Risk Smart Global LLC Marketing Brochure

Risk Smart Global LLC Risk Management Consulting Service

Elite Risk Management for evolving global challenges

RISK SMART GLOBAL LLC IS A RISK MANAGEMENT CONSULTING SERVICE Risk Smart Global is known for concentrating on core proficiencies. Our risk professionals are able to provide personal attention to our clients and advise them with a level of sophistication, usually only found at much bigger firms. In large part due to our lean organization, our efficiency is unmatched by our bigger competitors. With our deep understanding of the differences between U.S. and European risk practices, we are uniquely qualified to build custom solutions.

SERVICES •Enterprise Risk Management Framework •Interim Risk and Temporary Risk Leadership •Risk Appetite Statement •Risk Charters and Risk Mandates •Risk Strategy and Risk Governance •Risk Controls and Key Metric Definitions •Risk Assessment and Gap Analysis •Risk Training Courses •Policies and Procedures

CLIENTS

•Broker Dealers •Asset Managers •Insurance Companies •Banks •Private Businesses •Universities

We focus on Financial Risk Management and Non Financial Risk Management.

We specialize in writing Technical Risk Documentation for Internal and External Stakeholders.

We offer Interim and Temporary risk leadership at both the Enterprise and Business Level.

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PROJECT ACCOMPLISHMENTS ACCREDITATION “I can attest to his high standards in risk management, his professionalism and vigilance.”

— John Dell'Aquila/Managing Director at Societe Generale New York, USA

“Was able to effectively communicate his vision.”

— Terry Bourne, FCSI/SVP - Head of Operations - Toronto, Canada

“John was very highly regarded in the Risk community and had a very pragmatic approach.”

— Raymond Bunge/MD chez Société Générale Paris, France

“He is excellent at establishing Risk frameworks to shape overall corporate policy.”

— Steve Potamis/Vice President at Nomura New York, USA

“Understands complex matters even when outside of his direct area of expertise.”

— Robert Kirk/VP & Head, ISG - Wealth Management at Mphasis Dallas, USA

PROJECT ACCOMPLISHMENTS Wrote a Credit and Market Risk Governance and Policies Document for a US Broker Dealer which enabled it to pass the FINRA examination.

Designed a Risk Identification Program for a Foreign Intermediate Holding Company which served as the foundation stone for CCAR. Designed a Risk Identification Program for a Bank Holding Company based on the West Coast which proved instrumental in the first successful public CCAR submission.

Designed and built a Global Prime Brokerage Platform for a European Investment Bank which serviced multi product asset classes across various jurisdictions.

Conceptualized and designed a Risk Radar to enable a European Investment Bank to make portfolio and forecast balance sheet changes to reduce risk and volatility.

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Risk Smart Global LLC based in the NYC Metro Area, was founded to service the risk Management Documentation and Interim Risk Leadership needs of Firms in the U.S and Europe.

CONTACT Phone: +1 646 541 6655 Email: info@risksmartglobal.com Online: www.risksmartglobal.com

Š Copyright 2017 l Risk Smart Global LLC l All Rights Reserved