Synthesis Issue 1

Page 1


2

Editorial

Staff Editors-­in-­Chief Alana

Ju

‘10 Christina

Grassi

‘10

Associate

Editors

Letter

from

the

Editors Dear

readers,

We

a re

so

proud

to

bring

you

the

i naugural

i ssue

of

Synthesis,

a

new

undergraduate

journal

of

the

history

of

s cience.

The

last

few

months

have

been

a

chaotic

whirlwind

of

discovery

for

us

and

the

rest

of

the

Synthesis

team.

We

have

started

a

new

official undergraduate

organization

at

Harvard,

reached out

to

students

studying

the

history

of

science,

medicine,

and

technology

in

departments

across

the country,

and

put

together

the

only

national

peer-­‐ reviewed

undergraduate

journal

in

the

history

of

science.

Reading

fascinating

work

by

undergraduates from

Cornell,

University

of

Pennsylvania,

UCLA,

Barnard,

Princeton,

Yale,

and

Harvard

has

been

an

incredible

privilege,

and

we

regret

only

being

able

to publish

a

h andful

o f

them.

We

h ope

that

Synthesis

will

go

o n

for

c ountless

future

issues,

but

this

will

require

the

c ontinuous

support

o f

faculty

m embers,

s tudents, and

generous

sponsors.

If

you

are

interested

in

helping

Synthesis

in

any

way,

through

sponsorship,

editorial

work,

or

future

submissions,

please

contact

us

at

harvardsynthesis@gmail.com.

We

hope

you

enjoy

reading

o ur

f irst

issue! Sincerely, Alana

J u

a nd

Christina

Grassi Co-­‐Editors-­‐in-­‐Chief

o f

Synthesis

Synthesis,

Issue

1,

May

2009

Brian

Na

‘09 Connemara

Doran

‘09 Kwee

Boon

Brandon

Seah

‘11

Staff

Editors

Grace

Kim

‘11 Katherine

Mims

‘09 Marianne

Eagan

‘10 Mariah

Peebles

‘09 Michael

Polino

‘11 Helen

Yang

‘12 Clare

Moran

‘11 Byran

Dai

‘11 Cory

Johnson

‘11 Brittany

Benjamin

‘09 Debbie

Lin

‘11 Whitney

Adair

‘11

Assistant

Editors Jay

Miller

‘09 Kirsten

Slungaard

‘10 Urvesh

Shelat

’09

Interviewers Helen

Yang

‘12 Karl

Kmiecik

‘10 Maggie

Jack

‘09

Design

Board

Whitney

Adair

‘11 Michael

Polino

‘11 Alana

Ju

‘10 Yoke-­‐Mun

Sung

‘11 Brittany

Benjamin

‘09

Advisers

Prof.

Anne

Harrington Prof.

Steven

Shapin Allie

Belser Beth

Yale Shoshanna

Tell

‘10


3

Table of Contents “Edvard

Munch

and

the

Gothic

Tubercular”

by

Lakshmi

Sivarajan,

University

of

Pennsylvania

‘09.......................................................4-­‐10 “The

Church

and

Its

Discontents:

The

Holy

See’s

Evolving

Perception

of

the

Copernican

Threat”

by

Matthew

Bozik,

Yale

‘10..........................................................................................................11-­‐16 INTERVIEW:

Owen

Gingerich

by

Karl

Kmiecik,

Harvard

‘10......................................................................................................17-­‐18 “Eugenics

and

the

Supreme

Court

1900-­1945:

An

Internalist

Approach”

by

Fauzia

Shaikh,

Harvard

‘10....................................................................................................19-­‐26 “The

Controversy

Surrounding

Galileo’s

Lunar

Observations”

by

Steve

Benay,

Cornell

‘11..........................................................................................................27-­‐33 INTERVIEW:

Andrew

Berry

by

Maggie

Jack,

Harvard

‘09.......................................................................................................34-­‐35 Dz ϐ ǣ Ǯ ǯ dz

by

Brian

Na,

Harvard

‘09.............................................................................................................36-­‐46 INTERVIEW:

Richard

Lewontin

by

Helen

Yang,

Harvard

‘12........................................................................................................47-­‐48 “Chlorpromazine:

An

International

Revolution?”

by

Wendy

Ying,

Harvard

‘10......................................................................................................49-­‐52 “Use

or

Abuse?

Political

Applications

of

and

Moral

Responsibility

for

Darwin

and

Haber’s

Science”

by

Katherine

Mims,

Harvard

‘09..............................................................................................53-­‐60

Sponsors The

Harvard

Department

of

the

History

of

Science The

Harvard

Undergraduate

Council If

you

are

interested

in

sponsoring

future

issues

of

Synthesis,

please

email

us

at

harvardsynthesis@gmail.com.

If

you

would

like

to

order

additional

copies

of

Synthesis,

they

are

available

from

an

online

publisher

at

http://magcloud.com/ browse/Issue/17334.


4

Edvard

 â€¨â€ŠMunch

 â€¨â€Šand

 â€¨â€Šthe

 â€¨â€Š Gothic

 â€¨â€ŠTubercular By Lakshmi Sivarajan, University of Pennsylvania ‘09

Introduction

analyzed

 â€¨â€Š as

 â€¨â€Š examples

 â€¨â€Š of

 â€¨â€Š impressionist

 â€¨â€Š techniques.8

 â€¨â€Š This

 â€¨â€Š paper

 â€¨â€Šwill

 â€¨â€Šshow

 â€¨â€Šthat

 â€¨â€ŠMunch’s

 â€¨â€Šwork

 â€¨â€Šemploys

 â€¨â€Ša

 â€¨â€ŠGothic

 â€¨â€Š(not

 â€¨â€Š

 â€¨â€Š Night

 â€¨â€Šsweats,

 â€¨â€Šchills,

 â€¨â€Šfever,

 â€¨â€Šweight

 â€¨â€Šloss,

 â€¨â€Špain

 â€¨â€Šwhile

 â€¨â€Š Romantic)

 â€¨â€Šconceptualization

 â€¨â€Šof

 â€¨â€Štuberculosis. breathing

 â€¨â€Š and

 â€¨â€Š coughing

 â€¨â€Š up

 â€¨â€Š blood

 â€¨â€Š –

 â€¨â€Š these

 â€¨â€Š are

 â€¨â€Š some

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Šsymptoms

 â€¨â€Šof

 â€¨â€Šactive

 â€¨â€Štuberculosis.1

 â€¨â€Š

 â€¨â€ŠTuberculosis

 â€¨â€Š(TB)

 â€¨â€Š Methods ‹• …‘Â?Â?‘Â?Ž› ‹†‡Â?–‹Ď?‹‡† ™‹–Š „ƒ…–‡”‹ƒŽ ‹Â?ˆ‡…–‹‘Â? ‘ˆ –Š‡ In

 â€¨â€Šthe

 â€¨â€Šanalysis

 â€¨â€Šof

 â€¨â€Šthese

 â€¨â€Špaintings,

 â€¨â€Šother

 â€¨â€Šworks

 â€¨â€Šby

 â€¨â€Š lungs,

 â€¨â€Š but

 â€¨â€Š the

 â€¨â€Š disease

 â€¨â€Š can

 â€¨â€Š infect

 â€¨â€Š any

 â€¨â€Š number

 â€¨â€Š of

 â€¨â€Š organs

 â€¨â€Š

 â€¨â€Š and

 â€¨â€Š tissues.1

 â€¨â€Š While

 â€¨â€Š this

 â€¨â€Š infection

 â€¨â€Š reached

 â€¨â€Š epidemic

 â€¨â€Š Edvard

 â€¨â€Š Munch

 â€¨â€Š will

 â€¨â€Š be

 â€¨â€Š explored,

 â€¨â€Š including

 â€¨â€Š those

 â€¨â€Š which

 â€¨â€Š proportions

 â€¨â€Š during

 â€¨â€Š the

 â€¨â€Š eighteenth

 â€¨â€Š and

 â€¨â€Š nineteenth

 â€¨â€Š display

 â€¨â€Šhis

 â€¨â€Šuse

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Švampire

 â€¨â€Šand

 â€¨â€Šspirit

 â€¨â€Šmotifs.

 â€¨â€ŠAs

 â€¨â€Šthese

 â€¨â€Š centuries,

 â€¨â€Š infection

 â€¨â€Š today

 â€¨â€Š is

 â€¨â€Š believed

 â€¨â€Š by

 â€¨â€Š most

 â€¨â€Š to

 â€¨â€Š be

 â€¨â€Š a

 â€¨â€Š and

 â€¨â€Š other

 â€¨â€Š themes

 â€¨â€Š compose

 â€¨â€Š an

 â€¨â€Š important

 â€¨â€Š part

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š product

 â€¨â€Š of

 â€¨â€Š co-­â€?infection

 â€¨â€Š with

 â€¨â€Š HIV/AIDS.

 â€¨â€Š However,

 â€¨â€Š the

 â€¨â€Š ‘–Š‹… –”ƒ†‹–‹‘Â?ÇĄ –Š‡ ’‘’—Žƒ” Ď?‹…–‹‘Â? ‘ˆ –Š‡ Â†ÂƒÂ›ÇĄ ‘–Š‹… Centers

 â€¨â€Š for

 â€¨â€Š Disease

 â€¨â€Š Control

 â€¨â€Š estimates

 â€¨â€Š that

 â€¨â€Š only

 â€¨â€Š nine

 â€¨â€Š conventions

 â€¨â€Šand

 â€¨â€Šphilosophy

 â€¨â€Šwill

 â€¨â€Šalso

 â€¨â€Šbe

 â€¨â€Šexplored.

 â€¨â€ŠIn

 â€¨â€Šthe

 â€¨â€Š percent

 â€¨â€Šof

 â€¨â€Šcurrent

 â€¨â€Štuberculosis

 â€¨â€Šcases

 â€¨â€Šare

 â€¨â€Šin

 â€¨â€Špatients

 â€¨â€Šalso

 â€¨â€Š analysis

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Štechnical

 â€¨â€Šelements

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šworks,

 â€¨â€Šthis

 â€¨â€Špaper

 â€¨â€Š relies

 â€¨â€Šheavily

 â€¨â€Šupon

 â€¨â€Šthe

 â€¨â€Šmodel

 â€¨â€Šproposed

 â€¨â€Šby

 â€¨â€ŠDavid

 â€¨â€ŠLoshak.

 â€¨â€Š infected

 â€¨â€Šwith

 â€¨â€ŠHIV/AIDS.2

 â€¨â€Š While

 â€¨â€Š more

 â€¨â€Š than

 â€¨â€Š ninety

 â€¨â€Š percent

 â€¨â€Š of

 â€¨â€Š tuberculosis

 â€¨â€Š In

 â€¨â€Šthis

 â€¨â€Šmodel,

 â€¨â€Šperspective,

 â€¨â€Šdimensionality,

 â€¨â€Šcurvilinearity,

 â€¨â€Š patients

 â€¨â€Š do

 â€¨â€Š not

 â€¨â€Š have

 â€¨â€Š HIV,

 â€¨â€Š the

 â€¨â€Š co-­â€?infected

 â€¨â€Š population

 â€¨â€Š is

 â€¨â€Š distortion

 â€¨â€Šfrom

 â€¨â€Šreality,

 â€¨â€Šcoloration

 â€¨â€Šand

 â€¨â€Šnarrative

 â€¨â€Šstructure

 â€¨â€Š are

 â€¨â€Š particularly

 â€¨â€Šimportant

 â€¨â€Šdue

 â€¨â€Što

 â€¨â€Šthe

 â€¨â€Šemergence

 â€¨â€Šof

 â€¨â€Šmulti-­â€?drug

 â€¨â€Š of

 â€¨â€Šthe

 â€¨â€Šwork

 â€¨â€Š(i.e.

 â€¨â€Šdepiction

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šprogression

 â€¨â€Šof

 â€¨â€Štime)

 â€¨â€Š 9 resistant

 â€¨â€Šstrains

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šdisease.2

 â€¨â€ŠThe

 â€¨â€Šidea

 â€¨â€Šof

 â€¨â€Ša

 â€¨â€Šre-­â€?emerging

 â€¨â€Š used

 â€¨â€Š to

 â€¨â€Š assess

 â€¨â€Š the

 â€¨â€Š meaning

 â€¨â€Š of

 â€¨â€Š Munch’s

 â€¨â€Š pieces

 â€¨â€Š .

 â€¨â€Š Use

 â€¨â€Š of

 â€¨â€Š fatal

 â€¨â€Šinfection

 â€¨â€Šis

 â€¨â€Šalarming,

 â€¨â€Šas

 â€¨â€Šthe

 â€¨â€Šcase

 â€¨â€Šof

 â€¨â€ŠAndrew

 â€¨â€ŠSpeaker

 â€¨â€Š these

 â€¨â€Š objective

 â€¨â€Š characteristics

 â€¨â€Š further

 â€¨â€Š allows

 â€¨â€Š for

 â€¨â€Š a

 â€¨â€Š fair

 â€¨â€Š shows

 â€¨â€Š us.3

 â€¨â€Š In

 â€¨â€Š 2007,

 â€¨â€Š Mr.

 â€¨â€Š Speaker

 â€¨â€Š boarded

 â€¨â€Š international

 â€¨â€Š comparison

 â€¨â€Šbetween

 â€¨â€Šthe

 â€¨â€Švarious

 â€¨â€Šworks. Ď?Ž‹‰Š– ™Š‹Ž‡ ‹Â?ˆ‡…–‡† ™‹–Š –—„‡”…—Ž‘•‹•Ǥ3

 â€¨â€Š Speaker’s

 â€¨â€Š Results ’”‡•‡Â?…‡ ‘Â? ƒÂ? ‹Â?–‡”Â?ƒ–‹‘Â?ƒŽ Ď?Ž‹‰Š– ™ƒ• ƒ ’—„Ž‹… Š‡ƒŽ–Š Edvard

 â€¨â€Š Munch,

 â€¨â€Š born

 â€¨â€Š in

 â€¨â€Š 1863,

 â€¨â€Š was

 â€¨â€Š a

 â€¨â€Š Norwegian

 â€¨â€Š nightmare

 â€¨â€Š because

 â€¨â€Š “prolonged

 â€¨â€Š exposure

 â€¨â€Š to

 â€¨â€Š an

 â€¨â€Š infected

 â€¨â€Š

 â€¨â€Š 3 artist

 â€¨â€Š whose

 â€¨â€Š most

 â€¨â€Š famous

 â€¨â€Š piece

 â€¨â€Š is

 â€¨â€Š The

 â€¨â€Š Scream.

 â€¨â€Š Munch’s

 â€¨â€Š personâ€?

 â€¨â€Šcan

 â€¨â€Šresult

 â€¨â€Šin

 â€¨â€ŠTB

 â€¨â€Štransmission.

 â€¨â€Š It

 â€¨â€Š has

 â€¨â€Š been

 â€¨â€Š argued4

 â€¨â€Š that

 â€¨â€Š eighteenth-­â€?

 â€¨â€Š and

 â€¨â€Š work

 â€¨â€Š is

 â€¨â€Š invaluable

 â€¨â€Š in

 â€¨â€Š that

 â€¨â€Š it

 â€¨â€Š catalogues

 â€¨â€Š the

 â€¨â€Š artistic

 â€¨â€Š nineteenth-­â€?century

 â€¨â€Š tuberculosis

 â€¨â€Š was

 â€¨â€Š not

 â€¨â€Š terrifying

 â€¨â€Š and

 â€¨â€Š movement

 â€¨â€Šfrom

 â€¨â€Šimpressionism

 â€¨â€Što

 â€¨â€Šexpressionism.10

 â€¨â€ŠThe

 â€¨â€Š feared,

 â€¨â€Šbut

 â€¨â€Šfashionable

 â€¨â€Šand

 â€¨â€ŠRomantic.

 â€¨â€ŠThe

 â€¨â€ŠWhite

 â€¨â€ŠPlague,

 â€¨â€Šas

 â€¨â€Š four

 â€¨â€Špieces

 â€¨â€Šexamined

 â€¨â€Šin

 â€¨â€Šthis

 â€¨â€Šsection

 â€¨â€Šrepresent

 â€¨â€Ša

 â€¨â€Šseminal

 â€¨â€Š it

 â€¨â€Šwas

 â€¨â€Šcalled,

 â€¨â€Škilled

 â€¨â€Š1.25

 â€¨â€Špercent

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€ŠEnglish

 â€¨â€Špopulation

 â€¨â€Š shift

 â€¨â€Šin

 â€¨â€Šhis

 â€¨â€Šinterpretation

 â€¨â€Šof

 â€¨â€Šdeath

 â€¨â€Šand

 â€¨â€Šdisease

 â€¨â€Šas

 â€¨â€Šwell

 â€¨â€Šas

 â€¨â€Š annually

 â€¨â€Šby

 â€¨â€Š1780.5

 â€¨â€ŠYet

 â€¨â€Šinfection

 â€¨â€Šwith

 â€¨â€Štuberculosis

 â€¨â€Šwas

 â€¨â€Šseen

 â€¨â€Š in

 â€¨â€Šhis

 â€¨â€Šartistic

 â€¨â€Šmethodology. as

 â€¨â€Š desirable

 â€¨â€Š largely

 â€¨â€Š by

 â€¨â€Š the

 â€¨â€Š wealthy.6

 â€¨â€Š Numerous

 â€¨â€Š scholars

 â€¨â€Š have

 â€¨â€Š examined

 â€¨â€Š how

 â€¨â€Š the

 â€¨â€Š notion

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š ‘sexy

 â€¨â€Š tubercular’

 â€¨â€Š Spring,

 â€¨â€Šoil

 â€¨â€Šon

 â€¨â€Šcanvas

 â€¨â€Š(1889): came

 â€¨â€Š into

 â€¨â€Š existence.

 â€¨â€Š It

 â€¨â€Š has

 â€¨â€Š been

 â€¨â€Š agreed

 â€¨â€Š that

 â€¨â€Š the

 â€¨â€Š works

 â€¨â€Š and

 â€¨â€Š sayings

 â€¨â€Š of

 â€¨â€Š artists

 â€¨â€Š like

 â€¨â€Š Byron,

 â€¨â€Š Shelley,

 â€¨â€Š Keats

 â€¨â€Šand

 â€¨â€ŠThoreau

 â€¨â€Šhelped

 â€¨â€Špopularize

 â€¨â€Šthis

 â€¨â€Šidea.

 â€¨â€Š Susan

 â€¨â€ŠSontag

 â€¨â€Šfamously

 â€¨â€Šargued

 â€¨â€Šthat

 â€¨â€Štuberculosis

 â€¨â€Š was

 â€¨â€Š not

 â€¨â€Š only

 â€¨â€Š seen

 â€¨â€Š as

 â€¨â€Š sexy

 â€¨â€Š but

 â€¨â€Š also

 â€¨â€Š as

 â€¨â€Š spiritual,

 â€¨â€Š creative

 â€¨â€Šand

 â€¨â€Šinteresting.7

 â€¨â€Š This

 â€¨â€Š paper

 â€¨â€Š seeks

 â€¨â€Š to

 â€¨â€Š examine

 â€¨â€Š the

 â€¨â€Š validity

 â€¨â€Š of

 â€¨â€Š these

 â€¨â€Š claims

 â€¨â€Š within

 â€¨â€Š the

 â€¨â€Š context

 â€¨â€Š of

 â€¨â€Š contemporary

 â€¨â€Š art.

 â€¨â€Š A

 â€¨â€Š series

 â€¨â€Š of

 â€¨â€Š four

 â€¨â€Š tuberculosis

 â€¨â€Š related

 â€¨â€Špaintings

 â€¨â€Šby

 â€¨â€Šthe

 â€¨â€ŠNorwegian

 â€¨â€Šartist

 â€¨â€ŠEdvard

 â€¨â€Š Munch

 â€¨â€Š will

 â€¨â€Š be

 â€¨â€Š the

 â€¨â€Š subject

 â€¨â€Š of

 â€¨â€Š this

 â€¨â€Š analysis.

 â€¨â€Š Two

 â€¨â€Š paintings,

 â€¨â€Š Death

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š Sickroom

 â€¨â€Š and

 â€¨â€Š By

 â€¨â€Š the

 â€¨â€Š Deathbed,

 â€¨â€Š will

 â€¨â€Š be

 â€¨â€Š examined

 â€¨â€Š as

 â€¨â€Š examples

 â€¨â€Š of

 â€¨â€Š expressionist

 â€¨â€Š techniques.

 â€¨â€Š The

 â€¨â€Š remaining

 â€¨â€Š two

 â€¨â€Š works:

 â€¨â€Š Spring

 â€¨â€Š and

 â€¨â€Š The

 â€¨â€Š Sick

 â€¨â€Š Child

 â€¨â€Š will

 â€¨â€Š be

 â€¨â€Š

Synthesis,

 â€¨â€ŠIssue

 â€¨â€Š1,

 â€¨â€ŠMay

 â€¨â€Š2009


5

Spring

depicts

two

women

seated

beside

a

window.

The

tubercular

(on

the

right)

is

seated

in

a

rocking

chair

with

a

pillow

propped

behind

her

head

while

her

companion

is

next

to

her

on

a

stool,

knitting.

The

perspective

is

directly

parallel;

the

viewer

is

in

the

same

plane

as

the

subjects

of

the

picture.

As

in

a

portrait

ǡ ϐ Ǥ is

highly

structured.

There

is

a

clear

eyeline

created

by

three

parallel

lines:

the

juncture

between

the

ground

and

the

wall,

the

top

of

the

armoire

and

the

surface

of

the

table

behind

the

women.

The

highly

structured

nature

of

the

background

lends

realism

and

thus

believability.

The

two

women

are

seated

in

a

very

natural

way.

In

candid

paintings,

the

subjects

typically

face

the

viewer

at

an

angle

of

either

one-­‐quarter

or

three-­‐quarters.

In

this

piece,

the

companion

is

facing

away

from

the

viewer,

exposing

only

one-­‐quarter

of

her

face,

while

the

patient

is

facing

the

viewer,

exposing

three-­‐quarters

of

her

face.

This

natural

positioning

exudes

a

relaxed,

calm

atmosphere.

ϐ Ǥ by

Munch’s

use

of

light

effects.

Dimensionality

is

a

product

of

light

and

shadow

contrasts.

For

instance,

the

patient’s

forehead

is

contoured

by

the

bright

spot

in

the

center

of

her

forehead

and

also

by

the

shadow

over

her

eyes.

A

light

source

placed

at

a

high

angle

would

cast

this

particular

shadow.

In

this

instance,

the

light

source

is

the

sun

which

enters

the

room

through

the

window,

casting

more

light

on

the

right

side

of

the

patient’s

face

than

on

the

left.

The

companion’s

shoulder

is

highlighted

by

the

same

sunbeam,

while

her

back

remains

shadowed.

Using

sunlight

as

the

source

of

light

in

a

painting

suggests

activity,

life

and

movement.

Similarly,

it

is

a

critical

structural

component

of

impressionistic

works

of

art.

To

create

these

particular

light

effects,

small,

meticulous

brush

strokes

must

be

used

in

order

to

show

the

incremental

loss

of

light

over

a

particular

distance.

ϐ Ǥ Ambient

light

allows

the

artist

to

use

any

number

of

distortions

in

color

or

shape.

But

sunlight

suggests

reality

and

the

artist

is

therefore

limited

to

a

certain

palette.

The

two

women

have

beige

skin

tones

and

the

room

is

colored

with

earthy

greens,

reds

and

browns

as

though

to

capture

a

woodsy

atmosphere

within

the

room.

The

light

source

on

the

patient’s

face

brightens

her

skin

lending

a

sort

of

ethereal

quality

to

the

scene.

She

appears

peaceful,

almost

angelic.

The

curtains

are

bent

inward

in

a

bubbled

manner,

indicating

a

breeze

has

just

passed.

Wind

similarly

adds

a

spiritual

component

to

the

piece

as

it

suggests

an

unseen

force,

perhaps

God.

For

the

most

part,

Spring

portrays

TB

just

as

Sontag

does

as

beautiful,

spiritual

and

painless

for

the

patient.11

The

only

unnatural

characteristic

about

the

patient

are

her

very

pale

hands.

The

sickly

pallor

of

her

hands

is

highlighted

by

the

contrast

to

the

red

handkerchief

she

holds.

Red

is

ϐ Ǥ hands

are

the

only

reminder

of

her

illness.

While

Spring

romanticizes

tuberculosis

infection,

Munch’s

other

paintings

explore

the

disease

in

a

much

harsher

light.

The

Sick

Child,

oil

on

canvas

(1896):

This

painting

is

quite

similar

to

Spring

in

its

structural

qualities.

In

fact,

it

portrays

the

same

subjects.

The

patient

is

Munch’s

sister

Sophie

who

died

of

tuberculosis

and

the

woman

seated

beside

her

is

most

likely

a

caretaker

or

governess.12

Munch’s

mother

died

of

tuberculosis

when

he

was

a

child,

a

fact

which

seems

to

ϐ Dead

Mother

and

Child.

The

Sick

Child,

unlike

Spring,

is

a

highly

emotional

piece,

which

is

interesting

because

Spring

is

the

earlier

of

the

two

pieces.

In

fact,

The

Sick

Child

shares

a

variety

of

characteristics

with

Munch’s

later,

highly

expressionistic,

almost

surrealist

works. In

the

painting,

the

patient

is

in

bed,

covered

by

a

blanket

up

to

her

waist.

One

hand

rests

upon

the

blanket

while

the

other

is

held

by

her

companion.

The

companion

is

seated

on

the

right

side

of

the

bed

facing

down,

as

if

she

Ǥ ϐ centrally

located.

However,

in

this

painting,

they

are

much

closer

to

the

viewer

as

compared

to

Spring.

There

is

no

differentiation

between

background

and

foreground.

This

is

typically

the

case

for

portraits

as

opposed

to

candid

paintings.

Once

again,

horizontal

lines

lend

stability

and

structure

to

the

piece

by

creating

an

obvious

eyeline.

The

horizontal

lines

are

created

by

the

top

edge

of

the

pillow


6 and

 â€¨â€Šthe

 â€¨â€Štwo

 â€¨â€Šfolds

 â€¨â€Šmade

 â€¨â€Šby

 â€¨â€Šthe

 â€¨â€Šblanket

 â€¨â€Šon

 â€¨â€Šthe

 â€¨â€Šbed.

 â€¨â€Š In

 â€¨â€ŠThe

 â€¨â€ŠSick

 â€¨â€ŠChild,

 â€¨â€Šthe

 â€¨â€Špatient’s

 â€¨â€Šface

 â€¨â€Šand

 â€¨â€Šhands

 â€¨â€Šare

 â€¨â€Š pale,

 â€¨â€Š unlike

 â€¨â€Š her

 â€¨â€Š counterpart’s

 â€¨â€Š whose

 â€¨â€Š hands

 â€¨â€Š and

 â€¨â€Š face

 â€¨â€Š are

 â€¨â€Š blushed

 â€¨â€Š red

 â€¨â€Š with

 â€¨â€Š life.

 â€¨â€Š Her

 â€¨â€Š skin

 â€¨â€Š is

 â€¨â€Š a

 â€¨â€Š light

 â€¨â€Š yellowish-­â€?beige

 â€¨â€Š color.

 â€¨â€Š A

 â€¨â€Š closer

 â€¨â€Š examination

 â€¨â€Š reveals

 â€¨â€Š that

 â€¨â€Š her

 â€¨â€Š face

 â€¨â€Š seems

 â€¨â€Š to

 â€¨â€Šbe

 â€¨â€Špresent

 â€¨â€Štwice:

 â€¨â€Šonce

 â€¨â€Šclearly

 â€¨â€Šand

 â€¨â€Šonce

 â€¨â€Šfaintly

 â€¨â€Šupon

 â€¨â€Š the

 â€¨â€Šsurface

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Špillow.

 â€¨â€ŠIt

 â€¨â€Šis

 â€¨â€Šas

 â€¨â€Šthough

 â€¨â€Šlight

 â€¨â€Šis

 â€¨â€Šactually

 â€¨â€Š emanating

 â€¨â€Š from

 â€¨â€Š her

 â€¨â€Š face

 â€¨â€Š outward

 â€¨â€Š into

 â€¨â€Š the

 â€¨â€Š room.

 â€¨â€Š The

 â€¨â€Š yellowish

 â€¨â€Š beam

 â€¨â€Š on

 â€¨â€Š the

 â€¨â€Š wall

 â€¨â€Š in

 â€¨â€Š front

 â€¨â€Š of

 â€¨â€Š her

 â€¨â€Š is

 â€¨â€Š similarly

 â€¨â€Š a

 â€¨â€Š result

 â€¨â€Šof

 â€¨â€Šher

 â€¨â€Šâ€œglow.â€?

 â€¨â€ŠWhile

 â€¨â€Šthe

 â€¨â€Špatient

 â€¨â€Šappears

 â€¨â€Šsomewhat

 â€¨â€Š Romantic

 â€¨â€Šand

 â€¨â€Šangelic,

 â€¨â€Šthere

 â€¨â€Šis

 â€¨â€Ša

 â€¨â€Šdark

 â€¨â€Šundercurrent

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Š symptoms

 â€¨â€Šand

 â€¨â€Šeffects

 â€¨â€Šof

 â€¨â€Štuberculosis

 â€¨â€Šon

 â€¨â€Ša

 â€¨â€Šhousehold.

 â€¨â€Š The

 â€¨â€Š positioning

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š characters

 â€¨â€Š is

 â€¨â€Š one

 â€¨â€Š major

 â€¨â€Š difference

 â€¨â€Š between

 â€¨â€Š this

 â€¨â€Š painting

 â€¨â€Š and

 â€¨â€Š Spring.

 â€¨â€ŠThe

 â€¨â€Špatient’s

 â€¨â€Šface

 â€¨â€Šis

 â€¨â€Športrayed

 â€¨â€Š ĥ ƒ •‡˜‡”‡ ’”‘Ď?‹Ž‡Ǥ Š‹• •‡”˜‡• –‘ †”ƒ™ the

 â€¨â€Š viewer’s

 â€¨â€Š attention

 â€¨â€Š to

 â€¨â€Š her

 â€¨â€Š face.

 â€¨â€Š Unlike

 â€¨â€Š Munch’s

 â€¨â€Š later

 â€¨â€Š expressionist

 â€¨â€Š pieces,

 â€¨â€Š the

 â€¨â€Š patient’s

 â€¨â€Š face

 â€¨â€Š is

 â€¨â€Š highly

 â€¨â€Š detailed

 â€¨â€Š and

 â€¨â€Š each

 â€¨â€Š feature

 â€¨â€Š is

 â€¨â€Š carefully

 â€¨â€Š outlined.

 â€¨â€Š Portraying

 â€¨â€Š the

 â€¨â€Š patient

 â€¨â€Š ‹Â? ’”‘Ď?‹Ž‡ ’”‘†—…‡• –Š‡ •‡…‘Â?†ƒ”› effect

 â€¨â€Š of

 â€¨â€Š displaying

 â€¨â€Š the

 â€¨â€Š symptoms

 â€¨â€Š of

 â€¨â€Š tuberculosis.

 â€¨â€Š In

 â€¨â€Š Spring,

 â€¨â€Š the

 â€¨â€Š patient’s

 â€¨â€Š hair

 â€¨â€Šis

 â€¨â€Špulled

 â€¨â€Šback

 â€¨â€Šin

 â€¨â€Ša

 â€¨â€Šbun

 â€¨â€Šprecisely

 â€¨â€Š as

 â€¨â€Š her

 â€¨â€Š companion’s

 â€¨â€Š is.

 â€¨â€Š In

 â€¨â€Š The

 â€¨â€Š Sick

 â€¨â€Š Child,

 â€¨â€Š however,

 â€¨â€Š the

 â€¨â€Š patient’s

 â€¨â€Š hair

 â€¨â€Š is

 â€¨â€Š loose.

 â€¨â€Š It

 â€¨â€Š is

 â€¨â€Š matted

 â€¨â€Š against

 â€¨â€Š her

 â€¨â€Š head

 â€¨â€Š and

 â€¨â€Šthe

 â€¨â€Šside

 â€¨â€Šof

 â€¨â€Šher

 â€¨â€Šface.

 â€¨â€ŠThis

 â€¨â€Šsuggests

 â€¨â€Š a

 â€¨â€Š dampness

 â€¨â€Š or

 â€¨â€Š clamminess.

 â€¨â€Š She

 â€¨â€Š appears

 â€¨â€Što

 â€¨â€Šbe

 â€¨â€Šexperiencing

 â€¨â€Šfever

 â€¨â€Šand/ or

 â€¨â€Šnight

 â€¨â€Šsweats.

 â€¨â€ŠHere

 â€¨â€Štuberculosis

 â€¨â€Šis

 â€¨â€Šas

 â€¨â€Š important

 â€¨â€Ša

 â€¨â€Šsubject

 â€¨â€Šas

 â€¨â€Šthe

 â€¨â€Štwo

 â€¨â€Šwomen

 â€¨â€Š are.

 â€¨â€Š In

 â€¨â€Š Spring,

 â€¨â€Š however,

 â€¨â€Š the

 â€¨â€Š patient

 â€¨â€Š does

 â€¨â€Š not

 â€¨â€Š appear

 â€¨â€Š to

 â€¨â€Š be

 â€¨â€Š experiencing

 â€¨â€Š any

 â€¨â€Šsymptoms

 â€¨â€Šfrom

 â€¨â€Šher

 â€¨â€Šillness. The

 â€¨â€Š two

 â€¨â€Š women’s

 â€¨â€Š heads

 â€¨â€Š are

 â€¨â€Š placed

 â€¨â€Š next

 â€¨â€Š to

 â€¨â€Š each

 â€¨â€Š other,

 â€¨â€Š but

 â€¨â€Š the

 â€¨â€Š companion’s

 â€¨â€Š body

 â€¨â€Š is

 â€¨â€Š obscured

 â€¨â€Š by

 â€¨â€Š the

 â€¨â€Š corner

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š bed.

 â€¨â€Š On

 â€¨â€Š the

 â€¨â€Š surface

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š bed,

 â€¨â€Š there

 â€¨â€Š is

 â€¨â€Š one

 â€¨â€Š deep,

 â€¨â€Š diagonal

 â€¨â€Š fold

 â€¨â€Š which

 â€¨â€Šruns

 â€¨â€Š from

 â€¨â€Š the

 â€¨â€Š top

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š sheet

 â€¨â€Š to

 â€¨â€Š the

 â€¨â€Š corner

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š bed.

 â€¨â€Š This

 â€¨â€Š serves

 â€¨â€Š to

 â€¨â€Š complete

 â€¨â€Š the

 â€¨â€Š abstract

 â€¨â€Š heart

 â€¨â€Š created

 â€¨â€Š by

 â€¨â€Š the

 â€¨â€Š two

 â€¨â€Š women’s

 â€¨â€Š bodies.

 â€¨â€Š This

 â€¨â€Š heart

 â€¨â€Š softens

 â€¨â€Š the

 â€¨â€Š harsh

 â€¨â€Š and

 â€¨â€Š dark

 â€¨â€Š color

 â€¨â€Š scheme

 â€¨â€Š of

 â€¨â€Š –Š‡ ”‘‘Â?Ǥ Š‡ ”‘‘Â? ‹• Ď?‹ŽŽ‡† ™‹–Š †ƒ”Â? „Ž—‡•ǥ „”‘™Â?• and

 â€¨â€Šgrays,

 â€¨â€Šunlike

 â€¨â€Šthe

 â€¨â€Šwoodsy

 â€¨â€Šatmosphere

 â€¨â€Šof

 â€¨â€ŠSpring.

 â€¨â€ŠThis

 â€¨â€Š shift

 â€¨â€Š in

 â€¨â€Š palette

 â€¨â€Š from

 â€¨â€Š natural

 â€¨â€Š light

 â€¨â€Š and

 â€¨â€Š quasi-­â€?pastoral

 â€¨â€Š coloration

 â€¨â€Što

 â€¨â€Šthe

 â€¨â€Šuse

 â€¨â€Šof

 â€¨â€Šshadows

 â€¨â€Šand

 â€¨â€Ša

 â€¨â€Šmuddled

 â€¨â€Šbluish

 â€¨â€Š color

 â€¨â€Šscheme

 â€¨â€Šacts

 â€¨â€Šas

 â€¨â€Ša

 â€¨â€Šharbinger

 â€¨â€Šof

 â€¨â€ŠMunch’s

 â€¨â€Šshift

 â€¨â€Štoward

 â€¨â€Š expressionism

 â€¨â€Šand

 â€¨â€Šhis

 â€¨â€Šfuture

 â€¨â€Šfocus

 â€¨â€Šupon

 â€¨â€Šthe

 â€¨â€Šroles

 â€¨â€Šof

 â€¨â€Šgrief

 â€¨â€Š and

 â€¨â€Šsuffering. Further

 â€¨â€Š still,

 â€¨â€Š the

 â€¨â€Š two

 â€¨â€Š women

 â€¨â€Š are

 â€¨â€Š not

 â€¨â€Š exposed

 â€¨â€Š to

 â€¨â€Š an

 â€¨â€Šexternal

 â€¨â€Šsource

 â€¨â€Šof

 â€¨â€Šlight.

 â€¨â€ŠThe

 â€¨â€Šlack

 â€¨â€Šof

 â€¨â€Šan

 â€¨â€Šnatural

 â€¨â€Š

 â€¨â€Šlight

 â€¨â€Š source

 â€¨â€Š removes

 â€¨â€Š the

 â€¨â€Š sense

 â€¨â€Š of

 â€¨â€Š growth,

 â€¨â€Š life,

 â€¨â€Š or

 â€¨â€Š rebirth

 â€¨â€Š that

 â€¨â€Š

Synthesis,

 â€¨â€ŠIssue

 â€¨â€Š1,

 â€¨â€ŠMay

 â€¨â€Š2009

were

 â€¨â€Š present

 â€¨â€Š in

 â€¨â€Š Spring.

 â€¨â€Š The

 â€¨â€Š companion

 â€¨â€Š appears

 â€¨â€Š to

 â€¨â€Š be

 â€¨â€Š crying

 â€¨â€Šas

 â€¨â€Šif

 â€¨â€Šprematurely

 â€¨â€Šgrieving.

 â€¨â€ŠThere

 â€¨â€Šis

 â€¨â€Šlittle

 â€¨â€Šindication

 â€¨â€Š of

 â€¨â€Šany

 â€¨â€Šmovement

 â€¨â€Šwithin

 â€¨â€Šthis

 â€¨â€Šscene

 â€¨â€Šas

 â€¨â€Šopposed

 â€¨â€Što

 â€¨â€ŠSpring.

 â€¨â€Š The

 â€¨â€Šimplication

 â€¨â€Šis

 â€¨â€Šthat

 â€¨â€Šgrief

 â€¨â€Šprecedes

 â€¨â€Šdeath

 â€¨â€Šand

 â€¨â€Šacts

 â€¨â€Što

 â€¨â€Š enclose

 â€¨â€Š or

 â€¨â€Š quarantine

 â€¨â€Šfamilies

 â€¨â€Š and

 â€¨â€Š patients.

 â€¨â€ŠThe

 â€¨â€Š deeply

 â€¨â€Š emotional

 â€¨â€Š nature

 â€¨â€Š of

 â€¨â€Š this

 â€¨â€Š piece

 â€¨â€Š contradicts

 â€¨â€Š the

 â€¨â€Š idea

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š painless

 â€¨â€Š death13

 â€¨â€Š and

 â€¨â€Š introduces

 â€¨â€Š the

 â€¨â€Š dual

 â€¨â€Š nature

 â€¨â€Š of

 â€¨â€Š TB.

 â€¨â€Š Munch’s

 â€¨â€Š later

 â€¨â€Š expressionist

 â€¨â€Š pieces

 â€¨â€Š focus

 â€¨â€Š on

 â€¨â€Š this

 â€¨â€Š dual

 â€¨â€Š nature

 â€¨â€Š within

 â€¨â€Š the

 â€¨â€Š context

 â€¨â€Š of

 â€¨â€Š contemporary

 â€¨â€Š Gothic

 â€¨â€Š Ď?‹…–‹‘Â?Ǥ

Death

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€ŠSickroom,

 â€¨â€Šoil

 â€¨â€Šon

 â€¨â€Š canvas

 â€¨â€Š(1895):

 â€¨â€Š

 â€¨â€Š This

 â€¨â€Š painting

 â€¨â€Š and

 â€¨â€Š By

 â€¨â€Š the

 â€¨â€Š Deathbed

 â€¨â€Š (to

 â€¨â€Š be

 â€¨â€Š †‹•…—••‡† ÂŽÂƒÂ–Â‡Â”ČŒ …ƒÂ? „‡ …Žƒ••‹Ď?‹‡† ĥ ‡š’”‡••‹‘Â?‹•– ™‘”Â?• of

 â€¨â€Šart

 â€¨â€Šbased

 â€¨â€Šon

 â€¨â€Štheir

 â€¨â€Šcoloration,

 â€¨â€Šbrush

 â€¨â€Šstrokes,

 â€¨â€Šstructure

 â€¨â€Š ƒÂ?† †‹Â?‡Â?•‹‘Â?ƒŽ‹–›Ǥ • ‘•ŠƒÂ? ÂƒÂ”Â‰Â—Â‡Â•ÇĄ Dz–Š‡ Ď?Žƒ––‡Â?‹Â?‰ of

 â€¨â€Š forms

 â€¨â€Š and

 â€¨â€Š spaces

 â€¨â€Š in

 â€¨â€Š to

 â€¨â€Š two-­â€?dimensional

 â€¨â€Š patterns

 â€¨â€Š [is

 â€¨â€Š used]‌to

 â€¨â€Š portray

 â€¨â€Š subjective

 â€¨â€Š concepts

 â€¨â€Š instead

 â€¨â€Š of

 â€¨â€Š objective

 â€¨â€Š percepts.â€?14

 â€¨â€Š The

 â€¨â€Š Sick

 â€¨â€Š Child

 â€¨â€Š is

 â€¨â€Š consistent

 â€¨â€Š with

 â€¨â€Š this

 â€¨â€Šargument

 â€¨â€Šin

 â€¨â€Šthat

 â€¨â€Šthe

 â€¨â€Špatient’s

 â€¨â€Šface

 â€¨â€Šis

 â€¨â€Šshown

 â€¨â€Šin

 â€¨â€Šsevere

 â€¨â€Š ’”‘Ď?‹Ž‡ǥ ™Š‹…Š ‹• ƒ –™‘nj†‹Â?‡Â?•‹‘Â?ƒŽ ”‡’”‡•‡Â?–ƒ–‹‘Â?Ǣ likewise,

 â€¨â€Š the

 â€¨â€Š companion’s

 â€¨â€Š head

 â€¨â€Š is

 â€¨â€Š obscured.

 â€¨â€Š The

 â€¨â€Š patient

 â€¨â€Š ‹• ‹†‡Â?–‹Ď?‹‡† „› –—„‡”…—Ž‘•‹• ƒÂ?† ‹–• •›Â?’–‘Â?•ǥ ™Š‹Ž‡ the

 â€¨â€Š companion

 â€¨â€Š is

 â€¨â€Š characterized

 â€¨â€Š by

 â€¨â€Š her

 â€¨â€Š grief.

 â€¨â€Š This

 â€¨â€Š use

 â€¨â€Š of

 â€¨â€Š two-­â€?dimensionality

 â€¨â€Š to

 â€¨â€Š connote

 â€¨â€Š ideas

 â€¨â€Š or

 â€¨â€Š metaphors

 â€¨â€Š is

 â€¨â€Š •‹‰Â?‹Ď?‹…ƒÂ?–Ž› …Ž‡ƒ”‡” ‹Â? Death

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€ŠSickroom.

 â€¨â€Š The

 â€¨â€Š structure

 â€¨â€Š of

 â€¨â€Š Death

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š Sickroom

 â€¨â€Š is

 â€¨â€Š particularly

 â€¨â€Š unnerving.

 â€¨â€Š Three

 â€¨â€Š characters

 â€¨â€Š stand

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š


7 extreme

foreground,

one

staring

directly

at

the

viewer.

The

remaining

characters

are

in

the

extreme

background.

The

positioning

of

the

subjects

as

a

V

effectively

extends

the

sickroom

to

include

the

viewer.

This

is

an

unusual

technique

which

serves

to

add

confusion

to

the

piece.

This

confusion

is

heightened

by

the

absence

of

structural

elements.

There

is

a

separation

between

the

door

and

the

wall

on

the

left

wall

of

the

room,

but

none

between

the

left

wall

and

the

rear

one.

The

room

appears

ǡ ϐ Ǥ the

impression

of

a

spinning

or

moving

background.

The

perspective

of

the

piece

is

established

by

the

paneling

of

ϐ Ǥ element

is

disturbed

by

the

characters

in

the

foreground

and

by

the

bed

frame

in

the

background.

ϐ Ǧ ϐ ǡ the

portraiture

style

displayed

in

Munch’s

impressionist

works.

All

of

the

characters,

except

for

the

woman

facing

the

viewer,

lack

detailed

eyes,

noses

and

mouths.

The

ϐ one

amorphous

mass

as

opposed

to

distinct

shapes.

The

woman

facing

the

viewer

looks

like

a

caricature

of

a

human.

Her

face

is

frightening

with

its

ghastly

white

coloration,

sunken

eyes

and

nostrils

without

a

nose.

In

this

piece

the

patient

is

obscured.

Is

the

patient

the

woman

seated

in

the

chair

or

has

she

already

died

in

the

bed?

The

title

of

the

piece

implies

the

death

has

already

occurred.

This

is

a

critical

difference

from

both

Spring

and

The

Sick

Child.

If

the

death

has

recently

occurred,

the

patient

is

still

in

the

bed,

but

the

body

and

face

of

the

patient

are

obscured

by

the

characters

in

the

foreground

as

well

as

the

footboard

of

the

bed.

The

effect

created

by

death

is

vastly

different

from

that

created

by

illness,

since

the

subject

of

this

painting

is

grief,

not

tuberculosis,

and

certainly

not

any

particular

individual.

This

piece,

like

the

two

previously

discussed,

is

oil

on

canvas

medium.

Why,

then,

does

it

appear

so

drastically

different?

The

style

of

painting

is

the

critical

difference

here.

In

both

Spring

and

The

Sick

Child,

Munch

ϐ ǡ ǡ placed

close

together

in

order

to

give

the

impression

of

light

fading

and

shadows

appearing,

as

is

characteristic

of

impressionist

technique.

There

is

no

light

source

in

Death

in

the

Sickroom;

furthermore,

there

are

no

gradations

of

light

either;

hence

the

characters

as

well

as

the

objects

in

the

painting

appear

two-­‐dimensional.

The

brush

ϐ ǡ the

emergence

of

an

expressionist

method.

The

colors

ϐ pieces,

but

are

distinct

blocks

of

space.

For

instance,

the

foremost

woman’s

dress

is

a

single

shade

of

gray

while

her

hair

is

similarly

only

one

shade

of

auburn.

The

colors

are

also

muddled

at

times,

causing

the

subjects

to

blend

into

their

environment.

For

example,

the

foremost

woman’s

face

is

smeared

near

the

edge,

causing

it

to

ϐ Ǥ merging

must

be

created

on

purpose

in

a

heavy

medium

such

as

oil

painting;

only

in

a

light

medium

such

as

chalk

could

this

type

of

blending

occur

accidentally.

Munch

is

commenting

on

how

grief

is

a

consuming

emotion

that

ϐ Ǥ

By

the

Deathbed,

oil

on

canvas

(1895):

This

painting,

like

the

three

previously

discussed,

is

also

an

oil

on

canvas

painting.

It

was

painted

in

the

same

era,

yet

it

is

the

most

explicitly

expressionist

piece.

Distortions

from

reality

are

alarming

and

nightmarish.

The

scene

is

haunting,

even

hellish

in

its

portrayal.

The

title

of

the

piece,

By

the

Deathbed,

unlike

Death

in

the

Sickroom,

suggests

the

proximity

of

death.

Death

is

happening

at

this

very

moment

in

this

painting.

In

Death

in

the

Sickroom,

on

the

other

hand,

death

has

happened

and

grief

has

begun

to

set

in.


8

This

momentary

difference

is

important

in

ȋ Ȁ ϐ ǡ Ȁ ǡ Ȁ Ȍ understanding

the

distortions

in

the

subjects’

faces.

roles,

so

too

do

the

characters:

they

act

simultaneously

as

Three

of

the

faces

are

bright

white.

The

woman

nearest

mourners

and

angels/demons

of

death.

The

moment

of

to

the

viewer

is

particularly

disturbing

because

her

death

is

the

focal

point

of

the

piece.

This

is

a

prototypically

face

appears

skull-­‐like:

her

cheeks

are

sallow;

she

lacks

Gothic

choice

and

it

yields

the

expected

results:

the

lips;

her

eyes

are

gaping

holes

painted

in

red

and

black

viewer

is

both

repulsed

and

curious.

After

all,

death

is

Ǥ ϐ Ǧ terrifying

but

also

mysterious. dimensional

and

shrouded

in

shadows.

Drawing

from

Discussion Loshak,

it

is

clear

that

these

skull-­‐like

characters

are

15 meant

to

function

as

memento

mori

for

the

viewer.

The

Gothic

literature

movement

began

with

the

The

body

of

the

tubercular

functions

as

their

memento

publication

of

Matthew

Lewis’

The

Monk

in

1796

and

mori

in

return.

This

is

supported

by

the

fact

that

each

continued

well

into

the

late

nineteenth

century

as

the

ϐ novel

became

established

as

an

accepted

form

of

writing.

is

smeared

over

it.

In

other

words,

Munch

is

showing

The

Gothic

genre

became

wildly

popular

with

the

ϐ Ǥ publication

of

Ann

Radcliffe’s

Mysteries

of

Udolpho

and

It

is

a

modernist

way

of

portraying

a

classical

notion

of

The

Italian

as

well

as

Jane

Austen’s

Northanger

Abbey.

mortality. Other

notable

nineteenth-­‐century

Gothic

authors

include

This

red,

white

and

black

color

scheme

is

not

Edgar

Allen

Poe,

Nathaniel

Hawthorne,

and

Bram

Stoker.

unique

to

Munch’s

works.

These

are

the

colors

which

typify

ϐ ϐ Gothic

literature.

Clark

Lawlor

argues

that

consumption

coming

into

our

consciousness.17

(or

displaying

symptoms

of

TB)

In

the

case

of

Mary

Shelley

and

and

vampirism

share

obvious

“This

red,

white

and

black

color

Frankenstein,

it

was

man’s

hubris

similarities.

In

particular,

scheme

is

not

unique

to

Munch’s

in

creating

life

with

technology.

For

tubercular

paleness,

“blood-­‐ Bram

Stoker

and

Dracula,

it

was

spitting”

and

wasting

away

works.

These

are

the

colors

which

falling

into

the

fascination

with

could

also

be

associated

with

typify

Gothic

literature.

Clark

past

generations

and

patriarchy.

vampires

and

their

victims.16

Lawlor

argues

that

consumption

The

Gothic

serves

to

shock

us

with

The

vampiric

occurs

when

the

its

focus

on

death,

disease,

and

monstrous,

the

unimaginable

(or

displaying

symptoms

of

TB)

violence;

but

the

Gothic

also

feeds

enters

daily

life.

For

Munch,

and

vampirism

share

obvious

our

fancy

with

this

subject

matter.

the

death

of

his

sister

Sophie

similarities.

In

particular,

It

makes

us

curious

of

death

(The

was

monstrous.

Munch

later

tubercular

paleness,

“blood-­ Picture

of

Dorian

Gray),

enamored

directly

engaged

in

this

of

the

beautiful

tubercular

(La

modernist

Gothic

dialogue

spitting”

and

wasting

away

Bohème),

and

aroused

by

violence

through

pieces

like

Vampire

could

also

be

associated

with

(Dracula).

That

is,

the

Gothic

is

and

Separation

which

depict

vampires

and

their

victims.” concerned

with

the

monstrous

females

depriving

males

of

within

us,

and

Munch

entered

this

their

so-­‐called

life

force.

This

is

ongoing

dialogue

with

his

foray

an

interesting

comment

given

that

most

Gothic

literature

into

expressionism.

features

men

transgressing

against

God,

nature

and

For

Edvard

Munch,

tuberculosis

was

a

Gothic

progress;

men

were

typically

portrayed

as

vampiric,

yet

experience:

it

was

horrifying

and

frightening,

yet

Munch

chose

to

articulate

the

opposite,

which

may

be

somehow

desirable,

somehow

alluring.

This

is

where

indicative

of

the

effect

his

mother’s

and

sister’s

deaths

Susan

Sontag

misses

the

point.

She

argues

that

“TB

takes

had

on

him

both

physically

and

emotionally.

on

qualities

assigned

to

the

lungs,

which

are

part

of

the

By

the

Deathbed

portrays

an

unholy,

troubling

upper,

spiritualized

body”

but

that

“cancer

is…a

demonic

moment.

It

is

both

shocking

and

strangely

intriguing.

pregnancy…[working]

slowly,

insidiously…a

disease

or

The

viewer

is

looking

down

onto

the

deathbed

of

the

pathology

of

space.”18

But

Sontag

is

missing

the

forest

tubercular

patient.

The

body

is

sunken

into

the

sheets,

for

the

trees.

Tuberculosis

is

also

a

battle

fought

within

which

now

serve

as

a

shroud

for

the

corpse.

The

bed

is

the

body,

sometimes

painfully,

or

sometimes

without

ϐ ǡ symptoms.

Tuberculosis

is

similarly

an

insidious

disease

tomb.

Munch

employs

bold

and

swift

brush

strokes

to

which

manifests

itself

with

growing

intensity

over

time.

achieve

this

duality

of

appearance.

The

painting

is

highly

As

Munch

brilliantly

depicts,

tuberculosis

has

its

own

emotional

since

every

character

and

object

can

be

seen

“pathology

of

space”

since

it

spreads

throughout

a

home

in

two

different

ways.

Just

as

the

structures

of

the

room

just

as

cancer

spreads

throughout

the

body.

David

Synthesis,

Issue

1,

May

2009


9 Punter

argues

that

the

Gothic

(much

like

tuberculosis)

is

an

internal

entity

which

struggles

to

manifest

itself: The

beast

within

cannot

be

killed,

but

that

is

because

it

derives

its

strength

from

the

pressure

with

which

it

is

held

down

by

the

smooth-­‐faced

man

on

the

outside.

It

is

our

repressions

that

kill

us,

because

they

conjure

up

forces

within

which

are

far

stronger

than

our

fragile

conventionality

can

withstand.19 Prior

to

Robert

Koch’s

1882

discovery

of

the

tubercle

bacillus,

tuberculosis

was

believed

to

be

a

product

of

uncontrolled

passions

which

overpowered

health.

“This

perception

was

strengthened

by

the

age-­‐old

belief,

both

popular

and

professional,

that

consumption

could

be

caused

by

mental

upset…especially

precocious

intellect,

academic

overwork…or

creative

sensibility.”20

Munch

hit

the

nail

on

the

head

with

his

depictions

of

tuberculosis.

Within

this

series,

he

grasped

the

truly

Gothic

nature

of

the

disease.

Spring

depicts

tuberculosis

as

the

disease

of

the

“wanderer”21

with

its

woodsy

décor,

ϐ Ǥ by

the

curtains

may

be

representative

of

the

ethereal

nature

of

TB

or

the

“[sufferer’s]

search

of

the

healthy

place.”20 ϐ undercurrent

of

TB

infection,

the

side

of

the

disease

which

Sontag

omits.

The

Sick

Child

shows

the

pain

and

suffering

ϐ ǯ family.

Tuberculosis

is

not

a

“relatively

painless”

disease

as

Sontag

claims.22 ϐ loss.

Munch

shows

that

TB

victimizes

more

than

just

the

patient;

families

also

suffer.

As

he

developed

his

expressionist

technique,

Munch

delved

more

deeply

into

the

pain

tuberculosis

ϐ Ǥ Death

in

the

Sickroom

and

By

the

Deathbed

explore

the

extraordinary

pain

that

emerges

when

a

loved

one

dies.

Tuberculosis

is

a

disease

which

lingers

before

it

kills,

yet

Munch

argues

that

death

is

always

painful,

it

is

never

expected

nor

is

it

easily

overcome.

In

By

the

Deathbed,

he

becomes

very

aggressive

about

the

emotional

effects

of

TB.

It

is

in

this

work

that

he

directly

and

obviously

engages

with

Gothic

discourse.

The

dual

nature

of

the

piece

(sickroom/mausoleum)

is

a

clear

connection

to

Gothic

conventions.

“The

live

burial…is

a

favorite

conventual

[sic]

punishment

in

Gothic

novels.”23

ǡ ϐ characters

“by

the

deathbed”

are

also

imprisoned

in

this

tomb.

They

too

are

experiencing

burial.

Tuberculosis

then

functions

as

both

a

memento

mori

and

as

a

nightmare

come

to

life.

Who

died

of

tuberculosis

in

eighteenth-­‐

and

nineteenth-­‐century

Europe?

Who

believed

it

to

be

attractive?

These

are

questions

which

scholars

have

been

trying

to

answer

for

decades.

“Metal

workers,

tailors,

shoemakers,

masons,

printers,

bakers,

and

seamstresses

were

traditionally

high-­‐risk

occupations.”24

These

were

the

people

who

actually

lived

with

tuberculosis

and

Ǥ ϐ morbid

conditions

sensual

without

stipulation;

perhaps

this

is

indicative

of

the

dual

nature

and

dual

perception

of

TB.

Edvard

Munch’s

work

may

signify

that

nineteenth-­‐ century

men

and

women

found

TB

Gothically

attractive,

not

sexually

or

Romantically

attractive

as

Sontag

and

others

claim.

Ott

makes

the

important

point

that

“[Not]

all

Ǧ ȏ Ȑ ϐ of

consumption.

Side

by

side

with

the

romance,

there

ϐ pain

and

destruction

consumptions

entailed.”25

If

anything

could

put

to

rest

romantic

notions

of

disease,

it

would

be

the

role

of

the

caretaker,

as

The

Sick

Child

poignantly

Ǥ ϐ of

the

tubercular,

the

emergence

of

symptoms

and

the

onset

of

grief

and

loss.

It

is

the

caretaker

who

is

nearest

to

the

patient

and

suffers

grief

over

a

prolonged

period

of

time.

Likewise,

the

caretaker

suffers

loss

with

immediacy.

Conclusion

In

the

post-­‐modern

age

of

abstract

and

multi-­‐ media

artwork,

tuberculosis

might

seem

outdated

as

a

subject,

but

today

there

are

artists

portraying

the

new

face

of

tuberculosis:

those

at

risk.

Unlike

Munch’s

narrative

portraits,

artists

like

Alice

Neel26

and

Lewis

W.

Hine27

are

showing

those

who

are

at

risk

for

developing

the

disease:

the

poor

and

the

young.

Like

Munch,

Hine

and

Neel

capture

the

pain,

weakness

and

resignation

patient’s

feel

in

the

experience

of

illness.

Alternatively,

there

are

artists

like

Elizabeth

Olds

whose

Tuberculosis

Tests

for

Children

ϐ Ǥ While

tuberculosis

still

kills

over

one

million

people

worldwide

every

year

and

infects

millions

more,

it

has

drifted

away

from

the

American

consciousness.28

It

has

come

to

be

seen

as

a

disease

of

the

Romantic

Age

and

of

HIV

patients,

though

neither

of

these

labels

is

complete.

TB

is

neither

a

disease

exclusive

to

HIV

patients,

nor

was

it

viewed

as

attractive

without

caveat

in

the

Romantic

era.

Munch’s

work

shows

us

that

nineteenth-­‐century

conceptions

of

tuberculosis

were

nuanced,

varied

and

deeply

emotional.

Gothic

conventions

prized

women

who

were

fair,

slim

and

frail.

Tubercular

women

shared

these

qualities,

and

for

that

reason

could

be

seen

as

attractive.

But

consumption

was

painful

for

the

patient

and

the

family;

and

its

tendency

to

linger

and

slowly

deprive

the

patient

of

his/her

health

was

emotionally

brutal,

as

Munch’s

The

Sick

Child

conveys.

As

Lawlor

and

Suzuki

argue,

one

might

draw

the

parallel

to

the

modern

day

fascination

with

“heroin

chic”

or

ultra-­‐skinny

models.29

Heroin

addiction

itself

is

not

at

all

appealing,

but

the

emaciation

it

entails

is

somehow

attractive

to

the

public.

Gothic

Age

men

even


10 drank

 â€¨â€Š vinegar

 â€¨â€Š to

 â€¨â€Š appear

 â€¨â€Š consumptive

 â€¨â€Š and

 â€¨â€Š frail.30

 â€¨â€Š This

 â€¨â€Š is

 â€¨â€Š analogous

 â€¨â€Što

 â€¨â€Šthe

 â€¨â€Šmodern

 â€¨â€Šfad

 â€¨â€Šof

 â€¨â€Šextreme

 â€¨â€Šdieting.

 â€¨â€Š Munch’s

 â€¨â€Š works

 â€¨â€Š catalogue

 â€¨â€Š these

 â€¨â€Š contradictory

 â€¨â€Š emotions

 â€¨â€Š regarding

 â€¨â€Š tuberculosis.

 â€¨â€Š In

 â€¨â€Š Spring

 â€¨â€Š and

 â€¨â€Š The

 â€¨â€Š Sick

 â€¨â€Š Child¸

 â€¨â€Šthe

 â€¨â€Štubercular

 â€¨â€Špatient

 â€¨â€Šis

 â€¨â€Športrayed

 â€¨â€Špeacefully

 â€¨â€Šand

 â€¨â€Š angelically

 â€¨â€Šin

 â€¨â€Šspite

 â€¨â€Šof

 â€¨â€Š(or

 â€¨â€Šperhaps

 â€¨â€Šbecause

 â€¨â€Šof)

 â€¨â€Šher

 â€¨â€Šinfection.

 â€¨â€Š He

 â€¨â€Š then

 â€¨â€Š engages

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š contemporary

 â€¨â€Š Gothic

 â€¨â€Š dialogue

 â€¨â€Š by

 â€¨â€Š portraying

 â€¨â€Šdeath

 â€¨â€Šby

 â€¨â€Štuberculosis

 â€¨â€Šas

 â€¨â€Šcruel

 â€¨â€Šand

 â€¨â€Šhorrifying

 â€¨â€Šin

 â€¨â€Š Death

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€ŠSickroom

 â€¨â€Šand

 â€¨â€ŠBy

 â€¨â€Šthe

 â€¨â€ŠDeathbed.

 â€¨â€ŠNeither

 â€¨â€Šart

 â€¨â€Šnor

 â€¨â€Š social

 â€¨â€Šphenomena

 â€¨â€Šoccur

 â€¨â€Šin

 â€¨â€Ša

 â€¨â€Švacuum.

 â€¨â€ŠThey

 â€¨â€Šexist

 â€¨â€Šin

 â€¨â€Ša

 â€¨â€Šcyclic

 â€¨â€Š relationship,

 â€¨â€Šeach

 â€¨â€Šshaping

 â€¨â€Šand

 â€¨â€Šbeing

 â€¨â€Šshaped

 â€¨â€Šby

 â€¨â€Šthe

 â€¨â€Šother.

 â€¨â€Š

‘–Š‹… Ď?‹…–‹‘Â? ’—•Š‡† „ƒ…Â? ƒ‰ƒ‹Â?•– ‘Â?ƒÂ?–‹… Â?‘–‹‘Â?• ‘ˆ artistry

 â€¨â€Šand

 â€¨â€Šâ€œthe

 â€¨â€Šgood

 â€¨â€Šmanâ€?

 â€¨â€Šwith

 â€¨â€Šits

 â€¨â€Šfocus

 â€¨â€Šon

 â€¨â€Šthe

 â€¨â€Šmonster

 â€¨â€Š inside.

 â€¨â€ŠSocial

 â€¨â€Šphenomena

 â€¨â€Šlike

 â€¨â€Ša

 â€¨â€Šdesire

 â€¨â€Šfor

 â€¨â€Špale,

 â€¨â€Šfrail

 â€¨â€Šwomen

 â€¨â€Š ™‡”‡ ƒ ’”‘†—…– ‘ˆ ‘–Š‹… Ď?‹…–‹‘Â?ǯ• DzŠ‡”‘‹Â?‡• ‘ˆ •‡Â?•‹„‹Ž‹–›Ǥdz31

 â€¨â€Š It

 â€¨â€Šis

 â€¨â€Šunfair

 â€¨â€Što

 â€¨â€Šlabel

 â€¨â€Šnineteenth-­â€?century

 â€¨â€Šconceptualizations

 â€¨â€Š of

 â€¨â€Štuberculosis

 â€¨â€Šas

 â€¨â€Šsexy

 â€¨â€Šand

 â€¨â€ŠRomantic.

 â€¨â€ŠMunch’s

 â€¨â€Šworks,

 â€¨â€Šin

 â€¨â€Š accordance

 â€¨â€Šwith

 â€¨â€Šnineteenth-­â€?century

 â€¨â€Šwritten

 â€¨â€Šworks,

 â€¨â€Šspeak

 â€¨â€Š to

 â€¨â€Š a

 â€¨â€Š more

 â€¨â€Š complicated

 â€¨â€Š understanding

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š disease,

 â€¨â€Š one

 â€¨â€Š more

 â€¨â€Šin

 â€¨â€Šline

 â€¨â€Šwith

 â€¨â€ŠGothic

 â€¨â€Šnotions

 â€¨â€Šof

 â€¨â€Ša

 â€¨â€Šmonster

 â€¨â€Š(TB)

 â€¨â€Šinside

 â€¨â€Š the

 â€¨â€Šbody

 â€¨â€Šand

 â€¨â€Ša

 â€¨â€Šstrange

 â€¨â€Šfascination

 â€¨â€Šwith

 â€¨â€Šits

 â€¨â€Šmanifestation.

 â€¨â€Š

Endnotes 1

 â€¨â€Š

 â€¨â€Š Mayo

 â€¨â€Š Clinic,

 â€¨â€Š “Infectious

 â€¨â€Š Disease:

 â€¨â€Š Tuberculosis,â€?

 â€¨â€Š http:// w w w. m a y o c l i n i c . c o m / h e a l t h / t u b e r c u l o s i s / D S 0 0 3 7 2 /

 â€¨â€Š DSECTION=symptoms. 2

 â€¨â€Š

 â€¨â€ŠDepartment

 â€¨â€Šof

 â€¨â€ŠHealth

 â€¨â€Šand

 â€¨â€ŠHuman

 â€¨â€ŠServices,

 â€¨â€Šâ€œTB

 â€¨â€Šand

 â€¨â€ŠHIV/AIDSâ€?

 â€¨â€Š Centers

 â€¨â€Š for

 â€¨â€Š Disease

 â€¨â€Š Control,

 â€¨â€Š http://www.cdc.gov/

 â€¨â€Š hiv/resources/ factsheets/hivtb.htm. 3

 â€¨â€Š

 â€¨â€Š Transcript

 â€¨â€Š Providers,

 â€¨â€Š “Anderson

 â€¨â€Š Cooper

 â€¨â€Š 360

 â€¨â€Š Degreesâ€?

 â€¨â€Š CNN,

 â€¨â€Š http://transcripts.cnn.com/TRANSCRIPTS/0707/

 â€¨â€Š16/acd.02.html 4

 â€¨â€Š

 â€¨â€Š 5

 â€¨â€Š

 â€¨â€ŠThomas

 â€¨â€ŠM.

 â€¨â€ŠDaniel,

 â€¨â€ŠCaptain

 â€¨â€Šof

 â€¨â€ŠDeath.

 â€¨â€Š(Rochester,

 â€¨â€ŠNY:

 â€¨â€ŠUniversity

 â€¨â€Š of

 â€¨â€ŠRochester

 â€¨â€ŠPress,

 â€¨â€Š1997),

 â€¨â€Š30. 6

 â€¨â€Š

 â€¨â€Š Katherine

 â€¨â€Š Ott,

 â€¨â€Š Fevered

 â€¨â€Š Lives.

 â€¨â€Š (Cambridge,

 â€¨â€Š MA:

 â€¨â€Š Harvard

 â€¨â€Š University

 â€¨â€ŠPress,

 â€¨â€Š1996),

 â€¨â€Š16.

 â€¨â€Š 7

 â€¨â€Š

 â€¨â€Š Susan

 â€¨â€Š Sontag,

 â€¨â€Š Illness

 â€¨â€Š as

 â€¨â€Š Metaphor.

 â€¨â€Š (New

 â€¨â€Š York:

 â€¨â€Š Farrar,

 â€¨â€Š Straus

 â€¨â€Š and

 â€¨â€ŠGiroux,

 â€¨â€Š1977). 8

 â€¨â€Š

 â€¨â€Š Impressionism

 â€¨â€Š was

 â€¨â€Š the

 â€¨â€Š artistic

 â€¨â€Š movement

 â€¨â€Š characterized

 â€¨â€Š largely

 â€¨â€Š by

 â€¨â€Š pastoral

 â€¨â€Š settings,

 â€¨â€Š soft,

 â€¨â€Š small

 â€¨â€Š and

 â€¨â€Š light

 â€¨â€Š brushstrokes

 â€¨â€Š and

 â€¨â€Š can

 â€¨â€Šbe

 â€¨â€Šviewed

 â€¨â€Šas

 â€¨â€Šanalogous

 â€¨â€Što

 â€¨â€Šthe

 â€¨â€ŠRomantic

 â€¨â€Šmovement

 â€¨â€Šin

 â€¨â€ŠEuropean

 â€¨â€Š literature.

 â€¨â€Š Impressionism

 â€¨â€Š is

 â€¨â€Š often

 â€¨â€Š seen

 â€¨â€Š as

 â€¨â€Š the

 â€¨â€Š movement

 â€¨â€Š that

 â€¨â€Š ushered

 â€¨â€Š in

 â€¨â€Š Pointillism.

 â€¨â€Š Expressionism

 â€¨â€Š was

 â€¨â€Š the

 â€¨â€Š artistic

 â€¨â€Š movement

 â€¨â€Š …Šƒ”ƒ…–‡”‹œ‡† „› ‡Ž‡Â?‡Â?–ƒŽ ‡Â?‘–‹‘Â?ÇĄ Ď?ÂŽÂƒÂ–ÇĄ ™‹†‡ ƒÂ?† •™‡‡’‹Â?‰ brushstrokes

 â€¨â€Š and

 â€¨â€Š the

 â€¨â€Š blurring

 â€¨â€Š of

 â€¨â€Š time

 â€¨â€Š and

 â€¨â€Š space

 â€¨â€Š within

 â€¨â€Š the

 â€¨â€Š frame.

 â€¨â€Š Expressionism

 â€¨â€Š can

 â€¨â€Š be

 â€¨â€Š viewed

 â€¨â€Š as

 â€¨â€Š analogous

 â€¨â€Š to

 â€¨â€Š Modernist

 â€¨â€Š and

 â€¨â€Š Gothic

 â€¨â€Š literature

 â€¨â€Šand

 â€¨â€Šseen

 â€¨â€Šas

 â€¨â€Ša

 â€¨â€Šharbinger

 â€¨â€Šof

 â€¨â€ŠSurrealism

 â€¨â€Šand

 â€¨â€ŠCubism. 9

 â€¨â€Š

 â€¨â€ŠDavid

 â€¨â€ŠLoshak,

 â€¨â€Šâ€œSpace,

 â€¨â€Štime

 â€¨â€Šand

 â€¨â€ŠEdvard

 â€¨â€ŠMunch,â€?

 â€¨â€ŠThe

 â€¨â€ŠBurlington

 â€¨â€Š Magazine,

 â€¨â€ŠApril

 â€¨â€Š1989,

 â€¨â€Š273-­â€?282. 10

 â€¨â€Š

 â€¨â€Š Frederick

 â€¨â€Š S.

 â€¨â€Š Wight,

 â€¨â€Š “Introduction

 â€¨â€Š to

 â€¨â€Š Edvard

 â€¨â€Š Munch,â€?

 â€¨â€Š The

 â€¨â€Š Kenyon

 â€¨â€ŠReview,

 â€¨â€Š12

 â€¨â€Š(1950):

 â€¨â€Š457-­â€?469. 11

 â€¨â€Š

 â€¨â€Š Susan

 â€¨â€Š Sontag,

 â€¨â€Š Illness

 â€¨â€Š as

 â€¨â€Š Metaphor.

 â€¨â€Š (New

 â€¨â€Š York:

 â€¨â€Š Farrar,

 â€¨â€Š Straus

 â€¨â€Š and

 â€¨â€ŠGiroux,

 â€¨â€Š1977),

 â€¨â€Š16-­â€?19. ͳʹ Š‘†ƒ Ǥ ‡Â?Ž‡‹Â?ÇĄ Dz Â?Ď?Ž—‡Â?…‡ ‘ˆ –—„‡”…—Ž‘•‹• ‘Â? –Š‡ ™‘”Â? ‘ˆ visual

 â€¨â€Š artists:

 â€¨â€Š several

 â€¨â€Š prominent

 â€¨â€Š examples,â€?

 â€¨â€Š Leonardo

 â€¨â€Š 14

 â€¨â€Š (1981):

 â€¨â€Š 115-­â€?116. 13

 â€¨â€Š

 â€¨â€Š Susan

 â€¨â€Š Sontag,

 â€¨â€Š Illness

 â€¨â€Š as

 â€¨â€Š Metaphor.

 â€¨â€Š (New

 â€¨â€Š York:

 â€¨â€Š Farrar,

 â€¨â€Š Straus

 â€¨â€Š and

 â€¨â€ŠGiroux,

 â€¨â€Š1977),

 â€¨â€Š16. 14

 â€¨â€Š

 â€¨â€ŠDavid

 â€¨â€ŠLoshak,

 â€¨â€Šâ€œSpace,

 â€¨â€Štime

 â€¨â€Šand

 â€¨â€ŠEdvard

 â€¨â€ŠMunch,â€?

 â€¨â€ŠThe

 â€¨â€ŠBurlington

 â€¨â€Š Magazine,

 â€¨â€ŠApril

 â€¨â€Š1989,

 â€¨â€Š273.

Synthesis,

 â€¨â€ŠIssue

 â€¨â€Š1,

 â€¨â€ŠMay

 â€¨â€Š2009

15

 â€¨â€Š

 â€¨â€ŠMemento

 â€¨â€Šmori

 â€¨â€Šfrom

 â€¨â€Šthe

 â€¨â€ŠLatin

 â€¨â€Šreminder

 â€¨â€Šof

 â€¨â€Šdeath

 â€¨â€Šwas

 â€¨â€Ša

 â€¨â€Štool

 â€¨â€Šused

 â€¨â€Š in

 â€¨â€ŠMedieval,

 â€¨â€ŠGothic

 â€¨â€Šand

 â€¨â€ŠModernist

 â€¨â€Šliterature

 â€¨â€Šand

 â€¨â€Šart

 â€¨â€Što

 â€¨â€Šrepresent

 â€¨â€Šthe

 â€¨â€Š individual’s

 â€¨â€Ševentual

 â€¨â€Šand

 â€¨â€Šinevitable

 â€¨â€Šdemise

 â€¨â€Šinto

 â€¨â€Šdeath.

 â€¨â€ŠThe

 â€¨â€Šmemento

 â€¨â€Š mori

 â€¨â€Šis

 â€¨â€Šclassically

 â€¨â€Šrepresented

 â€¨â€Šas

 â€¨â€Ša

 â€¨â€Šâ€œdeath’s

 â€¨â€Šheadâ€?

 â€¨â€Šor

 â€¨â€Šskull. 16

 â€¨â€Š

 â€¨â€Š Clark

 â€¨â€Š Lawlor,

 â€¨â€Š Consumption

 â€¨â€Š and

 â€¨â€Š Literature,

 â€¨â€Š (London:

 â€¨â€Š Antony

 â€¨â€Š Rowe

 â€¨â€ŠLtd,

 â€¨â€Š2006),

 â€¨â€Š188. 17

 â€¨â€Š

 â€¨â€Š For

 â€¨â€Š a

 â€¨â€Š clear

 â€¨â€Š distinction

 â€¨â€Š between

 â€¨â€Š these

 â€¨â€Š two

 â€¨â€Š terms

 â€¨â€Š refer

 â€¨â€Š to:

 â€¨â€Š Ann

 â€¨â€Š Radcliffe,

 â€¨â€Š “On

 â€¨â€Š the

 â€¨â€Š Supernatural

 â€¨â€Š in

 â€¨â€Š Poetry,â€?

 â€¨â€Š New

 â€¨â€Š Monthly

 â€¨â€Š Magazine,

 â€¨â€Š 1926,

 â€¨â€Š145-­â€?152. 18

 â€¨â€Š

 â€¨â€Š Susan

 â€¨â€Š Sontag,

 â€¨â€Š Illness

 â€¨â€Š as

 â€¨â€Š Metaphor.

 â€¨â€Š (New

 â€¨â€Š York:

 â€¨â€Š Farrar,

 â€¨â€Š Straus

 â€¨â€Š and

 â€¨â€ŠGiroux,

 â€¨â€Š1977),

 â€¨â€Š13-­â€?17. 19

 â€¨â€Š

 â€¨â€ŠDavid

 â€¨â€ŠPunter,

 â€¨â€Šâ€œMutations

 â€¨â€Šof

 â€¨â€Šterror:

 â€¨â€Štheory

 â€¨â€Šand

 â€¨â€Šthe

 â€¨â€ŠGothic,â€?

 â€¨â€ŠThe

 â€¨â€Š Literature

 â€¨â€Š of

 â€¨â€Š Terror:

 â€¨â€Š A

 â€¨â€Š History

 â€¨â€Š of

 â€¨â€Š gothic

 â€¨â€Š Fictions

 â€¨â€Š from

 â€¨â€Š 1765

 â€¨â€Š to

 â€¨â€Š the

 â€¨â€Š present

 â€¨â€Šday

 â€¨â€Š2

 â€¨â€Š(1996):

 â€¨â€Š191. 20

 â€¨â€Š

 â€¨â€Š Clark

 â€¨â€Š Lawlor

 â€¨â€Š and

 â€¨â€Š Akihito

 â€¨â€Š Suzuki,

 â€¨â€Š “Disease

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š Self:

 â€¨â€Š Representing

 â€¨â€ŠConsumption,â€?

 â€¨â€ŠBulletin

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€ŠHistory

 â€¨â€Šof

 â€¨â€ŠMedicine

 â€¨â€Š74

 â€¨â€Š

 â€¨â€Š (2000):

 â€¨â€Š476. 21

 â€¨â€Š

 â€¨â€Š Susan

 â€¨â€Š Sontag,

 â€¨â€Š Illness

 â€¨â€Š as

 â€¨â€Š Metaphor.

 â€¨â€Š (New

 â€¨â€Š York:

 â€¨â€Š Farrar,

 â€¨â€Š Straus

 â€¨â€Š and

 â€¨â€ŠGiroux,

 â€¨â€Š1977),

 â€¨â€Š33. 22

 â€¨â€Š

 â€¨â€ŠIbid,

 â€¨â€Š16. 23

 â€¨â€Š

 â€¨â€ŠEve

 â€¨â€ŠKokofsky

 â€¨â€ŠSedgwick,

 â€¨â€Šâ€œThe

 â€¨â€ŠStructure

 â€¨â€Šof

 â€¨â€ŠGothic

 â€¨â€ŠConventions,â€?

 â€¨â€Š The

 â€¨â€Š Coherence

 â€¨â€Š of

 â€¨â€Š Gothic

 â€¨â€Š Conventions

 â€¨â€Š (New

 â€¨â€Š York:

 â€¨â€Š Methuen,

 â€¨â€Š 1986),

 â€¨â€Š 20.

 â€¨â€Š 24

 â€¨â€Š

 â€¨â€Š Thomas

 â€¨â€Š Dormandy,

 â€¨â€Š The

 â€¨â€Š White

 â€¨â€Š Death.

 â€¨â€Š (New

 â€¨â€Š York:

 â€¨â€Š New

 â€¨â€Š York

 â€¨â€Š University

 â€¨â€ŠPress,

 â€¨â€Š2000),

 â€¨â€Š82. 25

 â€¨â€Š

 â€¨â€Š Katherine

 â€¨â€Š Ott,

 â€¨â€Š Fevered

 â€¨â€Š Lives.

 â€¨â€Š (Cambridge,

 â€¨â€Š MA:

 â€¨â€Š Harvard

 â€¨â€Š University

 â€¨â€ŠPress,

 â€¨â€Š1996),

 â€¨â€Š16. 26

 â€¨â€Š

 â€¨â€ŠTB

 â€¨â€ŠHarlem,

 â€¨â€Šoil

 â€¨â€Šon

 â€¨â€Šcanvas

 â€¨â€Š(1940) 27

 â€¨â€Š

 â€¨â€ŠTubercular

 â€¨â€ŠChild¸

 â€¨â€Šphotograph

 â€¨â€Š(c.

 â€¨â€Š1909-­â€?1912) 28

 â€¨â€Š

 â€¨â€Š http://www.who.int/tb/publications/global_report/2008/ key_points/en/index.html 29

 â€¨â€Š

 â€¨â€Š Clark

 â€¨â€Š Lawlor

 â€¨â€Š and

 â€¨â€Š Akihito

 â€¨â€Š Suzuki,

 â€¨â€Š “Disease

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š Self:

 â€¨â€Š Representing

 â€¨â€ŠConsumption,â€?

 â€¨â€ŠBulletin

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€ŠHistory

 â€¨â€Šof

 â€¨â€ŠMedicine

 â€¨â€Š74

 â€¨â€Š

 â€¨â€Š (2000):

 â€¨â€Š494. 30

 â€¨â€Š

 â€¨â€Š Otto

 â€¨â€Š Peter,

 â€¨â€Š “Jane

 â€¨â€Š Austen:

 â€¨â€Š Northanger

 â€¨â€Š Abbey,â€?

 â€¨â€Š (Lecture,

 â€¨â€Š University

 â€¨â€Šof

 â€¨â€ŠMelbourne,

 â€¨â€ŠMarch

 â€¨â€Š31,

 â€¨â€Š2008). 31

 â€¨â€Š

 â€¨â€Š Clark

 â€¨â€Š Lawlor,

 â€¨â€Š Consumption

 â€¨â€Š and

 â€¨â€Š Literature,

 â€¨â€Š (London:

 â€¨â€Š Antony

 â€¨â€Š Rowe

 â€¨â€ŠLtd,

 â€¨â€Š2006),

 â€¨â€Š55-­â€?58.


11

The

Church

and

Its

Discontents: The

Holy

See’s

Evolving

Perception

of

the

Copernican

Threat By Matthew Bozik, Yale ‘10 In

1633

the

Catholic

Church

responded

root

out

heliocentric

leanings

among

Catholic

believers.

aggressively

to

what

it

viewed

as

a

dangerous

outburst

of

However,

by

1633,

the

Church’s

understanding

of

the

the

heliocentric

cosmology,

which

the

Holy

Congregation

ǡ ϐ of

the

Index

had

declared

heretical

in

1616.

Galileo’s

now

construed

cosmology

as

capable

of

undermining

Dialogue

Concerning

the

Two

Chief

World

Systems,

not

only

their

prestige

among

the

masses

but

also

their

published

in

1632,

had

done

much

to

disquiet

Vatican

Ǥ ϐ priests,

who

worried

that

Copernicanism

might

not

only

did

not

change

between

1616

and

1633,

the

Holy

See’s

become

popular

among

the

masses

but

actually

debunk

perception

of

Copernicanism

transformed

dramatically. the

Church’s

geocentric

teachings.

To

stem

the

spread

of

In

the

years

leading

up

to

1616,

Catholic

this

heresy,

the

Church

proscribed

the

Dialogue,

placed

ϐ Galileo

under

house

arrest,

and

commissioned

the

Jesuit

ϐ priest

Melchior

Inchofer

to

draft

the

Tractatus

Syllepticus

the

biblical

exegeses

of

the

Church

fathers,

who

(1633),

an

acerbic

rejoinder

to

heliocentrism.

While

the

had

almost

unanimously

upheld

geocentrism

as

ϐ the

proper

astronomical

position.

We

can

discern

of

public

attention

(as

they

do

this

lack

of

awareness

in

the

today),

they

were

not

particularly

Church

correspondence

of

the

unusual

actions

for

the

Church

time.

In

1615,

the

Inquisition

to

take

when

dealing

with

“The

elementary

manner

in

Rome

received

several

alleged

heresies

or

heretics;

the

in

which

Lorini

described

reports

from

its

informants

commissioning

of

the

Tractatus,

in

regard

to

people

espousing

Copernicanism

reveals

much

however,

was

unprecedented.

heliocentrism.

Dominican

friar

Never

before

had

Catholic

about

the

Church

here:

Lorini

Niccolo

Lorini

was

one

such

ϐ was

not

condescending

but

informant,

whose

report

to

a

treatise

to

discredit

Copernican

seemed

genuinely

to

believe

that

Cardinal

Paolo

Sfrondrati

at

the

views

or

to

defend

the

Church’s

ϐ astronomical

position.1

This

he

should

explain

in

the

most

well

illuminates

contemporary

extraordinary

behavior

raises

basic

terms

to

his

correspondent

Vatican

sentiments.

A

salient

the

question

of

whether,

or

to

who

“Galileists”

were

and

what

characteristic

of

Lorini’s

letter

what

extent,

the

Vatican’s

stance

is

the

didactic

tone

that

he

they

represented.” on

Copernicanism

had

changed

assumed

in

addressing

the

between

1616

and

1633,

a

cardinal.

Lorini,

reporting

from

question

which

Galileo

scholar

Florence

in

February,

declared

Richard

Blackwell

confronts

that

he

was

contacting

the

in

his

work

entitled

Behind

the

Scenes

at

Galileo’s

Trial

ϐ Dz (2006).

In

it,

Blackwell

attempts

to

tackle

the

subject

passing

through

everybody’s

hands

here,

originating

almost

entirely

by

analyzing

Inchofer’s

Tractatus.

This

among

those

known

as

‘Galileists,’

who,

following

the

focused

approach

enables

him

to

identify

emergent

ǡ ϐ reactionary

patterns

in

Catholic

thinking

in

1633

the

heavens

stand

still.”2

The

elementary

manner

in

but

simultaneously

prevents

him

from

assessing

the

which

Lorini

described

Copernicanism

reveals

much

Church’s

ideology

in

1616

as

well

as

from

exploring

the

about

the

Church

here:

Lorini

was

not

condescending

ϐ Ǥ but

seemed

genuinely

to

believe

that

he

should

paper

constitutes

an

extension

of

Blackwell’s

work

by

explain

in

the

most

basic

terms

to

his

correspondent

exploring

how

the

vehement

reaction

of

the

Holy

See

in

who

“Galileists”

were

and

what

they

represented.

ͳ͸͵͵ ǡ ϐ ǡ It

would

seem

then,

on

the

basis

of

this

letter,

Ǥ ͳ͸ͳ͸ǡ ϐ ϐ with

remarkable

dispassion

in

proscribing

heliocentrism:

heliocentric

disturbances.

In

fact,

later

in

the

letter,

Lorini

they

exhibited

little

desire

to

refute

Copernicanism

or

to

referred

to

heliocentrists

in

an

amiable

tone,

suggesting


12 suggesting

a

certain

cordiality

in

the

cosmological

de-­‐ as

inconsistent

with

Church

teaching

and

offered

only

bates

of

the

period:

“I

declare

that

I

regard

all

those

who

ϐ are

called

Galileists

as

men

of

goodwill

and

good

Chris-­‐ ǣ ǡ ϐ ǡ ϐ Ǥdz3

literal

interpretations

of

the

Bible.

In

regard

to

theories

Although

Lorini

disclaimed

Copernicanism,

he

pointedly

of

the

earth’s

motion,

the

consultants

elaborated

refused

to

resort

to

vitriol.

In

making

this

declaration,

he

that

the

“proposition

receives

the

same

judgment

[as

was

undoubtedly

moved

to

disavow

bias

or

a

desire

to

heliocentrism]

in

philosophy

and

in

regard

to

theological

ϐ Ǥ4

Nev-­‐ truth

it

is

at

least

erroneous

in

fact.”7

Interestingly,

this

ertheless,

the

friar

did

not

consider

“Galileists”

as

mali-­‐ dismissal

did

not

forbid

theories

of

the

earth’s

motion

cious

heretics

bent

on

disuniting

the

Church

but

as

men

outright,

nor

did

it

forbid

Catholics

from

espousing

worthy

of

respect,

perhaps

simply

needing

to

be

dis-­‐ such

views.

This

unwillingness

to

proscribe

such

hypotheses

exposed

the

doubtful

commitment

of

abused

of

their

misguided

beliefs.

Moreover,

that

Lorini

presumed

that

his

personal

ϐ Ǣ views

on

Copernicanism

were

of

interest

to

the

powerful

palpable

vacillation

on

the

part

of

the

consultants

was

ϐ only

further

underscored

by

their

use

of

the

phrase

“at

self-­‐importance

but

more

probably

suggested

that

the

least

erroneous”

in

regard

to

ideas

of

the

earth’s

motion. At

the

same

time,

however,

this

reluctance

to

ban

Church’s

stance

on

Copernicus’s

theory

had

not

been

articulated

clearly,

if

at

all.

In

his

conclusion,

Lorini

such

speculation

completely

also

implied

a

conviction

that

even

if

Christians

were

stated:

“Thus

if

it

seems

to

you

that

permitted

to

entertain

such

there

is

any

need

for

correction,

ϐ “Unlike

for

proscribed

books,

the

ideas,

these

errors

would

neither

become

prevalent

nor

you

judge

necessary,

in

order

that

Decree

did

not

stipulate

explicit

destabilize

Church

teaching:

a

small

error

at

the

beginning

assessment

seemed

does

not

become

great

at

the

penalties

for

those

possessing

or

this

end.”5

Lorini

was

evidently

unsure

publishing

Copernicus’s

work,

reasonable

given

the

likelihood

ϐ nor

did

it

make

clear

what

the

that

the

Church,

had

it

been

seriously

alarmed,

almost

respond

to

the

news

he

brought;

ambiguous

term

“suspended”

ϐ this

uncertainty

is

another

means.” debate

on

the

issue,

as

it

would

indication

that

the

Church

had

not

in

1633.

Even

the

March

5,

1616

developed

more

than

an

inchoate

Decree

of

the

Index,89

which

stance

on

Copernicanism.

Even

Lorini

suspected

that

this

matter

might

be

too

trivial

made

public

the

Church’s

proscription

of

heliocentrism,

to

merit

attention,

as

he

tacitly

conceded

that

Church

pointed

to

a

general

unconcern

on

the

part

of

Catholic

ϐ Ǥ ϐ ϐ And

while

the

Dominican

sensed

that

the

issue

could

the

heliocentric

cosmology.

First

of

all,

the

notorious

become

“great

at

the

end,”

he

acknowledged

that

it

interdiction

of

On

the

Revolutions

occurred

only

in

was

in

reality

a

“small

error,”

a

phrase

that

underscores

ǡ ϐ that

in

1616

even

the

Church’s

most

emphatic

books

before

even

mentioning

Copernicus’s

work.

detractors

of

heliocentrism,

such

as

Lorini,

did

not

The

Holy

See,

moreover,

did

not

prohibit

Copernicus’s

consider

the

cosmology

to

be

all

that

problematic. work

as

it

did

the

others

which

do

not

even

involve

Even

though

such

warnings

eventually

induced

astronomical

heresy

but

proposed

rather

that

On

the

ǡ ϐ Revolutions

be

“suspended”9

until

proper

emendations

ϐ were

made.10

Unlike

for

proscribed

books,

the

Decree

theological

threat.

They

sought

to

fashion

neither

a

did

not

stipulate

explicit

penalties

for

those

possessing

defense

of

their

own

views

nor

an

anti-­‐Copernican

or

publishing

Copernicus’s

work,

nor

did

it

make

clear

polemic.

This

near-­‐indifference

is

conspicuous

even

what

the

ambiguous

term

“suspended”

means.

On

top

ǯ ϐ ǡ of

this

listless

admonition,

the

Vatican

moved

only

with

which

came

in

the

form

of

a

consultants’

report

in

1616.

great

torpidity

to

halt

the

spread

of

Copernican

works,

The

result

of

a

three-­‐day

council,

the

report

found

that

not

even

offering

its

emendations

to

On

the

Revolutions

heliocentrism

was

“formally

heretical”

and

that

theories

until

16201.12 ϐ of

the

earth’s

movement

were

philosophically

“absurd.”6

real

sense

of

urgency,

they

would

have

hastened

to

The

conclusions

to

which

the

eleven

consultants

came

proffer

the

“corrected”

version

of

Copernicus’s

work.

are

striking

in

their

brevity.

In

fewer

than

one

hundred

ϐ ǡ ϐ views

would

not

metastasize

appreciably

even

if

some

Synthesis,

Issue

1,

May

2009


13 unapproved

copies

were

to

circulate. ϐ period

was

for

those

who

advocated

Copernicanism

as

a

model

to

avoid

making

the

Church

look

antiquated

or

out-­‐of-­‐touch.

This

sentiment

comes

across

in

a

March

4,

1616

letter

that

Piero

Guicciardini,

the

Tuscan

ambassador

to

Rome,

sent

to

the

Grand

Duke

of

Tuscany,

Cosimo

II.

Explaining

why

the

Decree

of

the

Index

was

to

be

published

the

next

day,

the

diplomat

wrote

querulously

of

Galileo:

“The

Lord

Cardinal

del

Monte

and

myself,

and

also

several

cardinals

from

the

Holy

ϐ ǡ ȏ Ȑ and

not

to

go

irritating

this

issue.

If

he

wanted

to

hold

this

Copernican

opinion,

he

was

told,

let

him

hold

it

quietly

and

not

spend

so

much

effort

in

trying

to

have

others

share

it.”13

The

Tuscan’s

letter

reveals

that

Vatican

ϐ ϐ departed

from

their

own

so

long

as

those

with

whom

they

disagreed

did

not

disseminate

those

views

widely

or

discredit

the

Church’s

own

position.

Indeed,

Guicciardini

implied

that

even

a

limited

amount

of

discussion

would

have

been

acceptable

to

the

Holy

See

but

that

Galileo

had

overstepped

his

bounds

in

expending

“so

much

effort”

to

advertise

heliocentric

hypotheses.

From

Guicciardini’s

letter,

it

seems

that

only

when

pressed

did

the

Vatican

depart

from

a

laissez-­‐faire

approach

to

astronomical

debate.

Guicciardini’s

use

of

the

word

“irritating”

in

ǡ ǡ ϐ were

more

weary

of

the

Copernican

issue

than

worried.

The

diplomat

thus

tangentially

revealed

that

the

Index

had

decided

to

proscribe

heliocentrism

more

out

of

precautionary

principles

than

genuine

apprehension.

ϐ ǡ to

be

safe

and

constrain

a

“small

error”

before

it

might

become

“great

at

the

end.”

But

prior

to

the

1616

Decree

even

one

of

the

most

adamant

opponents

of

literal

interpretations

of

the

Bible,

Cardinal

Robert

Bellarmine,

intimated

his

willingness

to

engage

in

dialogue

with

Copernicanists.

While

in

his

1615

letter

to

Father

Paolo

Foscarini,

a

heliocentric

advocate,

the

cardinal

delicately

rejected

Copernicanism

as

inimical

to

Church

teaching,

he

nevertheless

conceded:

“If

there

were

a

true

demonstration

[of

heliocentrism]…

then

one

would

have

to

proceed

with

great

care

in

explaining

the

Scriptures

that

are

contrary….

But

I

will

not

believe

that

there

is

such

a

demonstration,

until

it

is

shown

to

me…

[although]

I

believe

the

demonstration

may

be

available.”14

Most

telling

here

is

that

Bellarmine

implicitly

conceded

that

the

Church’s

position

might

be

wrong:

even

for

Bellarmine,

it

was

possible

that

someone

might

ϐ Ǥ ǡ Bellarmine

desired

to

approach

the

issue

with

a

great

deal

of

circumspection

and

as

a

geocentrist

he

was

no

doubt

rooting

against

the

Galileists

but

the

frankness

with

which

he

treated

the

matter

suggested

an

open-­‐ mindedness

that

would

be

strikingly

absent

in

the

1630s. ͳ͸͵͵ ϐ disquieted

by

novel

arguments

in

favor

of

Copernicanism,

which

they

feared

would

weaken

the

sway

of

decades

of

Church

teaching.

Father

Melchior

Inchofer,

particularly,

worried

that

Galileo’s

writings

on

Copernicanism

would

cause

Church

traditionalists,

as

he

wrote

in

his

April

1633

report

on

the

Dialogue,

to

appear

“small-­‐minded,

unable

to

penetrate

the

depth

of

the

issue,

half-­‐witted,

and

almost

idiotic.”15

The

neurotic

manner

in

which

Inchofer

itemized

the

negative

characteristics

that

he

feared

the

masses

might

come

to

associate

with

the

Church

revealed

Ǧ ϐ seventeen

years

earlier.

Inchofer

and

his

peers

were

apprehensive

not

just

that

Galileo

would

prove

them

incorrect,

but

that

he

would

demonstrate

their

position

to

be

absurdly

antiquated

and

inane.

We

may

further

discern

such

anxiety

in

the

April

1633

report

of

Zaccaria

Pasqualigo,

a

professor

of

sacred

theology

in

Rome,

whom

the

Index

also

asked

to

review

Galileo’s

work: He

[Galileo]

explains

his

doctrine

[i.e.,

Ȑ ϐ persuasive,

even

people

knowledgeable

in

the

mathematical

sciences….

In

the

whole

course

of

the

book

he

appears

to

adhere

closely

to

this

opinion,

exerting

himself

skillfully

to

transmit

it

as

true

and

to

destroy

the

opposite;

for

he

tears

down

all

the

reasons

by

which

the

latter

is

defended,

and

he

seems

to

feel

that

the

ones

ǯ ϐ Ǥ16 Pasqualigo,

well-­‐connected

in

scholarly

circles

in

Rome

and

Padua,

clearly

understood

the

gravity

of

the

situation:

Galileo

was

not

merely

pandering

to

the

masses

those

who

could

not

discern

well-­‐reasoned

argumentation

from

heretical

chicanery

but

had

launched

successfully

an

argument

that

was

claiming

devotees

even

among

the

educated.

Although

Pasqualigo

readily

conceded

the

force

of

Galileo’s

heliocentric

argument,

he

insinuated

that

the

Florentine’s

hypothesis

of

the

earth’s

motion

is

somewhat

less

compelling.

But

this

latter

conclusion

Is

this

the

most

caustic

remark

that

Pasqualigo

could

direct

against

the

Dialogue?

only

further

underscored,

by

contrast,

the

high

caliber

of

Galileo’s

principal

claim

for

heliocentrism.

In

addition,

for

leaders

who

were

viscerally

opposed

to

Copernicanism,

it

was

particularly

worrisome

that

Galileo

had

concocted

theories

that

seemingly

resolved

discrepancies

between

heliocentrism

and

Scripture.

Such

a

sentiment

was

apparent

in

Inchofer’s

report,

in

which

he

expressed

concern

that

Galileo

had

“not

only

proved

Copernicus’s

opinion

but

established

it

ϐ Ǥdz17

Inchofer

was

thus

pointed

to

a

deep-­‐rooted

unwillingness

to

approve

heliocentrism

even

if

such

a

cosmology

were

to

be


14 reconciled

with

the

Bible.

Indeed,

his

remark

suggested

Ǥ ϐ ǡ ǡ ϐ now

worried

that

many

people

would

not

only

follow

accepted

any

rapprochement

with

heliocentrists.

Galileo

but

also

imitate

him

in

seeking

to

corroborate

ϐ heliocentric

hypotheses.

This

fear

is

evident

in

the

ϐ ǯ ϐ Cardinal

Bellarmine,

who

had

begrudgingly

conceded

in

1633:

“So

that

this

serious

and

pernicious

error

and

that

he

would

have

to

accept

Copernicanism

were

transgression

of

yours

does

not

remain

completely

Ǥ ϐ ǡ ǡ unpunished,

and

so

that

you

will

be

more

cautious

in

the

See

felt

theologically

threatened

by

this

worldview. future

and

an

example

for

others

to

abstain

from

similar

ǡ ϐ crimes

[my

emphasis],

we

order

that

the

book

Dialogue

of

a

reinvigorated

argument

on

behalf

of

Copernicanism

by

Galileo

Galilei

be

prohibited

by

public

edict.”21

This

and

an

increasingly

discredited

geocentric

stance

on

the

admonition

enclosed

a

delicate

shift

in

policy.

No

longer

part

of

the

Church

could

only

galvanize

the

masses

to

ϐ embrace

Galileo’s

cosmology.

A

1633

Inquisition

report

Copernican

works;

it

now

sought

to

remove

such

works

on

the

Dialogue

stated

that

“with

entirely

from

circulation.

the

printing

of

this

book

the

false

“The

nonchalance

with

which

A

simple

change

in

diction

opinion

of

the

earth’s

motion

the

Vatican

approached

the

underscored

this

shift

in

policy:

and

sun’s

stability

[is]

being

whereas

On

the

Revolutions

of

heliocentric

was

merely

“suspended,”

the

disseminated

and

taking

hold

circulation

more

and

more

every

day.”18

This

beliefs

through

1616

and

Dialogue

was

“prohibited,”

a

statement

seems

paranoid

when

even

after

was

in

marked

more

severe

penalty.

We

may

juxtaposed

with

the

Church’s

locate

the

impetus

contrast

to

this

paternalistic

perhaps

evaluation

of

the

Copernican

for

the

Church’s

decision

to

Church

prohibit,

not

suspend,

Galileo’s

threat

in

1616.

As

we

may

recall

overprotectiveness.

from

Lorini’s

letter,

during

that

ϔ ǡ ǡ work

in

the

dismissive

attitude

ϐ worried

that

many

people

of

Inchofer

toward

the

masses.

It

ϐ would

appear

that

a

diminished

would

not

only

follow

Galileo

on

or

even

much

attention

to

ϐ attempts

to

propagate

Copernican

but

also

imitate

him

in

seeking

people

was

accompanied

by

views.

Indeed,

in

1620

the

fathers

to

corroborate

heliocentric

a

compulsion

to

“protect”

of

the

Index

confessed

in

their

them

by

any

means

necessary. hypotheses.

” corrections

of

Copernicus’s

On

ϐ ǯ the

Revolutions

that

the

work

the

growing

popularity

of

contained

information

that

was

“very

useful

generally,”

Copernicanism

could

have

only

been

compounded

remarking

that

they

were

“very

pleased”

to

remove

the

by

the

fact

that

members

of

the

Church

itself

were

book

from

their

list

of

suspended

works.19

Now,

Inchofer

beginning

to

embrace

or

at

least

entertain

Galileo’s

maintained

that

Galileo

cleverly

presented

his

cosmology

views.

Even

a

harsh

critic

of

Galileo,

the

Jesuit

priest

in

such

a

way

as

to

deceive

people

into

embracing

Christopher

Scheiner,

whom

the

Vatican

had

selected

Copernicanism.

Dismissing

Galileo’s

claim

that

he

had

to

review

Melchior

Inchofer’s

Tractatus

prior

to

composed

the

Dialogue

in

order

to

dispute

foreigners

who

publication,

disputed

some

of

the

author’s

claims: argued

that

the

Holy

See

clung

to

archaic

superstitions,

It

appears

that

the

author

[Inchofer]

asserts

Inchofer

wrote:

“He

[Galileo]

tries

to

strengthen

too

absolutely…

that

the

motion

of

the

sun

Copernicanism

with

new

arguments

of

which

foreigners

and

the

immobility

of

the

earth

are

matters

would

never

think

in

this

connection;

and

he

writes

in

ǡ ϐ Italian,

certainly

not

to

extend

the

hand

to

foreigners

are

in

question,

and

are

not

thought

to

be

true

or

other

learned

men,

but

rather

to

entice

to

that

view

matters

of

faith.

Moreover,

he

should

indicate

common

people

in

whom

errors

very

easily

take

root.”20

ϐ While

Inchofer

easily

apprehended

Galileo’s

of

faith.

I

believe

that

similar

considerations

guise,

he

manifested

discernibly

greater

and

more

ought

to

be

taken

into

account

with

respect

to

condescending

concern

for

safeguarding

the

common

the

circular

motion

of

the

sun

and

the

center

of

Catholic

from

heresy

than

did

his

predecessors.

The

the

earth

being

in

the

middle

of

the

universe.22 nonchalance

with

which

the

Vatican

approached

the

This

is

a

remarkable

statement

from

Scheiner,

given

not

circulation

of

heliocentric

beliefs

through

1616

and

only

his

bitter

scholastic

feud

with

and

personal

animus

even

after

was

in

marked

contrast

to

this

paternalistic

toward

Galileo

but

also

the

Church’s

de

facto

position

Synthesis,

Issue

1,

May

2009


15 at

the

time.

Scheiner

was

indirectly

questioning,

by

the

Barberini

family

symbol

of

Pope

Urban

VIII.25

The

opposing

Inchofer

on

this

point,

the

stance

of

the

Holy

Pope

was

not

the

only

one

to

recommend

the

work.

The

See

itself.

We

can

also

derive

some

sense

of

the

popularity

Commissary

General

of

the

Roman

Curia,

Luke

Wadding,

of

heliocentrism

during

this

period

from

Scheiner’s

who

offered

final

sanction

to

the

Tractatus,

opined: remark

that

geocentric

tenets

“are

not

thought

to

be

The

content

of

this

book

is

exceedingly

true

matters

of

faith”:

the

vague

passive

construction

of

welcomed,

especially

in

this

day

when

certain

the

sentence,

in

failing

to

indicate

who

exactly

has

come

people,

whose

ears

itch

because

of

their

simple

to

accept

these

views,

intimated

that

the

Copernican

innocence,

have

distracted

their

hearing

from

element

was

ubiquitous

in

Rome

and

abroad.

No

doubt

the

sacred

truth

of

the

divine

Scripture

and

particularly

worrisome

to

Vatican

officials

was

that

have

turned

to

fables.

This

theologian

has

given

Scheiner

proceeded

to

call

into

question

other

Catholic

a

Christian

refutation

of

these

Pythagoreans.

dogmas,

notably

the

centrality

of

the

earth’s

position

And

he

shows

rightly

that

mathematics

and

in

the

universe.

Such

reasoning

could

only

lead

the

other

human

sciences

should

be

subordinated

Church

to

conclude

that

Copernicanism

represented

to

the

rule

of

Sacred

Scripture,

lest

in

our

one

slippery

slope

to

other

heretical

misconceptions.

day

there

occur

a

dangerous

detour

into

an

Scheiner’s

heterodoxy

must

have

been

all

the

excessive

freedom

that

would

arbitrarily

more

alarming

to

the

Church

given

that

the

Jesuit

was

interpret,

or

rather

adulterate,

the

words

of

clearly

not

acting

out

of

sympathy

God

to

serve

the

purposes

with

Galileo,

as

well

as

the

fact

that

of

the

human

imagination.26 Father

Wadding’s

repetitive

use

Scheiner

was

not

the

only

priest

“Catholic

dogmas,

notably

of

the

phrases

“especially

in

this

beginning

to

question

the

Church’s

unyielding

position.

Others

within

the

centrality

of

the

earth’s

day”

and

“in

our

day”

pointed

to

the

Vatican

evidently

accepted

position

in

the

universe.

Such

the

Church’s

general

sense

that

Galileo’s

views,

as

officials

of

the

reasoning

could

only

lead

it

was

encountering

a

heresy

more

intractable

than

those

Holy

Congregation

had

originally

approved

the

Dialogue

for

the

Church

to

conclude

that

of

past

ages.

Wadding’s

words

publication.

Although

Pope

Urban

Copernicanism

represented

also

presented

an

intriguing

foil

would

blame

Galileo

for

deceiving

one

slippery

slope

to

other

to

the

remarks

of

Bellarmine

in

his

letter

to

Foscarini

in

the

inquisitors

by

neglecting

to

heretical

misconceptions.”

1615:

whereas

Bellarmine

had

mention

that

he

had

been

enjoined

conceived

of

astronomy

and

years

earlier

not

to

practice

Copernicanism,

this

excuse

does

not

explain

away

the

theology

as

informing

one

another,

Wadding

evidently

fact

that

several

key

officials

had

accepted

the

Dialogue

desired

to

segregate

the

two.

Indicative

of

the

pervasive

on

its

own

merits.

Even

Pope

Urban

could

not

entirely

paranoia

that

had

afflicted

the

Church

was

Wadding’s

deny

that

certain

officials

within

the

Vatican

had

taken

associatinged

mere

attempts

to

“interpret”

the

Bible

up

deviant

views

and

were

behaving

contrary

to

his

with

acts

of

Scriptural

“adulterat[ion].”

Most

striking,

will:

as

reported

by

one

ambassador

to

the

Holy

See,

however,

was

that

the

Holy

See

felt

the

need

at

all

to

the

Pope

complained

aloud

one

day

that

“Ciampoli

and

offer

“a

Christian

refutation

of

these

Pythagoreans,”

the

Master

of

the

Sacred

Palace

[who

had

overseen

the

which

the

Holy

Congregation

had

conspicuously

failed

Dialogue’s

review]

had

behaved

badly

[in

approving

to

produce

in

the

1610s.

Inchofer

himself

echoed

the

work]

and

that

subordinates

who

do

not

do

what

Wadding’s

paranoid

fear

of

new-­‐age

ideas

when

their

masters

want

are

the

worst

possible

servants.”23

he

writes

in

his

preface

to

the

Tractatus:

“In

this

On

top

of

this,

a

Jesuit

council

blocked

the

publication

era

of

the

author,

many

hands

are

itching

to

write,

of

another

of

Inchofer’s

anti-­‐Copernican

treatises,

and

intelligent

people

are

exhausted

both

by

newly

a

decision

that,

as

Blackwell

observes,

exposed

discovered

arguments

and

by

old

remembered

ones.

I

bitter

philosophical

divisions

within

the

Church.24 do

not

understand

how

there

can

be

so

much

idle

time

For

the

great

majority

of

Church

officials,

for

people

to

write

about

things

that

are

forbidden.”27

however,

such

liberal

thinking

was

patently

dangerous,

Inchofer’s

use

of

the

plural

“people”

revealed

that

not

and

in

reaction

to

the

renascent

heliocentrism,

the

just

Galileo

was

engaging

in

heretical

activity,

although

Holy

See

formulated

a

rebuttal

of

its

own.

Inchofer’s

this

general

word

suggested

either

that

Inchofer

Tractatus

was

a

principal

piece

of

the

attack

on

Galileo’s

could

not

readily

identify

who

else

was

propagating

position.

That

Inchofer’s

work

enjoyed

especial

papal

such

beliefs

or

that

the

Jesuit

was

exaggerating.

encouragement

is

evident

from

the

cover

page

of

the

In

either

case,

the

Church

was

overreaching

in

Tractatus,

which

featured

the

iconography

of

three

bees,

its

attempts

to

constrain

scientific

advancement.


16 As

we

have

seen,

the

Church’s

understanding

of

Copernicanism

experienced

a

profound

metamorphosis

between

1616

and

1633.

An

examination

of

Vatican

correspondence

enables

us

to

identify

a

de

facto

shift

in

policy

as

well

as

to

pinpoint

the

impetus

and

rationale

that

informed

it.

That

the

Holy

See’s

apprehension

about

the

Copernican

heresy

had

come

to

govern

its

policies

may

perhaps

be

most

strikingly

ǯ ǡ ǡ ϐ ǡ theories

of

the

earth’s

motion

were

declared

heretical

rather

than

just

philosophically

absurd.28

However,

this

hardening

of

the

Church’s

posture

did

not

stem

merely

ϐ Ǥ top

of

this,

the

Church’s

perception

of

its

adherents

underwent

a

noticeable

transformation

during

Ǥ ϐ Ȃ in

Inchofer’s

and

Waddings’

writings

and

in

other

Church

correspondence

increasingly

dismissive

of

the

masses.

Not

only

do

we

observe

a

condescending

posture

toward

everyday

Catholics

that

had

been

absent

in

1616,

but

we

can

also

seeincreased

anxiety

that

common

people

were

intellectually

incapable

of

detecting

heresy.

This

reactionary

stance

on

the

part

of

the

Church

was

perhaps

novel

in

its

intensity,

but

we

can

actually

locate

its

provenance

almost

a

century

earlier

in

a

Vatican

policy

expounded

at

the

Council

of

Trent,

where

it

was

stated

in

1546:

“To

control

petulant

spirits,

the

Council

decrees

that

in

matters

of

faith

ϐ doctrine,

no

one,

relying

on

his

own

judgment

and

distorting

the

Sacred

Scriptures

according

to

his

own

conceptions,

shall

dare

to

interpret

them

contrary

to

that

sense

[approved

by

the

Church].”29 ϐ frequently

cited

this

declaration

in

condemning

Copernicanism

in

1633,

a

striking

move

given

that

pure

Copernicanism

involved

no

explicit

Scriptural

exegesis,

the

interpretive

activity

to

which

the

Council

undoubtedly

intended

its

pronouncement

to

apply;

the

Holy

See

had

appropriated

the

Council

of

Trent’s

declaration

for

a

new

purpose.

While

the

Vatican

thus

ϐ in

healthy

dialogue,

it

instead

chose

to

subordinate

ǡ ϐ relationship

between

the

two

worldviews.

Vatican

ϐ necessary

to

preserve

the

credibility

of

Catholicism,

but

this

stance

really

proceeded

from

their

embracing

ǣ ϐ ͳ͸͵͵ held

science

and

religion

as

existing

in

a

fundamentally

adversarial

relationship

in

which

only

one

or

the

other

could

triumph.

If

the

Church

had

adopted

more

elastic

views,

the

whole

Galileo

contretemps

and

ϐ during

that

period

could

have

been

avoided.

In

the

Synthesis,

Issue

1,

May

2009

ǡ ϐ ϐ ϐ ǡ unfortunate

precedent

for

the

future.

Endnotes 1

Richard

J.

Blackwell,

Behind

the

Scenes

at

Galileo’s

Trial

(Notre

Dame:

University

of

Notre

Dame

Press,

2008),

46. 2

Lorini,

Francesco,

to

Cardinal

Paolo

Sfrondati,

7

February

1615.

Quoted

in

Maurice

A.

Finocchiaro

The

Galileo

Affair:

A

Documentary

History,

134.

Berkeley:

University

of

California

Press,

1989. 3

Ibid.,

135..

(As

he

maintains

later,

perhaps

too

strenuously:

“I

am

moved

by

nothing

but

zeal.”

4

Ibid. 5

Ibid. 6

“Consultants’

Report

on

Copernicanism.”

24

February

1616.

Quoted

in

Maurice

A.

Finocchiaro

The

Galileo

Affair:

A

Documentary

History,

135.

Berkeley:

University

of

California

Press,

1989. 7

Ibid. 10

Holy

Congregation

of

the

Index.

“Decree

of

the

Index.”

March

5,

1616.

Quoted

in

Maurice

A.

Finocchiaro

The

Galileo

Affair:

A

Documentary

History,

148-­‐50.

Berkeley:

University

of

California

Press,

1989.

9

Ibid. 12

Holy

Congregation

of

the

Index.

“Corrections

of

Copernicus’s

On

the

Revolutions.”

15

May

1620.

Quoted

in

Maurice

A.

Finocchiaro

The

Galileo

Affair:

A

Documentary

History,

199-­‐200.

Berkeley:

University

of

California

Press,

1989. 13

Guicciardini,

Piero,

to

Cosimo

de’

Medici,

4

March

1616.

Quoted

in

Anibale

Fantoli

Galileo:

For

Copernicanism

and

for

the

Church,

184.

Vatican

City:

Vatican

Observatory

Publications,

1996. 14

Bellarmine,

Robert,

to

Paolo

Foscarini,

12

April

1615.

Quoted

in

Maurice

A.

Finocchiaro

The

Galileo

Affair:

A

Documentary

History,

68.

Berkeley:

University

of

California

Press,

1989. 15

Melchior

Inchofer.

“Inchofer’s

Report

on

the

Dialogue.”

17

April

1633.

Quoted

in

Maurice

A.

Finocchiaro

The

Galileo

Affair:

A

Documentary

History,

263.

Berkeley:

University

of

California

Press,

1989. 16

Zaccaria

Pasqualigo.

“Pasqualigo’s

Report

on

the

Dialogue.”

17

April

1633.

Quoted

in

Maurice

A.

Finocchiaro

The

Galileo

Affair:

A

Documentary

History,

275.

Berkeley:

University

of

California

Press,

1989. 17

Inchofer,

Report

on

the

Dialogue,

263. 18

Holy

Congregation

of

the

Index.

“Galileo’s

Sentence.”

22

June

1633.

Quoted

in

Maurice

A.

Finocchiaro

The

Galileo

Affair:

A

Documentary

History,

289.

Berkeley:

University

of

California

Press,

1989. 19

Holy

Congregation,

Corrections,

200. 20

Melchior

Inchofer,

Report

on

the

Dialogue,

266. 21

Holy

Congregation,

Galileo’s

Sentence,

291. 22

Christopher

Scheiner.

“Review

of

Inchofer’s

Tractatus.”

1620.

Quoted

in

Richard

J.

Blackwell

Behind

the

Scenes

at

Galileo’s

Trial,

46.

Notre

Dame:

University

of

Notre

Dame

Press,

2008. 23

Niccolini,

Francesco,

to

Lord

Balì

Cioli.

13

November

1632.

Quoted

in

Maurice

A.

Finocchiaro

The

Galileo

Affair:

A

Documentary

History,

239.

Berkeley:

University

of

California

Press,

1989. 24

Blackwell,

Behind

the

Scenes,

47. 25

Ibid.,

47-­‐9. 26

Luke

Wadding.

“Approval

of

Inchofer’s

Tractatus.”

1633.

Quoted

in

Richard

J.

Blackwell

Behind

the

Scenes

at

Galileo’s

Trial,

106.

Notre

Dame:

University

of

Notre

Dame

Press,

2008. 27

Melchior

Inchofer.

“Preface

to

the

Tractatus.”

1633.

Quoted

in

Richard

J.

Blackwell

Behind

the

Scenes

at

Galileo’s

Trial,

108.

Notre

Dame:

University

of

Notre

Dame

Press,

2008. 28

Holy

Congregation,

Galileo’s

Sentence,

291. 29

Blackwell,

Behind

the

Scenes,

54.


17

INTERVIEW:

Owen

Gingerich Professor

Emeritus

of

Astronomy ǡ ϐ interested

in

astronomy? I

became

interested

in

astronomy

when

I

was

very,

very

Ǥ ϐ years

old,

the

temperature

was

still

over

a

100

degrees

in

the

house

as

the

sun

set—we

were

living

in

a

small

town

in

Washington,

Iowa—so

she

put

cots

in

the

backyard.

And

we

went

out

and

I

said

“Mommy

what’s

that?”

She

said,

“Those

are

the

stars,

you

often

see

them.”

To

which

I

replied,

“but

I

didn’t

know

they

were

up

all

Ǥdz ϐ Ǥ saw

my

interest

and

brought

the

occasional

books

home

and

eventually

helped

build

a

telescope

out

of

a

mailing

tube,

and

some

spare

lenses

from

the

local

optometrist.

And

I

could

see

the

rings

of

Saturn

with

this,

which

was

very

exciting.

Photo

by

Bachrach

Interviewed by Karl Kmiecik, Harvard ‘10

Was

becoming

a

historian

of

science

immediate,

or

did

it

come

after

becoming

a

professor

in

astronomy

and

astrophysics? After

some

years

of

graduate

study

here.

I

was

drafted,

all

my

colleagues

were

getting

drafted,

but

I

was

a

conscientious

objector,

but

my

draft

board

was

determined

to

give

me

a

hard

time.

So

I

did

my

alternative

service

by

going

to

the

American

University

of

Beirut

to

teach.

And

there

I

also

came

into

contact

with

people

who

were

working

on

the

history

of

Islamic

astronomy. I

was

very

annoyed

to

be

drafted

out

of

my

graduate

work.

But

it

turned

out

eventually

to

be

an

extraordinary

happening.

In

the

mean

time

Sputnik

had

gone

up.

The

whole

scene

changed

here,

because

the

Smithsonian

Astrophysical

Observatory

had

moved

up

here

from

Washington

and

together

Harvard

and

the

Smithsonian

had

the

fastest

computer

in

New

England.

It

was

a

room

full

of

vacuum

tubes.

And

it

had

8000

bytes

of

memory.

That

was

big

in

those

days,

but

trivial

compared

to

you

laptop

here.

Isn’t

it

amazing?

Your

laptop

is

more

powerful

than

that

whole

room

full

of

stuff

that

had

allowed

us

to

do

astrophysics

at

a

level

that

no

one

had

been

able

to

do

before

because

the

computations

were

too

involved.

I

realized

that

everyday

I

was

doing

a

set

of

computations

that

was

in

another

time

an

entire

ϐ was

doing

it

in

minutes

over

and

over

again,

every

time

I

wet

to

work

on

my

project

which

was

analyzing

the

way

ϐ Ǥ

I

got

interested

in

Johannes

Kepler

as

a

result

of

reading

Authur

Koestler’s

The

Sleepwalkers.

I

saw

that

there

was

this

time

that

Kepler

had

said,

“If

you

are

bored

with

this

procedure,

take

pity

on

me,

for

I

carried

it

out

at

least

70

times.”

I

though

wow,

if

you

do

something

so

often

as

that,

it

sounds

like

a

job

for

a

computer.

So

I

programmed

this

for

the

computer

and

found

that

it

could

do

it

almost

instantly,

in

a

matter

of

seconds

and

in

9

tries.

There

was

something

wrong.

Had

Kepler

made

so

many

errors

that

the

process

simply

didn’t

converge?

ϐ relevant

volume

of

manuscripts.

ϐ solution

was

not

at

all

what

I

expected,

but

was

in

fact

a

serious

problem

with

numerical

errors

from

the

original

data

of

Tycho

Brahe

and

that

Kepler

had

a

terrible

time

ϐ Ǥ Eventually

he

got

the

best

possible

result

for

tracking

the

longitude

of

Mars

as

it

went

around

the

sky.

It

was

essentially

an

order

of

magnitude

better

than

what

anybody

had

done

before.

Then

he

discovered

that

when

he

was

looking

at

the

problem

of

latitudes

that

the

whole

thing

fell

apart.

He

said

the

hypothesis

has

gone

up

in

smoke

and

he

had

to

start

over

again.


18 Now

this

was

not

as

radical

a

career

change

as

one

might

suppose.

Basically

I

have

always

interested

in

the

question

of

how

does

science

work?

What

are

its

claims

to

truth?

How

do

these

claims

differ

from

religious

claims

of

truth

for

example?

Today

the

science

religion

dialogue

is

an

interesting

clash

between

the

two

largest

cultural

forces

in

our

civilization. ϐ in

the

history

of

science,

it’s

practice

and

how

it

is

taught

at

Harvard? ϐ was

the

linchpin

of

a

history

of

science

program.

This

has

really

faded

and

there

are

many

more

avenues

that

one

would

explore:

the

relationship

of

science

and

society— in

terms

of

patronage,

the

changing

of

a

male

science

to

opportunities

for

women,

the

aesthetics

of

theories

and

how

that

may

affect

ones

work,

and

so

on.

There

is

much

more

sociology

involved

in

it

now.

There

is

much

less

emphasis

on

textual

analysis,

where

you

take

a

classic

text

and

work

it

in

great

detail.

In

other

words,

the

internal

aspects

of

history

of

science

have

receded

in

interest

and

ϐ become

important.

You

have

spent

considerable

time

working

on

Copernicus’s

De

Revolutionibus.

In

light

of

your

ǡ ϐ ϐ Gutenberg

Bible.

Could

you

elaborate

more

on

this? This

work

has

had

a

lot

of

interest

not

just

by

historians

ϐ Ǥ people

think

bibliography

is

that

list

of

resources

you

put

at

the

end

of

a

paper.

Bibliography

is

the

whole

study

of

the

production

of

books

from

the

writing

editing,

printing,

distribution,

and

so

son.

There

are

a

lot

of

people

interested

in

this

and

so

there

was

interest

in

my

book.

What

did

you

learn

in

the

process

of

your

conducting

your

census? Copernicus

published

the

book

in

the

year

that

he

died,

which

was

1543.

It

has

had

an

unusually

high

survival

rate,

which

means

people

probably

saw

it

as

an

important

classic

early

on

and

they

didn’t

through

one

of

these

things

away

lightly.

When

Copernicus’s

book

was

published

it

was

seen

essentially

as

a

recipe

book

for

calculating

the

positions

of

the

planets,

but

not

to

be

taken

seriously

as

a

physical

description

of

the

world.

If

the

earth

was

spinning

around

every

24

hours,

think

of

the

poor

birds,

think

of

the

rock

you

throw

up,

it

would

end

up

in

another

county.

Besides

not

having

any

physics

to

back

it

up,

Psalm

104

says

“let

the

Lord,

God

set

the

foundation

of

the

earth

that

it

may

not

be

moved

forever.”

Which

seemed

to

be

a

Synthesis,

Issue

1,

May

2009

wonderful

anti-­‐Copernican

proof

text.

It

took

a

very

long

time

for

this

to

be

accepted.

Chasing

down

the

copies

of

Copernicus’s

book

is

not

a

puzzle

like

the

New

York

Times

crosswords

that

you

sit

down

and

do.

The

census

was

not

just

to

count

copies.

It

was

to

look

at

what

people

had

written

in

them

and

how

they

had

studied

it.

It

turned

out

that

they

were

studying

it

exactly

how

I

said.

They

would

look

at

it

as

a

way

of

calculating

the

position

of

planets,

but

not

as

a

physical

description

of

the

universe.

Some

copies

were

clean;

others

were

highly

Ǥ ϐ ϐ Ǥ ϐ more

copies

of

it,

because

someone

who

understood

the

book

and

wrote

a

lot

in

it

would

likely

have

students

who

would

fastidiously

copy

down

his

notes.

The

fun

part

was

ϐ before.

Threading

everything

together

was

lots

of

fun. ϐ boundary

of

religion

and

science? I

was

always

interested

in

and

had

done

reading

in

the

area,

but

had

never

made

much

of

a

public

thing

about

it,

until

I

was

asked

to

give

a

lecture

on

it

to

inaugurate

a

new

lecture

series

at

the

university

of

Pennsylvania.

I

really

carefully

wrote

out

what

I

subsequently

thought

of

as

my

pro-­‐Christian,

anti-­‐Creationism

lecture.

I

knew

there

would

be

a

lot

of

very

conservative

students

present

for

that,

and

therefore

I

laid

out

the

case

for

an

ancient

and

huge

universe

very

carefully

in

that

lecture.

Since

then

I

have

written

another

lecture

which

I

inaugurated

a

year

ago

at

Cornell

University,

which

I

called

“The

Divine

Handiwork.”

I

have

given

the

lecture

many

times

since

then.

And

that

is

sort

of

a

précis

of

a

book

that

I

hope

to

write

on

evolution

that

will

be

ǡ ǡ ϐ Ǥ to

the

mainstream

Christian

that

is

confused

with

the

extremism

on

both

sides

of

the

spectrum:

the

very

noisy,

shrill,

atheists,

and

the

very

strict

biblical

literalists.

In

your

Nobel

lectures

you

delineate

the

distinction

between

purpose

of

the

universe

and

design

in

creation.

Can

you

further

elaborate

on

that

idea? The

public

relations

people

here

say

that

it

is

dangerous

to

talk

about

intelligent

design

lowercase

“d”

lowercase

“i”

as

opposed

to

the

political

movement

uppercase

‘I”

uppercase

“D.”

They

say

people

won’t

get

it

but

I

think

people

do

get

it

and

other

people

use

the

distinction

too.

I

believe

in

an

intelligent

creator,

and

an

intelligent

creation

and

so

I

have

to

believe

in

some

kind

of

intelligent

design,

but

not

the

kind

that

is

set

as

a

replacement

for

evolution

taught

in

classrooms.

Essentially,

intelligent

design

is

the

ϐ ǡ ǡ ϐ ǡ ϐ Ǥ


19

Eugenics

and

the

Supreme

Court

1900-­1945:

An

Internalist

Approach By Fauzia Shaikh, Harvard ‘10 Bioethical

issues

first

came

to

the

forefront

of

politics

in

the

early

twentieth

century,

especially

with

the

growing

popularity

of

the

eugenics

movement.

During

these

years,

laws

mandating

the

sterilization

of

various

denigrated

segments

of

society—the

mentally

ill,

habitual

criminals,

or

sexual

miscreants—

surfaced

in

twenty-­‐nine

states.

Citing

the

“cruel

and

unusual

punishment,”

argument,

equal

protection

and

due

process

arguments

based

on

the

Eighth

Amendment

and

Fourteenth

Amendment,

these

laws

were

initially

challenged

at

state

and

federal

level.

In

1927,

however,

the

Supreme

Court

approached

the

issue

of

civilian

eugenical

sterilization

in

Buck

v.

Bell

and

decided

to

give

deference

to

public

interest

upholding

eugenic

legislation.

Taking

a

strong

ideological

stance

with

the

Eugenics

movement,

the

Supreme

Court

dismissed

much

of

the

precedent

set

by

the

lower

courts.

Just

fifteen

years

after

Buck

v.

Bell,

however,

the

Supreme

Court

reconsidered

their

stance

on

sterilization

in

a

case

of

the

sterilization

of

habitual

criminals.

In

Skinner

v.

Oklahoma,

the

Supreme

Court’s

attitude

towards

sterilization

and

eugenics

shifted

to

place

a

greater

emphasis

on

the

equal

protection

of

the

laws,

as

well

as

human

rights.

Upon

analysis

of

both

the

case

law

and

the

responses

within

the

legal

community,

three

distinct

phases

of

the

eugenics

movement

appear.

The

first

phase

spans

from

1900

to

1922,

and

during

these

years,

the

eugenic

movement

emerged

and

sterilization

legislation

could

be

considered

premature.

Within

the

legal

community,

the

initial

response

to

eugenics

was

a

general

distrust

of

the

movement

and

a

defensive

stance

by

its

supporters.

During

1922-­‐1935,

however,

the

eugenic

movement

reached

its

height.

This

phase

was

characterized

first

by

mature

legislation

that

sought

to

evade

the

legal

pitfalls

that

plagued

their

predecessors

and

second

by

legal

success—as

well

as

controversy—

surrounding

the

case

Buck

v.

Bell.

The

final

stage

spanned

from

1935-­‐

1945,

and

these

years

saw

the

downfall

of

the

eugenics

movement,

which

culminated

in

the

case,

Skinner

v.

Oklahoma.

Analysis

of

case

law

and

articles

written

in

law

reviews

during

this

final

stage

reveals

a

shift

in

the

overall

nature

of

the

Supreme

Court,

leading

to

new

opinions

on

sterilization

cases.

As

this

paper

will

illuminate,

increased

interest

in

laws

associated

with

privacy,

substantive

due

process,

and

equal

protection

doctrines

catalyzed

this

shift—evidenced

by

the

civil

libertarian

view

expressed

in

Skinner

v.

Oklahoma.

Early

Sterilization

Cases

and

Reception

(1907-­1922) With

its

beginnings

in

America

in

the

early

twentieth

century,

eugenics

was

an

interdisciplinary

“science”

that

sought

to

apply

Mendelian

genetics

and

Darwin’s

theory

of

evolution

to

bringing

about

societal

change.

Eugenic

scholars

attributed

a

variety

of

social

illnesses

to

hereditary

causes,

from

mental

disorders,

to

hypersexuality,

to

criminality

to

the

vague

“feeble-­‐mindedness,”

and

thus

eugenicists

believed

they

could

improve

the

human

race

through

selective

breeding.

1

They

conducted

a

large

amount

of

statistical

research

within

the

field

of

hereditary

genetics

in

order

to

monopolize

on

the

scientific

claim

to

objectivity.

According

to

eugenicists,

if

the

cause

of

social

problems

was

inherent

to

a

certain

group

of

people,

then

halting

the

reproduction

of

these

peoples’

genes,

most

commonly

through

sterilization,

served

as

a

promising

solution

to

social

ills.2 The

eugenic

cause

quickly

gained

a

large

following

among

academics,

psychiatrists,

sociologists,

criminologists,

and

other

influential

members

of

society,

allowing

it

to

transition

from

the

academic

sphere

into

public

policy.3

The

first

law

requiring

sterilization

was

passed

in

1907

in

Indiana,

and

many

states

followed

suit.

By

1922,

fifteen

states

had

passed

a

sterilization

statute

inspired

by

the

Eugenics

movement.4

This

period

from

1907-­‐1922

is

considered

the

first

wave

of

sterilization

laws.

These

laws

generally

applied

to

criminals,

but

innocent

citizens

who

were

referred

to

state

institutions

by

municipal

courts

for

various

genetic

defects

like

feeble-­‐mindedness,

blindness,

and

epilepsy

were

also

considered

for

sterilization.5

Under

these

laws,

states

established

a

“Board

of

Examiners”

within

the

executive

branch

of

the

state

to


20 oversee

sterilization

procedures

at

state

institutions.

Case

Law

ϐ were

challenged

at

the

state

level

in

the

earlier

years,

the

ϐ Supreme

Court

level

was

the

1912

case

Washington

v.

Feilen.

In

this

case,

the

Supreme

Court

of

Washington

upheld

a

sterilization

statute

for

habitual

criminals

or

criminals

whose

crime

was

of

a

sexual

nature.

The

appellant,

Feilen,

was

convicted

of

statutory

rape,

and

in

addition

to

his

sentence

of

life

imprisonment,

he

was

required

to

be

sterilized.

Feilen

appealed

the

sterilization,

citing

Washington

constitution’s

equivalent

to

the

national

cruel

and

unusual

punishment

clause,

a

part

of

the

Eighth

Amendment.

It

is

important

to

note,

however,

that

Washington

State’s

constitution

only

protected

against

“cruel”

punishment,

not

“cruel

and

unusual”

punishment,

and

after

consideration,

the

court

maintained

that

sterilization

was

not

“cruel

punishment.”

In

order

to

determine

the

medical

detriment

of

sterilization

to

the

individual,

the

court’s

opinion

cited

Dr.

H.

C.

Sharp,

a

physician

at

the

Indiana

State

Reformatory.

Sharp

described

the

sterilization

procedure

as

“very

simple,”

and,

making

his

eugenic

interest

in

sterilization

very

clear,

further

posited

sterilization

as

a

“method

of

relief

to

society.”

The

Washington

State

Supreme

Court

referenced

these

physicians

not

directly,

but

an

article

on

hereditary

criminality

and

asexualization.

This

article

highlighted

only

the

credentials

of

the

eugenics

movement,

ignoring

all

critiques.

The

court’s

usage

of

these

various

eugenicist

articles

and

institutions

demonstrated

that,

like

Sharp,

the

Washington

State

Supreme

Court

had

entrenched

eugenic

interests.6

ͳͻͳ͵ǡ ϐ overturned

by

the

New

Jersey

Supreme

Court

in

Smith

vs.

Board

of

Examiners,

which

determined

an

infringement

according

to

the

Fourteenth

Amendment’s

equal

protection

clause

in

1913.

The

appellant,

Alice

Smith,

was

an

epileptic

at

the

New

Jersey

State

Village

for

Epileptics,

and

her

case

examined

the

roles

of

class

divides

in

eugenic

policy.

Since

the

laws

only

applied

to

charitable

Synthesis,

Issue

1,

May

2009

state

institution

that

housed

various

“defective”

groups,

wealthy

people

with

the

same

conditions,

like

epilepsy,

were

not

required

to

be

sterilized.

After

reviewing

the

case,

the

court

determined

that

since

people

with

the

same

condition

were

being

treated

differently

based

on

class,

this

piece

of

legislation

denied

those

sterilized

of

the

“equal

protection

of

the

law.”

Criticizing

sterilization

as

“a

suppression

of

personal

liberty,

and

a

possible

menace

to

the

life

of

the

individual

who

must

submit

to

it,”

the

court’s

humanitarian

perspective

on

sterilization

enhanced

the

argument.7 Smith

v.

Board

of

Examiners

and

Washington

v.

Feilen ϐ ǡ and

the

difference

in

language

between

the

New

Jersey

State

Supreme

Court

and

the

Washington

State

Supreme

Court

is

notable.

Where

the

Washington

Supreme

Court

saw

the

eugenics

movement

as

a

“method

of

relief,”

the

New

Jersey

Supreme

Court

described

eugenics

as

Dz ϐ Ǥdz ǡ ǡ to

recognize

that

the

Smith

v.

Board

of

Examiners

did

not

deal

with

criminals,

and

there

was

generally

more

sympathy

for

those

with

conditions

like

epilepsy

than

criminals.

As

we

shall

see,

these

two

cases

set

the

foundation

for

later

cases

concerning

both

criminal

and

non-­‐ criminal

sterilization

statutes.

A

criminal

sterilization

statute

was

reviewed

again

in

a

district

court

in

Iowa

in

the

case

Davis

v.

Berry

in

1914.

This

Iowa

statute

differed

from

the

Washington

statute

in

that

it

was

a

“general

eugenic”

statute,

seeking

the

sterilization

of

both

criminals,

as

well

as

non-­‐criminals.

The

district

court

in

Davis

v.

Berry

overruled

the

law

and

gave

an

injunction

to

the

appellant,

Davis,

against

a

law

that

mandated

sterilization

for

repeat

felons.

The

court

cited

both

the

cruel

and

unusual

punishment

clause

of

the

Constitution

as

well

as

the

due

process

clause

of

the

Fourteenth

Amendment.

In

addition

to

including

a

proper

procedural

hearing

guaranteed

by

the

Washington

state

statute,

the

Iowa

district

court

distinguished

Davis

v.

Berry

from

Washington

v.

Feilen

by

citing

the

sexual

nature

of

the

crime

in

the

latter

case.


21 Although

questioning

the

Washington

v.

and

equal

protection

clauses.

In

these

cases

like

Smith

v.

Feilen

precedent

with

regards

to

cruel

and

unusual

Board

of

Examiners,

while

the

equal

protection

claim

was

punishment,

Davis

v.

Berry

primarily

overruled

the

stronger,

substantive

due

process

singled

out

the

right

statute

on

the

basis

of

procedural

due

process,

since

to

procreate

as

a

liberty

interest

in

order

to

give

higher

there

was

no

hearing

before

sterilization.

A

new

statute

scrutiny

to

the

equal

protection

claim.11

Thus,

in

the

case

was

passed

in

1915

that

included

a

hearing

to

circumvent

of

non-­‐criminal

sterilization,

the

equal

protection

and

the

due

process

requirement

of

Davis

v.

Berry

allowing

substantive

due

process

arguments

worked

together.

for

eugenical

sterilization

to

continue

as

long

as

a

fair

The

use

of

substantive

due

process

as

early

as

1913

was

hearing

is

provided.8

interesting,

however,

as

substantive

Regarding

sterilization,

In

1918,

the

case

Mickle

v.

due

process

was

only

formally

Henrich

in

the

Nevada

Supreme

the

opinion

stated,

“The

created

by

the

Supreme

Court

in

Court

overturned

a

general

physical

suffering

may

1905,

and

then

for

an

economic

eugenical

sterilization

statute

by

not

be

so

great,

but

context.

In

Lochner

v.

New

York,

the

both

the

equal

protection

and

cruel

that

is

not

the

only

test

Supreme

Court

established

a

“right

cruel

punishment;

to

contract”

through

the

general

and

unusual

punishment

clause.

of

humiliation,

the

right

to

“life,

liberty

and

property”

Mickle

v.

Henrich

held

that

statutes

the

of

pure

eugenical

sterilization

of

degradation,

the

mental

in

the

due

process

clause.12

Despite

are

always

the

cases’

non-­‐economic

nature,

the

“defectives,”

as

in

Smith

vs.

the

suffering

Board

of

Examiners,

violated

the

present

and

known

by

all

New

Jersey

Supreme

Court

used

the

equal

protection

clause,

whereas

the

public,

and

will

follow

anti-­‐progressive

Lochner

worldview

statutes

of

punitive

eugenical

him

wheresoever

he

may

to

expand

civil

liberties

rather

than

sterilization

for

criminal

offenders

uphold

economic

interests.

This

go.

violated

Nevada’s

cruel

and

unusual

usage

foreshadowed

the

progressive

punishment

clause.

The

Nevada

State

Supreme

Court

civil

libertarian

use

of

substantive

due

process. manuvered

around

the

opinion

in

Washington

vs.

Feilen,

Commentary

in

Legal

Literature noting

that

Washington

State

only

had

a

constitutional

provision

against

cruel

punishment,

whereas

Nevada’s

In

this

early

phase

of

eugenic

legislation,

the

constitution

had

a

cruel

and

unusual

punishment

clause.

general

response

to

the

movement

was

of

distrust

and

Regarding

sterilization,

the

opinion

stated,

“The

physical

skepticism.

The

claim

that

certain

members

of

society

suffering

may

not

be

so

great,

but

that

is

not

the

only

test

Dz ϐ ǡdz of

cruel

punishment;

the

humiliation,

the

degradation,

was

troublesome,

even

if

theoretically

corroborated

the

mental

suffering

are

always

present

and

known

by

ϐ Ǥ all

the

public,

and

will

follow

him

wheresoever

he

may

ϐ ͳͻͲͺǡ go.

Expanding

the

conception

of

“cruelty”

to

include

were

defeated

as

bills.13 ǡ ϐ mental

suffering,

this

case

legitimized

the

cruel

and

Indiana

sterilization

statutes

were

passed,

the

eugenics

unusual

punishment

claim

to

sterilization

statutes,

trend

had

amassed

enough

publicly-­‐accepted—even

and

reinforced

the

equal

protection

claim

against

non-­‐ Ȅ ϐ criminal

sterilization.9 means

of

defeating

eugenics

was

through

legal

means.

Eugenicists

themselves

did

not

establish

any

ϐ clear

distinction

between

those

criminals

and

innocent

in

this

period,

state

supreme

courts

declared

six

citizens.

To

eugenicists,

these

populations

were

one

unconstitutional

by

1922.14

and

the

same,

and

the

treatment

of

those

innocent

of

Despite

the

importance

of

legal

argumentation

any

crime

was

seen

as

the

prevention

of

crime.

This

against

eugenics,

there

are

few

examples

in

legal

distinction

however

was

very

important

in

the

legal

literature

from

this

period

that

argue

against

eugenical

argumentation

against

eugenicist

statutes.

Punitive

Ǥ ϐ sterilization

cases,

like

Washington

v.

Feilen

and

Davis

v.

no

prominent

legal

precedent

for

dealing

with

civil

Berry,

tended

to

make

“cruel

and

unusual

punishment”

libertarian,

human

rights

issues

that

were

not

addressed

claims

based

on

the

eighth

amendment,

as

well

as

ϐ Ǥ Lochner

v.

New

York

procedural

due

process

claims.10

As

criminality

was

did

set

the

precedent

in

1905

for

broader

interpretation

generally

dealt

with

on

an

individual

basis

and

with

of

the

Constitution

and

arguments

based

on

autonomy,

less

sympathy,

the

equal

protection

and

substantive

due

its

economic

application

of

such

precedent

did

not

allow

process

claims

were

seldom

appealed

to.

Conversely,

ϐ cases

for

innocent

yet

“defective”

citizens

relied

heavily

liberties.15

on

the

Fourteenth

Amendment’s

substantive

due

process

However,

Charles

A.

Boston,

a

prominent

New


22 York

 â€¨â€Š lawyer

 â€¨â€Š and

 â€¨â€Š chairperson

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š American

 â€¨â€Š Bar

 â€¨â€ŠAssociation,

 â€¨â€Šundertook

 â€¨â€Šthe

 â€¨â€Štask

 â€¨â€Šof

 â€¨â€Šlegally

 â€¨â€Šarguing

 â€¨â€Š against

 â€¨â€Š eugenical

 â€¨â€Š sterilization

 â€¨â€Š laws

 â€¨â€Š in

 â€¨â€Š his

 â€¨â€Š article,

 â€¨â€Š “A

 â€¨â€Š Protest

 â€¨â€Š Against

 â€¨â€Š Laws

 â€¨â€Š Authorizing

 â€¨â€Š the

 â€¨â€Š Sterilization

 â€¨â€Š of

 â€¨â€Š Criminals

 â€¨â€Šand

 â€¨â€ŠImbeciles.â€?

 â€¨â€ŠPublished

 â€¨â€Šin

 â€¨â€Š1913

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€ŠJournal

 â€¨â€Š of

 â€¨â€Šthe

 â€¨â€ŠAmerican

 â€¨â€ŠInstitute

 â€¨â€Šof

 â€¨â€ŠCriminal

 â€¨â€ŠLaw

 â€¨â€Š&

 â€¨â€ŠCriminology,

 â€¨â€Š his

 â€¨â€Šarticle

 â€¨â€Šcriticizes

 â€¨â€Šthe

 â€¨â€ŠIndiana

 â€¨â€Šsterilization

 â€¨â€Šstatute

 â€¨â€Šon

 â€¨â€Š a

 â€¨â€Š number

 â€¨â€Š of

 â€¨â€Š grounds.

 â€¨â€Š Reminiscent

 â€¨â€Š of

 â€¨â€Š Revolutionary

 â€¨â€Š War

 â€¨â€Šera

 â€¨â€Šprotest

 â€¨â€Špamphlets

 â€¨â€Šagainst

 â€¨â€ŠEngland,

 â€¨â€Šthe

 â€¨â€Šarticle

 â€¨â€Š began

 â€¨â€Šby

 â€¨â€Šcomparing

 â€¨â€Šsterilization

 â€¨â€Šlaws

 â€¨â€Što

 â€¨â€Šthe

 â€¨â€Šbarbaric

 â€¨â€Š punishments

 â€¨â€Šof

 â€¨â€Šmedieval

 â€¨â€ŠEngland.

 â€¨â€ŠIt

 â€¨â€Šgoes

 â€¨â€Šon

 â€¨â€Što

 â€¨â€Športray

 â€¨â€Š a

 â€¨â€Šgeneral

 â€¨â€Šsense

 â€¨â€Šof

 â€¨â€Šdismay

 â€¨â€Šwith

 â€¨â€Šthe

 â€¨â€Šeugenics

 â€¨â€Šmovement

 â€¨â€Š by

 â€¨â€Šidentifying

 â€¨â€Šthe

 â€¨â€Šinherent

 â€¨â€Šambiguity

 â€¨â€Šand

 â€¨â€Šarbitrariness

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š eugenic

 â€¨â€Š claim

 â€¨â€Š that

 â€¨â€Š “heredity

 â€¨â€Š plays

 â€¨â€Š a

 â€¨â€Š most

 â€¨â€Š important

 â€¨â€Špart

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€Štransmission

 â€¨â€Šof

 â€¨â€Šcrime,

 â€¨â€Šidiocy

 â€¨â€Šand

 â€¨â€Š ‹Â?„‡…‹Ž‹–›Ǥdz ‘•–‘Â? Â?‡Â?–‹‘Â?‡† Š‹• •…‹‡Â?–‹Ď?‹… Â?‹•‰‹˜‹Â?‰• with

 â€¨â€Š eugenic

 â€¨â€Š doctrine

 â€¨â€Š by

 â€¨â€Š taking

 â€¨â€Š an

 â€¨â€Š environmentalist

 â€¨â€Š ÂƒÂ’Â’Â”Â‘ÂƒÂ…ÂŠÇĄ „—– “—ƒŽ‹Ď?‹‡† Š‹• †‘—„–• ™‹–Š –Š‡ ˆƒ…– –Šƒ– ‹– was

 â€¨â€Štoo

 â€¨â€Šcontested

 â€¨â€Šand

 â€¨â€Šexpensive

 â€¨â€Što

 â€¨â€Šmake

 â€¨â€Šgood

 â€¨â€Špolicy.

 â€¨â€Š Setting

 â€¨â€Š science

 â€¨â€Š aside,

 â€¨â€Š Boston

 â€¨â€Š concluded

 â€¨â€Š his

 â€¨â€Š protest

 â€¨â€Šwith

 â€¨â€Ša

 â€¨â€Šconstitutional

 â€¨â€Šargument.

 â€¨â€ŠTo

 â€¨â€Šmake

 â€¨â€Ša

 â€¨â€Šmoral

 â€¨â€Š and

 â€¨â€Š legal

 â€¨â€Š case

 â€¨â€Š against

 â€¨â€Š sterilization,

 â€¨â€Š he

 â€¨â€Š appealed

 â€¨â€Š to

 â€¨â€Š the

 â€¨â€Š equal

 â€¨â€Šprotection

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šlaws

 â€¨â€Šciting

 â€¨â€Šthe

 â€¨â€Šhelplessness

 â€¨â€Šof

 â€¨â€Š the

 â€¨â€Švictims,

 â€¨â€Šand

 â€¨â€Šconstitutional

 â€¨â€Šprotection

 â€¨â€Šagainst

 â€¨â€Šcruel

 â€¨â€Š and

 â€¨â€Š unusual

 â€¨â€Š punishment.

 â€¨â€Š He

 â€¨â€Š referred

 â€¨â€Š to

 â€¨â€Š the

 â€¨â€Š spirit

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Šconstitution

 â€¨â€Šin

 â€¨â€Špreventing

 â€¨â€Šarbitrary

 â€¨â€Šaction,

 â€¨â€Šwriting

 â€¨â€Š –Šƒ– •‘…‹‡–› ™ƒ• Dz…‘Â?ˆ”‘Â?–‡† ™‹–Š ƒ Â?‡™ Ď?Ž‘‘† ‘ˆ ÂŽÂƒÂ™Â•ÇĄ which

 â€¨â€Š leaves

 â€¨â€Š the

 â€¨â€Š personal

 â€¨â€Š liberty

 â€¨â€Š and

 â€¨â€Š a

 â€¨â€Š part

 â€¨â€Š of

 â€¨â€Š life

 â€¨â€Š of

 â€¨â€Š individual

 â€¨â€Š and

 â€¨â€Š posterity

 â€¨â€Š to

 â€¨â€Š the

 â€¨â€Š arbitrary

 â€¨â€Š judgment

 â€¨â€Š and

 â€¨â€Š guess,

 â€¨â€Š if

 â€¨â€Š not

 â€¨â€Š mere

 â€¨â€Š whim

 â€¨â€Š or

 â€¨â€Š caprice,

 â€¨â€Š of

 â€¨â€Š possibly

 â€¨â€Š unskilled

 â€¨â€Š and

 â€¨â€Š unsympathetic

 â€¨â€Š judges,

 â€¨â€Š without

 â€¨â€Š any

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š substantial

 â€¨â€Š safeguards‌

 â€¨â€Š [inherited]

 â€¨â€Š from

 â€¨â€Š the

 â€¨â€Š English

 â€¨â€Š constitution

 â€¨â€Š and

 â€¨â€Š the

 â€¨â€Š founders

 â€¨â€Š of

 â€¨â€Š this

 â€¨â€Š nation.â€?

 â€¨â€Š Boston’s

 â€¨â€Š appeals

 â€¨â€Š to

 â€¨â€Š privacy

 â€¨â€Š or

 â€¨â€Š “personal

 â€¨â€Š libertyâ€?

 â€¨â€Š were

 â€¨â€Š characteristic

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šlibertarian

 â€¨â€Šconservative

 â€¨â€Šcriticism

 â€¨â€Š to

 â€¨â€Š the

 â€¨â€Š eugenics

 â€¨â€Š movement

 â€¨â€Š that

 â€¨â€Š condemned

 â€¨â€Š the

 â€¨â€Š interference

 â€¨â€Š of

 â€¨â€Š government

 â€¨â€Š with

 â€¨â€Š the

 â€¨â€Š private

 â€¨â€Š sphere.

 â€¨â€Š While

 â€¨â€Š the

 â€¨â€Š ideological

 â€¨â€Š repugnance

 â€¨â€Š to

 â€¨â€Š sterilization

 â€¨â€Š was

 â€¨â€Š grasped

 â€¨â€Š by

 â€¨â€Š Boston,

 â€¨â€Š this

 â€¨â€Š repugnance

 â€¨â€Š did

 â€¨â€Š not

 â€¨â€Š yet

 â€¨â€Š Ď?‹– ™‹–Š‹Â? –Š‡ †‘Â?‹Â?ƒÂ?– ‹Â?–‡”’”‡–ƒ–‹˜‡ ˆ”ƒÂ?‡™‘”Â? of

 â€¨â€Š the

 â€¨â€Š Constitution,

 â€¨â€Š hence

 â€¨â€Š Boston’s

 â€¨â€Š legal

 â€¨â€Š attack

 â€¨â€Š on

 â€¨â€Š eugenics.16 The

 â€¨â€Š defeat

 â€¨â€Š of

 â€¨â€Š a

 â€¨â€Š number

 â€¨â€Š of

 â€¨â€Š early

 â€¨â€Š sterilization

 â€¨â€Š statutes

 â€¨â€Š during

 â€¨â€Š this

 â€¨â€Š phase

 â€¨â€Š prompted

 â€¨â€Š a

 â€¨â€Š defensive

 â€¨â€Š response

 â€¨â€Š from

 â€¨â€Š the

 â€¨â€Š eugenics

 â€¨â€Š movement.

 â€¨â€Š In

 â€¨â€Š his

 â€¨â€Š 1914

 â€¨â€Š ÂƒÂ”Â–Â‹Â…ÂŽÂ‡ÇĄ Dz –‡”‹Ž‹œƒ–‹‘Â? ‘ˆ –Š‡ Â?Ď?‹–ǥdz ‹Â? –Š‡ ‹”‰‹Â?‹ƒ Ī Review,

 â€¨â€ŠJ.

 â€¨â€ŠMiller

 â€¨â€ŠKenyon

 â€¨â€Šdefended

 â€¨â€Šeugenic

 â€¨â€Šdoctrine

 â€¨â€Šfrom

 â€¨â€Š opinions

 â€¨â€Š like

 â€¨â€Š that

 â€¨â€Š of

 â€¨â€Š Charles

 â€¨â€Š A.

 â€¨â€Š Boston

 â€¨â€Š and

 â€¨â€Š from

 â€¨â€Š other

 â€¨â€Š early

 â€¨â€Š cases

 â€¨â€Š that

 â€¨â€Š questioned

 â€¨â€Š the

 â€¨â€Š legitimacy

 â€¨â€Š of

 â€¨â€Š eugenics.

 â€¨â€Š Pushing

 â€¨â€Šfor

 â€¨â€Ša

 â€¨â€Šmore

 â€¨â€Štextual

 â€¨â€Šinterpretation

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šclauses,

 â€¨â€Š Kenyon

 â€¨â€Šrejected

 â€¨â€Šthe

 â€¨â€Šbroad,

 â€¨â€Šsubstantive

 â€¨â€Šinterpretation

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š due

 â€¨â€Š process

 â€¨â€Š and

 â€¨â€Š equal

 â€¨â€Š protection

 â€¨â€Š clauses

 â€¨â€Š put

 â€¨â€Š forth

 â€¨â€Š in

 â€¨â€Š Boston’s

 â€¨â€Š article

 â€¨â€Š and

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š case

 â€¨â€Š Smith

 â€¨â€Š v.

 â€¨â€Š Board

 â€¨â€Š of

 â€¨â€Š Examiners.

 â€¨â€Š He

 â€¨â€Š asserted

 â€¨â€Š that,

 â€¨â€Š “Sterilization

 â€¨â€Š statutes

 â€¨â€Š

Synthesis,

 â€¨â€ŠIssue

 â€¨â€Š1,

 â€¨â€ŠMay

 â€¨â€Š2009

do

 â€¨â€Š not

 â€¨â€Š deprive

 â€¨â€Š a

 â€¨â€Š person

 â€¨â€Š of

 â€¨â€Š life,

 â€¨â€Š liberty,

 â€¨â€Š or

 â€¨â€Š property

 â€¨â€Š in

 â€¨â€Š providing

 â€¨â€Š for

 â€¨â€Š the

 â€¨â€Š operation.

 â€¨â€Š Much

 â€¨â€Š less

 â€¨â€Š do

 â€¨â€Š they

 â€¨â€Š do

 â€¨â€Š so

 â€¨â€Š without

 â€¨â€Šâ€˜due

 â€¨â€Šprocess

 â€¨â€Šof

 â€¨â€Šlaw,’â€?

 â€¨â€Šsince

 â€¨â€Šsterilization

 â€¨â€Špatients

 â€¨â€Š Â?—•– „‡ DzÂƒÂ†ÂŒÂ—Â†Â‰Â‡Â†Çł —Â?Ď?‹–Ǥ ˆ–‡” Š‹• †‡ˆ‡Â?•‡ ‘ˆ ‡—‰‡Â?‹…•ǥ Kenyon

 â€¨â€Š referred

 â€¨â€Š to

 â€¨â€Š the

 â€¨â€Š preamble

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š Constitution

 â€¨â€Š and

 â€¨â€Š proposed

 â€¨â€Š an

 â€¨â€Š argument

 â€¨â€Š for

 â€¨â€Š the

 â€¨â€Š constitutionality

 â€¨â€Š of

 â€¨â€Šeugenical

 â€¨â€Šsterilization.

 â€¨â€ŠHe

 â€¨â€Šappealed

 â€¨â€Što

 â€¨â€Šthe

 â€¨â€Šâ€œgeneral

 â€¨â€Š welfare,â€?

 â€¨â€Š asking,

 â€¨â€Š “Can

 â€¨â€Š there

 â€¨â€Š be

 â€¨â€Š the

 â€¨â€Š full

 â€¨â€Š blessings

 â€¨â€Š of

 â€¨â€Š Ž‹„‡”–›ǥ ‘” ˆ—ŽŽ †‘Â?‡•–‹… –”ƒÂ?“—‹Ž‹–›ǥ ‹ˆ –Š‘•‡ …‹˜‹ŽŽ› —Â?Ď?‹– are

 â€¨â€Š allowed

 â€¨â€Š to

 â€¨â€Š procreate

 â€¨â€Š their

 â€¨â€Š species

 â€¨â€Š and

 â€¨â€Š scatter

 â€¨â€Š their

 â€¨â€Š kind

 â€¨â€Š here

 â€¨â€Š and

 â€¨â€Š there

 â€¨â€Š and

 â€¨â€Š everywhere

 â€¨â€Š amongst

 â€¨â€Š our

 â€¨â€Š people?â€?

 â€¨â€Š Kenyon

 â€¨â€Š presented

 â€¨â€Š the

 â€¨â€Š mental

 â€¨â€Š health

 â€¨â€Š problems

 â€¨â€Š of

 â€¨â€Š society

 â€¨â€Š with

 â€¨â€Š the

 â€¨â€Š urgency

 â€¨â€Š of

 â€¨â€Š a

 â€¨â€Š national

 â€¨â€Š security

 â€¨â€Š emergency,

 â€¨â€Š for

 â€¨â€Š which

 â€¨â€Š sterilization

 â€¨â€Š was

 â€¨â€Š the

 â€¨â€Š only

 â€¨â€Š “remedyâ€?

 â€¨â€Š that

 â€¨â€Š could

 â€¨â€Š “overcome

 â€¨â€Š the

 â€¨â€Š evil

 â€¨â€Š and

 â€¨â€Š •–‡Â? –Š‡ Ď?Ž‘™ ‘ˆ –Š‹• ”‹•‹Â?‰ –‹†‡dz ‘ˆ ‹Â?•ƒÂ?‹–›Ǥ ‡Â?›‘Â? believed

 â€¨â€Šthat

 â€¨â€Šthe

 â€¨â€Šeugenics

 â€¨â€Šmovement

 â€¨â€Šwas

 â€¨â€Šso

 â€¨â€Šnecessary

 â€¨â€Š in

 â€¨â€Š preventing

 â€¨â€Š the

 â€¨â€Š degradation

 â€¨â€Š of

 â€¨â€Š society

 â€¨â€Š that

 â€¨â€Š he

 â€¨â€Š even

 â€¨â€Š advocated

 â€¨â€Š for

 â€¨â€Š a

 â€¨â€Š constitutional

 â€¨â€Š amendment

 â€¨â€Š for

 â€¨â€Š eugenic

 â€¨â€Š doctrine

 â€¨â€Šif

 â€¨â€Šit

 â€¨â€Šwas

 â€¨â€Što

 â€¨â€Šbe

 â€¨â€Šfounded

 â€¨â€Šunconstitutional

 â€¨â€Šby

 â€¨â€Šthe

 â€¨â€Š Supreme

 â€¨â€ŠCourt.17

 â€¨â€Š

 â€¨â€Š ƒ”Ž› …ƒ•‡• ƒÂ?† Ž‡‰ƒŽ Ž‹–‡”ƒ–—”‡ ”‡Ď?Ž‡…– –Š‡ ‹Â?‹–‹ƒŽ hesitance

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šlaw

 â€¨â€Šcommunity

 â€¨â€Što

 â€¨â€Šaccept

 â€¨â€Šthe

 â€¨â€Šeugenics

 â€¨â€Š movement.

 â€¨â€Š However,

 â€¨â€Š without

 â€¨â€Š legal

 â€¨â€Š precedence,

 â€¨â€Š the

 â€¨â€Š critical

 â€¨â€Š response

 â€¨â€Š to

 â€¨â€Š eugenical

 â€¨â€Š sterilization

 â€¨â€Š in

 â€¨â€Š legal

 â€¨â€Š literature

 â€¨â€Š from

 â€¨â€Š 1907-­â€?1922

 â€¨â€Š was

 â€¨â€Š not

 â€¨â€Š particularly

 â€¨â€Š coordinated.

 â€¨â€Š Charles

 â€¨â€Š A.

 â€¨â€Š Boston

 â€¨â€Š confronted

 â€¨â€Š the

 â€¨â€Š eugenics

 â€¨â€Š movement

 â€¨â€Š with

 â€¨â€Š methodological

 â€¨â€Š criticism

 â€¨â€Š by

 â€¨â€Š ƒ†˜‘…ƒ–‹Â?‰ ƒÂ? ‡Â?˜‹”‘Â?Â?‡Â?–ƒŽ‹•– •…‹‡Â?–‹Ď?‹… ’ƒ”ƒ†‹‰Â?ÇĄ ĥ well

 â€¨â€Š as

 â€¨â€Š constitutional

 â€¨â€Š and

 â€¨â€Š legal

 â€¨â€Š criticism.

 â€¨â€Š Challenging

 â€¨â€Š legal

 â€¨â€Šopinions

 â€¨â€Šand

 â€¨â€Šless

 â€¨â€Šauthoritative

 â€¨â€Šopinions

 â€¨â€Šof

 â€¨â€Šjustice

 â€¨â€Š and

 â€¨â€Š human

 â€¨â€Š rights,

 â€¨â€Š advocates

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š eugenic

 â€¨â€Š movement

 â€¨â€Š responded

 â€¨â€Š to

 â€¨â€Š eugenic

 â€¨â€Š opponents

 â€¨â€Š with

 â€¨â€Š the

 â€¨â€Š power

 â€¨â€Š of

 â€¨â€Š •…‹‡Â?–‹Ď?‹… Dz–”—–ŠǤdz Š‡› …Žƒ‹Â?‡† ‘„Œ‡…–‹˜‹–› ™‹–Š –Š‡‹” •–ƒ–‹•–‹…ƒŽ ƒÂ?† •…‹‡Â?–‹Ď?‹… Â†ÂƒÂ–ÂƒÇĄ ƒÂ?† –Š—• –Š‡•‡ ‡—‰‡Â?‹… ’”‘’‘Â?‡Â?–• ”‡Ž‹‡† ‘Â? ’—„Ž‹… ƒ……‡’–ƒÂ?…‡ ‘ˆ •…‹‡Â?–‹Ď?‹… claims

 â€¨â€Što

 â€¨â€Šdefend

 â€¨â€Šthe

 â€¨â€Šeugenics

 â€¨â€Šmovement

 â€¨â€Šfrom

 â€¨â€Šthe

 â€¨â€Šlegal

 â€¨â€Š arguments

 â€¨â€Švoiced

 â€¨â€Šthroughout

 â€¨â€Šthe

 â€¨â€Šearly

 â€¨â€Šphase.18

 â€¨â€Š

Buck

 â€¨â€Šv.

 â€¨â€ŠBell

 â€¨â€Šand

 â€¨â€Šthe

 â€¨â€ŠTriumph

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Š Eugenics

 â€¨â€ŠMovement

 â€¨â€Š(1922-­1935) Eugenic

 â€¨â€Š statutes,

 â€¨â€Š unsuccessful

 â€¨â€Š bills,

 â€¨â€Š case

 â€¨â€Š laws

 â€¨â€Š and

 â€¨â€Š commentaries

 â€¨â€Š were

 â€¨â€Š all

 â€¨â€Š documented

 â€¨â€Š by

 â€¨â€Š Dr.

 â€¨â€Š Harry

 â€¨â€Š Laughlin

 â€¨â€Šin

 â€¨â€Šhis

 â€¨â€Š1922

 â€¨â€Šbook

 â€¨â€ŠEugenical

 â€¨â€ŠSterilization

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€Š United

 â€¨â€ŠStatesǤ ‹”‡…–‘” ‘ˆ –Š‡ —‰‡Â?‹…• ‡…‘”† ˆĎ?‹…‡ ƒ– the

 â€¨â€Šrenowned

 â€¨â€Šeugenics

 â€¨â€Šstronghold

 â€¨â€Šin

 â€¨â€ŠCold

 â€¨â€ŠSpring

 â€¨â€ŠHarbor,

 â€¨â€Š New

 â€¨â€Š York,

 â€¨â€Š Laughlin

 â€¨â€Š sought

 â€¨â€Š to

 â€¨â€Š detail

 â€¨â€Š the

 â€¨â€Š constitutional

 â€¨â€Š strengths

 â€¨â€Š and

 â€¨â€Š weaknesses

 â€¨â€Š of

 â€¨â€Š eugenics

 â€¨â€Š legislation.

 â€¨â€Š In

 â€¨â€Š so

 â€¨â€Š doing,

 â€¨â€Š he

 â€¨â€Š hoped

 â€¨â€Š to

 â€¨â€Š create

 â€¨â€Š legislation

 â€¨â€Š that

 â€¨â€Š would

 â€¨â€Š transcend

 â€¨â€Š legal

 â€¨â€Š and

 â€¨â€Š constitutional

 â€¨â€Š inquiry.

 â€¨â€Š He

 â€¨â€Š also

 â€¨â€Š sought

 â€¨â€Š to

 â€¨â€Š amass

 â€¨â€Š data

 â€¨â€Š that

 â€¨â€Š would

 â€¨â€Š prove

 â€¨â€Š to

 â€¨â€Š lawmakers

 â€¨â€Š and

 â€¨â€Š courts

 â€¨â€Š the

 â€¨â€Š “successâ€?

 â€¨â€Š of

 â€¨â€Š eugenics

 â€¨â€Š legislation.

 â€¨â€Š In

 â€¨â€Š his

 â€¨â€Š „‘‘Â?ÇĄ ƒ—‰ŠŽ‹Â? •’‡…‹Ď?‹‡† –Š‡ Â?ƒÂ?†ƒ–‘”› ”‡“—‹”‡Â?‡Â?–•


23 of

an

“effective”

law,

and

includes

a

model

law

that

evaded

the

pitfalls

of

early

eugenic

statutes.

In

this

law,

Laughlin

included

a

hearing

before

sterilization

in

or-­‐ der

to

preclude

claims

to

procedural

due

process

as

in

Davis

v.

Berry.

Likewise,

he

required

that

the

laws

apply

ϐ ǡ -­‐ table

institutions

in

order

to

prevent

equal

protection

arguments

as

seen

in

Smith

v.

Board

of

Examiners.

Laws

enacted

after

1922

followed

the

model

Laughlin

creat-­‐ ed.19

Since

the

eugenics

movement

claimed

to

be

on

ϐ ǡ sought

to

dismantle

this

claim.

Thus,

as

the

statutes

matured

and

strengthened

legally

and

politically,

the

ϐ increasingly

being

challenged

by

new

research.

In

his

1926

article,

“The

Fallacy

of

Eugenics,”

psychologist

J.

B.

Eggen

criticized

the

methodology

and

science

behind

Ǥ ϐ psychological

schools

of

thought

that

could

explain

mental

illnesses,

and

denounced

the

tendency

of

eugenicists

to

attribute

everything

dealing

with

the

mind

to

genetic

causes.

He

particularly

criticized

their

neglect

of

the

effects

of

sociological

conditioning,

highlighting

his

own

preference

for

the

environmentalist

progressive

view.

He

agreed

with

the

progressive

social

platform

that

sought

to

strengthen

society

and

use

government

power

to

alleviate

social

problems,

but

argued

that

eugenical

sterilization

was

not

an

appropriate

cure.

This

ϐ ϐ Ǥ ϐ the

cases

that

directly

followed,

like

Buck

v.

Bell,

it

was

ϐ criticism

of

eugenic

doctrine.20

Buck

v.

Bell

and

its

Reception ϐ Supreme

Court

in

the

case

Buck

v.

Bell.

Carrie

Buck,

a

seventeen-­‐year-­‐old

girl

from

Charlottesville,

Virginia,

ϐ Virginia

Sterilization

Act

of

1924,

a

law

that

followed

Laughlin’s

guidelines

for

effective

legislation.

Born

to

a

feeble-­‐minded

mother

and

having

given

birth

to

a

feeble-­‐minded

daughter,

Buck

herself

was

diagnosed

with

feeble-­‐mindedness

and

sexual

promiscuity

at

a

hearing

for

her

sterilization.

The

ambiguous

diagnosis

of

“feeble-­‐mindedness,”

meant

to

apply

to

those

of

below

average

IQ

was

enough

under

this

statute

to

warrant

her

sterilization.

Her

counsel

appealed

the

decision,

citing

the

due

process

and

equal

protection

clauses

of

the

Fourteenth

Amendment.

They

challenged

the

1924

ǡ ϐ and

advocating

for

the

“inherent

right

of

mankind

to

go

through

life

without

mutilation

of

organs”—

which

they

presented

as

a

personal

liberty.

The

defense

responded

to

these

arguments

by

simply

disagreement.

ϐ ǡ state

power

to

infringe

on

one’s

liberty

in

the

interest

of

state,

given

the

proper

procedural

hearing

ensuring

due

process

of

the

law,

and

second,

that

the

eugenic

ϐ Ǥ

The

decision

written

by

Justice

Holmes

emphatically

agreed

with

the

defendant.

Seeking

a

rational

basis

for

the

law,

Holmes

rebuffed

the

Fourteenth

Amendment

due

process

and

equal

protection

claims.

The

judge

stated,

“We

have

seen

more

than

once

that

the

public

welfare

may

call

upon

the

best

citizens

for

their

lives.

It

would

be

strange

if

it

could

not

call

upon

those

who

already

sap

the

strength

ϐ ǡ to

be

such

by

those

concerned,

in

order

to

prevent

our

being

swamped

with

incompetence.”

He

added,

“Three

generations

of

imbeciles

is

enough.”

Eight

of

the

nine

justices

endorsed

Holmes’s

opinion,

and

the

lone

dissenter,

Justice

Pierce

Butler,

did

not

even

write

a

dissenting

opinion.

This

Supreme

Court’s

collective

agreement

was

unusual

for

a

number

of

reasons.

Firstly,

the

opinion

barely

referenced

any

previous

case

law;

it

only

cited

arguments

made

by

the

plaintiff

or

the

defense.

Despite

the

contentious

debates

about

sterilization

prior

to

this,

and

the

varied

outcomes

of

decisions

on

the

state

level,

Holmes’

opinion

treated

sterilization

like

a

non-­‐issue.

It

held

that

there

was

no

substantive

difference

in

terms

of

the

deprivation

of

life,

liberty

and

property

between

compulsory

sterilization

and

compulsory

vaccination.

He

also

disclaimed

the

equal

protection

clause

as

“the

usual

last

resort

of

constitutional

arguments.”

This

was

a

highly

controversial

point

to

make,

especially

since

the

equal

protection

clause

had

been

successfully

invoked

several

times

before

by

states

seeking

to

overturn

compulsory

sterilization

laws.

Critics

of

eugenics

picked

up

on

the

inconsistencies

that

Buck

v.

Bell

presented

in

its

opinion.

In

a

1928

article

in

the

Illinois

Law

Review,

J.

H.

Landman,

a

professor

at

the

City

College

of

New

York,

wrote,

“The

jurist

[was]

disconcerted

by

the

absence

of

citations

to

support

its

legal

principles

and

the

psychiatrist

and

sociologist

are

equally

surprised

ϐ eugenics.”

Asserting

that

Holmes’

opinions

normally

“breathe

an

air

of

realism,

humanity

and

progress,”

Landman

regarded

this

case

as

“unusual.”

Fearing

that

states

would

take

the

Buck

v.

Bell

decision

as

a

license

to

run

wild

with

the

eugenicist

platform,

Landman

ǡ Dz ϐ before

many

states

will

enact

similar

legislation.”


24

Jacob

Broches

Aronoff,

a

member

of

the

New

Bar

and

eugenics

supporter

who

had

been

disconcerted

by

the

early

failures

of

eugenic

legislation,

welcomed

the

opinion

in

Buck

v.

Bell.

In

his

1927

article

in

St.

John’s

Law

Review,

Aronoff

eagerly

anticipated

a

change

in

the

judicial

and

popular

attitude

towards

such

legislation.

Describing

Holmes

as

having

a

“social

and

political

philosophy

[that]

[was]

essentially

humane,”

Aronoff

credited

him

for

getting

the

citizenry

to

reevaluate

the

legal

and

non-­‐legal

objections

to

eugenic

legislation.

Viewing

Holmes’

opinion

as

a

turning

point

for

eugenics.

Aronoff

believed

that

now

people

would

begin

to

realize

that

eugenics

was

not

malicious,

but

a

procedure

dedicated

to

the

good

of

society.28

simultaneously

losing

its

scientific

credibility.

By

the

mid

1930s,

eugenics

research

came

under

increasing

scrutiny,

and

independent

analysis

revealed

that

many

of

the

eugenic

studies

substantiating

the

doctrine

were

deeply

flawed.32

In

1936,

Dr.

Abraham

Myerson

and

the

Committee

of

the

American

Neurological

Association

for

the

Investigation

of

Eugenical

Sterilization

came

out

with

a

report

reevaluating

a

number

of

claims

made

by

eugenicists.

The

report

found

no

hereditary

element

in

criminality;

thus,

it

did

not

recommend

sterilization

for

criminality,

but

did

recommend

voluntary

sterilization

laws

for

specific

serious

neurological

diseases

like

schizophrenia,

manic-­‐depressive

psychosis,

severe

forms

of

feeble-­‐ mindedness,

and

possibly

epilepsy.33

Upon

evidence

of

the

scientific

flaws—

and

even

falsification

of

data— The

Aftermath

of

Buck

v.

Bell underlying

eugenic

doctrine,

the

Carnegie

Institution

State-­‐level

sterilization

cases

following

Buck

v.

Bell

of

Washington

withdrew

its

funding

for

the

Eugenics

upheld

the

precedent

set

by

Holmes.

The

first

case

Record

Office

in

1939.34

to

upheld

Buck

v.

Bell

in

reference

to

a

punitive

Furthermore,

in

the

late

1930s,

legal

literature

sterilization

law

for

repeat

often

cited

eugenics

in

relation

offenders

was

Davis

v.

Walton.

to

the

rise

of

the

totalitarian

Here

in

1930,

the

Supreme

National

Socialist

Party

in

Court

of

Utah

decided

to

The

report

found

no

hereditary

Germany.

For

example,

in

reject

the

cruel

and

unusual

element

in

criminality;

thus,

it

did

his

article

“Law

in

the

Third

punishment

claim,

followed

not

recommend

sterilization

for

Reich,”

Karl

Lowenstein,

the

precedent

of

Washington

professor

of

political

science

v.

Feilen

rather

than

Mickle

v.

criminality,

but

did

recommend

at

Yale

University,

historically

Henrich,

and

then

deferred

voluntary

sterilization

laws

for

linked

the

policy

of

eugenics

to

Buck

v.

Bell

in

its

rejection

ϔ to

the

extreme

anti-­‐Semitism

of

equal

protection

and

due

of

the

Nazi

party

through

process

claims.

Interestingly,

diseases

like

schizophrenia,

manic-­ the

“race

myth

of

blood

and

however,

while

the

case

depressive

psychosis,

severe

forms

soil.”35

The

involvement

of

upheld

the

law,

it

overturned

the

eugenics

movement

in

the

sterilization

of

the

of

feeble-­mindedness,

and

possibly

the

horrifying

policies

of

appellant,

Esau

Walton.

The

epilepsy. Nazi

Germany

thus

alienated

court

concluded

that

Walton’s

people

from

movement.

crimes

(larceny

and

sodomy)

Even

certain

progressive

were

not

hereditary.

As

such,

institutions

that

had

previously

worked

hand

in

hand

Davis

v.

Walton

was

essentially

upholding

the

legal

with

eugenic

institutions,

like

the

Juvenile

Protective

argument

for

sterilization

while

rejecting

its

scientific

Agency,

sought

to

distance

themselves

from

their

foundation;

it

questioned

the

hereditary

nature

of

eugenic

past

as

a

result

of

the

rise

of

Nazism.36

criminality.

While

this

one

exemption

is

noteworthy,

In

addition

to

the

rise

of

Nazi

Germany,

the

it

is

also

important

to

note

that

the

number

of

1930s

also

witnessed

the

economic

crises

of

the

Great

sterilizations

per

year

increased

rapidly

after

Buck

Depression,

which

significantly

altered

the

political

v.

Bell.

Thus,

as

far

as

precedent

and

policy

are

concerned,

Buck

v.

Bell

was

a

victory

for

the

Eugenics

landscape

of

the

United

States.

The

election

of

1932,

took

place

in

the

midst

of

the

Great

Depression,

movement. saw

the

realignment

of

many

traditional

voting

blocks

with

the

formation

of

the

New

Deal

Coalition

The

Fall

of

the

Eugenics

under

Franklin

Delano

Roosevelt.

The

progressives

Movement

(1935-­1945) were

one

such

voting

block

that

realigned

with

the

While

the

eugenics

movement

was

politically

and

Democratic

Party

(whereas

they

used

to

generally

legally

victorious

in

the

aftermath

of

Buck

v.

Bell,

it

was

vote

Republican).

By

joining

the

New

Deal

Coalition,

Synthesis,

Issue

1,

May

2009


25 the

progressives

thereby

joined

forces

with

racial

and

ethnic

minorities.

37

In

doing

so,

it

was

clear

that

by

the

1930s,

progressives

were

no

longer

closely

aligned

with

nativist

policies

of

eugenics.

Furthermore

dur-­‐ ing

his

presidency

from

1933

to

1945,

Franklin

Del-­‐ ano

Roosevelt

was

able

to

catalyze

a

major

change

in

the

Supreme

Court,

as

well.

By

the

time

of

the

Stone

court’s

eugenics

decision

in

1942,

every

member

of

the

Supreme

Court

was

appointed

into

their

position

by

Franklin

Delano

Roosevelt.38

This

change

in

the

compo-­‐ sition

of

the

court

allowed

for

a

change

in

judicial

inter-­‐ pretation

and

the

development

of

civil

liberties.39

The

Rise

of

Civil

Libertarianism A

judicial

philosophy

aimed

to

protect

the

fundamental

rights

guaranteed

to

the

individual

from

governmental

intrusion

civil

libertarianism

was

legally

established

by

Justice

Harlan

Fiske

Stone

in

the

famous

footnote

four

of

the

1938

case

United

States

v.

Carolene

Products

Co.

Stone

sought

to

provide

higher

scrutiny

for

cases

dealing

with

fundamental

rights

as

well

as

those

that

dealt

with

ϐ Dz Ǥdz footnote

essentially

applied

the

idea

of

rights

based

autonomy

derived

from

Lochner

to

civil

liberties.40

Under

the

civil

libertarian

world

view,

eugenic

sterilization

would

be

a

clear

abuse

of

government

power;

for

as

stated

in

Smith

v.

Board

of

Examiners,

the

right

to

procreate

was

a

“personal

liberty”

and

thus

laws

infringing

it

would

be

subject

to

strict

scrutiny.

Eugenical

sterilization

was

dangerous

because

not

only

does

it

infringe

on

one’s

personal

liberty,

it

does

so

at

the

expense

of

a

relatively

voiceless

minority.

Civil

Libertarianism

in

Skinner

v.

Oklahoma The

Supreme

Court

reconsidered

its

stance

towards

sterilization

and

eugenics

in

the

case

Skinner

v.

Oklahoma

in

1942.41

Skinner

was

a

repeat

criminal

offender,

once

for

stealing

chickens

and

twice

for

larceny.

After

a

trial,

the

jury

decided

he

was

a

habitual

criminal,

and

as

per

Oklahoma’s

Habitual

Criminal

Sterilization

Act,

he

was

to

be

sterilized

without

receiving

the

opportunity

to

question

the

heritability

of

his

criminality.

He

appealed

the

decision

claiming

it

to

be

a

cruel

and

unusual

punishment

for

his

crimes,

as

well

as

a

breach

of

the

Fourteenth

Amendment’s

due

process

and

equal

protection

clauses.

The

defense,

representing

the

state

of

Oklahoma,

argued

that

the

legislation

was

“eugenic”

in

purpose,

and

thus

ought

to

follow

the

precedent

of

Buck

v.

Bell.

In

this

occasion,

the

court

was

much

more

receptive

to

the

unsettling,

troublesome

nature

of

sterilization.

Justice

William

O.

Douglas,

writing

the

majority

opinion

for

the

court

began

by

stating,

“This

case

touches

a

sensitive

and

important

area

of

human

rights.

Oklahoma

deprives

certain

individuals

of

a

right

which

is

basic

to

the

perpetuation

of

a

race

the

right

to

have

offspring.”42

By

asserting

a

substantive

right

to

procreate,

Douglas

painted

this

issue

as

ǡ ϐ immediately

differentiated

Skinner

v.

Oklahoma

from

its

closest

predecessor,

Buck

vs.

Bell,

the

case

in

which

Holmes

rejected

the

idea

of

fundamental

rights

through

substantive

due

process.

The

sterilization

statute

was

overturned

unanimously,

although

three

different

opinions

were

given.

In

the

majority

opinion,

Douglas

favored

an

equal

Ǥ ϐ was

arbitrary

since

“white-­‐collar”

crimes

similar

to

larceny,

like

embezzlement,

did

not

count

towards

sterilization

under

the

Oklahoma

statute.

Justice

Douglas

concluded

that

there

was

no

rational

basis

for

such

a

distinction,

and

thus

held

the

Oklahoma

act

unconstitutional.

Stone,

however,

believed

that

substantive

due

process

would

be

a

better

argument

in

this

case

than

equal

protection.

He

believed

that

the

ϐ ϐ ǡ but

that

the

infringement

of

the

“personal

liberty

of

the

individual”

was

problematic,

especially

since

the

hereditary

basis

for

criminality

was

not

proven.

Lastly,

Justice

Jackson

wrote

a

concurring

opinion

in

which

he

concluded

that

the

combination

of

the

equal

protection

and

due

process

arguments

resulted

in

his

ϐ 43.

Despite

the

apparent

differences

between

Buck

v.

Bell

and

Skinner

v.

Oklahoma,

the

majority

and

both

concurring

opinions

were

very

careful

to

distinguish

the

Skinner

case

from

Buck

v.

Bell,

so

as

not

to

disrupt

its

place

as

precedent.

They

emphasized

both

that

it

dealt

with

punitive

sterilization

and

that

the

Oklahoma

law

had

less

stringent

due

process

requirements

than

the

Virginia

statute

under

question

in

Buck

v.

Bell.

44

Conclusion Although

Skinner ϐ Buck

v.

Bell,

nor

ban

sterilization

as

a

practice,

it

did

come

to

signal

the

end

of

the

eugenics

movement.

The

civil

libertarian

approach

to

fundamental

rights

greatly

increased

the

burden

of

proof

and

accountability

of

the

government

in

enacting

compulsory

sterilization

laws.

By

arguing

an

equal

protection

argument

reminiscent

of

Smith

v.

Board

of

Examiners,

an

argument

previously

used

for

non-­‐punitive

sterilization,

the

Supreme

Court

increased

the

burden

of

proof

for

states

to

justify

any

ϐ Ǧ Ǥ45


26 By

 â€¨â€Šrecognizing

 â€¨â€Šthe

 â€¨â€Špersonal

 â€¨â€Šright

 â€¨â€Što

 â€¨â€Šprocreate,

 â€¨â€Šthe

 â€¨â€ŠCourt

 â€¨â€Š acknowledged

 â€¨â€Šthe

 â€¨â€Šautonomy

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šindividual

 â€¨â€Šin

 â€¨â€Šmaking

 â€¨â€Š personal

 â€¨â€Š decisions,

 â€¨â€Š and

 â€¨â€Š thus

 â€¨â€Š applied

 â€¨â€Š stricter

 â€¨â€Š scrutiny

 â€¨â€Š to

 â€¨â€Š such

 â€¨â€Š cases.

 â€¨â€Š Establishing

 â€¨â€Š greater

 â€¨â€Š state

 â€¨â€Š limitations

 â€¨â€Š while

 â€¨â€Š expanding

 â€¨â€Š individual

 â€¨â€Š rights,

 â€¨â€Š the

 â€¨â€Š civil

 â€¨â€Š libertarian

 â€¨â€Š approach

 â€¨â€Š used

 â€¨â€Š by

 â€¨â€Š the

 â€¨â€Š Supreme

 â€¨â€Š Court

 â€¨â€Š in

 â€¨â€Š Skinner

 â€¨â€Š v.

 â€¨â€Š Oklahoma

 â€¨â€Šeffectively

 â€¨â€Šweakened

 â€¨â€Šthe

 â€¨â€Šlegal

 â€¨â€Šfoundation

 â€¨â€Šfor

 â€¨â€Š eugenic

 â€¨â€Šsterilization

 â€¨â€Šstatutes.

 â€¨â€Š

 â€¨â€Š

 â€¨â€Š Further,

 â€¨â€Š by

 â€¨â€Š the

 â€¨â€Š time

 â€¨â€Š Skinner

 â€¨â€Š came

 â€¨â€Š to

 â€¨â€Š the

 â€¨â€Š —’”‡Â?‡ ‘—”–ǥ –Š‡ •…‹‡Â?–‹Ď?‹… …Žƒ‹Â?• –‘ ‡—‰‡Â?‹…• Šƒ† been

 â€¨â€Š undermined

 â€¨â€Š by

 â€¨â€Š greater

 â€¨â€Š insight

 â€¨â€Š into

 â€¨â€Š heritability

 â€¨â€Š and

 â€¨â€Š human

 â€¨â€Š genetics.

 â€¨â€Š In

 â€¨â€Š 1943,

 â€¨â€Š Walter

 â€¨â€Š Wheeler

 â€¨â€Š Cooke

 â€¨â€Š drew

 â€¨â€Š on

 â€¨â€Š more

 â€¨â€Š intricate

 â€¨â€Š science

 â€¨â€Š to

 â€¨â€Š disprove

 â€¨â€Š eugenic

 â€¨â€Š claims,

 â€¨â€Š and

 â€¨â€Š proposed

 â€¨â€Š euthenics,

 â€¨â€Š or

 â€¨â€Š “the

 â€¨â€Š betterment

 â€¨â€Š of

 â€¨â€Š Ž‹˜‹Â?‰ …‘Â?†‹–‹‘Â?• –‘ •‡…—”‡ Â?‘”‡ ‡ˆĎ?‹…‹‡Â?– Š—Â?ƒÂ? „‡‹Â?‰•ǥdz as

 â€¨â€Š a

 â€¨â€Š substitute

 â€¨â€Š to

 â€¨â€Š sterilization.46

 â€¨â€Š Consequently,

 â€¨â€Š as

 â€¨â€Š ƒŽ–‡”Â?ÂƒÂ–Â‹Â˜Â‡ÇĄ Â?‘”‡ •…‹‡Â?–‹Ď?Â‹Â…ÂƒÂŽÂŽÂ›ÇŚÂŽÂ‡Â‰Â‹Â–Â‹Â?ƒ–‡ ƒÂ?† Â•Â‘Â…Â‹ÂƒÂŽÂŽÂ›ÇŚ acceptable

 â€¨â€Š methods

 â€¨â€Š of

 â€¨â€Š improving

 â€¨â€Š society

 â€¨â€Š emerged,

 â€¨â€Š the

 â€¨â€Š state

 â€¨â€Šlost

 â€¨â€Ša

 â€¨â€Šrational

 â€¨â€Šbasis,

 â€¨â€Šlet

 â€¨â€Šalone

 â€¨â€Ša

 â€¨â€Šcompelling

 â€¨â€Šreason

 â€¨â€Š to

 â€¨â€Š impose

 â€¨â€Š compulsory

 â€¨â€Š sterilizations.

 â€¨â€Š The

 â€¨â€Š weakening

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š legal

 â€¨â€Š status

 â€¨â€Š of

 â€¨â€Š eugenic

 â€¨â€Š statutes

 â€¨â€Š compounded

 â€¨â€Š by

 â€¨â€Š the

 â€¨â€Š ™‡ƒÂ?‡Â?‹Â?‰ ‘ˆ –Š‡ •…‹‡Â?–‹Ď?‹… ˆ‘—Â?†ƒ–‹‘Â? ‘ˆ ‡—‰‡Â?‹…• –Š—• resulted

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€Šfall

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šeugenics

 â€¨â€Šmovement.

 â€¨â€Š

 â€¨â€Š

 â€¨â€ŠEndnotes 1

 â€¨â€Š

 â€¨â€ŠWillrich,

 â€¨â€ŠMichael,

 â€¨â€Šâ€œThe

 â€¨â€ŠTwo

 â€¨â€ŠPercent

 â€¨â€ŠSolution:

 â€¨â€ŠEugenic

 â€¨â€Š Jurisprudence

 â€¨â€Šand

 â€¨â€Šthe

 â€¨â€ŠSocialization

 â€¨â€Šof

 â€¨â€ŠAmerican

 â€¨â€ŠLaw,

 â€¨â€Š1900-­â€?1930,â€?

 â€¨â€Š Law

 â€¨â€Š&

 â€¨â€ŠHist.

 â€¨â€ŠRev.

 â€¨â€Š16

 â€¨â€Š(1998):

 â€¨â€Š1990-­â€?1930. 2

 â€¨â€Š

 â€¨â€ŠAllen,

 â€¨â€ŠGarland

 â€¨â€ŠE,

 â€¨â€Šâ€œFlaws

 â€¨â€Šin

 â€¨â€ŠEugenics

 â€¨â€ŠResearch,â€?

 â€¨â€ŠThe

 â€¨â€ŠEugenics

 â€¨â€Š Archive;

 â€¨â€Šavailable

 â€¨â€Šfrom

 â€¨â€Šhttp://www.eugenicsarchive.org/html/ eugenics/essay5text.html,

 â€¨â€Šaccessed

 â€¨â€ŠJanuary

 â€¨â€Š5,

 â€¨â€Š2009. 3

 â€¨â€Š

 â€¨â€ŠWillrich,

 â€¨â€Šâ€œThe

 â€¨â€ŠTwo

 â€¨â€ŠPercent

 â€¨â€ŠSolution,â€?

 â€¨â€Š64. 4

 â€¨â€Š

 â€¨â€ŠLaughlin,

 â€¨â€ŠHarry,

 â€¨â€ŠEugenical

 â€¨â€ŠSterilization

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€ŠUnited

 â€¨â€ŠStates,

 â€¨â€Š (Chicago,

 â€¨â€ŠIL:

 â€¨â€ŠPsychopathic

 â€¨â€ŠLaboratory

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€ŠMunicipal

 â€¨â€ŠCourt

 â€¨â€Šof

 â€¨â€Š Chicago,

 â€¨â€Š1922). 5

 â€¨â€Š

 â€¨â€ŠIbid.,

 â€¨â€Š24-­â€?34. 6

 â€¨â€Š

 â€¨â€ŠState

 â€¨â€Šof

 â€¨â€ŠWashington

 â€¨â€Šv.

 â€¨â€ŠFeilen

 â€¨â€Š70

 â€¨â€ŠWash.

 â€¨â€Š65;

 â€¨â€Š126

 â€¨â€ŠP.

 â€¨â€Š75;

 â€¨â€Š1912

 â€¨â€Š ƒ•ŠǤ ͳͲͲͳǤ 7

 â€¨â€Š

 â€¨â€ŠSmith

 â€¨â€Šv.

 â€¨â€ŠBoard

 â€¨â€Šof

 â€¨â€ŠExaminers

 â€¨â€Š85

 â€¨â€ŠN.J.L.

 â€¨â€Š46;

 â€¨â€Š88

 â€¨â€ŠA.

 â€¨â€Š963;

 â€¨â€Š1913

 â€¨â€ŠN.J.

 â€¨â€Š —’Ǥ –Ǥ ͳ͜Ǥ Íş ƒ˜‹• ˜Ǥ ‡””› ʹͳ͸ Ǥ ͜ͳ;Ǣ ͳ͝ͳ͜ Ǥ Ǥ ‹•–Ǥ ͳ͸ͲʹǤ 9

 â€¨â€Š

 â€¨â€Š ‹…Â?Ž‡ ˜Ǥ ‡Â?”‹…Š• ʹ͸ʹ Ǥ ͸ͺ͚Ǣ ͳ͝ͳͺ Ǥ Ǥ ‹•–Ǥ ͸͸͸Ǥ 10

 â€¨â€Š

 â€¨â€ŠWashington

 â€¨â€Šv.

 â€¨â€ŠFeilen,

 â€¨â€ŠDavis

 â€¨â€Šv.

 â€¨â€ŠBerry. 11

 â€¨â€Š

 â€¨â€ŠSmith

 â€¨â€Šv.

 â€¨â€ŠBoard

 â€¨â€Šof

 â€¨â€ŠExaminers. 12

 â€¨â€Š

 â€¨â€ŠLochner

 â€¨â€Šv.

 â€¨â€ŠNew

 â€¨â€ŠYork

 â€¨â€Š198

 â€¨â€ŠU.S.

 â€¨â€Š45;

 â€¨â€Š25

 â€¨â€ŠS.

 â€¨â€ŠCt.

 â€¨â€Š539;

 â€¨â€Š49

 â€¨â€ŠL.

 â€¨â€ŠEd.

 â€¨â€Š937;

 â€¨â€Š ͳ͝Ͳ͡ Ǥ Ǥ ͳͳ͡;Ǥ 13

 â€¨â€Š

 â€¨â€ŠLaughlin,

 â€¨â€ŠEugenical

 â€¨â€ŠSterilization

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€ŠUnited

 â€¨â€ŠStates,

 â€¨â€Š12. 14

 â€¨â€Š

 â€¨â€ŠIbid.,

 â€¨â€Š24-­â€?35. 15

 â€¨â€Š

 â€¨â€ŠLochner

 â€¨â€Šv.

 â€¨â€ŠNew

 â€¨â€ŠYork. 16

 â€¨â€Š

 â€¨â€ŠBoston,

 â€¨â€ŠCharles

 â€¨â€ŠA.,

 â€¨â€Šâ€œProtest

 â€¨â€ŠAgainst

 â€¨â€ŠLaws

 â€¨â€ŠAuthorizing

 â€¨â€Šthe

 â€¨â€Š Sterilization

 â€¨â€Šof

 â€¨â€ŠCriminals

 â€¨â€Šand

 â€¨â€ŠImbeciles,â€?

 â€¨â€ŠJournal

 â€¨â€Šof

 â€¨â€ŠAmerican

 â€¨â€Š Institute

 â€¨â€Šof

 â€¨â€ŠCriminal

 â€¨â€ŠLaw

 â€¨â€Šand

 â€¨â€ŠCriminology

 â€¨â€Š358

 â€¨â€Š(May

 â€¨â€Š1913

 â€¨â€Što

 â€¨â€ŠMarch

 â€¨â€Š 1914):

 â€¨â€Š4. ͳ͚ ‡Â?›‘Â?ÇĄ Ǥ ‹ŽŽ‡”ǥ –‡”‹Ž‹œƒ–‹‘Â? ‘ˆ –Š‡ Â?Ď?‹–ǥ ƒǤ Ǥ ‡˜ Íł Č‹ͳ͝ͳ;nj 1914):

 â€¨â€Š458. 18

 â€¨â€Š

 â€¨â€ŠBoston,

 â€¨â€ŠProtest

 â€¨â€ŠAgainst

 â€¨â€ŠLaws

 â€¨â€ŠAuthorizing

 â€¨â€Šthe

 â€¨â€ŠSterilization,

 â€¨â€Š4.;

 â€¨â€Š ‡Â?›‘Â?ÇĄ –‡”‹Ž‹œƒ–‹‘Â? ‘ˆ –Š‡ Â?Ď?‹–ǥ ͜͡ͺǤ 19

 â€¨â€Š

 â€¨â€ŠLaughlin,

 â€¨â€ŠEugenical

 â€¨â€ŠSterilization

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€ŠUnited

 â€¨â€ŠStates. 20

 â€¨â€Š

 â€¨â€ŠEggen,

 â€¨â€ŠJ.

 â€¨â€ŠB,

 â€¨â€ŠThe

 â€¨â€ŠFallacy

 â€¨â€Šof

 â€¨â€ŠEugenics,

 â€¨â€Š5

 â€¨â€ŠSoc.

 â€¨â€ŠF.

 â€¨â€Š104

 â€¨â€Š(1926-­â€?1927).

Synthesis,

 â€¨â€ŠIssue

 â€¨â€Š1,

 â€¨â€ŠMay

 â€¨â€Š2009

21

 â€¨â€Š

 â€¨â€ŠLombardo,

 â€¨â€ŠPaul.

 â€¨â€Šâ€œEugenic

 â€¨â€ŠSterilization

 â€¨â€ŠLaws,â€?

 â€¨â€ŠThe

 â€¨â€ŠEugenics

 â€¨â€Š Archive.

 â€¨â€ŠDolan

 â€¨â€ŠDNA

 â€¨â€ŠLearning

 â€¨â€ŠCenter,

 â€¨â€ŠCold

 â€¨â€ŠSpring

 â€¨â€ŠHarbor,

 â€¨â€ŠNY.

 â€¨â€Š Available

 â€¨â€Šfrom

 â€¨â€Šhttp://www.eugenicsarchive.org/html/eugenics/ essay8text.html;

 â€¨â€ŠAccessed

 â€¨â€ŠJan

 â€¨â€Š15,

 â€¨â€Š2009. 22

 â€¨â€Š

 â€¨â€ŠBuck

 â€¨â€Šv.

 â€¨â€ŠBell

 â€¨â€Š274

 â€¨â€ŠU.S.

 â€¨â€Š200;

 â€¨â€Š47

 â€¨â€ŠS.

 â€¨â€ŠCt.

 â€¨â€Š584;

 â€¨â€Š71

 â€¨â€ŠL.

 â€¨â€ŠEd.

 â€¨â€Š1000;

 â€¨â€Š1927

 â€¨â€Š Ǥ Ǥ ʹͲǤ 23

 â€¨â€Š

 â€¨â€ŠBuck

 â€¨â€Šv.

 â€¨â€ŠBell. 24

 â€¨â€Š

 â€¨â€ŠNote:

 â€¨â€ŠJustice

 â€¨â€ŠButler

 â€¨â€Šwas

 â€¨â€Ša

 â€¨â€Šconservative

 â€¨â€ŠCatholic

 â€¨â€ŠJudge.

 â€¨â€ŠThe

 â€¨â€Š practice

 â€¨â€Šof

 â€¨â€Šnot

 â€¨â€Šwriting

 â€¨â€Ša

 â€¨â€Šdissent

 â€¨â€Šwas

 â€¨â€Šfairly

 â€¨â€Šcommon

 â€¨â€Šduring

 â€¨â€Šthe

 â€¨â€Š time.

 â€¨â€Šâ€œPierce

 â€¨â€ŠButler

 â€¨â€Š(justice),â€?

 â€¨â€ŠWikipedia,

 â€¨â€ŠThe

 â€¨â€ŠFree

 â€¨â€ŠEncyclopedia,

 â€¨â€Š (accessed

 â€¨â€ŠJanuary

 â€¨â€Š11,

 â€¨â€Š2009). 25

 â€¨â€Š

 â€¨â€ŠCompulsory

 â€¨â€Švaccination

 â€¨â€Šwas

 â€¨â€Šdetermined

 â€¨â€Ša

 â€¨â€Šlegitimate

 â€¨â€Šstate,

 â€¨â€Š public

 â€¨â€Šhealth

 â€¨â€Šinterest

 â€¨â€Šin

 â€¨â€ŠJacobson

 â€¨â€Šv.

 â€¨â€ŠMassachusetts.

 â€¨â€ŠSee

 â€¨â€ŠBuck

 â€¨â€Šv.

 â€¨â€ŠBell. 26

 â€¨â€Š

 â€¨â€ŠBuck

 â€¨â€Šv.

 â€¨â€ŠBell. 27

 â€¨â€Š

 â€¨â€ŠLandman,

 â€¨â€ŠJ.H.,

 â€¨â€ŠHistory

 â€¨â€Šof

 â€¨â€ŠHuman

 â€¨â€ŠSterilization

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€ŠUnited

 â€¨â€Š States-­â€?Theory,

 â€¨â€ŠStatute,

 â€¨â€ŠAdjudication.

 â€¨â€Š23

 â€¨â€ŠIll.

 â€¨â€ŠL.

 â€¨â€ŠRev.

 â€¨â€Š463

 â€¨â€Š(1928-­â€?1929). 28

 â€¨â€Š

 â€¨â€ŠAronoff,

 â€¨â€ŠJacob

 â€¨â€ŠBroches,

 â€¨â€ŠThe

 â€¨â€ŠConstitutionality

 â€¨â€Šof

 â€¨â€ŠAsexualization

 â€¨â€Š Legislation

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€ŠUnited

 â€¨â€ŠStates,

 â€¨â€Š1

 â€¨â€ŠSt.

 â€¨â€ŠJohn’s

 â€¨â€ŠL.

 â€¨â€ŠRev.

 â€¨â€Š146

 â€¨â€Š(1926-­â€?1927),

 â€¨â€Š 152. Í´Íť ‡‡ǣ –ƒ–‡ ˜Ǥ …Šƒˆˆ‡” ͳʹ͸ ƒÂ?Ǥ ͸Ͳ͚Ǣ ʹ͚Ͳ Ǥ ͸Ͳ͜Ǣ ͳ͝ʹͺ ƒÂ?Ǥ 151.

Â? ”‡ Žƒ›–‘Â? ͳʹͲ ‡„Ǥ ͸ͺͲǢ ʹ;͜ Ǥ Ǥ ͸;ͲǢ ͳ͝;ͳ ‡„Ǥ ;;Ǥ –ƒ–‡ ˜Ǥ ”‘—–Â?ƒÂ? ͡Ͳ †ƒŠ‘ ͸͚;Ǣ ʹ͝͝ Ǥ ͸͸ͺǢ ͳ͝;ͳ †ƒǤ ʹǤ ;Ͳ ƒ˜‹• ˜Ǥ ƒŽ–‘Â? ͚͜ –ƒŠ ͺͲǢ ʹ͚͸ Ǥ ͝ʹͳǢ ͳ͝ʹ͝ –ƒŠ ͜Ǥ 31

 â€¨â€Š

 â€¨â€ŠLombardo,

 â€¨â€ŠEugenic

 â€¨â€ŠSterilization

 â€¨â€ŠLaws,

 â€¨â€Š2. 32

 â€¨â€Š

 â€¨â€ŠAllen,

 â€¨â€Šâ€œFlaws

 â€¨â€Šin

 â€¨â€ŠEugenics

 â€¨â€ŠResearch.â€? 33

 â€¨â€Š

 â€¨â€ŠMyerson,

 â€¨â€ŠAbraham,

 â€¨â€ŠCertain

 â€¨â€ŠMedical

 â€¨â€Šand

 â€¨â€ŠLegal

 â€¨â€ŠPhases

 â€¨â€Šof

 â€¨â€Š Eugenic

 â€¨â€ŠSterilization,

 â€¨â€Š52

 â€¨â€ŠYale

 â€¨â€ŠL.J.

 â€¨â€Š631

 â€¨â€Š(1942-­â€?1943). 34

 â€¨â€Š

 â€¨â€ŠAllen,

 â€¨â€Šâ€œFlaws

 â€¨â€Šin

 â€¨â€ŠEugenics

 â€¨â€ŠResearch,â€?

 â€¨â€Š4. 35

 â€¨â€Š

 â€¨â€ŠLowenstein,

 â€¨â€ŠKarl,

 â€¨â€ŠLaw

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€ŠThird

 â€¨â€ŠReich,

 â€¨â€Š45

 â€¨â€ŠYale

 â€¨â€ŠL.

 â€¨â€ŠJ.

 â€¨â€Š795

 â€¨â€Š (1935-­â€?1936). 36

 â€¨â€Š

 â€¨â€ŠWillrich,

 â€¨â€ŠThe

 â€¨â€ŠTwo

 â€¨â€ŠPercent

 â€¨â€ŠSolution,

 â€¨â€Š109. 37

 â€¨â€Š

 â€¨â€ŠSundquist,

 â€¨â€ŠJames

 â€¨â€ŠL.,

 â€¨â€ŠDynamics

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€ŠParty

 â€¨â€ŠSystem:

 â€¨â€Š Alignment

 â€¨â€Šand

 â€¨â€ŠRealignment

 â€¨â€Šof

 â€¨â€ŠPolitical

 â€¨â€ŠParties

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€ŠUnited

 â€¨â€ŠStates,

 â€¨â€Š (Washington

 â€¨â€ŠD.C.:

 â€¨â€ŠThe

 â€¨â€ŠBrookings

 â€¨â€ŠInstitution,

 â€¨â€Š1983). 38

 â€¨â€Š

 â€¨â€Šâ€œSkinner

 â€¨â€Šv.

 â€¨â€ŠOklahoma.â€?

 â€¨â€ŠWikipedia,

 â€¨â€ŠThe

 â€¨â€ŠFree

 â€¨â€ŠEncyclopedia.

 â€¨â€Š24

 â€¨â€Š Nov

 â€¨â€Š2008,

 â€¨â€Š18:40

 â€¨â€ŠUTC.

 â€¨â€ŠAccessed

 â€¨â€Š11

 â€¨â€ŠJan

 â€¨â€Š2009. 39

 â€¨â€Š

 â€¨â€ŠWhittington,

 â€¨â€ŠKeith

 â€¨â€ŠE.,

 â€¨â€Šâ€œThe

 â€¨â€ŠPolitical

 â€¨â€ŠFoundations

 â€¨â€Šof

 â€¨â€ŠJudicial

 â€¨â€Š Supremacy:

 â€¨â€ŠThe

 â€¨â€ŠPresident,

 â€¨â€Šthe Supreme

 â€¨â€ŠCourt,

 â€¨â€Šand

 â€¨â€ŠConstitutional

 â€¨â€ŠLeadership

 â€¨â€Šin

 â€¨â€ŠU.S.

 â€¨â€ŠHistory,â€?

 â€¨â€Š (Princeton,

 â€¨â€ŠNJ:

 â€¨â€ŠPrinceton

 â€¨â€ŠUniversity

 â€¨â€ŠPress,

 â€¨â€Š2007). 40

 â€¨â€Š

 â€¨â€ŠUnited

 â€¨â€ŠStates

 â€¨â€Šv.

 â€¨â€ŠCarolene

 â€¨â€ŠProducts

 â€¨â€ŠCompany

 â€¨â€Š7

 â€¨â€ŠF.

 â€¨â€ŠSupp.

 â€¨â€Š500;

 â€¨â€Š ͳ͝;͜ Ǥ Ǥ ‹•–Ǥ ͳ͝;͸Ǥ 41

 â€¨â€Š

 â€¨â€ŠSkinner

 â€¨â€Šv.

 â€¨â€ŠOklahoma

 â€¨â€Š316

 â€¨â€ŠU.S.

 â€¨â€Š535,

 â€¨â€Š*62

 â€¨â€ŠS.

 â€¨â€ŠCt.

 â€¨â€Š1110,

 â€¨â€Š**86

 â€¨â€ŠL.

 â€¨â€ŠEd.

 â€¨â€Š 1655.

 â€¨â€Š***1942

 â€¨â€ŠU.S.

 â€¨â€ŠLexis

 â€¨â€Š493. 42

 â€¨â€Š

 â€¨â€ŠSupra

 â€¨â€ŠSkinner

 â€¨â€Šv.

 â€¨â€ŠOklahoma. 43

 â€¨â€Š

 â€¨â€ŠSupra

 â€¨â€ŠSkinner

 â€¨â€Šv.

 â€¨â€ŠOklahoma. 44

 â€¨â€Š

 â€¨â€ŠSupra

 â€¨â€ŠSkinner

 â€¨â€Šv,

 â€¨â€ŠOklahoma. 45

 â€¨â€Š

 â€¨â€ŠSmith

 â€¨â€Šv.

 â€¨â€ŠBoard

 â€¨â€Šof

 â€¨â€ŠExaminers. 46

 â€¨â€Š

 â€¨â€ŠCook,

 â€¨â€ŠWalter

 â€¨â€ŠWheeler,

 â€¨â€ŠEugenics

 â€¨â€Šor

 â€¨â€ŠEuthenics,

 â€¨â€Š37

 â€¨â€ŠIll.

 â€¨â€ŠL.

 â€¨â€ŠRev.

 â€¨â€Š287

 â€¨â€Š (1942-­â€?1943).


27

The

Controversy

Surrounding

Galileo’s

Lunar

Observations:

Arguments

about

What

Could

be

Seen, What

Moons

Were

Seen,

and

Why

Each

Party

Saw

What

They

Saw By Steve Benay, Cornell ‘11

Introduction In

Galileo’s

account

of

what

objective

science

is

supposed

to

be,

plausibility

and

presuppositions

have

no

place.

Science

to

him,

just

as

it

was

to

Aristotle,

stemmed

from

induction

from

what

can

be

seen

to

“true,”

“necessary,”

and

“eternal”

conclusions.

The

story

usually

told

about

Galileo’s

lunar

observations

is

one

of

the

triumph

of

the

rationality

of

science

and

its

facts

over

the

irrationality

and

stubbornness

of

bookish

philosophers

and

theologians—

that

Galileo’s

telescope

allowed

him

to

see

unambiguously

that

the

moon

had

a

rough

surface.

I

will

demonstrate

in

this

paper

that

it

was

not

unambiguous

that

the

telescope

allowed

Galileo

to

“see”

the

heavens

at

all

and,

even

when

taking

for

granted

that

the

telescope

allowed

him

to

“see,”

it

was

not

unambiguous

that

what

he

was

seeing

was

a

lunar

surface

that

was

rough.

I

examine

ϐ ǡ when

faced

with

controversy,

indirectly

make

strategic

use

of

philosophical

arguments

to

dub

phenomena

Dz dz Dz dz ϐ “meaningful”

or

“meaningless.”

I

will

show

that

in

ϐ ǡ experiment

is

deployed

in

discriminating

between

empirically

inequivalent

theories,

and

I

will

inquire

into

what

that

“something”

is.

Finally,

I

will

draw

a

conclusion

about

the

naïve

conception

of

empiricism

and

objective

science

outlined

above

and

its

tenability

in

practice.

A

key

argument

from

the

philosophy

of

science

can

be

used

to

show

that

knowledge

of

unobservable

entities

is

unattainable.

When

two

theories

concerning

the

same

phenomenon

make

the

same

predictions

about

what

one

would

observe

when

performing

various

experiments,

yet

posit

a

different

unobservable

basis

or

cause

for

the

phenomenon

in

question,

those

theories

are

said

to

be

empirically

equivalent.

According

to

the

evidential

indistinguishability

thesis

(EIT),

favoring

one

theory

over

another

that

is

empirically

equivalent

to

it

is

impossible

because

of

the

crucial

experiment

thesis,

or

CET,

which

claims

that

one

theory

can

be

favored

over

another

only

by

means

of

a

crucial

experiment,

in

which

some

observation

or

experiment

is

performed

ϐ of

the

two

competing

theories.

Only

empirically

inequivalent

theories

can

be

differentiated.

Because

no

evidence

distinguishes

between

theories

that

make

the

same

observational

predictions,

the

only

way

to

progress

is

to

distinguish

between

theories

that

make

different

observational

predictions.

No

matter

how

different

two

theories

are

concerning

unobservable

things,

we

can

have

no

knowledge

of

which

theory

is

to

be

favored—and

can

thus

have

no

knowledge

of

unobservable

things.

The

EIT

is

a

reformulation

of

knowledge

empiricism,

the

concept

that

knowledge

is

ϐ Ǥ1

Did

Galileo

Really

See

Anything?

How

Arguments

About

the

Observable

Were

Employed At

the

start

of

the

17th

century,

the

workings

of

the

telescope

were

neither

understood

fully

nor

accepted

as

uncontroversial.

The

early

dispute

concerning

Galileo’s

observations

was

at

what

the

sociologist

of

science

Trevor

Pinch

would

call

a

low

level

of

externality.2

Historian

Mario

Biagioli

explains

how

the

dispute

“focused

on

the

very

existence

of

the

things

he

claimed

to

observe.”3 ϐ ǡ the

reliability

of

the

telescope.

Galileo

attempted

to

make

the

argument

that

the

telescope

made

things

that

“were

absolutely

invisible,”

such

as

the

wavering

of

the

dividing

line

between

the

light

and

dark

side

of

the

moon,

the

changing

shape

of

small

spots

by

the

hour,

visible.4

These

new

details

served

as

evidence

that

the

moon

had

a

rough

surface.

This

was

potentially

problematic,

however,

since

knowledge

empiricism

states

that

only

knowledge

of

observable

things

is

possible.

The

question

arose:

what

constituted

“observable?”

If

the

details

Galileo

cited

as

data

were

“invisible”

to

the

naked

eye,

what

was

to

stop

someone

from

saying

they

are

unobservable,

and

therefore

meaningless,

whether

looked

at

through

a

tube

or

not?

ϐ the

possible

criticism

above

by

asserting

the

auxiliary


28

ǣȀȀ Ǥϐ Ǥ Ȁ Ȁ Ȁ͵Ͳͷ͵͸ͷ͸ͺ͹ͳȀ

hypothesis

that

his

telescope

reliably

enhanced

the

deployed,

and

this

weakness

was

highlighted

as

senses.

An

argument

of

this

form

can

be

set

out

as

Galileo’s

adversaries

pointed

out

various

problems

follows.

Consider

a

theory

about

the

workings

of

a

with

the

telescope.

Their

counterargument

was

an

telescope—call

this

theory

“the

lens

maker’s

theory.”

alternate

theory

to

the

lens

maker’s

theory

concerning

The

lens

maker’s

theory

posits

that

the

image

seen

the

workings

of

the

telescope,

a

“ghost

theory.”

The

ϐ ghost

theory

posits

that

for

all

objects

that

are

currently

than

the

image

seen

with

the

naked

eye.

Because

this

observable

to

the

naked

eye,

the

telescope

created

an

ϐ ϐ ǡ on

observable

objects

(one

can

clearly

see

the

object

in

the

original

lens

maker’s

theory.

For

objects

that

and

the

image

with

the

naked

eye,5

and

the

appearance

are

not

observable

to

the

naked

eye,

however,

like

ϐ objects

that

are

too

far

away,

the

image

that

is

formed

Ȍǡ ϐ “is

caused

by

an

unobservable

ghost.”10

These

two

telescope

at

objects

not

directly

visible

with

the

naked

theories,

the

lens-­‐maker’s

theory

and

the

ghost

theory,

eye.

Maintaining

such

a

are

empirically

equivalent

theory

insulates

inferences

for

the

set

of

objects

that

are

made

from

data

acquired

of

observable

with

the

naked

things

too

far

away

to

see

from

eye.

For

those

objects

that

criticisms

that

the

phenomena

are

not

observable

to

the

in

question

are

“unobservable”

naked

eye,

the

theories

are

and,

according

to

our

empirically

inequivalent— formulation

of

knowledge

ϐ empiricism,

meaningless,

by

maker’s

theory

for

objects

showing

in

a

testable

way

that

are

too

far

away

to

see,

that

the

methodology

used

in

one

cannot

know

if

the

image

observation

extends

the

scope

formed

is

caused

regularly

by

of

the

set

of

objects

within

the

ϐ ȋ grasp

of

our

sight. the

lens

maker’s

theory)

or

Galileo

had

little

is

formed

by

an

unobservable

knowledge

of

the

workings

ghost

(as

in

the

alternative).

of

the

telescope;

he

had

To

argue

for

one

theory

over

assembled

it

by

trial

and

One

of

Galileo’s

drawings

of

the

lunar

surface. the

other

is

to

discriminate

error.

He

asserted,

however,

between

empirically

that

because

of

its

“great

inequivalent

theories

without

advantages…on

land

and

sea,”6

it

could

be

“applied… conducting

a

crucial

experiment—a

feat

that

is

to

explorations

of

the

heavens.”7

He

noted

how

one

impossible

according

to

the

CET.11

ϐ ǯ

Renowned

astronomer

Giovanni

Magini

stated

theory

set

out

above:

“[To

be]

more

certain

about

the

the

telescope

was

“a

deception,”

because

it

“showed

three

ϐ ǡ suns

in

an

eclipse.”12

Galileo

also

noted

inconsistency

circles…one

of

which

is

four

hundred

times

larger

between

observations

made

by

the

naked

eye

and

those

than

the

other…he

will

then

observe

from

afar

both… made

with

his

telescope:

“in

the

stars,

the

increase

the

smaller

one

with

the

eye

applied

to

the

glass

and

appears

much

smaller

so

that

you

may

believe

that

a

the

larger

one

with

the

other,

naked

eye…both

appear

glass

capable

of

multiplying

other

objects,

for

example,

of

the

same

size.”8

Having

done

this,

Galileo

argued,

by

a

ratio

of

100

hardly

multiplies

stars

by

a

ratio

of

4

“anyone

will

then

understand

with

certainty

of

the

or

5.”13

Magini

wrote

of

his

work

with

the

instrument:

senses

that

the

moon

is

by

no

means

endowed

with

“on

Earth

it

works

miracles;

in

the

heavens

it

deceives,

a

smooth

surface.”9

Because

the

telescope

extended

ϐ Ǥdz14

Christoph

Clavius,

the

the

senses,

the

splotches

Galileo

saw

through

it

were

Jesuit

mathematician

and

one

of

Galileo’s

adversaries,

observable

splotches;

by

the

argument

set

out

in

the

asserted

that

the

moons

of

Jupiter

could

have

only

been

introduction,

they

were

meaningful

splotches.

Using

seen

if

Galileo

had

placed

them

inside

the

telescope.15

this

line

of

reasoning,

Galileo

was

able

to

accuse

his

In

“The

Elephant

on

the

Moon,”

Samuel

Butler

satirically

opponents

of

turning

a

blind

eye

to

the

brute

facts

comments

on

the

“learned”

as

they

watch

through

of

his

data,

selectively

ignoring

what

contradicted

a

telescope

a

battle

with

armies

and

an

elephant:

“a

philosophical

and

theological

doctrines. stranger

sight

appears

than

ever

was

seen

in

all

the

There

was

a

weakness

in

the

argument

Galileo

mortal

spheres…than

ever

a

mortal

tube

beheld…an

Synthesis,

Issue

1,

May

2009


29

ǣȀȀ Ǥϐ Ǥ Ȁ Ȁ Ȁ 3197074818/in/set-­‐72157607165535706/

elephant

from

one

of

those

two

mighty

armies

is

broke

with

the

human

eye

“When

stars

are

viewed

by

means

loose.”16

The

learned

comment,

“this

one

discovery’s

of

unaided

natural

vision,”

he

wrote,

“they

present

enough

to

take

all

former

scandals

off.”17

Later,

one

of

themselves

to

us

not

as

of

their

simple

(and,

so

to

the

footboys

in

the

story

“found

a

mouse

was

gotten

in

speak,

their

physical)

size,

but

as

irradiated…and

as

the

hollow

of

the

tube,

and,

shut

between

the

two

glass

fringed

with

sparkling

rays.”22

He

then

explained

windows

in

restraint,

was

swelled

into

an

elephant.”18

how

the

telescope

“removes

from

the

stars

their

The

criticisms

of

Galileo’s

telescope

noted

above

are

adventitious

and

accidental

rays,”

thus

making

up

for

important

because

they

indirectly

illuminate

the

the

imperfections

of

the

eye.23 possibility

of

an

alternate

ghost

theory

accounting

for

Following

from

the

CET,

the

lens

maker’s

the

image

Galileo

observed.

Just

as

in

the

ghost

theory,

theory

and

the

ghost

theory

are

indistinguishable.

It

is

the

telescope

on

Earth,

where

things

were

close

enough

difficult

to

resolve

the

how

a

given

image

of

something

to

be

seen

and

where

the

lens

maker’s

theory

can

be

far

away

seen

through

the

telescope

appears

larger,

confirmed,

works

perfectly.

But

in

the

heavens,

where

by

regular

magnification,

by

a

defect

in

the

telescope,

things

were

already

too

far

or

because

of

a

ghost.

away

to

observe,

it

deceives.

For

Galileo’s

adversaries,

These

critics

pointed

out

that

inconsistencies

between

a

strange

image

seen

through

naked

eye

observation

a

telescope

but

never

seen

by

and

telescopic

observation

the

naked

eye—anomalous

illuminated

the

possibility

magnification

of

stars,

strange

of

a

ghost

theory

that

appearances

of

the

sun,

a

crater

explained

what

was

or

an

elephant

on

the

moon— seen.

For

Galileo,

it

was

might

indeed

be

caused

in

the

a

one-­‐sided

dispute.

The

fashion

that

the

lens

maker’s

telescope

magnified

theory

posits,

but

could

easily

most

things,

including

be

caused

by

something

else,

the

details

of

the

moon

whether

unobservable

ghost

and

the

stars,

in

a

regular

or

even

a

mouse.

fashion

according

to

the

Galileo,

as

historian

lens

maker’s

theory.

He

Harriot’s

drawing

of

the

moon

from

July,

1609. Neil

Thomason

notes,

had

to

dubbed

other

phenomena

agree

implicitly

that

some

that

contradicted

the

lens

of

the

observations

made

by

the

telescope

were

not

maker’s

theory

exceptions:

the

appearances

of

double

reliable,

and

did

not

entirely

follow

his

lens

maker’s

stars,

three

suns,

color

around

various

objects,

or

theory:

“after

all

he

did

not

proclaim

that

the

sun

the

apparent

shrinking

of

stars

when

seen

through

sometimes

split

into

thirds.”19

When

viewed

through

the

telescope.

Galileo

also

reinforced

his

findings

by

the

telescope,

stars

and

planets

often

appeared

to

have

asserting

auxiliary

hypotheses

after

the

fact

about

why

rings

of

color

around

them—yet

Galileo

did

not

posit

stars

contradict

the

lens

maker’s

theory,

asserting

that

that

this

was

their

actual

appearance.

In

light

of

the

the

eye,

not

the

telescope,

was

the

problem.

problems

of

the

telescope,

the

lens

maker’s

theory

This

dispute

exemplifies

how

scientists

can

that

I

set

out

above

as

justification

for

the

telescope’s

strategically

deploy

theories

like

the

lens

maker’s

extending

the

senses

must

be

expanded

upon.

Galileo

to

classify

their

data

as

“observable,”

meaningful,

posited

that

the

telescope

generally

magnified

things

and

immune

to

attack.

Scientists

highlight

theories

regularly

but

some

objects,

like

the

sun

during

an

like

the

ghost

theory

to

dub

data

unobservable

and

eclipse

or

the

stars

when

they

appear

with

colored

meaningless,

merely

the

product

of

error,

as

with

a

fringes,

are

exceptions

to

the

rule.

Historian

Noretta

poorly

prepared

lens.

Whether

an

image

is

revealed

Koertge

writes

that

Galileo

dubbed

certain

phenomena

as

empirical

fact

through

the

telescope

or

is

mere

seen

through

the

telescope

“accident.”20

Galileo

also

accident

is

determined

by

which

objects

a

scientist

recommended

that

one

“prepare

a

most

accurate

glass”

asserts

are

subject

and

not

subject

to

the

lens

maker’s

to

reduce

such

“errors.”

21 theory.

The

application

of

the

lens

maker’s

theory

is

Galileo

used

post-­‐hoc

auxiliary

hypotheses

partially

determined

by

which

phenomena

a

scientist

to

explain

such

inconsistencies.

He

stated

that

the

needs

to

dub

meaningful,

in

order

to

justify

his

stance

problem

of

the

stars

decreasing

in

size

instead

of

in

a

controversy,

and

which

phenomena

are,

in

light

of

being

magnified

when

viewed

through

the

lens

was

plausibility,

significant.

Scientists

accuse

each

other

not

a

problem

with

the

telescope

but

rather

a

problem

of

distinguishing

between

theories

that,

following


30 from

the

CET,

cannot

be

differentiated,

and

of

ignoring

empirical

facts

supplied

by

plain

sight

and

instead

favoring

the

theories

of

doctrine,

which,

also

following

ǡ ϐ Ǥ Both

sides

accuse

each

other

of

“going

beyond

the

data”

in

arriving

at

their

conclusions.

Not

long

after

the

publication

of

Galileo’s

Sidereus

Nuncius,

the

reliability

of

the

telescope

in

extending

the

senses

(with

exceptions

for

a

few

objects)

was

generally

accepted.24

The

dispute

over

the

roughness

of

surface

of

the

moon,

however,

was

far

from

over.

Seeing

Different

Moons:

What

Scientists

Saw

in

Galileo’s

Data

and

Why

they

Saw

What

they

Did Galileo

concluded

that

the

surface

of

the

moon

was

rough

by

observing

“the

boundary

dividing

the

bright

from

the

dark

part

does

not

form

a

uniformly

oval

line,

as

would

happen

with

a

perfectly

spherical

solid,

but

is

marked

by

an

uneven,

rough,

and

very

sinuous

line,”

and

that

“all

these

small

spots…have

a

dark

part

on

the

side

toward

the

Sun,

while

on

the

side

opposite

the

Sun

they

are

crowned

with

brighter

borders,”

and

changed

shape

over

time.25

The

data

that

Galileo

collected

through

his

ϐ Ǥ ϐ ǡ ϐ theories

that

account

for

that

data

fully

but

posit

different

predictions

for

unobservables

or

for

the

currently

Ǥ ϐ ǡ Dz dz ǡ not

all

of

these

empirically

inequivalent

theories

are

considered

worth

testing

with

a

crucial

experiment;

scientists

routinely

distinguish

between

such

theories

by

deploying

extra-­‐experimental

criteria.

Scientists

must

decide

which

theories

are

projectible—that

is,

plausible

and

therefore

relevant

in

light

of

background

theories.26

As

such,

Galileo’s

conclusion

was

not

the

only

one

possible.

When

someone

views

the

moon

through

the

telescope,

he

cannot

see

elevation—he

can

merely

see

splotches

of

color

on

a

lunar

disk.

Many

theories

can

account

for

the

unobserved

cause

underlying

the

observed

splotches.

Months

before

the

publication

of

Galileo’s

work,

Thomas

Harriot

pointed

his

telescope

to

the

moon

and

noticed

its

“strange

spottedness.”27

The

dividing

line

that

Galileo

presented

as

evidence

for

the

roughness

of

the

surface

is

jagged

in

Harriot’s

maps

of

the

moon.28

Furthermore,

Harriot’s

maps

were

drawn

as

if

the

moon’s

surface

were

smooth

and

merely

colored

irregularly.

Commenting

on

Galileo’s

publication,

Harriot

wrote

he

“had

no

conceit

that

any

part

thereof

might

be

shadows.”29

In

the

same

letter

that

the

Jesuit

ϐ

Synthesis,

Issue

1,

May

2009

telescope,

it

was

written:

“the

great

inequity

of

the

moon

cannot

be

denied.

But

it

appears

to

Father

Clavius

more

probable

that

the

surface

is

not

uneven.”30

To

understand

where

these

counterintuitive

conclusions

concerning

the

moon’s

surface

came

from,

it

is

useful

to

review

the

history

of

the

theories

of

the

moon

and

its

light.

In

the

Middle

Ages,

the

theory

of

Averroes

dominated

scholastic

study.

In

his

commentary

on

Aristotle’s

De

Caelo,

Averroes

stated

of

the

moon:

“the

spot

is

a

portion

of

the

surface

of

the

moon

that

does

not

receive

the

light

of

the

sun

in

the

same

way

that

other

portions

do.”31

He

was

careful

to

note

that

the

moon

ϐ ǡ Dz ǥ by

becoming

a

luminous

body

itself.”32

The

spots

on

the

moon

were

accounted

for

not

by

roughness

of

the

moon’s

surface,

but

for

its

differing

luminescent

properties.

Ariew

traces

the

history

of

Averroesian

theory

and

shows

that

it

survived

the

Middle

Ages

through

translations

of

the

natural

philosopher

and

theologian

Thomas

Aquinas.33

The

Averroesian

theory

of

the

moon

blended

well

with

Christianity,

as

scholastic

commentator

Rupert

of

Deutz

observed,

“for

indeed,

just

as

the

moon

shines

forth

and

gives

forth

a

light

that

is

not

hers,

but

is

rather

collected

from

the

sun,

so

you,

most

blessed

Virgin,

shine

by

a

light

that

does

not

come

from

you

yourself…but

from

divine

grace.”34

Christian-­‐ Aristotelian

theory

likened

the

moon

to

the

immaculate

Virgin

Mary

and

stipulated

that

the

heavens

were

an

immutable

realm.

In

1609,

just

before

Galileo

published

Siderius

Nuncius,

Eustachio

summarized

the

Averrosian

theory

of

the

moon.35

Ariew

notes

the

similarity

of

the

summary

to

other

Jesuit

works

of

the

Collegio

Romano.36

This

Jesuit-­‐Aristotelian

natural

philosophy

ϐ ǯ Ǥ

The

Christian-­‐Aristotelian

paradigm

provided

the

background

theories

and

helped

govern

the

auxiliary

hypotheses

of

Galileo’s

adversaries.

Clavius,

the

Jesuit

Aristotelian,

proposed

an

alternate

to

Galileo’s

theory

explaining

the

apparent

spots

on

the

moon

by

concluding

that

the

surface

was

smooth:

“the

lunar

body

is

not

of

uniform

density

and

has

denser

and

rarer

parts,

as

the

ordinary

spots

seen

with

natural

sight.”37

Clavius’

ϐ ǣ moon,

with

disproportionate

densities,

can

be

posited

to

“illuminate

itself”

differently,

just

as

Averroes

had

said.

Clavius

certainly

had

the

motivation

to

uphold

the

smoothness

of

the

moon

from

his

religious

conception

of

the

immutability

of

the

heavens.

Galileo’s

lunar

observations

posed

little

threat

to

his

ecclesiastical

adversaries,

however,

because

the

dominant

theory

of

the

light

of

the

moon

allowed

Clavius

to

conceive

of


31 a

theory

that

was

empirically

equivalent

to

Galileo’s

for

all

observations

made

at

that

point.

Galileo

even

admitted

through

Sagredo

in

Dialogue

Concerning

Two

Chief

World

Systems

that

some

of

his

observed

phenomena

can

be

imitated

by

other

theories,

such

as

Clavius’,

but

that

we

“should

waste

no

time

on

this

in

ǡ ǥ ϐ this

very

sensible

truth

could

well

be

adjudged

to

have

lost

his

wits.”38

As

a

scientist

considering

which

few

ϐ worthy

of

serious

testing,

Galileo

made

a

projectibility

judgment

concerning

Clavius’

“absurd”

alternate

theory

and

deemed

it

unnecessary

to

test

with

a

crucial

experiment.

What

is

interesting

about

the

theory

of

light

and

the

theory

of

immutability

of

the

heavens,

which

Clavius

used

to

explain

Galileo’s

observations

of

a

moon

with

a

smooth

surface,

is

that

they

were

grounded

in

well-­‐established

theories

of

the

time.

With

regard

to

Medieval

theory,

they

were

not

that

“absurd”

or

unprojectible

at

all.

In

light

of

accepted

principles

concerning

the

smoothness

of

the

moon’s

surface,

Goudin

proposed

that

“since

absolute

void

is

not

possible,

we

must

believe

that

this

unequal

surface

is

equalized

by

a

transparent

substance…nothing

prevents

us

from

considering

the

globe

as

spherical.”39

Goudin’s

conclusion

is

another

example

of

how

many

other

possible

theories

grounded

in

presuppositions

of

the

day

predicted

the

same

observations

as

Galileo’s.

For

Galileo,

the

shading

of

small

spots

on

the

moon

on

the

side

of

the

spot

close

to

the

sun

was

evidence

Ǥ ϐ by

stating,

“we

have

an

almost

entirely

similar

sight

on

earth,

around

sunrise,

when

the

valleys

are

not

yet

bathed

in

light

but

the

surrounding

mountains

facing

the

sun

are

already

seen

shining

with

light.

And

just

as

the

shadows

of

the

earthly

valleys

are

diminished

as

the

sun

climbs

higher,

so

those

lunar

spots

lose

their

darkness.”40

Galileo

presupposed

that

the

moon

is

like

the

earth—but

that

likeness

was

counterintuitive

to

the

well-­‐accepted

Aristotelian

theories

concerning

the

difference

between

the

celestial

and

terrestrial

realms

and

the

immaculacy

of

the

moon.

Further,

as

Ariew

points

out,

Galileo

presupposed

a

different

optical

theory

than

Clavius:

he

assumed

that

light

was

only

ϐ Ǥ41

Yet,

as

mentioned

before,

the

well-­‐established

theory

of

Averroes’

texts

was

entirely

different:

by

the

preconceptions

of

the

day,

if

the

moon,

ǡ ϐ ǡ could

see

the

image

of

the

sun

in

it.

The

moon,

after

all,

appeared

to

be

illuminated

itself.

To

many

Aristotelians,

Galileo’s

auxiliary

hypotheses

were

not

projectible,

yet

he

presupposed

them—potentially

because

they

were

essential

to

the

coherence

of

his

theory.

There

were

other

assumptions

that

Galileo

could

have

used

to

interpret

his

data

and

conclude

that

the

moon’s

mountains

were

caused

by

shadows,

not

rarer

and

denser

parts.

The

painter

Cigoli

lauded

the

Galileo

for

his

interest

in

perspective

art

and

technique.

For

his

talent,

Galileo

was

admitted

to

the

artistic

Accademia

de

Disegno.42

Edgerton

comments

that

in

1609,

the

year

of

Galileo’s

observations,

the

Italian

Renaissance

ϐ of

perspective

painting.43

In

England,

however,

where

Harriot

performed

his

work,

artists

still

embraced

gothic

styles.44

While

it

is

possible

that

Harriot

read

a

tutorial

on

perspective

art

to

gain

the

skill

Galileo

acquired,

it

is

improbable

because

the

demand

for

those

texts

in

London

was

at

the

minimal

at

the

time.

Edgerton

points

out

that

Galileo

might

have

combined

his

theory

ϐ theory

in

painting

in

order

to

develop

an

“eye,”

so

to

speak,

for

recognizing

shadows

and

geometrical

forms

representing

elevation.45

It

is

plausible

that

because

Harriot

was

trained

as

an

English

cartographer

and

sailor,

the

details

that

he

deemed

relevant

in

observation

of

the

moon

and

in

the

construction

of

his

maps

of

the

moon

(often

labeled

“inferior”

to

Galileo’s

today)

were

those

relevant

to

the

map

making

he

did

best— details

concerning

the

boundaries

between

land

and

sea.46

The

criteria

outlined

above,

which

worked

their

way

into

the

judgments

determining

which

theories

were

relevant

and

which

were

not

on

both

sides

of

the

controversy,

involved

no

testing

of

the

alternate

theories

that

each

scientist

supported.

They

were

truly

extra-­‐experimental

criteria.

Conclusion Galileo

used

arguments

such

as

the

one

from

the

lens

maker’s

theory

to

make

the

case

that

the

phenomena

he

observed

were

indeed

observable

and,

in

light

of

knowledge

empiricism,

meaningful.

His

critics

used

arguments

such

as

the

one

from

the

ghost

theory

to

argue

that

Galileo

presupposed

his

theory

over

theories

that

were

indistinguishable

from

it

without

ϐ Ȅ Dz dz fact

not

meaningful.

Galileo

argued

that

his

telescope

was

reliable

for

some

objects

but

not

all

objects.

What

governed

his

use

of

that

argument

was

not

explored

in

depth

here,

but

we

can

speculate

that

Galileo

employed

his

argument

in

light

of

projectibility.

For

example,

Galileo

did

not

assert

the

telescope’s

reliability

in

seeing

the

sun

during

an

eclipse

because

it

was

not

believed

by

any

scientists

that

the

sun

split

into

three.

When

his

telescope

revealed

that

there

were

colored

fringes

around

objects

in

the

sky,

he

discounted

these

ϐ Copernican

paradigm

that

he

supported.


32

The

Aristotelian

methodology

of

proof

involved

knowledge

of

physics

to

dismiss

him

without

even

induction

through

the

senses

to

hit

on

fundamental

looking

at

his

machine.”52

premises,

and

deduction

from

those

premises

to

a

The

arguments

from

the

lens

maker’s

theory

47 conclusion

that

necessarily

followed.

In

the

Dialogue

that

Galileo

strategically

used

to

bolster

the

reliability

Concerning

Two

Chief

World

Systems,

Galileo

responded of

his

telescope,

to

make

his

observations

observable,

through

Salviati

to

Simplicio’s

accusations

that

his

to

accuse

his

adversaries

of

doing

bad

science,

and

to

ϐ ϐ ǡ highlighting

how

“Aristotle,

as

he

said

many

times,

his

adversaries

used

to

show

that

the

telescope

was

preferred

sensible

experience

to

any

argument.”48

unreliable,

that

Galileo

did

not

rely

on

observable

data,

ϐ ǡ ϐ ǯ ϐ ǣ were

meaningless,

depend

on

an

idealization

of

“good”

“If

what

we

are

discussing

were

a

point

of

law

science

that

is

not

descriptive

of

how

science

works

in

or

of

the

humanities…one

might

expect

him

who

practice. excelled

in

those

things

to

make

his

reasoning

Even

if

the

telescope’s

reliability

were

taken

for

most

plausible…but

in

the

natural

sciences,

granted,

it

did

not

“reveal”

in

any

direct

way

the

rough

whose

conclusions

are

true

and

necessary

and

surface

of

the

moon.

As

stated

earlier,

for

any

theory

have

nothing

to

do

with

human

will,

one

must

ϐ ǡ ϐ not

place

himself

on

the

defense

of

error,

for

other

theories

will

describe

the

data

in

full,

but

posit

here

a

thousand…would

be

unable

to

overcome

a

different

unobserved

causal

phenomena.

In

order

for

mediocre

wit

who…hit

upon

the

truth.”49

scientists

to

progress,

they

must

distinguish

between

ϐ empirically

inequivalent

theories

without

performing

above

posit

that

good

science

is

a

pure

induction

from

a

crucial

experiment,

and

they

routinely

do.

Galileo’s

the

senses

to

true,

necessary,

and

eternal

conclusions.

conclusion

was

one

of

many

of

conclusions

that

could

be

Presupposition

or

judgments

of

plausibility

have

drawn

from

the

data

supplied

by

his

instrument.

Clavius

no

place.

One

of

Galileo’s

and

Goudin

certainly

relied

main

arguments

in

support

on

theory

and

judgment

to

of

his

lunar

observations

dismiss

Galileo’s

conclusion

ϔ was

brought

out

through

and

draw

their

own

from

Salviati:

“now

we,

thanks

to

stating,

“we

have

an

almost

entirely

his

data.

His

opponents,

the

telescope,

have

brought

similar

sight

on

earth,

around

however,

relied

on

intuitive

the

heavens

thirty

or

forty

sunrise,

when

the

valleys

are

not

yet

theories

of

the

moon

and

the

times

closer

to

us

than

they

heavens

that

were

grounded

were

to

Aristotle,

so

that

we

bathed

in

light

but

the

surrounding

in

the

Christian-­‐Aristotelian

can

discern

many

things

in

mountains

facing

the

sun

are

paradigm

of

what

constituted

them

that

he

could

not

see.”50

already

seen

shining

with

light.

And

“good

science”

at

the

time.

He

accused

his

opponents

just

as

the

shadows

of

the

earthly

Even

Cremonini

relied

on

the

of

justifying

that

“heaven

obvious

difference

between

valleys

are

diminished

as

the

sun

is

inalterable

because

the

heavens

and

the

terrestrial

Aristotle

was

so

persuaded

climbs

higher,

so

those

lunar

spots

realm

in

not

looking

into

the

by

reasoning.”51

Implicit

telescope.

Galileo,

despite

lose

their

darkness.” here

was

that

his

opponents

his

accusations,

relied

on

turned

a

blind

eye

to

the

extra-­‐experimental

theories

brute

observable

facts

supplied

by

the

telescope— to

draw

his

conclusion

as

well.

Surprisingly,

however,

they

appealed

not

to

knowledge

from

observation,

ǯ ǡ ϐ but

knowledge

from

dogma.

The

arguments

Galileo

of

the

moon

and

that

the

moon

is

similar

to

earth,

stated

for

the

reliability

of

the

telescope

allowed

him

were

counterintuitive.

Galileo

was

able

to

“see”

a

to

state

what

Salviati

said

above.

The

portrayal

of

his

rough

surface

on

the

moon

in

part

because

embedded

adversaries

set

out

by

Salviati

lives

on

today.

Cesare

in

his

reasoning

were

presuppositions

of

perspective

Cremonini

has

often

been

portrayed

as

appealing

to

an

art—presuppositions

that

the

sailor

Harriot,

the

Jesuit

Ǧ ϐ Clavius,

and

Goudin,

did

not

have.

It

is

hard

to

dismiss

standards

when

he

refused

even

to

look

into

Galileo’s

Galileo’s

work

as

“bad

science”—and

it

is,

in

light

of

the

telescope.

Schuster,

though,

complicates

this

portrayal

ǡ ϐ since,

“after

all,

if

someone…said

he

was

going

to

give

the

work

of

Galileo’s

adversaries

as

“not

objective.”

Both

you

perpetual

motion…you

would

use

your

theoretical

sides

in

this

controversy

employed

presuppositions—

Synthesis,

Issue

1,

May

2009


33 some

of

them

grounded

in

religion

and

traditional

science,

others

in

art—in

distinguishing

between

theories

and

making

judgments

of

projectibility.

As

has

been

shown

throughout,

such

judgments

are

not

ϐ Ǥ

The

artist

Cigoli

criticized

Clavius’

blindness

in

not

accepting

the

obvious

knowledge

of

sight.

He

said,

“I

was

most

astonished

by

the

opinion

of

Father

Clavius

about

the

Moon:

that

he

doubts

its

unevenness

because

it

appears

to

him

more

probable

that

it

is

not

of

uniform

density.

Now,

I

have

thought

and

thought

about

this,

ϐ ǡ be

he

as

great

as

he

wants,

a

mathematician

without

disegno

[painting

ability]

is

not

only

a

mediocre

mathematician,

but

also

a

man

without

eyes.”53

Clavius,

Cremonini,

Harriot,

and

Goudin,

were,

of

course,

not

“men

without

eyes.”

Their

empirically

equivalent

(at

least

for

observations

made

through

the

telescope

at

the

time)

theories

and

conclusions

took

account

of

visible

data

just

as

much

as

Galileo’s

conclusion

did.

Where

they

differed

from

Galileo

was

not

in

the

amount

of

rationality

with

which

they

approached

the

problem,

but

in

their

presuppositions,

the

paradigms

and

theories

they

took

for

granted,

and

their

assumptions

of

what

was

important

in

making

a

map

or

looking

at

a

picture.

Methodology

on

both

sides

was

equally

laden

with

non-­‐experimental

theory.

It

was

presupposition

that

ultimately

allowed

each

party

to

“see”

a

rough

or

smooth

surface

on

the

moon.

Endnotes 1

Boyd,

R.

Philosophy

of

Science

Lecture

1.

Presented

at

a

PHIL3810

lecture

at

Cornell

University

.

(2008,

Sept.

3). ʹ ǡ Ǥ Dz ϐ Ǥdz Social

Studies

of

Science

,15

(1985):

7-­‐8. 3

Biagioli,

M.

Galileo,

Courtier.

(Chicago:

University

of

Chicago

Press,

1994),

95. 4

Galilei,

G.

Dialogue

Concerning

Two

Chief

World

Systems.

Translated

by

S.

Drake

Berkeley

(University

of

California

Press,

1967),

56. 5

Boyd,

R.

Philosophy

of

Science

Lecture

2.

Presented

at

a

PHIL3810

lecture

at

Cornell

University,

(2008,

Sept

8). ͸ ϐ Dz dz Ǥ 7

Galilei,

G.

In

Sidereus

Nuncius,

edited

by

A.

Helden.

(Chicago:

University

of

Chicago

Press,

1989),

38. 8

Ibid.,

38. 9

Ibid.,

36. 10

Boyd,

R.

Philosophy

of

Science

Lecture

2.

Presented

at

a

PHIL3810

lecture

at

Cornell

University,

(2008,

Sept

8). 11

Ibid. 12

Thomason,

N.

“Elk

Theories.”

In

Natural

Kinds,

Laws

of

Nature,

ϔ ,

edited

by

P.

Riggs,

123-­‐144

(Boston:

Kluwer

Academic

Publishers,

1996),

130 13

Galilei,

Sidereus

Nuncius,

57. 14

Ibid.,

93. 15

Brown,

H.

“Galileo

on

the

Telescope

and

the

Eye.”

Journal

of

the

History

of

Ideas

(1985):487-­‐501. 16

Butler,

S.

“Hudibras:

The

Elephant

in

the

Moon.”

In

The

Works

of

English

Poets,

from

Chaucer

to

Cowper,

edited

by

A.

Chalmers,

187-­‐194

(University

of

California,

2007),

187-­‐8. 17

Ibid.,

189. 18

Ibid.,

190. 19

Thomason,

“Elk

Theories.”

In

Natural

Kinds,

Laws

of

Nature,

ϔ ,

132. 20

Koertge,

N.

“Galileo

and

the

Problem

of

Accidents.”

Journal

of

the

History

of

Ideas,

(1977):392 21

Galilei,

Sidereus

Nuncius,

38. 22

Ibid.,

57. 23

Ibid.,

58. 24

Ibid.,

111. 25

Ibid.,

41. 26

Boyd,

R.

Philosophy

of

Science

Lecture

2.

Presented

at

a

PHIL3810

lecture

at

Cornell

University,

(2008,

Sept

8). 27

Bloom,

T.

“Borrowed

Perceptions:

Harriot’s

Maps

of

the

Moon.”

Journal

for

the

History

of

Astronomy,

9

(1978):

117. 28

Alexander,

A.

“Lunar

Maps

and

Coastal

Outlines:

Thomas

Hariot’s

Mapping

of

the

Moon.)

Studies

in

History

and

Philosophy

of

Science

(1998):

347. 29

Bloom,

“Borrowed

Perceptions:

Harriot’s

Maps

of

the

Moon,”

117 30

Galilei,

Sidereus

Nuncius,

111 31

Ariew,

R.

“Galileo’s

Lunar

Observations

in

the

Context

of

Medieval

Lunar

Theory.”

Studies

in

History

and

Philosophy

of

Science

15

no.

3

(1984):

218 32

Ibid.,

219. 33

Ibid.,

222. 34

Ostrow,

S.

“Cigoli’s

Immacolata

and

Galileo’s

Moon:

Astronomy

and

the

Virgin

in

Early

Seicento

Rome.”

The

Art

Bulletin

,

78

no.

2

(1996):

225. 35

Ariew,

“Galileo’s

Lunar

Observations

in

the

Context

of

Medieval

Lunar

Theory,”

222. 36

Ibid. 37

Ariew,

R.

“The

Initial

Response

to

Galileo’s

Lunar

Observations.”

Studies

in

History

and

Philosophy

of

Science,

32

no.

3

(2001):

574. 38

Galilei,

Dialogue

Concerning

Two

Chief

World

Systems,

87. 39

Ariew,

R.

“Scholastics

and

the

New

Astronomy

on

the

Substance

of

the

Heavens.”

In

Descartes

and

the

Last

of

the

Scholastics,

edited

by

R.

Ariew,

97-­‐119.

(Ithaca:

Cornell

University

Press,

1999),

108. 40

Galilei,

Sidereus

Nuncius,

41 41

Ariew,

“Galileo’s

Lunar

Observations

in

the

Context

of

Medieval

Lunar

Theory,”

214. 42

Edgerton,

S.

“Galileo,

Florentine

“Disegno,”

and

the

“Strange

Spottednesse”

of

the

Moon.”

Art

Journal

,

44

no.

3

(1984),

225. 43

Ibid.,

228. 44

Ibid. 45

Ibid.,

227. 46

Alexander,

“Lunar

Maps

and

Coastal

Outlines:

Thomas

Hariot’s

Mapping

of

the

Moon,”

352. 47

McMullin,

E.

“The

Conception

of

Science

in

Galileo’s

Works.”

In

New

Perspectives

on

Galileo,

edited

by

R.

Butts,

&

J.

Pitt,

209-­‐252.

(Boston:

D.

Reidel

Publishing

Company,

1975),

211-­‐9 48

Galilei,

Dialogue

Concerning

Two

Chief

World

Systems,

51 49

Ibid.,

54. 50

Ibid.,

56. 51

Ibid. 52

Schuster,

J.

ϔ ǣ history

and

philosophy

of

science.

(Sydney:

School

of

History

and

Philosophy

of

Science

UNSW,

2005),

138. 53

Booth,

S.

“The

Virgin

and

the

Telescope.”

Science

in

Context

,

13

(2000):

473.


34

INTERVIEW:

Andrew

Berry Author,

Research

Associate

at

the

Museum

of

Comparative

Zoology Interviewed by Maggie Jack, Harvard ‘09 It

is

different

to

read

about

science

than

go

to

a

I

ended

up,

rather

serendipitously

and

fortunistically,

science

museum. working

with

a

really

cool

guy

named

Allen

Crighton

Do

you

believe

in

science

museums?

Those

are

not

in

evolutionary

genetics.

But,

I’m

being

the

modern

commensurate

in

my

opinion.

I

mean,

ideally,

they

would

man,

and

followed

my

wife.

She

got

a

job

here,

a

full

be.

But

the

chemistry

set,

you

have

some

guidelines,

but

professorship

at

Harvard,

so

I

came

up

here

too.

I

post-­‐ you

can

really

do

stuff.

Whereas

the

museum

modern

doc-­‐ed

in

various

capacities

for

several

years

with

Dick

museums

have

the

mistaken

desire

to

recreate

that

Lewontin.

freedom

and

that

interactivity.

And

they

fail.

They

are

That

was

in

about

what

year?

In

the

80s? supposed

to

be

this

great

leap

beyond

the

traditional,

restrained,

miserable

Victorian

museum,

which

was

just

[Shocked]

It’s

time

to

dye

my

hair;

it

was

the

nineties,

in

a

repository

for

badly

presented

information.

But

the

fact.

So,

I

was

always

associated

with

Dick’s

lab

somehow.

Victorian

museum

in

my

opinion

is

just

so

much

more

It

was

totally

a

grand

total

of

6

years

or

so.

My

wife

is

doing

well,

everything’s

ok,

but

I’m

the

world’s

expert

on

effective

than

the

modern

museum. a

small

section

of

the

fourth

chromosome

of

drosophila.

ǡ ǡ ϐ Why? community,

but

it’s

kind

of

boring,

isn’t

it?

I

don’t

have

Because

there

is

so

much

there.

I

feel

personally

about

ϐ ǡ ǡ Ǥ this.

As

you

probably

know,

the

Museum

of

Comparative

I’ve

never

had

a

deep

desire

to

be

a

Nobel

Prize

winner.

Zoology

here

is

slated

to

be

moved

to

Allston

and

ǡ ϐ changed

into

a

modern

interactive

museum.

You

will

works.

You

start

off

interested

in

something,

in

my

case,

take

something

that

is

potentially…

not

necessarily,

I

evolutionary

biology.

Then

you

go

to

graduate

school,

and

mean,

plenty

of

school

kids

just

run

right

through

it

you

seriously

specialize,

so

that

became

condensed

down

and

get

nothing

out

of

it,

but

potentially,

because

there

to

the

evolutionary

genetics

of

one

boring

species.

Then

is

so

much

there,

if

a

child

wants

to

look

and

learn

they

you

post

doc,

and

you

transfer

the

tools

you

have

learned

really

can,

just

because

of

the

density

of

information.

as

a

graduate

student

to

another

lab.

In

the

meantime,

You

can

go

back

to

the

same

hall

and

learn

something

you

are

probably

publishing

papers

and

probably

new

each

time.

Whereas,

the

modern

museum

will

be

expanding

on

the

work

you

did

as

a

graduate

student.

So

beautiful

the

lighting

will

be

perfect,

and

there

will

be

ϐ Ǥ one

specimen

there.

There

will

be

the

little

interactive

you

get

a

faculty

position

and

you

are

tenure

track

for

six

things,

which

will

instantly,

almost

from

the

moment

years.

Man,

you

are

in

a

rut.

This

is

your

thing,

and

you

they

are

installed,

look

out

of

date.

There

is

just

so

much

are

the

go-­‐to

person

for

this

thing.

It’s

incredibly

narrow.

less

there.

I

still

think

and

feel

quite

passionately

about

It

is

such

a

tiny

little

piece

of

masonry

in

the

huge

wall

of

it.

A

natural

history

museum

should

be

about

engaging

ϐ Ǥ Ǧ ǡ Ǥ people

about

biological

diversity,

and

the

natural

history

It’s

all

part

of

the

process.

But

my

problem

was,

well,

I’m

museum

does

that.

an

expert

in

some

DNA

sequence

on

a

chromosome

in

ϐ drosophila,

but

I’m

interested

in

evolution.

Evolution! I

wanted

to

get

back

to

what

I

was

interested

in.

of

science.

Could

you

tell

me

a

little

bit

about

your

And

one

way

to

do

that

is

teaching.

Teaching

is

great!

career? I

teach

an

introductory

evolution

class,

OEB

53,

and

ǡ ϐ Ǥ ǯ it

is

very,

very

broad.

I

get

to

teach

about

drosophila

because

I

don’t

run

a

lab.

I

am

a

lecturer

here.

I

teach,

population

genetics,

which

is

what

I

generally

know

and

I

am

paid

as

a

student

advisor.

So

I

did

science

for

about,

but

I

also

get

to

teach

about

the

fossil

record,

and

20

years

or

so,

then

I

got

bored

with

it.

And

I’m

not

a

real

why

the

dinosaurs

went

extinct,

and

it

is

all

part

of

the

historian

of

science

either. same

great

process.

I’m

not

an

expert

in

all

those

things,

but

as

a

teacher,

that

is

OK

because

I’m

not

expected

to

So

how

did

you

get

involved

with

it? be

an

expert.

Synthesis,

Issue

1,

May

2009


35 So,

having

become

somewhat

disenchanted

with

my

rut,

what

do

you

do

if

you

are

as

overeducated

as

I

am?

I

don’t

have

any

nonacademic

skills.

I

did

some

freelance

teaching,

which

is

quite

fun.

And

wrote,

which

isn’t

very

enriching

and

seldom

fun…

but

that

is

how

I

became

a

historian

of

science.

I

wrote

some

articles

for

the

UK

equivalent

for

the

New

York

Review

of

Books,

the

London

Review

of

Books.

I

don’t

know

even

how

they

got

onto

me.

I

was

a

card-­‐ carrying,

genuine

evolutionary

biologist

who

putatively

could

write.

So

they

had

me

do

a

piece

or

two

on

Darwin,

I

think.

Then

they

wanted

me

to

do

a

piece

on

Alfred

Russell

Wallace.

I

told

them

that

I

knew

nothing,

or

what

everybody

knows

about

Wallace,

that

he

is

the

other

guy.

To

do

that

piece,

I

had

to

read

some

Wallace,

which

is

great,

he

was

a

wonderful

guy

and

brilliant.

Having

published

the

piece,

people

assumed

I

must

know

something

about

history

of

science.

So

a

publisher

asked

me

to

write

for

them,

to

put

together

a

book

on

Alfred

Russsell

Wallace.

Since

then,

I

occasionally

get

invited

to

history

of

science

conferences

as

a

Wallace

man,

and

I

feel

slightly

bogus.

it’s

very

progressive.

It

ignores

social

factors

and

so

on.

And

it

always

ends

with

the

truth,

which

is

what

we

now

know.

The

old

guys

made

mistakes.

And,

I’m

guilty

of

all

those

things,

to

some

extent.

To

some

extent,

all

those

things

are

defensible.

Wallace,

for

example,

and

Darwin.

Let’s

face

it.

It’s

one

of

the

best

ideas.

Evolution

by

natural

selection

was

the

best

idea

in

humanity,

except

possibly

the

invention

of

the

bicycle. That’s

a

pretty

strong

statement. I’m

leaving

myself

a

minor

out

with

the

bicycle.

No,

it

solves

so

many

problems!

It

explains

where

we

stand,

human

beings,

our

connection

to

the

world.

That’s

a

pretty

big

one.

And

it

explains

the

natural

world.

It’s

a

stunningly

rich

idea.

How

do

you

write

as

a

historian?

I

don’t

write

as

a

historian.

I

write

in

a

way

that

is

easy

to

read,

and

accessible,

and

coherent.

Some

of

your

colleagues

historians

aren’t

the

worse

but

some

of

the

dribble

that

comes

out

of

philosophers,

or

literary

critics,

what

is

their

problem?

To

write,

in

writing,

you

are

trying

to

communicate.

As

a

scientist,

ϐ in

particular,

even

the

most

complicated

idea

should

writing

history

of

science? be

communicable.

How

did

I

learn

how

to

write?

I’m

The

main

challenge

is

rising

above

the

disdain

English.

It

was

a

major

part

of

my

education.

of

historians

of

science,

who,

with

some

mild

legitimacy,

So

you

are

interested

in

popularization

of

science? characterize

scientists

telling

the

story

of

history

of

science.

It

is

usually

a

triumphalist

march

through

Oh,

yeah.

I

feel

quite

passionately

about

this.

There

is

all

of

the

correct

of

pathways

and

it

tends

to

focus

on

no

real

reason

that

science

should

be

obscure

and

scary.

individuals,

kind

of

heroes.

It’s

very

individual-­‐based,

Science

should

be

communicable.


36

ϐ ǣ Ǯ ǯ By Brian Na, Harvard ‘09 The

castaway,

who

by

now

is

quite

well

educated

and

curious

about

the

world,

forms

the

habit

of

taking

a

walk

on

the

beach

early

in

the

morning.

Here

he

regularly

comes

upon

bottles…[that]

are

tightly

corked

and

each

one

contains

a

single

piece

of

paper

in

it…he

is

anxious

to

evaluate

the

messages

properly

and

so

take

advantage

of

the

information

that

they

convey.

1 - Walker

Percy,

The

Message

in

the

Bottle

In

his

1975

book,

The

Message

in

the

Bottle,

Walker

Percy,

a

Southern

Catholic

writer,

commented

on

the

growing

use

of

psychiatric

medication

to

treat

anxiety

and

depression.

Asserting

that

these

drugs

would

dull

people

to

the

Christian

God,

he

wrote

that

feelings

such

as

anxiety

were

common

in

life,

which

enhanced

the

possibility

of

people

accepting

that

there

was

a

higher

power

in

the

world.

Percy

argued

that

people

would

receive

disconnected

signs

from

God,

portraying

them

as

discrete

messages

in

bottles.

This

would

lead

people

to

decide

whether

they

would

accept

God’s

plan

for

salvation

from

these

worries.

With

the

advent

of

psychopharmacological

drugs,

Percy

was

disappointed

that

for

most

people,

freedom

from

anxiety

did

not

lay

in

God

anymore,

but

rather

in

pills.

Needless

to

say,

though

the

use

of

Ritalin

does

not

apply

here

perfectly,

Percy

pointed

to

a

trend

in

American

society

in

taking

everyday

human

emotions

and

medicalizing

them.

With

the

inclusion

of

ADD

in

the

list

of

learning

disabilities

in

the

Individuals

with

Disabilities

Education

Act

in

1990,

Ritalin

usage

skyrocketed

in

the

United

States.

In

1987,

approximately

sixty

million

daily

doses

were

produced

for

use

in

the

United

States,

which

increased

to

about

70

million

by

1990.

After

1990,

the

number

of

daily

doses

produced

more

than

doubled

every

year

until

1997,

when

growth

ϐ Ǥ2

This

increase

was

due

in

part

to

the

federal

legislation

on

ADD

that

helped

make

medication

a

primary

solution.

However,

another

underlying

and

perhaps

more

important

trend

is

the

acceptance

of

Ritalin

as

a

miracle

drug

that

could

deliver

a

problem

child

from

all

of

his

woes

as

well

as

the

woes

of

his

parents

and

teachers.

This

is

not

‘cosmetic

psychopharmacology,’

but

rather

a

social

construction

of

a

disease

that

had

a

medication

already

available

for

it.3

Ritalin

had

become

a

dependable

tool

for

teachers

in

helping

them

to

meet

the

demands

of

mainstreaming

as

well

as

maintaining

Synthesis,

Issue

1,

May

2009

order

in

the

classroom.

However,

it

also

became

a

crutch

used

by

many

parents

to

place

the

blame

for

their

child’s

woes

not

on

themselves,

but

on

a

biological

etiology,

Dz ϐ dz ǯ problems.

The

message

in

the

bottle

had

transformed

to

become

a

pill

in

the

bottle

Ritalin

had

become

the

savior

for

the

child,

parents,

psychiatrists

and

educators

Ǥ ϐ Ritalin’s

position

in

modern

society,

it

was

no

surprise

then,

that

an

advertisement

for

a

generic

stimulant

drug,

Concerta,

in

November

2008

featured

an

ADD

child

who,

after

taking

the

drug,

became

a

high-­‐achieving

student

invested

in

learning.4

At

this

very

moment,

the

American

Psychiatric

Association

(APA)

is

currently

undertaking

a

comprehensive

revision

of

the

Diagnostic

and

Statistical

Manual

of

Mental

Disorders,

and

it

is

clear

that

ADHD

will

remain

in

the

book

that

many

have

termed

the

“psychiatric

bible.”

However,

debate

has

now

arisen

over

whether

to

include

adult

ADHD

as

a

subtype

of

the

diagnosis,

as

traditionally

it

has

been

believed

only

to

affect

children.

This

is

unsurprising,

given

that

ADHD

research

has

from

the

beginning

centered

on

teachers’

ratings

and

school

culture.5

In

1995,

Edward

Hallowell

and

John

Ratey,

both

prominent

psychiatrists

who

claim

to

have

ADHD,

wrote

Driven

to

Distraction,

a

book

that

took

the

diagnosis

to

be

ϐ Ȃ ϐ Ȃ to

determine

whether

they

had

the

disease

or

not.6

In

their

follow

up

help

book,

Delivered

from

Distraction,

the

authors

provided

a

scale

called

the

Adult

Self-­‐Report

Scale

(ASRS),

which

was

developed

by

two

psychiatrists

in

conjunction

with

the

World

Health

Organization.

ϐ ǡ scale

claimed

to

capture

“70

percent

of

ADD

cases

in

a

random

sample

of

adults.”7

Though

the

ASRS’

claim

that

adult

ADHD

does

ϐ Psychiatric

Association,

at

the

core,

the

discussion

surrounding

the

adult

form

of

diagnosis

is

similar

to

the

discourse

that

surrounded

academic

maladjustment

in

the

1950s.

Now,

however,

the

setting

was

the

workplace,

not

the

school.

For

example,

the

ASRS

asks,

“How

often

ϐ project,

once

the

challenging

parts

are

done?”8

I

posit

that

this

focus

on

work

productivity

is

due

to

an

attitude

of

meritocracy

that

has

been

ingrained

in

the

American

consciousness,

a

culture

in

which

completing

work


37 consistently

well

lent

itself

to

promotion.

Moreover,

as

in

the

days

of

the

Cold

War,

when

academic

maladjustment

was

deemed

to

be

a

matter

of

national

security,

work

productivity

matters

not

only

for

the

worker

himself,

but

also

for

the

country,

whose

companies’

successes

would

bolster

the

nation’s

economic

health

and

standing

in

the

world.

However,

unlike

the

school,

where

the

possibility

lay

open

for

the

teacher

to

adjust

her

standards

for

the

student,

the

work

world

was

different

the

environment

could

not

change,

and

as

such,

the

worker

had

to

change

his

ϐ with

the

rest

of

the

crowd.

As

Hallowell

and

Ratey

wrote,

ADD

adults

“took

on

[work

at]

angulated,

monstrous

proportions,

leaving

[them]

feeling

defeated,

dispirited

and

inept.”9

How

have

adults

responded

to

this

message

from

psychiatrists?

How

have

they

understood

this

message

in

the

grander

scheme

of

their

understanding

of

psychiatry

and

life?

At

the

end

of

Delivered

from

Distraction,

the

authors

provided

contact

information

of

adult

ADHD

support

groups

by

geographic

area.

Moreover,

with

the

growth

of

the

Internet,

people

are

seeking

out

adult

ADD

forums

to

discuss

the

implications

of

their

diagnosis

with

others.

ϐ problem

that

has

plagued

them

for

years,

while

others

question

and

even

feel

restricted

by

the

diagnosis,

even

when

admitting

that

Ritalin

has

helped

ameliorate

their

symptoms.10

Unlike

childhood

ADHD,

the

discourse

over

ADHD

points

to

‘cosmetic

psychopharmacology,’

where

an

adult

would

feel

more

productive,

happy

and

secure

about

his

work

productivity.

However,

the

same

questions

are

arising

about

adult

ADHD

even

in

the

context

of

biological

psychiatry;

it

seems

like

no

matter

what

the

time

period,

the

same

fundamental

questions

are

asked

about

this

diagnosis

what

does

this

mean

for

me?

Does

being

ADD

change

me

in

any

way?

It

will

be

interesting

to

see

how

the

American

Psychiatric

Association

deals

with

the

adult

ADHD

diagnosis

in

the

DSM-­‐V,

scheduled

to

be

published

in

2012.

With

respect

to

childhood

ADHD,

however,

there

has

been

an

effort

on

the

part

of

several

educators

to

bring

back

alternative

treatments

for

hyperactivity

that

focus

on

changing

the

environment.

In

particular,

in

Minnesota,

Ms.

Brown,

an

elementary

school

teacher,

along

with

the

help

of

a

furniture

company,

designed

an

adjustable-­‐ height

school

desk

that

allowed

students

to

sit

or

stand

as

much

as

they

liked

without

disrupting

the

class.

The

principal

of

the

school,

Lynn

Bormann,

noted

that

there

were

already

changes

in

standardized

exam

scores

and

the

children’s

demeanors

and

approach

to

learning.

Featured

in

The

New

York

Times,

the

desk

has

grown

in

popularity

amongst

elementary

school

educators

across

the

country.

Dr.

James

Levine,

a

professor

of

medicine

at

the

Mayo

Clinic

and

advocate

of

“activity-­‐permissive”

classrooms,

has

argued

that

educators

“had

to

change

to

meet

their

[students’]

needs.”11


38

‘Ritalin

fatigue’

had

set

in,

and

popular

books

from

Washington

Post

article

was

published,

other

more

psychiatrists,

such

as

Richard

De

Grandpre’s

Ritalin

sensationalist

headlines

“Pills

for

Classroom

Peace?,”

Nation

and

Lawrence

Diller’s

Running

on

Ritalin,

have

“The

Drugged

Classroom,”

“Drug-­‐Pushing

in

Schools”

called

into

question

the

fundamental

assumptions

appeared

in

newspapers

across

the

country.14

Although

ϐ only

150,000

out

of

over

38

million

elementary

school

decade

of

the

twentieth

children

were

on

the

Ritalin

century,

stating

that,

though

in

1970,

many

Americans

felt

there

are

children

who

need

that

a

majority

of

children

Ritalin

to

function,

the

vast

In

effect,

people

are

still

trying

to

were

on

the

drug

due

in

part

majority

of

ADD

“sufferers”

make

sense

of

what

psychiatric

to

media

sensationalism.15

simply

need

the

loving

care

of

medication

actually

means

in

the

The

public

looked

to

the

their

parents

and

teachers,

a

human

experience

is

the

‘pill

in

federal

government

to

resolve

common

refrain

from

the

days

this

contentious

issue

over

the

bottle’

the

way

to

go

about

of

maladjustment.

In

effect,

drug

use

on

children,

as

the

people

are

still

trying

to

make

addressing

negative

behaviors

and

Food

and

Drug

Administration

sense

of

what

psychiatric

emotions?

In

the

end,

the

answer

to

(FDA)

had

approved

Ritalin

in

medication

actually

means

in

1961.

this

q uestion

a nd

t he

d ecisions

a nd

the

human

experience

is

the

After

hearing

from

a

great

‘pill

in

the

bottle’

the

way

to

interpretations

that

adults

make

number

of

psychiatrists

on

go

about

addressing

negative

affect

the

livelihood

of

children.

the

issue,

the

Congressional

behaviors

and

emotions?

In

ǡ ϔ ϐ the

end,

the

answer

to

this

FDA’s

position

on

Ritalin

question

and

the

decisions

remains

a

hotly

contested

diagnosis

as

a

behavioral

corrective.

and

interpretations

that

adults

to

this

very

day,

holding

implications

They

wrote

that

Ritalin,

and

make

affect

the

livelihood

of

not

only

for

a

child’s

ability

to

other

stimulant

drugs,

were

children.

As

such,

Attention

succeed,

but

also

for

what

it

means

a

“valid

method

of

treatment

ϐ in

hyperkinetic

behavioral

to

b e

a

c hild. contested

diagnosis

to

this

disorders…[and]

the

use

of

very

day,

holding

implications

therapeutic

stimulants

for

not

only

for

a

child’s

ability

to

this

disturbance

should

not

be

succeed,

but

also

for

what

it

means

to

be

a

child. equated

with

the

misuse

of

medication

aimed

at

allowing

a

normal

child

or

adult

to

avoid

or

escape

the

ordinary

stresses

of

life.”16

The

conclusion

of

the

Congressional

ϐ ǣ hearing

marked

a

watershed

moment

in

treating

ϐ Ǯ ǯ the

area

to

develop

a

less

subjective

method

to

identify

Before

1970,

educators

rejected

“minimal

brain

hyperactive

students.

Two

years

later,

a

pediatric

psychopharmacology

dysfunction/damage”

as

a

diagnosis

in

the

schools,

study

in

Boston

made

national

headlines.

Based

implementing

the

learning

disabilities

model

instead.

at

the

Boston

State

Hospital,

researchers

from

By

adopting

this

new

standard,

schools

were

able

to

formalize

the

hyperactivity

diagnosis

and

support

the

use

the

Massachusetts

Department

of

Mental

Health

Ǥ ϐ and

the

Hospital

examined

the

effects

of

three

on

hyperactivity,

it

seemed

to

many

that

this

diagnosis

psychopharmacological

drugs

on

children

with

and

corresponding

treatment

would

remain

for

the

behavioral

disorders.

Several

organizations,

namely

the

Fort

Hill

Mental

Health

Association,

protested

the

foreseeable

future.

This

would

all

change

in

1970

when

the

rationale

behind

the

study,

stating

that

it

was

based

Washington

Post

published

an

article,

which

stated

that

in

science

that

had

not

been

biologically

proven,

an

ten

percent

of

children

in

the

Omaha

public

school

system

argument

that

Szasz

used

in

The

Myth

of

Mental

Illness.

were

on

Ritalin

to

control

their

hyperactivity.12

Described

Because

of

the

controversy,

the

State

Commissioner

of

as

a

“behavior

drug,”

the

article

claimed

that

Ritalin

was

Mental

Health

in

Massachusetts

authorized

a

review

of

used

on

students

that

the

teacher

could

not

control.

the

study

and

found

that

the

project

followed

research

This

became

a

major

concern

amongst

Americans,

who

guidelines.

However,

due

to

the

negative

press

that

had

been

well

aware

about

the

arguments

of

Thomas

surrounded

the

study,

researchers

were

forced

to

Szasz

and

R.D.

Laing

only

a

decade

earlier.13

After

the

terminate

it

because

no

parents

wanted

their

children

Synthesis,

Issue

1,

May

2009


39 to

 â€¨â€Šparticipate

 â€¨â€Šin

 â€¨â€Šit.17

 â€¨â€Š In

 â€¨â€Š1975,

 â€¨â€Šin

 â€¨â€Šrepresenting

 â€¨â€Šthese

 â€¨â€Šgrowing

 â€¨â€Šconcerns

 â€¨â€Š regarding

 â€¨â€Š stimulant

 â€¨â€Š medication

 â€¨â€Š use

 â€¨â€Š in

 â€¨â€Š children,

 â€¨â€Š journalist

 â€¨â€Š Peter

 â€¨â€Š Schrag

 â€¨â€Š published

 â€¨â€Š The

 â€¨â€Š Myth

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š Hyperactive

 â€¨â€Š Child,

 â€¨â€Š which

 â€¨â€Š criticized

 â€¨â€Š hyperactivity

 â€¨â€Š as

 â€¨â€Š a

 â€¨â€Š diagnosis

 â€¨â€Š that

 â€¨â€Š made

 â€¨â€Š teachers’

 â€¨â€Š jobs

 â€¨â€Š easier

 â€¨â€Š and

 â€¨â€Š had

 â€¨â€Š no

 â€¨â€Š basis

 â€¨â€Šin

 â€¨â€Šfact.18

 â€¨â€ŠDue

 â€¨â€Što

 â€¨â€ŠSchrag’s

 â€¨â€Šbackground

 â€¨â€Šas

 â€¨â€Ša

 â€¨â€Šjournalist

 â€¨â€Š with

 â€¨â€Š no

 â€¨â€Š teaching

 â€¨â€Š experience

 â€¨â€Š or

 â€¨â€Š science

 â€¨â€Š training,

 â€¨â€Š many

 â€¨â€Š psychiatrists

 â€¨â€Šand

 â€¨â€Šeducators

 â€¨â€Španned

 â€¨â€Šthe

 â€¨â€Šbook,

 â€¨â€Šdismissing

 â€¨â€Š the

 â€¨â€Š claims

 â€¨â€Š as

 â€¨â€Š sensationalistic.19

 â€¨â€Š However,

 â€¨â€Š several

 â€¨â€Šschool

 â€¨â€Š administrators

 â€¨â€Š shared

 â€¨â€Š Schrag’s

 â€¨â€Š main

 â€¨â€Š concerns.

 â€¨â€Š In

 â€¨â€Š 1974,

 â€¨â€Š Jeffry

 â€¨â€Š Heller

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š Los

 â€¨â€Š Angeles

 â€¨â€Š County

 â€¨â€Š School

 â€¨â€Š District

 â€¨â€Š wrote

 â€¨â€Š that

 â€¨â€Š teachers

 â€¨â€Š turned

 â€¨â€Š too

 â€¨â€Š quickly

 â€¨â€Š to

 â€¨â€Š drugs

 â€¨â€Š in

 â€¨â€Š order

 â€¨â€Š to

 â€¨â€Š modify

 â€¨â€Š children’s

 â€¨â€Š behavior

 â€¨â€Š because

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š ease,

 â€¨â€Š describing

 â€¨â€Š the

 â€¨â€Š medications

 â€¨â€Š as

 â€¨â€Š “behavioral

 â€¨â€Š technologies

 â€¨â€Š and

 â€¨â€Šbehavioral

 â€¨â€Šengineering.â€?20

 â€¨â€ŠWith

 â€¨â€Šgrowing

 â€¨â€Šdiscontent

 â€¨â€Š over

 â€¨â€Š hyperactivity

 â€¨â€Š and

 â€¨â€Š Ritalin

 â€¨â€Š as

 â€¨â€Š its

 â€¨â€Š treatment

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š public

 â€¨â€Š consciousness,

 â€¨â€Š even

 â€¨â€Š amongst

 â€¨â€Š several

 â€¨â€Š teachers,

 â€¨â€Š educators

 â€¨â€Šand

 â€¨â€Špsychiatrists

 â€¨â€Šalike

 â€¨â€Šhad

 â€¨â€Što

 â€¨â€Šre-­â€?conceptualize

 â€¨â€Š hyperactivity

 â€¨â€Š in

 â€¨â€Š a

 â€¨â€Š way

 â€¨â€Š that

 â€¨â€Š would

 â€¨â€Š address

 â€¨â€Š these

 â€¨â€Š new

 â€¨â€Š concerns.

 â€¨â€Š

Honing

 â€¨â€Šin

 â€¨â€Šon

 â€¨â€ŠAttention:

 â€¨â€ŠFrom

 â€¨â€Š Diffusion

 â€¨â€Što

 â€¨â€ŠConcentration

 â€¨â€Š

Psychiatrists

 â€¨â€Štook

 â€¨â€Šthe

 â€¨â€Š1970

 â€¨â€ŠCongressional

 â€¨â€Šhearing

 â€¨â€Š as

 â€¨â€Š an

 â€¨â€Š opportunity

 â€¨â€Š to

 â€¨â€Š take

 â€¨â€Š the

 â€¨â€Š hyperactivity

 â€¨â€Š diagnosis,

 â€¨â€Š originating

 â€¨â€Š from

 â€¨â€Š the

 â€¨â€Š learning

 â€¨â€Š disabilities

 â€¨â€Š framework

 â€¨â€Š of

 â€¨â€Š Samuel

 â€¨â€Š Kirk,

 â€¨â€Š and

 â€¨â€Š making

 â€¨â€Š it

 â€¨â€Š their

 â€¨â€Š own.

 â€¨â€Š In

 â€¨â€Š 1972,

 â€¨â€Š Virginia

 â€¨â€Š Douglas,

 â€¨â€Ša

 â€¨â€ŠProfessor

 â€¨â€Šof

 â€¨â€ŠPsychology

 â€¨â€Šat

 â€¨â€ŠMcGill

 â€¨â€ŠUniversity,

 â€¨â€Š published

 â€¨â€Š a

 â€¨â€Š study

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€ŠCanadian

 â€¨â€Š Journal

 â€¨â€Š of

 â€¨â€Š Behavioral

 â€¨â€Š Science,

 â€¨â€Š titled

 â€¨â€Š “Stop,

 â€¨â€Š Look

 â€¨â€Š and

 â€¨â€Š Listen:

 â€¨â€Š The

 â€¨â€Š Problem

 â€¨â€Š of

 â€¨â€Š Sustained

 â€¨â€Š Attention

 â€¨â€Š and

 â€¨â€Š Impulse

 â€¨â€Š Control

 â€¨â€Š in

 â€¨â€Š Hyperactive

 â€¨â€Š and

 â€¨â€Š Normal

 â€¨â€Š Children.â€?21

 â€¨â€Š In

 â€¨â€Š her

 â€¨â€Š article,

 â€¨â€Š Douglas

 â€¨â€Š argued

 â€¨â€Š that

 â€¨â€Šthe

 â€¨â€Šterm

 â€¨â€Šhyperactivity

 â€¨â€Šwas

 â€¨â€Štoo

 â€¨â€Šgeneral

 â€¨â€Šin

 â€¨â€Šdescribing

 â€¨â€Š these

 â€¨â€Š problem

 â€¨â€Š children,

 â€¨â€Š stating

 â€¨â€Š that

 â€¨â€Š the

 â€¨â€Š pathology

 â€¨â€Š •Š‘—Ž† „‡ Ď?‹”•– …Šƒ”ƒ…–‡”‹œ‡† „› ‹–• •›Â?’–‘Â?ƒ–‘Ž‘‰›Ǥ Š‡ focused

 â€¨â€Š particularly

 â€¨â€Š on

 â€¨â€Š the

 â€¨â€Š child’s

 â€¨â€Š attention

 â€¨â€Š span

 â€¨â€Š as

 â€¨â€Š a

 â€¨â€Š measurable

 â€¨â€Šâ€“

 â€¨â€Šand

 â€¨â€Štherefore

 â€¨â€Šdiagnostically

 â€¨â€Šuseful

 â€¨â€Šâ€“

 â€¨â€Šsite

 â€¨â€Šof

 â€¨â€Š dysfunction

 â€¨â€Šinstead.

 â€¨â€ŠShe

 â€¨â€Šwrote

 â€¨â€Šthat

 â€¨â€Šhyperactive

 â€¨â€Šchildren

 â€¨â€Š Šƒ† Dz•Š‘”– ƒ––‡Â?–‹‘Â? •’ƒÂ?• Č?ƒÂ?†Č? –‡Â?†‡† –‘ Ď?Ž‹– ˆ”‘Â? ‘Â?‡ goal

 â€¨â€Što

 â€¨â€Šanother.â€?22

 â€¨â€ŠUsing

 â€¨â€Šteacher

 â€¨â€Šreports

 â€¨â€Što

 â€¨â€Šgauge

 â€¨â€ŠRitalin’s

 â€¨â€Š ‡ˆĎ?Â‹Â…ÂƒÂ…Â›ÇĄ ‘—‰Žƒ• ˆ‘—Â?† –Šƒ– ‹–ƒŽ‹Â? Š‡Ž’‡† …Š‹Ž†”‡Â? †‹”‡…– their

 â€¨â€Š attention

 â€¨â€Š to

 â€¨â€Š schoolwork.

 â€¨â€Š After

 â€¨â€Š receiving

 â€¨â€Š favorable

 â€¨â€Š reviews

 â€¨â€Šby

 â€¨â€Šother

 â€¨â€Šmembers

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Špsychiatric

 â€¨â€Šcommunity,

 â€¨â€Š she

 â€¨â€Š published

 â€¨â€Š another

 â€¨â€Š study

 â€¨â€Š on

 â€¨â€Š Ritalin’s

 â€¨â€Š effects

 â€¨â€Š in

 â€¨â€Š helping

 â€¨â€Š hyperactive

 â€¨â€Š children

 â€¨â€Š sustain

 â€¨â€Š attention.23

 â€¨â€Š By

 â€¨â€Š focusing

 â€¨â€Š on

 â€¨â€Š attention,

 â€¨â€Š Douglas

 â€¨â€Š re-­â€?conceptualized

 â€¨â€Š what

 â€¨â€Š was

 â€¨â€Špreviously

 â€¨â€Šknown

 â€¨â€Šas

 â€¨â€Šhyperactivity.

 â€¨â€Š ‡” †‡Ď?‹Â?‹–‹‘Â? ™ƒ• Â?‘–ǥ ‰‡Â?‡”ƒŽŽ› •’‡ƒÂ?‹Â?‰ǥ especially

 â€¨â€Š new,

 â€¨â€Š as

 â€¨â€Š she

 â€¨â€Š readily

 â€¨â€Š admitted;

 â€¨â€Š however,

 â€¨â€Š by

 â€¨â€Š focusing

 â€¨â€Š on

 â€¨â€Š a

 â€¨â€Š singular

 â€¨â€Š symptom

 â€¨â€Š in

 â€¨â€Š what

 â€¨â€Š was

 â€¨â€Š previously

 â€¨â€Š considered

 â€¨â€Ša

 â€¨â€Šdiffuse

 â€¨â€Šdiagnosis,

 â€¨â€Šshe

 â€¨â€Šnarrowed

 â€¨â€Šthe

 â€¨â€Šdisorder

 â€¨â€Š

ƒÂ?† ˆ‘…—•‡† –Š‡ •…‹‡Â?–‹Ď?‹… †‹•…‘—”•‡ ‘Â? ƒ––‡Â?–‹‘Â?Ǥ ‹Â?‡ the

 â€¨â€Š educators

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š 1950s

 â€¨â€Š who

 â€¨â€Š believed

 â€¨â€Š that

 â€¨â€Š treating

 â€¨â€Š academic

 â€¨â€Š maladjustment

 â€¨â€Š would

 â€¨â€Š lead

 â€¨â€Š to

 â€¨â€Š adjustment

 â€¨â€Š in

 â€¨â€Š other

 â€¨â€Š areas

 â€¨â€Š of

 â€¨â€Š a

 â€¨â€Š child’s

 â€¨â€Š life,

 â€¨â€Š Douglas

 â€¨â€Š asserted

 â€¨â€Š that

 â€¨â€Š the

 â€¨â€Š foundation

 â€¨â€Šof

 â€¨â€Šall

 â€¨â€Šother

 â€¨â€Šsymptoms

 â€¨â€Špresent

 â€¨â€Šin

 â€¨â€Ša

 â€¨â€Šhyperactive

 â€¨â€Š child

 â€¨â€Šwas

 â€¨â€Šattention

 â€¨â€Šcontrol

 â€¨â€Šâ€“

 â€¨â€Šif

 â€¨â€Ša

 â€¨â€Šchild

 â€¨â€Špaid

 â€¨â€Šattention

 â€¨â€Što

 â€¨â€Š –Š‡ Â–Â‡ÂƒÂ…ÂŠÂ‡Â”ÇĄ Š‡ ™‘—Ž† Â?‘– „‡ Ď?‹†‰‡–›ǥ Šƒ˜‡ –Š‡ ƒ„‹Ž‹–› –‘ control

 â€¨â€Šhis

 â€¨â€Šimpulses

 â€¨â€Šfor

 â€¨â€Šblurting

 â€¨â€Šout

 â€¨â€Šanswers,

 â€¨â€Šand

 â€¨â€Šperform

 â€¨â€Š better

 â€¨â€Š on

 â€¨â€Š exams.

 â€¨â€Š Essentially,

 â€¨â€Š he

 â€¨â€Š would

 â€¨â€Š become

 â€¨â€Š adjusted

 â€¨â€Š –

 â€¨â€Š Douglas

 â€¨â€Š herself

 â€¨â€Š stated

 â€¨â€Š that

 â€¨â€Š she

 â€¨â€Š chose

 â€¨â€Š subjects

 â€¨â€Š based

 â€¨â€Š on

 â€¨â€Šhow

 â€¨â€Šmuch

 â€¨â€Šâ€œhyperactivity

 â€¨â€Šinterfered

 â€¨â€Šwith

 â€¨â€Šadjustmentâ€?

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š school.24

 â€¨â€Š With

 â€¨â€Š a

 â€¨â€Š new

 â€¨â€Š focus

 â€¨â€Š on

 â€¨â€Š attention

 â€¨â€Š at

 â€¨â€Š hand,

 â€¨â€Š pediatric

 â€¨â€Š psychopharmacological

 â€¨â€Š research

 â€¨â€Š shifted

 â€¨â€Š to

 â€¨â€Š attention

 â€¨â€Šas

 â€¨â€Ša

 â€¨â€Šdiscrete

 â€¨â€Šcategory.

 â€¨â€Š In

 â€¨â€Šaddition

 â€¨â€Što

 â€¨â€ŠDouglas,

 â€¨â€ŠC.

 â€¨â€ŠKeith

 â€¨â€ŠConners,

 â€¨â€Ša

 â€¨â€Šchild

 â€¨â€Š psychiatrist

 â€¨â€Š who

 â€¨â€Š worked

 â€¨â€Š closely

 â€¨â€Š with

 â€¨â€Š Leon

 â€¨â€Š Eisenberg,

 â€¨â€Š developed

 â€¨â€Š the

 â€¨â€Š Conners

 â€¨â€Š Teacher

 â€¨â€Š Rating

 â€¨â€Š Scale

 â€¨â€Š (CTRS)

 â€¨â€Š in

 â€¨â€Š an

 â€¨â€Šeffort

 â€¨â€Što

 â€¨â€Šdistill

 â€¨â€Šteachers’

 â€¨â€Šobservations

 â€¨â€Šof

 â€¨â€Šhyperactive

 â€¨â€Š children

 â€¨â€Š in

 â€¨â€Š an

 â€¨â€Š objective

 â€¨â€Š manner.25

 â€¨â€Š Containing

 â€¨â€Š thirty-­â€? eight

 â€¨â€Š items,

 â€¨â€Š the

 â€¨â€Š scale

 â€¨â€Š asked

 â€¨â€Š teachers

 â€¨â€Š to

 â€¨â€Š rate

 â€¨â€Š children

 â€¨â€Š ‘Â? „‡Šƒ˜‹‘”• •—…Š ĥ DzĎ?‹†‰‡–‹Â?‰dz ƒÂ?† Dz†ƒ›†”‡ƒÂ?‹Â?‰Ǥdz

Â? ‘”†‡” –‘ ‹Â?…”‡ƒ•‡ –Š‡ Â•Â…ÂƒÂŽÂ‡ÇŻÂ• •…‹‡Â?–‹Ď?‹… Ž‡‰‹–‹Â?ÂƒÂ…Â›ÇĄ Conners

 â€¨â€Šclosely

 â€¨â€Šmatched

 â€¨â€Šthe

 â€¨â€Šterms

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€ŠCTRS

 â€¨â€Šwith

 â€¨â€Šthe

 â€¨â€Š Diagnostic

 â€¨â€Š and

 â€¨â€Š Statistical

 â€¨â€Š Manual

 â€¨â€Š of

 â€¨â€Š Mental

 â€¨â€Š Disorders

 â€¨â€Š (DSM).

 â€¨â€Š With

 â€¨â€Š a

 â€¨â€Š new

 â€¨â€Š focus

 â€¨â€Š on

 â€¨â€Š attention

 â€¨â€Š due

 â€¨â€Š to

 â€¨â€Š Douglas’

 â€¨â€Š landmark

 â€¨â€Š study,

 â€¨â€Š psychiatrists

 â€¨â€Š used

 â€¨â€Š Conners’

 â€¨â€Š scale

 â€¨â€Š in

 â€¨â€Š justifying

 â€¨â€Š that

 â€¨â€Š emphasis.

 â€¨â€Š For

 â€¨â€Š example,

 â€¨â€Š in

 â€¨â€Š a

 â€¨â€Š study

 â€¨â€Š that

 â€¨â€Š aimed

 â€¨â€Š to

 â€¨â€Š quantitatively

 â€¨â€Š show

 â€¨â€Š Ritalin’s

 â€¨â€Š tangible

 â€¨â€Š effect

 â€¨â€Š on

 â€¨â€Š the

 â€¨â€Š attention

 â€¨â€Š aspect

 â€¨â€Š of

 â€¨â€Š hyperactivity,

 â€¨â€Š the

 â€¨â€Š researchers

 â€¨â€Š introduced

 â€¨â€Štheir

 â€¨â€Šresults

 â€¨â€Šby

 â€¨â€Šstating,

 â€¨â€Šâ€œDisorders

 â€¨â€Šof

 â€¨â€Šattention

 â€¨â€Š have

 â€¨â€Š frequently

 â€¨â€Š been

 â€¨â€Š cited

 â€¨â€Š as

 â€¨â€Š a

 â€¨â€Š primary

 â€¨â€Š feature

 â€¨â€Š of

 â€¨â€Š hyperactive

 â€¨â€Š children

 â€¨â€Š based

 â€¨â€Š on

 â€¨â€Š data

 â€¨â€Š from

 â€¨â€Š questionnaires

 â€¨â€Š [CTRS]

 â€¨â€Šand

 â€¨â€Šlaboratory

 â€¨â€Štasks.â€?26

 â€¨â€ŠIn

 â€¨â€Šfact,

 â€¨â€ŠDouglas

 â€¨â€Šalso

 â€¨â€Šused

 â€¨â€Š the

 â€¨â€Š CTRS

 â€¨â€Š in

 â€¨â€Š her

 â€¨â€Š studies

 â€¨â€Š of

 â€¨â€Š attention,

 â€¨â€Š mentioning

 â€¨â€Š that

 â€¨â€Š impulsivity

 â€¨â€Šand

 â€¨â€Šattention

 â€¨â€Šratings

 â€¨â€Šbecame

 â€¨â€Šmore

 â€¨â€Šfavorable

 â€¨â€Š with

 â€¨â€Štreatment.27

 â€¨â€ŠIt

 â€¨â€Šalso

 â€¨â€Šhelped

 â€¨â€Šthat

 â€¨â€Šteachers

 â€¨â€Šfelt

 â€¨â€Šthe

 â€¨â€ŠCTRS

 â€¨â€Š was

 â€¨â€Šan

 â€¨â€Šappropriate

 â€¨â€Šdiagnostic

 â€¨â€Štool

 â€¨â€Šfor

 â€¨â€Šhyperactivity

 â€¨â€Šâ€“

 â€¨â€Šin

 â€¨â€Š 1976,

 â€¨â€Š Robert

 â€¨â€Š Havighurst,

 â€¨â€Š Professor

 â€¨â€Š of

 â€¨â€Š Education

 â€¨â€Š at

 â€¨â€Š the

 â€¨â€Š University

 â€¨â€Šof

 â€¨â€ŠChicago,

 â€¨â€Šwrote

 â€¨â€Šthat

 â€¨â€Škindergarten

 â€¨â€Šteachers

 â€¨â€Š should

 â€¨â€Šuse

 â€¨â€Šthe

 â€¨â€Šscale

 â€¨â€Šat

 â€¨â€Šdifferent

 â€¨â€Špoints

 â€¨â€Šduring

 â€¨â€Šthe

 â€¨â€Šyear

 â€¨â€Što

 â€¨â€Š track

 â€¨â€Šbiological

 â€¨â€Šchanges

 â€¨â€Šin

 â€¨â€Štheir

 â€¨â€Šstudents.28

 â€¨â€Š In

 â€¨â€Š 1980,

 â€¨â€Š the

 â€¨â€Š American

 â€¨â€Š Psychiatric

 â€¨â€Š Association

 â€¨â€Š (APA)

 â€¨â€Š renamed

 â€¨â€Š “hyperkinetic

 â€¨â€Š disorder

 â€¨â€Š of

 â€¨â€Š childhoodâ€?

 â€¨â€Š to

 â€¨â€Š Dz ––‡Â?–‹‘Â? ‡Ď?‹…‹– ‹•‘”†‡” Č‹ ČŒÇł ‹Â? –Š‡ –Š‹”† ‡†‹–‹‘Â? of

 â€¨â€Š the

 â€¨â€Š DSM.

 â€¨â€Š Hyperactivity

 â€¨â€Š was

 â€¨â€Š no

 â€¨â€Š longer

 â€¨â€Š an

 â€¨â€Š overarching

 â€¨â€Š theme

 â€¨â€Š but

 â€¨â€Š rather

 â€¨â€Š relegated

 â€¨â€Š to

 â€¨â€Š a

 â€¨â€Š secondary

 â€¨â€Š symptom

 â€¨â€Š in

 â€¨â€Š a

 â€¨â€Š new

 â€¨â€Š attention-­â€?based

 â€¨â€Š framework.29

 â€¨â€Š However,

 â€¨â€Š this

 â€¨â€Š …‘Â?…‡’–—ƒŽ •Š‹ˆ– ‡Â?–ƒ‹Ž‡† Â?‘ Â?ƒŒ‘” …ŠƒÂ?‰‡• ‹Â? •…‹‡Â?–‹Ď?‹… methodology,

 â€¨â€Šas

 â€¨â€Šall

 â€¨â€Šthe

 â€¨â€Šestablished

 â€¨â€Štools

 â€¨â€Šused

 â€¨â€Što

 â€¨â€Šmeasure

 â€¨â€Š the

 â€¨â€Šeffects

 â€¨â€Šof

 â€¨â€ŠRitalin,

 â€¨â€Šespecially

 â€¨â€Šthe

 â€¨â€ŠConners

 â€¨â€ŠScale,

 â€¨â€Špointed

 â€¨â€Š to

 â€¨â€Š attention

 â€¨â€Š as

 â€¨â€Š the

 â€¨â€Š major

 â€¨â€Š symptom

 â€¨â€Š of

 â€¨â€Š hyperactivity.

 â€¨â€Š The

 â€¨â€Š Â?‡™ Dz ––‡Â?–‹‘Â? ‡Ď?‹…‹– ‹•‘”†‡”dz –‡”Â?‹Â?‘Ž‘‰› ™‘—Ž† „‡ used

 â€¨â€Šin

 â€¨â€Šadvocating

 â€¨â€Šfor

 â€¨â€Šthe

 â€¨â€Šinclusion

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šdiagnosis

 â€¨â€Šas

 â€¨â€Š a

 â€¨â€Š federally

 â€¨â€Š recognized

 â€¨â€Š learning

 â€¨â€Š disability

 â€¨â€Š in

 â€¨â€Š 1990.

 â€¨â€Š In

 â€¨â€Š


40 the

meantime,

educators

aligned

themselves

with

the

psychiatric

community

in

representing

a

united

front,

as

ϐ ϐ Ritalin

in

improving

hyperactivity,

and

later

on,

ADD,

was

based

on

teachers’

ratings

on

the

CTRS.

Re-­Emergence

of

Child

Guidance

Principles

in

Biological

Psychiatry

ϐ hyperactivity

to

a

diagnosis

that

lay

in

attention

ϐ ǡ policies

of

diagnosis

and

treatment

of

hyperactivity

within

the

schools.

With

the

federal

government’s

approval

of

stimulant

medication

use,

this

became

more

important

as

educators

needed

an

objective

process

of

diagnosis

to

which

to

refer.

This

led

the

School

Review

to

publish

a

special

issue

titled

“The

Hyperactive

Child

and

ǣ ϐ ǡ dz ͳͻ͹ͷǡ ϐ school’s

unique

role

in

pediatric

psychopharmacological

research,

thereby

aligning

the

school

with

the

growing

ϐ Ǥ30

However,

though

not

explicitly,

the

issue

also

advocated

for

a

return

to

child

guidance

principles

and

therefore

the

maladjustment

framework

by

using

the

Conners

Teacher

Rating

Scale

(CTRS)

as

an

intermediary

between

ϐ Ǥ

In

one

article

on

school

policy,

Richard

Johnson

and

James

Kenney

of

the

Minneapolis

Public

Schools

Special

Education

Division

along

with

John

Davis,

President

of

Macalester

College,

argued

that

school

personnel

had

to

educate

themselves

about

changes

in

the

science

of

hyperactive

children

due

to

the

fact

that

Dz ϐ ǡ since

much

of

the

‘data’

utilized

by

physicians

to

diagnose

hyperkinesis

is

represented

by

[their]

verbal

reports… Dz dz ϐ Ǥdz31

In

effect,

teachers

were

called

to

become

amateur

scientists,

more

self-­‐conscious

about

their

role

in

developing

a

better

ϐ Ȃ ǡ the

CTRS,

which

was

accepted

as

“hard

science”

by

both

educators

and

psychiatrists

alike.32

Robert

Sprague,

an

educational

psychologist

at

the

University

of

Illinois,

also

supported

the

acceptance

of

the

scale

in

schools,

explaining

that

it

was

“useful

[because]

adequate

normative

data

had

been

developed

for

it.”33

By

using

the

questionnaire

to

diagnose

hyperactivity,

Sprague

wrote

that

the

teacher

could

play

an

important

role

while

not

impeding

on

medical

authority.

He

also

encouraged

teachers

to

depend

and

seek

the

guidance

of

psychiatrists

and

the

school

counselor

to

ensure

that

all

hyperactive

children

were

Synthesis,

Issue

1,

May

2009

experiencing

positive

changes

through

medication.34

His

ϐ psychiatric

and

educational

community

in

helping

the

hyperactive

child.

Unlike

the

post

World

War

II

period,

in

which

educators

strove

to

separate

themselves

from

ϐ framework

to

describe

maladjusted

children,

they

now

sought

to

build

an

alliance

with

them.

In

addition,

through

ϐ ǡ ϐ ǡ reminder

of

the

days

of

the

child

guidance

clinic

in

the

ͳͻʹͲ ͳͻ͵Ͳ ǡ ϐ framework.

Roberta

Renstrom,

a

special

education

social

worker,

observed

that

concerns

over

stimulant

use

of

medication

stemmed

from

a

perception

that

teachers

Dz ϐ expectations

and

the

behaviors

they

deemed

necessary

for

satisfactory

academic

achievement.”35

Returning

to

the

principles

of

academic

maladjustment

from

the

1950s,

Renstrom

asserted

that

the

diagnosis

of

hyperactivity

Dz ϐ dz ǯ expectations

and

the

behavior

that

the

child

was

actually

exhibiting.

As

such,

she

posited

that

hyperactive

children

should

be

separated

into

self-­‐contained

classrooms

and

providing

a

tailored

environment

that

could

meet

their

needs,

a

solution

that

had

been

proposed

by

Roger

Reger,

Director

of

Special

Education

in

Wayne,

Michigan,

a

decade

earlier

before

stimulant

medication

was

a

common

treatment

option.36

Robert

Havighurst,

Professor

of

Education

at

the

University

of

Chicago,

offered

a

method

by

which

to

implement

Renstrom’s

plan.

He

advocated

the

nationwide

implementation

of

a

pre-­‐screening

program

for

kindergarten

students,

using

the

Denver

school

system

as

a

model: The

parents

are

asked

to

come

in

at

the

beginning

of

the

year

to

meet

with

the

nurse

practitioner,

and

to

come

in

by

appointment

to

give

an

extended

developmental

history

of

the

child.

The

kindergarten

teacher

is

observing

ϐ ǡ and

so

is

the

learning

disabilities

teacher.

The

Denver

Developmental

Standardized

Test

is

given

to

each

child

by

the

nurse

practitioner

to

evaluate

personal-­‐social

development,

language

ǡ ϐ skills…A

small

number

of

the

most

needy

ϐ Ǧ grade

class

at

the

beginning

of

the

next

year.

This

avoids

a

disruption

a

child

might

experience

if

he

were

taken

out

of

the

regular

class

and

placed

in

a

special

class

in

the

middle

of

the

year,

after

he

had

formed

friendships.37


41 The

 â€¨â€Š teacher

 â€¨â€Š took

 â€¨â€Š a

 â€¨â€Š several-­â€?month

 â€¨â€Š history

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š child

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š context

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š classroom

 â€¨â€Š setting

 â€¨â€Š by

 â€¨â€Š using

 â€¨â€Š the

 â€¨â€Š CTRS

 â€¨â€Š as

 â€¨â€Š a

 â€¨â€Š guide

 â€¨â€Š and

 â€¨â€Š receiving

 â€¨â€Š help

 â€¨â€Š from

 â€¨â€Š the

 â€¨â€Š school

 â€¨â€Š nurse

 â€¨â€Š and

 â€¨â€Š counselor

 â€¨â€Š as

 â€¨â€Š needed.

 â€¨â€Š Within

 â€¨â€Š the

 â€¨â€Š context

 â€¨â€Š of

 â€¨â€Š biological

 â€¨â€Š psychiatry,

 â€¨â€Š a

 â€¨â€Š life

 â€¨â€Š history

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š child

 â€¨â€Š mattered

 â€¨â€Š only

 â€¨â€Š in

 â€¨â€Š relation

 â€¨â€Što

 â€¨â€Šhis

 â€¨â€Šbiological

 â€¨â€Šdevelopment.

 â€¨â€ŠA

 â€¨â€Šchild

 â€¨â€Šwho

 â€¨â€Šwas

 â€¨â€Š deemed

 â€¨â€Š to

 â€¨â€Š be

 â€¨â€Š hyperactive

 â€¨â€Š would

 â€¨â€Š be

 â€¨â€Š placed

 â€¨â€Š into

 â€¨â€Š a

 â€¨â€Š new

 â€¨â€Š classroom

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š next

 â€¨â€Š academic

 â€¨â€Š year

 â€¨â€Š to

 â€¨â€Š minimize

 â€¨â€Š the

 â€¨â€Š distraction

 â€¨â€Š and

 â€¨â€Š stresses

 â€¨â€Š a

 â€¨â€Š child

 â€¨â€Š may

 â€¨â€Š feel

 â€¨â€Š in

 â€¨â€Š switching

 â€¨â€Š Â?Â‹Â†ÇŚÂ›Â‡ÂƒÂ”Ǥ Š‘—‰Š –Š‡ •’‡…‹Ď?‹… ŽƒÂ?‰—ƒ‰‡ ™ƒ• †‹ˆˆ‡”‡Â?–ǥ principles

 â€¨â€Šfamiliar

 â€¨â€Šsince

 â€¨â€Šthe

 â€¨â€Šmental

 â€¨â€Šhygiene

 â€¨â€Šera

 â€¨â€Šremained

 â€¨â€Š ‹Â? Â’ÂŽÂƒÂ…Â‡ÇŁ ƒ Š›’‡”ƒ…–‹˜‡ …Š‹Ž† Â?‡‡†‡† ƒ Â?‘†‹Ď?‹…ƒ–‹‘Â? ‹Â? his

 â€¨â€Š environment,

 â€¨â€Š not

 â€¨â€Š necessarily

 â€¨â€Š medication.

 â€¨â€Š Therefore,

 â€¨â€Š through

 â€¨â€Šthis

 â€¨â€Šchange,

 â€¨â€Ša

 â€¨â€Šchild

 â€¨â€Šwould

 â€¨â€Šhave

 â€¨â€Ša

 â€¨â€Šgreater

 â€¨â€Šchance

 â€¨â€Š to

 â€¨â€Š become

 â€¨â€Š non-­â€?hyperactive

 â€¨â€Š than

 â€¨â€Š he

 â€¨â€Š would

 â€¨â€Š have

 â€¨â€Š had

 â€¨â€Š in

 â€¨â€Š a

 â€¨â€Š normal

 â€¨â€Šclassroom

 â€¨â€Šsetting.38

 â€¨â€ŠThe

 â€¨â€Šreturn

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šemphasis

 â€¨â€Š on

 â€¨â€Š the

 â€¨â€Š classroom

 â€¨â€Š setting

 â€¨â€Š in

 â€¨â€Š a

 â€¨â€Š biological

 â€¨â€Š psychiatric

 â€¨â€Š framework,

 â€¨â€Š due

 â€¨â€Š in

 â€¨â€Š part

 â€¨â€Š to

 â€¨â€Š the

 â€¨â€Š popularization

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š CTRS,

 â€¨â€Šbecame

 â€¨â€Šthe

 â€¨â€Šargument

 â€¨â€Šthrough

 â€¨â€Šwhich

 â€¨â€Šadvocates

 â€¨â€Šof

 â€¨â€Š the

 â€¨â€Š learning

 â€¨â€Š disabled

 â€¨â€Š pushed

 â€¨â€Š for

 â€¨â€Š federal

 â€¨â€Š legislation

 â€¨â€Š that

 â€¨â€Š guaranteed

 â€¨â€Š educational

 â€¨â€Š opportunities

 â€¨â€Š for

 â€¨â€Š children

 â€¨â€Š who

 â€¨â€Š ™‡”‡ ‹†‡Â?–‹Ď?‹‡† ™‹–Š ƒ Ž‡ƒ”Â?‹Â?‰ ‹Â?’ƒ‹”Â?‡Â?–Ǥ

ÇŽ ‘”Â?ÂƒÂŽÇŻ Žƒ••”‘‘Â? ‡…‘Â?‡• ‡›ǣ Passage

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€ŠEAHCA

 â€¨â€Š The

 â€¨â€Š term

 â€¨â€Š “learning

 â€¨â€Š disabilitiesâ€?

 â€¨â€Š to

 â€¨â€Š describe

 â€¨â€Š a

 â€¨â€Š child’s

 â€¨â€Š maladjustment

 â€¨â€Š was

 â€¨â€Š introduced

 â€¨â€Š at

 â€¨â€Š a

 â€¨â€Š conference

 â€¨â€Š in

 â€¨â€Š 1963.

 â€¨â€Š The

 â€¨â€Š establishment

 â€¨â€Š of

 â€¨â€Š national

 â€¨â€Š standards

 â€¨â€Š for

 â€¨â€Š normal

 â€¨â€Š academic

 â€¨â€Š achievement

 â€¨â€Š by

 â€¨â€Š the

 â€¨â€Š National

 â€¨â€Š Defense

 â€¨â€Š Education

 â€¨â€ŠAct

 â€¨â€Š(NDEA)

 â€¨â€Šof

 â€¨â€Š1958

 â€¨â€Špushed

 â€¨â€Šlearning

 â€¨â€Šdisabilities

 â€¨â€Š legislation

 â€¨â€Što

 â€¨â€Šthe

 â€¨â€Šforefront,

 â€¨â€Šas

 â€¨â€Šeducators

 â€¨â€Šplaced

 â€¨â€Šthe

 â€¨â€Šmany

 â€¨â€Š children

 â€¨â€Šwho

 â€¨â€Šcould

 â€¨â€Šnot

 â€¨â€Šmeet

 â€¨â€Šthese

 â€¨â€Šstandards

 â€¨â€Šin

 â€¨â€Šspecial

 â€¨â€Š classrooms

 â€¨â€Š or

 â€¨â€Š provided

 â€¨â€Š stimulant

 â€¨â€Š medication

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š case

 â€¨â€Š of

 â€¨â€Š hyperactivity,

 â€¨â€Š which

 â€¨â€Š did

 â€¨â€Š not

 â€¨â€Š sit

 â€¨â€Š well

 â€¨â€Š with

 â€¨â€Š many

 â€¨â€Š parents.39

 â€¨â€ŠThis

 â€¨â€Šmade

 â€¨â€Šacademic

 â€¨â€Šachievement

 â€¨â€Ša

 â€¨â€Šfocal

 â€¨â€Špoint

 â€¨â€Š for

 â€¨â€Š evaluating

 â€¨â€Š a

 â€¨â€Š child’s

 â€¨â€Š overall

 â€¨â€Š mental

 â€¨â€Š health

 â€¨â€Š and

 â€¨â€Š well-­â€? being.

 â€¨â€Š Learning-­â€?disabled

 â€¨â€Š children,

 â€¨â€Š on

 â€¨â€Š the

 â€¨â€Š other

 â€¨â€Š hand,

 â€¨â€Š were

 â€¨â€Šrelegated

 â€¨â€Što

 â€¨â€Šself-­â€?contained

 â€¨â€Šclassrooms

 â€¨â€Šwhere

 â€¨â€Šsocial

 â€¨â€Š skills,

 â€¨â€Š rather

 â€¨â€Š than

 â€¨â€Š basic

 â€¨â€Š subjects,

 â€¨â€Š were

 â€¨â€Š taught.40

 â€¨â€Š As

 â€¨â€Š more

 â€¨â€Š learning

 â€¨â€Š disabilities

 â€¨â€Š advocacy

 â€¨â€Š groups

 â€¨â€Š were

 â€¨â€Š founded

 â€¨â€Š throughout

 â€¨â€Š the

 â€¨â€Š nation,

 â€¨â€Š there

 â€¨â€Š was

 â€¨â€Š a

 â€¨â€Š greater

 â€¨â€Š collective

 â€¨â€Š call

 â€¨â€Š for

 â€¨â€Š learning

 â€¨â€Š disabled

 â€¨â€Š students

 â€¨â€Š to

 â€¨â€Š be

 â€¨â€Š afforded

 â€¨â€Š full

 â€¨â€Š educational

 â€¨â€Š opportunities

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š public

 â€¨â€Š school

 â€¨â€Š system.

 â€¨â€Š Because

 â€¨â€Š there

 â€¨â€Š were

 â€¨â€Š no

 â€¨â€Š laws

 â€¨â€Š on

 â€¨â€Š dealing

 â€¨â€Š with

 â€¨â€Š learning

 â€¨â€Š disabled

 â€¨â€Šchildren

 â€¨â€Šin

 â€¨â€Šschools,

 â€¨â€Šindividual

 â€¨â€Šparents

 â€¨â€Šappealed

 â€¨â€Š –‘ •…Š‘‘Ž ‘ˆĎ?‹…‹ƒŽ• ‹Â? ƒ……‘Â?Â?‘†ƒ–‹Â?‰ –Š‡‹” …Š‹Ž†”‡Â?ÇĄ which

 â€¨â€Š met

 â€¨â€Š with

 â€¨â€Š mixed

 â€¨â€Š results;

 â€¨â€Š in

 â€¨â€Š fact,

 â€¨â€Š one

 â€¨â€Š million

 â€¨â€Š learning

 â€¨â€Šdisabled

 â€¨â€Šchildren

 â€¨â€Šwere

 â€¨â€Šexcluded

 â€¨â€Šfrom

 â€¨â€Šattending

 â€¨â€Š school.41

 â€¨â€Š This

 â€¨â€Š situation

 â€¨â€Š led

 â€¨â€Š the

 â€¨â€Š Pennsylvania

 â€¨â€Š Association

 â€¨â€Š ˆ‘” ‡–ƒ”†‡† Š‹Ž†”‡Â? Č‹ ČŒ –‘ Ď?‹Ž‡ ƒ ˆ‘”Â?ƒŽ …‘Â?’Žƒ‹Â?– against

 â€¨â€Šthe

 â€¨â€Šstate

 â€¨â€Šof

 â€¨â€ŠPennsylvania

 â€¨â€Šin

 â€¨â€Š1972.

 â€¨â€ŠIn

 â€¨â€ŠPennsylvania

 â€¨â€Š

Association

 â€¨â€Šfor

 â€¨â€ŠRetarded

 â€¨â€ŠChildren

 â€¨â€Š(PARC)

 â€¨â€Šv.

 â€¨â€ŠCommonwealth

 â€¨â€Š of

 â€¨â€Š Pennsylvania,

 â€¨â€Š the

 â€¨â€Š PARC

 â€¨â€Š argued

 â€¨â€Š that

 â€¨â€Š the

 â€¨â€Š learning

 â€¨â€Š disabled

 â€¨â€Š had

 â€¨â€Š a

 â€¨â€Š fundamental

 â€¨â€Š right

 â€¨â€Š to

 â€¨â€Š an

 â€¨â€Š appropriate

 â€¨â€Š ‡†—…ƒ–‹‘Â?ÇĄ ™Š‹…Š ™ƒ• †‡Ď?‹Â?‡† ĥ Ž‡ƒ”Â?‹Â?‰ ƒÂ?† Â?ƒ•–‡”‹Â?‰ basic

 â€¨â€Š academic

 â€¨â€Š subjects

 â€¨â€Š to

 â€¨â€Š the

 â€¨â€Š fullest

 â€¨â€Š extent

 â€¨â€Š possible.

 â€¨â€Š In

 â€¨â€Š the

 â€¨â€Š written

 â€¨â€Š decision

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š case,

 â€¨â€Š Judges

 â€¨â€Š Masterson

 â€¨â€Š and

 â€¨â€Š Broderick

 â€¨â€Š wrote:

 â€¨â€Š “Expert

 â€¨â€Š testimony

 â€¨â€Š in

 â€¨â€Š this

 â€¨â€Š action

 â€¨â€Š indicates

 â€¨â€Š that

 â€¨â€Š all

 â€¨â€Š mentally

 â€¨â€Š retarded

 â€¨â€Š persons

 â€¨â€Š are

 â€¨â€Š capable

 â€¨â€Š ‘ˆ „‡Â?‡Ď?‹–‹Â?‰ ˆ”‘Â? ƒ ’”‘‰”ƒÂ? ‘ˆ ‡†—…ƒ–‹‘Â? ƒÂ?† –”ƒ‹Â?‹Â?‰Ǽ Č?ƒÂ?†Č? ƒ”‡ …ƒ’ƒ„Ž‡ ‘ˆ ƒ…Š‹‡˜‹Â?‰ Â•Â‡ÂŽÂˆÇŚÂ•Â—ÂˆĎ?‹…‹‡Â?…›Ǥdz42

 â€¨â€Š The

 â€¨â€Š decision

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šcase

 â€¨â€Šand

 â€¨â€Šthe

 â€¨â€Šsubsequent

 â€¨â€Šmandated

 â€¨â€Špolicy

 â€¨â€Š changes

 â€¨â€Šrequiring

 â€¨â€Šthe

 â€¨â€Šschool

 â€¨â€Što

 â€¨â€Šprovide

 â€¨â€Šan

 â€¨â€Šappropriate

 â€¨â€Š education

 â€¨â€Š for

 â€¨â€Š all

 â€¨â€Š students,

 â€¨â€Š including

 â€¨â€Š those

 â€¨â€Š that

 â€¨â€Š were

 â€¨â€Š learning

 â€¨â€Šdisabled,

 â€¨â€Šestablished

 â€¨â€Šthe

 â€¨â€Štime

 â€¨â€Šspent

 â€¨â€Šin

 â€¨â€Ša

 â€¨â€Šnormal

 â€¨â€Š classroom

 â€¨â€Š as

 â€¨â€Š the

 â€¨â€Š standard

 â€¨â€Š by

 â€¨â€Š which

 â€¨â€Š the

 â€¨â€Š severity

 â€¨â€Š of

 â€¨â€Š a

 â€¨â€Š child’s

 â€¨â€Šlearning

 â€¨â€Šdisability

 â€¨â€Šwas

 â€¨â€Šmeasured.

 â€¨â€Š

 â€¨â€Š Emboldened

 â€¨â€Š by

 â€¨â€Š the

 â€¨â€Š results

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š Pennsylvania

 â€¨â€Š case,

 â€¨â€Š thirty-­â€?six

 â€¨â€Š other

 â€¨â€Š learning-­â€?disabled

 â€¨â€Š advocacy

 â€¨â€Š groups

 â€¨â€Š Ď?‹Ž‡† •‹Â?‹Žƒ” …‘Â?’Žƒ‹Â?–• ƒ‰ƒ‹Â?•– –Š‡‹” ”‡•’‡…–‹˜‡ •–ƒ–‡ governments.43

 â€¨â€Š Advocates

 â€¨â€Š for

 â€¨â€Š the

 â€¨â€Š learning

 â€¨â€Š disabled

 â€¨â€Š throughout

 â€¨â€Š the

 â€¨â€Š country

 â€¨â€Š fought

 â€¨â€Š to

 â€¨â€Š implement

 â€¨â€Š a

 â€¨â€Š concept

 â€¨â€Š that

 â€¨â€Šthey

 â€¨â€Štermed

 â€¨â€Šâ€œmainstreaming,â€?

 â€¨â€Šin

 â€¨â€Šwhich

 â€¨â€Ša

 â€¨â€Šchild

 â€¨â€Šwould

 â€¨â€Š remain

 â€¨â€Š in

 â€¨â€Š a

 â€¨â€Š regular

 â€¨â€Š classroom

 â€¨â€Š as

 â€¨â€Š much

 â€¨â€Š as

 â€¨â€Š physically

 â€¨â€Š and

 â€¨â€Š mentally

 â€¨â€Š possible.

 â€¨â€Š M.

 â€¨â€Š Stephen

 â€¨â€Š Lilly,

 â€¨â€Š the

 â€¨â€Š Director

 â€¨â€Š of

 â€¨â€Š Special

 â€¨â€ŠEducation

 â€¨â€ŠPrograms

 â€¨â€Šin

 â€¨â€ŠDuluth,

 â€¨â€ŠMinnesota,

 â€¨â€Šwrote

 â€¨â€Š that

 â€¨â€Š mainstreaming

 â€¨â€Š would

 â€¨â€Š force

 â€¨â€Š “regular

 â€¨â€Š classroom

 â€¨â€Š teachers

 â€¨â€Š and

 â€¨â€Š special

 â€¨â€Š educators

 â€¨â€Š to

 â€¨â€Š meet

 â€¨â€Š the

 â€¨â€Š needs

 â€¨â€Š of

 â€¨â€Š students.â€?44

 â€¨â€Š In

 â€¨â€Š this

 â€¨â€Š scheme,

 â€¨â€Š the

 â€¨â€Š regular

 â€¨â€Š teacher

 â€¨â€Š focused

 â€¨â€Š on

 â€¨â€Šthe

 â€¨â€Šacademics

 â€¨â€Šin

 â€¨â€Ša

 â€¨â€Šnormal

 â€¨â€Šclassroom

 â€¨â€Šwhile

 â€¨â€Šthe

 â€¨â€Šspecial

 â€¨â€Š educator

 â€¨â€Š would

 â€¨â€Š help

 â€¨â€Š correct

 â€¨â€Š any

 â€¨â€Š social

 â€¨â€Š behaviors

 â€¨â€Š in

 â€¨â€Š a

 â€¨â€Š separate

 â€¨â€Šsetting.

 â€¨â€ŠThe

 â€¨â€Šbalance

 â€¨â€Šbetween

 â€¨â€Šthe

 â€¨â€Štwo

 â€¨â€Šclassroom

 â€¨â€Š settings

 â€¨â€Šwould

 â€¨â€Šdepend

 â€¨â€Šwholly

 â€¨â€Šon

 â€¨â€Šthe

 â€¨â€Šseverity

 â€¨â€Šof

 â€¨â€Ša

 â€¨â€Šchild’s

 â€¨â€Š learning

 â€¨â€Šdisability.

 â€¨â€Š A

 â€¨â€Šfundamental

 â€¨â€Šassumption

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šmainstreaming

 â€¨â€Š theory

 â€¨â€Š was

 â€¨â€Š the

 â€¨â€Š belief

 â€¨â€Š that

 â€¨â€Š a

 â€¨â€Š child

 â€¨â€Š who

 â€¨â€Š remained

 â€¨â€Š in

 â€¨â€Š a

 â€¨â€Š regular

 â€¨â€Š classroom

 â€¨â€Š without

 â€¨â€Š any

 â€¨â€Š trouble

 â€¨â€Š was

 â€¨â€Š considered

 â€¨â€Š normal.

 â€¨â€Š It

 â€¨â€Š was

 â€¨â€Š also

 â€¨â€Š predicated

 â€¨â€Š on

 â€¨â€Š the

 â€¨â€Š belief

 â€¨â€Š that

 â€¨â€Š all

 â€¨â€Š individuals,

 â€¨â€Š including

 â€¨â€Š the

 â€¨â€Š learning

 â€¨â€Š disabled,

 â€¨â€Š should

 â€¨â€Š be

 â€¨â€Š able

 â€¨â€Š to

 â€¨â€Š lead

 â€¨â€Š their

 â€¨â€Š own

 â€¨â€Š lives.45

 â€¨â€Š In

 â€¨â€Š order

 â€¨â€Š to

 â€¨â€Š guarantee

 â€¨â€Š that

 â€¨â€Š this

 â€¨â€Šidealized

 â€¨â€Šprinciple

 â€¨â€Šcame

 â€¨â€Što

 â€¨â€Šfruition,

 â€¨â€Šadvocates

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Š learning

 â€¨â€Š disabled

 â€¨â€Š argued

 â€¨â€Š that

 â€¨â€Š these

 â€¨â€Š children

 â€¨â€Š had

 â€¨â€Š to

 â€¨â€Š be

 â€¨â€Š equipped

 â€¨â€Š with

 â€¨â€Š the

 â€¨â€Š necessary

 â€¨â€Š academic

 â€¨â€Š skills

 â€¨â€Š in

 â€¨â€Š order

 â€¨â€Š to

 â€¨â€Š be

 â€¨â€Šon

 â€¨â€Špar

 â€¨â€Šwith

 â€¨â€Štheir

 â€¨â€Špeers

 â€¨â€Šlater

 â€¨â€Šin

 â€¨â€Šlife

 â€¨â€Šand

 â€¨â€Šthe

 â€¨â€Šamount

 â€¨â€Šof

 â€¨â€Š time

 â€¨â€Šspent

 â€¨â€Šin

 â€¨â€Ša

 â€¨â€Šnormal

 â€¨â€Šclassroom

 â€¨â€Šwould

 â€¨â€Šhelp

 â€¨â€Šin

 â€¨â€Šrealizing

 â€¨â€Š this

 â€¨â€Šgoal.

 â€¨â€Š

 â€¨â€Š In

 â€¨â€Š June

 â€¨â€Š 1975,

 â€¨â€Š building

 â€¨â€Š on

 â€¨â€Š the

 â€¨â€Š legal

 â€¨â€Š success

 â€¨â€Š of

 â€¨â€Š learning

 â€¨â€Š disabled

 â€¨â€Š advocacy

 â€¨â€Š groups

 â€¨â€Š throughout

 â€¨â€Š the

 â€¨â€Š country

 â€¨â€Šon

 â€¨â€Šcourt

 â€¨â€Šcases,

 â€¨â€ŠCongress

 â€¨â€Špassed

 â€¨â€Šthe

 â€¨â€ŠEducation

 â€¨â€Šfor

 â€¨â€Š All

 â€¨â€ŠHandicapped

 â€¨â€ŠChildren

 â€¨â€ŠAct

 â€¨â€Š(EAHCA)

 â€¨â€Šby

 â€¨â€Ša

 â€¨â€Šsubstantial

 â€¨â€Š margin

 â€¨â€Š in

 â€¨â€Š both

 â€¨â€Š houses.46

 â€¨â€Š The

 â€¨â€Š legislation

 â€¨â€Š provided

 â€¨â€Š a

 â€¨â€Š •’‡…‹Ď?‹… ’‘Ž‹…› –Šƒ– ‡ƒ…Š •…Š‘‘Ž ™ƒ• ”‡“—‹”‡† –‘ ˆ‘ŽŽ‘™Ǥ Titled

 â€¨â€Šthe

 â€¨â€ŠIndividualized

 â€¨â€ŠEducation

 â€¨â€ŠProgram

 â€¨â€Š(IEP),

 â€¨â€Šbased

 â€¨â€Š in

 â€¨â€Š part

 â€¨â€Š on

 â€¨â€Š J.E.

 â€¨â€Š Wallace

 â€¨â€Š Wallin’s

 â€¨â€Š “Baltimore

 â€¨â€Š Planâ€?

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š ͳ͝;Ͳ•ǥ ƒ •’‡…‹Ď?‹… ‡†—…ƒ–‹‘Â? ’ŽƒÂ? ™ƒ• –‘ „‡ †‡˜‡Ž‘’‡† ˆ‘”


42 each

 â€¨â€Šlearning-­â€?disabled

 â€¨â€Šchild

 â€¨â€Šby

 â€¨â€Šthe

 â€¨â€Šschool

 â€¨â€Šin

 â€¨â€Šconjunction

 â€¨â€Š objective

 â€¨â€Š standard

 â€¨â€Š for

 â€¨â€Š identifying

 â€¨â€Š hyperactivity,

 â€¨â€Š became

 â€¨â€Š with

 â€¨â€Š parents,

 â€¨â€Š psychiatrists

 â€¨â€Š and

 â€¨â€Š psychologists.

 â€¨â€Š

 â€¨â€Š In

 â€¨â€Š a

 â€¨â€Š tool

 â€¨â€Š that

 â€¨â€Š teachers

 â€¨â€Š used

 â€¨â€Š to

 â€¨â€Š track

 â€¨â€Š the

 â€¨â€Š number

 â€¨â€Š of

 â€¨â€Š eligible

 â€¨â€Š essence,

 â€¨â€Š the

 â€¨â€Š IEP

 â€¨â€Š was

 â€¨â€Š a

 â€¨â€Š treatment

 â€¨â€Š plan

 â€¨â€Š for

 â€¨â€Š the

 â€¨â€Š learning

 â€¨â€Š children.

 â€¨â€ŠA

 â€¨â€ŠUniversity

 â€¨â€Šof

 â€¨â€ŠFlorida

 â€¨â€Šresearch

 â€¨â€Šteam

 â€¨â€Šimplored

 â€¨â€Š †‹•ƒ„Ž‡† …Š‹Ž†Ǥ ˆ–‡” ƒ ’•›…Š‹ƒ–”‹•– …‘Â?Ď?‹”Â?‡† –Šƒ– ƒ educators

 â€¨â€Š to

 â€¨â€Š use

 â€¨â€Š the

 â€¨â€Š “best

 â€¨â€Š tools

 â€¨â€Š availableâ€?

 â€¨â€Š in

 â€¨â€Š identifying

 â€¨â€Š child

 â€¨â€Š was

 â€¨â€Š learning

 â€¨â€Š disabled,

 â€¨â€Š the

 â€¨â€Š adults

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š child’s

 â€¨â€Š Č? ’‡…‹Ď?‹… ‡ƒ”Â?‹Â?‰ ‹•ƒ„Ž‡†Č? …Š‹Ž†”‡Â?ÇĄ DzŽ‡ƒ†‹Â?‰ –‘ –Š‡ life,

 â€¨â€Š including

 â€¨â€Š the

 â€¨â€Š principal,

 â€¨â€Š teacher,

 â€¨â€Š parents,

 â€¨â€Š school

 â€¨â€Š placement

 â€¨â€Š in

 â€¨â€Š programs

 â€¨â€Š that

 â€¨â€Š prevented

 â€¨â€Š or

 â€¨â€Š reduced

 â€¨â€Š the

 â€¨â€Š counselor

 â€¨â€Š and

 â€¨â€Š psychiatrist,

 â€¨â€Š learning

 â€¨â€Š and

 â€¨â€Š socio-­â€?emotional

 â€¨â€Š would

 â€¨â€Š hold

 â€¨â€Š a

 â€¨â€Š meeting

 â€¨â€Š at

 â€¨â€Š the

 â€¨â€Š problemsâ€?

 â€¨â€Š of

 â€¨â€Šthese

 â€¨â€Šchildren.48

 â€¨â€Š school

 â€¨â€Š to

 â€¨â€Š determine

 â€¨â€Š the

 â€¨â€Š best

 â€¨â€Š Educators

 â€¨â€Š already

 â€¨â€Š had

 â€¨â€Š the

 â€¨â€Š medical

 â€¨â€Š treatment

 â€¨â€Š options

 â€¨â€Š „‡•– •…‹‡Â?–‹Ď?‹… –‘‘Ž ƒ”‘—Â?† Through

 â€¨â€Š the

 â€¨â€Š IEP,

 â€¨â€Š the

 â€¨â€Š school

 â€¨â€Š had

 â€¨â€Š and

 â€¨â€Šset

 â€¨â€Šacademic

 â€¨â€Šgoals

 â€¨â€Šfor

 â€¨â€Šthe

 â€¨â€Š –

 â€¨â€Š the

 â€¨â€Š CTRS

 â€¨â€Š –

 â€¨â€Š and

 â€¨â€Š used

 â€¨â€Š it

 â€¨â€Š to

 â€¨â€Š student.

 â€¨â€Š Every

 â€¨â€Š year

 â€¨â€Š after,

 â€¨â€Š the

 â€¨â€Š once

 â€¨â€Š again

 â€¨â€Š become

 â€¨â€Š a

 â€¨â€Š recognized

 â€¨â€Š recognize

 â€¨â€Š learning-­â€?disabled

 â€¨â€Š teacher

 â€¨â€Š and

 â€¨â€Š principal

 â€¨â€Š were

 â€¨â€Š center

 â€¨â€Šfor

 â€¨â€Šdiagnosis

 â€¨â€Šand

 â€¨â€Štreatment,

 â€¨â€Š students.

 â€¨â€ŠWith

 â€¨â€Šthis

 â€¨â€Šinstrument

 â€¨â€Š required

 â€¨â€Što

 â€¨â€Šreevaluate

 â€¨â€Šthe

 â€¨â€Šchild

 â€¨â€Š as

 â€¨â€Šthe

 â€¨â€Šlaw

 â€¨â€Šrequired

 â€¨â€Šeducators

 â€¨â€Šâ€“

 â€¨â€Šnot

 â€¨â€Š in

 â€¨â€Š hand,

 â€¨â€Š hyperactivity

 â€¨â€Š became

 â€¨â€Š to

 â€¨â€Š see

 â€¨â€Š if

 â€¨â€Š the

 â€¨â€Š IEP

 â€¨â€Š standards

 â€¨â€Š for

 â€¨â€Š the

 â€¨â€Š major

 â€¨â€Š objective

 â€¨â€Š sign

 â€¨â€Š for

 â€¨â€Š that

 â€¨â€Š year

 â€¨â€Š had

 â€¨â€Š been

 â€¨â€Š met.

 â€¨â€Š After

 â€¨â€Š the

 â€¨â€Š psychiatrist

 â€¨â€Š or

 â€¨â€Š the

 â€¨â€Š parent

 â€¨â€Š –

 â€¨â€Š to

 â€¨â€Š teachers

 â€¨â€Šin

 â€¨â€Šidentifying

 â€¨â€Špossibly

 â€¨â€Š determining

 â€¨â€Š this,

 â€¨â€Š the

 â€¨â€Š adults

 â€¨â€Š determine

 â€¨â€Š whether

 â€¨â€Š targets

 â€¨â€Š had

 â€¨â€Š learning

 â€¨â€Šdisabled

 â€¨â€Šchildren. would

 â€¨â€Š come

 â€¨â€Š together

 â€¨â€Š once

 â€¨â€Š

 â€¨â€Š Because

 â€¨â€Š the

 â€¨â€Š IEP

 â€¨â€Š been

 â€¨â€Šmet. again

 â€¨â€Š to

 â€¨â€Š set

 â€¨â€Š new

 â€¨â€Š treatment

 â€¨â€Š framework

 â€¨â€Š included

 â€¨â€Š the

 â€¨â€Š options

 â€¨â€Š and

 â€¨â€Š academic

 â€¨â€Š goals

 â€¨â€Š amelioration

 â€¨â€Š of

 â€¨â€Š hyperactivity

 â€¨â€Š in

 â€¨â€Š light

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š results

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š as

 â€¨â€Š a

 â€¨â€Š yearly

 â€¨â€Š goal,

 â€¨â€Š teachers

 â€¨â€Š past

 â€¨â€Š year.

 â€¨â€Š Through

 â€¨â€Š the

 â€¨â€Š IEP,

 â€¨â€Š the

 â€¨â€Š continued

 â€¨â€Š to

 â€¨â€Š use

 â€¨â€Š stimulant

 â€¨â€Š school

 â€¨â€Š had

 â€¨â€Š once

 â€¨â€Š again

 â€¨â€Š become

 â€¨â€Š a

 â€¨â€Š recognized

 â€¨â€Š center

 â€¨â€Š for

 â€¨â€Š medication

 â€¨â€Š for

 â€¨â€Š many

 â€¨â€Š learning

 â€¨â€Š disabled

 â€¨â€Š children.

 â€¨â€Š This

 â€¨â€Š diagnosis

 â€¨â€Šand

 â€¨â€Štreatment,

 â€¨â€Šas

 â€¨â€Šthe

 â€¨â€Šlaw

 â€¨â€Šrequired

 â€¨â€Šeducators

 â€¨â€Šâ€“

 â€¨â€Š was

 â€¨â€Š also

 â€¨â€Š due

 â€¨â€Š in

 â€¨â€Š part

 â€¨â€Š to

 â€¨â€Š the

 â€¨â€Š EAHCA

 â€¨â€Š requirement

 â€¨â€Š that

 â€¨â€Š not

 â€¨â€Šthe

 â€¨â€Špsychiatrist

 â€¨â€Šor

 â€¨â€Šthe

 â€¨â€Šparent

 â€¨â€Šâ€“

 â€¨â€Što

 â€¨â€Šdetermine

 â€¨â€Šwhether

 â€¨â€Š all

 â€¨â€Š learning

 â€¨â€Š disabled

 â€¨â€Š students

 â€¨â€Š be

 â€¨â€Š mainstreamed

 â€¨â€Š into

 â€¨â€Š targets

 â€¨â€Šhad

 â€¨â€Šbeen

 â€¨â€Šmet. regular

 â€¨â€Šclassrooms

 â€¨â€Što

 â€¨â€Šthe

 â€¨â€Šfullest

 â€¨â€Šextent

 â€¨â€Špossible,

 â€¨â€Šwhich

 â€¨â€Š posed

 â€¨â€Š problems

 â€¨â€Š for

 â€¨â€Š many

 â€¨â€Š teachers.

 â€¨â€Š As

 â€¨â€Š Nicholas

 â€¨â€Š Vacc

 â€¨â€Š ƒÂ?…› ‹”•–ǥ –™‘ ‡†—…ƒ–‹‘Â?ƒŽ ‘ˆĎ?‹…‹ƒŽ• ‹Â? –Š‡ ‡™ Hyperactivity

 â€¨â€Šas

 â€¨â€Šan

 â€¨â€ŠIndicator,

 â€¨â€ŠDrugs

 â€¨â€Š ƒÂ?† York

 â€¨â€Š State

 â€¨â€Š Department

 â€¨â€Š of

 â€¨â€Š Education,

 â€¨â€Š asserted

 â€¨â€Š in

 â€¨â€Š their

 â€¨â€Š survey

 â€¨â€Š of

 â€¨â€Š teachers,

 â€¨â€Š most

 â€¨â€Š believed

 â€¨â€Š that

 â€¨â€Š they

 â€¨â€Š “would

 â€¨â€Š have

 â€¨â€Š as

 â€¨â€Šthe

 â€¨â€ŠTreatment detrimental

 â€¨â€Šeffects

 â€¨â€Šon

 â€¨â€Šthe

 â€¨â€Šnonhandicapped

 â€¨â€Šchildrenâ€?

 â€¨â€Šin

 â€¨â€Ša

 â€¨â€Š 49

 â€¨â€Š With

 â€¨â€Šthe

 â€¨â€Špassage

 â€¨â€Šof

 â€¨â€ŠEAHCA

 â€¨â€Šin

 â€¨â€Š1975,

 â€¨â€Šhyperactivity,

 â€¨â€Š classroom.

 â€¨â€Š Because

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š requirement

 â€¨â€Š to

 â€¨â€Š mainstream,

 â€¨â€Š once

 â€¨â€Š thought

 â€¨â€Š to

 â€¨â€Š be

 â€¨â€Š a

 â€¨â€Š discrete

 â€¨â€Š learning

 â€¨â€Š disorder,

 â€¨â€Š many

 â€¨â€Šteachers

 â€¨â€Šsaw

 â€¨â€Šmedication

 â€¨â€Šas

 â€¨â€Šthe

 â€¨â€Šbest

 â€¨â€Šway

 â€¨â€Što

 â€¨â€Šmanage

 â€¨â€Š became

 â€¨â€Š a

 â€¨â€Š symptom

 â€¨â€Š of

 â€¨â€Š other

 â€¨â€Š learning

 â€¨â€Š disabilities,

 â€¨â€Š as

 â€¨â€Š classrooms

 â€¨â€Š while

 â€¨â€Š meeting

 â€¨â€Š federal

 â€¨â€Š requirements

 â€¨â€Š for

 â€¨â€Š 50 hyperactivity

 â€¨â€Š was

 â€¨â€Š not

 â€¨â€Š included

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š eligible

 â€¨â€Š list

 â€¨â€Š of

 â€¨â€Š learning

 â€¨â€Šdisabled

 â€¨â€Šstudents.

 â€¨â€ŠIn

 â€¨â€Š1975,

 â€¨â€Šwhen

 â€¨â€Šthe

 â€¨â€ŠEAHCA

 â€¨â€Š accepted

 â€¨â€Šimpairments

 â€¨â€Šat

 â€¨â€Šthe

 â€¨â€Štime.

 â€¨â€ŠHowever,

 â€¨â€Šthe

 â€¨â€Šresearch

 â€¨â€Š ™ƒ• Ď?‹”•– ‹Â?’Ž‡Â?‡Â?–‡†ǥ ƒ’’”‘š‹Â?ƒ–‡Ž› ͳ͡ͲǥͲͲͲ …Š‹Ž†”‡Â? ƒÂ?† †‡„ƒ–‡• •—””‘—Â?†‹Â?‰ –Š‡ †‡Ď?‹Â?‹–‹‘Â?ÇĄ †‹ƒ‰Â?‘•‹• ƒÂ?† were

 â€¨â€Š taking

 â€¨â€Š Ritalin.

 â€¨â€Š By

 â€¨â€Š 1988,

 â€¨â€Š the

 â€¨â€Š number

 â€¨â€Š of

 â€¨â€Š children

 â€¨â€Š on

 â€¨â€Š treatment

 â€¨â€Šof

 â€¨â€Šhyperactivity

 â€¨â€Šplayed

 â€¨â€Ša

 â€¨â€Škey

 â€¨â€Špart

 â€¨â€Šin

 â€¨â€Šidentifying

 â€¨â€Š Ritalin

 â€¨â€Š had

 â€¨â€Š increased

 â€¨â€Š over

 â€¨â€Š 500

 â€¨â€Š percent

 â€¨â€Š to

 â€¨â€Š one

 â€¨â€Š million

 â€¨â€Š 51 students

 â€¨â€Š who

 â€¨â€Š would

 â€¨â€Š be

 â€¨â€Š eligible

 â€¨â€Š for

 â€¨â€Š services

 â€¨â€Š under

 â€¨â€Š the

 â€¨â€Š children.

 â€¨â€Š With

 â€¨â€Š this

 â€¨â€Š unprecedented

 â€¨â€Š growth

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š legislation.

 â€¨â€Š For

 â€¨â€Š learning

 â€¨â€Š disabled

 â€¨â€Š students,

 â€¨â€Š as

 â€¨â€Š Floyd

 â€¨â€Š number

 â€¨â€Šof

 â€¨â€Šchildren

 â€¨â€Štaking

 â€¨â€ŠRitalin,

 â€¨â€Šoriginally

 â€¨â€Šintended

 â€¨â€Šfor

 â€¨â€Š Hudson

 â€¨â€Š and

 â€¨â€Š Steve

 â€¨â€Š Graham

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š Learning

 â€¨â€Š Disabilities

 â€¨â€Š hyperactivity,

 â€¨â€Š there

 â€¨â€Š would

 â€¨â€Š be

 â€¨â€Š a

 â€¨â€Š new

 â€¨â€Š push

 â€¨â€Š to

 â€¨â€Š recognize

 â€¨â€Š ˆĎ?‹…‡ ‹Â? –Š‡ ‡’ƒ”–Â?‡Â?– ‘ˆ ’‡…‹ƒŽ †—…ƒ–‹‘Â? ™”‘–‡ǥ –Š‡ –Š‡ Â?‡™ ‘ˆĎ?‹…‹ƒŽ Â?ƒÂ?‡ ‘ˆ –Š‡ †‹ƒ‰Â?‘•‹•ǥ Dz ––‡Â?–‹‘Â? ‡Ď?‹…‹– IEP

 â€¨â€Šteam

 â€¨â€Šat

 â€¨â€Ša

 â€¨â€Šschool

 â€¨â€Šhad

 â€¨â€Što

 â€¨â€Šsee

 â€¨â€Ša

 â€¨â€Šreduction

 â€¨â€Šin

 â€¨â€Šhyperactivity

 â€¨â€Š ‹•‘”†‡”ǥdz ĥ ƒ •’‡…‹Ď?‹… Ž‡ƒ”Â?‹Â?‰ †‹•ƒ„‹Ž‹–› ‹Â? –Š‡ ”‡˜‹•‹‘Â? to

 â€¨â€Š account

 â€¨â€Š for

 â€¨â€Š an

 â€¨â€Š improvement

 â€¨â€Š of

 â€¨â€Š “behavioral

 â€¨â€Š skills.â€?47

 â€¨â€Š of

 â€¨â€Šthe

 â€¨â€ŠEAHCA

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€Šlast

 â€¨â€Šdecade

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Štwentieth

 â€¨â€Šcentury. Because

 â€¨â€Š hyperactivity

 â€¨â€Š was

 â€¨â€Š accepted

 â€¨â€Š as

 â€¨â€Š a

 â€¨â€Š symptomatic

 â€¨â€Š expression

 â€¨â€Šof

 â€¨â€Šmany

 â€¨â€Šlearning

 â€¨â€Šdisabilities,

 â€¨â€Šeducators

 â€¨â€Šsaw

 â€¨â€Š ADD

 â€¨â€ŠBecomes

 â€¨â€Ša

 â€¨â€ŠLearning

 â€¨â€ŠDisability:

 â€¨â€Š it

 â€¨â€Šas

 â€¨â€Šan

 â€¨â€Šindicator

 â€¨â€Šof

 â€¨â€Šwhether

 â€¨â€Ša

 â€¨â€Šstudent

 â€¨â€Šwas

 â€¨â€Šmeeting

 â€¨â€Šhis

 â€¨â€Š Return

 â€¨â€Što

 â€¨â€ŠCharles

 â€¨â€ŠBradley yearly

 â€¨â€ŠIEP

 â€¨â€Štarget

 â€¨â€Šgoals.

 â€¨â€Š In

 â€¨â€Š addition

 â€¨â€Š to

 â€¨â€Š this

 â€¨â€Š general

 â€¨â€Š perception

 â€¨â€Š shift

 â€¨â€Š In

 â€¨â€Š 1987,

 â€¨â€Š a

 â€¨â€Š national

 â€¨â€Š organization,

 â€¨â€Š Children

 â€¨â€Š and

 â€¨â€Š amongst

 â€¨â€Š the

 â€¨â€Š public

 â€¨â€Š on

 â€¨â€Š hyperactivity,

 â€¨â€Š many

 â€¨â€Š schools

 â€¨â€Š

 â€¨â€Š implemented

 â€¨â€Špre-­â€?screening

 â€¨â€Šprograms

 â€¨â€Šafter

 â€¨â€Šthe

 â€¨â€Špassage

 â€¨â€Š †—Ž–• ™‹–Š ––‡Â?–‹‘Â? ‡Ď?‹…‹– ‹•‘”†‡” Č‹ ČŒ ™ƒ• of

 â€¨â€Šthe

 â€¨â€ŠEAHCA,

 â€¨â€Šas

 â€¨â€Šthe

 â€¨â€Šlaw

 â€¨â€Šforbade

 â€¨â€Šschools

 â€¨â€Šfrom

 â€¨â€Šdenying

 â€¨â€Šan

 â€¨â€Š founded

 â€¨â€Š to

 â€¨â€Š support

 â€¨â€Š people

 â€¨â€Š with

 â€¨â€Š ADD.

 â€¨â€Š The

 â€¨â€Š organization

 â€¨â€Š education

 â€¨â€Š to

 â€¨â€Š learning

 â€¨â€Š disabled

 â€¨â€Š children

 â€¨â€Š due

 â€¨â€Š to

 â€¨â€Š cost.

 â€¨â€Š The

 â€¨â€Š „‡‰ƒÂ? –‘ Ž‘„„› ‘Â?‰”‡•• –‘ ‹Â?…Ž—†‡ ––‡Â?–‹‘Â? ‡Ď?‹…‹– Conners

 â€¨â€ŠTeacher

 â€¨â€ŠRating

 â€¨â€ŠScale

 â€¨â€Š(CTRS),

 â€¨â€Šas

 â€¨â€Šan

 â€¨â€Šaccepted

 â€¨â€Šand

 â€¨â€Š Disorder

 â€¨â€Š (ADD)

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š list

 â€¨â€Š of

 â€¨â€Š learning

 â€¨â€Š disabilities

 â€¨â€Š in

 â€¨â€Š

Synthesis,

 â€¨â€ŠIssue

 â€¨â€Š1,

 â€¨â€ŠMay

 â€¨â€Š2009


43 the

Education

for

All

Handicapped

Children

Act,

which

Lauro

Caravazos,

a

trained

physiologist

and

former

dean

Congress

later

changed

to

the

Individuals

with

Disabilities

of

the

Tufts

University

School

of

Medicine,

to

solicit

Education

Act.

In

supporting

their

position,

CHADD

turned

“public

comments

on

the

appropriate

components

of

ϐ ϐ Ǯ ϐ ǯ Charles

Bradley

in

the

1930s.

Charles

Bradley

was

one

of

dz ϐ ϐ –

over

2,000

comments

poured

in

from

educators

and

ǡ ϐ psychiatrists.58

In

the

same

year,

the

National

Institute

stimulants

became

more

subdued

and

took

an

active

of

Mental

Health

(NIMH)

funded

a

two-­‐year

study,

which

interest

in

their

schoolwork.52

In

addition

to

testing

utilized

Positron

Emission

Tomography

(PET)

to

examine

stimulant

drugs,

he

and

his

research

team

based

their

the

brains

of

adults

who

were

diagnosed

with

ADD

conclusions

in

part

on

electroencephalograms

(EEG)

to

as

children.59

The

study

was

highly

publicized

and

its

mark

changes

before

and

after

drug

treatment.53

Bradley

results

were

anxiously

anticipated

due

to

the

controversy

ϐ ǡ ϐ ADD,

in

a

neuroanatomical

fashion

by

matching

different

Individuals

with

Disabilities

Education

Act

(IDEA).60

brain

patterns

to

a

clinical

counterpart.54

Though

Bradley

When

the

results

were

published

in

The

New

England

ϐ Journal

of

Medicine,

the

study

in

his

day,

in

the

1980s,

the

EEG

became

key

evidence

used

to

became

a

supposedly

objective

support

the

biological

notion

tool

to

justify

the

diagnosis

and

of

ADD,

stating

that

ADD

adults

ϐ The

EEG

set

the

foundation

for

had

different

brain

images

disorder.55 moving

beyond

the

realm

of

than

those

who

did

not

have

One

of

the

major

“Glucose

metabolism,

teacher

ratings

and

standardized

ADD:

ϐ both

global

and

regional,

was

links

between

the

EEG

and

exams

tracking

the

etiology

of

ADD

reduced

in

adults

who

had

been

the

ADD

diagnosis

and

by

placing

the

diagnosis

within

hyperactive

since

childhood.

treatment

was

Joel

Lubar,

a

a

wholly

biological

framework.

The

largest

reductions

were

Professor

of

Psychology

at

in

the

premotor

cortex

and

Bolstered

by

the

role

of

EEGs

the

University

of

Tennessee

at

the

superior

prefrontal

cortex

Knoxville.

In

the

late

1970s,

in

diagnosing

different

brain

areas

earlier

shown

to

be

he

tested

the

viability

of

the

disorders,

including

ADD,

new

involved

in

the

control

of

EEG

as

a

method

to

measure

brain

scan

technologies

were

used

attention

and

motor

activity.”61 psychophysiological

responses

The

timing

of

the

study

in

hyperkinetic

children

and

ϔ ǡ coincided

with

the

concluding

found

through

a

double-­‐ MRI

(Magnetic

Resonance

Imaging)

debates

surrounding

the

blind

test

that

there

were

and

SPECT

(Single

Photon

Emission

revision

of

the

IDEA

in

1990,

differences

between

them

and

and

CHADD

used

Zametkin’s

Computed

Tomography). normal

children.56

The

EEG

study

as

its

main

evidentiary

set

the

foundation

for

moving

point.62

Congress

was

beyond

the

realm

of

teacher

ǡ ϐ ratings

and

standardized

exams

tracking

the

etiology

of

became

a

recognized

learning

disability

under

the

ADD

by

placing

the

diagnosis

within

a

wholly

biological

Individuals

with

Disabilities

Education

Act.

However,

framework.

Bolstered

by

the

role

of

EEGs

in

diagnosing

educators

soon

became

confused

about

what

separated

different

brain

disorders,

including

ADD,

new

brain

scan

ADD

from

other

learning

disabilities.

This

confusion

ϐ ǡ led

the

U.S.

Department

of

Education

to

release

a

the

MRI

(Magnetic

Resonance

Imaging)

and

SPECT

ϐ Ǥ (Single

Photon

Emission

Computed

Tomography).57

With

Emphasizing

the

classroom

setting,

an

ADD

child

would

ϐ present

symptoms,

such

as

hyperactivity,

that

prevented

ϐ ǡ him

from

learning

in

a

normal

classroom.63

Though

much

ϐ ϐ ADD

children

and

non-­‐ADD

children

became

key

issues

maladjustment

to

the

formalization

of

ADD

as

a

learning

in

including

ADD

in

the

federal

legislation

revision.

disability,

one

theme

remained

the

same:

the

ability

to

When

the

bill

to

include

ADD

as

a

learning

learn

in

a

classroom

was

a

measure

of

mental

health.

ϐ ͳͻͺͻǡ

The

treatment

for

this

condition,

of

course,

hesitated.

It

authorized

the

Secretary

of

Education,

had

changed.

Even

with

the

backlash

against

stimulant


44 medication

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š 1970s,

 â€¨â€Š the

 â€¨â€Š American

 â€¨â€Š public

 â€¨â€Š came

 â€¨â€Š to

 â€¨â€Š accept

 â€¨â€Š Ritalin

 â€¨â€Š as

 â€¨â€Š an

 â€¨â€Š acceptable

 â€¨â€Š standard

 â€¨â€Š treatment

 â€¨â€Š ˆ‘” –Š‡•‡ …Š‹Ž†”‡Â?Ǥ Š‹• ™ƒ• Œ—•–‹Ď?‹‡† ‹Â? –Š‡ Â?ƒÂ?‡ ‘ˆ the

 â€¨â€Šchild’s

 â€¨â€Šwell-­â€?being,

 â€¨â€Šof

 â€¨â€Šcourse

 â€¨â€Šâ€“

 â€¨â€Šbut

 â€¨â€Šthe

 â€¨â€Šdrugs

 â€¨â€Šserved

 â€¨â€Š teachers

 â€¨â€Š and

 â€¨â€Š parents

 â€¨â€Š as

 â€¨â€Š well.

 â€¨â€Š With

 â€¨â€Š the

 â€¨â€Š mainstreaming

 â€¨â€Š concept

 â€¨â€Šrequired

 â€¨â€Šby

 â€¨â€Šthe

 â€¨â€ŠEAHCA,

 â€¨â€Šstimulant

 â€¨â€Šdrugs

 â€¨â€Šallowed

 â€¨â€Š educators

 â€¨â€Š and

 â€¨â€Š parents

 â€¨â€Š to

 â€¨â€Š avoid

 â€¨â€Š the

 â€¨â€Š paperwork

 â€¨â€Š and

 â€¨â€Š extensive

 â€¨â€Š discussions

 â€¨â€Š of

 â€¨â€Š an

 â€¨â€Š Individualized

 â€¨â€Š Education

 â€¨â€Š Program

 â€¨â€Š(IEP)

 â€¨â€Šand

 â€¨â€Šprovided

 â€¨â€Ša

 â€¨â€Šreliable

 â€¨â€Šmethod

 â€¨â€Šby

 â€¨â€Šwhich

 â€¨â€Š a

 â€¨â€Š child

 â€¨â€Š could

 â€¨â€Š learn

 â€¨â€Š in

 â€¨â€Š a

 â€¨â€Š normal

 â€¨â€Š classroom

 â€¨â€Š with

 â€¨â€Š minimal

 â€¨â€Š disruption

 â€¨â€Š to

 â€¨â€Š the

 â€¨â€Š overarching

 â€¨â€Š setting.64

 â€¨â€Š This

 â€¨â€Š push

 â€¨â€Š to

 â€¨â€Š reconceptualize

 â€¨â€Š hyperactivity

 â€¨â€Š as

 â€¨â€Š a

 â€¨â€Š biological

 â€¨â€Š condition

 â€¨â€Š called

 â€¨â€ŠADD

 â€¨â€Šcreated

 â€¨â€Ša

 â€¨â€Šparadoxical

 â€¨â€Šeffect,

 â€¨â€Šin

 â€¨â€Šwhich

 â€¨â€Šthe

 â€¨â€Šbasic

 â€¨â€Š ’”‹Â?…‹’Ž‡• ‘ˆ ƒ…ƒ†‡Â?‹… Â?ƒŽƒ†Œ—•–Â?‡Â?– ”‡Â?ƒ‹Â?‡† Ď?‹”Â? ‹Â? –Š‡ •…Š‘‘ŽǤ Â? –Š‡ ‘Â?‡ ŠƒÂ?†ǥ •…‹‡Â?–‹Ď?‹… ”‡•‡ƒ”…Š ‰”ƒ˜‹–ƒ–‡† –‘™ƒ”† ƒ „”ƒ‹Â?ÇŚÂ„ÂƒÂ•Â‡Â† †‡Ď?‹Â?‹–‹‘Â? ‘ˆ –Š‡ …‘Â?†‹–‹‘Â?Ǣ ‘Â? –Š‡ other

 â€¨â€Šhand,

 â€¨â€Šthe

 â€¨â€Šsymptoms

 â€¨â€Šof

 â€¨â€ŠADD

 â€¨â€Špre-­â€?dated

 â€¨â€Šthe

 â€¨â€Šdisorder.

 â€¨â€Š Though

 â€¨â€Š the

 â€¨â€Š child’s

 â€¨â€Š environment

 â€¨â€Š did

 â€¨â€Š not

 â€¨â€Š matter

 â€¨â€Š as

 â€¨â€Š much

 â€¨â€Š as

 â€¨â€Š it

 â€¨â€Š did

 â€¨â€Š before,

 â€¨â€Š the

 â€¨â€Š child

 â€¨â€Š who

 â€¨â€Š had

 â€¨â€Š ADD

 â€¨â€Š remained,

 â€¨â€Š at

 â€¨â€Š the

 â€¨â€Š core,

 â€¨â€Šacademically

 â€¨â€Šmaladjusted,

 â€¨â€Ša

 â€¨â€Štheme

 â€¨â€Šthat

 â€¨â€Šcontinues

 â€¨â€Š to

 â€¨â€Šthis

 â€¨â€Švery

 â€¨â€Šday.

 â€¨â€ŠEndnotes 1

 â€¨â€Š Walker

 â€¨â€ŠPercy,

 â€¨â€ŠThe

 â€¨â€ŠMessage

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€ŠBottle:

 â€¨â€ŠHow

 â€¨â€ŠQueer

 â€¨â€ŠMan

 â€¨â€ŠIs,

 â€¨â€Š How

 â€¨â€ŠQueer

 â€¨â€ŠLanguage

 â€¨â€ŠIs,

 â€¨â€Šand

 â€¨â€ŠWhat

 â€¨â€ŠOne

 â€¨â€ŠHas

 â€¨â€Što

 â€¨â€Šdo

 â€¨â€Šwith

 â€¨â€Šthe

 â€¨â€ŠOther

 â€¨â€Š (New

 â€¨â€ŠYork:

 â€¨â€ŠFarrar,

 â€¨â€ŠStraus

 â€¨â€Šand

 â€¨â€ŠGiroux,

 â€¨â€Š1977),

 â€¨â€Š119-­â€?120.

 â€¨â€Š 2

 â€¨â€Š

 â€¨â€ŠDEA

 â€¨â€ŠCongressional

 â€¨â€ŠTestimony:

 â€¨â€ŠTerrance

 â€¨â€ŠWoodworth,

 â€¨â€Š ‡’—–› ‹”‡…–‘”ǥ ˆĎ?‹…‡ ‘ˆ ‹˜‡”•‹‘Â? ‘Â?–”‘Žǥ ”—‰ Â?ˆ‘”…‡Â?‡Â?– Administration.

 â€¨â€ŠBefore

 â€¨â€Šthe

 â€¨â€ŠCommittee

 â€¨â€Šon

 â€¨â€ŠEducation

 â€¨â€Šand

 â€¨â€Šthe

 â€¨â€Š Workforce:

 â€¨â€ŠSubcommittee

 â€¨â€Šon

 â€¨â€ŠEarly

 â€¨â€ŠChildhood,

 â€¨â€ŠYouth

 â€¨â€Šand

 â€¨â€ŠFamilies,

 â€¨â€Š May

 â€¨â€Š16,

 â€¨â€Š2000. 3

 â€¨â€Š

 â€¨â€Šâ€˜Cosmetic

 â€¨â€Špsychopharmacology’

 â€¨â€Šwas

 â€¨â€Ša

 â€¨â€Šterm

 â€¨â€Šused

 â€¨â€Šby

 â€¨â€ŠPeter

 â€¨â€Š Kramer

 â€¨â€Šin

 â€¨â€Šhis

 â€¨â€Šbest-­â€?selling

 â€¨â€Šbook,

 â€¨â€ŠListening

 â€¨â€Što

 â€¨â€ŠProzac,

 â€¨â€Šin

 â€¨â€Šdescribing

 â€¨â€Š people

 â€¨â€Šwho

 â€¨â€Šwanted

 â€¨â€Što

 â€¨â€Štake

 â€¨â€Šanti-­â€?depression

 â€¨â€Šmedications

 â€¨â€Šjust

 â€¨â€Što

 â€¨â€Šfeel

 â€¨â€Š good

 â€¨â€Šabout

 â€¨â€Šthemselves

 â€¨â€Šand

 â€¨â€Šbe

 â€¨â€Šmore

 â€¨â€Šproductive.

 â€¨â€ŠSee

 â€¨â€ŠPeter

 â€¨â€ŠKramer,

 â€¨â€Š Listening

 â€¨â€Što

 â€¨â€ŠProzac

 â€¨â€Š(New

 â€¨â€ŠYork:

 â€¨â€ŠPenguin,

 â€¨â€Š1993). 4

 â€¨â€Š

 â€¨â€ŠSee

 â€¨â€ŠAppendix,

 â€¨â€ŠFigure

 â€¨â€Š1. 5

 â€¨â€Š

 â€¨â€ŠFor

 â€¨â€Šan

 â€¨â€Šexample,

 â€¨â€Šsee

 â€¨â€ŠGina

 â€¨â€ŠBari

 â€¨â€ŠKolata,

 â€¨â€Šâ€œChildhood

 â€¨â€ŠHyperactivity:

 â€¨â€Š A

 â€¨â€ŠNew

 â€¨â€ŠLook

 â€¨â€Šat

 â€¨â€ŠTreatments

 â€¨â€Šand

 â€¨â€ŠCauses,â€?

 â€¨â€ŠScience,

 â€¨â€ŠNew

 â€¨â€ŠSeries

 â€¨â€Š199,

 â€¨â€ŠNo.

 â€¨â€Š 4328

 â€¨â€Š(February

 â€¨â€Š3,

 â€¨â€Š1978):

 â€¨â€Š515-­â€?517. 6

 â€¨â€Š

 â€¨â€ŠEdward

 â€¨â€ŠHallowell

 â€¨â€Šand

 â€¨â€ŠJohn

 â€¨â€ŠRatey,

 â€¨â€ŠDriven

 â€¨â€Što

 â€¨â€ŠDistraction

 â€¨â€Š(New

 â€¨â€Š York:

 â€¨â€ŠTouchstone,

 â€¨â€Š1995). 7

 â€¨â€Š

 â€¨â€ŠEdward

 â€¨â€ŠHallowell

 â€¨â€Šand

 â€¨â€ŠJohn

 â€¨â€ŠRatey,

 â€¨â€ŠDelivered

 â€¨â€Šfrom

 â€¨â€ŠDistraction

 â€¨â€Š (New

 â€¨â€ŠYork:

 â€¨â€ŠTouchstone,

 â€¨â€Š2005),

 â€¨â€Š39. 8

 â€¨â€Š

 â€¨â€ŠIbid.,

 â€¨â€Š39. 9

 â€¨â€Š

 â€¨â€ŠIbid.,

 â€¨â€Š291. 10

 â€¨â€Š ADD

 â€¨â€ŠForums,

 â€¨â€Šâ€œAdult

 â€¨â€ŠADHD

 â€¨â€ŠForumâ€?;

 â€¨â€Šavailable

 â€¨â€Šfrom

 â€¨â€Šhttp://www. addforums.com/forums/forumdisplay.php?f=70;

 â€¨â€ŠInternet;

 â€¨â€Šaccessed

 â€¨â€Š 1

 â€¨â€ŠMarch

 â€¨â€Š2009. 11

 â€¨â€Š

 â€¨â€ŠSusan

 â€¨â€ŠSaulny,

 â€¨â€Šâ€œStudents

 â€¨â€ŠStand

 â€¨â€ŠWhen

 â€¨â€ŠCalled

 â€¨â€ŠUpon,

 â€¨â€Šand

 â€¨â€ŠWhen

 â€¨â€Š Not,â€?

 â€¨â€ŠThe

 â€¨â€ŠNew

 â€¨â€ŠYork

 â€¨â€ŠTimes,

 â€¨â€Š25

 â€¨â€ŠFebruary

 â€¨â€Š2009. 12

 â€¨â€Š

 â€¨â€ŠR.

 â€¨â€ŠMaynard,

 â€¨â€Šâ€œOmaha

 â€¨â€ŠPupils

 â€¨â€ŠGiven

 â€¨â€ŠBehavior

 â€¨â€ŠDrugs,â€?

 â€¨â€ŠThe

 â€¨â€Š Washington

 â€¨â€ŠPost,

 â€¨â€Š29

 â€¨â€ŠJune

 â€¨â€Š1970.

 â€¨â€ŠLater

 â€¨â€Šon,

 â€¨â€Šit

 â€¨â€Šwas

 â€¨â€Šfound

 â€¨â€Šthat

 â€¨â€Šthe

 â€¨â€Š article

 â€¨â€Šcontained

 â€¨â€Šinaccuracies;

 â€¨â€ŠRitalin

 â€¨â€Šwas

 â€¨â€Šgiven

 â€¨â€Što

 â€¨â€Šten

 â€¨â€Špercent

 â€¨â€Š of

 â€¨â€Šlearning

 â€¨â€Šdisabled

 â€¨â€Šchildren

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€Šschool

 â€¨â€Šdistrict.

 â€¨â€ŠHowever,

 â€¨â€Šthe

 â€¨â€Š †ƒÂ?ƒ‰‡ ™ƒ• †‘Â?‡Ǣ Â?ƒÂ?› ’ƒ”‡Â?–• ƒÂ?† –Š‡ Â?‡†‹ƒ ™‡”‡ Š‘””‹Ď?‹‡† ƒ– –Š‡ thought

 â€¨â€Šof

 â€¨â€Šhaving

 â€¨â€Štheir

 â€¨â€Šchildren

 â€¨â€Šmedicated. 13

 â€¨â€Š

 â€¨â€ŠSee

 â€¨â€ŠR.D.

 â€¨â€ŠLaing,

 â€¨â€ŠThe

 â€¨â€ŠDivided

 â€¨â€ŠSelf:

 â€¨â€ŠAn

 â€¨â€ŠExistential

 â€¨â€ŠStudy

 â€¨â€Šin

 â€¨â€ŠSanity

 â€¨â€Š and

 â€¨â€ŠMadness

 â€¨â€Š(Harmondsworth:

 â€¨â€ŠPenguin,

 â€¨â€Š1960)

 â€¨â€Šand

 â€¨â€ŠThomas

 â€¨â€ŠSzasz,

 â€¨â€Š The

 â€¨â€ŠMyth

 â€¨â€Šof

 â€¨â€ŠMental

 â€¨â€ŠIllness:

 â€¨â€ŠFoundations

 â€¨â€Šof

 â€¨â€Ša

 â€¨â€ŠTheory

 â€¨â€Šof

 â€¨â€ŠPersonal

 â€¨â€Š

Synthesis,

 â€¨â€ŠIssue

 â€¨â€Š1,

 â€¨â€ŠMay

 â€¨â€Š2009

Conduct

 â€¨â€Š(New

 â€¨â€ŠYork:

 â€¨â€ŠHoeber-­â€?Harper,

 â€¨â€Š1961).

 â€¨â€ŠFor

 â€¨â€Šmore

 â€¨â€Šon

 â€¨â€Šthe

 â€¨â€Šanti-­â€? psychiatry

 â€¨â€Šmovement,

 â€¨â€Šsee

 â€¨â€ŠNick

 â€¨â€ŠCrossley,

 â€¨â€ŠContesting

 â€¨â€ŠPsychiatry:

 â€¨â€Š Social

 â€¨â€ŠMovements

 â€¨â€Šin

 â€¨â€ŠMental

 â€¨â€ŠHealth

 â€¨â€Š(London:

 â€¨â€ŠRoutledge,

 â€¨â€Š2006)

 â€¨â€Šand

 â€¨â€Š Zbigniew

 â€¨â€ŠKotowicz,

 â€¨â€ŠR.D.

 â€¨â€ŠLaing

 â€¨â€Šand

 â€¨â€Šthe

 â€¨â€ŠPaths

 â€¨â€Šof

 â€¨â€ŠAnti-­â€?Psychiatry

 â€¨â€Š(New

 â€¨â€Š York:

 â€¨â€ŠRoutledge,

 â€¨â€Š1997).

 â€¨â€Š 14

 â€¨â€Š

 â€¨â€ŠLater

 â€¨â€Šon,

 â€¨â€Šit

 â€¨â€Šwas

 â€¨â€Šfound

 â€¨â€Šthat

 â€¨â€Šthe

 â€¨â€Šarticle

 â€¨â€Šcontained

 â€¨â€Šinaccuracies.

 â€¨â€Š However,

 â€¨â€Šthe

 â€¨â€Šdamage

 â€¨â€Šwas

 â€¨â€Šdone;

 â€¨â€Šmany

 â€¨â€Šparents

 â€¨â€Šand

 â€¨â€Šthe

 â€¨â€Šmedia

 â€¨â€Šwere

 â€¨â€Š Š‘””‹Ď?‹‡† ƒ– –Š‡ –Š‘—‰Š– ‘ˆ Šƒ˜‹Â?‰ –Š‡‹” …Š‹Ž†”‡Â? Â?‡†‹…ƒ–‡†Ǥ ‡‡ Ǥ Ladd,

 â€¨â€Šâ€œPills

 â€¨â€Šfor

 â€¨â€ŠClassroom

 â€¨â€ŠPeace?â€?

 â€¨â€ŠSaturday

 â€¨â€ŠReview

 â€¨â€Š(21

 â€¨â€ŠNovember

 â€¨â€Š 1970):

 â€¨â€Š66-­â€?8,

 â€¨â€Š81-­â€?3,

 â€¨â€ŠN.

 â€¨â€ŠHentoff,

 â€¨â€Šâ€œThe

 â€¨â€ŠDrugged

 â€¨â€ŠClassroom,â€?

 â€¨â€ŠEvergreen

 â€¨â€Š Review

 â€¨â€Š(December

 â€¨â€Š1970):

 â€¨â€Š31-­â€?3

 â€¨â€Šand

 â€¨â€ŠN.

 â€¨â€ŠHentoff,

 â€¨â€Šâ€œDrug-­â€?Pushing

 â€¨â€Šin

 â€¨â€Š Schools,â€?

 â€¨â€ŠThe

 â€¨â€ŠVillage

 â€¨â€ŠVoice

 â€¨â€Š(25

 â€¨â€ŠMay

 â€¨â€Š1972):

 â€¨â€Š20-­â€?1. 15

 â€¨â€Š

 â€¨â€ŠU.S.

 â€¨â€ŠDepartment

 â€¨â€Šof

 â€¨â€ŠCommerce/Bureau

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€ŠCensus,

 â€¨â€Šâ€œCurrent

 â€¨â€Š Population

 â€¨â€ŠReports:

 â€¨â€ŠPopulation

 â€¨â€ŠCharacteristics,â€?

 â€¨â€ŠOctober

 â€¨â€Š1970

 â€¨â€Š Census

 â€¨â€ŠSurvey

 â€¨â€Š(Washington,

 â€¨â€ŠDC:

 â€¨â€ŠU.S.

 â€¨â€ŠDepartment

 â€¨â€Šof

 â€¨â€ŠCommerce,

 â€¨â€Š 1970). 16

 â€¨â€Š

 â€¨â€ŠC.E.

 â€¨â€ŠGallagher,

 â€¨â€Šâ€œFederal

 â€¨â€ŠInvolvement

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€ŠUse

 â€¨â€Šof

 â€¨â€ŠBehavior

 â€¨â€Š ‘†‹Ď?‹…ƒ–‹‘Â? ”—‰• ‘Â? ”ƒÂ?Â?ƒ” …Š‘‘Ž Š‹Ž†”‡Â? ‘ˆ –Š‡ ‹‰Š– to

 â€¨â€ŠPrivacy

 â€¨â€ŠInquiry,â€?

 â€¨â€ŠCommittee

 â€¨â€Šon

 â€¨â€ŠGovernmental

 â€¨â€ŠOperations.

 â€¨â€Š House

 â€¨â€Šof

 â€¨â€ŠRepresentatives

 â€¨â€Š91st

 â€¨â€ŠCongress,

 â€¨â€Š2nd

 â€¨â€ŠSession,

 â€¨â€ŠNo.

 â€¨â€Š52-­â€? ʹ͸ͺ Č‹ ƒ•Š‹Â?‰–‘Â?ÇĄ ÇŁ ‘˜‡”Â?Â?‡Â?– ”‹Â?–‹Â?‰ ˆĎ?‹…‡ǥ ͳ͚͝ͲČŒ ƒÂ?† ƒ™”‡Â?…‡ Ǥ ‹ŽŽ‡”ǥ Dz Š‡ —Â? ‘Â? ‹–ƒŽ‹Â?ÇŁ ––‡Â?–‹‘Â? ‡Ď?‹…‹– ‹•‘”†‡” and

 â€¨â€ŠStimulant

 â€¨â€ŠTreatment

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€Š1990s,â€?

 â€¨â€ŠThe

 â€¨â€ŠHastings

 â€¨â€ŠCenter

 â€¨â€ŠReport

 â€¨â€Š 26,

 â€¨â€ŠNo.

 â€¨â€Š2

 â€¨â€Š(March/April

 â€¨â€Š1996),

 â€¨â€Š12-­â€?18.

 â€¨â€ŠSome

 â€¨â€Šhistorians

 â€¨â€Šof

 â€¨â€Šeducation

 â€¨â€Š argue

 â€¨â€Šthat

 â€¨â€Šan

 â€¨â€Šincrease

 â€¨â€Šin

 â€¨â€Šstudents

 â€¨â€Šduring

 â€¨â€Šthe

 â€¨â€Šbaby

 â€¨â€Šboomer

 â€¨â€Š ‰‡Â?‡”ƒ–‹‘Â? Ž‡† –‘ ƒÂ? ‹Â?…”‡ƒ•‡† †‡’‡Â?†‡Â?…› ‘Â? ‡ˆĎ?‹…‹‡Â?…› ƒÂ?† Dz“—‹…Â? Ď?‹š‡•dz ‘ˆ ’”‘„Ž‡Â?•Ǥ ‘” Â?‘”‡ ‹Â?ˆ‘”Â?ƒ–‹‘Â?ÇĄ •‡‡ ‹ƒÂ?‡ ÂƒÂ˜Â‹Â–Â…ÂŠÇĄ Š‡ Troubled

 â€¨â€ŠCrusade:

 â€¨â€ŠAmerican

 â€¨â€ŠEducation,

 â€¨â€Š1945-­â€?1980

 â€¨â€Š(New

 â€¨â€ŠYork:

 â€¨â€Š Basic

 â€¨â€ŠBooks,

 â€¨â€Š1983)

 â€¨â€Šand

 â€¨â€ŠPaul

 â€¨â€ŠFass,

 â€¨â€ŠChildren

 â€¨â€Šof

 â€¨â€Ša

 â€¨â€ŠNew

 â€¨â€ŠWorld:

 â€¨â€ŠSociety,

 â€¨â€Š Culture

 â€¨â€Šand

 â€¨â€ŠGlobalization

 â€¨â€Š(New

 â€¨â€ŠYork:

 â€¨â€ŠNew

 â€¨â€ŠYork

 â€¨â€ŠUniversity

 â€¨â€ŠPress,

 â€¨â€Š 2007).

 â€¨â€ŠFor

 â€¨â€Ša

 â€¨â€Šsociological

 â€¨â€Šviewpoint

 â€¨â€Šon

 â€¨â€Šthe

 â€¨â€Šbaby

 â€¨â€Šboomer

 â€¨â€Šgeneration,

 â€¨â€Š •‡‡ †™ƒ”† Š‡—Â?‰ǥ ƒ„› ‘‘Â?‡”•ǥ ‡Â?‡”ƒ–‹‘Â? ƒÂ?† ‘…‹ƒŽ ›…Ž‡•ǥ Volume

 â€¨â€ŠI:

 â€¨â€ŠNorth

 â€¨â€ŠAmerican

 â€¨â€ŠLong-­â€?Waves

 â€¨â€Š(Canada:

 â€¨â€ŠLong

 â€¨â€ŠWave

 â€¨â€ŠPress,

 â€¨â€Š 2007). 17

 â€¨â€Š

 â€¨â€Šâ€œSpecial

 â€¨â€ŠSupplement:

 â€¨â€ŠMBD,

 â€¨â€ŠDrug

 â€¨â€ŠResearch

 â€¨â€Šand

 â€¨â€Šthe

 â€¨â€ŠSchools,â€?

 â€¨â€Š The

 â€¨â€ŠHastings

 â€¨â€ŠCenter

 â€¨â€ŠReport,

 â€¨â€Š6,

 â€¨â€ŠNo.

 â€¨â€Š3

 â€¨â€Š(June

 â€¨â€Š1976):

 â€¨â€Š14.

 â€¨â€ŠI

 â€¨â€Šhighly

 â€¨â€Š recommend

 â€¨â€Štaking

 â€¨â€Ša

 â€¨â€Šlook

 â€¨â€Šat

 â€¨â€Šit

 â€¨â€Šfor

 â€¨â€Šthe

 â€¨â€Šwealth

 â€¨â€Šof

 â€¨â€Šinformation

 â€¨â€Šit

 â€¨â€Š contains

 â€¨â€Šregarding

 â€¨â€Šthe

 â€¨â€Šdifferent

 â€¨â€Šschools

 â€¨â€Šof

 â€¨â€Šthought

 â€¨â€Šregarding

 â€¨â€Ša

 â€¨â€Š variety

 â€¨â€Šof

 â€¨â€Šissues

 â€¨â€Šsurrounding

 â€¨â€Šthe

 â€¨â€Šuse

 â€¨â€Šof

 â€¨â€Šdrugs

 â€¨â€Šon

 â€¨â€Šchildren. 18

 â€¨â€Š

 â€¨â€ŠPeter

 â€¨â€ŠSchrag

 â€¨â€Šand

 â€¨â€ŠDiane

 â€¨â€ŠDivosky,

 â€¨â€ŠThe

 â€¨â€ŠMyth

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€ŠHyperactive

 â€¨â€Š Child

 â€¨â€Š(New

 â€¨â€ŠYork:

 â€¨â€ŠPantheon

 â€¨â€ŠBooks,

 â€¨â€Š1975). 19

 â€¨â€Š

 â€¨â€ŠSee

 â€¨â€ŠJudith

 â€¨â€ŠP.

 â€¨â€ŠSwazey,

 â€¨â€Šâ€œReview:

 â€¨â€ŠMyths,

 â€¨â€ŠMuckraking

 â€¨â€Šand

 â€¨â€Š Hyperactive

 â€¨â€ŠChildren,â€?

 â€¨â€ŠThe

 â€¨â€ŠHastings

 â€¨â€ŠCenter

 â€¨â€ŠReport

 â€¨â€Š6,

 â€¨â€ŠNo.

 â€¨â€Š2

 â€¨â€Š(April

 â€¨â€Š 1976),

 â€¨â€Š16-­â€?18.

 â€¨â€ŠEven

 â€¨â€Ša

 â€¨â€Šnumber

 â€¨â€Šof

 â€¨â€Šhistorians

 â€¨â€Šand

 â€¨â€Šsociologists

 â€¨â€Šjoined

 â€¨â€Šin

 â€¨â€Š the

 â€¨â€Šcriticism

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šbook

 â€¨â€Šas

 â€¨â€Šwell.

 â€¨â€ŠSwazey,

 â€¨â€Ša

 â€¨â€Šresearcher

 â€¨â€Šon

 â€¨â€Šmedicine,

 â€¨â€Š ethics

 â€¨â€Šand

 â€¨â€Šsociety,

 â€¨â€Šwrote:

 â€¨â€Šâ€œWithout

 â€¨â€Šgoing

 â€¨â€Što

 â€¨â€Šthe

 â€¨â€Šextremes

 â€¨â€Šof

 â€¨â€Š casting

 â€¨â€Šheroes

 â€¨â€Šand

 â€¨â€Švillains

 â€¨â€Šclashing

 â€¨â€Šin

 â€¨â€Ša

 â€¨â€Šgigantic

 â€¨â€Šbehavior

 â€¨â€Šcontrol

 â€¨â€Š conspiracy‌

 â€¨â€Šthey

 â€¨â€Šcould

 â€¨â€Šhave

 â€¨â€Šstill

 â€¨â€Šwritten

 â€¨â€Ša

 â€¨â€Šprobing,

 â€¨â€Šprovocative

 â€¨â€Š book.â€? ʹͲ ‡ˆˆ”› ‡ŽŽ‡” ƒÂ?† ‘ŠÂ? Â‹Â”ÂƒÂŽÂ›ÇĄ ”Ǥǥ Dz ‡Šƒ˜‹‘” ‘†‹Ď?‹…ƒ–‹‘Â?ÇŁ Classroom

 â€¨â€ŠClockwork

 â€¨â€ŠOrange?,â€?

 â€¨â€ŠThe

 â€¨â€ŠElementary

 â€¨â€ŠSchool

 â€¨â€ŠJournal

 â€¨â€Š74,

 â€¨â€Š No.

 â€¨â€Š4

 â€¨â€Š(January

 â€¨â€Š1974),

 â€¨â€Š196-­â€?202.

 â€¨â€ŠMany

 â€¨â€Šinteresting

 â€¨â€Šthemes

 â€¨â€Šare

 â€¨â€Špresent

 â€¨â€Š in

 â€¨â€Šthis

 â€¨â€Šphrase,

 â€¨â€Šespecially

 â€¨â€Šthe

 â€¨â€Šrole

 â€¨â€Šof

 â€¨â€Špharmaceuticals

 â€¨â€Šas

 â€¨â€Štechnology

 â€¨â€Š and

 â€¨â€Šthe

 â€¨â€Šmoral

 â€¨â€Šand

 â€¨â€Šethical

 â€¨â€Šquestions

 â€¨â€Šthat

 â€¨â€Šthis

 â€¨â€Šraises.

 â€¨â€ŠSee

 â€¨â€ŠMichael

 â€¨â€Š E.

 â€¨â€ŠGorman,

 â€¨â€ŠJames

 â€¨â€ŠF.

 â€¨â€ŠGroves

 â€¨â€Šand

 â€¨â€ŠJeff

 â€¨â€ŠStrager,

 â€¨â€Šâ€œSocial

 â€¨â€ŠDimensions

 â€¨â€Šof

 â€¨â€Š Nanotechnology

 â€¨â€Šas

 â€¨â€Ša

 â€¨â€ŠTrading

 â€¨â€ŠZone:

 â€¨â€ŠResults

 â€¨â€Šfrom

 â€¨â€Ša

 â€¨â€ŠPilot

 â€¨â€ŠProject,â€?

 â€¨â€Š Discovering

 â€¨â€Šthe

 â€¨â€ŠNanoscale,

 â€¨â€ŠD.

 â€¨â€ŠBaird,

 â€¨â€ŠA.

 â€¨â€ŠNordmann

 â€¨â€Šand

 â€¨â€ŠJ.

 â€¨â€ŠSchummer,

 â€¨â€Š editors

 â€¨â€Š(Amsterdam:

 â€¨â€ŠIOS

 â€¨â€ŠPress,

 â€¨â€Š2004)

 â€¨â€Šand

 â€¨â€ŠRick

 â€¨â€ŠMayes,

 â€¨â€ŠMedicating

 â€¨â€Š Children:

 â€¨â€ŠADHD

 â€¨â€Šand

 â€¨â€ŠPediatric

 â€¨â€ŠMental

 â€¨â€ŠHealth

 â€¨â€Š(Cambridge:

 â€¨â€ŠHarvard

 â€¨â€Š University

 â€¨â€ŠPress,

 â€¨â€Š2009).

 â€¨â€ŠOn

 â€¨â€Šâ€œtrading

 â€¨â€Šzones,â€?

 â€¨â€Šsee

 â€¨â€ŠPeter

 â€¨â€ŠGalison,

 â€¨â€ŠImage

 â€¨â€Š and

 â€¨â€ŠLogic:

 â€¨â€ŠA

 â€¨â€ŠMaterial

 â€¨â€ŠCulture

 â€¨â€Šof

 â€¨â€ŠMicrophysics

 â€¨â€Š(Chicago:

 â€¨â€ŠUniversity

 â€¨â€Šof

 â€¨â€Š Chicago

 â€¨â€ŠPress,

 â€¨â€Š1997). 21

 â€¨â€Š

 â€¨â€ŠVirginia

 â€¨â€ŠDouglas,

 â€¨â€Šâ€œStop,

 â€¨â€ŠLook

 â€¨â€Šand

 â€¨â€ŠListen:

 â€¨â€ŠThe

 â€¨â€ŠProblem

 â€¨â€Šof

 â€¨â€Š Sustained

 â€¨â€ŠAttention

 â€¨â€Šand

 â€¨â€ŠImpulse

 â€¨â€ŠControl

 â€¨â€Šin

 â€¨â€ŠHyperactive

 â€¨â€Šand

 â€¨â€ŠNormal

 â€¨â€Š Children,â€?

 â€¨â€ŠCanadian

 â€¨â€ŠJournal

 â€¨â€Šof

 â€¨â€ŠBehavioral

 â€¨â€ŠScience

 â€¨â€Š4

 â€¨â€Š(1972),

 â€¨â€Š259-­â€?282. 22

 â€¨â€Š

 â€¨â€ŠIbid. 23

 â€¨â€Š

 â€¨â€ŠDonald

 â€¨â€ŠSykes,

 â€¨â€ŠVirginia

 â€¨â€ŠDouglas

 â€¨â€Šand

 â€¨â€ŠGert

 â€¨â€ŠMorgenstern,

 â€¨â€Šâ€œThe

 â€¨â€Š


45 Effect

of

Methylphenidate

(Ritalin)

on

Sustained

Attention

in

Hyperactive

Children,”

Psychopharmacology

25,

No.

3

(1972),

262-­‐ 274. 24

Virginia

Douglas,

“Stop,

Look

and

Listen:

The

Problem

of

Sustained

Attention

and

Impulse

Control

in

Hyperactive

and

Normal

Children,”

Canadian

Journal

of

Behavioral

Science

4

(1972),

259-­‐ 282.Minimal

Brain

Dysfunction

(MBD)

as

a

term

fell

out

of

favor

overtime.

Beginning

with

Douglas’

study,

more

and

more

studies

concluded

that

evidence

of

brain

damage

did

not

exist

in

hyperactive

children.

In

fact,

a

1976

critique

of

MBD

stated

that

there

was

no

quantitative

evidence

in

favor

of

MBD

in

hyperactive

children.

Dz ǣ ϐ –

Historical

Development

and

Overview,”

Journal

of

Attention

Disorders

3,

No.

173

(2000)

and

Lawrence

Diller,

Running

on

Ritalin

(New

York:

Bantam

Books,

1999). 25

C.

Keith

Conners,

et

al.,

“Revision

and

Restandardization

of

the

Conners

Teacher

Rating

Scale

(CTRS-­‐R):

Factor

Structure,

Reliability

and

Criterion

Validity,”

Journal

of

Abnormal

Child

Psychology

26

(1998).

See

also

C.

Keith

Conners,

et

al.,

“Effects

of

Methylphenidate

(Ritalin)

on

Paired-­‐Associated

Learning

and

Porteus

Maze

Performance

in

Emotionally

Disturbed

Children,”

Journal

of

Consulting

Psychology

28,

No.

1

(February

1964),

14-­‐22.

As

a

reminder,

‘emotionally

disturbed’

was

a

pre-­‐cursor

term

to

hyperactivity.

Numerous

articles

in

The

Elementary

Journal

point

to

the

teacher

as

the

objective

adult

that

did

not

have

any

personal

stake

in

the

diagnostic

outcome

of

the

child,

a

theme

that

continued

from

the

days

of

the

child

guidance

clinics. 26

J.

Thomas

Dalby,

et

al.,

“Hyperactive

Children’s

Underuse

of

Learning

Time:

Correction

by

Stimulant

Treatment,”

Child

Development

48,

No.

4

(December

1977),

1448-­‐1453.

John

P.

Poggio,

Neil

J.

Salkind,

“A

Review

and

Appraisal

of

Instruments

Assessing

Hyperactivity

in

Children,”

Learning

Disability

Quarterly

2,

No.

1

(Winter

1979),

9-­‐22.

Jonathan

Sandoval,

“The

Measurement

of

the

Hyperactive

Syndrome

in

Children,”

Review

of

Educational

Research

47,

No.

2

(Spring

1997):

293-­‐318.,

and

Oliver

J.

David,

“Association

between

Lower

Level

Lead

Concentrations

and

Hyperactivity

in

Children,”

Environmental

Health

Perspectives

7

(May

1974),

17-­‐25.

These

studies

are

just

a

sampling

of

many

experiments

that

used

the

Conner’s

Scale

as

an

objective

scale

of

measurement

in

marking

changes

in

hyperactivity.

Poggio’s

article

states

that

the

Conner’s

Scale

was

the

most

valuable

out

of

all

the

tests

that

were

available

at

the

time

due

to

its

accuracy

and

normality. 27

Donald

Sykes,

Virginia

Douglas

and

Gert

Morgenstern,

“The

Effect

of

Methylphenidate

(Ritalin)

on

Sustained

Attention

in

Hyperactive

Children,”

Psychopharmacology

25,

No.

3

(1972),

262-­‐ 274. 28

Robert

Havighurst,

“Choosing

a

Middle

Path

for

the

Use

of

Drugs

with

Hyperactive

Children,”

The

School

Review

85,

No.

1

(November

1976),

61-­‐77. 29

American

Psychiatric

Association,

Diagnostic

and

Statistical

Manual

of

Mental

Disorders,

Third

Edition

(Washington,

DC:

The

Association,

1980),

43-­‐44.

See

also

Rick

Mayes

and

Allan

V.

Horwitz,

Dz Ǧ

ϐ ǡdz Journal

of

the

History

of

the

Behavioral

Sciences

41,

No.

3

(Summer

2005),

249-­‐267.

As

the

authors

argue,

psychiatrists

wanted

to

ϐ Ǥ Ǧ place

throughout

the

1970s

had

provided

ample

negative

press.

By

pointing

to

science,

psychiatry

would

be

able

to

defend

itself

from

criticisms

that

claimed

that

it

was

a

pseudoscience.

Of

course,

I

argue

in

the

context

of

hyperkinetic

disorder,

the

psychiatric

community’s

response

to

anti-­‐psychiatry

criticisms

was

only

part

of

the

whole

story.

See

also

Nick

Crossley,

Contesting

Psychiatry:

Social

Movements

in

Mental

Health

(London:

Routledge,

2006)

and

Christopher

Lane,

Shyness:

How

Normal

Behavior

Became

a

Sickness

(New

Haven:

Yale

University

Press,

2007). ͵Ͳ ǣ ϐ ǡ Diagnosis

and

Directives,”

The

School

Review

85,

No.

1

(November

ͳͻ͹͸ȌǤ ϐ ǡ I

believe,

implicitly

states

volumes

about

the

school’s

role

in

diagnosing

and

treating

children

with

hyperkinetic

disorder

(later

ϐ Ȍ Ǥ 31

Richard

A.

Johnson,

James

B.

Kenney,

John

B.

Davis,

“Developing

School

Policy

for

Use

of

Stimulant

Drugs

for

Hyperactive

Children,”

The

School

Review

85,

No.

1

(November

1976),

78-­‐96. 32

Robert

Havighurst,

“Choosing

a

Middle

Path

for

the

Use

of

Drugs

with

Hyperactive

Children,”

The

School

Review

85,

No.

1

(November

1976),

61-­‐77. 33

Robert

Sprague

and

Kenneth

Gadow,

“The

Role

of

the

Teacher

in

Drug

Treatment,”

The

School

Review

85,

No.

1

(November

1976),

109-­‐140.

See

also

See

E.K.

Sleator

and

R.L.

Sprague,

“Pediatric

Pharmacotherapy,”

Principles

of

Psychopharmacology,

W.G.

Clark

and

J.

del

Guidice,

editors

(New

York:

Academic

Press,

1976),

E.K.

Sleator

and

R.L.

Sprague,

“Effects

of

Psychopharmacological

Agents

on

Learning

Disorders,”

Pediatric

Clinics

in

North

America

20

(1973),

719-­‐35

and

J.S.

Werry,

R.L.

Sprague

and

M.N.

Cohen,

“Conners’

Teacher

Rating

Scale

for

Use

in

Drug

Studies

with

Children

An

Empirical

Study,”

Journal

of

Abnormal

Psychology

3

(1975):

217-­‐99. 34

Ibid. 35

Roberta

Renstrom,

“The

Teacher

and

the

Social

Worker

in

Stimulant

Drug

Treatment

of

Hyperactive

Children,”

The

School

Review

85,

No.

1

(November

1976),

97-­‐108. 36

See

Roger

Reger,

“Stimulating

the

Distractible

Child,”

The

Elementary

School

Journal

64,

No.

1

(October

1963),

42-­‐48. 37

Robert

J.

Havighurst,

“Choosing

a

Middle

Path

for

the

Use

of

Drugs

with

Hyperactive

Children,”

The

School

Review

85,

No.

1

(November

1976),

61-­‐77. 38

Roberta

Renstrom,

“The

Teacher

and

the

Social

Worker

in

Stimulant

Drug

Treatment

of

Hyperactive

Children,”

The

School

Review

85,

No.

1

(November

1976),

97-­‐108. 39

See

Roberta

Renstrom,

“The

Teacher

and

the

Social

Worker

in

Stimulant

Drug

Treatment

of

Hyperactive

Children,”

The

School

Review

85,

No.

1

(November

1976),

97-­‐108.

This

theme

lends

itself

to

a

discussion

on

the

effects

of

medicalization,

which

I

do

not

have

space

to

discuss

here

in

length.

Peter

Conrad,

Sociologist

ǡ ϐ as

“a

social

system

perspective

that

views

hyperactivity

as

a

relative,

as

opposed

to

absolute,

phenomenon.

Essentially,

it

views

hyperactivity

in

the

same

manner

as

any

form

of

social

deviance,

ǡ ǡ ϐ ǡ available

sanctions.”

See

Peter

Conrad,

Identifying

Hyperactive

Children:

The

Medicalization

of

Deviant

Behavior

(Lexington,

MA:

Lexington

Books,

1976).

On

medicalization,

see

Renee

Fox,

“The

Medicalization

and

Demedicalization

of

American

Society,”

Daedalus

(Winter

1977),

9-­‐22.,

Simon

Williams

and

Michael

Calnan,

“The

Limits

of

Medicalization?,”

Social

Science

and

Medicine

42,

No.

12

(1996),

1609-­‐1620.,

Elizabeth

Lunbeck,

The

Psychiatric

Persuasion:

Knowledge,

Gender

and

Power

in

Modern

America

(Princeton:

Princeton

University

Press,

1994).,

Peter

Conrad,

Medicalization

of

Society:

On

the

Transformation

of

Human

Conditions

into

Treatable

Disorders

(Baltimore:

Johns

Hopkins

University

Press,

2007).,

and

Irving

K.

Zola,

“Medicine

as

an

Institution

of

Social

Control,”

The

Sociological

Review

20,

No.

4

(1972),

487-­‐504. 40

See

Cecil

R.

Reynolds

and

Elaine

Fletcher-­‐Janzen,

Handbook

of

Clinical

Child

Neuropsychology

(New

York:

Springer,

2009). 41

See

Terese

C.

Jimenez,

Victoria

L.

Graf,

Michael

M.

Geber,

Education

for

All:

Critical

Issues

in

the

Education

of

Children

and

Youth

with

Disabilities

(San

Francisco:

John

Wiley

and

Sons,

2008). 42

Pennsylvania

Association

for

Retarded

Children

(PARC)

v.

Commonwealth

of

Pennsylvania

334

F.

Supp.

1257

United

States

District

Court

1971. 43

David

Neal

and

David

Kirp,

“The

Allure

of

Legalization

Reconsidered:

The

State

of

Special

Education,”

David

Kirp

and

Donald

Jensen,

editors,

School

Days,

Rule

Days:

The

Legalization

and


46 Regulation

┬атАитАйof

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┬атАитАй346-┬нтАР 348. 44

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┬атАитАй


47

INTERVIEW:

Richard

Lewontin Professor

Emeritus

of

Biology Interviewed by Helen Yang, Harvard ‘12 How

did

you

become

interested

in

science? I

had

a

very

charismatic

high

school

biology

teacher.

A

bunch

of

us,

including

my

wife,

would

follow

him

around.

He

inspired

us.

And

when

I

came

to

Harvard,

I

decided

to

be

a

biology

major.

Frankly,

I

thought

I

could

have

been

a

historian

or

a

philosopher,

or

a

chemist,

though

probably

not

a

physicist

or

mathematician

(I

decided

I

wasn’t

smart

enough).

So

I

stuck

with

my

original

intention— biology.

After

getting

my

PhD

at

Columbia,

I

was

an

assistant

professor

in

biology

[at

North

Caroline

State

University],

and

I

fell

in

with

a

group

of

people

who

worked

with

Buckminster

Fuller

designing

geodesic

Ǥ ϐ computers,

and

I

saw

these

poor

people

struggling

away

calculating

those

things

by

hand,

so

I

offered

to

write

a

lot

of

computer

programs.

And

now

almost

all

the

domes

in

existence

were

calculated

using

my

programs.

I

seriously

considered

quitting

and

become

a

full

time

architectural

engineer.

A

strong

reason

that

held

me

back

was

that

I

had

a

family

that

I

had

to

support,

and

I

was

too

conservative

to

quit

my

job

and

take

a

chance

on

something

else.

So

I

stuck

with

what

I

was

Ǥ ϐ Ǥ

lesson.

So

when

I

came

back,

I

applied

myself.

This

was

the

best

thing

that

ever

happened

to

me.

ϐ solution

was

not

at

all

what

I

expected,

but

was

in

fact

a

serious

problem

with

numerical

errors

from

the

original

data

of

Tycho

Brahe

and

that

Kepler

had

a

terrible

time

ϐ Ǥ Eventually

he

got

the

best

possible

result

for

tracking

the

longitude

of

Mars

as

it

went

around

the

sky.

It

was

essentially

an

order

of

magnitude

better

than

what

anybody

had

done

before.

Then

he

discovered

that

when

he

was

looking

at

the

problem

of

latitudes

that

the

whole

thing

fell

apart.

He

said

the

hypothesis

has

gone

up

in

smoke

and

he

had

to

start

over

again.

Really?

Failing

was

the

best

thing

that

happened

to

you? Yeah,

it

made

me

grow

up. ϐ Ǥ

We

didn’t

know

how

to

measure

genetic

variation.

The

paper

I

published

with

Jack

Hubby

showing

much

variation

existed

between

individuals

and

how

ϐ ϐ Ǥ years,

people

did

nothing

but

do

what

we

did,

that

is,

measuring

genetic

variance

between

species.

I

was

the

What

was

your

Harvard

education

like? person

who

had

a

problem

and

no

way

to

solve

it.

Jack

I

got

thrown

out

my

sophomore

year

for

failing

my

was

a

guy

with

a

method

and

nothing

to

do

with

it. Ǥ ϐ Has

the

philosophy

of

teaching

life

sciences

changed

undergraduate

degree. since

when

you

were

a

student? How

did

you

fail

your

classes?

I

don’t

think

they

had

a

philosophy.

I

never

studied

in

high

school;

it

was

a

cinch.

So

I

came

to

college,

I

never

studied.

I

never

bothered

to

study

for

my

inorganic

chemistry

class

and

so

I

failed

my

exams.

I

wasn’t

expelled,

I

was

temporarily

sent

away

for

a

year,

told

to

get

a

non-­‐academic,

hard

job,

and

if

I

got

a

recommendation

from

my

boss

in

a

year,

they’d

let

me

back

in

again.

How

has

learning

life

sciences

at

Harvard

changed

over

the

decades?

When

I

was

a

student,

there

was

a

single

department

of

biology,

since

then

molecular

biology

came

into

being,

so

the

department

got

broken

up.

The

cellular

and

developmental

biologists

didn’t

want

to

be

the

Dz ϐ dz ǫ evolutionary

biologists.

I

thought

the

two

needed

to

be

Sure.

That

made

me

realize

I

was

didn’t

want

to

be

together

for

intellectual

reasons.

Then

the

department

out

there,

in

the

real

world,

doing

hard

labor.

I

was

a

got

further

broken

up

into

molecular

biology,

biology,

shipping

clerk.

The

whole

idea

was

that

you

wouldn’t

and

biochemistry. do

pseudo-­‐intellectual

work.

You

had

to

go

into

the

real

world

and

do

a

hard

job.

They

were

teaching

me

a


48

Do

 â€¨â€Š you

 â€¨â€Š think

 â€¨â€Š ethnic

 â€¨â€Š and

 â€¨â€Š gender

 â€¨â€Š diversity

 â€¨â€Š leads

 â€¨â€Š to

 â€¨â€Š But

 â€¨â€Šthe

 â€¨â€Šbig

 â€¨â€Šquestions

 â€¨â€Šare

 â€¨â€Šstill

 â€¨â€Šthe

 â€¨â€Šsame.

 â€¨â€Š any

 â€¨â€Šimprovement

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€Šlab? ‘™ ™‘—Ž† ›‘— †‡Ď?‹Â?‡ ’‘’—Žƒ–‹‘Â? ‰‡Â?‡–‹…•Ǎ Š‡ „‡Â?‡Ď?‹–• ™‘—Ž† Â?‘– „‡ ‘„˜‹‘—• –‘ Â?‡Ǥ ‘ǥ †‘Â?ǯ– think

 â€¨â€Š so.

 â€¨â€Š Who

 â€¨â€Š is

 â€¨â€Š doing

 â€¨â€Š well,

 â€¨â€Š who

 â€¨â€Š is

 â€¨â€Š contributing

 â€¨â€Š has

 â€¨â€Š The

 â€¨â€Š problem

 â€¨â€Š is,

 â€¨â€Š there’s

 â€¨â€Š a

 â€¨â€Š lot

 â€¨â€Š of

 â€¨â€Š variation

 â€¨â€Š between

 â€¨â€Š changed,

 â€¨â€Š but

 â€¨â€Š that’s

 â€¨â€Š a

 â€¨â€Š consequence

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š overall

 â€¨â€Š trend.

 â€¨â€Š evolutionary

 â€¨â€Š story

 â€¨â€Š to

 â€¨â€Š evolutionary

 â€¨â€Š story.

 â€¨â€Š There’s

 â€¨â€Š When

 â€¨â€Š I

 â€¨â€Š think

 â€¨â€Š back,

 â€¨â€Š I’ve

 â€¨â€Š had

 â€¨â€Š lots

 â€¨â€Š and

 â€¨â€Š lots

 â€¨â€Š students

 â€¨â€Š differences

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š story

 â€¨â€Š of

 â€¨â€Š human

 â€¨â€Š evolution

 â€¨â€Š and

 â€¨â€Š that

 â€¨â€Š pass

 â€¨â€Š through

 â€¨â€Š my

 â€¨â€Š lab,

 â€¨â€Š and

 â€¨â€Š if

 â€¨â€Š you

 â€¨â€Š ask

 â€¨â€Š me

 â€¨â€Š to

 â€¨â€Š think

 â€¨â€Š about

 â€¨â€Š ‘ˆ ƒ ˆ”—‹– Ď?Ž›Ǥ Š‡› Šƒ˜‡ †‹ˆˆ‡”‡Â?– Š‹•–‘”‹‡•Ǥ ‡ Â?Â?‘™ ethnic

 â€¨â€Šmixes,

 â€¨â€ŠI

 â€¨â€Šwouldn’t

 â€¨â€Šthink

 â€¨â€Šthere

 â€¨â€Šwas

 â€¨â€Šone

 â€¨â€Šparticular

 â€¨â€Š the

 â€¨â€Š basic

 â€¨â€Š elements

 â€¨â€Š that

 â€¨â€Š go

 â€¨â€Š into

 â€¨â€Š them.

 â€¨â€Š

 â€¨â€Š I’m

 â€¨â€Š saying

 â€¨â€Š that

 â€¨â€Š ethnicity

 â€¨â€Šof

 â€¨â€Šstudents

 â€¨â€Šthat

 â€¨â€Šmade

 â€¨â€Šthe

 â€¨â€Šmost

 â€¨â€Šcontribution. population

 â€¨â€Š genetics

 â€¨â€Š is

 â€¨â€Š a

 â€¨â€Š list

 â€¨â€Š of

 â€¨â€Š forces,

 â€¨â€Š it’s

 â€¨â€Š a

 â€¨â€Š theory

 â€¨â€Š of

 â€¨â€Š

 â€¨â€Š Except

 â€¨â€Šthat

 â€¨â€Šwomen

 â€¨â€Šhaven’t

 â€¨â€Šbeen

 â€¨â€Šas

 â€¨â€Šsuccessful

 â€¨â€Šas

 â€¨â€Š how

 â€¨â€Šcertain

 â€¨â€Šforces

 â€¨â€Šaffect

 â€¨â€Špopulation

 â€¨â€Šchange. men.

 â€¨â€Š

 â€¨â€ŠEthnic

 â€¨â€Šdiscrimination

 â€¨â€Šin

 â€¨â€Šscience

 â€¨â€Šhas

 â€¨â€Šdisappeared.

 â€¨â€Š One

 â€¨â€Š constant

 â€¨â€Š worry

 â€¨â€Š of

 â€¨â€Š researchers

 â€¨â€Š is

 â€¨â€Š attempting

 â€¨â€Š to

 â€¨â€Š Being

 â€¨â€Š born

 â€¨â€Š smart

 â€¨â€Š is

 â€¨â€Š rubbish.

 â€¨â€Š

 â€¨â€Š Scientists

 â€¨â€Š been

 â€¨â€Š trying

 â€¨â€Š translate

 â€¨â€Š their

 â€¨â€Š work

 â€¨â€Š for

 â€¨â€Š the

 â€¨â€Š public

 â€¨â€Š to

 â€¨â€Š understand.

 â€¨â€Š ˜‡”› Šƒ”† –‘ Ď?‹Â?† Ž‹Â?Â? ‹Â? ‰‡Â?‡–‹…• –‘ ’‡”•‘Â?ƒŽ‹–› ‘” Regarding

 â€¨â€Š population

 â€¨â€Š genetics,

 â€¨â€Š do

 â€¨â€Š you

 â€¨â€Š think

 â€¨â€Š the

 â€¨â€Š intelligence.

 â€¨â€Š

 â€¨â€ŠThey’ve

 â€¨â€Šfound

 â€¨â€Šnothing

 â€¨â€Šof

 â€¨â€Šinterest.

 â€¨â€ŠZero. masses

 â€¨â€Šhave

 â€¨â€Šan

 â€¨â€Šunderstanding

 â€¨â€Šof

 â€¨â€Šwhat

 â€¨â€Šit

 â€¨â€Šis,

 â€¨â€Šhow

 â€¨â€Šit

 â€¨â€Š What

 â€¨â€Š kind

 â€¨â€Š of

 â€¨â€Š trends

 â€¨â€Š are

 â€¨â€Š you

 â€¨â€Š seeing

 â€¨â€Š in

 â€¨â€Š population

 â€¨â€Š works? ‰‡Â?‡–‹…• Â–Â‘Â†ÂƒÂ›ÇŤ ‘™ Šƒ• –Š‡ Ď?‹‡Ž† ‡˜‘Ž˜‡† ‘˜‡” –Š‡ Only

 â€¨â€Šyour

 â€¨â€Špeers

 â€¨â€Šcount.

 â€¨â€ŠThe

 â€¨â€Špeople

 â€¨â€Šout

 â€¨â€Šthere

 â€¨â€Šdon’t

 â€¨â€Šexist.

 â€¨â€Š years? Some

 â€¨â€Š people

 â€¨â€Š are

 â€¨â€Š desperate

 â€¨â€Š to

 â€¨â€Š become

 â€¨â€Š famous

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š Population

 â€¨â€Š scientists,

 â€¨â€Š like

 â€¨â€Š others,

 â€¨â€Š do

 â€¨â€Š what

 â€¨â€Š they

 â€¨â€Š can

 â€¨â€Š do.

 â€¨â€Š general

 â€¨â€Š public.

 â€¨â€Š

 â€¨â€Š They’re

 â€¨â€Š in

 â€¨â€Š a

 â€¨â€Š very

 â€¨â€Š small

 â€¨â€Š minority,

 â€¨â€Š and

 â€¨â€Š If

 â€¨â€Šthey

 â€¨â€Šdon’t

 â€¨â€Šhave

 â€¨â€Ša

 â€¨â€Štechnique

 â€¨â€Šfor

 â€¨â€Šanswering

 â€¨â€Ša

 â€¨â€Šquestion,

 â€¨â€Š they’re

 â€¨â€Šgenerally

 â€¨â€Šlooked

 â€¨â€Šdown

 â€¨â€Šupon

 â€¨â€Šby

 â€¨â€Šscientists. they

 â€¨â€Š don’t

 â€¨â€Š have

 â€¨â€Š it.

 â€¨â€Š Like

 â€¨â€Š the

 â€¨â€Š question

 â€¨â€Š of

 â€¨â€Š how

 â€¨â€Š much

 â€¨â€Š

 â€¨â€Š Let

 â€¨â€Š me

 â€¨â€Š tell

 â€¨â€Š you

 â€¨â€Š a

 â€¨â€Š story.

 â€¨â€Š There

 â€¨â€Š used

 â€¨â€Š to

 â€¨â€Š be

 â€¨â€Š a

 â€¨â€Š genetic

 â€¨â€Š variation

 â€¨â€Š between

 â€¨â€Š species

 â€¨â€Š before.

 â€¨â€Š They

 â€¨â€Š didn’t

 â€¨â€Š ’”‘‰”ƒÂ? ‹Â? •…‹‡Â?–‹Ď?‹… Œ‘—”Â?ƒŽ‹•Â?ÇĄ Â?‹‰Š– ‡ŽŽ‘™•Š‹’•ǥ know

 â€¨â€Šhow

 â€¨â€Što

 â€¨â€Šanswer

 â€¨â€Šthat

 â€¨â€Šquestion,

 â€¨â€Šso

 â€¨â€Šthey

 â€¨â€Šdidn’t

 â€¨â€Šask

 â€¨â€Š ™Š‹…Š „”‘—‰Š– •…‹‡Â?–‹Ď?‹… Œ‘—”Â?ƒŽ‹•–• ‹Â? …‘Â?–ƒ…– ™‹–Š that. scientists.

 â€¨â€ŠFor

 â€¨â€Ša

 â€¨â€Šlong

 â€¨â€Šwhile,

 â€¨â€ŠI

 â€¨â€Šthought

 â€¨â€Šthey

 â€¨â€Šwere

 â€¨â€Šreally

 â€¨â€Š

 â€¨â€Š Modern

 â€¨â€Š genetics

 â€¨â€Š is

 â€¨â€Š now

 â€¨â€Š thoroughly

 â€¨â€Š molecular.

 â€¨â€Š ignorant,

 â€¨â€Š the

 â€¨â€Š stuff

 â€¨â€Š they

 â€¨â€Š wrote

 â€¨â€Š was

 â€¨â€Š terrible.

 â€¨â€Š But

 â€¨â€Š then

 â€¨â€Š People

 â€¨â€Š are

 â€¨â€Š still

 â€¨â€Š sequencing

 â€¨â€Š DNA

 â€¨â€Š like

 â€¨â€Š crazy.

 â€¨â€Š But

 â€¨â€Š the

 â€¨â€Š big

 â€¨â€Š I

 â€¨â€Š realized

 â€¨â€Š that

 â€¨â€Š no

 â€¨â€Š editor

 â€¨â€Š will

 â€¨â€Š allow

 â€¨â€Š you

 â€¨â€Š to

 â€¨â€Š publish

 â€¨â€Š a

 â€¨â€Š question

 â€¨â€Šhasn’t

 â€¨â€Šchanged.

 â€¨â€ŠWe’re

 â€¨â€Šstill

 â€¨â€Štrying

 â€¨â€Što

 â€¨â€Šunderstand

 â€¨â€Š column

 â€¨â€Šon

 â€¨â€Šscience

 â€¨â€Šthat’s

 â€¨â€Šunclear

 â€¨â€Šand

 â€¨â€Šhighly

 â€¨â€Štechnical. how

 â€¨â€Š much

 â€¨â€Š variation

 â€¨â€Š exists

 â€¨â€Š between

 â€¨â€Š individuals,

 â€¨â€Š what

 â€¨â€Š

 â€¨â€Š The

 â€¨â€Š public’s

 â€¨â€Š interest

 â€¨â€Š in

 â€¨â€Š science

 â€¨â€Š is

 â€¨â€Š not

 â€¨â€Š about

 â€¨â€Š forces

 â€¨â€Š are

 â€¨â€Š at

 â€¨â€Š play

 â€¨â€Š that

 â€¨â€Š account

 â€¨â€Š for

 â€¨â€Š these

 â€¨â€Š differences,

 â€¨â€Š fundamental

 â€¨â€Š discoveries

 â€¨â€Š in

 â€¨â€Š science.

 â€¨â€Š It’s

 â€¨â€Š about

 â€¨â€Š what

 â€¨â€Š and

 â€¨â€Šthe

 â€¨â€Šimportance

 â€¨â€Šof

 â€¨â€Šnatural

 â€¨â€Šselection. •…‹‡Â?–‹•–• ƒ”‡ Â?ƒÂ?‹Â?‰ –Šƒ– …ƒÂ? †‹”‡…–Ž› „‡Â?‡Ď?‹– –Š‡

 â€¨â€Š New

 â€¨â€Štools

 â€¨â€Šare

 â€¨â€Šavailable

 â€¨â€Što

 â€¨â€Šanswer

 â€¨â€Šold

 â€¨â€Šquestions. public.

Synthesis,

 â€¨â€ŠIssue

 â€¨â€Š1,

 â€¨â€ŠMay

 â€¨â€Š2009


49

Chlorpromazine:

 â€¨â€Š An

 â€¨â€ŠInternational

 â€¨â€ŠRevolution?

 â€¨â€Š An

 â€¨â€Šanalysis

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€ŠBritish

 â€¨â€Šresponse

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€Š1950s

 â€¨â€Što

 â€¨â€Šthe

 â€¨â€Šdiscovery

 â€¨â€Šof

 â€¨â€Šchlorpromazine By Wendy Ying, Harvard ‘10 In

 â€¨â€Š1952,

 â€¨â€Ša

 â€¨â€Šmiracle

 â€¨â€Šdrug

 â€¨â€Šwas

 â€¨â€Šborn.

 â€¨â€Š

 â€¨â€ŠJean

 â€¨â€ŠDelay

 â€¨â€Šand

 â€¨â€ŠPierre

 â€¨â€Š Deniker,

 â€¨â€Š two

 â€¨â€Š psychiatrists

 â€¨â€Š at

 â€¨â€Š the

 â€¨â€Š Sainte

 â€¨â€Š Anne

 â€¨â€Š Hospital

 â€¨â€Š in

 â€¨â€Š Paris,

 â€¨â€Š discovered

 â€¨â€Š that

 â€¨â€Š chlorpromazine

 â€¨â€Š could

 â€¨â€Š turn

 â€¨â€Š schizophrenic

 â€¨â€Špatients

 â€¨â€Šinto

 â€¨â€Šrational

 â€¨â€Šand

 â€¨â€Štranquil

 â€¨â€Špeople.

 â€¨â€Š In

 â€¨â€Š1954,

 â€¨â€Šwhen

 â€¨â€Šthe

 â€¨â€ŠFDA

 â€¨â€Šapproved

 â€¨â€Šchlorpromazine

 â€¨â€Šas

 â€¨â€Šthe

 â€¨â€Š Ď?‹”•– †”—‰ –‘ „‡ —•‡† ‹Â? ’•›…Š‹ƒ–”‹… ‹Â?–‡”˜‡Â?–‹‘Â?ÇĄ ƒ Â?‡™ generation

 â€¨â€Šof

 â€¨â€Špsychiatric

 â€¨â€Štherapy

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€ŠU.S.

 â€¨â€Šcommenced.

 â€¨â€Š Almost

 â€¨â€Šovernight,

 â€¨â€Šall

 â€¨â€Šother

 â€¨â€Štreatments,

 â€¨â€Šsuch

 â€¨â€Šas

 â€¨â€Šinsulin

 â€¨â€Š coma

 â€¨â€Š therapy

 â€¨â€Š and

 â€¨â€Š frontal

 â€¨â€Š lobotomy,

 â€¨â€Š came

 â€¨â€Š to

 â€¨â€Š an

 â€¨â€Š abrupt

 â€¨â€Š end.

 â€¨â€Š This

 â€¨â€Š drastic

 â€¨â€Š change

 â€¨â€Š in

 â€¨â€Š treatments

 â€¨â€Š had

 â€¨â€Š a

 â€¨â€Š dramatic

 â€¨â€Š effect

 â€¨â€Š on

 â€¨â€Š the

 â€¨â€Š U.S.

 â€¨â€Š economy

 â€¨â€Š and

 â€¨â€Š healthcare.

 â€¨â€Š Mental

 â€¨â€Š hospital

 â€¨â€Š patients

 â€¨â€Š became

 â€¨â€Š hopeful

 â€¨â€Š about

 â€¨â€Š the

 â€¨â€Š prospect

 â€¨â€Š for

 â€¨â€Š a

 â€¨â€Š satisfactory

 â€¨â€Š treatment

 â€¨â€Š for

 â€¨â€Š their

 â€¨â€Š illnesses.1

 â€¨â€Š Overall,

 â€¨â€Š the

 â€¨â€Š chlorpromazine

 â€¨â€Š revolution

 â€¨â€Š forever

 â€¨â€Š changed

 â€¨â€Š the

 â€¨â€Š way

 â€¨â€Š Americans

 â€¨â€Š valued

 â€¨â€Š the

 â€¨â€Š role

 â€¨â€Š of

 â€¨â€Š drugs

 â€¨â€Š in

 â€¨â€Š psychiatric

 â€¨â€Š treatment.

 â€¨â€Š Patients

 â€¨â€Š could

 â€¨â€Š now

 â€¨â€Š be

 â€¨â€Š treated

 â€¨â€Š and

 â€¨â€Š sent

 â€¨â€Š home,

 â€¨â€Š rather

 â€¨â€Š than

 â€¨â€Š staying

 â€¨â€Š as

 â€¨â€Š inpatients

 â€¨â€Š in

 â€¨â€Š mental

 â€¨â€Š hospital

 â€¨â€Šwards.

 â€¨â€ŠIn

 â€¨â€ŠGreat

 â€¨â€ŠBritain,

 â€¨â€Šthe

 â€¨â€Šnumber

 â€¨â€Šof

 â€¨â€Šinpatient

 â€¨â€Š residents

 â€¨â€Šin

 â€¨â€Šmental

 â€¨â€Šhospitals

 â€¨â€Šdecreased

 â€¨â€Šsharply

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€Š mid-­â€?1950s.2

 â€¨â€Š Could

 â€¨â€Š this

 â€¨â€Š change

 â€¨â€Š be

 â€¨â€Š attributed

 â€¨â€Š to

 â€¨â€Š the

 â€¨â€Š success

 â€¨â€Š of

 â€¨â€Š chlorpromazine

 â€¨â€Š in

 â€¨â€Š Britain?

 â€¨â€Š Interestingly,

 â€¨â€Š British

 â€¨â€Špsychiatrists

 â€¨â€Šwere

 â€¨â€Šmuch

 â€¨â€Šless

 â€¨â€Šenthusiastic

 â€¨â€Šabout

 â€¨â€Š the

 â€¨â€Š advent

 â€¨â€Š of

 â€¨â€Š chlorpromazine

 â€¨â€Š than

 â€¨â€Š those

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š U.S.

 â€¨â€Š Š‡‹” •Â?‡’–‹…‹•Â? –‘™ƒ”† –Š‡ „‡Â?‡Ď?‹–• ‘ˆ …ŠŽ‘”’”‘Â?ƒœ‹Â?‡ highlights

 â€¨â€Š the

 â€¨â€Š fact

 â€¨â€Š that

 â€¨â€Š the

 â€¨â€Š American

 â€¨â€Š chlorpromazine

 â€¨â€Š phenomenon

 â€¨â€Š did

 â€¨â€Š not

 â€¨â€Š translate

 â€¨â€Š into

 â€¨â€Š an

 â€¨â€Š international

 â€¨â€Š sensation

 â€¨â€Šovernight.

 â€¨â€ŠRather,

 â€¨â€Šthe

 â€¨â€Šchlorpromazine

 â€¨â€Šstory

 â€¨â€Šis

 â€¨â€Š multifaceted,

 â€¨â€Šand,

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€Šcase

 â€¨â€Šof

 â€¨â€ŠBritain,

 â€¨â€Šchlorpromazine

 â€¨â€Š was

 â€¨â€Š not

 â€¨â€Š incorporated

 â€¨â€Š into

 â€¨â€Š all

 â€¨â€Š mental

 â€¨â€Š hospitals

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š 1950s

 â€¨â€Š as

 â€¨â€Š the

 â€¨â€Š miracle

 â€¨â€Š drug.

 â€¨â€Š This

 â€¨â€Š heterogeneity

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š ‹Â?–‡”Â?ƒ–‹‘Â?ƒŽ ”‡•’‘Â?•‡ –‘ …ŠŽ‘”’”‘Â?ƒœ‹Â?‡ ”‡Ď?Ž‡…–• –Š‡ differential

 â€¨â€Š effectiveness

 â€¨â€Š of

 â€¨â€Š previously

 â€¨â€Š established

 â€¨â€Š treatments

 â€¨â€Šfor

 â€¨â€Šschizophrenia

 â€¨â€Šin

 â€¨â€ŠBritain.

 â€¨â€Š

 â€¨â€Š One

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š clearest

 â€¨â€Š indications

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š difference

 â€¨â€Š in

 â€¨â€Š reaction

 â€¨â€Š to

 â€¨â€Š chlorpromazine

 â€¨â€Š between

 â€¨â€Š Britain

 â€¨â€Š and

 â€¨â€Š the

 â€¨â€Š U.S.

 â€¨â€Š occurred

 â€¨â€Š at

 â€¨â€Š the

 â€¨â€Š First

 â€¨â€Š International

 â€¨â€Š Congress

 â€¨â€Š of

 â€¨â€Š Neuropharmacology

 â€¨â€Š in

 â€¨â€Š Rome

 â€¨â€Š in

 â€¨â€Š 1958.

 â€¨â€Š Sir

 â€¨â€Š Aubrey

 â€¨â€Š Lewis,

 â€¨â€Š a

 â€¨â€Š professor

 â€¨â€Š of

 â€¨â€Š psychiatry

 â€¨â€Š at

 â€¨â€Š the

 â€¨â€Š Institute

 â€¨â€Š of

 â€¨â€Š Psychiatry

 â€¨â€Š in

 â€¨â€Š London,

 â€¨â€Š gave

 â€¨â€Š a

 â€¨â€Š speech

 â€¨â€Š that

 â€¨â€Š highlighted

 â€¨â€Š the

 â€¨â€Š American

 â€¨â€Š optimism

 â€¨â€Š vis-­â€?Ă -­â€?vis

 â€¨â€Š the

 â€¨â€Š British

 â€¨â€Š pessimism

 â€¨â€Š regarding

 â€¨â€Š the

 â€¨â€Š effects

 â€¨â€Š of

 â€¨â€Š chlorpromazine

 â€¨â€Š and

 â€¨â€Š reserpine,

 â€¨â€Š another

 â€¨â€Šschizophrenia

 â€¨â€Šdrug,

 â€¨â€Šin

 â€¨â€Šmental

 â€¨â€Šhospitals.3

 â€¨â€ŠLewis

 â€¨â€Š opened

 â€¨â€Š his

 â€¨â€Š speech

 â€¨â€Š by

 â€¨â€Š citing

 â€¨â€Š a

 â€¨â€Š previous

 â€¨â€Š speech

 â€¨â€Š given

 â€¨â€Š by

 â€¨â€Š Dr.

 â€¨â€Š Henry

 â€¨â€Š Brill,

 â€¨â€Š who

 â€¨â€Š had

 â€¨â€Š given

 â€¨â€Š a

 â€¨â€Š previous

 â€¨â€Š presentation

 â€¨â€Š

arguing

 â€¨â€Š that

 â€¨â€Š chlorpromazine

 â€¨â€Š was

 â€¨â€Š critical

 â€¨â€Š in

 â€¨â€Š decreasing

 â€¨â€Š the

 â€¨â€Šnumber

 â€¨â€Šof

 â€¨â€Špatients

 â€¨â€Šin

 â€¨â€Šmental

 â€¨â€Šhospitals

 â€¨â€Šand

 â€¨â€Šoffered

 â€¨â€Ša

 â€¨â€Š successful

 â€¨â€Štreatment

 â€¨â€Šoption

 â€¨â€Šfor

 â€¨â€Špatients.4

 â€¨â€ŠHe

 â€¨â€Šhad

 â€¨â€Šnoted

 â€¨â€Š that

 â€¨â€Š since

 â€¨â€Š 1955,

 â€¨â€Š there

 â€¨â€Š had

 â€¨â€Š been

 â€¨â€Š a

 â€¨â€Š sudden

 â€¨â€Š decrease

 â€¨â€Š in

 â€¨â€Š mental

 â€¨â€Š hospital

 â€¨â€Š patients

 â€¨â€Š throughout

 â€¨â€Š the

 â€¨â€Š world,

 â€¨â€Š which

 â€¨â€Š coincided

 â€¨â€Š with

 â€¨â€Š the

 â€¨â€Š rise

 â€¨â€Š of

 â€¨â€Š psychotropic

 â€¨â€Š drugs.

 â€¨â€Š In

 â€¨â€Š 1954,

 â€¨â€Š the

 â€¨â€Š population

 â€¨â€Š in

 â€¨â€Š New

 â€¨â€Š York

 â€¨â€Š state

 â€¨â€Š mental

 â€¨â€Š hospitals

 â€¨â€Š was

 â€¨â€Š growing

 â€¨â€Š twice

 â€¨â€Š as

 â€¨â€Š fast

 â€¨â€Š as

 â€¨â€Š the

 â€¨â€Š general

 â€¨â€Š state

 â€¨â€Š population.

 â€¨â€Š Brill

 â€¨â€Š had

 â€¨â€Š pointed

 â€¨â€Š out

 â€¨â€Š that,

 â€¨â€Š after

 â€¨â€Š January

 â€¨â€Š 1955,

 â€¨â€Š when

 â€¨â€Š a

 â€¨â€Š drug

 â€¨â€Š therapy

 â€¨â€Š program

 â€¨â€Š with

 â€¨â€Š chlorpromazine

 â€¨â€Š and

 â€¨â€Š reserpine

 â€¨â€Šwas

 â€¨â€Šundertaken,

 â€¨â€Špatient

 â€¨â€Šnumbers

 â€¨â€Šdecreased

 â€¨â€Š by

 â€¨â€Š approximately

 â€¨â€Š 500

 â€¨â€Š patients.

 â€¨â€Š After

 â€¨â€Š analyzing

 â€¨â€Š statistical

 â€¨â€Š and

 â€¨â€Š clinical

 â€¨â€Š data,

 â€¨â€Š Brill

 â€¨â€Š had

 â€¨â€Š concluded

 â€¨â€Š that

 â€¨â€Š “these

 â€¨â€Š changes

 â€¨â€Š [in

 â€¨â€Š patient

 â€¨â€Š number]

 â€¨â€Š were

 â€¨â€Š caused

 â€¨â€Š by

 â€¨â€Š the

 â€¨â€Š introduction

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šdrugs

 â€¨â€Što

 â€¨â€Ša

 â€¨â€Švery

 â€¨â€Šmaterial

 â€¨â€Šdegree

 â€¨â€Šand

 â€¨â€Š were

 â€¨â€Šnot

 â€¨â€Šcoincidental.â€?5

 â€¨â€Š Lewis

 â€¨â€Šthen

 â€¨â€Šcountered

 â€¨â€ŠBrill’s

 â€¨â€Šargument,

 â€¨â€Šasserting

 â€¨â€Š instead

 â€¨â€Šthat,

 â€¨â€Šat

 â€¨â€Šleast

 â€¨â€Šin

 â€¨â€ŠBritain,

 â€¨â€Šchlorpromazine

 â€¨â€Šwas

 â€¨â€Šnot

 â€¨â€Š the

 â€¨â€Šmain

 â€¨â€Šfactor

 â€¨â€Šthat

 â€¨â€Šbrought

 â€¨â€Šabout

 â€¨â€Šthe

 â€¨â€Šsudden

 â€¨â€Šdecrease

 â€¨â€Š ‹Â? ’ƒ–‹‡Â?– Â?—Â?„‡”•Ǥ ”‘Â? –Š‡ ˜‡”› Ď?‹”•– •‡Â?–‡Â?…‡ ‘ˆ Š‹• speech,

 â€¨â€Š Lewis

 â€¨â€Š displayed

 â€¨â€Š doubt

 â€¨â€Š about

 â€¨â€Š Brill’s

 â€¨â€Š report.

 â€¨â€Š He

 â€¨â€Š conceded

 â€¨â€Šthat

 â€¨â€Šhe

 â€¨â€Šdid

 â€¨â€Šnot

 â€¨â€Šhave

 â€¨â€Šthe

 â€¨â€Šdata

 â€¨â€Što

 â€¨â€Šdispute

 â€¨â€ŠBrill’s

 â€¨â€Š assertions,

 â€¨â€Šbut

 â€¨â€Šstated

 â€¨â€Šthat:

 â€¨â€Š ”‹–‹•Š Ď?‹‰—”‡• ”‡‰ƒ”†‹Â?‰ Â?‡Â?–ƒŽ Š‘•’‹–ƒŽ populations

 â€¨â€Š impose

 â€¨â€Š caution

 â€¨â€Š in

 â€¨â€Š giving

 â€¨â€Š the

 â€¨â€Špharmacological

 â€¨â€Šaction

 â€¨â€Šof

 â€¨â€Šthese

 â€¨â€Šnew

 â€¨â€Š drugs

 â€¨â€Š [chlorpromazine

 â€¨â€Š and

 â€¨â€Š reserpine]

 â€¨â€Š most

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š credit

 â€¨â€Š for

 â€¨â€Š the

 â€¨â€Š undoubted

 â€¨â€Š fall

 â€¨â€Š that

 â€¨â€Š has

 â€¨â€Š occurred

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š absolute

 â€¨â€Š number

 â€¨â€Š of

 â€¨â€Š people

 â€¨â€Š resident

 â€¨â€Š in

 â€¨â€Š certain

 â€¨â€Š mental

 â€¨â€Šhospitals.6 ‡™‹• Â?‘–‡† –Šƒ– ƒŽ–Š‘—‰Š –Š‡ Ď?‹‰—”‡• ˆ‘” Â?‡Â?–ƒŽ hospitals

 â€¨â€Šthroughout

 â€¨â€ŠEngland

 â€¨â€Šand

 â€¨â€ŠWales

 â€¨â€Šshow

 â€¨â€Ša

 â€¨â€Š sharp

 â€¨â€Š shift

 â€¨â€Š from

 â€¨â€Š a

 â€¨â€Š rise

 â€¨â€Š in

 â€¨â€Š patient

 â€¨â€Š numbers

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š 1954-­â€? 1955

 â€¨â€Šperiod

 â€¨â€Što

 â€¨â€Ša

 â€¨â€Šdecline

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€Š1955-­â€?1956

 â€¨â€Šperiod,

 â€¨â€Šthe

 â€¨â€Š decrease

 â€¨â€Šin

 â€¨â€Šindividual

 â€¨â€Šmental

 â€¨â€Šhospitals

 â€¨â€Šhas

 â€¨â€Šbeen

 â€¨â€Šsteady.

 â€¨â€Š ††‹–‹‘Â?ÂƒÂŽÂŽÂ›ÇĄ ‡™‹• …‹–‡† •’‡…‹Ď?‹… …ƒ•‡ •–—†‹‡• ‹Â? ™Š‹…Š the

 â€¨â€Špercentage

 â€¨â€Šof

 â€¨â€Špatients

 â€¨â€Šdischarged

 â€¨â€Šin

 â€¨â€Š1955-­â€?1956

 â€¨â€Šthat

 â€¨â€Š were

 â€¨â€Š treated

 â€¨â€Š with

 â€¨â€Š psychotropic

 â€¨â€Š drugs

 â€¨â€Š was

 â€¨â€Š only

 â€¨â€Š about

 â€¨â€Š ʹͲΨ ÂƒÂ?† ‹Â? ™Š‹…Š –Š‡”‡ ™ƒ• Â?‘ •–ƒ–‹•–‹…ƒŽŽ› •‹‰Â?‹Ď?‹…ƒÂ?– difference

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š duration

 â€¨â€Š of

 â€¨â€Š stay

 â€¨â€Š between

 â€¨â€Š those

 â€¨â€Š who

 â€¨â€Š received

 â€¨â€Š chlorpromazine

 â€¨â€Š and

 â€¨â€Š those

 â€¨â€Š who

 â€¨â€Š had

 â€¨â€Š not.

 â€¨â€Š For

 â€¨â€Š schizophrenia

 â€¨â€Špatients

 â€¨â€Šin

 â€¨â€Šparticular,

 â€¨â€Šthe

 â€¨â€Šquittance

 â€¨â€Šrate

 â€¨â€Š in

 â€¨â€Š England

 â€¨â€Š and

 â€¨â€Š Wales

 â€¨â€Š had

 â€¨â€Š actually

 â€¨â€Š been

 â€¨â€Š rising

 â€¨â€Š steadily

 â€¨â€Š


50 since

 â€¨â€Š1950.7

 â€¨â€Š To

 â€¨â€Š explain

 â€¨â€Š the

 â€¨â€Š undisputed

 â€¨â€Š drop

 â€¨â€Š in

 â€¨â€Š patient

 â€¨â€Š number

 â€¨â€Š in

 â€¨â€Š Britain

 â€¨â€Š between

 â€¨â€Š 1954

 â€¨â€Š and

 â€¨â€Š 1956,

 â€¨â€Š Lewis

 â€¨â€Š asserted

 â€¨â€Šthat

 â€¨â€Šâ€œit

 â€¨â€Šis

 â€¨â€Šfairly

 â€¨â€Šclear

 â€¨â€Šthat

 â€¨â€Šone

 â€¨â€Šor

 â€¨â€Šseveral

 â€¨â€Špotent

 â€¨â€Š ‹Â?Ď?Ž—‡Â?…‡• Šƒ˜‡ „‡‡Â? ƒ– ™‘”Â? „‡•‹†‡• –Š‡ Â?‡™ †”—‰•Ǥdz8

 â€¨â€Š Since

 â€¨â€Š World

 â€¨â€Š War

 â€¨â€Š II,

 â€¨â€Š Britain

 â€¨â€Š had

 â€¨â€Š entered

 â€¨â€Š a

 â€¨â€Š vigorous

 â€¨â€Š phase

 â€¨â€Šof

 â€¨â€Šreformation

 â€¨â€Šthat

 â€¨â€Šresulted

 â€¨â€Šin

 â€¨â€Šincreasingly

 â€¨â€Šactive

 â€¨â€Š outpatient

 â€¨â€Š and

 â€¨â€Š domiciliary

 â€¨â€Š services

 â€¨â€Š and

 â€¨â€Š a

 â€¨â€Š determined

 â€¨â€Š effort

 â€¨â€Š at

 â€¨â€Š rehabilitating

 â€¨â€Š chronic

 â€¨â€Š schizophrenics.

 â€¨â€Š The

 â€¨â€Š length

 â€¨â€Š of

 â€¨â€Š time

 â€¨â€Š that

 â€¨â€Š patients

 â€¨â€Š stayed

 â€¨â€Š as

 â€¨â€Š inpatients

 â€¨â€Š in

 â€¨â€Š mental

 â€¨â€Š hospitals

 â€¨â€Š had

 â€¨â€Š also

 â€¨â€Š decreased.

 â€¨â€Š Lewis’

 â€¨â€Š ultimate

 â€¨â€Š conclusion

 â€¨â€Šwas

 â€¨â€Šthat:

 â€¨â€Š the

 â€¨â€Š information

 â€¨â€Š from

 â€¨â€Š individual

 â€¨â€Š hospitals

 â€¨â€Š ‌

 â€¨â€Š points

 â€¨â€Š to

 â€¨â€Š the

 â€¨â€Š drugs

 â€¨â€Š (mainly

 â€¨â€Š chlorpromazine

 â€¨â€Š and

 â€¨â€Š other

 â€¨â€Š phenothiazines)

 â€¨â€Š as

 â€¨â€Š adjuncts

 â€¨â€Š rather

 â€¨â€Š than

 â€¨â€Š as

 â€¨â€Š prime

 â€¨â€Š movers

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š drive

 â€¨â€Š towards

 â€¨â€Š getting

 â€¨â€Š chronic

 â€¨â€Š patients

 â€¨â€Š back

 â€¨â€Š into

 â€¨â€Š the

 â€¨â€Š community‌I

 â€¨â€Š would

 â€¨â€Š dissent

 â€¨â€Š therefore

 â€¨â€Š from

 â€¨â€Š the

 â€¨â€Š extreme

 â€¨â€Š view

 â€¨â€Š that

 â€¨â€Š the

 â€¨â€Š advent

 â€¨â€Š of

 â€¨â€Šthese

 â€¨â€Šdrugs

 â€¨â€Šhas

 â€¨â€Šrevolutionized

 â€¨â€Šmental

 â€¨â€Š hospital

 â€¨â€Špractice.9 Moreover,

 â€¨â€Š Lewis

 â€¨â€Š drew

 â€¨â€Š a

 â€¨â€Š comparison

 â€¨â€Š between

 â€¨â€Š the

 â€¨â€Š excitement

 â€¨â€Šover

 â€¨â€Šthe

 â€¨â€Špromise

 â€¨â€Šof

 â€¨â€Šchlorpromazine

 â€¨â€Šand

 â€¨â€Šthat

 â€¨â€Š ‘˜‡” –Š‡ ‹Â?†‹”‡…– „‡Â?‡Ď?‹–• ‘ˆ ‡Ž‡…–”‘…‘Â?˜—Ž•‹˜‡ •Š‘…Â? therapy

 â€¨â€Š (ECT)

 â€¨â€Š in

 â€¨â€Š Britain

 â€¨â€Š 20

 â€¨â€Š years

 â€¨â€Š previously.10

 â€¨â€Š ECT

 â€¨â€Š is

 â€¨â€Š a

 â€¨â€Š form

 â€¨â€Š of

 â€¨â€Š psychiatric

 â€¨â€Š therapy

 â€¨â€Š in

 â€¨â€Š which

 â€¨â€Š brief

 â€¨â€Š seizures

 â€¨â€Š are

 â€¨â€Š induced

 â€¨â€Š in

 â€¨â€Š patients’

 â€¨â€Š brains

 â€¨â€Š via

 â€¨â€Š electric

 â€¨â€Š currents.

 â€¨â€Š The

 â€¨â€Š enthusiasm

 â€¨â€Šover

 â€¨â€ŠECT

 â€¨â€Šmotivated

 â€¨â€Ša

 â€¨â€Šstream

 â€¨â€Šof

 â€¨â€Šrehabilitation

 â€¨â€Š efforts

 â€¨â€Š in

 â€¨â€Š hospitals

 â€¨â€Š that

 â€¨â€Š promoted

 â€¨â€Š improvement

 â€¨â€Š not

 â€¨â€Š †‹”‡…–Ž› ”‡Žƒ–‡† –‘ –Š‡ „‡Â?‡Ď?‹–• ‘ˆ ‹–•‡ŽˆǤ ‡™‹• predicted

 â€¨â€Š the

 â€¨â€Š same

 â€¨â€Š future

 â€¨â€Š for

 â€¨â€Š chlorpromazine—it

 â€¨â€Š was

 â€¨â€Š only

 â€¨â€Š valuable

 â€¨â€Š in

 â€¨â€Š its

 â€¨â€Š power

 â€¨â€Š to

 â€¨â€Š excite

 â€¨â€Š the

 â€¨â€Š public

 â€¨â€Š and

 â€¨â€Š generate

 â€¨â€Šmomentum

 â€¨â€Šfor

 â€¨â€Šimprovements

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€Špractice

 â€¨â€Š of

 â€¨â€Š psychiatric

 â€¨â€Š medicine

 â€¨â€Š and

 â€¨â€Š hospital

 â€¨â€Š care,

 â€¨â€Š but

 â€¨â€Š not

 â€¨â€Š as

 â€¨â€Š ƒ •—……‡••ˆ—Ž ƒÂ?–‹’•›…Š‘–‹… †”—‰Ǥ ‡™‹• ‡š‡Â?’Ž‹Ď?‹‡† the

 â€¨â€Š view

 â€¨â€Š taken

 â€¨â€Š by

 â€¨â€Š much

 â€¨â€Š of

 â€¨â€Š Britain

 â€¨â€Š toward

 â€¨â€Š the

 â€¨â€Š advent

 â€¨â€Š of

 â€¨â€Š chlorpromazine

 â€¨â€Š and

 â€¨â€Š other

 â€¨â€Š novel

 â€¨â€Š drug

 â€¨â€Š therapies.

 â€¨â€Š Ž–Š‘—‰Š –Š‡•‡ Â?‡™ †”—‰• †‹† Šƒ˜‡ …‡”–ƒ‹Â? „‡Â?‡Ď?‹–•ǥ they

 â€¨â€Š were

 â€¨â€Š often

 â€¨â€Š overshadowed

 â€¨â€Š by

 â€¨â€Š disadvantages,

 â€¨â€Š and

 â€¨â€Š ™‡”‡ Â?‘– „‡Ž‹‡˜‡† –‘ „‡ „‡Â?‡Ď?‹…‹ƒŽ ‡Â?‘—‰Š –‘ ”‡•—Ž– ‹Â? ƒ neuropharmacological

 â€¨â€Šrevolution

 â€¨â€Šin

 â€¨â€ŠBritain.

 â€¨â€Š In

 â€¨â€Š addition

 â€¨â€Š to

 â€¨â€Š Lewis’

 â€¨â€Š statistical

 â€¨â€Š analysis

 â€¨â€Š of

 â€¨â€Š institutional

 â€¨â€Š conditions

 â€¨â€Š in

 â€¨â€Š mental

 â€¨â€Š hospitals,

 â€¨â€Š other

 â€¨â€Š British

 â€¨â€Š psychiatrists

 â€¨â€Š and

 â€¨â€Š researchers

 â€¨â€Š also

 â€¨â€Š conducted

 â€¨â€Š •…‹‡Â?–‹Ď?‹… ”‡•‡ƒ”…Š †‹”‡…–Ž› –‡•–‹Â?‰ –Š‡ ‡ˆˆ‡…–• ‘ˆ chlorpromazine.

 â€¨â€ŠIn

 â€¨â€Šan

 â€¨â€Šarticle

 â€¨â€Špublished

 â€¨â€Šin

 â€¨â€ŠThe

 â€¨â€ŠLancet

 â€¨â€Šin

 â€¨â€Š 1955,

 â€¨â€Š a

 â€¨â€Š group

 â€¨â€Š of

 â€¨â€Š British

 â€¨â€Š scientists

 â€¨â€Š including

 â€¨â€Š Sir

 â€¨â€Š Gerard

 â€¨â€Š Vaughan,

 â€¨â€Š senior

 â€¨â€Š registrar

 â€¨â€Š in

 â€¨â€Š psychiatry

 â€¨â€Š at

 â€¨â€Š the

 â€¨â€Š Bexley

 â€¨â€Š ‘•’‹–ƒŽ ‹Â? Â?‰ŽƒÂ?†ǥ ”‡’‘”–‡† –Š‡‹” Ď?‹Â?†‹Â?‰• ‘Â? Š‘™ chlorpromazine

 â€¨â€Štreatment

 â€¨â€Šaffected

 â€¨â€Šsymptoms

 â€¨â€Šexhibited

 â€¨â€Š in

 â€¨â€Š schizophrenic

 â€¨â€Š patients

 â€¨â€Š and

 â€¨â€Š those

 â€¨â€Š with

 â€¨â€Š affective

 â€¨â€Š diseases.11

 â€¨â€Š200

 â€¨â€Špatients

 â€¨â€Šwere

 â€¨â€Šplaced

 â€¨â€Šon

 â€¨â€Šchlorpromazine

 â€¨â€Š for

 â€¨â€Š a

 â€¨â€Š month,

 â€¨â€Š and

 â€¨â€Š the

 â€¨â€Š ones

 â€¨â€Š that

 â€¨â€Š showed

 â€¨â€Š improvement

 â€¨â€Š

Synthesis,

 â€¨â€ŠIssue

 â€¨â€Š1,

 â€¨â€ŠMay

 â€¨â€Š2009

were

 â€¨â€Š subsequently

 â€¨â€Š taken

 â€¨â€Š off

 â€¨â€Š the

 â€¨â€Š drug

 â€¨â€Š to

 â€¨â€Š test

 â€¨â€Š whether

 â€¨â€Š the

 â€¨â€Šeffect

 â€¨â€Šwas

 â€¨â€Šable

 â€¨â€Što

 â€¨â€Šbe

 â€¨â€Šmaintained.

 â€¨â€ŠThey

 â€¨â€Šfound

 â€¨â€Šthat

 â€¨â€Šof

 â€¨â€Š the

 â€¨â€Š 200

 â€¨â€Š cases,

 â€¨â€Š 62%

 â€¨â€Š improved,

 â€¨â€Š and

 â€¨â€Š 28%

 â€¨â€Š showed

 â€¨â€Š strong

 â€¨â€Š improvement

 â€¨â€Š or

 â€¨â€Š became

 â€¨â€Š symptom-­â€?free.

 â€¨â€Š 38%

 â€¨â€Š remained

 â€¨â€Š unimproved.12

 â€¨â€Š Assessing

 â€¨â€Š the

 â€¨â€Š various

 â€¨â€Š symptoms

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š patients

 â€¨â€Šdemonstrated

 â€¨â€Šthat

 â€¨â€Šchlorpromazine

 â€¨â€Šwas

 â€¨â€Šeffective

 â€¨â€Š in

 â€¨â€Šreducing

 â€¨â€Šagitation,

 â€¨â€Šover-­â€?activity,

 â€¨â€Šand

 â€¨â€Šmanic

 â€¨â€Šbehavior,

 â€¨â€Š but

 â€¨â€Š was

 â€¨â€Š ineffective

 â€¨â€Š in

 â€¨â€Š reducing

 â€¨â€Š several

 â€¨â€Š other

 â€¨â€Š basic

 â€¨â€Š schizophrenic

 â€¨â€Šsymptoms,

 â€¨â€Šsuch

 â€¨â€Šas

 â€¨â€Šthought

 â€¨â€Šdisturbances,

 â€¨â€Š delusions,

 â€¨â€Š and

 â€¨â€Š hallucinations.

 â€¨â€Š In

 â€¨â€Š a

 â€¨â€Š second

 â€¨â€Š experiment,

 â€¨â€Š 48

 â€¨â€Š female

 â€¨â€Š patients

 â€¨â€Š were

 â€¨â€Š either

 â€¨â€Š given

 â€¨â€Š chlorpromazine

 â€¨â€Š or

 â€¨â€Š a

 â€¨â€Š placebo,

 â€¨â€Š and

 â€¨â€Š were

 â€¨â€Š observed

 â€¨â€Š over

 â€¨â€Š the

 â€¨â€Š course

 â€¨â€Š of

 â€¨â€Š a

 â€¨â€Š Â?‘Â?–ŠǤ Š‡ ƒ—–Š‘”• ˆ‘—Â?† ƒ •–ƒ–‹•–‹…ƒŽŽ› •‹‰Â?‹Ď?‹…ƒÂ?– „‡Â?‡Ď?‹– –‘ —•‹Â?‰ …ŠŽ‘”’”‘Â?ƒœ‹Â?‡Ȅ͸͚Ψ Â‘Âˆ ’ƒ–‹‡Â?–• ‘Â? chlorpromazine

 â€¨â€Š showed

 â€¨â€Š improvement,

 â€¨â€Š while

 â€¨â€Š only

 â€¨â€Š 20%

 â€¨â€Š of

 â€¨â€Špatients

 â€¨â€Šon

 â€¨â€Šplacebo

 â€¨â€Šimproved,

 â€¨â€Šnone

 â€¨â€Šof

 â€¨â€Šwhich

 â€¨â€Šshowed

 â€¨â€Š drastic

 â€¨â€Šimprovement.13

 â€¨â€Š The

 â€¨â€Š results

 â€¨â€Š from

 â€¨â€Š this

 â€¨â€Š study

 â€¨â€Š demonstrated

 â€¨â€Š clear

 â€¨â€Š improvement

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š patients’

 â€¨â€Š condition

 â€¨â€Š after

 â€¨â€Š using

 â€¨â€Š …ŠŽ‘”’”‘Â?ƒœ‹Â?‡Ǥ Š‡ ƒ—–Š‘”• ‡˜‡Â? Â?‡Â?–‹‘Â?‡† •’‡…‹Ď?‹… schizophrenic

 â€¨â€Š symptoms

 â€¨â€Š that

 â€¨â€Š chlorpromazine

 â€¨â€Š helped

 â€¨â€Š ”‡†—…‡ǥ ‹Â?†‹…ƒ–‹Â?‰ –Šƒ– –Š‡”‡ ™ƒ• ƒ †‹”‡…– „‡Â?‡Ď?‹– –‘ using

 â€¨â€Šchlorpromazine.

 â€¨â€Š

 â€¨â€ŠDespite

 â€¨â€Šthe

 â€¨â€Šseemingly

 â€¨â€Šoptimistic

 â€¨â€Š results

 â€¨â€Š obtained,

 â€¨â€Š the

 â€¨â€Š authors

 â€¨â€Š derived

 â€¨â€Š a

 â€¨â€Š surprising

 â€¨â€Š Â?‡‰ƒ–‹˜‡ …‘Â?…Ž—•‹‘Â? ˆ”‘Â? –Š‡‹” •–—†›Ǥ Â? –Š‡ Ď?‹”•– ˆ‡™ sentences

 â€¨â€Š of

 â€¨â€Š their

 â€¨â€Š conclusion,

 â€¨â€Š they

 â€¨â€Š stated

 â€¨â€Š outright

 â€¨â€Š that

 â€¨â€Š “chlorpromazine

 â€¨â€Šis

 â€¨â€Šclearly

 â€¨â€Šnot

 â€¨â€Ša

 â€¨â€Šcurative

 â€¨â€Šdrug,â€?

 â€¨â€Šbecause

 â€¨â€Š ‹–• „‡Â?‡Ď?‹–• ™‡”‡ ’—”‡Ž› •›Â?’–‘Â?ƒ–‹…Ǥ14

 â€¨â€ŠSuch

 â€¨â€Ša

 â€¨â€Šnegative

 â€¨â€Š statement

 â€¨â€Šemphasizes

 â€¨â€Šthe

 â€¨â€Šauthor’s

 â€¨â€Šoverarching

 â€¨â€Šcynicism

 â€¨â€Š and

 â€¨â€Šcaution

 â€¨â€Šin

 â€¨â€Špromoting

 â€¨â€Šthe

 â€¨â€Šuse

 â€¨â€Šof

 â€¨â€Šchlorpromazine.

 â€¨â€ŠIn

 â€¨â€Š addition,

 â€¨â€Šthe

 â€¨â€Šauthors

 â€¨â€Šbelieved

 â€¨â€Šthat

 â€¨â€Šâ€œchlorpromazine

 â€¨â€Šis

 â€¨â€Šof

 â€¨â€Š limited

 â€¨â€Šuse

 â€¨â€Šas

 â€¨â€Šan

 â€¨â€Šadjunct

 â€¨â€Što

 â€¨â€Šother

 â€¨â€Šforms

 â€¨â€Šof

 â€¨â€Štherapy,â€?

 â€¨â€Šand

 â€¨â€Š listed

 â€¨â€Š only

 â€¨â€Š three

 â€¨â€Š instances

 â€¨â€Š when

 â€¨â€Š chlorpromazine

 â€¨â€Š alone

 â€¨â€Š was

 â€¨â€Šuseful.15

 â€¨â€ŠThe

 â€¨â€Šresults

 â€¨â€Šfrom

 â€¨â€Šthis

 â€¨â€Šstudy

 â€¨â€Šsuggested

 â€¨â€Šhope

 â€¨â€Š for

 â€¨â€Šthe

 â€¨â€Šadministration

 â€¨â€Šof

 â€¨â€Šchlorpromazine,

 â€¨â€Šand

 â€¨â€Šindicated

 â€¨â€Š that

 â€¨â€Šfurther

 â€¨â€Štesting

 â€¨â€Šwould

 â€¨â€Šbe

 â€¨â€Šworthwhile.

 â€¨â€ŠHowever,

 â€¨â€Šthey

 â€¨â€Š decided

 â€¨â€Što

 â€¨â€Šdismiss

 â€¨â€Šthe

 â€¨â€Špossibility

 â€¨â€Šthat

 â€¨â€Šchlorpromazine

 â€¨â€Š could

 â€¨â€Š act

 â€¨â€Š alone

 â€¨â€Š as

 â€¨â€Š a

 â€¨â€Š successful

 â€¨â€Š schizophrenic

 â€¨â€Š drug,

 â€¨â€Š demonstrating

 â€¨â€Šthe

 â€¨â€Šlack

 â€¨â€Šof

 â€¨â€Šenthusiasm

 â€¨â€Šand

 â€¨â€Šoptimism

 â€¨â€Šfor

 â€¨â€Š chlorpromazine

 â€¨â€Šin

 â€¨â€ŠBritain.

 â€¨â€Š Several

 â€¨â€Š other

 â€¨â€Š studies

 â€¨â€Š conducted

 â€¨â€Š by

 â€¨â€Š British

 â€¨â€Š psychiatrists

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š 1950s

 â€¨â€Š and

 â€¨â€Š 60s

 â€¨â€Š also

 â€¨â€Š tested

 â€¨â€Š the

 â€¨â€Š hypothesis

 â€¨â€Š that

 â€¨â€Š chlorpromazine

 â€¨â€Š was

 â€¨â€Š not

 â€¨â€Š as

 â€¨â€Š effective

 â€¨â€Š as

 â€¨â€Š Delay

 â€¨â€Šand

 â€¨â€ŠDeniker

 â€¨â€Šhailed

 â€¨â€Šit

 â€¨â€Što

 â€¨â€Šbe.

 â€¨â€Š

 â€¨â€ŠA

 â€¨â€Špaper

 â€¨â€Špublished

 â€¨â€Šin

 â€¨â€Ša

 â€¨â€Š 1967

 â€¨â€Šissue

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€ŠBritish

 â€¨â€ŠJournal

 â€¨â€Šof

 â€¨â€ŠPsychiatry

 â€¨â€Šcited

 â€¨â€Ša

 â€¨â€Šlist

 â€¨â€Š ‘ˆ –‡Â? •–—†‹‡• ˆ”‘Â? ͳ͜͝͡ –‘ ͳ͝͸ͳ –Šƒ– Šƒ† ˆƒ‹Ž‡† –‘ Ď?‹Â?† ‡˜‹†‡Â?…‡ ‘ˆ –Š‡ ‡ˆĎ?‹…ƒ…› ‘ˆ …ŠŽ‘”’”‘Â?ƒœ‹Â?‡Ǥ16

 â€¨â€Š In

 â€¨â€Š their

 â€¨â€Š longitudinal

 â€¨â€Š study

 â€¨â€Š of

 â€¨â€Š long-­â€?stay

 â€¨â€Š psychiatric

 â€¨â€Š patients,

 â€¨â€Š the

 â€¨â€Š authors

 â€¨â€Š found

 â€¨â€Š that

 â€¨â€Š chlorpromazine

 â€¨â€Š may

 â€¨â€Š have

 â€¨â€Š toxic

 â€¨â€Š effects

 â€¨â€Š when

 â€¨â€Š administered

 â€¨â€Š to

 â€¨â€Š patients

 â€¨â€Š for

 â€¨â€Š a

 â€¨â€Š long

 â€¨â€Š ’‡”‹‘† ‘ˆ –‹Â?‡Ǥ Š‡› Dz…ƒ—–‹‘Â?Č?‡†Č? ƒ‰ƒ‹Â?•– –Š‡ …‘Â?Ď?‹†‡Â?– substitution

 â€¨â€Šof

 â€¨â€Šnewer

 â€¨â€Špreparations

 â€¨â€Š[of

 â€¨â€Šchlorpromazine],â€?

 â€¨â€Š and

 â€¨â€Š questioned

 â€¨â€Š the

 â€¨â€Š “continuing

 â€¨â€Š practice

 â€¨â€Š of

 â€¨â€Š prescribing

 â€¨â€Š tranquilizing

 â€¨â€Š drugs

 â€¨â€Š to

 â€¨â€Š patients

 â€¨â€Š en

 â€¨â€Š masse.â€?17

 â€¨â€Š Such

 â€¨â€Š


51 negative

conclusions

reveal

the

hesitation

of

British

researchers

and

psychiatrists

to

enthusiastically

embrace

the

promise

of

chlorpromazine.

Some

other

British

psychiatrists

were

even

less

optimistic.

In

his

seminal

and

widely

cited

paper

published

in

The

Lancet

in

1958,

Dr.

N.H.

Rathod,

senior

registrar

at

the

Cane

Hill

Hospital

in

Surrey,

attempted

to

elucidate

the

effects

of

the

environment

on

the

psychiatric

patient

and

began

his

paper

by

asserting

that

“there

is

good

reason

to

think

that

tranquilizing

drugs

are

now

being

used

too

often

and

in

excess.”18 ǡ ϐ to

achieve

as

much

tranquility

in

patients

as

the

drug

chlorpromazine

did.

In

his

study,

chlorpromazine

was

administered

to

patients

for

varying

amounts

of

time,

after

which

a

placebo

was

switched

in

without

the

patient’s

knowledge.

At

the

same

time

that

the

placebo

was

administered,

an

intensive

occupational

therapy

program

was

introduced.

Additionally,

some

patients

in

the

therapy

program

were

placed

in

wards

that

fully

accepted

the

occupational

therapy

program,

with

nurses

and

staff

who

endorsed

it

enthusiastically.

Some

other

patients

entered

wards

in

which

the

occupational

therapy

program

was

not

effectively

implemented.

It

was

found

that

the

group

of

patients

in

the

ward

that

accepted

the

occupational

therapy

program

improved

drastically,

while

those

in

the

ward

that

did

not

embrace

the

therapy

actually

worsened.

Additionally,

during

the

period

of

time

in

which

there

were

the

most

patients

on

chlorpromazine

treatment,

the

improvement

level

was

approximately

equal

to

the

improvement

achieved

during

the

period

when

most

patients

were

on

occupational

therapy.19

Rathod’s

results

implied

ǯ ϐ reducing

schizophrenic

symptoms.

Although

no

individual

patients

were

followed

rigorously,

Rathod

decisively

concluded

from

the

above

experiment

that

“the

most

probable

explanation

is

that

tranquilizers

have

only

a

“limited

effect.”20

Rathod’s

conclusion

demonstrates

the

prevailing

view

in

Britain

that

chlorpromazine

was

not

necessary

to

generate

improvements

in

a

patient’s

condition.

In

fact,

Rathod

believed

that

intensive

and

individualistic

social

therapy

could

not

only

keep

the

wards

as

tranquil

as

with

chlorpromazine,

but

could

also

induce

further

progress

by

improving

ward

conditions.21

After

considering

Rathod’s

assertion

that

humane

and

social

ward

conditions

do

just

as

well,

if

not

better,

than

chlorpromazine

treatment,

it

is

easy

to

understand

why

many

British

physicians

felt

that

chlorpromazine

was

simply

unnecessary

to

their

hospital

systems. Given

the

dramatic

differences

in

response

to

the

discovery

of

chlorpromazine

in

the

U.S.

and

Britain,

it

is

useful

to

consider

where

this

disparity

originated

and

what

factors

in

Britain

contributed

to

that

difference.

To

investigate

this

question,

it

is

necessary

to

contextualize

the

state

of

mental

hospitals

in

Britain

at

that

time.

Thomas

Percy

Rees,

the

president

and

medical

superintendent

of

Warlingham

Park

Hospital

in

Surrey,

delivered

an

address

in

1956

that

proclaimed

that

the

best

attribute

of

the

improved

British

mental

hospital

system

was

its

similarity

to

the

moral

treatment

in

the

early

19th

century,

which

was

developed

on

the

basis

of

providing

humane

social

conditions

and

moral

care

in

asylums

as

treatments

for

mental

disorders.22

Rees

stated

that

despite

the

great

progress

in

the

medical

techniques

and

hospital

technology,

“even

today,

the

most

important

single

factor

in

determining

the

patients’

happiness

and

progress

is…

what

was

best

during

the

era

of

‘the

moral

treatment

of

the

insane.’”23

In

Britain,

when

neuroleptics

were

introduced,

mental

hospitals

were

absorbed

into

the

National

Health

Service,

and

therefore,

gained

access

to

improved

standards

of

care.24

The

movement

started

to

take

on

momentum

after

WWII,

when

the

state

began

to

take

an

interest

in

the

welfare

of

individual

patients.

Many

believe

that

this

change

was

reminiscent

of

Pinel’s

dramatic

reforms

in

France.

In

a

historical

assessment,

Anthony

Hordern,

a

consultant

psychiatrist

at

the

Mental

Health

Research

Institution

in

Australia,

and

Max

Hamilton,

a

consultant

psychiatrist

at

the

Stanley

Royd

Hospital

in

England,

noted

that,

on

the

whole,

neuroleptics

were

not

greeted

with

much

enthusiasm,

ϐ ϐ ǡ the

undeniable

improvements

from

other

treatment

alternatives,

along

with

the

conservatism

of

British

medicine

in

returning

to

moral

treatment,

made

the

little

improvements

that

neuroleptics

made

to

British

psychiatry

seem

unimpressive.25

It

was

in

such

a

context

of

improved

healthcare

that

psychiatrists

took

on

the

mindset

of

Lewis,

Vaughan,

and

Rathod,

believing

that

chlorpromazine

did

have

certain

ϐ ǡ ϐ ϐ enough

to

overhaul

the

hospital

system’s

preferred

forms

of

treatment,

such

as

social

and

occupational

therapy. Several

psychiatrists

before

the

First

International

Congress

of

Neuropharmacology

had

articulated

their

belief

in

the

success

of

the

mental

hospital

system

that

was

already

in

place.

In

his

speech,

Lewis

stated

that

the

impact

of

psychotropic

drugs

like

ϐ by

powerful

progress

in

mental

hospital

practices.

After

the

war,

Britain

took

on

a

strenuous

policy

of

rehabilitation

and

established

administrative

facilities


52 such

as

the

Industrial

Resettlement

Unit

(IRU).

Hence,

Lewis

claimed

that

“certainly,

if

we

had

to

choose

be-­‐ tween

abandoning

the

use

of

all

the

new

psychotro-­‐ pic

drugs

and

abandoning

the

Industrial

Resettlement

Unit…,

there

would

be

no

hesitation

about

the

choice:

the

drugs

would

go.”26

Lewis

warned

against

the

risks

and

side-­‐effects

of

chlorpromazine

and

reserpine,

and

concluded

that

until

more

research

could

be

done,

they

were

not

worth

the

fantasy

of

those

who

pinned

great

hopes

on

these

drugs.

Additionally,

at

the

end

of

their

paper,

Hughes

and

Little

predicted

that

“the

undoubted

improvement

in

behaviour

on

long-­‐stay

wards

is

very

largely

a

consequence

of

the

introduction

of

enlightened

social

measures.”27 ϐ the

effects

of

chlorpromazine

with

occupational

therapy.

A

study

published

in

the

British

Journal

of

Medical

Psychology

compared

the

effects

of

chlorpromazine,

group

therapy,

and

a

combination

treatment

of

both

on

groups

of

female

schizophrenic

patients.28

It

was

ϐ chlorpromazine

treatment

and

organized

program

of

activity.

There

was

no

single

clinical

feature,

such

as

onset

of

thought

disorder

or

hallucinations,

that

was

more

marked

in

one

group

than

the

other.

Compared

to

the

group

that

was

administered

both

social

therapy

and

chlorpromazine,

the

group

that

was

treated

with

only

chlorpromazine

did

just

as

well.

Because

chlorpromazine

and

social

therapy

were

similar

in

terms

of

patient

improvement,

the

introduction

of

chlorpromazine

was

not

likely

to

stir

much

excitement

among

either

the

British

hospital

staff

or

patients. Another

study

demonstrated

that

drugs,

ǡ ϐ inhibitory

effect

on

patient

progress.29

In

this

study,

the

effects

on

patients

placed

on

two

drug

treatments,

thiopropazate

and

chlorpromazine,

a

placebo,

and

occupational

therapy

were

studied.

It

was

found

that

a

combination

of

drugs

and

occupational

therapy

resulted

ϐ received

placebo

and

no

occupational

therapy.

However,

when

investigating

the

interaction

between

drugs

and

occupational

therapy,

it

was

found

that

drugs

tended

to

exert

an

inhibitory

effect

on

the

improvements

obtained

from

therapy.

Thus,

the

introduction

of

chlorpromazine

had

not

improved

the

results

obtained

by

mental

hospitals

that

practice

moral

treatment

like

those

in

Britain. ϐ chlorpromazine

in

the

U.S.

and

Britain

bring

an

extra

level

of

complexity

to

the

story

of

psychiatry.

Drugs

such

as

chlorpromazine,

after

all,

are

not

necessarily

the

miracle

pills

that

can

save

every

psychiatric

patient.

Every

country

also

responds

differently

to

different

drugs.

In

the

case

of

Britain,

with

its

reformed

health

care

system,

there

was

Synthesis,

Issue

1,

May

2009

little

enthusiasm

for

chlorpromazine

because

the

drug

simply

did

not

do

much

to

enhance

the

already

effective

moral

treatment

in

British

psychiatric

institutions.

The

chlorpromazine

revolution

that

shook

the

U.S.

did

not

occur

in

Britain.

Instead,

the

British

managed

their

mentally

ill

with

traditional

moral

treatment

techniques

that

were

able

to

successfully

improve

the

psychiatric

hospital

system

for

the

good

of

the

British

physicians,

patients,

and

families.

Endnotes 1

Trevor

Turner,

“The

history

of

deinstitutionalization

and

reinstitutionalization,”

Psychiatry

3

(2004):

1. 2

Aubrey

Lewis,

Neuropsychopharmacology

1,

Ed.

by

T.B.

Bradley,

P.

Deniker,

and

C.

Radouco-­‐Thomas,

(Amsterdam:

Elsevier

Co,

1959),

207. 3

Henry

Brill,

“The

impact

of

psychotropic

drugs

on

the

structure,

function,

and

future

of

psychiatric

services

in

hospitals,”

Neuropsychopharmacology

1

(1959):

191. 4

Ibid. 5

Aubrey

Lewis,

Neuropsychopharmacology

1,

Ed.

by

T.B.

Bradley,

P.

Deniker,

and

C.

Radouco-­‐Thomas,

(Amsterdam:

Elsevier

Co,

1959),

207. 6

Ibid

208. 7

Ibid. 8

Ibid

209-­‐210. 9

Aubrey

Lewis,

Neuropsychopharmacology

1,

Ed.

by

T.B.

Bradley,

P.

Deniker,

and

C.

Radouco-­‐Thomas,

(Amsterdam:

Elsevier

Co,

1959),

210. 10

Gerard

Vaughan

and

others,

“Chlorpromazine

in

psychiatry,”

The

Lancet,

May

28,

1955:

1083-­‐1087. 11

Gerard

Vaughan

and

others,

“Chlorpromazine

in

psychiatry,”

The

Lancet,

May

28,

1955:

1084. 12

Ibid

1086. 13

Ibid. 14

Ibid. 15

J.S.

Hughes

and

J.

Crawford

Little,

“An

appraisal

of

the

continuing

practice

of

prescribing

tranquilizing

drugs

for

long-­‐stay

psychiatric

patients,”

Brit.

J.

Psychiat.,

113

(1967):

867-­‐873. 16

Ibid

872. 17

N.H.

Rathod,

“Tranquilisers

and

patients’

environment,”

The

Lancet,

March

22,

1958,

611. 18

N.H.

Rathod,

“Tranquilisers

and

patients’

environment,”

The

Lancet,

March

22,

1958,

612-­‐613. 19

Ibid

612. 20

Ibid

613. 21

Thomas

Percy

Rees,

“Back

to

moral

treatment

and

community

care,”

J.

Ment.

Sci,

103

(1957):

303-­‐325. 22

Ibid

306. 23

Anthony

Hordern

and

Max

Hamilton.

“Drugs

and

‘moral

treatment,’”

Brit.

J.

Psychiat.,

109

(1963):

501. 24

Ibid

502. 25

Aubrey

Lewis,

Neuropsychopharmacology

1,

Ed.

by

T.B.

Bradley,

P.

Deniker,

and

C.

Radouco-­‐Thomas,

(Amsterdam:

Elsevier

Co,

1959),

211. 26

J.S.

Hughes

and

J.

Crawford

Little,

“An

appraisal

of

the

continuing

practice

of

prescribing

tranquilizing

drugs

for

long-­‐stay

psychiatric

patients,”

Brit.

J.

Psychiat.,

113

(1967):

872. 27

B.

Cooper,

“Grouping

and

tranquilizers

in

the

chronic

ward,”

Brit.

J.

Med.

Psychol.,

34

(1961):

157-­‐162. 28

Anthony

Hordern

and

Max

Hamilton.

“Drugs

and

‘moral

treatment,’”

Brit.

J.

Psychiat.,

109

(1963):

507.


53

Use

or

Abuse?

Political

Applications

of

and

Moral

Responsibility

for

Darwin’s

and

Haber’s

Science By Katherine Mims, Harvard ‘09 “Politics

is

applied

biology.”Ȇ “In

peace

for

mankind,

in

war

for

the

country!”Ȇ Haber In

this

article,

I

examine

the

ever-­‐important

philosophical

and

historiographical

question:

“How

are

scientists

held

morally

responsible

for

the

applications

ǫdz ϐ ǡ different

political

ends

toward

which

science

was

put

less

than

a

century

apart:

Charles

Darwin’s

(and

his

followers’)

brand

of

racism

and

Fritz

Haber’s

brand

of

patriotism.

Science

was

used

in

public

and

political

arenas

to

bolster

both

early

eugenic

ideas

about

racial

hierarchy

and

German

Volk

thinking.

These

occurrences

are

politically

related

(the

environment

out

of

which

the

former

grew

and

to

which

it

added

in

many

ways

led

to

the

latter)

and

instructive

concerning

larger

questions

about

the

moral

responsibility

of

scientists

for

the

eventual

uses

Ǥ ϐ ǡ made

Darwin’s

and

Haber’s

moral

culpability

dependent

upon

the

purity

of

their

motivations

and

how

directly

they

were

involved

in

the

social

use

of

their

discoveries,

resulting

in

radically

different

moral

judgments:

Haber

was

guilty;

Darwin

was

not.

Introduction:

Science

as

a

Social

Concept

In

theory,

science

exists

in

a

vacuum.

It

has

historically

been

seen

as

the

search

for

real

and

objective

facts,

as

the

accumulation

of

knowledge

separate

from

the

social

contexts

in

which

it

is

produced

and

used.

Steven

ǡ ǡ ϐ of

science

and

its

historical

study

is

impractical

and

incorrect: For

a

long

time,

historians’

debates

over

the

propriety

of

a

sociological

and

historically

“contextual”

approach

to

science

seemed

to

divide

practitioners

between

those

who

drew

attention

to

what

were

called

“intellectual

factors”—ideas,

concepts,

methods,

evidence—and

those

who

stressed

“social

factors”—forms

of

organization,

ϐ ǡ and

social

uses

or

consequences

of

science.

That

now

seems

to

many

historians,

as

it

does

to

me,

a

rather

silly

demarcation…

If

science

is

to

be

understood

as

historically

situated

and

in

its

collective

aspect

(i.e.

sociologically),

then

that

understanding

should

encompass

all

aspects

of

science,

its

ideas

and

practices

no

less

than

its

institutional

forms

and

social

uses.1

As

Shapin

makes

clear,

science

as

a

social

institution

ϐ ϐ Ǣ ǡ outputs

are

largely

inseparable.

It

is

on

the

latter—the

ϐ Ȅ ǡ but

such

an

analysis

will

necessarily

draw

upon

the

ϐ Ǥ In

particular,

I

will

discuss

the

ultimately

related

political

ends

toward

which

Charles

Darwin,

Fritz

Haber,

ϐ ϐ the

resulting

moral

complexities.

Darwin’s

work

gave

ϐ ϐ language

for

racism.

Haber’s

work

in

ammonia

and

poison

gas

signify

science

acting

in

the

service

of

the

state.

These

trends

culminated

in

the

horrors

of

Nazi

Germany.

Who

is

to

blame?

Historians

imply

that

moral

culpability

depends

on

many

factors,

including

the

purity

of

the

scientists’

motivations

and

how

directly

they

oversaw

the

social

applications

of

their

science.

Darwinian

Evolution

and

Racial

Hierarchy

Evolutionary

thinking

has

always

been

bound

up

with

social

order

and

political

and

religious

ideology,

and

there

were

many

evolutionists

before

Darwin

for

ϐ and

consequence

of

their

work.

George

Louis

Leclerc,

Comte

de

Buffon—who

believed

that

species

are

mutable

and

exist

along

an

unbroken

ladder

of

morphology—is

ϐ Ǥ2

Buffon

was

especially

interested

in

extending

the

popular

and

ϐ ǡ his

early

brand

of

evolutionism.

He

chose,

therefore,

to

write

in

everyday

French

instead

of

Latin,

the

highbrow

language

traditionally

used

in

natural

philosophy.

Janet

Browne

cites

his

ideas

(as

well

as

those

of

Benjamin

Franklin,

Voltaire,

Jean-­‐Jacques

Rousseau,


54 and

other

Enlightenment

thinkers)

as

encouraging

an

anti-­‐aristocratic

social

and

political

mode

of

progress

ǯ ϐ movements,

the

French

Revolution

of

the

late

eighteenth

century.3

In

reaction

to

the

destabilizing

change

wrought

by

the

French

and

American

Revolutions,

early

nineteenth-­‐ century

reactionary

philosophers

again

emphasized

stasis

and

stability,

the

rule

of

law,

and

the

role

of

God

in

ordering

nature

and

society,

which

led

to

a

resurgence

of

the

biblical

concept

now

called

Creationism.

William

Paley’s

Christian

apologetics

and

famous

version

of

the

watchmaker

analogy

are

emblematic

of

this

time.

But,

as

Browne

asserted

in

a

lecture

on

the

history

of

evolutionism,

Britain

soon

began

“undergoing

other

kinds

of

revolutions…

Change

was

in

the

air.”4

Technological

progress

in

industrialization,

transportation,

and

manufacturing

both

created

and

fed

off

an

“on

the

ground

feeling”

that

positive

change—in

essence,

progress— was

possible,

and

science

was

seen

as

an

integral

part

of

furthering

that

progress.5

New

evolutionary

theories

from

natural

philosophers

like

Robert

Chambers,

Alfred

Russell

Wallace,

and

Herbert

Spencer

sprang

up

in

this

social

environment.

Spencer

especially

advocated

an

inborn

thrust

toward

progressive

evolution

that

he

believed

applied

on

both

biological

and

social

levels,

among

others.6

It

is

Darwin,

though,

whose

evolutionary

theory

ϐ and

who

has

therefore

emerged

at

the

vanguard

of

ϐ Ǥ ϐ Ǧ ǡ ϐ ϐ ȋ selection)

that

could

be

used

in

service

of

such

ideologies.

ϐ ǡ Robert

Young

writes,

“[E]volution

[has]

been

invoked

to

support

all

sorts

of

political

and

ideological

positions

from

the

most

reactionary

to

the

most

progressive”,

while

another

historian

characterizes

Darwinism

as

providing

“ideological

comfort”

to

everyone

from

“rugged

individualists,

Marxists,

militarists,

[to]

racists.”7

It

is

the

last

of

these

characterizations—that

of

Darwinism

providing

an

impetus

for

racist

sentiments—on

which

I

focus

here,

along

with

Darwin’s

(and

later

Haber’s)

moral

culpability

or

innocence

for

racist

applications

of

his

theories.8

Although

Darwin

purposely

keeps

silent

on

his

ǡ ϐ his

famous

assertion

that

man

evolved

from

apes

in

The

Descent

of

Man.9

It

is

here

that

Darwin

proposes

that

civilized

(in

essence,

European)

men

are

further

evolved

from

apes

than

are

uncivilized

men.

The

leap

from

this

argument

to

the

racist

notion

that

white

people

are

Synthesis,

Issue

1,

May

2009

further

evolved

than

are

non-­‐white

people

(especially

Ȍ ϐ Ǥ10

In

fact,

Darwin

explicitly

says

so: At

some

future

period,

not

very

distant

as

measured

by

centuries,

the

civilised

races

of

man

will

almost

certainly

exterminate

and

replace

throughout

the

world

the

savage

races.

At

the

same

time

the

anthropomorphous

apes

.

.

.

will

no

doubt

be

exterminated.

The

break

[between

man

and

his

nearest

relatives]

will

then

be

rendered

wider,

for

it

will

intervene

between

man

in

a

more

civilised

state,

as

we

may

hope,

than

the

Caucasian,

and

some

ape

as

low

as

a

baboon,

instead

of

as

at

present

between

the

negro

[sic]

or

Australian

and

the

gorilla.11

Here

Darwin

makes

a

social

and

political

prediction:

that

natural

selection

supports

the

prospect—if

not

necessarily

the

promotion—of

Caucasians

actively

exterminating

“Negroes”

and

aboriginal

Australians

(not

merely

outcompeting

them).

It

is

true,

though,

that

Darwin

himself

was

not

a

particularly

political

man

and

that

where

his

political

ϐ ǡ Ȅ at

least

for

a

member

of

his

contemporary

social

class.

His

vehement

aversion

to

African

slavery

in

Britain

and

the

U.S.

is

particularly

germane

to

this

discussion.

For

example,

in

an

1861

letter

to

his

frequent

correspondent

Asa

Gray

(a

famed

Harvard

botanist),

Darwin

writes

of

the

American

Civil

War, N.

America

does

not

do

England

justice:

I

have

not

seen

or

heard

of

a

soul

who

is

not

with

the

North.

Some

few,

&

I

am

one,

even

wish

to

God,

though

at

the

loss

of

millions

of

lives,

that

the

North

would

proclaim

a

crusade

against

Slavery.

In

the

long

run,

a

million

horrid

deaths

would

be

amply

repaid

in

the

cause

of

humanity.

What

wonderful

times

we

live

in…Great

God

how

I

shd

like

to

see

that

greatest

curse

on

Earth,

Slavery,

abolished.12

Darwin

was

so

passionate

in

his

abolitionism,

which

seems

to

have

grown

from

the

repulsion

he

felt

toward

the

maltreatment

of

slaves

he

saw

while

researching

abroad,13

that

he

was

even

frustrated

by

what

he

saw

as

President

Lincoln’s

too

tempered

attack

on

Confederate

slavery.

We

see

that

although

Darwin

believed

Europeans

were

racially,

intellectually,

and

culturally

superior

to

other

people,

he

advocated

against

overt

political

racism—or

slavery,

at

least.

Nevertheless,

his

brand

of

evolutionism

was

quickly

and

lustily

taken

up

by

racists


55 ĥ •…‹‡Â?–‹Ď?‹… Œ—•–‹Ď?‹…ƒ–‹‘Â? ˆ‘” †‹•…”‹Â?‹Â?ƒ–‘”› ’”ƒ…–‹…‡•Ǥ notion

 â€¨â€Š that

 â€¨â€Š an

 â€¨â€Š organism’s

 â€¨â€Š embryonic

 â€¨â€Š development

 â€¨â€Š (its

 â€¨â€Š As

 â€¨â€Š Stephen

 â€¨â€Š Jay

 â€¨â€Š Gould

 â€¨â€Š writes,

 â€¨â€Š “Biological

 â€¨â€Š arguments

 â€¨â€Š for

 â€¨â€Š ‘Â?–‘‰‡Â?Â›ČŒ Â?‹””‘”• ‹–• •’‡…‹Ď?‹… ‡˜‘Ž—–‹‘Â?ƒ”› Š‹•–‘”› ȋ‹–• racism

 â€¨â€Šmay

 â€¨â€Šhave

 â€¨â€Šbeen

 â€¨â€Šcommon

 â€¨â€Šbefore

 â€¨â€Š1859

 â€¨â€Š[the

 â€¨â€Šyear

 â€¨â€Šthe

 â€¨â€Š phylogeny).18

 â€¨â€Š

 â€¨â€Š ”‹‰‹Â? ™ƒ• Ď?‹”•– ’—„Ž‹•Š‡†Č?ÇĄ „—– –Š‡› ‹Â?…”‡ƒ•‡† „› ‘”†‡”• Haeckel’s

 â€¨â€Š overtly

 â€¨â€Š racist

 â€¨â€Š brand

 â€¨â€Š of

 â€¨â€Š Darwinism

 â€¨â€Š of

 â€¨â€Š magnitude

 â€¨â€Š following

 â€¨â€Š the

 â€¨â€Š acceptance

 â€¨â€Š of

 â€¨â€Š [Darwinian]

 â€¨â€Š encouraged

 â€¨â€Š the

 â€¨â€Š late

 â€¨â€Š nineteenth-­â€?

 â€¨â€Š and

 â€¨â€Š early

 â€¨â€Š twentieth-­â€? evolutionary

 â€¨â€Š theory.â€?14

 â€¨â€Š

 â€¨â€Š

 â€¨â€Š Moreover,

 â€¨â€Š •’‡…‹Ď?‹… †‡–ƒ‹Ž• ‘ˆ ƒ”™‹Â?‹ƒÂ? Â?ƒ–—”ƒŽ selection

 â€¨â€Š(as

 â€¨â€Šopposed

 â€¨â€Što

 â€¨â€Šonly

 â€¨â€Šgeneral

 â€¨â€Š themes

 â€¨â€Šcommon

 â€¨â€Što

 â€¨â€Šother

 â€¨â€Ševolutionary

 â€¨â€Š schemes

 â€¨â€Š (Malthusian

 â€¨â€Š ideas,

 â€¨â€Š social

 â€¨â€Š progress

 â€¨â€Š as

 â€¨â€Š accompanying

 â€¨â€Š physical

 â€¨â€Š progress,

 â€¨â€Š etc.)

 â€¨â€Š were

 â€¨â€Š adopted

 â€¨â€Š as

 â€¨â€Š •…‹‡Â?–‹Ď?‹… ”ƒ–‹‘Â?ƒŽ‹œƒ–‹‘Â?• ˆ‘” ”ƒ…‹ƒŽ politics;

 â€¨â€Š I

 â€¨â€Š here

 â€¨â€Š focus

 â€¨â€Š on

 â€¨â€Š the

 â€¨â€Š above

 â€¨â€Š discussed

 â€¨â€Šcase

 â€¨â€Šof

 â€¨â€ŠDarwin’s

 â€¨â€Šbelief

 â€¨â€Šthat

 â€¨â€Š blacks

 â€¨â€Šand

 â€¨â€Šother

 â€¨â€Šâ€œuncivilizedâ€?

 â€¨â€Špeople

 â€¨â€Š represent

 â€¨â€Š lower

 â€¨â€Š evolutionary

 â€¨â€Š life

 â€¨â€Š forms

 â€¨â€Šthan

 â€¨â€ŠCaucasians.

 â€¨â€Š The

 â€¨â€Š German

 â€¨â€Š scientist

 â€¨â€Š Ernst

 â€¨â€Š Haeckel

 â€¨â€Š soon

 â€¨â€Š emerged

 â€¨â€Š as

 â€¨â€Š one

 â€¨â€Š of

 â€¨â€Š Darwin’s

 â€¨â€Š most

 â€¨â€Š vociferous

 â€¨â€Š supporters

 â€¨â€Šand

 â€¨â€Šthe

 â€¨â€Šchief

 â€¨â€Špopularizer

 â€¨â€Š of

 â€¨â€Š Darwinian

 â€¨â€Š theories

 â€¨â€Š in

 â€¨â€Š mainland

 â€¨â€Š Europe,

 â€¨â€Š earning

 â€¨â€Š him

 â€¨â€Š the

 â€¨â€Š nicknames

 â€¨â€Š “Darwin’s

 â€¨â€ŠBulldog

 â€¨â€Šon

 â€¨â€Šthe

 â€¨â€ŠContinentâ€?

 â€¨â€Š and

 â€¨â€Š “The

 â€¨â€Š Huxley

 â€¨â€Š of

 â€¨â€Š Germanyâ€?.15-­â€?16

 â€¨â€Š Haeckel

 â€¨â€Šwas

 â€¨â€Šan

 â€¨â€Šunabashed

 â€¨â€Šracist

 â€¨â€Šwho

 â€¨â€Š •‘—‰Š– –‘ Ž‡‰‹–‹Â?ƒ–‡ •…‹‡Â?–‹Ď?‹…ƒŽŽ› ƒ racist

 â€¨â€Š political

 â€¨â€Š agenda

 â€¨â€Š that

 â€¨â€Š proved

 â€¨â€Š a

 â€¨â€Š forerunner

 â€¨â€Š to

 â€¨â€Š eugenics.

 â€¨â€Š

 â€¨â€Š As

 â€¨â€Š this

 â€¨â€Š article’s

 â€¨â€Šopening

 â€¨â€Šquote—used

 â€¨â€Šlater

 â€¨â€Šas

 â€¨â€Š a

 â€¨â€ŠNazi

 â€¨â€Špropaganda

 â€¨â€Šslogan—suggests,

 â€¨â€Š Haeckel

 â€¨â€Š is

 â€¨â€Š famous

 â€¨â€Š for

 â€¨â€Š his

 â€¨â€Š equation

 â€¨â€Š of

 â€¨â€Š politics

 â€¨â€Š with

 â€¨â€Š “applied

 â€¨â€Š biologyâ€?.

 â€¨â€Š

 â€¨â€Š He

 â€¨â€Š especially

 â€¨â€Š seized

 â€¨â€Š upon

 â€¨â€Š Darwin’s

 â€¨â€Š postulate

 â€¨â€Šthat

 â€¨â€Šhumans

 â€¨â€Ševolved

 â€¨â€Šfrom

 â€¨â€Š apes

 â€¨â€Š and

 â€¨â€Š spent

 â€¨â€Š considerable

 â€¨â€Š time

 â€¨â€Š searching

 â€¨â€Š for

 â€¨â€Š (and

 â€¨â€Š fraudulently

 â€¨â€Š claiming

 â€¨â€Š the

 â€¨â€Š discovery

 â€¨â€Š of)

 â€¨â€Š “the

 â€¨â€Š missing

 â€¨â€Š linkâ€?.

 â€¨â€Š

 â€¨â€Š Toward

 â€¨â€Š that

 â€¨â€Š end,

 â€¨â€Š Haeckel

 â€¨â€Š formed

 â€¨â€Š his

 â€¨â€Š “Anthropogenie,â€?

 â€¨â€Š using

 â€¨â€Š Darwinian

 â€¨â€Š claims

 â€¨â€Š about

 â€¨â€Š the

 â€¨â€Š evolutionary

 â€¨â€Š status

 â€¨â€Š of

 â€¨â€Š Africans

 â€¨â€Š as

 â€¨â€Š direct

 â€¨â€Š inspiration.17

 â€¨â€Š

 â€¨â€Š (See

 â€¨â€Š Figure

 â€¨â€Š 1.)

 â€¨â€Š

 â€¨â€Š Furthermore,

 â€¨â€Š the

 â€¨â€Š missing

 â€¨â€Š link,

 â€¨â€Š or

 â€¨â€Š “Ape-­â€?Manâ€?

 â€¨â€Š (Anthropoiden),

 â€¨â€Š which

 â€¨â€Š Haeckel

 â€¨â€Š explicitly

 â€¨â€Š likened

 â€¨â€Š to

 â€¨â€Š blacks,

 â€¨â€Š is

 â€¨â€Š presented

 â€¨â€Š below

 â€¨â€Š not

 â€¨â€Š only

 â€¨â€Š man

 â€¨â€Š ‹‰—”‡ ͡ǣ ”Â?•– ƒ‡…Â?‡Žǥ Â?–Š”‘’‘‰‡Â?‹‡ ‘†‡” Â?–™‹…Â?‡Ž—Â?‰•‰‡•…Š‹…Š–‡ †‡• Â?‡Â?•…Š‡Â? Č‹ Â‡Â‹Â’ÂœÂ‹Â‰ÇŁ Ǥ Â?‰‡ŽÂ?ƒÂ?Â?ÇĄ ͡͞ͽͽČŒÇĄ –ƒ„Ǥ ÂšÂ‹Â˜ÇĄ ˆƒ…‹Â?‰ ’ƒ‰‡ ͟͝͡Ǥ (Menschen)

 â€¨â€Š but

 â€¨â€Š also

 â€¨â€Š the

 â€¨â€Š gorilla,

 â€¨â€Š the

 â€¨â€Š orangutan,

 â€¨â€Š and

 â€¨â€Š some

 â€¨â€Š other

 â€¨â€Š primates

 â€¨â€Š in

 â€¨â€Š his

 â€¨â€Š “Pedigree

 â€¨â€Š of

 â€¨â€Š Manâ€?.

 â€¨â€Š

 â€¨â€Š (See

 â€¨â€Š Figure

 â€¨â€Š 2.)

 â€¨â€Š

 â€¨â€Š Haeckel

 â€¨â€Š combined

 â€¨â€Š these

 â€¨â€Š exaggerations

 â€¨â€Š century

 â€¨â€Š development

 â€¨â€Š of

 â€¨â€Š eugenics,

 â€¨â€Š arguably

 â€¨â€Š history’s

 â€¨â€Š of

 â€¨â€Š Darwinian

 â€¨â€Š concepts

 â€¨â€Š with

 â€¨â€Š his

 â€¨â€Š own

 â€¨â€Š brainchild,

 â€¨â€Š the

 â€¨â€Š most

 â€¨â€Š widely

 â€¨â€Š and

 â€¨â€Š politically

 â€¨â€Š institutionalized

 â€¨â€Š form

 â€¨â€Š of

 â€¨â€Š now

 â€¨â€Š largely

 â€¨â€Š disproven

 â€¨â€Š “recapitulation

 â€¨â€Š theoryâ€?—the

 â€¨â€Š •‘…‹ƒŽ ƒ”™‹Â?‹•Â? ƒÂ?† •…‹‡Â?–‹Ď?‹… ”ƒ…‹•Â?Ǥ ˆ—ŽŽ‡” ƒ……‘—Â?–


56 of

 â€¨â€Š the

 â€¨â€Š relationship

 â€¨â€Š between

 â€¨â€Š knowledge

 â€¨â€Š and

 â€¨â€Š its

 â€¨â€Š uses

 â€¨â€Š as

 â€¨â€Š incarnated

 â€¨â€Š in

 â€¨â€Š eugenics

 â€¨â€Š falls

 â€¨â€Š beyond

 â€¨â€Š the

 â€¨â€Š scope

 â€¨â€Š of

 â€¨â€Š this

 â€¨â€Š article;

 â€¨â€Š instead,

 â€¨â€Š the

 â€¨â€Š following

 â€¨â€Š two

 â€¨â€Š quotes

 â€¨â€Š (circa

 â€¨â€Š the

 â€¨â€Š

1920s) from highly respected American scientists typify how eugenicists relied on the distinctly Darwinian notion that non-Europeans, especially Africans, constitute lesser-evolved races:

maintain

 â€¨â€Š the

 â€¨â€Š segregation

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š races,

 â€¨â€Š for

 â€¨â€Š the

 â€¨â€Šlonger

 â€¨â€Šthis

 â€¨â€Šis

 â€¨â€Šmaintained

 â€¨â€Šthe

 â€¨â€Šgreater

 â€¨â€Š the

 â€¨â€Š preponderance

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šwhite

 â€¨â€Šrace

 â€¨â€Šwill

 â€¨â€Šbe‌19 The

 â€¨â€ŠNegroid

 â€¨â€Šstock

 â€¨â€Šis

 â€¨â€Ševen

 â€¨â€Šmore

 â€¨â€Šancient

 â€¨â€Šthan

 â€¨â€Š the

 â€¨â€Š Caucasian

 â€¨â€Š and

 â€¨â€Š Mongolians,

 â€¨â€Š as

 â€¨â€Š may

 â€¨â€Š be

 â€¨â€Š proved

 â€¨â€Š by

 â€¨â€Š an

 â€¨â€Š examination

 â€¨â€Š not

 â€¨â€Š only

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š brain,

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šhair,

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šbodily

 â€¨â€Šcharacteristics

 â€¨â€Š .

 â€¨â€Š.

 â€¨â€Š .

 â€¨â€Šbut

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š instincts,

 â€¨â€Š the

 â€¨â€Š intelligence.

 â€¨â€ŠThe

 â€¨â€Š standard

 â€¨â€Š of

 â€¨â€Š intelligence

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š average

 â€¨â€Š adult

 â€¨â€Š Negro

 â€¨â€Š is

 â€¨â€Š similar

 â€¨â€Š to

 â€¨â€Š that

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š eleven-­â€?year-­â€? old-­â€?youth

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š species

 â€¨â€Š Homo

 â€¨â€Š Sapiens

 â€¨â€Š [sic].20 Eugenics

 â€¨â€Šwould

 â€¨â€Šnot

 â€¨â€Šfade

 â€¨â€Šas

 â€¨â€Šan

 â€¨â€Šovertly

 â€¨â€Špromoted

 â€¨â€Šâ€œscienceâ€?

 â€¨â€Š until

 â€¨â€Šthe

 â€¨â€ŠHolocaust

 â€¨â€Šexposed

 â€¨â€Šthe

 â€¨â€Šmoral

 â€¨â€Šdepravity

 â€¨â€Šinherent

 â€¨â€Š in

 â€¨â€Špursuing

 â€¨â€Šeugenic

 â€¨â€Špractices

 â€¨â€Što

 â€¨â€Šthe

 â€¨â€Šextreme.21

Fritz

 â€¨â€ŠHaber

 â€¨â€Šand

 â€¨â€ŠScientized

 â€¨â€Š Nationalism

 â€¨â€Š In

 â€¨â€Š1898,

 â€¨â€ŠWilliam

 â€¨â€ŠCrookes,

 â€¨â€Špresident

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€ŠBritish

 â€¨â€Š Association

 â€¨â€Š for

 â€¨â€Š the

 â€¨â€Š Advancement

 â€¨â€Š of

 â€¨â€Š Science,

 â€¨â€Š painted

 â€¨â€Š a

 â€¨â€Š literal

 â€¨â€Š and

 â€¨â€Š racist

 â€¨â€Š portrait

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š Darwinian

 â€¨â€Š struggle

 â€¨â€Š for

 â€¨â€Š existence.

 â€¨â€Š

 â€¨â€ŠThe

 â€¨â€Šfocal

 â€¨â€Špoint

 â€¨â€Šwas

 â€¨â€Šan

 â€¨â€Šarcane

 â€¨â€Šchemistry

 â€¨â€Šissue

 â€¨â€Š ™‹–Š ƒŽ–Š—•‹ƒÂ? ƒÂ?†ǥ –‘ ”‘‘Â?‡•ǥ ƒ’‘…ƒŽ›’–‹… •‹‰Â?‹Ď?‹…ƒÂ?…‡ǣ –Š‡ •›Â?–Š‡•‹• ‘ˆ Ď?‹š‡† Â?‹–”‘‰‡Â?ÇĄ ™Š‹…Šǥ ĥ Â?ƒ–—”ƒŽ •—’’Ž‹‡• dwindled

 â€¨â€Šprecipitously,

 â€¨â€Šbecame

 â€¨â€Šnecessary

 â€¨â€Šfor

 â€¨â€Šcontinued

 â€¨â€Š wheat

 â€¨â€Š growth

 â€¨â€Š and,

 â€¨â€Š hence,

 â€¨â€Š bread

 â€¨â€Š production.

 â€¨â€Š

 â€¨â€Š Crookes

 â€¨â€Š framed

 â€¨â€Š the

 â€¨â€Š issue

 â€¨â€Š as

 â€¨â€Š a

 â€¨â€Š matter

 â€¨â€Š of

 â€¨â€Š critical

 â€¨â€Š importance

 â€¨â€Š for

 â€¨â€Š the

 â€¨â€Šmaintenance

 â€¨â€Šof

 â€¨â€Šwhite

 â€¨â€Šracial

 â€¨â€Šsuperiority,

 â€¨â€Šdelivering

 â€¨â€Šan

 â€¨â€Š imperialistic

 â€¨â€Š manifesto.

 â€¨â€Š

 â€¨â€Š Unless

 â€¨â€Š a

 â€¨â€Š chemist

 â€¨â€Š could

 â€¨â€Š convert

 â€¨â€Š nitrogen

 â€¨â€Š to

 â€¨â€Š useful

 â€¨â€Š forms,

 â€¨â€Š “Caucasian

 â€¨â€Š bread-­â€?eaters,â€?

 â€¨â€Š claimed

 â€¨â€ŠCrookes,

 â€¨â€Šwould

 â€¨â€Šstarve.22

 â€¨â€Š Š‡ Ď?‹šƒ–‹‘Â? ‘ˆ Â?‹–”‘‰‡Â? ‹• ƒ “—‡•–‹‘Â? ‘ˆ –Š‡ not-­â€?far-­â€?distant

 â€¨â€Š future.

 â€¨â€Š

 â€¨â€Š Unless

 â€¨â€Š we

 â€¨â€Š can

 â€¨â€Š class

 â€¨â€Š it

 â€¨â€Š among

 â€¨â€Š certainties

 â€¨â€Š to

 â€¨â€Š come,

 â€¨â€Š the

 â€¨â€Š great

 â€¨â€Š Caucasian

 â€¨â€Šrace

 â€¨â€Šwill

 â€¨â€Šseek

 â€¨â€Što

 â€¨â€Šbe

 â€¨â€Šforemost

 â€¨â€Šin

 â€¨â€Šthe

 â€¨â€Š world,

 â€¨â€Šand

 â€¨â€Šwill

 â€¨â€Šbe

 â€¨â€Šsqueezed

 â€¨â€Šout

 â€¨â€Šof

 â€¨â€Šexistence

 â€¨â€Š by

 â€¨â€Šraces

 â€¨â€Što

 â€¨â€Šwhom

 â€¨â€Šwheaten

 â€¨â€Šbread

 â€¨â€Šis

 â€¨â€Šnot

 â€¨â€Šthe

 â€¨â€Š stuff

 â€¨â€Šof

 â€¨â€Šlife.23 ‹‰—”‡ ͸ǣ ”Â?•– ƒ‡…Â?‡Žǥ Â?–Š”‘’‘‰‡Â?‹‡ ‘†‡” Â?–™‹…Â?‡Ž—Â?‰•‰‡•…Š‹…Š–‡ †‡• Â?‡Â?•…Š‡Â? Č‹ Â‡Â‹Â’ÂœÂ‹Â‰ÇŁ Ǥ Â?‰‡ŽÂ?ƒÂ?Â?ÇĄ ͡͞ͽͽČŒÇĄ –ƒ„Ǥ ÂšÂ˜ÇĄ ˆƒ…‹Â?‰ ’ƒ‰‡ ͝͸͟.

 â€¨â€Š

Comparison

 â€¨â€Š of

 â€¨â€Š any

 â€¨â€Š modern

 â€¨â€Š race

 â€¨â€Š with

 â€¨â€Š the

 â€¨â€Š Neanderthal

 â€¨â€Šor

 â€¨â€ŠHeidelberg

 â€¨â€Štypes

 â€¨â€Šshows

 â€¨â€Šthat

 â€¨â€Š all

 â€¨â€Š have

 â€¨â€Š changed,

 â€¨â€Š but

 â€¨â€Š probably

 â€¨â€Š the

 â€¨â€Š negroid

 â€¨â€Š [sic]

 â€¨â€Šraces

 â€¨â€Šmore

 â€¨â€Šclosely

 â€¨â€Šresemble

 â€¨â€Šthe

 â€¨â€Šoriginal

 â€¨â€Š stock

 â€¨â€Šthan

 â€¨â€Šthe

 â€¨â€Šwhite

 â€¨â€Šor

 â€¨â€Šyellow

 â€¨â€Šraces‌

 â€¨â€ŠEvery

 â€¨â€Š consideration

 â€¨â€Šshould

 â€¨â€Šlead

 â€¨â€Šthose

 â€¨â€Šwho

 â€¨â€Šbelieve

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š superiority

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š white

 â€¨â€Š race

 â€¨â€Š to

 â€¨â€Š strive

 â€¨â€Š to

 â€¨â€Š preserve

 â€¨â€Š its

 â€¨â€Š purity

 â€¨â€Š and

 â€¨â€Š to

 â€¨â€Š establish

 â€¨â€Š and

 â€¨â€Š

Synthesis,

 â€¨â€ŠIssue

 â€¨â€Š1,

 â€¨â€ŠMay

 â€¨â€Š2009

Just

 â€¨â€Š as

 â€¨â€Š Darwin’s

 â€¨â€Š motivations

 â€¨â€Š inextricably

 â€¨â€Š grew

 â€¨â€Š from

 â€¨â€Š –Š‡ Žƒ”‰‡” ’‘Ž‹–‹…ƒŽ ƒÂ?† •‘…‹ƒŽ –”‡Â?† –‘™ƒ”† •…‹‡Â?–‹Ď?‹… naturalism

 â€¨â€Š that

 â€¨â€Š formed

 â€¨â€Š part

 â€¨â€Š of

 â€¨â€Š his

 â€¨â€Š cultural

 â€¨â€Š milieu,24

 â€¨â€Š so

 â€¨â€Š did

 â€¨â€Š the

 â€¨â€Š quest

 â€¨â€Š for

 â€¨â€Š synthetic

 â€¨â€Š nitrogen

 â€¨â€Š emerge

 â€¨â€Š from

 â€¨â€Š and

 â€¨â€Š contribute

 â€¨â€Što

 â€¨â€Šthe

 â€¨â€Šlarger

 â€¨â€Šsocial

 â€¨â€Šcontext

 â€¨â€Šof

 â€¨â€Šits

 â€¨â€Štime:

 â€¨â€Š

 â€¨â€Šâ€œIt

 â€¨â€Šmixed

 â€¨â€Š together

 â€¨â€Š intoxicating

 â€¨â€Š ingredients

 â€¨â€Š of

 â€¨â€Š its

 â€¨â€Š era:

 â€¨â€Š

 â€¨â€Š imperial

 â€¨â€Š arrogance,

 â€¨â€Šapocalyptic

 â€¨â€Švisions,

 â€¨â€Šand

 â€¨â€Štechnological

 â€¨â€Šfaith.â€?25

 â€¨â€Š Furthermore,

 â€¨â€Š in

 â€¨â€Š calling

 â€¨â€Š for

 â€¨â€Š race-­â€?based,

 â€¨â€Š self-­â€?directed

 â€¨â€Š …‘Â?–”‘Ž ‘ˆ ‡˜‘Ž—–‹‘Â?ǯ• •‡Ž‡…–‹˜‡ ’”‡••—”‡•ǥ –Š‡ •…‹‡Â?–‹Ď?‹… pursuit

 â€¨â€Š of

 â€¨â€Š nitrogen

 â€¨â€Š represents

 â€¨â€Š an

 â€¨â€Š early

 â€¨â€Š promotion

 â€¨â€Š of

 â€¨â€Š positive

 â€¨â€Š eugenics.26

 â€¨â€Š

 â€¨â€Š Early

 â€¨â€Š eugenicists

 â€¨â€Š had

 â€¨â€Š seized

 â€¨â€Š upon

 â€¨â€Š Darwin’s

 â€¨â€Šand

 â€¨â€Šothers’

 â€¨â€Špredictions

 â€¨â€Šthat

 â€¨â€Šwhite

 â€¨â€Šmen

 â€¨â€Šwould

 â€¨â€Š


57 come

to

dominate

or

even

exterminate

less

civilized

peoples,

so

any

phenomenon

threatening

to

produce

the

opposite,

such

as

the

lack

of

nitrogen

in

this

case,

begged

for

eugenic

correction. Germany,

at

the

time

the

European

leader

in

industrial

chemistry,

ardently

responded

to

Crookes’s

call

to

arms,

with

many

prominent

scientists—chief

among

them

Walther

Nernst

and

Fritz

Haber—racing

ǡ ϐ Ǥ ǡ ϐ on

a

large

and

reliable

scale

in

1909.

In

Crooke’s

message

and

Haber’s

discovery,

we

see

a

political

ϐ Ǥ science

was

established

to

serve

a

prescribed

political

application,

not

the

other

way

around

as

was

the

case

with

Darwinism.

In

his

acceptance

speech

for

the

1918

Nobel

Prize

(awarded

in

1920),

Haber

himself

admits

to

a

nationalistic,

application-­‐based

inspiration

for

his

ammonia

research:

A

narrow

professional

interest

in

the

preparation

of

ammonia

from

the

elements

was

based

on

the

achievement

of

a

simple

result

by

means

of

special

equipment.

A

more

widespread

interest

was

due

to

the

fact

that

the

synthesis

of

ammonia

from

its

elements,

if

carried

out

on

a

large

scale,

would

be

a

useful,

at

present

perhaps

the

most

useful,

way

of

satisfying

important

national

economic

needs.27

That

Haber

in

1920,

shortly

after

the

close

of

World

War

I,

felt

science

should

act

in

service

of

the

nation

was

no

doubt

a

mark

of

the

rise

of

Volk

thinking,

to

which

Haber

had

become

a

loyal

devotee.

At

the

outset

of

the

war

in

1914,

Kaiser

Wilhelm

II

announced,

“I

see

no

more

parties

in

my

Volk.

Among

us

there

are

only

Germans…

All

that

matters

now

is

that

we

stand

together

like

brothers,

and

then

God

will

help

the

German

sword

to

victory.”28

These

crystallized

sentiments,

later

dubbed

the

“Spirit

of

1914”,

spawned

a

zealous

nationalism

that

obscured

all

else:

The

spirit

is

the

distilled

essence

of

patriotism…

It

has

erupted

at

every

corner

of

the

world,

especially

at

times

of

war.

It

exalts

the

claims

of

the

nation

over

all

other

human

ties.

As

one

German

speaker

put

it

in

1914:

“The

Volk

has

risen

up

as

the

only

thing

which

has

value

and

will

last.

Over

all

individual

fates

stands

that

which

we

feel

as

the

highest

reality:

the

experience

of

belonging

together.”29

Science

itself

was

made

to

kneel

at

the

throne

of

Germany

and

her

Volk.

It

is

this

ideology,

no

doubt,

that

prompted

Haber’s

declaration

about

the

nature

of

ϐ ǡ Dz ǡ for

the

country!”30

No

longer

was

science

envisioned

as

a

search

for

general

or

objective

knowledge;

in

Haber

we

see

the

explicit

conception

of

science

as

a

tool

of

the

state,

meant

primarily

to

enlarge

her

economic

and

military

power

via

immediate

technological

application.

This

outlook

soon

occasioned

Haber’s

dramatic

metamorphosis

from

laboratory

chemist

to

ϐ ϐ ǣ for

the

express

purpose

of

killing

Allied

soldiers

on

WWI

ϐ Ǥ ǡ ǡ ǯ ϐ chemical

weapon,

which

eventually

killed

or

injured

at

least

650,000

men

during

WWI.31

Conclusion:

Nazi

Uses

of

Science

and

Moral

Responsibilities

of

Scientists

Darwin’s

contribution

to

the

Holocaust

was

conceptual,

whereas

Haber’s

was

functional;

both,

it

must

be

stressed,

were

unwitting.

Under

Adolf

Hitler,

the

combination

of

social

Darwinism

as

incarnated

in

ϐ by

German

Volk

nationalism

produced

a

fatal

cocktail

of

racism

and

deadly

force,

resulting

in

the

massacre

of

millions.

The

Third

Reich’s

eugenic

“Final

Solution”

for

the

Jews

and

other

minority

populations

represents

scientized

racist

politics

taken

to

their

wickedest

and

most

chilling

extreme:

as

one

contemporary

commentator

writes, [Hitler]

consciously

sought

to

make

the

practice

of

Germany

conform

to

the

theory

of

evolution…

[He]

is

an

evolutionist,

not

only

in

theory,

but,

as

millions

know

to

their

cost,

in

the

rigor

of

its

practice.

For

him,

the

national

“front”

of

Europe

is

also

the

evolutionary

“front;”

he

regards

himself,

and

is

regarded,

as

the

incarnation

of

the

will

of

Germany,

the

purpose

of

that

will

being

to

guide

the

evolutionary

destiny

of

its

people.32

In

addition

to

speaking

of

evolution

(Entwicklung33)

repeatedly

in

Mein

Kampf,34

Hitler

consciously

adopts

evolutionary

language

in

his

invocation

of

Haeckel’s

and

previously

Darwin’s

concept

of

non-­‐white

races

as

being

more

closely

related

to

apes,

declaring

mixed

race

children

“deformities

half

man

and

half

ape.”35

Haber’s


58 influence

on

the

atrocities

of

the

Holocaust—the

ultimate

expression

of

Volk

ideology—was

more

direct.

This

article

has

presented

evidence

supporting

the

During

the

interwar

peacetime,

Haber

redirected

first

of

these

assertions

as

it

relates

to

politics

and

race.

his

work

in

poison

gases

toward

other

profitable

Darwin

seems

to

have

been,

if

anything,

less

racist

industrial

uses:

in

1920,

he

developed

Zyklon

B,

a

than

many

of

his

compatriots

and

did

not

personally

cyanide-­‐based

chemical

insecticide

that

Nazis

later

attempt

to

apply

his

theory

of

natural

selection

to

any

released

as

the

killing

agent

inside

the

concentration

overtly

political

cause;

these

should

and,

it

seems,

do

camps’

gas

chambers.

In

a

tragically

ironic

twist,

count

toward

his

exculpation

for

the

later

moral

ills

of

Haber,

a

Jew,

was

forced

to

leave

Germany

because

of

eugenics

and

other

uses

to

which

his

work

was

put.

In

Nazi

persecution

in

1933,

and

many

members

of

his

addition,

I

would

argue

that

Darwin

did

not

choose— family

died

in

camps.

and

would

anyhow

have

probably

been

largely

unable

Is

it

a

coincidence

that

Darwin’s

and

Haber’s

due

to

his

relative

timidity

and

advancing

age—to

scientific

discoveries

each

played

major

roles

in

oversee

broad

social

and

political

applications

respectively

advancing

and

executing

the

Nazi

political

of

his

theories,

even

though

prior

to

his

death

he

program

culminating

in

World

understood

that

men

such

as

War

II?

Not

entirely.

Both,

as

Ernest

Haeckel

and

Francis

we

have

seen,

emerged

from

“We

must

admit

that

Darwin

Galton

(the

“father

of

eugenics”

and

contributed

to

the

racist

cannot

be

found

wholly

innocent

and

Darwin’s

own

cousin)

were

political

and

social

environment

promoting

his

conclusions

for

for

the

later

uses

of

his

theories:

their

own

(ultimately

racist)

of

the

late

nineteenth

and

early

twentieth

centuries,

the

as

we

have

seen,

for

example,

ends.

Moreover,

Darwin

died

in

same

dynamic

environment

The

Descent

of

Man

does

include

1882,

long

before

the

full

rise

of

that

bred

the

atrocities

of

the

implicitly

racist

undertones.

eugenics

or

the

gruesomeness

of

Nazi

regime.

Nevertheless,

the

the

Holocaust

could

have

been

history

of

science

has

seen

fit

to

That

such

suggestions

would

foreseen.

Haeckel,

Galton,

and

exonerate

Darwin

from

moral

be

co-­opted

by

other

factions

other

social

Darwinists

have

culpability

for

eugenic

evils

for

racist

uses

should

have

been

instead

borne

the

brunt

of

moral

while

roundly

condemning

for

controversial

rather

easily

imaginable

to

approbation

Haber

for

promoting

uses

of

evolutionary

theory. Darwin.” scientized

nationalism

and

Shapin

and

Barnes,

advancing

chemical

weaponry.

though,

cast

suspicion

on

the

Differences

in

both

the

eventual

propriety

of

such

“Darwin-­‐ applications

of

Darwin’s

and

Haber’s

work

and

the

glossing.”

It

is

important

not

to

create

Whiggish,

moral

motivations

for

their

research

account,

at

least

revisionist

history

merely

because

we

now

revere

in

part,

for

this

divergent

historical

treatment.

Darwin’s

scientific

genius.

We

must

admit

that

Are

scientists

responsible

for

the

uses

to

Darwin

cannot

be

found

wholly

innocent

for

the

later

which

their

discoveries

are

ultimately

put?

In

uses

of

his

theories:

for

example,

The

Descent

of

Man

explicitly

asking

“Was

Darwin

guilty?”

Shapin

and

does

include

implicitly

racist

undertones.

That

such

Barnes

identify

three

assertions

on

which

defenders

suggestions

would

be

co-­‐opted

by

other

factions

for

of

Darwin’s

morality

have

based

their

conclusions:

racist

uses

should

have

been

rather

easily

imaginable

to

Darwin.

Even

more

damning,

perhaps,

is

the

fact

that

The

first

is

that

of

internal

purity:

Darwin’s

not

only

did

Darwin

know

about

Haeckel’s

adoption

of

intentions

and

motives

in

writing

the

his

theories,

but

he

actually

praises

Haeckel’s

work

on

Origin

were

above

reproach,

and

his

precisely

the

point

at

issue

here

in

Descent

of

Man:

“In

personal

beliefs

in

1859

were

innocent

of

attempting

to

trace

the

genealogy

of

the

Mammalia,

“ideological”

taint.

The

second

is

purity

and

therefore

of

man,

lower

down

in

the

series,

we

of

ancestry:

“influences”

upon

the

Origin

become

involved

in

greater

and

greater

obscurity.

He

were

entirely

wholesome

and

reputable… who

wishes

to

see

what

ingenuity

and

knowledge

can

The

third

assertion

is

purity

of

germ-­‐ effect,

may

consult

Prof.

Häckel’s

[sic]

works.”37

plasm:

nothing

untoward

could

properly

Haber’s

responsibility

for

the

applications

be

deduced

from

the

theory

in

the

Origin;

of

his

discoveries

is

impossible

to

deny,

though;

the

truth

does

not

blend

with

error;

insofar

as

history

of

science

thus

paints

him

as

a

villain.

Between

truth

was

used

to

justify

social

Darwinism,

Genius

and

Genocide,

for

example,

is

the

thinly-­‐veiled

36 it

was

misused.

moralizing

title

of

Daniel

Charles’s

recent

Haber

Synthesis,

Issue

1,

May

2009


59 biography:

 â€¨â€Š

 â€¨â€Š blood,

 â€¨â€Š we

 â€¨â€Š are

 â€¨â€Š to

 â€¨â€Š understand,

 â€¨â€Š was

 â€¨â€Š on

 â€¨â€Š Hab-­â€? er’s

 â€¨â€Š hands.

 â€¨â€Š

 â€¨â€Š Haber’s

 â€¨â€Š intentions

 â€¨â€Š were

 â€¨â€Š not

 â€¨â€Š “pureâ€?

 â€¨â€Š from

 â€¨â€Š ideological

 â€¨â€Š leanings

 â€¨â€Š as

 â€¨â€Š many

 â€¨â€Š assert

 â€¨â€Š Darwin’s

 â€¨â€Š were.

 â€¨â€Š

 â€¨â€Š Rather,

 â€¨â€Šhis

 â€¨â€Šmotivations

 â€¨â€Šwere

 â€¨â€Šfrom

 â€¨â€Šthe

 â€¨â€Šstart

 â€¨â€Šmore

 â€¨â€Špo-­â€? litical

 â€¨â€Š and

 â€¨â€Š nationalistic

 â€¨â€Š than

 â€¨â€Š they

 â€¨â€Š were

 â€¨â€Š “scientificâ€?;

 â€¨â€Š more

 â€¨â€Š application-­â€?

 â€¨â€Š than

 â€¨â€Š knowledge-­â€?based.

 â€¨â€Š

 â€¨â€Š Like

 â€¨â€Š no

 â€¨â€Š previous

 â€¨â€Š modern

 â€¨â€Š scientist,

 â€¨â€Š Haber

 â€¨â€Š assumed

 â€¨â€Š a

 â€¨â€Š direct

 â€¨â€Š role

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š political

 â€¨â€Š uses

 â€¨â€Š of

 â€¨â€Š his

 â€¨â€Š research,

 â€¨â€Š personally

 â€¨â€Š delivering

 â€¨â€Šand

 â€¨â€Šoverseeing

 â€¨â€Šthe

 â€¨â€Šrelease

 â€¨â€Šof

 â€¨â€Špoison

 â€¨â€Šgas

 â€¨â€Šon

 â€¨â€Š the

 â€¨â€Š WWI

 â€¨â€Š battlefield

 â€¨â€Š as

 â€¨â€Š a

 â€¨â€Š German

 â€¨â€Š military

 â€¨â€Š officer.

 â€¨â€Š

 â€¨â€Š To

 â€¨â€Š Haber,

 â€¨â€Š science

 â€¨â€Š was

 â€¨â€Š studied

 â€¨â€Š not

 â€¨â€Š for

 â€¨â€Š any

 â€¨â€Š purely

 â€¨â€Š edifica-­â€? tory

 â€¨â€Šbenefit

 â€¨â€Što

 â€¨â€Šmankind

 â€¨â€Šbut

 â€¨â€Šfor

 â€¨â€Šthe

 â€¨â€Šmight

 â€¨â€Šof

 â€¨â€ŠGermany;

 â€¨â€Š many

 â€¨â€Š see

 â€¨â€Š this

 â€¨â€Š as

 â€¨â€Š an

 â€¨â€Š unforgiveable

 â€¨â€Š perversion

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š noble

 â€¨â€Š aims

 â€¨â€Š of

 â€¨â€Š “pureâ€?

 â€¨â€Š science.

 â€¨â€Š

 â€¨â€Š Perhaps

 â€¨â€Š nothing

 â€¨â€Š better

 â€¨â€Š expresses

 â€¨â€Š the

 â€¨â€Š moral

 â€¨â€Š outrage

 â€¨â€Š felt

 â€¨â€Š toward

 â€¨â€Š the

 â€¨â€Š “father

 â€¨â€Š of

 â€¨â€Š chemical

 â€¨â€Š warfareâ€?

 â€¨â€Š than

 â€¨â€Š Wilfred

 â€¨â€Š Owen’s

 â€¨â€Š famously

 â€¨â€Š graphic

 â€¨â€Š1918

 â€¨â€Špoem,

 â€¨â€Šâ€œDulce

 â€¨â€Šet

 â€¨â€ŠDecorum

 â€¨â€ŠEstâ€?,

 â€¨â€Šon

 â€¨â€Šthe

 â€¨â€Šef-­â€? fects

 â€¨â€Šof

 â€¨â€Špoison

 â€¨â€Šgas

 â€¨â€Šduring

 â€¨â€Šthe

 â€¨â€ŠFirst

 â€¨â€ŠWorld

 â€¨â€ŠWar:

Gas!

 â€¨â€Š

 â€¨â€ŠGAS!

 â€¨â€Š

 â€¨â€ŠQuick

 â€¨â€Šboys!

 â€¨â€Šâ€“

 â€¨â€ŠAn

 â€¨â€Šecstasy

 â€¨â€Šof

 â€¨â€Šfumbling, Fitting

 â€¨â€Šthe

 â€¨â€Šclumsy

 â€¨â€Šhelmets

 â€¨â€Šjust

 â€¨â€Šin

 â€¨â€Štime; But

 â€¨â€Šsomeone

 â€¨â€Šstill

 â€¨â€Šwas

 â€¨â€Šyelling

 â€¨â€Šout

 â€¨â€Šand

 â€¨â€Šstumbling, And

 â€¨â€Šflound’ring

 â€¨â€Šlike

 â€¨â€Ša

 â€¨â€Šman

 â€¨â€Šin

 â€¨â€Šfire

 â€¨â€Šor

 â€¨â€Šlime‌ Dim,

 â€¨â€Š through

 â€¨â€Š the

 â€¨â€Š misty

 â€¨â€Š panes

 â€¨â€Š and

 â€¨â€Š thick

 â€¨â€Š green

 â€¨â€Š light, As

 â€¨â€Šunder

 â€¨â€Ša

 â€¨â€Šgreen

 â€¨â€Šsea,

 â€¨â€ŠI

 â€¨â€Šsaw

 â€¨â€Šhim

 â€¨â€Šdrowning. In

 â€¨â€Šall

 â€¨â€Šmy

 â€¨â€Šdreams,

 â€¨â€Šbefore

 â€¨â€Šmy

 â€¨â€Šhelpless

 â€¨â€Šsight, He

 â€¨â€Šplunges

 â€¨â€Šat

 â€¨â€Šme,

 â€¨â€Šguttering,

 â€¨â€Šchoking,

 â€¨â€Šdrowning. If

 â€¨â€Šin

 â€¨â€Šsome

 â€¨â€Šsmothering

 â€¨â€Šdreams

 â€¨â€Šyou

 â€¨â€Štoo

 â€¨â€Šcould

 â€¨â€Špace Behind

 â€¨â€Šthe

 â€¨â€Šwagon

 â€¨â€Šthat

 â€¨â€Šwe

 â€¨â€Šflung

 â€¨â€Šhim

 â€¨â€Šin, And

 â€¨â€Šwatch

 â€¨â€Šthe

 â€¨â€Šwhite

 â€¨â€Šeyes

 â€¨â€Šwrithing

 â€¨â€Šin

 â€¨â€Šhis

 â€¨â€Šface, His

 â€¨â€Šhanging

 â€¨â€Šface,

 â€¨â€Šlike

 â€¨â€Ša

 â€¨â€Šdevil’s

 â€¨â€Šsick

 â€¨â€Šof

 â€¨â€Šsin; Come

 â€¨â€Šgargling

 â€¨â€Šfrom

 â€¨â€Šthe

 â€¨â€Šfroth-­corrupted

 â€¨â€Šlungs, Obscene

 â€¨â€Šas

 â€¨â€Šcancer,

 â€¨â€Šbitter

 â€¨â€Šas

 â€¨â€Šthe

 â€¨â€Šcud Of

 â€¨â€Švile,

 â€¨â€Šincurable

 â€¨â€Šsores

 â€¨â€Šon

 â€¨â€Šinnocent

 â€¨â€Štongues,

 â€¨â€Šâ€“ My

 â€¨â€Šfriend,

 â€¨â€Šyou

 â€¨â€Šwould

 â€¨â€Šnot

 â€¨â€Štell

 â€¨â€Šwith

 â€¨â€Šsuch

 â€¨â€Šhigh

 â€¨â€Šzest Š‡ ‘Ž† ‹‡ǣ —Ž…‡ ‡– †‡…‘”—Â? ‡•– Pro

 â€¨â€Špatria

 â€¨â€Šmori.

 â€¨â€Š [It

 â€¨â€Šis

 â€¨â€Šsweet

 â€¨â€Šand

 â€¨â€Šproper

 â€¨â€Što

 â€¨â€Šdie

 â€¨â€Šfor

 â€¨â€Šone’s

 â€¨â€Šcountry.]38 Finally,

 â€¨â€Š Haber’s

 â€¨â€Š fate

 â€¨â€Š and

 â€¨â€Š the

 â€¨â€Š emergence

 â€¨â€Š of

 â€¨â€Š science

 â€¨â€Š aimed

 â€¨â€Š directly

 â€¨â€Š at

 â€¨â€Š future

 â€¨â€Š application

 â€¨â€Š (especially

 â€¨â€Š for

 â€¨â€Š the

 â€¨â€Š state)

 â€¨â€Š prefigured—or

 â€¨â€Š in

 â€¨â€Š fact

 â€¨â€Š signifies—the

 â€¨â€Š rise

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š military-­â€?industrial

 â€¨â€Š complex

 â€¨â€Š and

 â€¨â€Š the

 â€¨â€Š moral

 â€¨â€Š complexities

 â€¨â€Š surrounding

 â€¨â€Š scientists’

 â€¨â€Š contributions

 â€¨â€Š to

 â€¨â€Š military

 â€¨â€Š technology

 â€¨â€Š (particularly

 â€¨â€Š later

 â€¨â€Š nuclear

 â€¨â€Š weapons

 â€¨â€Šresearch

 â€¨â€Šin

 â€¨â€ŠGermany

 â€¨â€Šand

 â€¨â€Šthe

 â€¨â€ŠUnited

 â€¨â€ŠStates).

 â€¨â€Š In

 â€¨â€Š this

 â€¨â€Š way,

 â€¨â€Š it

 â€¨â€Š illuminates

 â€¨â€Š many

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š major

 â€¨â€Š themes

 â€¨â€Š approached

 â€¨â€Š by

 â€¨â€Š historians

 â€¨â€Š and

 â€¨â€Š ethicists

 â€¨â€Š of

 â€¨â€Š science

 â€¨â€Š today.

 â€¨â€Š

 â€¨â€Š This

 â€¨â€Š comparative

 â€¨â€Š analysis

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š political

 â€¨â€Š uses

 â€¨â€Š

of

 â€¨â€Š Darwin’s

 â€¨â€Š and

 â€¨â€Š Haber’s

 â€¨â€Š discoveries

 â€¨â€Š has

 â€¨â€Š reaffirmed

 â€¨â€Š Shapin’s

 â€¨â€Š contention

 â€¨â€Š that

 â€¨â€Š science

 â€¨â€Š and

 â€¨â€Š society,

 â€¨â€Š as

 â€¨â€Š well

 â€¨â€Š as

 â€¨â€Š the

 â€¨â€Š influences

 â€¨â€Š and

 â€¨â€Š applications

 â€¨â€Š of

 â€¨â€Š science,

 â€¨â€Š are

 â€¨â€Š ultimately

 â€¨â€Š inseparable.

 â€¨â€Š

 â€¨â€Š Science

 â€¨â€Š is

 â€¨â€Š social.

 â€¨â€Š

 â€¨â€Š As

 â€¨â€Š for

 â€¨â€Š the

 â€¨â€Š moral

 â€¨â€Š responsibility

 â€¨â€Š scientists

 â€¨â€Š bear

 â€¨â€Š for

 â€¨â€Š later

 â€¨â€Š uses

 â€¨â€Š of

 â€¨â€Š their

 â€¨â€Š research,

 â€¨â€Š the

 â€¨â€Š historical

 â€¨â€Š treatment

 â€¨â€Š of

 â€¨â€Š Darwin

 â€¨â€Š and

 â€¨â€Š Haber

 â€¨â€Š indicates

 â€¨â€Š that,

 â€¨â€Š well,

 â€¨â€Š it

 â€¨â€Š depends—in

 â€¨â€Š these

 â€¨â€Š cases,

 â€¨â€Š on

 â€¨â€Š the

 â€¨â€Š purity

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š scientist’s

 â€¨â€Š motivations

 â€¨â€Š and

 â€¨â€Š the

 â€¨â€Š directness

 â€¨â€Š of

 â€¨â€Š his

 â€¨â€Š involvement

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š later

 â€¨â€Š uses

 â€¨â€Š of

 â€¨â€Š his

 â€¨â€Š theories.

 â€¨â€Š

 â€¨â€Š Given

 â€¨â€Š this

 â€¨â€Š tendency,

 â€¨â€Š though

 â€¨â€Š both

 â€¨â€Š Darwin

 â€¨â€Šand

 â€¨â€ŠHaber

 â€¨â€Šseem

 â€¨â€Šlike

 â€¨â€Šthey

 â€¨â€Šshould

 â€¨â€Šshoulder

 â€¨â€Šat

 â€¨â€Š least

 â€¨â€Šsome

 â€¨â€Šof

 â€¨â€Šthe

 â€¨â€Šblame

 â€¨â€Šfor

 â€¨â€Šthe

 â€¨â€Špolitical

 â€¨â€Šapplications

 â€¨â€Š of

 â€¨â€Š their

 â€¨â€Š science—its

 â€¨â€Š use

 â€¨â€Š or

 â€¨â€Š abuse—history

 â€¨â€Š has

 â€¨â€Š rendered

 â€¨â€Šdivergent

 â€¨â€Šverdicts.

 â€¨â€Š

 â€¨â€ŠDarwin,

 â€¨â€Šthough

 â€¨â€Šperhaps

 â€¨â€Š not

 â€¨â€Š entirely

 â€¨â€Š innocent,

 â€¨â€Š emerges

 â€¨â€Š as

 â€¨â€Š not

 â€¨â€Š guilty.

 â€¨â€Š

 â€¨â€Š Haber,

 â€¨â€Š however,

 â€¨â€Šhas

 â€¨â€Šbeen

 â€¨â€Štried

 â€¨â€Šand

 â€¨â€Šconvicted.

Endnotes: 1

 â€¨â€Š

 â€¨â€ŠSteven

 â€¨â€ŠShapin,

 â€¨â€Š Š‡ …‹‡Â?–‹ϔ‹… ‡˜‘Ž—–‹‘Â?

 â€¨â€Š(Chicago:

 â€¨â€ŠUniversity

 â€¨â€Šof

 â€¨â€Š Chicago

 â€¨â€ŠPress,

 â€¨â€Š1996),

 â€¨â€Š9.

 â€¨â€ŠEmphasis

 â€¨â€Šadded. 2

 â€¨â€Š

 â€¨â€Š Indeed,

 â€¨â€Š in

 â€¨â€Š the

 â€¨â€Š foreword

 â€¨â€Š to

 â€¨â€Š the

 â€¨â€Š sixth

 â€¨â€Š edition

 â€¨â€Š of

 â€¨â€Š the

 â€¨â€Š Origin

 â€¨â€Š of

 â€¨â€Š SpeciesÇĄ ƒ”™‹Â? …”‡†‹–• —ˆˆ‘Â? ĥ Dz–Š‡ Ď?‹”•– ƒ—–Š‘” ™Š‘ ‹Â? Â?‘†‡”Â? –‹Â?‡• Šƒ• –”‡ƒ–‡† Č?‡˜‘Ž—–‹‘Â?Č? ‹Â? ƒ •…‹‡Â?–‹Ď?‹… •’‹”‹–dz Č‹Č?ͳͺ͡͝Č? ͳͺ͚ʹǥ

 â€¨â€Š9). 3

 â€¨â€Š

 â€¨â€ŠJanet

 â€¨â€ŠBrowne,

 â€¨â€Šâ€œKnowing

 â€¨â€Šthrough

 â€¨â€ŠOrder,â€?

 â€¨â€Šlecture

 â€¨â€Šfor

 â€¨â€Š History

 â€¨â€Šof

 â€¨â€ŠScience

 â€¨â€Š100:

 â€¨â€ŠKnowing

 â€¨â€Šthe

 â€¨â€ŠWorld

 â€¨â€Š(Cambridge,

 â€¨â€ŠMA:

 â€¨â€ŠHarvard

 â€¨â€Š University,

 â€¨â€ŠOctober

 â€¨â€Š28,

 â€¨â€Š2008). 4

 â€¨â€Š

 â€¨â€ŠJanet

 â€¨â€ŠBrowne,

 â€¨â€Šâ€œMan’s

 â€¨â€ŠPlace

 â€¨â€Šin

 â€¨â€ŠNature,â€?

 â€¨â€Šlecture

 â€¨â€Šfor

 â€¨â€ŠHistory

 â€¨â€Š of

 â€¨â€ŠScience

 â€¨â€Š100:

 â€¨â€ŠKnowing

 â€¨â€Šthe

 â€¨â€ŠWorld

 â€¨â€Š(Cambridge,

 â€¨â€ŠMA:

 â€¨â€ŠNovember

 â€¨â€Š4,

 â€¨â€Š 2008). 5

 â€¨â€Š

 â€¨â€ŠIbid. 6

 â€¨â€Š

 â€¨â€ŠHerbert

 â€¨â€ŠSpencer,

 â€¨â€Šâ€œProgress:

 â€¨â€ŠIts

 â€¨â€ŠLaw

 â€¨â€Šand

 â€¨â€ŠCauseâ€?

 â€¨â€Š[1857]

 â€¨â€Šin

 â€¨â€Š Herbert

 â€¨â€ŠSpencer

 â€¨â€Šon

 â€¨â€ŠSocial

 â€¨â€ŠEvolution,

 â€¨â€Šed.

 â€¨â€ŠJ.

 â€¨â€ŠD.

 â€¨â€ŠPeel,

 â€¨â€Š253-­â€?257

 â€¨â€Š(Chicago:

 â€¨â€Š University

 â€¨â€Šof

 â€¨â€ŠChicago

 â€¨â€ŠPress,

 â€¨â€Š1972).

 â€¨â€Š 7

 â€¨â€Š

 â€¨â€ŠBoth

 â€¨â€Šquoted

 â€¨â€Šin

 â€¨â€ŠSteven

 â€¨â€ŠShapin

 â€¨â€Šand

 â€¨â€ŠBarry

 â€¨â€ŠBarnes,

 â€¨â€Šâ€œDarwin

 â€¨â€Š and

 â€¨â€ŠSocial

 â€¨â€ŠDarwinism:

 â€¨â€ŠPurity

 â€¨â€Šand

 â€¨â€ŠHistory,â€?

 â€¨â€Šin

 â€¨â€Š ƒ–—”ƒŽ ”†‡”ǣ ‹•–‘”‹…ƒŽ –—†‹‡• ‘ˆ …‹‡Â?–‹ϔ‹… —Ž–—”‡,

 â€¨â€Šed.

 â€¨â€ŠBarry

 â€¨â€ŠBarnes

 â€¨â€Šand

 â€¨â€ŠSteven

 â€¨â€Š Shapin,

 â€¨â€Š125-­â€?139

 â€¨â€Š(Beverly

 â€¨â€ŠHills:

 â€¨â€ŠSage

 â€¨â€ŠPublications,

 â€¨â€Š1979),

 â€¨â€Š126.

 â€¨â€Š 8

 â€¨â€Š

 â€¨â€Š This

 â€¨â€Š analysis

 â€¨â€Š is

 â€¨â€Š not

 â€¨â€Š meant

 â€¨â€Š to

 â€¨â€Š disagree

 â€¨â€Š with

 â€¨â€Š Shapin

 â€¨â€Š and

 â€¨â€Š Barnes,

 â€¨â€Š who

 â€¨â€Š point

 â€¨â€Š out

 â€¨â€Š that,

 â€¨â€Š regardless

 â€¨â€Š of

 â€¨â€Š to

 â€¨â€Š what

 â€¨â€Š extent

 â€¨â€Š Darwin

 â€¨â€Š may

 â€¨â€Š be

 â€¨â€Š responsible,

 â€¨â€Š social

 â€¨â€Š Darwinism

 â€¨â€Š is

 â€¨â€Š a

 â€¨â€Š movement

 â€¨â€Š larger

 â€¨â€Š than

 â€¨â€Š any

 â€¨â€Š man,

 â€¨â€Š „‘—Â?† —’ ™‹–Š ƒŽŽ ‘ˆ •…‹‡Â?–‹Ď?‹… Â?ƒ–—”ƒŽ‹•Â?Ǥ 9

 â€¨â€Š

 â€¨â€ŠCharles

 â€¨â€ŠDarwin,

 â€¨â€ŠThe

 â€¨â€ŠDescent

 â€¨â€Šof

 â€¨â€ŠMan

 â€¨â€Š(Princeton:

 â€¨â€ŠPrinceton

 â€¨â€Š University

 â€¨â€ŠPress,

 â€¨â€Š[1871]

 â€¨â€Š1981). ͳͲ – •Š‘—Ž† „‡ Â?‘–‡† –Šƒ– –Š‡ …‘Â?…‡’– ‘ˆ •…‹‡Â?–‹Ď?‹…ǥ ƒÂ?† ‡˜‡Â? •’‡…‹Ď?‹…ƒŽŽ› ‡˜‘Ž—–‹‘Â?ÂƒÂ”Â›ÇĄ ”ƒ…‹•Â? …‡”–ƒ‹Â?Ž› ’”‡†ƒ–‡• ƒ”™‹Â?Ǥ ƒ–Š‡” than

 â€¨â€Š implying

 â€¨â€Š that

 â€¨â€Š Darwin

 â€¨â€Š founded

 â€¨â€Š this

 â€¨â€Š movement,

 â€¨â€Š I

 â€¨â€Š instead

 â€¨â€Š argue

 â€¨â€Š Š‡”‡ –Šƒ– •’‡…‹Ď?‹… ƒ•’‡…–• ‘ˆ Š‹• –Š‡‘”› ™‡”‡ Žƒ–‡” …‘nj‘’–‡† „› scientists

 â€¨â€Šand

 â€¨â€Šothers

 â€¨â€Šwith

 â€¨â€Šmore

 â€¨â€Šexplicitly

 â€¨â€Šracist

 â€¨â€Šagendas. 11

 â€¨â€Š

 â€¨â€ŠCharles

 â€¨â€ŠDarwin,

 â€¨â€ŠThe

 â€¨â€ŠDescent

 â€¨â€Šof

 â€¨â€ŠMan

 â€¨â€Š(Princeton:

 â€¨â€ŠPrinceton

 â€¨â€Š University

 â€¨â€ŠPress,

 â€¨â€Š[1871]

 â€¨â€Š1981),

 â€¨â€Š201. 12

 â€¨â€Š

 â€¨â€ŠCharles

 â€¨â€ŠDarwin,

 â€¨â€ŠLetter

 â€¨â€Što

 â€¨â€ŠAsa

 â€¨â€ŠGray

 â€¨â€Š(June

 â€¨â€Š5,

 â€¨â€Š1861),

 â€¨â€Šin

 â€¨â€ŠThe

 â€¨â€Š ‘””‡•’‘Â?†‡Â?…‡ ‘ˆ Šƒ”Ž‡• ƒ”™‹Â?ÇĄ ‘Ž—Â?‡ Ϳǣ ͟͡͞͡,

 â€¨â€Šeds.

 â€¨â€ŠFrederick

 â€¨â€Š Burkhardt,

 â€¨â€ŠJanet

 â€¨â€ŠBrowne,

 â€¨â€ŠDuncan

 â€¨â€ŠM.

 â€¨â€ŠPorter,

 â€¨â€Šand

 â€¨â€ŠMarsha

 â€¨â€ŠRichmond

 â€¨â€Š (Cambridge,

 â€¨â€ŠUK:

 â€¨â€ŠCambridge

 â€¨â€ŠUniversity

 â€¨â€ŠPress,

 â€¨â€Š1994),

 â€¨â€Š163. 13

 â€¨â€Š

 â€¨â€ŠIbid. 14

 â€¨â€Š

 â€¨â€ŠStephen

 â€¨â€ŠJay

 â€¨â€ŠGould,

 â€¨â€ŠOntogeny

 â€¨â€Šand

 â€¨â€ŠPhylogeny

 â€¨â€Š(Cambridge,

 â€¨â€ŠMA:

 â€¨â€Š Harvard

 â€¨â€ŠUniversity

 â€¨â€ŠPress,

 â€¨â€Š1977),

 â€¨â€Š127. 15

 â€¨â€Š

 â€¨â€ŠIt

 â€¨â€Š should

 â€¨â€Šbe

 â€¨â€Šstressed

 â€¨â€Šthat

 â€¨â€Š although

 â€¨â€ŠHaeckel

 â€¨â€Šwas

 â€¨â€Š truly

 â€¨â€Š an

 â€¨â€Š avid

 â€¨â€Š evolutionist,

 â€¨â€Š he

 â€¨â€Š was

 â€¨â€Š not

 â€¨â€Š a

 â€¨â€Š strict

 â€¨â€Š Darwinian

 â€¨â€Š and

 â€¨â€Š also

 â€¨â€Š incorporated

 â€¨â€Š elements

 â€¨â€Šof

 â€¨â€ŠLamarckism

 â€¨â€Šand

 â€¨â€Šother

 â€¨â€Šthinking

 â€¨â€Šinto

 â€¨â€Šhis

 â€¨â€Šphilosophy.


60 16

A

complementary

conclusion

to

the

argument

presented

here

regarding

Darwin’s

moral

culpability

for

racist

applications

of

his

theories

is

as

follows:

it

is

precisely

because

Haeckel

was

the

most

well-­‐known

contemporary

popularizer

of

evolution

(Darwinian

and

other)

in

mainland

Europe

that

Darwin

has

avoided

much

of

the

blame.

In

essence,

because

Haeckel

was

so

widely

read

and

applied

evolutionary

language

to

issues

of

race

more

explicitly

than

Darwin

(and,

I

would

argue,

probably

also

because

his

theories

were

not

ultimately

as

successful

as

Darwin’s),

he

was

and

is

a

more

natural

target. 17

Janet

Browne,

“Man’s

Place

in

Nature,”

lecture

for

History

of

Science

100:

Knowing

the

World

(Cambridge,

MA:

November

4,

2008). 18

Haeckel

most

famously

expressed

this

concept

with

his

infamous

and

fraudulent

drawings

comparing

embryonic

development

across

species. 19

Edwin

G.

Conkin,

The

Direction

of

Human

Evolution

(New

York:

Scribner’s,

1922),

34;

53.

Conklin

was

a

professor

of

biology

at

Princeton

University

and

President

of

the

American

Association

for

the

Advancement

of

Science. ʹͲ ϐ ǡ Dz [1926],”

Natural

History

89

no.

4

(Apr.

1980):

129.

Osborn

was

a

professor

of

biology

and

zoology

at

Columbia

University

and

President

of

the

American

Museum

of

Natural

History

Board

of

Trustees. 21

Everett

Mendelsohn,

“The

Eugenic

Temptation:

When

Ethics

Lag

Behind

Technology,”

Harvard

Magazine

102

(March-­‐April

2000):

4.

22

As

historian

Daniel

Charles

points

out,

Crookes

even

went

so

far

as

“helpfully”

to

delineate

exactly

whom

he

meant

by

this:

“Europeans,

North

Americans,

‘the

white

inhabitants

of

South

Africa’

and

‘the

white

population

of

the

European

colonies’”

(Charles

2005,

80-­‐81). 23

Quoted

in

Daniel

Charles,

ǣ The

Tragedy

of

Fritz

Haber,

Father

of

Chemical

Warfare,

(London:

Jonathan

Cape,

2005),

82. 24

Steven

Shapin

and

Barry

Barnes,

“Darwin

and

Social

Darwinism:

Purity

and

History,”

in

ǣ ϔ ,

ed.

Barry

Barnes

and

Steven

Shapin,

125-­‐139,

(Beverly

Hills:

Sage

Publications,

1979). 25

Daniel

Charles,

ǣ of

Fritz

Haber,

Father

of

Chemical

Warfare

(London:

Jonathan

Cape,

2005),

82. 26

“Positive

eugenics”

promotes

the

survival

and

reproduction

of

those

deemed

genetically

superior

as

opposed

“negative

eugenics”,

which

calls

for

the

elimination

of

perceived

negative

traits

from

the

gene

pool. 27

Fritz

Haber,

“The

Synthesis

of

Ammonia

from

Its

Elements,”

1918

Nobel

Prize

in

Chemistry

Lecture.

June

2,

1920,

in

Nobel

Lectures,

Chemistry

1901-­1921,

edited

by

The

Nobel

Foundation,

326-­‐340

(Amsterdam:

Elsevier

Publishing

Company,

1921),

326-­‐327,

emphasis

added. 28

Quoted

in

Daniel

Charles,

ǣ The

Tragedy

of

Fritz

Haber,

Father

of

Chemical

Warfare,

(London:

Jonathan

Cape,

2005),

142. 29

Ibid.,

143. 30

Quoted

in

Bretislav

Friedrich,

“Review

of

ǣ Chemist,

Nobel

Laureate,

German,

Jew,

by

Dietrich

Stoltzenberg”,

Angewante

Chemie

International

Edition

44,

no.

26

(June

27,

2005):

3957-­‐3961. 31

Daniel

Charles,

ǣ of

Fritz

Haber,

Father

of

Chemical

Warfare,

(London:

Jonathan

Cape,

2005),

184. 32

Arthur

Keith,

Evolution

and

Ethics

(New

York:

G.P.

Putnam’s

Sons,

1947),

230;

10.

Synthesis,

Issue

1,

May

2009

33

Besides

“evolution”,

the

German

word

Entwicklung

is

also

translated

as

“development”. 34

One

example

of

Hitler

adopting

evolutionary

language

in

Mein

Kampf

reads

as

follows:

“The

coupling

of

two

not

quite

equal

formations

does

not

correspond

to

the

natural

law

of

evolution,

but

the

victory

of

the

stronger

in

the

tense

struggle,

and

the

breeding

of

the

strength

and

the

force

of

the

victor

made

possible

by

this”

([1925-­‐6]

1939,

486). 35

Adolf

Hitler,

Mein

Kampf ȋ ǣ ϐ ǡ [1925-­‐6]

1939),

606. 36

Steven

Shapin

and

Barry

Barnes,

“Darwin

and

Social

Darwinism:

Purity

and

History,”

in

ǣ ϔ ,

ed.

Barry

Barnes

and

Steven

Shapin,

125-­‐139

(Beverly

Hills:

Sage

Publications,

1979),

127.

Emphases

in

original. 37

Charles

Darwin,

The

Descent

of

Man

(Princeton:

Princeton

University

Press,

[1871]

1981),

203. 38

Wilfred

Owen,

“Dulce

et

Decorum

Est,”

[1917-­‐1918],

in

Penguin

Book

of

First

World

War

Poetry,

2nd

ed.,

ed.

John

Silkin,

192-­‐ 193

(London:

Penguin

Books,

1994).

If

you

would

like

to

order

additional

copies

of

Synthesis,

they

are

available

from

an

online

publisher

at

http://magcloud.com/ browse/Issue/17334.


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