March 13-14, 2019 New York City
ASHLEY GAUDIANO Company
GlobalEthicsSummit.Ethisphere.com | @Ethisphere | #GlobalEthicsSummit19
SPONSORS 2019 PARTNERS
ACADEMIC & MEDIA PARTNERS
SPONSORS
2019 Global Ethics Summit
GLOBAL PARTNERS
ETHISPHERE GLOBAL PARTNERS
GlobalEthicsSummit.Ethisphere.com | @Ethisphere | #GlobalEthicsSummit19 CAREER CONNECTIONS
Stretching the Budget and Leveraging “Homegrown” Innovations Broadway Moderator: Emily Rickaby, Global Resources Manager, Business Ethics Leadership Alliance, Ethisphere Panel: Mara Davis, Vice President, Ethics & Compliance, The Estée Lauder Companies Inc. Ling-Ling Nie, Incoming General Counsel and VP, Ethics and Compliance, Georgia Tech; Former Chief Compliance Officer & Assistant General Counsel, Panasonic Corporation of North America Callie Pappas, Vice President, Chief Compliance Officer & Deputy General Counsel, Schnitzer Steel Industries, Inc.
CAREER CONNECTIONS
The Strategy Build and Key Benchmarks to Include in Board and Executive Presentations
Carnegie Hall/Alvin Moderator: Neha Gupta, Chief Executive Officer, True Office Learning Panel: Pilar Caballero, Vice President, Chief Compliance Officer, Ryder System, Inc. Sue K. DiLandro, SMD | Employee Conduct Risk & Ethics, TIAA Noreen Fiero, Chief Ethics & Compliance Officer, Guardian Life Insurance Company of America PEER-TO-PEER EXCHANGE
Insiders’ Guide to Government Investigations and Enforcement – What In-House Compliance Officials Should Know Palace Boardroom Discussion Led By: James Koukios and Lisa Phelan, Partners, Morrison & Foerster partners
11:35 a.m. – 11:55 a.m.
DAY 2 MORNING NETWORKING BREAK Empire State Ballroom I
11:55 a.m. – 12:50 p.m.
CLOSING PLENARY | Organizational Justice: Executive Examination on Fairness Now, Future Expectations, and Being a Change Agent Within the Company Empire State Ballroom II-IV Moderator: Erica Salmon Byrne, EVP, Governance and Compliance and Executive Director of BELA, Ethisphere Panel: Richard Buchband, Senior Vice President, Chief Legal Officer, ManpowerGroup Joseph Moan, Chief Ethics and Compliance Officer and Associate General Counsel, The Coca-Cola Company Patrick Rowe, Deputy General Counsel, Accenture Inderpreet Sawhney, Group General Counsel & Chief Compliance Officer,
12:50 p.m. – 1:00 p.m.
CLOSING REMARKS
Empire State Ballroom II-IV
AGENDA
2019 Global Ethics Summit
AGENDA
AGENDA DAY 2: MARCH 14, 2019 7:30 a.m. – 9:00 a.m.
CHECK IN AND REGISTRATION Empire State Ballroom Foyer
8:00 a.m. – 9:30 a.m.
NETWORKING BREAKFAST, CHECK-IN, AND EXHIBITOR OPEN HALL Empire State Ballroom Foyer and I
9:30 a.m. – 9:40 a.m.
OPENING REMARKS
Empire State Ballroom II-IV Speaker: Kevin McCormack, Vice President, Global Thought Leadership & Program, Ethisphere 9:40 a.m. – 10:35 a.m.
OPENING PLENARY: Supply Chain Monitoring to Preserve Integrity and Deter Destructive Behavior Empire State Ballroom II-IV Moderator: Reagan Demas, Partner, Baker McKenzie Panel: Damien Atkins, SVP, General Counsel & Secretary, The Hershey Company Mike Kolloway, Senior Vice President and General Counsel, Parsons Corporation Antonio Robinson, Vice President, Associate General Counsel, Carter’s
10:40 a.m. – 11:35 a.m.
DAY 2 MORNING BREAKOUT SESSIONS Ballroom and Conference Levels
BREAKOUT SESSION 1
The GDPR Impact on the Modern Business World: What Does this Really Mean for Privacy Protection? Empire State Ballroom V Moderator: Tim Gagnon, Principal Consultant, SEI Panel: Karen Benson, AVP, Assistant Chief Compliance Officer, Royal Caribbean Cruises Ltd. Cédric Dubar, Chief Compliance & Ethics Officer, Volvo Car Group Mara Greenberg, Privacy and Data Security Counsel, Hilton Chris Lang, Vice President, Ethics & Compliance and Global Privacy Officer, UPS
BREAKOUT SESSION 2
Post-Acquisition and Post-Merger Compliance System Integration: Cultural, Legal, and Technical Challenges
Uris/Juilliard Moderator: Valerie Charles, Chief Strategy Officer, GAN Integrity Panel: Patricia Alleyn, Head, Integrity Program Office, SNC-Lavalin Thomas Pfennig, Head of Compliance, Bayer AG Natalia Shehadeh, Senior Vice President and Chief Compliance Officer, TechnipFMC
GlobalEthicsSummit.Ethisphere.com | @Ethisphere | #GlobalEthicsSummit19 CAREER CONNECTIONS
Engaging Key Stakeholders to Collect Data, Analyze Trends, and Evaluate Program Effectiveness Broadway Moderator: Brian Beeghly, Co-Founder and CEO, Informed360 Panel: Seth Cohen, Vice President & Counsel, Global Compliance, ADP Kellye Gordon, Vice President, Ethics and Compliance, VF Corporation Ronnie Kann, Director, Global Ethics & Compliance, Kimberly-Clark
CAREER CONNECTIONS
Partnering with HR to Engage the Employee Culture
Carnegie Hall/Alvin Moderator: Ben DiPietro, Thought Leader, LRN Panel: Laurie Gallagher, Chief Compliance & Litigation Counsel, SABIC Katie Lawler, Senior Vice President and Global Chief Ethics Officer, U.S. Bank Lisa Beth Lentini, Assistant General Counsel & Chief Compliance Officer, Deluxe Corporation PEER-TO-PEER EXCHANGE
The Business and Compliance Strategy in Russia - Assessing the Political and Economic Impact on Partnerships, Sanctions, and Risk Palace Boardroom Discussion Led By: Tom Firestone, Partner, Baker McKenzie
4:35 p.m. – 5:30 p.m.
CLOSING PLENARY | Influencing Global Stakeholders Through Unwavering Commitment to Ethical Values
Empire State Ballroom II-IV Moderator: Amanda Aikman, Partner, Morrison & Foerster Panel: Alex Dimitrief, Former President & CEO, Global Growth Organization, GE and Former Senior Vice President and General Counsel, GE David S. Huntley, Senior Executive Vice President & Chief Compliance Officer, AT&T Ariel Meyerstein, Senior Vice President, Corporate Sustainability, Citi 5:30 p.m. – 5:40 p.m.
CLOSING REMARKS
Empire State Ballroom II-IV Speaker: Tim Erblich, Chief Executive Officer, Ethisphere 5:40 p.m. – 7:00 p.m.
NETWORKING COCKTAIL RECEPTION Empire State Ballroom I
AGENDA
1:30 p.m. – 2:25 p.m.
2019 Global Ethics Summit
AGENDA
PLENARY SESSION 3 | The Intelligence Behind Due Diligence: How are Innovations Shaping and Improving Risk Mitigation Across Worldwide Relationships?
Empire State Ballroom II-IV Moderator: Christian Focacci, Vice President of Offering Management, Steele Compliance Panel: Alan Gibson, Assistant General Counsel, Office of Legal Compliance, Microsoft Corporation Ed Hanover, Chief Compliance Officer, FIFA Mike Kostiw, Senior Vice President, Chief Ethics and Compliance Officer, AECOM Jeannine D’Amico Lemker, Assistant General Counsel, Office of Legal Compliance, Microsoft Corporation 2:25 p.m. – 3:20 p.m.
PLENARY SESSION 4 | Our Greatest Hurdles: Influencing Change in Culture and Perceptions to Reinvent the Enterprise – The Executive View
Empire State Ballroom II-IV Moderator: Susan Divers, Senior Advisor, LRN Panel: Olga De Mello Pontes, Chief Compliance Officer, Odebrecht Gloria Santona, Of Counsel, Baker McKenzie; Former EVP, General Counsel and Secretary, McDonald’s Corporation Joseph Suich, Chief Compliance Officer & Counsel, GE Power 3:20 p.m. – 3:40 p.m.
AFTERNOON NETWORKING BREAK IN EXHIBITOR HALL Empire State Ballroom I
3:40 p.m. – 4:35 p.m.
AFTERNOON BREAKOUT SESSIONS Ballroom and Conference Level
BREAKOUT SESSION 1
Getting Tactical about Treatment: Building an Effective Framework for Harassment Investigations
Empire State Ballroom V Moderator: Michael Byrne, Senior Vice President, Ethisphere Panel: Antonio Fernández, Chief Compliance, NERC & Privacy Officer, PSEG Services Corporation Ritu Jain, Chief Compliance Officer, Asia, GE Veena Lakkundi, Vice President and Chief Ethics & Compliance Officer, 3M
BREAKOUT SESSION 2 Risk Assessments: How to Identify and Prioritize Key Risks
Across Your Operations in the Face of Regional Variability
Uris/Juilliard Moderator: Michele Wiener, Senior Partner, Control Risks Panel: Stacey Hanna, General Counsel, Ethics & Compliance, Lonza Group Bill Parkin, Chief Compliance Officer, Avaya Michael Sevi, Deputy Chief Compliance Officer, Marsh & McLennan Companies, Inc.
GlobalEthicsSummit.Ethisphere.com | @Ethisphere | #GlobalEthicsSummit19 11:25 a.m. – 12:20 p.m. MORNING
BREAKOUT SESSIONS
Ballroom and Conference Level
BREAKOUT SESSION 1
Embedding Root Cause Analysis into the Investigation Workflow
Uris/Julliard Moderator: Tyler Lawrence, Executive Editor, Ethisphere Panel: Michele M. Brown, SVP, Chief Ethics & Compliance Officer and Deputy General Counsel, Leidos Tiffany Archer, Regional Compliance Officer | Corporate Compliance Counsel (Americas & Europe), Panasonic Avionics Corporation Sonia Zeledon, Regional Counsel, Business Integrity Group - Americas, Nokia BREAKOUT SESSION 2
Scaling Cybersecurity Frameworks Throughout the Value Chain
Broadway Moderator: Pamela Passman, Vice Chair, Ethisphere Panel: Tim Fitzgerald, Chief Information Security Officer & Senior Vice President, Arm Eric S. Kobrick, Vice President & Deputy General Counsel, AIG CAREER CONNECTIONS
How Communications and Marketing Help Fuel the Ethics Agenda in Leading Companies
Carnegie Hall/Alvin Moderator: David Herrick, Managing Principal, EthicOne Panel: G. Sonny Cave, Executive Vice President, General Counsel, Chief Compliance and Ethics Officer, Chief Risk Officer and Corporate Secretary, ON Semiconductor Paul Gennaro, Senior Vice President, Brand and Corporate Communications, and Chief Brand and Communications Officer, Voya Financial Kris Pugsley, Senior Manager Corporate Communications and Change Management, ON Semiconductor Dana Ripley, Chief Communications Officer, U.S. Bank FEATURED MICROSOFT BREAKOUT
Building Integrity Skills: Injecting New Principles, Training Methods, and Science to Solve for Ethical Behavior
Empire State Ballroom V Panel: Page Motes, Director, Strategic Programs Office - Global Ethics & Compliance, Dell, Inc. Rashelle Tanner, Director of Compliance Training, Office of Legal Compliance, Microsoft Corporation Herb Wilgis, Director, Office of Legal Compliance – Programs, Microsoft Corporation 12:20 p.m. – 1:30 p.m.
NETWORKING LUNCH WITH FEATURED CONVERSATION Cultivating Healthy Team Performance: Championing Authenticity, Vulnerability, and Individual Strengths
Empire State Ballroom II-IV Featured Speakers: Heidi K. Brown, Law Professor and Author of The Introverted Lawyer and forthcoming book, Untangling Fear in Lawyering Leonard Shen, Senior VP, Chief Compliance Officer, Visa, Inc.
AGENDA
2019 Global Ethics Summit
AGENDA
AGENDA DAY 1: MARCH 13, 2019 7:30 a.m. – 9:00 a.m.
CHECK IN AND REGISTRATION Empire State Ballroom Foyer
8:00 a.m. – 9:00 a.m.
NETWORKING BREAKFAST AND EXHIBITOR HALL OPEN Empire State Ballroom I
9:00 a.m. – 9:10 a.m.
2019 GES OPENING REMARKS
Empire State Ballroom II-IV Speaker: Erica Salmon Byrne, EVP, Governance and Compliance and Executive Director of BELA, Ethisphere 9:10 a.m. – 10:05 a.m.
OPENING PLENARY | The CEO Conversation: Tapping in to the Best Character of the Organization
Empire State Ballroom II-IV Moderator:Ernst & Young Panel: Roger Krone, Chairman and Chief Executive Officer, Leidos Tamara Lundgren, President and Chief Executive Officer, Schnitzer Steel Industries Jonas Prising, Chairman and Chief Executive Officer, ManpowerGroup 10:05 a.m. – 10:15 a.m.
TRENDS AND HIGHLIGHTS FROM THE 2018 BELA WORKPLACE HARASSMENT SURVEY CONDUCTED BY ETHISPHERE Empire State Ballroom II-IV
10:15 a.m. – 11:05 a.m.
PLENARY SESSION 2 | The #MeToo Mandate: Redefining Respect and Trust in the Workplace Culture Empire State Ballroom II-IV Moderator: Carrie Cohen, Partner, Morrison & Foerster Panel: Elizabeth Owens Bille, Senior Director of Harassment Prevention, EVERFI, and Former General Counsel at the Society for Human Resource Management (SHRM) Kathryn Ditmars, General Counsel, Americas, JLL Diana Sands, Senior Vice President, Office of Internal Governance and Administration, The Boeing Company
11:05 a.m. – 11:25a.m.
MORNING NETWORKING BREAK IN EXHIBITOR HALL Empire State Ballroom I
GlobalEthicsSummit.Ethisphere.com | @Ethisphere | #GlobalEthicsSummit19
VENUE MAP BALLROOM LEVEL
REGISTRATION Empire State Ballroom Foyer
EXHIBIT HALL Empire State Ballroom I
GENERAL SESSIONS Empire State Ballroom II-IV
EMPIRE STATE BALLROOM I
V GENERAL SESSIONS
EXHIBITS & BREAKS
BREAKOUT 1
REGISTRATION
EMPIRE STATE BALLROOM FOYER ELEVATORS COAT CHECK
STAIRS TO BREAKOUT SESSIONS
MEN
CONFERENCE LEVEL SPEAKER READY ROOM Plymouth
PEER-TO-PEER SESSION
BREAKOUT ROOMS
Uris / Juilliard Empire State Ballroom V
Palace Boardroom
URIS
JUILLIARD
ESCALATORS TO BREAKOUT SESSIONS
WOMEN
BELA LOUNGE
WIntergarden/Edison
CAREER CONNECTIONS ROOMS Broadway Carnegie Hall / Alvin
CAREER CONNECTION 1 SPEAKER READY ROOM
FIRE EXIT
BROADWAY
BREAKOUT 2
CAREER CONNECTION 2 CARNEGIE HALL
ALVIN
PEER-TO-PEER EXCHANGE FIRE EXIT
PALACE EDISON
PLYMOUTH
WINTER GARDEN
BELA LOUNGE
BUSINESS CENTER
ELEVATORS STAIRS TO GENERAL SESSION
ESCALATORS TO GENERAL SESSION
MEN FIRE EXIT
ROUNDTABLE
SHUBERT
FIRE EXIT
WOMEN
SHUBERT ALLEY
MEDIA ROOM
MAJESTIC
ROUNDTABLE
INFORMATION
1
2019 Global Ethics Summit
INFORMATION
HELPFUL INFORMATION GES CONCIERGE
We want to make sure you have ample opportunity to take advantage of your experience at the Summit and leverage what the community can offer. We trust that the Summit will enable to you to establish new connections and leave with innovative ideas and actionable solutions. We are excited to support your involvement at any level possible.
PANEL DISCUSSIONS AND Q&A
The Global Ethics Summit offers a unique session structure. Rather than presentations, our panels have onstage discussions that allow speakers to address true emerging issues and offer real and practical insights. Q&A time is often reserved at the end of each session, allowing attendees to join in the conversation, as time permits. As such, we invite you to come prepared with questions for our panels.
COMPLIMENTARY WIFI
For complimentary internet access during the Summit, please log onto our network using the following login information: SSID: Global Ethics Summit | Password: ETHI2019
SOCIAL MEDIA
Please use the twitter handle @Ethisphere when tweeting about this year’s Global Ethics Summit. The official event hashtag is #GlobalEthicsSummit19.
MOBILE PHONES
As a courtesy to other attendees, please silence your phones while attending sessions.
CONFERENCE SURVEY
We’d love to hear about your experience at the 2019 Global Ethics Summit! The full online survey is now available at globalethicssummit.ethisphere.com/survey. A shortened version of the survey is available at the back of this book and can be dropped off at the registration desk. Please complete the survey at your earliest convenience. We appreciate your feedback so that we can continue to improve the quality of our summits.
SCHEDULE
We will do our best to observe the start and finish times of each session. However, delays are possible, and we would be grateful for your cooperation in returning to the conference room as quickly as possible after the refreshment breaks and lunch.
SPEAKER BIOGRAPHIES
Full biographies of all 2019 speakers can be found online at globalethicssummit.ethisphere.com/#faculty
PROFESSIONAL CREDITS
The Compliance Certification Board (CCB) has approved this event for 11.0 CCB CEUs. Continuing Education Units are awarded based on individual attendance records. Granting of prior approval in no way constitutes endorsement by CCB of this program content or of the program sponsor. Please see the accreditation desk near registration for more information and to pick up information on how to self-report.
March 13-14, 2019 New York City
ASHLEY GAUDIANO Company