Taxmann's Patents Act 1970 with Rules

Page 1


CHAPTER IV

CHAPTER IVA

CHAPTER V

CHAPTER VI

CHAPTER VII

51.

52. Grant of patent to true and first inventor where it has been obtained by another in fraud of

56.

57.

CHAPTER

WORKING OF PATENTS, COMPULSORY

CHAPTER XVII

CHAPTER XVIII

111. Restriction on power of court to grant damages or an account of profits for infringement 91

112. [Omitted by the Patents (Amendment) Act, 2002, w.e.f. 20-5-2003 ] 92

113. Certificate of validity of specification and costs of subsequent suits for infringement thereof 92

114. Relief for infringement of partially valid specification 93

115. Scientific advisers 93

CHAPTER XIX

APPEALS

116. [Omitted by the Tribunals Reforms Act, 2021, w.r.e.f. 4-4-2021] 93

117. [Omitted by the Tribunals Reforms Act, 2021, w.r.e.f. 4-4-2021] 95

117A. Appeals to High Court 95

117B. [Omitted by the Tribunals Reforms Act, 2021, w.r.e.f. 4-4-2021] 95

117C. [Omitted by the Tribunals Reforms Act, 2021, w.r.e.f. 4-4-2021] 96

117D [Omitted by the Tribunals Reforms Act, 2021, w.r.e.f. 4-4-2021] 96

117E. Appearance of Controller in legal proceedings 96

117F. [Omitted by the Tribunals Reforms Act, 2021, w.r.e.f. 4-4-2021] 96

117G [Omitted by the Tribunals Reforms Act, 2021, w.r.e.f. 4-4-2021] 97

117H [Omitted by the Tribunals Reforms Act, 2021, w.r.e.f. 4-4-2021] 97

CHAPTER XX

PENALTIES

118. Contravention of secrecy provisions relating to certain inventions

119. Falsification of entries in register, etc.

120. Unauthorised claim of patent rights

121. [Omitted by the Jan Vishwas (Amendment of Provisions) Act, 2023, w.e.f. 1-8-2024] 98

122. Refusal or failure to supply information

123. Practice by non-registered patent agents

124. Offences by companies

Adjudication of penalties

Appeal

CHAPTER XXI

PATENT AGENTS

125. Register of patent agents

126. Qualifications for registration as patent agents

127.

128.

129.

130.

131.

132.

CHAPTER XXII

INTERNATIONAL ARRANGEMENTS

133.

134.

136.

CHAPTER XXIII

MISCELLANEOUS

155. Reports of Controller to be placed before Parliament

156. Patent to bind Government

157. Right of Government to sell or use forfeited articles

157A. Protection of security of India

158. Power of High Courts to make rules

159. Power of Central Government to make rules

160. Rules to be placed before Parliament

161. [Omitted by the Patents (Amendment) Act, 2002, w.e.f. 20-5-2003 ] 116

162. Repeal of Act 2 of 1911 insofar as it relates to patents and savings

163. [Omitted by the Patents (Amendment) Act, 2005, w.r.e.f. 1-1-2005]

PATENTS RULES, 2003

10. Period within which proof of the right under section 7(2) to make the application shall

24B. Examination of application

25. Identification of published applications

26. Request for withdrawal

27. Inspection and supply of published documents

28. Procedure in case of anticipation by prior publication

28A. Procedure in relation to consideration of report of examiner under section 14

29. Procedure in case of anticipation by prior claiming

29A. Grace period

30. Amendment of the complete specification in case of anticipation

31. Form of reference to another specification

32. Procedure in case of potential infringement

33. Form of reference to another patent

34. Manner in which a claim under section 20(1) shall be made

35. Manner in which a request may be made under section 20(4)

36. Manner of application under section 20(5)

37. Numbering of applications on the grant of patent

38.

CHAPTER V

EXCLUSIVE MARKETING RIGHTS

CHAPTER VI

55. Opposition to the patent

Filing of notice of opposition

56. Constitution of Opposition Board and its proceeding

58.

59.

63. Determination of costs 168

63A. Request made under section 26(1) 168

64. [Omitted by the Patents (Amendment) Rules, 2005, w.e.f. 1-1-2005] 169

65. [Omitted by the Patents (Amendment) Rules, 2005, w.e.f. 1-1-2005] 169

66. Form of making a request under section 28(2) 169

67. Form of making a claim under section 28(3) 169

68. Form of application to be made under section 28(7) 169

69. Procedure for the hearing of claim or an application under section 28 169

70. Mention of inventor 170

70A. Certificate of inventorship

CHAPTER VII

SECRECY DIRECTIONS

71. Permission for making patent application outside India under section 39 170

72. Communication of result of reconsideration under section 36(2) 170

CHAPTER VIII

GRANT OF PATENTS

73. [Omitted by the Patents (Amendment) Rules, 2005, w.e.f. 1-1-2005] 171

74. Form of patent

74A. Inspection of documents related to grant of patent

75. Amendment of patent under section 44

76. Manner of applying for direction under section 51(1)

77. Manner of application under section 51(2) 172

78. Procedure for the hearing of proceedings under section 51 172

79. Request under section 52(2) 172

80. Renewal fees under section 53 172

CHAPTER IX

AMENDMENT OF APPLICATION, SPECIFICATION OR ANY DOCUMENT RELATING THERETO

81. Amendment of application, specification or any document relating thereto

82. Preparation of amended specifications, etc.

83. Publication of the amendment allowed

CHAPTER X

RESTORATION OF PATENTS

84. Restoration of patents

85. Opposition to restoration under section 61

86. Payment of unpaid renewal fees

CHAPTER XI

SURRENDER OF PATENTS

87. Surrender of Patents 175

CHAPTER XII

REGISTER OF PATENTS

88. Register of patents under section 67 175

89. [Omitted by the Patents (Amendment) Rules, 2005, w.e.f. 1-1-2005] 176

90. Registration of title and interest in patents

91. Presentation of assignment, etc. of patent to Controller

92. Registration of title or interest in a patent

93. Entry of renewal fee

94. Alteration of address

95. Inspection of register of patents under section 72 and fees payable therefor

CHAPTER XIII

COMPULSORY LICENCE AND REVOCATION OF PATENT

96. Application for compulsory licence, etc.

97. When a prima facie case is not made out

98. Notice of opposition under section 87(2)

99. Manner of publication of the revocation order

100. Application under section 88(4)

101. Procedure to be followed in case of applications under section 88(4)

102. Application for termination of compulsory licence under section 94

CHAPTER XIV

SCIENTIFIC ADVISERS

103. Roll of scientific advisers

103A. Disqualifications for inclusion in the roll of scientific advisers

104. Manner of application for inclusion in the roll of scientific advisers

105. Inclusion of the name of any other person in the roll of scientific advisers

106. Power to relax

107. Removal of names from the roll of scientific advisers 181

CHAPTER XIVA

ADJUDICATION OF PENALTIES AND APPEALS

CHAPTER XV

PATENT AGENTS

108. Particulars to be contained in the register of patent agents

109. Application for registration of patent agents

110. Particulars of the qualifying examination for patent agents

111. Registration of patent agents

111A. Issue of duplicate certificate of patent agents

112. Details to be included in an application for the registration of a patent agent

113. Registration of patent agents under section 126(2)

114. Disqualifications for registration as a patent agent

115. Payment of fees

†Should be read as “107-E”.

*Should be read as “107-F”.

††Should be read as “107-G”.

116. Removal of a name from the register of patent agents

117. Restoration of name of persons removed from the register of patent agents

118. Alteration of names etc. in the register of patent agents

119. Refusal to recognise as patent agent

120. Publication of the names of patent agents, registered under the Act

CHAPTER XVI

MISCELLANEOUS

121. Period within which copies of specification, etc. are to be filed

122. Correction of clerical errors

123. Manner of advertisement of the proposed correction of any error

124. Manner and time of opposition to the making of corrections

125. Notification of corrections

126. Form, etc. of affidavits

and

INTELLECTUAL PROPERTY APPELLATE BOARD (PATENTS PROCEDURE) RULES, 2010

1.

2.

3.

4.

5.

6.

7.

8.

9.

10.

11.

12.

13.

14.

15.

17.

18.

19.

28. Continuation of proceedings after the death of a party, merger, assignment, acquisition or transmission

29. Fee for inspection of records and obtaining copies thereof

30. Functions of the Deputy Registrar

31. Additional functions and duties of the Deputy Registrar

32. Dress code for the Chairman, Vice-Chairman, Technical Member of the Appellate Board and for the representatives of the parties

PATENTS (APPEALS AND APPLICATIONS TO THE INTELLECTUAL PROPERTY APPELLATE BOARD) RULES, 2011

1.

Patents Act, 1970

[39 OF 1970]*

An Act to amend and consolidate the law relating to patents.

BE it enacted by Parliament in the Twenty-first Year of the Republic of India as follows:—

CHAPTER I PRELIMINARY

Short title, extent and commencement.

1. (1) This Act may be called the Patents Act, 1970.

(2)It extends to the whole of India.

(3)It shall come into force on such date† as the Central Government may, by notification in the Official Gazette, appoint:

Provided that different dates may be appointed for different provisions of this Act, and any reference in any such provision to the commencement of this Act shall be construed as a reference to the coming into force of that provision.

Definitions and interpretation.

2. (1) In this Act, unless the context otherwise requires,—

1[(a) 2[***]

(ab) “assignee” includes an assignee of the assignee and the legal representative of a deceased assignee and references to the assignee of any

*Dated 19-9-1970.

†With effect from 20-4-1972, vide S.O. 300(E), dated 20-4-1972 except provisions of sections 12(2), 13(2), 28, 68 and 125 to 132 which came into force w.e.f. 1-4-1978 vide S.O. 799, dated 10-3-1978.

1. Clauses (a), (ab) and (ac) substituted for clause (a) by the Patents (Amendment) Act, 2002, w.e.f. 20-5-2003. Prior to its substitution, clause (a) read as under:

‘(a) “assignee” includes the legal representative of a deceased assignee, and references to the assignee of any person include references to the assignee of the legal representative or assignee of that person;’

2. Omitted by the Tribunals Reforms Act, 2021, w.r.e.f. 4-4-2021. Prior to its omission, clause (a)as substituted by the Patent (Amendment) Act, 2002, w.e.f. 20-5-2003 read as under:

‘(a) “Appellate Board” means the Appellate Board referred to in section 116;’

person include references to the assignee of the legal representative or assignee of that person;

3[(aba) “Budapest Treaty” means the Budapest Treaty on the International Recognition of the Deposit of Micro-organisms for the purposes of Patent Procedure done at Budapest on 28th day of April, 1977, as amended and modified from time to time;]

(ac) “capable of industrial application”, in relation to an invention, means that the invention is capable of being made or used in an industry;]

(b) “Controller” means the Controller General of Patents, Designs and Trade Marks referred to in section 73;

(c) “convention application” means an application for a patent made by virtue of section 135;

4[(d) “convention country” means a country or a country which is member of a group of countries or a union of countries or an Inter-Governmental organization 5[referred to as a convention country in section 133];]

(e) “district court” has the meaning assigned to that expression by the Code of Civil Procedure, 1908 (5 of 1908);

(

f) “exclusive licence” means a licence from a patentee which confers on the licensee, or on the licensee and persons authorised by him, to the exclusion of all other persons (including the patentee), any right in respect of the patented invention, and “exclusive licensee” shall be construed accordingly;

(g) 6[***]

(h) “Government undertaking” means any industrial undertaking carried on—

(i) by a department of the Government, or

(ii) by a corporation established by a Central, Provincial or State Act, which is owned or controlled by the Government, or

(iii) by a Government company as defined in section 617 of the Companies Act, 1956 (1 of 1956) 7[, or]

7[(iv) by an institution wholly or substantially financed by the Government;]

3. Inserted by the Patents (Amendment) Act, 2005, w.r.e.f. 1-1-2005.

4. Substituted by the Patents (Amendment) Act, 2002, w.e.f. 20-5-2003. Prior to its substitution, clause (d) read as under:

‘(d) “convention country” means a country notified as such under sub-section (1) of section 133;’

5. Substituted for “notified as such under sub-section (1) of section 133” by the Patents (Amendment) Act, 2005, w.r.e.f. 1-1-2005.

6. Omitted, ibid. Prior to its omission, clause (g), as substituted by the Patents (Amendment) Act, 2002, w.e.f. 20-5-2003, read as under:

‘(g) “food” means any article of nourishment for human consumption and also includes any substance intended for the use of infants, invalids or convalescents as an article of food or drink;’

7. Inserted, ibid

8[***]

9[(i) “High Court”, in relation to a State or Union territory, means the High Court having territorial jurisdiction in that State or Union territory, as the case may be;]

10[(ia) “international application” means an application for patent made in accordance with the Patent Co-operation Treaty;]

11[(j) “invention” means a new product or process involving an inventive step and capable of industrial application;

12[(ja) “inventive step” means a feature of an invention that involves technical advance as compared to the existing knowledge or having economic significance or both and that makes the invention not obvious to a person skilled in the art;]]

(k) “legal representative” means a person who in law represents the estate of a deceased person;

8. Words “and includes the Council of Scientific and Industrial Research and any other institution which is financed wholly or for the major part by the said Council;” omitted by the Patents (Amendment) Act, 2005, w.r.e.f. 1-1-2005.

9. Substituted, ibid. Prior to its substitution, clause (i), as amended by the Patents (Amendment) Act, 2002, w.e.f. 20-5-2003, read as under:

‘(i) “High Court” means,—

(i) in relation to the National Capital Territory of Delhi, the High Court of Delhi; (ii) in relation to the State of Arunachal Pradesh and the State of Mizoram, the Gauhati High Court (the High Court of Assam, Nagaland, Meghalaya, Manipur, Tripura, Mizoram and Arunachal Pradesh);

(iii) in relation to the Union territory of the Andaman and Nicobar Islands, the High Court at Calcutta;

(iv) in relation to the Union territory of the Lakshadweep, the High Court of Kerala; (v) in relation to the State of Goa, the Union territory of Daman and Diu and the Union territory of Dadra and Nagar Haveli, the High Court at Bombay;

(vi) in relation to the Union territory of Pondicherry, the High Court at Madras;

(vii) in relation to the Union territory of Chandigarh, the High Court of Punjab and Haryana; and

(viii) in relation to any other State, the High Court for that State;’

10. Inserted by the Patents (Amendment) Act, 2002, w.e.f. 20-5-2003.

11. Clauses (j) and (ja) substituted for clause (j), ibid. Prior to its substitution, clause (j) read as under:

‘(j) “invention” means any new and useful— (i) art, process, method or manner of manufacture; (ii) machine, apparatus or other article; (iii) substance produced by manufacture, and includes any new and useful improvement of any of them, and an alleged invention;’

12. Substituted by the Patents (Amendment) Act, 2005, w.r.e.f. 1-1-2005. Prior to its substitution, clause (ja), as amended by the Patents (Amendment) Act, 2002, w.e.f. 20-5-2003, read as under:

‘(ja) “inventive step” means a feature that makes the invention not obvious to a person skilled in the art;’

13[(l) “new invention” means any invention or technology which has not been anticipated by publication in any document or used in the country or elsewhere in the world before the date of filing of patent application with complete specification, i.e., the subject matter has not fallen in public domain or that it does not form part of the state of the art;

(la) “Opposition Board” means an Opposition Board constituted under sub-section (4) of section 25;

(m) “patent” means a patent for any invention granted under this Act;]

(n) “patent agent” means a person for the time being registered under this Act as a patent agent;

(o) “patented article” and “patented process” mean respectively an article or process in respect of which a patent is in force;

14[(oa) “Patent Co-operation Treaty” means the Patent Co-operation Treaty done at Washington on the 19th day of June, 1970 as amended and modified from time to time;]

(p) “patentee” means the person for the time being entered on the register as the grantee or proprietor of the patent;

(q) “patent of addition” means a patent granted in accordance with section 54;

(r) “patent office” means the patent office referred to in section 74;

(s) “person” includes the Government;

(t) “person interested” includes a person engaged in, or in promoting, research in the same field as that to which the invention relates;

15[(ta) “pharmaceutical substance” means any new entity involving one or more inventive steps;]

13. Substituted by the Patents (Amendment) Act, 2005, w.r.e.f. 1-1-2005. Prior to their substitution, clauses (l) and (m), read as under:

‘(l) “medicine or drug” includes—

(i) all medicines for internal or external use of human beings or animals,

(ii) all substances intended to be used for or in the diagnosis, treatment, mitigation or prevention of diseases in human beings or animals,

(iii) all substances intended to be used for or in the maintenance of public health, or the prevention or control of any epidemic disease among human beings or animals,

(iv) insecticides, germicides, fungicides, weedicides and all other substances intended to be used for the protection or preservation of plants,

(v) all chemical substances which are ordinarily used as intermediates in the preparation or manufacture of any of the medicines or substances above referred to;

(m) “patent” means a patent granted under this Act;’

14. Inserted by the Patents (Amendment) Act, 2002, w.e.f. 20-5-2003.

15. Inserted by the Patents (Amendment) Act, 2005, w.r.e.f. 1-1-2005.

16[(u) “prescribed” means,—

(A) in relation to proceedings before a High Court, prescribed by rules made by the High Court;

(B) 17[***]

(C) in other cases, prescribed by rules made under this Act;]

(v) “prescribed manner” includes the payment of the prescribed fee;

(w) “priority date” has the meaning assigned to it by section 11;

(x) “register” means the register of patents referred to in section 67;

(y) “true and first inventor” does not include either the first importer of an invention into India, or a person to whom an invention is first communicated from outside India.

(2) In this Act, unless the context otherwise requires, any reference—

(a) to the Controller shall be construed as including a reference to any officer discharging the functions of the Controller in pursuance of section 73;

(b) to the patent office shall be construed as including a reference to any branch office of the patent office.

COMMENTS

SECTION NOTES

2.1 An introduction to the concepts of “patents”, “inventions”, “evergreening”, “patentability” and “patentable inventions”

The role of inventions and inventors in the progress of a society hardly needs to be over-emphasized. Inventions are the result of sweat, blood and tears of the inventor. Not to mention the expenditure of money, time and energy.

To encourage inventions, patent laws grant monopoly rights to the inventor to commercially exploit his invention for a fixed period. This right is commonly known as “patents”. However, granting a patent for an unlimited period would hurt societal interests. Under the scheme of patent law, a monopoly is given to a private individual in exchange for the invention being made public so that, at the end of the patent term, the invention may belong to the people at large who may benefit from it. Section 53 of this Act provides that the term of every patent granted shall be 20 years from the filing date of the patent application. However, patent-holders try to circumvent this fixed patent term of 20 years by a practice known as “evergreening”.

Making a trifling change to an existing product and claiming it as a new invention is called ‘evergreening’. Through such evergreening, patent holders try to perpetrate

16. Substituted by the Patents (Amendment) Act, 2002, w.e.f. 20-5-2003. Prior to its substitution, clause (u) read as under:

‘(u) “prescribed” means, in relation to proceedings before a High Court, prescribed by rules made by the High Court, and in other cases, prescribed by rules made under this Act;’

17. Omitted by the Tribunals Reforms Act, 2021, w.r.e.f. 4-4-2021. Prior to its omission, subclause (B) read as under:

‘(B) in relation to proceedings before the Appellate Board, prescribed by rules made by the Appellate Board; and’

PATENTS ACT 1970 WITH RULES – BARE ACT WITH SECTION NOTES

AUTHOR : TAXMANN’S EDITORIAL BOARD

PUBLISHER : TAXMANN

DATE OF PUBLICATION : MARCH 2025

EDITION : 2025 EDITION

ISBN NO : 9789364558082

NO. OF PAGES : 300

BINDING TYPE : PAPERBACK

DESCRIPTION

Patents Act 1970 with Rules [Bare Act with Section Notes] by Taxmann is a comprehensive yet concise reference to India’s primary patent legislation and corresponding Rules. It presents the fully amended Act and Rules, complemented by brief section-wise notes that clarify legal nuances, highlight judicial interpretations, and illustrate practical applications.

This book is intended for the following audience:

• Legal Practitioners and Patent Agents

• Corporate Counsel and R&D Professionals

• Students and Academicians

• Startups and Innovators

The Present Publication is the 2025 Edition, covering the amended and updated text of the Patents Act [Act No. 39 of 1970] and Rules, with the following noteworthy features:

• [Complete Statutory Text] Includes the consolidated Patents Act and Patents Rules for a unified legal framework

• [Updated Content] Reflects the latest amendments related to procedures, protection terms, enforcement, appeals, and penalties

• [Pre-amendment Provisions] Shows earlier text in amendment footnotes, clarifying preand post-amendment legal positions

• [Section Notes] Offers concise explanations for each section, noting significant rulings and practical implications

• [User-friendly Layout] Clearly structured paragraphs, clauses, and provisos to facilitate quick reference

• [Reference Tools] Features subject indexes, form references, and schedules for efficient navigation and research

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