SupplychaincapacitytorespondtoCOVID-19 inNewfoundlandandLabrador:Anintegrated leadershipstrategy
AnneW.Snowdon,PhD1 ;andMichaelJ.Saunders,PhD1
Abstract
HealthcareManagementForum 2022,Vol.35(2)71–79 ©2022TheCanadianCollegeof HealthLeaders.Allrightsreserved.
Articlereuseguidelines: sagepub.com/journals-permissions DOI:10.1177/08404704211058414 journals.sagepub.com/home/hmf
Thisprovincialcasestudy,oneofsevenconductedaspartofanationalresearchprogramonhealthcaresupplychainmanagement duringCOVID-19,focusesonNewfoundlandandLabrador(NL).Facedwiththedestabilizationofitstraditionalsupplychain,NL leveragedanexistingcentralizedhealthcaresupplychainstructuretoorganizeitssupplychainresponsetothepandemic.To overcomeproductshortages,healthleaderscollaboratedwiththeirlocalbusinesscommunityandindustriestosourceandprocure personalprotectiveequipmentandcreatedomesticmanufacturingcapacityforcriticalsupplies.Thehealthcaresupplychain responseinNLdemonstratesthevalueofahighlyintegratedandcentralizedhealthcaresupplychainmanagementstrategy.Italso makesclearthevalueofadiversi fiedhealthcaresupplychain,onewhichdrawsonlocalmanufacturingcapacitytocreateadomestic sourceofcriticalsuppliesandovercomeshortagesfromglobalsuppliers.
Introductionandreviewoftheliterature
TheCOVID-19pandemichasshoneabrightlightonthecritical importanceofhealthcaresupplychain.Supplychainandlogistics infrastructureisastrategicassetinhealthsystems,whichensures thathealthcareworkershavetheproductsandequipment necessarytodelivercare.Itcreatessafeworkenvironments forthehealthworkforceandenablesqualitycaredeliveryfor Canadians.Supplychaininhealthsystemsincludesthesourcing anddistributionoftheproductsthatensurehealthcareteamshave accesstotherightproductsattherighttimeinordertodeliversafe andeffectivepatientcare.1 Inhealthsystems,supplychainteams sourceacomplexanddiversearrayofproductsandequipment, fromventilatorsandintravenouspumps,tomedications,vaccines, andPersonalProtectiveEquipment(PPE).Andyet,thestrategic importanceofthehealthcaresupplychainforhealthsystem capacitytodelivercareis,forthemostpart,neitherreflectedin currentresearchliteraturenorinthedevelopmentofhealthsupply chain-specificbestpractices.
Supplychaindisruptionscanoccurduetonaturaldisasters andpublichealthcrises,resultinginsevereconsequencesthat puthealthworkersandpatientsatsignificantrisk.Forexample, duringHurricaneMariain2017,electricalgridswerewipedout inPuertoRico,whichimpactedtheproductionofIVbags manufacturedbyBaxter.2 Theresultingshortageinsupplyof IVbagscausedanincreaseincostby600%.2 Similarly,a flood in2012impactedSanofi Pasteur,thesupplierofthecancerdrug ImmuCyst.Theresultwassignificantdelaysincancertreatment forpatients,asmanufacturerscouldnotincreaseproductionof thedrugrapidlyenoughtomeetthedemand.3 Publichealth crises,suchastheSARSepidemic,alsoputextremepressureon healthsystemsupplychains,duetoanincreaseindemandfor thecriticalproductsrequiredtokeephealthworkersandpatients safe.Notonlydothesecrisesputthephysicalhealthofthese essentialworkersatrisk threeofthe44Canadianswhodied fromSARSwerehealthcareworkers4 emergingevidencealso
identifiessignificantimpactonthementalhealthoftheworkforce. TheinadequatesupplyofPPEandtheuncertaintythesesupply shortagescreatedamongCanada’shealthcareworkforcegreatly impactedtheirmentalhealthduringtheCOVID-19pandemic.5
Healthcaresupplychainsinvolveadiversityofstakeholder groups,includingpatients,clinicians,suppliers,healthcare organizations,grouppurchasingorganizations,distributors,and insurers,whichaddstotheircomplexity.6,7 Comparedtoother sectors,however,researchandevidenceofbestpracticesfor healthcaresupplychainprocessesandmanagementlagsfar behind.8-10 Whileresearchdedicatedtounderstandingsupply chainandlogisticshasbeenwellestablishedintheprivatesector, significantgapsinresearchremaininthehealthcaresector.11-14 Whereresearchdoesexist,itoftenattemptstoapplynonhealthcaresupplychain-specificinsightstohealthcaresupply chainchallenges.However,theattempttotranslateindustrial ornon-healthcaresupplychainprocessestohealthcaresupply chainmanagementriskselidingthespecificityofthehealthcare supplychain,especiallyitsuniqueendpointinthecareforhuman life.Practicesthatarerelevanttoindustrialsupplychain management(suchas,forexample,just-in-timelogistics)may notbereadilyapplicabletohealthcaresupplychainmanagement becauseanydestabilizationofthehealthcaresupplychainmay compromisethequalityofcareandsafetyofbothpatientsandthe workforce.AsAldrighettietal.15 note,thestandardbywhich healthsupplychaincapacityismeasured,ortherequiredservice levelofahealthsupplychain,isdifferentfromthatofindustrial supplychains: “InthecontextofHSCs[healthcaresupply chains],suchdisastrousevents[asdisruptions]canpotentially
1 UniversityofWindsor,Windsor,Ontario,Canada.
Correspondingauthor: AnneW.Snowdon,UniversityofWindsor,Windsor,Ontario,Canada.
E-mail: anne.snowdon@uwindsor.ca
ORIGINALARTICLE
havedevastatingeffectsbecausehumanlivesareonthetable: thesenetworkscannotaffordtoregistermissingdrugsinthe hospital,i.e.itshouldalwaysperformwithservicelevelequalto 100%.”15
Thisneedforthecapacityofahealthsupplychaintomaintaina “servicelevelequalto100%” helpstocontextualizetheurgency ofthedevelopmentofstrategiesforhealthcaresupplychain resilience,anditisakeydifferentiatorofthehealthcaresupply chainfromindustrialsupplychains.Whenthehealthcaresupply chainbreaksdown,theresultisadirectimpactonhumanlife.15-17 TheCOVID-19pandemichashighlightedtheurgentneedfor healthcaresupplychainfocusedresearchinordertofurther understandthenuancesevidentinthissectorandtodevelop healthcaresupplychainspecificstrategiesforsupplychain management.
Thispaperreportsoncasestudyresearchoftheprovince ofNewfoundlandandLabrador(NL),revealingempirical evidenceofsupplychainprocessesandinfrastructurewithin andacrossthisprovincialhealthsystem,duringthe firsttwo wavesoftheCOVID-19pandemic.Thisevidenceisanalyzedto documentleadershipapproachesandstrategies,supplychain capacitytorespond,implicationsforkeylessonsandleadership strategiestoinformeffective,agile,andresponsivepandemic managementforCanadianhealthsystems.Thiscasestudyisone ofsevenprovincialcasestudies(BritishColumbia,Alberta, Manitoba,Ontario,Quebec,NewfoundlandandLabrador,and NovaScotia)conductedtoexaminehealthsupplychaincapacity andinfrastructureacrossCanada,the firstnationalstudyofhealth supplychain,fundedbyCIHR(Ref.#VR5172669).Thecase studywasdesignedtorespondtothefollowingresearchquestions:
1.Whatarethesupplychainprocessesandinfrastructure requiredtooptimizeeffectiveandtimelyhealthservices deliveryforthecurrentandfuturephasesoftheCOVID19pandemic?
2.Whatprocurementmodels,approaches,andpolicy frameworksoffersecuresourcingofproductstomeet thesurgeindemandforcarebyCOVID-19patients?
3.Whatisthedigitalmaturityofsupplychaininfrastructure (andprocesses)inNewfoundlandandLabrador,that,if strengthened,couldoptimizemanagementofCOVID-19?
4.Whatarethedatainfrastructureandanalyticsstrategiesneededtostrengthentheeffectivenessofhealth systemsupplychainprocessestosupportCOVID-19 management?
5.Whatistheinfluenceoffederalgovernmentinitiatives, fromtheperspectiveofprovincialstakeholders,on provincialhealthsystemcapacitytomanageCOVID-19?
Methods
ThiscaseexaminestheprovinceofNewfoundlandand Labrador ’sresponsetoCOVID-19,highlightingitsunique challenges,opportunities,andexperiencesinhealthcaresupply chainmanagementduringthisunprecedentedpandemic.The UniversityofWindsor ’sResearchEthicsBoardprovided
approvalforthisproject.Thiscasewasoneofseven,aspart ofanationalCIHRRapidResearchprogramentitled “DevelopmentofanImplementationFrameworktoAdvance ProvincialandNationalHealthSystemSupplyChain ManagementofCOVID-19 ” Acasestudyapproachwasused tounderstandNewfoundlandandLabrador ’shealthcare supplychainresponseduringtheCOVID-19pandemic. Casestudiesofferawaytoexploreandinvestigatereal-life phenomenonthroughanalyzingthecontextofeventsandthe relationshipsbetweenthem.18 Theprimarygoalofthiscase studyresearchwastounderstandtherelationshipsbetween leadershipstrategies,keysupplychainmanagementstrategies andcapacity,andhealthsystemresponseacrosssevenCanadian provinces.Theprimarydatasourceforthisempiricalstudycame fromsemi-structuredinterviewswithninekeyinformants.This includednineindividualinterviewsandtwogroupinterviews,for atotalofeleveninterviews.Ofthenineindividualinterviews, fourwerefollow-upinterviewswithkeyinformants.Document analysisandpreviousresearchinformedtheconceptual frameworkandinterviewguide.Purposefulsamplingwas usedtoidentifytheparticipantswhorepresentedvaried perspectivesandexpertise,includinghealthcareleaders (n=4),government(n=1),andhealthcaresupplychain experts(n=4).Keyinformantswerecontactedbye-mailand providedwithaparticipationletterpriortotheinterview, identifyinginformationaboutthestudyandtheirroleandrightsas aparticipant.InterviewswereaudiorecordedusingMicrosoftTeams andtranscribedbyaprofessionaltranscriptionist.Keyinformant responsesdescribedexperiences,perceptions,andperspectives onsupplychaincapacity,processes,andhealthsystem responsesandsupplymanagementduringthe firstandsecond waveoftheCOVID-19pandemic.
Anonymitywasensuredthroughde-identificationof participantsanddata(e.g.,removalofanypotentialidentifiers, suchasindividualororganizationnames),suchthatonlythe researchersconductingtheinterviewwereawareofparticipant identities.Codingofinterviewsproceededasdatawerecollected, wherebyresearcherswereabletoidentifyemergingthemesand conceptstoenablereflexivityasinterviewdatawerecollectedand analyzed.Dataanalysissoftware,N-Vivo(version12)wasused toassistwiththeorganizationandanalysisofsemi-structured interviewdata.Thefollowingsectiondescribestheresultsofthe analysisforthiscasestudy.
ProvincialcontextoftheNewfoundlandand Labradorhealthsystem
ThehealthcaresysteminNLisorganizedintofourRegional HealthAuthorities(RHAs):Labrador-GrenfellHealth,Central Health,EasternHealth,andWesternHealth.RHAresponsibilities encompassacutecareinhospitals,long-termcare(oftenthrough facilitiesco-locatedwithhospitals),communitycare,andpublic health.Healthcaresupplychaingovernanceandmanagementin theprovinceiscentralizedtooneoftheRHAs(CentralHealth). Thiscentralizedgovernanceandsupplychainmanagement structure(orprovince-widesharedservicesmodelforsupply
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chainmanagement)wasestablishedtwoyearspriortothe COVID-19pandemic,wherebythematerialmanagement departmentsineachofthefourRHAswereconsolidatedinto onedepartmentintheCentralHealthAuthority.19
Thisnewsupplychaingovernancemodelwasprogressing aspartofa fi ve-yearoperatingplanatthetimeoftheonsetof thepandemic.ThehealthcaresupplychainteamatCentral Healthmanagesthesupplychainteamslocatedinallfour RHAsandprovidesleadsupplychainservicesforfourRHAs.
FollowingtheH1N1pandemicin2009,NLimplementeda pandemicpreparednessstrategy, 20 whichincludedthe creationofwarehousingspaceandapandemicstockpile resourcethatwasmanagedbyoneoftheRHAs.However, inSeptember2016,NLdecidedtostoprentingthewarehouse spacethathouseditspandemicsupplystockpileofpersonal protectiveequipment.Afterdecidingthattheproductcould notbeconsumedataregularusagerate,thesupplywasleftto expireandwaslaterdiscard ed.Accordingly,priortothe COVID-19pandemic,andfollowingtheclosureoftheNL pandemicstockpilewarehouse,amuchsmallervolumeof healthcaresuppliesforNL,includingPPE,werestoredin hospitalsettings.
COVID-19inNewfoundlandandLabrador
InJanuaryof2020,NLhadexperiencedanunprecedentedsnow storm,resultingin12to15footsnowdrifts.AStateof Emergencywasineffectforseveraldaysinordertomanage theimpactofthisunprecedentedstormandmuchofNL’shealth systemresponseatthistimewasfocusedonmanagingurgent healthservicesforthepopulation.Theimpactofthemassive snowfallmadetravelnearlyimpossibleandlimitedaccessto essentialservicessuchashealthcareservices.The first documentedcaseofCOVID-19inCanadawasjustfourdays
later,onJanuary26,2020.LeadersinNLhadlittletimeto preparefor,andrespondto,theunfoldingpandemic.Thekey milestonesoftheCOVID-19pandemicinNLduringthe first twowavesofthepandemicaresummarizedbelowandin Figure1 toprovidecontextfortheprovince’scapacityto respond:
1.OnMarch14,2020,the firstcaseofCOVID-19inNL wasannouncedbytheChiefMedicalOfficerofHealth (CMOH).
2.BetweenMarch15andMarch17,therewasanoutbreak ofCOVID-19inNL,linkedtoafuneralhome,which resultedin167casesofCOVID-19.21
3.OnMarch18,2020,aprovincialstateofemergencywas declaredandgatheringsofover50peoplewereprohibited.
4.March30,the firstdeathintheprovincewas announced,22 with148casesintheprovince.
5.OnMay4,2020,atravelbanwasputinplaceinNL,in whichnon-residentswereprohibitedfromenteringthe province.
6.However,onJuly3,thistravelbanwasrelaxedtopermit thefreemovementofresidentsamongtheAtlantic provincesonly(PrinceEdwardIsland,New Brunswick,NovaScotia,andNL),creatingwhatwas calledthe “Atlanticbubble.”
7.OnNovember23,2020,withrisingCOVID-19casesin NewBrunswickandNovaScotia,NL,andPrince EdwardIslandannounceditsintentiontowithdraw fromtheAtlanticbubble.23 Throughoutthe first monthsof2021,variousannouncementsweremade concerningtherestorationoftheAtlanticbubble; however,spikesinCOVID-19casesintheregion preventedthefullrestitutionofthebubble.
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Figure1. TimelineofkeyCOVID-19pandemicmilestonesinNL.
8.AsofJuly1,2021,withthesuccessfulrolloutanduptake ofvaccinationprogramsacrossCanada,alltravellersare permittedtoenterNL.24
9.Todate,NLhashadatotalof1,486casesandonlyseven deaths.25
Thefollowingdescribethekey findingsofthehealthcare supplychaincasestudyofthecapacityofNLtorespondtoand managetheCOVID-19pandemic.
Integratedleadershipanddecision-making strategy
ThegovernancestructureforNL’spandemicresponsewas centredontheformationofEmergencyOperationCentres (EOCs)ineachofthefourRHAswithoversightbyaprovincial EOC,whichwasledbytheCMOH.TheprovincialEOCmade allpolicydecisionsundertheleadershipofPublicHealthand theEOCsineachRHAoperationalizedthesedecisionstorespond toandmanagethepandemicacrosstheprovince.Thehealthcare supplychainteamatCentralHealthactivelyengagedwiththe EOCsineachRHA.NLhadalreadyestablisheditssupplychain coordinationandmanagementprocessesacrossthefourRHAs,and supplychainprocesseswerecentrallymanagedforallhealthcare facilitiesandcaresettings,includinghospitals,long-termcare,and communitycare.NLhadonecentralizedhealthcaresupply chainmanagementstructure,withacleardelineationofroles andanintentionalfocusonensuringeveryhealthorganization waswellservedbythecentralizedsupplychainstrategy.Thiswas describedbyahealthcaresupplychainleader:
“Movingfromdecentralized,[from]the4materialsmanagement [departments]toonesupplychain,therewereissues,somepeople alwaysonthefence:willitworkorwillwegetthesameservice.I thinkwedidbuildalotofgoodwillthroughthiswholeprocessthat weconvincedalotofpeoplethatacentralizedsupplychain,forget evenPPE,butacentralizedsupplychaincanworkforthesystem andnothaveabias.Likeweserviceeverybody.Webalancedoutthe needsofeverybodyanditwasn’toneRHAoveranother.” (Supply ChainLeader)
AsthepandemicunfoldedacrossCanada,NLmobilizedits centralizedhealthcaresupplychainstrategytobegintoaddress PPEshortages.Theexistingsharedserviceshealthsupplychain modelprovedtobeadvantageousduringthiscrisis.Inthewords ofanotherhealthcaresupplychainleaderinNL:
“Wewouldhavebeentwomonthsjust figuringthatout[a centralizedsupplychainmanagementstrategy]andgovernment wouldhavehadtostepin,andtheywouldhavehadtobuildthis.” (SupplyChainLeader)
GiventhecrucialityofPPEforthepandemicresponse,NL alsoformedaprovincialPPEtaskforce,whichincluded representativesfromalloftheRHAs,PublicHealth,Infection PreventionandControl(IPAC),andOccupationalHealth& Safety(OH&S).Thistaskforcewasresponsiblefor determiningappropriatePPEutilizationforthevariousclinical
teamsandhealthservicesacrosstheprovince,adetermination whichtheninformedthesourcing,procurement,anddistributionof PPE.InadditiontothisPPEtaskforce,theprovincialgovernment inNLdesignatedadeputyministertoprovideaspecializedfocus onsupplychainandPPEprocurement.Thisdeputyministerboth liaisedwiththeFederalgovernmentandhelpedprovide financial approvalforpandemicpurchasingorders.Insodoing,NLcreateda provincial-levelstrategyfortheprocurementofPPE,whichoffered coordinationbetweentheprovincialgovernmentandhealthcare supplychainteams,tosupportresponsivenessinthesupplychain strategyandpandemicmanagement.
Duringthepandemic,thisprovince-widesupplychain mandateencompassedallhealthcaredeliveryorganizations. Healthcaresupplychainteamswereresponsibleforsupporting allhealthorganizations,includingEmergencyMedicalServices, personalcare,homecare,socialservices,andlong-termcare. MultiplehealthleadersinNLstressedtheintegratednatureof theirhealthsystem,whichencompassesbothacuteandsub-acute care.Inthewordsofahealthcaresupplychainleader:
“Wehaveanintegratedsystem.LTC[long-termcare]isfully integratedwithourRHAs,soishomesupportandcommunity care.So,they’reallourcustomers,they’reallourfamily.” (Supply ChainLeader)
Accordingly,long-termcare(LTC)wasprioritizedequally withthehospitalsystemrelativetosupplychainservices,as describedbyonehealthsystemleader:
“They[LTC]weresuppliedthesameasourhospitalsrightfromthe get-go.” (HealthSystemLeader)
Informedbytheintegratednatureofthehealthsystem,NL healthcareleadershiptooktheviewthatprotectingvulnerable populationswouldhelptoreducethedemandsonthehospital system.Ahealthsystemleaderdescribedthisperspective:
“
Acutecare,wehadtobereadyforsurge,wehadtobereadyfor volumesofpatientsthatmightcomethroughEmergencyRoomas wellasbeadmitted,lookingatareaslikeMedicine,butalso significantimpacttocriticalcare.Andthentheotherpartofthe blockI’llsaywithinservicedeliveryisLTC.Andwesawacrossthe countrywhathappenedinLTC.Sotherehadtobeprotectionofthat vulnerablepopulationbecausethatotherpartofitisiftheyweren’t adequatelyprotected,thatwasgoingtomeanyou’dhavemore peoplelookingtothehospitalforsupportaswell.So,everybodyhad tostayintheirbox,butsupportingeachotheryouknow.” (Health SystemLeader)
“We’reanintegratedhealthsystemhereinNewfoundlandand Labrador,right,soyouknow,oneimpactinoneareaimpactsthe otherareaintermsofpatient flow.Also,ifyoulookatitfroma publichealthresponseandcommunityresponse,iftheyweren’t doingthejobthattheyneededtodothenweweregoingtosee spillageI’llsayintotheothersectorsbecausetheirjobreallywas youknow,protectionandcontrol,right.” (HealthSystemLeader)
Thisintegrationwasdescribedbyhealthleadersasacriticaland successfulcomponentofNL’spandemicresponse.Acentralized,
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integratedleadershipstrategythatservedallorganizationsacross theprovinceprovedtobeaconsiderablestrengthforNL’scapacity torespondtothepandemic.AstransmissionofCOVID-19casesin NLwereweekslaterthancasesinOntario(whereCanada’s first casewasconfirmedinJanuary2020),NLleadersalsohadthe benefitoflearningfromotherprovinces.
SupplychaincapacitytorespondtoCOVID-19
TheglobalsurgeindemandforPPE,andtheclosureof manufacturinginChinaduetopandemicquarantine,createda verycompetitiveglobalmarketforPPE.Duringthe firstwaveof thepandemic,PPEutilizationratesincreasedby1,200%inNL. ThesurgeindemandforPPEcreatedasenseofurgencyandahigh degreeofuncertaintyregarding theavailabilityof criticalsupplies.
InlateJanuaryof2020,NLhealthcaresupplychainteams firstattemptedtosourceandprocureadditionalPPEsuppliesin anticipationofthesurgeindemandbyplacingordersforPPE withtheirtraditionalsuppliers.Inordertoinformpandemic sourcingandprocurementstrategies,linkagesbetweentheNL healthcaresupplychainteam,clinicalleaders,IPACandOH&S teamswereestablishedtoinformdecisionsonsourcingPPE products.Criticalproducts PPEessentialforhealthsystem pandemicresponse were firstidentifiedbytheseclinicaland IPACteams.Healthcaresupplychainteamswouldthenreach outtotheircontractedvendorstoassessiftheycouldmeetthe demandfortheseproducts.However,onlysmallquantitiesof PPEwerereceived,andordersweredelayedwellbeyondwhat wasexpected.TraditionalsuppliersplacedNLonallocation, wherebythequantitiesofPPEdeliveredwerelimitedtohistoric, contracted(pre-pandemic)volumes.Insomecases,traditional supplierswereunabletoprovideeventhesehistoricvolumesof product,leavingNLfacingsevereshortagesofPPE.Ahealth systemleaderdescribedthissituation:
“Traditionalsuppliers[ ]wereofsomevalue,butlittle.They couldn’thelp,theyhadnothing,theiranswerwasyou’ reon allocation,that’sit.” (HealthSystemLeader)
Toovercomeproductshortages,NLleadersengagedwith federalagenciestosourceproductsfromthefederalstockpile. However,only5-10%ofNL’ssupplyneedswereabletobemet byFederalallocationfromtheemergencystockpile.Moreover, thesuppliesthatwerereceivedfromthefederalstockpilewere oftennotdeemedofsufficientquality,describedbyahealth systemleaderinNL:
“Evenwhatthefederalgovernmentwassendingupfromthenational stockpile,alotofthestuffthattheyweresendingwaspoorquality, expired,youknow,sowewereconstantlydealingwiththatwhilewe wereinthemiddleofanoutbreak.” (HealthSystemLeader)
OnegovernmentleaderinNLsuggestedthattherewasalsoa misalignmentbetweenFederalprocurementeffortsandprovincial needs:
“Westillrunintochallengesaboutknowingorunderstanding appropriatelabellingofwhat’scomingandwestillhavethe
situationthatthefedsdon’tnecessarilyunderstandwhatitiswe need,andI’lluseonesmallrecentexample.Andit’saroundgloves. Anumberofjurisdictions,usincluded,generallyprocure universallyacceptablegloves,12” nitrothatyoucanusefor chemo,that’sgenerallywhatwewouldprocure.So,thefedshad goneoutwithanRFPnowfor9” nitrogloves butwestill findthat we ’renotallalignedonwhat’sbeingprocuredanddoesitmeetwith astandardfromInfectionControlandOccupationalHealth& Safetystandpointthatprovincialjurisdictionsaregoingto accepttheproduct.” (GovernmentLeader)
Traditionalvendorswereunable tosupplythesecriticalPPE products,andproductsavailablefromthefederalstockpilewere insufficienttoovercomethecriticalchallengesinsupplyshortages. Accordingly,NLhealthcaresupplychainteamspursuedtwo primarystrategiestoaddressthechallengesofhealthcaresupply chaindestabilizationandtheriskofcriticalproductshortages:(i) collaborationwithlocalbusiness leaderstosourcePPEand(ii)the employmentofconservationstrategiesthatreliedonallocation frameworkstodeterminetheusageofandrationPPE.
(1) Collaborationwiththelocalbusinesscommunityto sourceandmanufacturecriticalsupplies:Akey componentoftheNLstrategywasthecollaboration betweenhealthleadersandlocalbusinessleadersto supportboththesourcingofPPEsuppliesthroughtheir uniquesupplychannelsandthecultivationofalocal manufacturingcapacityforPPE.Agroupof75privatesectorandcommunityvolunteers,termed “TaskforceNL,” cametogetherandindependentlywentaboutengaging industrialsupplychainnetworksfromsectorssuchas mining,gasandoil,andretail,tosourceandprocurePPE. Withintwoweeks,TaskforceNLwasabletosourceand donateover1.5millionPPEitemstotheNLhealthcare system.26 AccordingtoahealthsystemleaderinNL, almostallofthelocalindustrialPPEintheprovincewas donatedtothehealthcaresystem:
“
Theygoteverythingfromallindustryhereintheprovince,anything thatwaslocalthatpeoplehadliketheoilrefinery,andalltheminesin Labrador,wegoteverypieceofPPEtheyhad,theygaveittous.And thentheystarted,becausetheyweresupplychainexperts,andPPE crossesallindustries,notjusthealthright,sotheywereusingtheir industrialsuppliersandtheypassedthoseleadsontousandthey helpedussecureatremendousamountofPPE.” (HealthSystem Leader)
TaskforceNLfacilitatedconnectivitybetweenNLhealth supplychainteamsandindustrialsuppliersinthelocal businesscommunity,TaskforceNLalsoestablishedtheirown sourcingandprocurementteam,whichwasfocusedonalternate sourcesofproductsassociatedwithotherbusinesssectors.Once TaskforceNLexhaustedtheirPPEsourcingefforts,theyturned theireffortstowardthecreationofdomesticmanufacturing capacityinNL,whichresultedinthelocalmanufacturingof surgicalmasks,faceshields,andmedicalgowns.Themajorityof thisdomesticmanufacturingcapacityemergedfromtheretoolingorre-purposingofexistingmanufacturingcompanies.
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Businessleadersengagedwithunionleadershiptoensurethatthe domestically-producedproductswouldbeacceptableforutilization byfrontlinehealthcareworkers.Theestablishmentofanetworkof localorcommunitypartnershipsandthecreationofadomestic manufacturingcapacitywerebothcrucialcomponentsofNL’s diversifiedsourcingandprocurementstrategy.Thedevelopmentof adomesticmanufacturingcapacityforgownsandfacemasks helpedNLovercomesomeofthesupplyshortagesandstabilizethe supplyofcriticalproducts:
“
OncewespreadouteverythinglocalandthatgotusthroughApril [of2020],werealizedwehitthewallonsourcing.Andso,the taskforcenow,becausetheywereusingvolunteersandworkingall nightlong[and]becauseofthetimedifferenceinothermarkets, [realized]thatwewouldn’thaveenough[supplies].So,whatthey decidetodo[isthink], “well,maybewe’llstartmanufacturingPPE herelocally.” Andso,theygotalltheindustrialsuppliersinthe provinceandstartedmakingfaceshields.AndwegotHealth Canadaapproval,sowe’reusingthosecurrently.Theydecided tomakeLevel3gowns.Agarmentsbagmanufacturerhere,they startedmakingLevel3gownsandgotHealthCanadaapproval. We’reusingthosecurrently.Andtheystartedmakingsurgicalmasks andwe’reusingthosenowforallthepatientsthatareenteringour buildings.Sothatreallyhelped.” (HealthSystemLeader)
(2) PPEconservationstrategies: theNLhealthsystem experiencedsignificantshortagesinN95masks, particularlyintheearlywavesofthepandemic.In ordertosafeguardthelimitedsupplyofPPE,NL implementedaseriesofconservationmeasures, includingtherationing,allocation,andreprocessing ofN95s.EachRHAestablishedasystemfor rationingproducts,creatingguidelinestoindicate situationswhenproductssuchasN95masksshould beusedinpatientcaresettings.Throughthisallocation system,supplychainteamswereabletocloselymonitor andcontrolproductorders.NLsupplychainleadersalso re-distributedproductsfromoneorganizationtoanother basedonprioritizationofneed,aprocessdescribedin thefollowingwordsbyaseniorhealthsupplychain leader:
“
Ifwegotstuckatacertainfacility,weoftentappedintoanother facilitythatprobablyhadasurplusandprobablyweren’tneedingit atthisparticulartime.So,wewererobbingPetertopayPaulin somecasestoo.” (SupplyChainLeader)
Theuseofallocationproceduresgeneratedsignificantconcern amonghealthcareunionsinNL,whoadvocatedfortheabilityof clinicianstomakedecisionsontheuseofPPE,guidedby precautionaryprinciples.Amajorsourceofcontentionbetween theprovincialteamsmanagingtheallocationofPPEandthe healthcareunionswastheallocationofN95masks.Bothunion andhealthleadersdescribedatremendousamountofanxiety amongthehealthcareworkforceregardingtheirpersonalsafety, whichwaslinkedtolimitedaccesstoN95respirators.The implementationoftheseallocationandrationingstrategies resultedinsomeworkrefusals,particularlyinthecommunity
healthsector.Staffprovidingpatientcareincommunitysettings refusedtodoCOVID-19testing(usingnasalswabs)unlessthey hadaccesstoN95respirators.Intheopinionofoneclinician leader,theserefusalsbroughttolightadisparityinthePPE allocationorrationingframework:notably,N95swerereserved foraerosolgeneratingprocedures,whichtakeplaceprimarilyin acutecaresettings.Thisallocationprinciple limitingN95sto aerosolgeneratingprocedures resultedincommunityhealth nurseshavinglittleornoaccesstoN95masks,furtherfuelling fearanduncertaintyregardingtheirpersonalsafetyandthesafety oftheworkplace,describedinthefollowingbyaclinicianleader
“Incommunity[care]theaccesstoN95siftheriskassessmenttold themthattheyneededanN95,theywerenotavailablesoeithertheir managerwouldrefusetoletthemhaveaccesstoitortheyweren’t suppliedbecausetheemployer ’spositionwas,you’renotdoingan aerosolgeneratingprocedureandyourarelydothemincommunity, sowedon’tneedtoevenhavethemavailablethereifyouneeded them.Sothatwasadoublestandard.” (ClinicianLeader)
AseniorhealthsystemleaderinNLlaterreflectedontheuse ofallocationapproachesandthewaysinwhichtheyconstrained theabilityoffrontlinehealthcareworkerstoexercise professionaljudgementinmakingdecisionsonappropriate PPEforcaredeliveryanderodedtrustbetweenhealthcare workersandhealthleadership.Theydescribedthisasa majorlessonlearnedfromthepandemic:
“
IfIwasdoingit[leadingthepandemicresponse]again,Iwould certainlyallowanemployeeself-assessmenttobethetrigger,the riskassessment,whatevertheoutcomeofthatis.” (HealthSystem Leader)
Theyfurthersuggestedthattheerosionoftrustbetweenhealth leadersandfrontlinehealthcareworkerswouldbelong-lasting:
“Ithinkwe’lllivewiththatlongpastthepandemic.Itwilltakea whileforthose,becausethosefeelings[ofalossoftrustinthehealth systemleadership]arethere,especiallyfromnursing,andthat’ s practicalnursingandregisterednursing,thosefeelingsarethere.I dothinkalljurisdictionswilltakeyearstoovercomesomeofthe feelingsfromthis.” (HealthSystemLeader)
Thissameleaderstressed thatthepreservationand incorporationofhealthcareworkerexpertiseintotheirdecisionmakingprocesseswasacriticallessonlearnedfromthepandemic:
“Itwasfoolishness!BecausehowcanyoutellaprofessionalI’ m givingyoutwo[masks]andyou,likeitjustdon’tmakesenseandI thinkofallthings,Imeanwewouldneverdothatnormally ..,ifwe wantedtounderstandsomethingwewouldaskprofessionals becausethat’swhatwe’repayingthemfor.Wewouldn’ttellthem howtodothisorhowtoprotectthemselves.That’salearning.” (HealthSystemLeader)
Aspartofthebroaderconservationstrategy,NLhealth leadersalsoconsideredthesterilizationandreprocessingof N95respirators.However,thisstrategy althoughnever implemented elicitedtremendousconcernfromthehealth workforceandhealthcareunions.Despiteengagementof
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cliniciansandIPACexpertiseinthePPEtaskforcetoinform supplyallocationdecisions,thislevelofclinicianengagement wasnotsufficientenoughtomitigatetheprofoundimpactthat allocationandconservationapproacheshadontheanxietyand uncertaintyexperiencedbythehealthworkforce.
DatavisibilityanddigitalInfrastructure
OneoftheearlychallengesfacedbyNLhealthcaresupplychain teamswasalackofdigitalsupplychaininfrastructureand interoperabilityacrosstheinformationtechnologiesineachof thefourRHAs.Theintegratedsupplychainstrategywas centralizedtooneRHA;however,digitalinfrastructurewas notyetintegratedacrossthefourRHAstoofferadigital infrastructureabletotrackPPEutilizationacrosstheprovince. AsthedemandforPPErapidlysurged,healthsystemandsupply chainleadershiphadnoabilitytotrackutilizationrates(or “burn rates”)ofPPE.Toremedythislackofvisibility,healthcaresupply chainleadershipturnedtotheNewfoundlandCentreforHealth Information,anorganizationwiththemandatetosupportthe RHAsinthedeliveryofinformationtechnologyandeHealth servicesfortheNLhealthcaresystem.27
TheCentrecollaboratedwiththeRHAstointegratesupply chaindatafromeachofthefourindependentRHAMeditech systems,andthencreatedprogramstoanalyzesupplyutilization usingdashboardtoolstoenabletrackingofPPEproduct utilizationineachregionoftheprovince.Eachofthefour RHAspossessedaMeditechsystemthatindicatedtheinventory fortheirsuppliesatacentralinventorylevel,butthatdidnot captureproductutilizationatthepoint-of-care.Althoughhealth systemandsupplychainleadersdidhavesomevisibilityto supplyutilizationbasedonchangestosupplyinventorylevels, theyhadlittletonovisibilityintoutilizationatthepoint-of-care onclinicalunitsandlittletonolineofsighttoproductinventory availableinpatientcareareas.ThePPEdashboardprovideda provincialoverview,andprofiledPPEinventoriesforeachofthe RHAs.ThisPPEdashboardprovideddataforcurrentPPE inventorylevelsandutilizationratesforeachRHA,which informeddecisionsonthevolumeofsuppliesneeded,the volumeofproductssourcedandprocured,andthelocation ofPPEinventoriesacrosstheprovince.
AgovernmentleaderinNLdescribedthelimitationsofNL healthinformationsystems:
“
Iwouldsayhereoneofourconstraintsisthesupplychainsystems thatwehaveordonothaveatourdisposal,soeverythingthatwe aremeasuringisfromcentralinventoryratherthandirectlywhat’ s onanyparticular floororwingorunit.Andso,understandingthat flowisachallenge,isamajorchallengeforusandthesystemyou know,we’reusingaMeditechsystemwhichjustisnotas sophisticatedaswe’dalllike.” (GovernmentLeader)
Conclusionsandimplicationsforhealth leaders
FindingsemergingfromthiscasestudyoftheNLhealthsystem demonstratedanumberofstrengthsthatservedasstrategic
assetstoenableeffectiveresponsetotheCOVID-19pandemic inNL.The firstsignificantstrengthwastheintegratedleadership structure,whichwaswellestablishedpriortotheonsetofthe pandemic.TheNLleadershipapproachtomanagingthepandemic washighlyinclusive,wherebyallhealthorganizationswere prioritizedequallyforresourcedistribution.Allhealth organizationswereincludedandsupportedintheprovince’s pandemicresponseandtherewasequityintheirapproach no healthorganizationswereprioritizedoverothersaswasevident inotherprovincessuchasOntario(e.g.,theprioritizationof acutecareoverLTC).
ThesecondstrengththatcontributedtotheNLresponsewasthe highlyintegratedprovinciallevelofcoordinationandcollaboration inpandemicresponseefforts,andmorespecifically,inthe managementofhealthcaresupply.Province-levelcoordination ofsupplychaineffortscoupledwithawell-stablishedsupply chainmanagementstrategywasakeystrengthforNL. Pandemicresponsedecisionswereledprovinciallybythe CMOH,whohadsignificantsupportbyboththeMinisterof HealthandthePremier.AthirdstrengthinNLwasarapidand highlyeffectivecollaborationwiththebusinesscommunity,which wasabletorapidlysourcedonationsofcriticalproductsfrom acrosstheprovinceandquicklyopenednewsourcesofproductvia uniqueindustrysupplychannels.ThebusinesssectorinNL broughtimpressivestrengthtoPPEsourcing,whichmadeit possibleforNLleaderstotakethetimeneededto findnew sourcesofproductgloballyandstabilizeinventoriesforthe provinceaslaterphasesofthepandemicunfolded.NLleader collaborationincludedengagementwithfederalagenciesfor supportinovercomingcriticalsupplychallenges;however, despitealleffortstowardsprocuringproducts,federalagencies wereunabletooffertheneededsupportinovercomingsupply shortages.
Similartootherprovinces,NLexperiencedanumberof challengesmanagingthepandemic.Supplyshortagesofcritical productshadasignificantimpactontheconfidenceofthehealth workforce.Theutilizationofallocationandrationingprocesses hadaprofoundimpactonthehealthcareworkforce,whichis viewedasakeylessonlearnedforthisprovince.Despite engagementofInfectionPreventionandControlexperts, collaborationwithworkforcegroupssuchasunionswas limitedandtherestrictionofcriticalsuppliestolargelysitespecificprocedures(aerosolgeneratingmedicalprocedures) resultedinworkforcechallengessuchasworkrefusals, particularlyforcommunityorganizationsthathadnoaccess toN95s.
Leadershipinsightsandlessonslearned
Thiscasestudyhasrevealedthecrucialityofhealthcaresupply chainfunctioningtosupportandenablecaredeliveryinhealth systems.TheNLexperiencehasmadeclearhowquickly healthcaresupplychaindestabilizationcandisruptcare deliveryinhealthorganizations:lackingapandemicstockpile andrelyingonlengthyhealthcaresupplychainsresultedina profoundshortageofcriticalPPEproductsupplyacrossthe
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province.Theimpactoftheallocationofessentialsuppliesby thetraditionalsuppliersreverberatedthroughouttheNLhealth system:healthleadership,fearinganoverwhelmingsurgein COVID-19casesandaconcomitantandsustainedsurgein demandforcriticalproducts,sequesteredandallocatedthe availablesuppliesofPPE.Theuseofanallocationstrategy toconservesuppliesimpactedthewell-beingoffrontline healthcareworkers,whowerenotaffordedtheautonomyto exercisetheirprofessionaljudgementthroughapoint-of-care riskassessment.Thisresultedinbothanxietyandanerosionof frontlinehealthcareworkertrustinhealthleadership.Inshort,a criticalimplicationofthisresearchistheindispensableand strategicroleofhealthsupplychaininfrastructureand managementinsupportingandenablingsafeandeffective caredeliverytopatients.DrawingontheLEADSinaCaring Environmentframework(LEADS)28 theNLcasestudymakes clearthreekeyleadershipstrategies:
Collaborativeleadership. NLleadersengagedforthemostpartina verycollaborativeandhighlyintegratedleadershipapproach,in whichcollaborationwiththelocalbusinesscommunitybecamea criticalcomponentoftheirsupplychainstabilizationeffortsand theintegrationofhealthorganizationsencouragedtheequitable distributionofsupplies.Healthcaresupplychainteamswere integratedintothebroaderprovincialhealthsystempandemic responseandgovernmentleadership(e.g.,theappointeddeputy ministerofPPE)wasdeeplyattentivetosupplychainissues throughouttheearlywavesofthepandemic.However,akey leadershiplessonlearnedwasthatafullyrealizedcollaborative strategymayhaveachievedgreatersuccesshadcollaboration beenextendedto,andengagedwith,thehealthcareworkforceto collaborateonthejointstewardshipofPPEresources.Insucha jointstewardshipmodel,theprofessionalautonomyofhealthcare workerscouldhavebeensupportedbyengagingnurses’ unionsin theco-designofstrategiestoconservePPE,whilehonouringthe abilityoffrontlinehealthcareworkerstoexerciseapoint-of-care riskassessment.Amorehorizontaljointstewardshipmodelfor criticalresourcescouldhaveallowedforhealthleadershipto collaboratewith,andbeinformedby,frontlinestaff.
Developingcoalitions. AcrucialaspectofNL’shealthcare supplychainpandemicmanagementresponsewasitsabilityto engagecoalitionsbeyondtheirtraditionalnetworkofrelationships. Acoalitionbetweenhealthleadersandataskforceofbusiness leadersinNL(TaskforceNL)washighlyeffectiveandableto sourcePPEsuppliesatatimewhentheyweredesperatelyneededto supportthesafetyoffrontlineworkers.Asthecoalitionevolved, domesticmanufacturingofPPEproductswasanadditionalsource ofPPEinventorytosupporttheNLhealthsystem.Thecreationofa domesticmanufacturingcapacityinNLwasanothersuccessful outcomeofthiscoalitionwiththebusinesscommunity,which allowedforthemobilizationofdomesticsupplierstosupplytheNL healthsystemwithsuppliessuchassurgicalmasks,faceshields, andmedicalgowns,whichcontributedtohealthcaresupplychain stabilization.
Systemtransformation. Supplychaininfrastructureisthe bedrockuponwhichhealthcaremanagementtakesplace. Post-pandemicsystemtransformationandrecoverywill requiretherecognitionthatthehealthcaresupplychainisa criticalandstrategicassetforhealthsystems.Byensuringthat qualityproductsareeffectivelydistributedtohealthcare workers,resilienthealthsupplychainprocessesmakeit possibleforhealthsystemstodeliverqualitycarethatis timelyandmeetsthedemandforcareacrossthepopulation.
NL’shealthleadershipresponse, whichstressedcollaboration andtheformationofmulti-sect oralcoalitions,allowedfor innovationandsystemtransf ormation:thecreationofa sustainable,domesticsourceofcriticalsupplies,which workedtostabilizeandshortenthehealthcaresupply chain.Theseeffortswouldhavebeenimpossiblewithout buildingcoalitionssupportedb yacollaborativ eleadership approachthatwaswillingtotransformthehealthcaresupply chainstatusquo.WhereNLhealthleadersdidnotenacta collaborativeleadershipapproach,theyriskedcompromising thetrustbetweenhealthcareworkersandleadership.The consolidationoftheseimplicationsmakesclearthatthe healthcaresupplychain(includinghealthcaresupplychain data,infrastructure,andprocesses)andhealthcaresupply chainmanagementmustbeviewedascriticalassetsfor healthleaders.ThekeyimplicationsoftheNLcasestudyfor healthleadersincludethefollowing:coalitionsandcollaborative leadershipmodelshelptofostersupplychainresilienceand supporthealthsystemtransformation;theclinicalintegration ofthehealthcaresupplychain,includingtheestablishmentof linkagesbetweenhealthcaresupplychainteams,health leaders,andfrontlinehealthcareworkersisessential;thejoint stewardshipofresourcesiscrucial;andtheintegrationof healthcaresupplychainmanagementisanessentialcomponent andenablerofsupplychainresilienceandhighlyeffective healthsystemperformance.
Inconclusion,theNLcasehighlightsthevalueandimpactof thefollowing:
· coordinatedandcentralizedhealthcaresupplyprocesses thatservedallhealthorganizationsequitably;
· theimportanceofdedicatedandspecializedhealthcare supplychainteams,whichwerewellorganizedacrossthe fourRHAs;
· theabilitytobringsupplychainexpertisetoprovincial decision-makingtables;and
· thevalueofdiversifiedsourcing,whichincludeddomestic manufacturingcapacity.
ThesefeaturesoftheNLhealthcaresupplychainresponse canserveaswaymarksontheroadtohealthcaresupplychain resilienceinCanada.
Funding
TheworkwassupportedbyCanadianInstitutesofHealthResearch, grantnumberVR5172669.
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ORCIDiD
AnneW.Snowdon https://orcid.org/0000-0003-4640-6842
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