCE:

DNW, 13 December 2006, lot 95

425

425 (x2) x425

Richard III (1483-1485), Angel, 5.04g, type 2B/1 mule, m.m. boar’s head no. 1 (over sun and rose no. 1) on obverse, halved sun and rose no. 1 on reverse, RICARD DI GRA REX ANGL Z FRANC, St Michael vanquishing Satan, rev. PER CRVCEM TVA SALVA NOS XPC REDEMPT, cross dividing H and rose above shield within ship, R over E (Schneider 484, same obv die; N.1676; S.2151), good very fine, very rare PROVENANCE:

DNW, 22 February 1995, lot 136 DNW, Coinex auction, 24 September 2008, lot 3878

WWW.SPINK.COM

£12,000-15,000

March 22, 2016 - LONDON

426 426 (x1.5) x426

Henry VII (1485-1509), Angel, 5.18g, class V, m.m. cross crosslet, HENRIC DI GRA REX St. Michael vanquishing Satan, both feet on dragon, cross crosslet spear shaft, one saltire by halo, rev. PER CRVCEM TVA SALVA NOS XPE RED, cross dividing H and rose above shield within ship, double saltire/rosette stops, double rosette after PER (cf.

Schneider 536 (obv.); PW class II(b), 2 var.; N.1698; S.2186), a full round crisply struck coin, almost extremely fine, this reverse die, with a double rosette stop after PER, is apparently unpublished, very rare

AGLIE Z FRA,

£3,500-4,500

PROVENANCE: Spink Numismatic Circular, August-September 1942, item 15770 Marshall collection, Spink auction 167, 31 March 2004, lot 9

427 427 (x2)

x427

Henry VII (1485-1509), Half-Angel, 2.54g, type III, m.m. pansy, HENRIC DI GRA REX ANGLI, St Michael vanquishing Satan, rev. O CRVX AVE SPES VNICA, cross dividing H and rose above shield within ship (N.1700; S.2189), abrasion in waves otherwise a superb piece, almost extremely fine PROVENANCE: Maj. W.S. Thorburn, Sotheby, 6-8 July 1887, lot 64, £1.9/- to Spink Sir A. Prevost, Glendining, 22 January 1919, lot 43 Lockett, Glendining, 4 November 1958, lot 3192 Lockett collection St James’s auction 7, 8 February 2008, lot 83

21

£2,500-3,500

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

428

428 (x1.5)

x428

Henry VIII (1509-1547), first coinage, Angel, m.m castle with pellet before, HENRIC VIII DI GRA REX AGL Z FR, St. Michael vanquishing Satan, both feet on dragon, rev. PER CRVCE TVA SALVA NOS REDE, cross dividing H and rose above shield within ship (Schneider 557; N.1760; S.2265), lustrous surfaces, almost fully struck on a broad flan with bold legends complete to the outer rim beads, with a wonderfully detailed face of St Michael, die-lines visible in the fields, uncirculated PROVENANCE:

Heritage auction 458, 7 January 2008, lot 51164

WWW.SPINK.COM

ÂŁ2,500-3,000

March 22, 2016 - LONDON

429

429 (x1.5)

x429

Henry VIII (1509-1547), second coinage, Sovereign, 15.31g, , m.m. lis (over sunburst on obverse) HENRICVS DEI GRACIA REX ANGLIE ET FRANC DNS HIB, king enthroned holding orb and sceptre, portcullis at feet, rev. IHESVS AVTEM TRANSIENS PER MEDIVM ILLORVM IBAT, square-topped shield on Tudor rose, within double tressure, double saltire stops (Whitton O1d/R4; Schneider 570/1 (same obv./rev. dies); N.1782; S.2267), struck on a small flan, very fine scratches in field, very fine or better, rare PROVENANCE: R Huth, Sotheby, 4 April 1927, lot 34 Glendining, 19 June 1974, lot 8 Spink auction 166, 12 November 2003, lot 11

23

ÂŁ25,000-30,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

430 430 (x1.5)

x430

Henry VIII (1509-1547), second coinage, Angel, 5.11g, m.m. lis, HENRIC VIII DI GRA REX AGL Z FRA, St. Michael vanquishing Satan, rev. PER CRVCE TVA SALVE NOS XPE REDETO, cross dividing H and rose above shield within ship, double saltire stops (cf. Schneider 574; N.1783; S.2268), faint scratch in obverse field, a clear and evenly toned coin, very fine, very rare

£3,500-4,500

PROVENANCE:

Spink auction 172, 31 March 2005, lot 232 The very rare second coinage Angel of Henry VIII is distinguished from the normal third coinage piece by reading HENRIC VIII, rather than HENRIC 8

431

431 (x1.5)

x431

Henry VIII ( 1509-1547), third coinage, Half-Sovereign, 6.20g, Southwark, S HENRIC 8 D G AGL FRANCI Z HIB REX, king enthroned facing, holding orb but no sceptre, rose below, rev. S IHS AVTE TRANSIENS PER MEDIVM ILLOR IBAT, crowned shield with lion and griffin supporters, E below (Schneider -; N.1828; S.2297), about extremely fine on a full flan with good portrait of king, rare variety without the sceptre PROVENANCE:

Major David Poll collection, St James’s auction 12, 6 November 2009, lot 1149 WWW.SPINK.COM

£6,000-8,000

March 22, 2016 - LONDON

432 432 (x1.5)

x432

Henry VIII (1509-1547), third coinage, Angel, 5.13g, m.m. lis, HENRIC 8 D G AGL FRA Z HIB REX, St Michael vanquishing Satan, annulet to left of nimbus, rev. PER CRVCE TVA SALVA NOS XPE REDE, cross dividing H and rose above shield within ship, anulet on side of ship (cf. Schneider 624; N.1830; S.2299), good very fine

£1,500-2,000

PROVENANCE: DNW, 28 September 2006, lot 567

433 433 (x1.5)

x433

Edward VI (1547-1553), first period, Half-Sovereign, 5.88g, Southwark, m.m. E over arrow/E, EDWARD 6 D G AGL FRAN ZHIB REX, king enthroned facing, holding orb and sceptre, rose below, rev. IHS AVTEM TRANSIENS PER MEDI ILLOR IBAT, crowned shield with lion and griffin supporters, reversed E below (Schneider 665 same obverse die; N.1893, S.2430), good very fine to almost extremely fine with unusually well-struck portrait PROVENANCE:

St James’s auction 6, 8 June 2007, lot 75

25

£3,500-4,500

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

434

434 (x1.5)

x434

Edward VI (1547-1553), third coinage, Sovereign of Twenty Shillings, 11.16g, m.m. y, EDWARD VI D G AGL FRA Z HIB REX, crowned half-length figure of king right, holding orb and sword, rev. IHS AVTE TRANCI PER MEDIV ILLOR IBAT, crowned shield with lion and griffin supporters, ER below (cf. Schneider 690; N.1927; S.2450), creased, otherwise very fine, lightly toned, rare PROVENANCE:

C H B Morton, Earl of Ducie, Glendining, 5 October 1949, lot 16 Glendining, 17 July 1962, lot 20 Glendining, 6 June 1991, lot 841 Spink auction 181, 30 March 2006, lot 1028 There are two mint marks for the third coinage gold issued at the Tower, tun, and letter Y. The letter Y probably refers to the Under Teasurer Sir John Yorke (just as the ostrich head mark used at Southwark is regarded as a punning allusion to the treasurer Sir Edmund Peckham). Of the two marks, the letter Y is much rarer that the tun.

WWW.SPINK.COM

ÂŁ15,000-20,000

March 22, 2016 - LONDON

435

435 (x1.5)

x435

Edward VI (1547-1553), third coinage, Half-Sovereign, 5.51g, m.m. y, EDWARD VI D G AGL FRA Z HIB, crowned half-length figure of king right, holding sword and orb, rev. IHS AVTE TRANCI PERMED ILLO IBA, crowned square topped shield, E-R at sides (Schneider 693 same obverse die; N.1928; S.2451), two small flan cracks on edge, bold strike, almost extremely fine PROVENANCE:

Künker auction 121, 13 March 2007, lot 2086

27

£8,000-10,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

436

436 (x1.5)

x436

Mary (1553-1554), Sovereign, 15.32g, 1553, m.m. pomegranate, MARIA D G ANG FRA Z HIB REGINA MDLIII, queen enthroned holding orb and sceptre, portcullis at feet, rev. A DNO FACTV EST ISTV Z EST MIRA IN OCVL NRIS, square-topped shield in centre of Tudor rose, within double tressure, double annulet stops, single annulet after NRIS (Schneider 704 same obverse die; N.1956; S.2488), very slightly creased, a small scratch to right of shield, otherwise a sharply struck coin with excellent portrait, and original bright underlying lustre, almost extremely fine, rare PROVENANCE:

Glendining, 18 November 1930, lot 172 Spink auction 63, 28 March 1988, lot 173 Spink auction 161, 14 November 2002, lot 118 Samuel King collection, Spink auction 173, 5 May 2005, lot 41

WWW.SPINK.COM

ÂŁ20,000-25,000

March 22, 2016 - LONDON

437

437 (x2)

x437

Philip and Mary (1554-1558), Angel, 5.15g, m.m lis, PHILIP’. Z: MARIA: D’. G’. REX. Z. REGINA. A’, St Michael of old style with small wings, vanquishing Satan, rev. A. DNO’.

FACTVM: EST. ISTVD: Z: EST: MIRAB’, cross dividing P-M above shield on rudderless ship, wire line inner circles both sides (Schneider 727 same obverse die; N.1965; S.2496), good very fine on a full round flan, rare PROVENANCE:

Major W.S. Thorburn, Sotheby, 6-8 July 1887, lot 90 J.G. Murdoch, part 1, 31 March - 4 April 1903, lot 550 H.P. Hall, Glendining, 26-27 July 1950, lot 80, collection bought en bloc by Spink prior to the sale R.D. Beresford-Jones, Spink auction 29, 2 June 1983, lot 63

29

£15,000-20,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

438 438 (x1.5)

x438

Elizabeth I (1558-1603), second issue 1560-61, Angel, 5.02g, m.m. cross crosslet, ELIZABETH D G ANG FR ET HIB REGINA, St. Michael standing vanquishing Satan, rev. A DNO FACTVM EST ISTVD ET EST MIRABI, cross dividing E (over rose) and rose (over E), above shield within large ship with upturned castles sailing right, E (over rose) and rose (over E) at sides, beaded inner circles, pellet stops (Schneider 733 (same dies); N.1979; S.2514), a pleasing coin, unusually full and round, very fine or better, rare

£2,000-2,500

PROVENANCE:

Spink auction 171, 25 November 2004, lot 15

439 439 (x2)

x439

Elizabeth I (1558-1603), third issue 1573-78, Half Angel, 2.61g, m.m. eglantine, ELIZABETH D G ANG FR ET HI REGINA, St. Michael standing vanquishing Satan, rev. A DNO FACTVM EST ISTVD ET EST MIRA, cross dividing E and rose above shield within ship, crescent or double crescent stops (Schneider 771 same dies; N.1992/1; S.2517), an excellent coin, unusually fine and crisp on a full round flan, extremely fine, very rare thus PROVENANCE:

Sir Kenyon Vaughan Morgan, Sotheby, 17 June 1935, lot 59 Spink Numismatic Circular, June 1943, no 20475, £15 Marshall collection, Spink auction 167, 31 March 2004, lot 15

WWW.SPINK.COM

£4,000-5,000

March 22, 2016 - LONDON

440

440 (x1.5)

x440

Elizabeth I (1558-1603), Half-Pound, m.m. cross crosslet, ELIZABETH D G ANG FR ET HI REGINA, crowned bust left, rev. SCVTVM FIDEI PROTEGET EAM, crowned shield (Schneider 738; N.1982; S.2520), sharp lettering and detail preserved, especially within the reverse shield. NGC graded AU-50 PROVENANCE: Goldberg auction 41, 30 May 2007, lot 4474

31

ÂŁ5,000-6,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

441

441 (x1.5)

x441

Elizabeth I (1558-1603), sixth issue 1583-1600, Sovereign, 15.37g, m.m. tun, queen enthroned holding orb and sceptre, portcullis at feet, tressure unbroken by throne, back of throne and uprights decorated with pellets, rev. A DNO FACTV EST ISTVD ET EST MIRAB IN OCVL NRS, square-topped shield on Tudor rose, pellet stops (Brown & Comber A26; Schneider 783 (same dies); N.2003; S.2529), tiny dig in field above portcullis, otherwise a pleasing full round specimen with golden/red toning, almost extremely fine, rare ELIZABETH D G ANG FRA ET HIB REGINA,

PROVENANCE:

Spink Numismatic Circular, July 1942, no. 15355, £22.10/Marshall collection, Spink auction 167, 31 March 2004, lot 16

WWW.SPINK.COM

£20,000-25,000

March 22, 2016 - LONDON

442

442 (x1.5)

x442

Elizabeth I (1558-1603), sixth issue 1583-1600, Pound of Twenty-Shillings, 11.11g, bust 7A, m.m. tun, ELIZABETH D G ANG FRA ET HIB REGINA, crowned bust left with long hair and richly ornamented dress, rev. SCVTVM FIDEI PROTEGET EAM, crowned squaretopped shield with E R at sides, colon/double annulet stops (Brown & Comber F4; Schneider 798 (same dies); N.2008; S.2534), very slightly double struck on obverse, the dies of exceptionally fine workmanship, extremely fine, very rare thus, probably the finest known example PROVENANCE:

Spink Numismatic Circular, May 1942, no. 14270 (‘almost perfect’) Marshall collection, Spink auction 167, 31 March 2004, lot 17 Brown and Comber suggest that Seaby Coin and Medal Bulletin, April 1973 (G2378), a die duplicate of this coin, may have a lion erased from the obverse die above the crown, but there is no trace of an erasure on this finer example.

33

£15,000-20,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

443

443 (x1.5)

x443

Elizabeth I (1558-1603), sixth issue 1583-1600, Half-Pound, m.m. tun, ELIZAB D G ANG FRA ET HIB REGIN, bust of queen facing left, wearing elaborate dress, rev. SCVTVM FIDEI PROTEGET EAM, crowned shield dividing E-R (N.2009; S.2535), this very ornate type of Elizabethan Half-Pound is considerably rarer than the plainer style Half-Pound, and probably much rarer than the Pound piece in the top grades, extremely fine, proof-like fields, an abundance of original luster and very sharply struck on a larger than average flan, NGC graded AU-55 PROVENANCE:

Goldberg auction 41, 30 May 2007, lot 4477

WWW.SPINK.COM

ÂŁ8,000-10,000

March 22, 2016 - LONDON

444 444 (x2)

x444

Elizabeth I (1558-1603), sixth issue 1583-1600, Halfcrown, 1.31g, m.m. woolpack, ELIZAB D G ANG FR ET HIB REGI, crowned bust left in ornate jewelled dress, rev. SCVTVM FIDEI PROTEGET EAM, crowned shield, ER at sides (Schneider - (cf.818-821); N.2011; S.2537), well centred with a good portrait and sharp details all around, flan slightly ragged, choice very fine

£4,000-5,000

PROVENANCE: St James’s auction 7, 8 February 2008, lot 107

445

445 (x1.5)

x445

James I (1603-1625), first coinage, Sovereign, 11.07g, m.m. thistle, IACOBVS D G ANG SCO FRAN ET HIB REX, first bust crowned right, holding orb and shouldering sceptre, wearing plain armour, rev. EXVRGAT DEVS DISIPENTVR INIMICI, crowned shield, IR at sides (Schneider 1; N.2066; S.2608), very fine, reverse good very fine PROVENANCE: Glendining, 28 November 1980, lot 29 St James’s auction 5 St James’s auction, 27 September 2006, lot 307

35

£12,000-15,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

446

446 (x1.5)

x446

James I (1603-1625), second coinage 1604-19, Rose Ryal of 30-Shillings, m.m. rose, IACOBVS D G MAG BRIT FRAN ET HIBER REX, king enthroned facing, portcullis at feet, throne back with scrolling, rev. A DNO FACTVM EST ISTVD ET EST MIRAB IN OCVLIS NRIS, shield on rose (Schneider 6 same dies; N.2079; S.2613), on a full, broad flan, with a crisp strike showing the tiniest details exquisitely, the important centres (normally weak even on the finest pieces) being sharply defined, rare, more so in this remarkable quality, NGC graded MS-64 PROVENANCE:

J G Murdoch, Sotheby, 31 March - 4 April 1903, lot 678 J Haswell, Sotheby, 12 July 1926, lot 96 H M Lingford, Glendining, 20-21 June 1951, lot 880 Dr. Jacob Y. Terner collection Goldberg ‘Millennia’ collection, 26 May 2008, lot 297

WWW.SPINK.COM

£20,000-25,000

March 22, 2016 - LONDON

447

447 (x1.5)

x447

James I (1603-1625), second coinage, Spur Ryal, 6.89g, m.m. escallop (over rose on rev.), IACOBVS D G MAG BRIT FRAN ET HIB REX, king holding sword and shield, standing in ship, I on flag at stern, rose on side of ship, rev. A DNO FACTVM EST ISTVD ET EST MIRABILE, rose on spur rowel at centre, lis and crowned lions around (cf. Schneider 11-13; N.2080; S.2614), extremely fine, very rare PROVENANCE: Cdr. J B Spurgin, Glendining, 14 January 1944, lot 10, bought by Spink DNW, 28 September 2006, lot 580

Illustrated on the back cover and in The Art of Coins and their Photography by Gerald Hoberman.

37

ÂŁ25,000-30,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

448

448 (x2)

x448

James I (1603-1625), second coinage, Angel, 4.65g, m.m. cinquefoil, IACOBVS D G MA St Michael vanquishing Satan, rev. A DNO FACTVM EST ISTVD, I and rose above shield within ship (N.2081; S.2615), slightly double struck on obverse and a light scratch on the reverse, well struck and about extremely fine

BRI FR ET HI REX,

PROVENANCE:

R C Lockett, Glendining, 11 October 1956, lot 2080 Sotheby, 19 April 1993, lot 44 St James’s auction 7, 8 February 2008, lot 120

WWW.SPINK.COM

£5,000-6,000

March 22, 2016 - LONDON

449

449 (x1.5)

x449

James I (1603-1625), second coinage 1604-05, Unite, 10.12g, m.m lis, IACOBVS D G half-length crowned bust right, wearing decorated armour, holding orb and shouldering sceptre, rev. FACIAM EOS IN GENTEM VNAM crowned shield dividing I-R (Schneider 22; N.2083, S.2618), extremely fine MAG BRIT FRAN ET HIB REX,

PROVENANCE:

St James’s auction 12, 5 November 2009, lot 422

39

£3,000-4,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

450

450 (x1.5)

x450

James I (1603-1625), second coinage, Unite, 9.94g, m.m. rose, IACOBVS D G MAG BRIT fourth bust crowned right, wearing plain armour, holding orb and shouldering sceptre, rev. FACIAM EOS IN GENTEM VNAM, crowned shield dividing I-R (N.2084; S.2619), extremely fine

FRAN ET HIB REX,

PROVENANCE:

Clarendon collection, Bonham’s, 29 March 2006, lot 1124 St James’s auction 6, 8 June 2007, lot 118

WWW.SPINK.COM

£2,500-3,000

March 22, 2016 - LONDON

451

451 (x1.5)

x451

James I (1603-1625), third coinage, Rose Ryal, 12.48g, m.m. spur rowel, IACOBVS D G king enthroned holding orb and sceptre, back of throne garnished with semée of thistles, portcullis at feet, rich pattern of roses and lis in field, rev. A DNO FACTVM EST ISTVD ET EST MIRAB IN OC NRI, shield over cross fleury, value XXX above, within circle decorated with lis, lions and roses (Schneider 77, same dies; N.2108; S.2632), tiny scratches above shield on reverse under a deep reddish/gold tone, with strong and detailed portrait, a very handsome example of this splendid work of art, almost extremely fine, rare MA BRI FR ET HIB REX,

PROVENANCE:

Stack’s, 30 January 1958, lot 218 H J Bareford, Stack’s, 22 October 1981, lot 497 Spink auction 107, 22 November 1994, lot 55 Samuel King, Spink auction 167, 5 May 2005, lot 65. Noted as ‘superb’ in post-sale commentary

41

£20,000-25,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

452

452 (x1.5)

x452

James I (1603-1625), third coinage 1619-25, Rose Ryal of Thirty Shillings, m.m. trefoil, IACOBVS D G MA BRI FR ET HI REX, king enthroned facing, plain back to throne, rev. A DNO FACTVM EST ISTVD ET EST MIRA IN OC NRIS, shield on rose (Schneider 78 same dies; N.2108; S.2633), lustrous, on a full flan with complete legends, and lovely original colour, sharply detailed on the king’s face, rare in this condition. NGC graded MS-63 PROVENANCE:

Beresford Jones, Spink auction 29, 2 June 1983, lot 93 Dr Jacob Y. Terner collection Goldberg ‘Millennia’ collection, 26 May 2008, lot 299

WWW.SPINK.COM

£20,000-25,000

March 22, 2016 - LONDON

453

453 (x1.5)

x453

James I (1603-1625), third coinage, Spur Ryal, 6.23g, m.m. spur rowel, IACOBVS D G MAG BRIT FRA ET HI REX, crowned lion facing, supporting shield and holding scepter, with value X-V at sides, rev. A DNO FACTVM EST ISTVD ET EST MIRABI, rose on spur rowel in centre of royal cross, crowned lions in angles (Schneider 79 (same dies); N.2109; S.2634), very lightly creased, small scratch on lion’s crown, otherwise almost extremely fine, extremely well struck, very rare PROVENANCE:

H P Hall, Glendining, 26-27 July 1950, lot 106, collection purchased en bloc by Spink prior to the sale Spink Numismatic Circular, January 1974, no. 184 Spink auction 176, 30 November 2005, lot 467 The Spur Ryals tend to come in nice condition but are often very creased. This coin is exceptional as it is only slightly creased. It is graded as being almost extremely fine as technically it does exhibit some wear in parts. However, in other parts it is extremely well struck, such as on the lion and particularly on the paw, which is one of the highest points on the coin. There are only four ‘true’ extremely fine coins extant, or at least on the market in the last 40 years, whereas the others tend to be almost extremely fine at best and very creased

43

£30,000-40,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

454 454 (x1.5)

x454

James I (1603-1625), third coinage, Laurel, 8.82g, m.m. spur rowel both sides, IACOBVS first, laureate bust left, rev. FACIAM EOS IN GENTEM VNAM, crowned shield over long cross fleury, m.m. to left of crown (Schneider 82; N.2111; S.2637), a full round specimen, very fine, rare

D G MA BRI FRAN ET HIBER REX,

£2,000-2,500

PROVENANCE:

Spink auction 181, 30 March 2006, lot 1030

455 455 (x1.5)

x455

James I (1603-1625), third coinage, Laurel, 8.95g, m.m. spur rowel, IACOBVS D G MAG BRI FRAN ET HIB REX, second laureate bust left, mark of value behind, rev. FACIAM EOS IN GENTEM VNAM, crowned shield on long cross fleury, m.m. to left of crown (Schneider 83; N.2112; S.2638), extremely fine with superb portrait PROVENANCE:

St James’s auction 6, 8 June 2007, lot 124

WWW.SPINK.COM

£3,000-4,000

March 22, 2016 - LONDON

456 456 (x1.5)

x456

James I (1603-1625), third coinage, Laurel, 9.14g, m.m. lis, IACOBVS D G MAG BRI FRAN ET HIB REX, fourth laureate bust left, rev. FACIAM EOS IN GENTEM VNAM, crowned shield on long cross fleury, m.m. to left of crown (Schneider 86; N.2114; S.2638C), lovely old gold colour, lustre subdued but distinct, pleasing portrait, better than most of this issue, slightly short of flan, but with legends nearly complete to the outer ends of the lettering, extremely fine

£1,500-2,000

PROVENANCE: St James’s auction 7, 8 February 2008, lot 126

457 457 (x1.5)

x457

James I (1603-1625), third coinage, Half-Laurel, m.m. spur rowel, IACOBVS D G MAG bust left, value X behind, rev. HENRICVS ROSAS cross fleury (N.2116; S.2640), crisp portrait, NGC graded MS-61

BRIT FRA ET HIBER REX, laureate armored REGNA IACOBVS, crowned shield on long

PROVENANCE:

Cheshire collection, Goldberg auction 31, 30 May 2005, lot 2143 Goldberg auction 41, 30 May 2007, lot 4489

45

£1,500-2,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

458 458 (x1.5) x458

James I (1603-1625), third coinage 1621-23, Gold Crown or Quarter-Laurel, 2.26g, m.m. thistle, IACOBVS D G MAG BRI FR ET HI REX, second laureate bust left, mark of value behind, rev. HENRICVS ROSAS REGNA IACOBVS, shield on long cross fleury, m.m. after REGNA (Schneider 95-96; N.2118; S.2642), extremely fine, rare

£800-1,000

PROVENANCE:

St James’s auction 12, 5 November 2009, lot 430

459

459 (x1.5) x459

Charles I (1625-1649), Unite, Tower mint, Group C, m.m. plume, CAROLVS D G MAG third high-crowned bust left, rev. FLORENT CONCORDIA REGNA, crowned and garnished oval shield dividing C-R (N.2150; S.2690), lustrous, a splendid example, unusually round, full flan, the legends all sharp, with full outer beading, well detailed on portrait, reddish gold surfaces, NGC graded AU-58

BRIT FR ET HIB REX,

PROVENANCE:

Glendinings, 24 November 1976, lot 159 Dr Jacob Y. Terner collection Goldberg ‘Millennia’ collection, 26 May 2008, lot 302

WWW.SPINK.COM

£5,000-6,000

March 22, 2016 - LONDON

460 460 (x1.5)

x460

Charles I (1625-1649), Unite, 9.17g, Tower mint, group C, class IIa, Unite, m.m. rose (over plume on obv.), CAROLVS D G MAG BRIT FR ET HIB REX, crowned bust left, wearing armour and ruff, rev. FLORENT CONCORDIA REGNA, crowned oval shield dividing C-R (Schneider 140; Brooker 71, this coin; N.2150; S.2690), legends weak in places, otherwise good very fine with an exceptionally well struck portrait

£3,000-4,000

PROVENANCE: V J E Ryan, Glendining, 28-30 June 1950, lot 447 J.A.M. Patrick collection, collection purchased by Spink 1954 J.G. Brooker collection, collection purchased by Spink 1986 DNW, 29 September 2006, lot 588

461 461 (x1.5)

x461

Charles I (1625-1649), Unite, 8.95g, Tower mint, group D, class IIa/IIb, Unite, m.m. bell (large on obv., small on rev.), CAROLVS D G MA BR FR ET HI REX, crowned bust left wering falling lace collar, value XX behind, rev. FLORENT CONCORDIA REGNA, crowned oval shield dividing crowned C-R (Schneider 151; SCBI Brooker 89, this coin; N.2153; S. 2692), extremely fine PROVENANCE: Helen Farquhar, Glendining, 25 April 1955, lot 10 J.G. Brooker collection, collection purchased by Spink 1986 DNW, 28 September 2006, lot 590

47

£3,500-4,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

462 462 (x1.5) x462

Charles I (1625-1649), Unite, 8.99g, Tower mint, group D, class IIa/IIb, m.m. (p), CAROLVS D G MAG BRI FRA ET HIB REX, crowned bust left wearing falling lace collar, rev.

FLORENT CONCORDIA REGNA, crowned oval shield dividing crowned C-R (Schneider 160; SCBI Brooker 117, this coin; N.2153; S.2693), double-struck, otherwise very fine, very rare

£3,500-4,500

PROVENANCE:

Glendining, 15 October 1985, lot 308 Glendining, 19-20 June 1990, lot 876 DNW, 29 September 2006, lot 591

463 463 (x1.5)

x463

Charles I (1625-1649), Unite, 8.96g, Tower mint, m.m. bell, CAROLVS D G MA BR FR ET HIB REX, fourth crowned bust left, wearing lace collar, mark of value behind, rev. FLORENT CONCORDIA REGNA, crowned, oval, garnished shield, dividing crowned C-R (Schneider 151; N.2153; S.2692), almost extremely fine with an excellent portrait PROVENANCE:

St. James’s auction 4, 8 May 2006, lot 338

WWW.SPINK.COM

£1,800-2,200

March 22, 2016 - LONDON

464

464 (x1.5)

x464

Charles I (1625-1649), Oxford, Triple Unite, 26.96g, 1642, on a larger module flan, m.m. Oxford plume, CAROLVS: D:G: MAG: BRIT: FRAN: ET: HI: REX, improvised ‘Shrewsbury’ crowned half-length bust of king left, in armour, holding sword and olive branch, plumes behind, rev. .EXVRGAT: DEVS: DISSIPENTVR: INIMICI, declaration RELIG: PROT LEGI: ANG LIBER: PAR in three lines on continuous scroll, value and three plumes above, date below (B-J dies III/L1; cf. Schneider 287 (same obv. die); N.2382; S.2724), an imposing and most handsome coin, on a full round flan, with attractive golden tone, and a strong portrait, almost extremely fine, very rare with declaration on continuous scroll PROVENANCE:

Glendining, 19 May 1964, lot 314, described as ‘in beautiful state’ R Strauss, Sotheby, 26 May 1994, lot 101 Samuel King, Spink auction 173, 5 May 2005 lot 76. Noted as ‘magnificent’ in postsale commentary

49

£50,000-70,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

CHARLES I OXFORD TRIPLE UNITE 1643 An exceptional coin of great rarity and with a British Royal provenance

465

465 (x1.5)

x465

Charles I (1625-1649), Oxford, Triple Unite, 27.09g, 1643, m.m. Oxford plume, CAROLVS: D:G: MAG: BRIT: FRAN: ET: HI: REX, improvised ‘Shrewsbury’ crowned half-length bust of king left, in armour, holding sword and olive branch, plumes behind, rev. .EXVRGAT: DEVS: DISSIPENTVR: INIMICI, declaration RELIG: PROT LEG: ANG LIBER: PAR in three lines on continuous scroll, value and three plumes above, date below (B-J III/L2; Schneider 288 (plate 23); Brooker 834A (plate CXXVI); N.2382; S. 2725), a well struck obverse with a crisp and detailed portrait, good extremely fine, extremely rare, one of only three known examples, and an exceptionally rare example of a coin in a private collection with a British Royal provenance PROVENANCE: Property of King Edward VII Given by the King to Dr Sir Maurice Holzmann, GCVO, CB (1835-1909), Comptroller of the Duchy of Cornwall and Personal Private Secretary to H.M. the King Sir Maurice Holzmann in London, Sammlung von neuren Goldmünzen und Thalern, Adolf Hess, Frankfurt am Main, 31 January 1910, lot 760 (illustrated) (purchased by Hess for H Vogel) Geheimrat Hermann Vogel, Adolf Hess, Frankfurt am Main, 16 April 1928, lot 4907 (purchased by Spink for Lt Col Taylor) Lt Col Taylor collection purchased by Spink 1936 V J E Ryan, Glendining, 28 June 1950, lot 516. The provenance cited in Ryan sale catalogue. At that time there was no other example known of this early bust with the 1643 date. The coin fetched £250, in contrast to the common types in the same condition at £80-100 in same sale.

Privately acquired by Dr Broughton, 1 July 2008 WWW.SPINK.COM

£80,000-100,000

March 22, 2016 - LONDON

There are only four known Triple Unites with the obverse used for the 1642 coinage combined with a reverse dated 1643 (Schneider 288, 289). Of these, three have the L2 reverse, and one has the L3 reverse. This coin is one of three exceedingly rare examples with the L2 reverse. The other two known examples with the L2 reverse are the Schneider example, formerly in the Brooker collection (Schneider 288), and the example in the British Museum. The fourth coin dated 1643, with the L3 reverse, also resides in the Schneider collection (Schneider 289), and is unique. The 2009 edition of the Standard Catalogue was the first to differentiate between the 1642 (S.2724) and 1643 dates (S.2725). Formerly both were designated S.2725. This is the type coin for the catalogue differentiation.

The Royal Provenance is fascinating. Sir Maurice Holzmann was known to be a keen numismatist, and also in his sale (lot 732) was a box of three gold coins presented to him by the staff of the Duchy of Cornwall. The catalogue description of lot 732 is as follows: Pol. Kästchen mit Dedication vom ‘Staff of the Duchy of Cornwall’ enthaltend: A) Edward. Royal d’or von Bordeaux B) Richard II. Noble C) Heinrich V. Noble.

Schön The three coins are illustrated on plate II (one of only four plates produced to illustrate the impressive 4,480 lot sale) immediately above the 1643 Triple Unite. The lot was purchased by Spink for 300 Marks. It is not unreasonable to assume that the occasion for the presentation of this numismatic gift to Sir Maurice by the Staff of the Duchy of Cornwall may also have been the occasion for the Royal Gift.

51

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

466

466 (x1.5)

x466

Charles I (1625-1649), Oxford, Unite, 1644, m.m. Oxford plume, CAROLVS D G MAG BRI FR ET HIB REX, short and wide crowned bust left, holding sword and branch, rev. EXVRGAT DEVS DISSIPENTVR INIMICI, declaration RELIG: PROT: LEG: ANG: LIBER: PAR. in three lines on continuous scroll, three plumes above, date and OX below (Schneider 326 same dies; N.2389; S.2735), lustrous and choice, well-detailed example for issue, with reddish gold toning, very rare in this grade, NGC graded AU-58 PROVENANCE:

Herman Selig, Spink auction 70, 31 May 1989, lot 149 Dr Jacob Y. Terner collection Goldberg ‘Millennia’ collection, 26 May 2008, lot 308

WWW.SPINK.COM

£10,000-12,000

March 22, 2016 - LONDON

467

467 (x1)

x467

Commonwealth (1649-1660), Unite, 9.08g, 1651, m.m. sun, THE COMMONWEALTH OF a wreath formed of a palm and laurel branch, rev.

George and Ireland, XX above (cf. Schneider 341; N.2715; S.3208), extremely fine

ENGLAND, shield of St. George within GOD WITH VS, conjoined shields of St.

PROVENANCE: Purchased from Spink, 14 February 2007

53

ÂŁ8,000-10,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

468

468 (x1.5)

x468

Commonwealth (1649-1660), Unite, 9.01g, 1652, m.m. sun, THE COMMONWEALTH OF ENGLAND, shield of St. George within a wreath formed of a palm and laurel branch, rev.

GOD WITH VS, conjoined shields of St. George and Ireland, XX above (cf. Schneider 341; N.2715; S.3208), extremely fine, scarce date POVENANCE:

Spink auction 107, 22 November 1994, lot 84 St James’s auction 12, 5 November 2009, lot 451

WWW.SPINK.COM

£10,000-12,000

March 22, 2016 - LONDON

469

469 (x1.5)

x469

Commonwealth (1649-1660), Unite, 9.16g, 1653, m.m. sun, THE COMMONWEALTH OF a wreath formed of a palm and laurel branch, rev.

George and Ireland, XX above (cf. Schneider 341; N.2715; S.3208), a pleasing coin, with hints of red lustre, almost extremely fine

ENGLAND, shield of St. George within GOD WITH VS, conjoined shields of St.

PROVENANCE:

November 1942: Spink Numismatic Circular, November 1942, no.16791 Marshall collection, Spink auction 167, 31 March 2004, lot 27

55

ÂŁ5,000-6,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

470

470 (x1.5)

x470

Commonwealth (1649-1660), Unite, 8.98g, 1654, m.m. sun, THE COMMONWEALTH OF ENGLAND, shield of St. George within a wreath formed of a palm and laurel branch, rev.

GOD WITH VS, conjoined shields of St. George and Ireland, XX above (cf. Schneider 341; N.2715; S.3208), almost extremely fine PROVENANCE:

St James’s auction 7, 8 February 2008, lot 170

WWW.SPINK.COM

£6,000-8,000

March 22, 2016 - LONDON

471

471 (x2)

x471

Commonwealth (1649-1660), Unite, 9.02g, 1660, m.m. anchor, THE COMMONWEALTH OF ENGLAND, shield of St. George within a wreath formed of a palm and laurel branch, rev. GOD WITH VS, conjoined shields of St. George and Ireland, XX above (cf. Schneider 347; N.2716, S. 3209), usual slightly irregular flan, slightly double struck in places, an exceptional example, superb extremely fine, extremely rare PROVENANCE:

H C Dangar, Glendining, 15 April 1953, lot 132 Sotheby, 24 March 1988, lot 722 Spink auction 190, 27 September 2007, lot 594

57

ÂŁ30,000-40,000

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

472

472 (x2)

x472

Commonwealth (1649-1660), Double-Crown of 10 Shillings, 4.55g, 1650, m.m. sun, THE COMMONWEALTH OF ENGLAND, shield of St. George within wreath, rev. GOD WITH VS, conjoined shields of England and Ireland, X above (Schneider 349; N.217; S.3210), choice extremely fine and about uncirculated, wholly round and totally lustrous, precisely struck and detailed, a beautiful specimen, in mint state, rare in this condition PROVENANCE:

H Montagu, Sotheby, 13 November 1896, lot 669 (illustrated) B Roth, Sotheby, 19 July 1917, lot 334 R C Lockett, Glendining, 11 October 1956, lot 2596 George Gund III, Stack’s, New York, 15 January 2007, lot 3614

WWW.SPINK.COM

£15,000-20,000

March 22, 2016 - LONDON

473 473 (x2) x473

Commonwealth (1649-1660), Gold Crown, 2.21g, 1652/0, m.m. sun, THE COMMONWEALTH OF ENGLAN, shield of St. George within a wreath formed of a palm and laurel branch, rev. GOD WITH VS, conjoined shields of St. George and Ireland, V above (Schneider 360; N.2719, S.3212), extremely fine or better on a perfectly round flan

£8,000-10,000

PROVENANCE: Bridgewater House, Sotheby, 15-16 June 1972, lot 120 Clarendon collection, Bonham’s, 17 October 2006, lot 1519 St James’s auction 6, 8 June 2007, lot 167

474

474 (x1.5) x474

Charles II (1660-1685), first issue, Unite, 8.96g, m.m. crown on obverse, CAROLVS II D bust left, rev. FLORENT CONCORDIA 371 dies O3/R4; N.2753; S.3301), good very fine, a full round coin with attractive reddish tone, rare

G MAG BRIT FRAN ET HIB REX, laureate and draped REGNA, crowned oval shield dividing C-R (Schneider

PROVENANCE: Spink auction 54, 20 June 1986, lot 615 DNW, 14 March 2007, lot 1569

END OF THE SALE 59

£6,000-8,000

– – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – # – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – –

69 Southampton Row, Bloomsbury, London WC1B 4ET tel: +44 (0)20 7563 4005 fax: +44 (0)20 7563 4037 email: auctionteam@spink.com

NAME ______________________________________________________

WRITTEN BIDS FORM

This form should be sent or faxed to the Spink auction office in advance of the sale.

References for new clients should be ADDRESS ____________________________________________________ supplied in good time to be taken up before the sale. Bids received later than one hour before the start of the sale may ____________________________________________________________ not be processed.

____________________________________________________________ YOU CAN ALSO BID IN REAL TIME ON SPINK LIVE.

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JUST VISIT WWW.SPINK.COM, REGISTER AND LOG INTO THE SALE.

SALE TITLE

DATE

CODE NAME

SALE NO.

The Dr Paul Broughton Collection of English Hammered Gold Coins

Tuesday 22 March 2016 at 2.00 p.m.

BROUGHTON

16014

I request Spink, without legal obligations of any kind on its part, to bid on the following Lots up to the price given below. I understand that if my bid is successful the Purchase Price will be the sum of the final bid and Buyer’s premium as a percentage of the final bid, any VAT chargeable, also a fee for bidding on the-saleroom.com only and fee for paying by card. The Rate of Premium is 20% of the final hammer price of each lot. I understand Spink will pursue me for payment for any successful bid.

In addition, I understand and consent that Spink may share my personal details relating to the default with other auction houses and live bidding platforms to protect themselves from such defaults.

All bids shall be treated as offers made on the Terms and Conditions for Buyers printed in the catalogue. I also understand that Spink provides the service of executing bids on behalf of clients for the convenience of clients and that Spink will not be held responsible for failing to execute bids. If identical commission bids are received for the same Lot, the commission bid received first by Spink will take precedence. Please note that you will not be notified if there are higher written bids received.

PLEASE PRINT CLEARLY IN BLOCK LETTERS AND ENSURE THAT BIDS ARE IN STERLING Lot Number (in numerical order)

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Please charge all purchases to my card Do not charge my card. I will arrange to send payment. (Spink will only charge your card should you default on the payment terms agreed) Please hold my purchased lots for collection

Continued ...

DATE

SALE NO.

Tuesday 22 March 2016 at 2.00 p.m.

16014

PLEASE PRINT CLEARLY IN BLOCK LETTERS AND ENSURE THAT BIDS ARE IN STERLING Lot Number (in numerical order)

Price Bid £ (excluding Buyer’s Premium)

Lot Number (in numerical order)

Price Bid £ (excluding Buyer’s Premium)

BIDDING INCREMENTS Bidding generally opens below the low estimate and advances in the following order although the auctioneer may vary the bidding increments during the course of the auction. The normal bidding increments are: Up to £100 £100 to £300 £300 to £600 £600 to £1,000

by £5 by £10 £320-£350-£380-£400 etc. by £50

£1,000 to £3,000 £3,000 to £6,000 £6,000 to £20,000 £20,000 and up

by £100 £3,200-£3,500-£3,800-£4,000 etc. by £500 Auctioneer’s discretion

Lot Number (in numerical order)

Price Bid £ (excluding Buyer’s Premium)

VAT is chargeable on the Hammer price and the Buyer’s premium of daggered (†) and (Ω) lots at the standard rate (currently 20%), and on lots marked (x) at the reduced rate (currently 5% on the Hammer price and 20% on the Buyer’s premium). VAT on Margin Scheme lots (identified by the absence of any VAT symbol next to the lot number) is payable at 20% on the Buyer’s premium only.

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TERMS AND CONDITIONS FOR BUYERS These conditions set out the terms on which we (Spink and Son Limited of 69 Southampton Row, Bloomsbury London WC1B 4ET (company no. 04369748)) contract with you (Buyer) either as agent on behalf of the Seller or as principal if we are the Seller. You should read these conditions carefully.

1

DEFINITIONS The following definitions apply in these conditions: Auctioneers’ Margin Scheme means a VAT margin scheme as defined by HM Revenue & Customs; Buyer’s Premium means the charge payable by you as a percentage of the Hammer Price, at the rates set out in clause 5.1 below; Certificate of Authenticity means a certificate issued by an Expert Committee confirming the authenticity of a Lot; Expert Committee means a committee of experts to whom a Lot may be sent for an extension in accordance with clause 3.4.3; Forgery means a Lot constituting an imitation originally conceived and executed as a whole with a fraudulent intention to deceive as to authorship, origin, age, period, culture or source where the correct description as to such matters is not reflected by the description in the catalogue and which at the date of the auction had a value materially less than it would have had if it had been in accordance with the description in the catalogue. Accordingly, no Lot shall be capable of being a Forgery by reason of any damage and/or restoration work of any kind (including re-enamelling); Hammer Price means the amount of the highest bid accepted by the auctioneer in relation to a Lot; Lot means any item deposited with us for sale at auction and, in particular, the item or items described against any Lot number in any catalogue; Reserve the amount below which we agree with the Seller that the Lot cannot be sold; Seller means the owner of the Lot being sold by us; Spink Group Spink and Son Limited, our subsidiaries and associated companies.

VAT value added tax chargeable under VAT and any similar replacement or additional tax; and VAT Symbols means the symbols detailing the VAT status of the Lot details of which are set out at the back of the catalogue.

2

SPINK’S ROLE AS AGENT

3

2.1

All sales undertaken by us either at auction or privately are undertaken either as agent on behalf of the Seller or from time to time, as principal if we are the owner of the Lot. Please note that even if we are acting as agent on behalf of the Seller rather than as principal, we may have a financial interest in the Lot.

2.2

The contract for the sale of the Lot will be between you and the Seller.

3.4.3 If we accept a request for an expert opinion or Certificate of Authenticity we will submit the Lot to the Expert Committee. You acknowledge and accept that the length of time taken by an Expert Committee to reach an opinion will vary depending on the circumstances and in any event is beyond our control.

3.4.4 We will not accept a request for an extension on account of condition. Any Lot described in the catalogue as having faults or defects may not be returned even if an expert opinion or Certificate of Authenticity cites other faults or defects not included in the catalogue description, other than in the case of a Forgery.

BEFORE THE SALE 3.1

3.2

Examination of goods You are strongly advised to examine personally any goods in which you are interested, before the auction takes place. Condition reports are usually available on request. We provide no guarantee to you other than in relation to Forgeries, as set out in clause 5.13 of these Terms and Conditions.

3.4.5 Should Spink accept a request for an extension under the foregoing provisions of this paragraph, the fact may be stated by the Auctioneer from the rostrum prior to the sale of the Lot. 3.4.6 It should be noted that any stamp accompanied by a Certificate of Authenticity is sold on the basis of that Certificate only and not on the basis of any other description or warranty as to authenticity.

No request for an extension will be accepted on such a stamp and the return of such a stamp will not be accepted.

Catalogue descriptions 3.2.1 Statements by us in the catalogue or condition report, or made orally or in writing elsewhere, regarding the authorship, origin, date, age, size, medium, attribution, genuineness, provenance, condition or estimated selling price of any Lot are merely statements of opinion, and are not to be relied on as statements of definitive fact. Catalogue and web illustrations are for guidance only, and should not be relied on either to determine the tone or colour of any item. No lot shall be rejected on the grounds of inaccurate reproduction. No lot illustrated in the catalogue and online shall be rejected on the grounds of cancellation, centring, margins, perforation or other characteristics apparent from the illustration. Estimates of the selling price should not be relied on as a statement that this price is either the price at which the Lot will sell or its value for any other purpose.

3.2.2 Many items are of an age or nature which precludes their being in perfect condition and some descriptions in the catalogue or given by way of condition report make reference to damage and/or restoration. We provide this information for guidance only and the absence of such a reference does not imply that an item is free from defects or restoration nor does a reference to particular defects imply the absence of any others.

3.4.7 If you receive any correspondence from the Expert Committee in relation to the Lot, including but not limited to a Certificate of Authenticity, you must provide us with copies of such correspondence no later than 7 days after you receive such correspondence.

4

AT THE SALE 4.1

Refusal of admission Our sales usually take place on our own premises or premises over which we have control for the sale, and we have the right, exercisable at our complete discretion, to refuse admission to the premises or attendance at an auction.

4.2

Registration before bidding You must complete and sign a registration form and provide identification before making a bid at auction. Please be aware that we usually require buyers to undergo a credit check.

If you have not bid successfully with Spink in the past, or you are registering with us for the first time, we reserve the right to require a deposit of up to 50% of the amount you intend to spend. Such deposit will be deducted from your invoice should you be successful. If you are unsuccessful at auction, your deposit will be returned by the same means it was paid to Spink.

Some lots may be designated, prior to the auction, as “Premium Lots”, which means a deposit may be required before placing a bid on the item for sale. Information will be posted on our website in such an event.

4.3

Bidding as Principal When making a bid (whether such bids are made in person or by way of telephone bids operated by Spink, commission or online or email bids), you will be deemed to be acting as principal and will be accepting personal liability, unless it has been agreed in writing, at the time of registration, that you are acting as agent on behalf of a third party buyer acceptable to us.

4.4

Commission Bids If you give us instructions to bid on your behalf, by using the form provided in our catalogues or via our website, we shall use reasonable endeavours to do so, provided these instructions are received not later than 24 hours before the auction. If we receive commission bids on a particular Lot for identical amounts, and at auction these bids are the highest bids for the Lot, it will be sold to the person whose bid was received first. Commission bids are undertaken subject to other commitments at the time of the sale, and the conduct of the auction may be such that we are unable to bid as requested. Since this is undertaken as a free service to prospective buyers on the terms stated, we cannot accept liability for failure to make a commission bid. You should therefore always attend personally if you wish to be certain of bidding.

3.2.3 Other than as set out in clause 5.13, and in the absence of fraud, neither the Seller nor we, nor any of our employees or agents, are responsible for the correctness of any statement as to the authorship, origin, date, age, attribution, genuineness or provenance of any Lot nor for any other errors of description or for any faults or defects in any Lot. Every person interested should exercise and rely on his own judgment as to such matters.

3.3

Your Responsibility You are responsible for satisfying yourself as to the condition of the goods and the matters referred to in the catalogue description.

3.4

Extensions – Stamps only 3.4.1 If you wish to obtain an expert opinion or Certificate of Authenticity on any Lot (other than a mixed Lot or Lot containing undescribed stamps) you must notify us in writing not less than forty-eight hours before the time fixed for the commencement of the first session of the sale. If accepted by us, such request shall have the same effect as notice of an intention to question the genuineness or description of the Lot for the purposes of clause 5.13 (Refund in the case of Forgery) of these Terms and Conditions and the provisions of clause 5.13 (Refund in the case of Forgery) shall apply accordingly.

3.4.2 Notice of a request for an expert opinion or Certificate of Authenticity must give the reason why such opinion is required and specify the identity of your proposed expert which will be subject to agreement by us. We reserve the right, at our discretion, to refuse a request for an expert opinion or Certificate of Authenticity including (without limitation) where the proposed expert is not known to us.

January/16

4.5

On-line Bidding We offer internet services as a convenience to our clients. We will not be responsible for errors or failures to execute bids placed on the internet, including, without limitation, errors or failures caused by (i) a loss of internet connection by either party for whatever reason; (ii) a breakdown or problems with the online bidding software and/or (iii) a breakdown or problems with your internet connection, computer or system. Execution of on-line internet bids on www.spink.com and Spink Live is a free service undertaken subject to other commitments at the time of the auction and we do not accept liability for failing to execute an online internet bid or for errors or omissions in connection with this activity. Buyers who acquire lots on the-saleroom.com will have a fee of 3% on the hammer price added to their invoice for using this facility.

4.6

Telephone Bids If you make arrangements with us not less than 24 hours before the sale, we shall use reasonable endeavours to contact you to enable you to participate in bidding by telephone, but in no circumstances will we be liable to either the Seller or you as a result of failure to do so.

4.7

Currency Converter At some auctions, a currency converter will be operated, based on the one month forward rates of exchange quoted to us by Barclays Bank Plc or any other appropriate rate determined by us, at opening on the date of the auction. Bidding will take place in a currency determined by us, which is usually sterling for auctions held in London. The currency converter is not always reliable, and errors may occur beyond our control either in the accuracy of the Lot number displayed on the converter, or the foreign currency equivalent of sterling bids. We shall not be liable to you for any loss suffered as a result of you following the currency converter.

4.8

Video images At some auctions there will be a video screen. Mistakes may occur in its operation, and we cannot be liable to you regarding either the correspondence of the image to the Lot being sold or the quality of the image as a reproduction of the original.

4.9

Bidding Increments Bidding generally opens below the low estimate and advances in the following order although the auctioneer may vary the bidding increments during the course of the auction. The normal bidding increments are: Up to £100 by £5 £100 to £300 by £10 £300 to £600 £320-£350-£380-£400 etc. £600 to £1,000 by £50 £1,000 to £3,000 by £100 £3,000 to £6,000 £3,200-£3,500-£3,800-£4,000 etc. £6,000 to £20,000 by £500 £20,000 and up Auctioneer’s discretion

5.2

5.3

4.10 Bidding by Spink 4.10.1 We reserve the right to bid on Lots on the Seller’s behalf up to the amount of the Reserve (if any), which will never be above the low estimate printed in the auction catalogue.

4.10.2 The Spink Group reserves the right to bid on and purchase Lots as principal.

4.11 The Auctioneer’s Discretion The auctioneer has the right at his absolute discretion to refuse any bid to advance the bidding in such manner as he may decide to withdraw or divide any Lot, to combine any two or more Lots and, in the case of error or dispute, to put an item up for bidding again.

4.12 Successful Bid Subject to the auctioneer’s discretion, the striking of his hammer marks the acceptance of the highest bid, provided always that such bid is higher than the Reserve (where applicable), and the conclusion of a contract for sale between you and the Seller.

4.13 After Sale Arrangements If you enter into any private sale agreements for any Lot with the Seller within 60 days of the auction, we, as exclusive agents of the Seller reserve the right to charge you the applicable Buyer’s Premium in accordance with these Terms and Conditions, and the Seller a commission in accordance with the terms of the Seller’s agreement.

4.14 Return of Lot 4.14.1 Once your bid has been accepted for a Lot then you are liable to pay for that Lot in accordance with these Terms and Conditions.

If there are any problems with a Lot then you must notify us within 7 days of receipt of the Lot, specifying the nature of the problem.

We may then request that the Lot is returned to us for inspection.

Save as set out in clause 5.13, the cancellation of the sale of any Lot and the refund of the corresponding purchase price is entirely at our sole discretion. We will not normally exercise that discretion if the Lot is not received by us in the same condition that it was in at the auction date.

4.14.2 No lot may be returned on account of condition if the condition was stated by a third party grading company (including, but not limited to PCGS, NGC, ANACS, ICG, PMG, WBG).

5

AFTER THE AUCTION 5.1 Buyer’s Premium and other charges In addition to the Hammer Price, you must pay us the Buyer’s Premium at a rate of 20% of the final Hammer price of each lot, a fee of 3% on the hammer price total for using the-saleroom.com and a fee for paying by card.

January/16

5.4

Value Added Tax Other than in respect of Zero-rated Lots (o) VAT is chargeable on the Hammer price and the Buyer’s premium of daggered (†) and (Ω) lots at the standard rate (currently 20%), and on lots marked (x) at the reduced rate (currently 5% on the Hammer price and 20% on the Buyer’s premium). VAT on Margin scheme lots (identified by the absence of any VAT symbol next to the lot number) is payable at 20% on the Buyer’s premium only.

VAT Refunds General 5.3.1 As we remain liable to account for VAT on all Lots unless they have been exported outside the EU within 3 months of the date of sale, you will generally be asked to deposit all amounts of VAT invoiced. However, if a Spink nominated shipper is instructed, then any refundable VAT will not be collected. In all other cases credits will be made when proof of export is provided. If you export the Lot yourself you must obtain shipping documents from the Shipping Department for which a charge of £50 will be made.

5.3.2 If you export the Lot you must return the valid proof of export certificate to us within 3 months of the date of sale. If you fail to return the proof of export certificate to us within such period and you have not already accounted to us for the VAT, you will be liable to us for the full amount of the VAT due on such Lot and we shall be entitled to invoice you for this sum.

5.3.3 To apply for a refund of any VAT paid, the proof of export certificate must be sent to our Shipping Department clearly marked ‘VAT Refund’ within 3 months of the date of sale. No payment will be made where the total amount of VAT refundable is less than £50 and Spink will charge £50 for each refund processed.

VAT Refunds - Buyers from within the EU 5.3.4 VAT refunds are available on the Hammer Price and Buyer’s Premium of Daggered (†) and Investment Gold (g) Lots. You must certify that you are registered for VAT in another EU country and that the Lot is to be removed from the United Kingdom within 3 months of the date of sale.

5.3.5 Where an EU buyer purchases a Lot on which import VAT has been charged, no refund of VAT is available from us. It may be possible to apply directly for a refund on form VAT 65 to HM Revenue & Customs Overeseas Repayment Section, Londonderry.

VAT Refunds – Buyers from outside the EU 5.3.6 Where a Lot is included within the Auctioneers’ Margin Scheme and evidence of export from the EU is produced within 3 months of the date of sale, the VAT on Buyer’s Premium may be refunded.

5.3.7 Where the Lot is marked as a Daggered (†) or Investment Gold (g) Lot the VAT charged on the Hammer Price may be refunded where evidence of export from the EU is produced within 3 months of the date of sale. A refund of VAT charged on the Buyer’s Premium can also be made on receipt of proof of business as a collectibles dealer.

5.3.8 Where the Lot is marked as an Omega (Ω) Lot or an Import VAT (x) Lot and evidence of export from the EU is produced within 3 months of the date of sale, the VAT charged on both the Hammer Price and Buyer’s Premium may be refunded. Where required, we can advise you on how to export such Lots as a specific form of export evidence is required. Where we advise you on the export of the Lots, please be aware that the ultimate responsibility in respect of obtaining a valid proof of export certificate will lie with you and we will not be responsible for your failure to obtain such certificate.

Payment 5.4.1 You must provide us with your full name and permanent address and, if so requested, details of the bank from which any payments to us will be made. You must pay the full amount due (comprising the Hammer Price, the Buyer’s Premium and any applicable VAT) within seven days after the date of the sale. This applies even if you wish to export the Lot and an export licence is (or may be) required.

5.4.2 You will not acquire title to the Lot until all amounts due have been paid in full. This includes instances where special arrangements were made for release of Lot prior to full settlement.

5.4.3 Payment should be made in sterling by one of the following methods: II(i) Direct bank transfer to our account details of which are set out on the invoice. All bank charges shall be met by you.

Please ensure that your client number is noted on the transfer. i(ii) By cheque or bank draft made payable to Spink and Son Ltd and sent to Spink at 69 Southampton Row, Bloomsbury, London WC1B 4ET. Please note that the processing charges for payments made by cheques or bank drafts drawn on a non-U.K bank shall be met by you. Please ensure that the remittance slip printed at the bottom of the invoice is enclosed with your payment. (iii) By Visa, Mastercard or American Express. Payments made by UK issued personal debit cards are subject to a £3 fee.

Payments made by American Express are subject to a 4% fee.

All other credit and debit card payments are subject to a fee of 2%. For all card payments there are limits to the amounts we will accept depending on the type of card being used and whether or not the cardholder is present.

5.4.4 Payments should be made by the registered buyer and not by third parties, unless it has been agreed at the time of registration that you are acting as an agent on behalf of a third party.

Invoices Invoices may consist of one or more pages and will show: Zero rated Lots (o); no symbol Lots sold under the Auctioneers’ Margin Scheme; Lots marked (g) special scheme Investment Gold; Daggered Lots (†), imported Lots marked (x) and (Ω), (e) Lots with Zero rated hammer for EU VAT registered buyers.

5.6 Collection of Purchases 5.6.1 Unless specifically agreed to the contrary, we shall retain lots purchased until all amounts due to us, or to the Spink Group, have been paid in full. Buyers will be required to pay for their lots when they wish to take possession of the same, which must be within 7 days of the date of the sale, unless prior arrangements have been made with Spink. Without prior agreement, lots will not be released until cleared funds are received with regard to payments made by cheque.

5.6.2 Unless we notify you to the contrary, items retained by us will be covered in accordance with our policy which is available for inspection at our offices from the date of sale for a period of seven days or until the time of collection, whichever is sooner. After seven days or from the time of collection, whichever is the earlier, the Lot will be entirely at your risk.

5.6.3 Our policy will not cover and we are unable to accept responsibility for damage caused by woodworm, changes in atmospheric conditions or acts of terrorism.

5.7 Notification We are not able to notify successful bidders by telephone. While Invoices are sent out by mail after the auction we do not accept responsibility for notifying you of the result of your bid. You are requested to contact us by telephone or in person as soon as possible after the auction to obtain details of the outcome of your bids to avoid incurring charges for late payment.

5.8 Packing and handling 5.8.1 We shall use all reasonable endeavours to take care when handling and packing a purchased Lot but remind you that after seven days or from the time of collection, whichever is sooner, the Lot is entirely at your risk. Our postage charges are set out at the back of the catalogue.

5.8.2 It is the responsibility of the Buyer to be aware of any Import Duties that may be incurred upon importation to the final destination. Spink will not accept return of any package in order to avoid these duties. The onus is also on the Buyer to be aware of any Customs import restrictions that prohibit the importation of certain collectibles. Spink will not accept return of the Lot(s) under these circumstances. Spink will not accept responsibility for Lot(s) seized or destroyed by Customs.

5.8.3 If the Buyer requires delivery of the Lot to an address other than the invoice address this will be carried out at the discretion of Spink.

5.9 Recommended packers and shippers If required our shipping department may arrange shipment as your agent. Although we may suggest carriers if specifically requested, our suggestions are made on the basis of our general experience of such parties in the past and we are not responsible to any person to whom we have made a recommendation for the acts or omissions of the third parties concerned.

5.10 Remedies for non-payment or failure to collect purchases 5.10.1 If you fail to make payment within seven days of your stipulated payment date set out in your invoice, we shall be entitled to exercise one or more of the following rights or remedies: 5.10.1.1 to charge interest at the rate of 2% per month compound interest, calculated on a daily basis, from the date the full amount is due; 5.10.1.2 to set off against any amounts which the Spink Group may owe you in any other transaction the outstanding amount remaining unpaid by you; 5.10.1.3 we may keep hold of all or some of your Lots or other property in the possession of the Spink Group until you have paid all the amounts you owe us or the Spink Group, even if the unpaid amounts do not relate to those Lots or other property.

Following fourteen days’ notice to you of the amount outstanding and remaining unpaid, the Spink Group shall have the right to arrange the sale of such Lots or other property. We shall apply the proceeds in discharge of the amount outstanding to us or the Spink Group, and pay any balance to you; 5.10.1.4 where several amounts are owed by you to the Spink Group in respect of different transactions, to apply any amount paid to discharge any amount owed in respect of any particular transaction, whether or not you so direct; 5.10.1.5 to reject at any future auction any bids made by you or on your behalf or obtain a deposit from you before accepting any bids.

5.10.2 If you fail to make payment within thirty-five days, we shall in addition be entitled: 5.10.2.1 to cancel the sale of the Lot or any other item sold to you at the same or any other auction; 5.10.2.2 to arrange a resale of the Lot, publicly or privately, and, if this results in a lower price being obtained, claim the balance from you together with all reasonable costs including a 20% seller’s commission, expenses, damages, legal fees, commissions and premiums of whatever kind associated with both sales or otherwise, incurred in connection with your failure to make payment;

5.5

January/16

5.10.2.3 when reselling the Lot, place a notice in our catalogue stating that you successfully purchased the Lot at auction but have subsequently failed to pay the Hammer Price of the Lot; or 5.10.2.4 take any other appropriate action as we deem fit.

5.10.3 If you fail to collect within fourteen days after the sale, whether or not payment has been made, you will be required 5.10.3.1 to pay a storage charge of £2 per item per day plus any additional handling cost that may apply.

5.10.3.2 you will not be entitled to collect the Lot until all outstanding charges are met, together with payment of all other amounts due to us.

5.11 Uses of default information If you fail to make payment for a Lot in accordance with these Terms and Conditions: 5.11.1 We reserve the right to refuse you the right to make bids for any future auction irrespective of whether previous defaults have been settled; and 5.11.2 You consent to us disclosing details of such default to other auctioneers and live bidding platforms, which will include your name, address, nature of the default and the date of the default.

Auctioneers or live bidding platforms who receive details of the default may rely on such information when deciding whether to enter into a transaction with you in the future.

5.12 Export Licence 5.12.1 If required we can, at our discretion, advise you on the detailed provisions of the export licensing regulations. Where we advise you in relation to export licensing regulations the ultimate responsibility in respect of any export will lie with you and we will not be responsible for your failure to apply for any necessary licences.

5.12.2 If the Lot is going to be hand carried by you, you may be required to produce a valid export licence to us or sign a waiver document stating that a licence will be applied for.

5.12.3 You should always check whether an export licence is required before exporting. Export licences are usually obtained within two or three weeks but delays can occur.

5.12.4 Unless otherwise agreed by us in writing, the fact that you wish to apply for an export licence does not affect your obligation to make payment within seven days nor our right to charge interest on late payment.

5.12.5 If you request that we apply for an export licence on your behalf, we shall be entitled to recover from you our disbursements and out of pocket expenses in relation to such application, together with any relevant VAT. 5.12.6 We will not be obliged to rescind a sale nor to refund any interest or other expenses incurred by you where payment is made by you despite the fact that an export licence is required.

5.13 Refund in the case of Forgery 5.13.1 A sale will be cancelled, and the amount paid refunded to you if a Lot (other than a miscellaneous item not described in the catalogue) sold by us proves to have been a Forgery. We shall not however be obliged to refund any amounts if either (a) the catalogue description or saleroom notice at the auction date corresponded to the generally accepted opinion of scholars or experts at that time, or fairly indicated that there was a conflict of opinions, or (b) it can be demonstrated that the Lot is a Forgery only by means of either a scientific process not generally accepted for use until after publication of the catalogue or a process which at the date of the auction was unreasonably expensive or impracticable or likely to have caused damage to the Lot. Furthermore, you should note that this refund can be obtained only if the following conditions are met: 5.13.1.1 you must notify us in writing, within seven days of the receipt of the Lot(s), that in your view the Lot concerned is a Forgery; 5.13.1.2 you must then return the item to us within fourteen days from receipt of the Lot(s), in the same condition as at the auction date; and 5.13.1.3 as soon as possible following return of the Lot, you must produce evidence satisfactory to us that the Lot is a Forgery and that you are able to transfer good title to us, free from any third party claims.

5.13.1.4 you must provide to us all evidence obtained by you that a Lot is a Forgery no later than 7 days after you receive such evidence.

5.13.2 In no circumstances shall we be required to pay you any more than the amount paid by you for the Lot concerned and you shall have no claim for interest.

5.13.3 The benefit of this guarantee is not capable of being transferred, and is solely for the benefit of the person to whom the original invoice was made out by us in respect of the Lot when sold and who, since the sale, has remained the owner of the Lot without disposing of any interest in it to any third party.

5.13.4 We shall be entitled to rely on any scientific or other process to establish that the Lot is not a Forgery, whether or not such process was used or in use at the date of the auction.

6

LIABILITY Nothing in these Terms and Conditions limits or excludes our liability for: 6.1 death or personal injury resulting from negligence; or 6.2 any damage or liability incurred by you as a result of our fraud or fraudulent misrepresentation.

7

8

9

USE OF YOUR PERSONAL INFORMATION 7.1 We will use the personal information you provide to us to: 7.1.1 process the bids you make on Lots (whether successful or otherwise) and other auction related services we provide; 7.1.2 process your payment relating to a successful purchase of a Lot; 7.1.3 arrange for delivery of any Lot you purchase, which will include passing your details to shipping providers and, on overseas deliveries, to customs where they make enquiries regarding the Lot; 7.1.4 inform you about similar products or services that we provide, but you may stop receiving these at any time by contacting us.

7.2 In accordance with clause 4.2, you agree that we may pass your information to credit reference agencies and that they may keep a record of any search that they do.

7.3 In accordance with clause 5.11, you agree that where you default on making payment for a Lot in accordance with these terms and conditions we may disclose details of such default to other auctioneers and live bidding platforms.

7.4 We are also working closely with third parties (including, for example, other auctioneers and live bidding platforms) and may receive information about you from them.

COPYRIGHT 8.1 We shall have the right (on a non-exclusive basis) to photograph, video or otherwise produce an image of the Lot. All rights in such an image will belong to us, and we shall have the right to use it in whatever way we see fit.

8.2 The copyright in all images, illustrations and written material relating to a Lot is and shall remain at all times our property and we shall have the right to use it in whatever way we see fit. You shall not use or allow anyone else to use such images, illustrations or written material without our prior written consent.

VAT You shall give us all relevant information about your VAT status and that of the Lot to ensure that the correct information is printed in the catalogues.

Once printed, the information cannot be changed. If we incur any unforeseen cost or expense as a result of the information being incorrect, you will reimburse to us on demand the full amount incurred.

10 NOTICES All notices given under these Terms and Conditions may be served personally, sent by 1st class post, or faxed to the address given to the sender by the other party. Any notice sent by post will be deemed to have been received on the second working day after posting or, if the addressee is overseas, on the fifth working day after posting. Any notice sent by fax or served personally will be deemed to be delivered on the first working day following despatch.

11 ADDITIONAL PROVISIONS The following provisions of this clause 10 shall apply only if you are acting for the purposes of your business.

11.1 Limitation of Liability Subject to clause 6, we shall not be liable, whether in tort (including for negligence) or breach of statutory duty, contract, misrepresentation or otherwise for any: 11.1.1 loss of profits, loss of business, depletion of goodwill and/or similar losses, loss of anticipated savings, loss of goods, loss of contract, loss of use, loss of corruption of data or information; or 11.1.2 any special, indirect, consequential or pure economic loss, costs, damages, charges or expenses.

11.2 Severability If any part of these Terms and Condition is found by any court to be invalid, illegal or unenforceable, that part may be discounted and the rest of the conditions shall continue to be valid and enforceable to the fullest extent permitted by law.

11.3 Force majeure We shall have no liability to you if we are prevented from, or delayed in performing, our obligations under these Terms and Conditions or from carrying on our business by acts, events, omissions or accidents beyond our reasonable control, including (without limitation) strikes, lock-outs or other industrial disputes (whether involving our workforce or the workforce of any other party), failure of a utility service or transport network, act of God, war, riot, civil commotion, malicious damage, compliance with any law or governmental order, rule, regulation or direction, accident, breakdown of plant or machinery, fire, flood, storm or default of suppliers or subcontractors.

11.4 Waiver 11.4.1 A waiver of any right under these Terms and Conditions is only effective if it is in writing and it applies only to the circumstances for which it is given. No failure or delay by a party in exercising any right or remedy under these Terms and Conditions or by law shall constitute a waiver of that (or any other) right or remedy, nor preclude or restrict its further exercise. No single or partial exercise of such right or remedy shall preclude or restrict the further exercise of that (or any other) right or remedy.

11.4.2 Unless specifically provided otherwise, rights arising under these Terms and Conditions are cumulative and do not exclude rights provided by law.

January/16

11.5 Law and Jurisdiction 11.5.1 These Terms and Conditions and any dispute or claim arising out of or in connection with them or their subject matter, shall be governed by, and construed in accordance with, the law of England and Wales.

11.5.2 The parties irrevocably agree that the courts of England and Wales shall have exclusive jurisdiction to settle any dispute or claim that arises out of, or in connection with, Terms and Conditions or their subject matter.

Postal Charges Prices for books (items sent by this method are not covered by insurance) Weight

UK

EU

Rest of the World

Up to 1kg

£8 for any weight

£12

£15

Up to 2kg

£8 for any weight

£18

£25

Prices for all other items including postage and packaging Invoice Value

UK

EU

Rest of the World

Up to £1,500

£10

£15

£20

Up to £10,000

£20

£30

£40

Above £10,001

£20

£50

£60

Shipments of more than 2kg or volumetric measurement of more than 2kg have to be sent by courier. Certain countries may incur extra charge when courier services are required by our insurance policy. For lots sent by courier please contact Auctionteam@spink.com for calculation of any further relevant cost in addition to the above charges.

Value Added Tax (VAT) Charging of (VAT) at Auction The information shown on this page sets out the way in which Spink intends to account for VAT. i.

Auctioneers’ Margin Scheme 1. Where possible, we will offer Lots for sale under the Auctioneers’ Margin Scheme. Such Lots can be identified by the absence of any VAT symbol next to the Lot number in the catalogue and will not be subject to VAT on the Hammer Price.

2. Where Lots are sold using the Auctioneers’ Margin Scheme to UK VAT–registered businesses, the VAT on Buyers’ Premium is not recoverable as input tax. Upon request on sale day, we will issue invoices that show VAT separately on both the Hammer Price and the Buyer’s Premium. This will enable VAT-registered businesses to recover the VAT charged as input tax, subject to the normal rules for recovering input tax.

ii.

Zero-Rated Lots Limited Categories of goods, such as books, are Zero-rated (o) for VAT in the United Kingdom. Such Lots are offered under the Auctioneers’ Margin Scheme. In these circumstances no VAT will be added to the Buyer’s premium.

iii.

Daggered Lots Lots which are Daggered (†) in the catalogue are subject to VAT at 20% on both the Hammer Price and the Buyer’s Premium.

iv.

Imported and Omega Lots Lots which are marked (x) in the catalogue are subject to VAT at 5% on the Hammer price plus 20% on the Buyer’s premium. Lots which bear the Omega symbol (Ω) are subject to VAT at 20% on the Hammer Price and on the Buyer’s Premium. This VAT is payable on items imported from outside the EU. In these cases we have used a temporary importation procedure, which in effect means that the point of importation is deferred until the Lot has been sold. At this point the Buyer is treated as the importer and is liable to pay the import VAT due. We will collect the VAT from you and pay it to HM Customs and Excise on your behalf.

v.

Investment Gold Lots Lots marked (g) in the catalogue are exempt from VAT on the Hammer Price and are subject to VAT at 20% on the Buyer’s Premium. A refund of VAT charged on the Buyer’s Premium can also be made on receipt of proof of business as a collectibles dealer outside of the EU.

Spink 16014 Coins cover.qxp_Layout 1 17/02/2016 18:30 Page 2

GROUP CHAIRMAN AND CEO Olivier D. Stocker

SALE CALENDAR 2016

YOUR SPECIALISTS STAMPS UK - Tim Hirsch FRPSL Guy Croton David Parsons Nick Startup Neill Granger Paul Mathews Dominic Savastano Tom Smith George James Ian Shapiro (Consultant) USA - George Eveleth Richard Debney EUROPE - Guido Craveri Fernando Martínez CHINA - Doris Lo George Yue (Consultant) COINS UK - Richard Bishop Tim Robson Malene Wagner Lawrence Sinclair Barbara Mears John Pett USA - Greg Cole Muriel Eymery Stephen Goldsmith (Special Consultant) CHINA - Kin Choi Cheung Paul Pei Po Chow BANKNOTES UK - Barnaby Faull Andrew Pattison Monica Kruber Thomasina Smith USA - Greg Cole Stephen Goldsmith (Special Consultant) CHINA - Kelvin Cheung Paul Pei Po Chow ORDERS, DECORATIONS, MEDALS & MILITARIA UK - Mark Quayle Oliver Pepys John Hayward (Consultant) BONDS & SHARES UK - Mike Veissid (Consultant) Andrew Pattison Thomasina Smith USA - Greg Cole EUROPE - Peter Christen CHINA - Kelvin Cheung BOOKS UK - Philip Skingley Michael Hyman Nik von Uexkull AUTOGRAPHS USA - Greg Cole Stephen Goldsmith (Special Consultant) WINES CHINA - Guillaume Willk-Fabia Angie Ihlo Fung YOUR EUROPE TEAM (LONDON - LUGANO) Directors Tim Hirsch Anthony Spink Auction & Client Management Team Mira Adusei-Poku Rita Ariete Grace Hawkins Dora Szigeti Tatyana Boyadzhieva Nik von Uexkull John Winchcombe Maurizio Schenini Finance Alison Bennet Marco Fiori Mina Bhagat Dennis Muriu Hemel Thakore Veronica Morris IT & Administration Berdia Qamarauli Michael Addo Liz Cones Curlene Spencer Tom Robinson Cristina Dugoni Giacomo Canzi YOUR AMERICA TEAM (NEW YORK) Managing Director Charles Blane Auction Administration and Marketing & Design Polona Hribovsek Finance & Administration Amit Ramprashad Auctioneer Stephen Goldsmith (Special Consultant) YOUR ASIA TEAM (HONG KONG - SINGAPORE) Administration Angie Ihlo Fung Newton Tsang Sue Pui Arthur Chan Doris Lo Gary Tan

STAMPS 23 February 23 February 24 February 27-28 April May June 11 June 22 June 6-7 July 13 July

The Drs. Joanne and Edward Dauer Collection of Australian States and Commonwealth The “Britannia” Collection of Barbados India, The De La Rue Issues The Philatelic Collector’s Series Sale The Pre-New York 2016 Collector’s Series Sale The Jose Castillejo Collection of Guatemala, 1871-86 The Philatelic Collector’s Series Sale Great Britain Stamps and Postal History The Philatelic Collector’s Series Sale Autographs, Historical Documents, Ephemera and Postal History

London London London London New York New York Hong Kong London London London

16038 16024 16023 16027 154 155 CSS18 16029 16030 16043

London London London Hong Kong London New York

16019 16014 16004 CSS21 16042 324

London London Hong Kong

16020 16005 CSS23

The Numismatic Collector’s Series Sale The Bruce Smart Collection of Middle East and North Africa World Banknotes The Numismatic Collector’s Series Sale World Banknotes The Numismatic Collector’s Series Sale

Hong Kong London London New York London Hong Kong

CSS21 16037 16008 324 16009 CSS23

Orders, Decorations, Campaign Medals & Militaria Orders, Decorations, Campaign Medals & Militaria

London London

16001 16002

The Numismatic Collector’s Series Sale Bonds & Share Certificates of the World The Numismatic Collector’s Series Sale The Numismatic Collector’s Series Sale

Hong Kong London New York Hong Kong

CSS21 16017 324 CSS23

The Numismatic Collector’s Series Sale Autographs, Historical Documents, Ephemera and Postal History

New York London

324 16043

An Evening of Great Whiskies and Spirits An Evening of Great Whiskies and Spirits

Hong Kong Hong Kong

SFW19 SFW20

COINS 22 March 22 March 22/23 March 7 April 12 May 22/23 June 29 June 29/30 June 25 August

The Academic Collection of Lord Stewartby: English Coins part 1, Anglo-Saxon and Norman Coins The Dr Paul Broughton Collection of English Hammered Gold Coins Ancient, British & Foreign Coins and Commemorative Medals The Numismatic Collector’s Series Sale Ancient and World Coins including European Coins from the Peter Woodhead Collection The Numismatic Collector’s Series Sale The Academic Collection of Lord Stewartby: English coins part 2, Plantagenet, Lancastrian and Yorkist Coins Ancient, British & Foreign Coins and Commemorative Medals The Numismatic Collector’s Series Sale

BANKNOTES 7 April 12 April 12/13/14 April 22/23 June 5 July 25 August MEDALS 21 April 21 July BONDS & SHARES 7 April 20 May 22/23 June 25 August AUTOGRAPHS 22/23 June 13 July WINES 8 April 23 June

The above sale dates are subject to change Ken Imase kimase@spink.com

Spink offers the following services: – VALUATIONS FOR INSURANCE AND PROBATE FOR INDIVIDUAL ITEMS OR WHOLE COLLECTIONS – – SALES ON A COMMISSION BASIS EITHER OF INDIVIDUAL PIECES OR WHOLE COLLECTIONS –

Spink 16014 Coins cover.qxp_Layout 1 17/02/2016 18:30 Page 1

£25

STAMPS COINS BANKNOTES MEDALS BONDS & SHARES AUTOGRAPHS BOOKS WINES

69 Southampton Row, Bloomsbury, London WC1B 4ET www.spink.com

 235 THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS  22 MARCH 2016  LONDON

© Copyright 2016

THE DR PAUL BROUGHTON COLLECTION OF ENGLISH HAMMERED GOLD COINS

22 MARCH 2016

LONDON