All about mutual funds

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All About Mutual Fund Complete Guide


What is Mutual Fund?

 What- It is a legal common pool of money  Money from- Investors bring the money to invest  Investment in- Investment can be in Shares, Bonds, Real estate etc as per wish of investor  Units- Investors get units of mutual fund , for their investment.  Who Does Investment- Expert Fund Manager does all investments  Who Appoints Fund Manager- Investors

 What About Profits from Investment- All profits from investments are given back to investors


Process of Mutual Fund

Returns, post deducting expenses, are given to investors

Investors

Mutual Fund

Returns

Investment pool generates return

Pool Money and Create a Fund , called Mutual Fund

Investment

Fund Appoints a Fund Manager and Invest money


Advantages of Mutual Fund  Stress -Managing direct investments in stocks or bonds can be really stressful as the markets are too volatile and it is very difficult for a layman investor to be patient with the swings in the prices of shares, etc  Professional Expert Management- No need for investors to get involved in the fund management on day to day basis. Fund manager manages the complete money  Diversification- Since mutual fund is pool of investment made by a group of investors, an expert fund manager can invest the money in a large choice of shares/ bonds or debentures etc. which reduces risk from one single asset.  Small money can be invested - Often shares or bonds of large corporations, etc trades at a very high base rate and small investor can’t invest into it due to the low investment amount. But this becomes possible for a fund manager in case of a mutual fund  Tax Benefits- In equity mutual funds, all returns are tax free if investments are held for more than 1 year. In ELSS (Equity Linked Saving Schemes), one can save taxes under section 80C of income tax act along with benefit of tax free returns.  Liquidity- Investment in Mutual funds are very liquid. Open ended mutual funds can be bought and sold any time. Small investor can plan his investments as per his need in mutual funds.

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Net Asset Value- NAV

NAV is the market value of each unit of mutual fund scheme , after deducting all charges and liabilities. NAV or Net Asset Value of a Mutual Fund is based on the market price of the securities held in the portfolio. It can calculated with following formula-

Market price of all investments +All other assets such as cash – Expenses- All liabilities ______________________________________________________________________ Total number of units outstanding for the scheme


Units of Mutual fund

ď ś Like Shares, Units are part of the ownership of a mutual fund scheme. Unit holders are investors of the fund. Total investment of a mutual fund scheme is divided into small units of a particular amount each ď ś Unit holders get voting rights and participate in the profits earned by Mutual fund , on the basis of proportion of units allotted to them .


Types of Mutual Funds


Tenor of Mutual Fund

Open Ended Mutual Fund

Close Ended Mutual Fund

In this scheme the investor can invest ( Buy) and redeem (Sell) mutual fund scheme at any time. There is no lock in period of investment

In this scheme the investor , once invested will not be able to redeem any time as per his or her wish. Mutual Fund will have a lock-in period before which Investor cannot redeem from the scheme.


Types of Mutual Fund Mutual Fund Equity Fund

Debt Fund

Hybrid Fund

Liquid Fund

Specialized Funds Commodity Fund

Diversified Fund Income Fund

Mid Cap fund

ETF

FMP Small Cap Fund

Short Term Funds

Sect oral Fund

Gilt Fund Tax Saving Fund

Index Fund

Balanced Fund Monthly Income Plan Dynamic Fund

Funds of Funds Arbitrage Funds Capital Protection Funds


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Major Categories of Mutual Fund

Equity Funds

Mutual funds With primary objective to invest in Shares and Stocks are called Equity Funds.

Debt Funds

Debt Funds invests in Govt. Bonds or securities, Corporate bonds & Other debt securities

Hybrid Funds

Funds with mix of Debt and Equity are hybrid funds. Their proportion change as per opportunities in the market.

Liquid Funds

Debt funds investing only in very short term securities like certificate of deposits, treasury bills, commercial papers and term deposits.

Commodity Funds

Mutual funds investing in commodities like Gold, silver etc are commodity funds


Types Equity Fund

Diversified Equity Funds

Mid Cap Equity Funds

Small Cap Equity Funds

Sectoral Equity Funds

Tax Saving Equity Funds

Index fund Equity Funds

Fund investing in equities without concentration on a particular sector or size of company. It can invest in any share as per wish of fund manager

Equity fund investing in share of mid sized listed company. Mid sized company can be of valuation between Rs 500 cr- Rs 2000 cr

Equity funds investing in shares of small sized listed company. Small sized company can be of valuation below Rs 500 cr

Funds investing in shares of a particular industry or sector. Example, Pharmacy funds invest only shares of pharmaceutical companies

These are diversified equity funds, where investor gets tax benefit u/s 80C of income tax act. These are also called ELSS( Equity Linked saving schemes)

Equity funds which match performance of specific stock market index like BSE Sensex, or NSE nifty. These are passive funds and invest with right proportion to shares in Index.


Types of debt funds

Income/ Bond Funds

Debt Funds invests in Govt. Bonds or securities, Corporate bonds & Other debt securities with long term maturity beyond 3 years. The offer long term returns and tracks returns of bonds and Govt. securities

FMP Funds

Close ended debt funds, with debt securities which have maturity similar to the closure of the fund. Post closure Mutual fund give back all money to investor. These fund generally offer an expected returns to investors

Short term Funds

Gilt Funds

Debt funds with less risk, invest in Debt securities, having maturity up to 1 to 3 years . These are generally preferred for short to medium term investments .

Mutual funds investing in all kind of Government securities. Primarily these funds invest in long term Govt. Securities with small component invested in short term securities.


Types of Hybrid Fund

Balanced Funds

Monthly income plan

Dynamic Fund/Asset Allocation Funds

Balanced Funds Invest in mix of Shares and Debt securities for higher return and minimum risk of capital erosion. Generally invest at least 65% of total funds in equity to get tax benefits of equity funds

Objective is to reward investors with regular income & moderate capital appreciation along with minimum risk of capital, though don’t guarantee any return. Generally invest 80% of funds in debt securities.

Funds with variable asset allocation strategy that has flexibility to switch from Equity to Debt or vice-a-versa , any time depending on the outlook of the market.


Exchange Traded Funds( ETF)

About

Exchange traded funds are index funds, which tracks the composition and performance of Equity, Commodity, or Debt indices, like BSE Sensex or NSE nifty . They are tradable on stock exchange like any other shares.

Tradable

ETFs unlike other mutual funds, are traded on stock exchange and tracks real time composition and performance of equity indices. One can buy and sell them any time during market hours of stock exchange and their price change as per index

Types of ETFs

1) Equity ETF- Invest in equity based Indices 2) Gold ETF- Invest in Gold as an asset class 3) Debt ETF- Invest in Debt indices

Popular ETFs

a) Goldman Sachs Nifty BeEs- This ETF tracks NSE nifty index b) Goldman Sachs Gold BeEs- This ETF tracks Gold Price on real time Other are Reliance banking ETFs, Motilal Midcap ETF


Funds of Funds ( FOF)

About

Funds of funds can invest across different mutual fund schemes available in market. A FOF can divide money, freely in Diversified equity fund, Small cap fund , Mid cap fund or debt funds, as per mandate of the fund.

Benefit

Investor who wishes to invest in multiple mutual funds with a small amount can invest in FOF .Fund manager can switch between debt funds & equity funds as per opportunity in the markets

Popular FOFs

a) Kotak Asset allocator fund b) Quantum equity fund of funds


Capital protection oriented funds

About

Close ended funds , offering near capital protection to investors, which invest maximum funds in Fixed income securities.Small portion is invested in shares or derivatives to give extra returns. Generally 85% goes in debt and 15% in equity

Benefit

a) Maturity is fixed and investor looking for a investment for time period can choose to invest in this. b) Offers near capital guarantee and also chance to get higher than FD interest return

Liquidity

• •

Capital Protection oriented funds are close ended However they are listed on stock exchanges


Investing Options

Growth Scheme

Dividend Option

In Growth scheme , all profits generated from buying and selling of the investments in the fund, gets accumulated. Profits get added to NAV of the mutual fund and investor looking to en-cash the profits can sell mutual fund units .

In Dividend scheme , all profits generated from buying and selling of the investments in the fund, gets accumulated and then at the wish of fund manager, gets distributed to all investors. There are two versions of this option-

This is best scheme , for investor looking for capital and profit accumulation over long period as profits are not distributed to investors.

a)

Dividend payout Option- Here dividends are actually paid to investors. b) Dividend Reinvestment option- Here dividends distributed are not handed to the investors, but invested back to the fund and investor is allotted more units of the fund for the dividend amount.


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