I-5
CONTENTS
CONTENTS I-6
I-7 CONTENTS
CONTENTS I-8
I-9 CONTENTS
CONTENTS I-10
*See Volume 2.
I-11 CONTENTS
*See Volume 2.
CONTENTS I-12
*See Volume 2.
I-13 CONTENTS
*See Volume 2.
CONTENTS I-14
*See Volume 2.
I-15 CONTENTS
*See Volume 2.
CONTENTS I-16
*See Volume 2.
I-17 CONTENTS
*See Volume 2.
CONTENTS I-18
*See Volume 2.
I-19 CONTENTS
* See Volume 2.
† See Volume 3.
† † † † † † † † † CONTENTS I-20
† † † † † † † † † † † † † † † † † † † † † † † † I-21 CONTENTS † See Volume 3.
† † † † † † † † † † † † † CONTENTS I-22
† See Volume 3.
† † † † † † † † † † † † † † † † † † I-23 CONTENTS
Volume 3.
† See
† † † † † † † † † † † † † † † † †
3. CONTENTS I-24
† See Volume
† † † † † † † † † † † † † † † † † † I-25 CONTENTS
Volume 3.
† See
CONTENTS I-26 † See Volume 3. † † † † †
Conversion of optionally convertible debt instruments into equity shares.
10. a bcd i ii iii pari passu iv
11.ProvidedReg. 11 1.20
Additional requirements for issue of convertible debt instruments.
PART III
Minimum promoters’ contribution.
Issue of
debt instruments for
12.Provided Issue of warrants. 13. a b c Provided d
convertible
financing.
14.Provided1.21 Reg. 14
Provided further a Provided bc a b Provided vis-à-vis Provided Provided further pro rata Reg. 14 1.22
Explanation.— I a b a II a b Securities ineligible for minimum promoters’ contribution. 15. a i ii b Provided iii 1.23 Reg. 15 ibid.
PART IV
iii c Provided d a c
16. aReg. 16 1.24 ibid.
Lock-in of specified securities held by the promoters.
Providedb ProvidedExplanation Lock-in of
17. Provided ab Provided [Securities and Exchange 1.25 Reg. 17 ibid. ibid Explanation Explanation.— 23-5-2023
specified securities held by persons other than the promoters.
Reg. 19 1.26
Board of India (Share Based Employee Benefits and Sweat Equity) Regulations, 2021
Lock-in of specified securities lent to stabilising agent under the green shoe option.
18. Provided
Lock-in of Partly-paid securities.
19.
Explanation Explanation ( ) ibid ibid.
c Provided Explanation i cii ca b .
]
-
1.27 Reg. 23
Inscription or recording of non-transferability.
20.
Pledge of locked-in specified securities. 21.
Transferability of locked-in specified securities.
Appointment of lead managers, other intermediaries and compliance officer*.
23.
pari passu
a a b b Provided
-
22. Provided
PART V
inter aliaProvided Provided further Provided Provided further Reg. 23 1.28
1.29 Reg. 25
PART VI
Disclosures in the draft offer document and offer document.
-
Filing of the draft offer document and offer document.
24.
a b
25. a b ca
ibid. b c da b c de
offer document and offer document to be available to the public. 26. Reg. 26 1.30
Draft
[the issuer,]
VII Face value of equity shares. 27. Pricing. 28.Price and price band. 29. Provided 1.31 Reg. 29 23-5-2023 ibid.
PART
SEBI MANUAL
SET OF 3 VOLUMES
AUTHOR : TAXMANN'S EDITORIAL BOARD
PUBLISHER : TAXMANN
DATE OF PUBLICATION : JULY 2023
EDITION : 41st Edition
ISBN NO : 9789357782074
NO. OF PAGES : 5836
BINDING TYPE : PAPERBACK
DESCRIPTION
This book is the most updated & amended compendium of the annotated text of the Acts/Rules/Regulations/Circulars/Master Circulars, etc., on SEBI & Securities Laws in India. The coverage of this book includes:
• SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (as amend ed up to date) with Master Circular for Issue of Capital and Disclosure Require ments
• SEBI Act, 1992 (as amended up to date) with SEBI Notifications
• Securities Contracts (Regulations) Act, 1956 (as amended up to date) with Securi ties Contracts (Regulation) Rules, 1957, 3+ Rules/Regulations & Clarifications
• 70+ SEBI Rules/Regulations, 650+ Circulars/Notifications/Press Notes In-force, 25+ Master Circulars, and 3+ Operational Circulars
• SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) with Clarifications & Listing Agreements for Indian Depository Receipts and Master Circular for Issue of Listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
What sets this book apart is the Circulars amending/Clarifying the primary Circular are given together to give a complete picture. The Present Publication is the 41st Edition & amended up to 15th June 2023. This book is edited by Taxmann's Editorial Board.
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