ISF Directory of Securities Lending & Repo 2023

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International Securities Lending Association (ISLA)

6th Floor, 1 George Yard, London, EC3V 9DF, UK

Email: support@islaemea.org

Web: www.islaemea.org

Type of firm: Industry Association

ISLA is a leading non-profit industry association, representing the common interests of securities lending and financing market participants across Europe, Middle East and Africa. Its geographically diverse membership of over 190 firms includes institutional investors, asset managers, custodial banks, prime brokers, and service providers.

Working closely with the industry, as well as national, regional, and global regulators and policy makers, ISLA advocates for the importance of securities lending to the broader financial services industry. It supports both the Global Master Securities Lending Agreement (GMSLA) legal framework, including the Title Transfer and Securities Interest over Collateral variants, as well as the periodical enforceability and security enforcement across global jurisdictions.

Through member working groups, industry guidance, consultations and first-class events, ISLA plays a pivotal role in the creation and promotion of market best practices, thought leadership, guides, and standards for legal frameworks.”

CEO

Andrew Dyson andrew.dyson@islaemea.org

ISLA Membership membership@islaemea.org

Regulation & Markey Practice Enquiries regtech@islaemea.org

Advertising, Event Sponsorship & Exhbiting Opportunities events@islaemea.org

GLMX

330 Seventh Ave, New York,NY 10001

Tel: 646 854-GLMX (4569) Email: sales@glmx.com glmx.com

Type of firm

Global Financial Technology Provider

Combining Wall Street expertise with Silicon Valley technology, GLMX has developed a thriving ecosystem for the negotiation, execution and management of money market instruments including securities financing transactions (SFT), Time Deposits and CP. Using stateof-the-art streaming technology, GLMX facilitates a wide array of SFT and brings unparalleled trading and liquidity management workflow efficiencies across global securities financing markets.

The GLMX solution provides intuitive technology, extremely quick development times, enhanced customization and a premium user experience.

GLMX technology supports:

• Web-based, RFQ-driven, Multi-variable Negotiation

• Bilateral, cleared, and triparty

• Trade life-cycle management

• Cross-currency, locates, rate runs, packages

• Extensive data capture and reporting

• Pre and post trade API

• Pre-trade risk controls

Securities financing activities

Repo, Securities Lending and Borrowing

Main collateral types

Global Fixed Income and Global Equity

Chief Executive Officer

Glenn Havlicek glenn@glmx.com

+1 646 854-GLMX (4569)

Chief Operating Officer

Sal Giglio sal@glmx.com

+1 646 854-GLMX (4569)

Head of Europe

Andy Wiblin andy.wiblin@glmx.com

+44 20 8191 8803

ION

1345 Avenue of theAmericas

49th floor, New York, NY 10105, United States

Tel: +1 212 906 0050

Web: https://iongroup.com/markets/secured-funding/

Type of firm: Global Financial Technology/Service Provider

ION provides mission-critical trading and workflow automation software, high-value analytics and insights, and strategic consulting to financial institutions, central banks, governments, and corporates. Our solutions and services simplify complex processes, boost efficiency, and enable better decision-making. We build long-term partnerships with our clients, helping transform their business for sustained success through continuous innovation.

Our Anvil solution for secured funding provides rich functionality for repo and securities lending desks. Anvil comprises three independent, interoperable products built on ION’s core platform: Anvil e-Trading, Anvil OMS, and Anvil Trade Processing.

Anvil can replace outdated and unconnected legacy systems, giving you everything you need for trading, order management, and trade processing in one unified system that fits desks of any size. With Anvil, you can:

• Connect to all major D2D and RFQ platforms.

• Digitize email, chat, voice, and electronic flows, and manage collateral, P&L, and transfer pricing.

• See a complete view of your business in real time to make your best decisions.

• Choose our fully managed ION Cloud solution for quick, easy deployment and lower costs. All with the same advanced capabilities.

To learn more, contact us at https://iongroup.com/markets/ contact-us/

Head of Business Development (NA)

Ugur Ayvaz

ugur.ayvaz@iongroup.com

OSTTRA

300 Vesey Street, 4th Floor, New York, NY 10282, United States

Tel: Email: info@osttra.com

Web: www.osttra.com

OSTTRA connects the world’s financial institutions across Capital Markets to exchange, confirm and reconcile post-trade data from trade capture to portfolio optimisation.

The home of industry-shaping businesses MarkitServ, Traiana, TriOptima and Reset, we bring expertise, processes and networks together to solve the post-trade challenges of the global financial markets.

OSTTRA Trade Processing for Repos automates the post-trade workflow from initial confirmation through the contract lifecycle, including allocations, amendments, re-rates and terminations.

• Connecting counterparties to ensure streamlined booking of Repo trades.

• Processing Repo trades with standardised, automated workflows for affirmation, legal confirmation, allocations & lifecycle events.

• Reconciling, validating and aligning portfolios across counterparties.

• Optimising collateral management across asset classes for maximum operational efficiency.

OSTTRA triResolve reconciliation ensures the accuracy of Repo & Securities Lending portfolios on a multilateral basis, with streamlined exception management.

Securities financing activities

Bilateral fixed income & equity Repo Triparty repo

Main collateral types

• Automated collateral & settlement solutions.

• Margin calculation, analytics & workflow

• SWIFT messaging & connectivity to custodians & triparty agents

Other offices

London, Tokyo, Singapore, Sydney

Head of Repo Business Development

Neil Taylor neil.taylor@osttra.com

Director Sales/Business Development

Geoffrey Stowell geoffrey.stowell@osttra.com

Pirum Inc.

368 9th Avenue, Suite 9-127, New York, NY 10001, United States

Tel: +1 (212) 870 8873

Email: connect@pirum.com

Web: www.pirum.com

Type of firm: Global Financial Technology/Service Provider

Pirum offers a secure, centralized automation and connectivity hub for securities finance (Stock Loan and Repo), cleared and uncleared derivatives and other collateralized transactions.

Our services offer complete automation of the post-trade and collateral lifecycle and provide vital functionality to the securities finance markets. Pirum’s products cover both the U.S. domestic and international activity, and our post-trade services in North America are designed to solve challenges through enriched features and functionality to bring automation to the local markets.

Across our platform we reconcile hundreds of thousands of transactions globally each day. Our suite of services enables our clients to seamlessly affirm trade economics on a real time basis, communicate and resolve exceptions with counterparts, instructTri-party Agents and integrate services with a variety of other industry vendors.”

Securities financing activities

Bi-lateral Equity securities lending and borrowing, Bi-lateral Fixed Income securities lending and borrowing, Triparty Repo, Triparty Collateral Management, Triparty securities lending, Equity Repo, Fixed Income Repo

Main collateral types

Equity, Fixed Income

Other offices

London, New York

CCO

Karl Wyborn

karl.wyborn@pirum.com

+44 20 3302 6440

Mobile: +44 (0) 7447117061

COO, Head ofAmericas and Global Head Key Account Management

Bob Zekraus

robert.zekraus@pirum.com

+1 (212) 8708873

NAM Head of Sales

Matthew Lilien

matthew.lilien@pirum.com

+1 (212) 8708873

Mobile: +1 (917) 268 1005

S&P Global Market Intelligence

55 Water Street, New York, NY 11041, United States

Tel: +1 800 447 2273

Web: www.spglobal.com/securitiesfinance

Type of firm: Financial Information Services

S&P Global Market Intelligence covers more than $31 trillion of global securities in the lending programs of more than 22,000 institutional funds. This data is sourced directly from industry practitioners, and it includes more than 20 years of history with over 3 million intraday transactions. Our data is recognized as the independent source of data, analytics, and solutions for the securities finance industry. Our clients benefit from the enhanced visibility and insight we provide into the market for short interest demand, supply and borrow cost, performance analytics, repo data and ETF collateral data. Our solutions assist with oversight management, revenue optimization and onboarding tools for securities lending programs.

Director, Securities Finance

Lou Carvajal lou.carvajal@spglobal.com

+1 212 884 9506

Director, Buyside and Repo Product Manager

Muju Tsay

muju.tsay@spglobal.com

+1 212 812 0679

Executive Director, Sales

Jillian Hurley

jillian.hurley@spglobal.com

+1 646 312 8919

Tradeweb

1177 Avenue of the Americas, New York, NY 10036, United States

Tel: +1 800 541 2268

Email: mmkts@tradeweb.com

Web: www.tradeweb.com

Type of firm: Trading Venue

Tradeweb Markets Inc. (Nasdaq: TW) is a leading, global operator of electronic marketplaces for rates, credit, equities and money markets.

Founded in 1996, Tradeweb provides access to markets, data and analytics, electronic trading, straight-through-processing and reporting for more than 40 products to clients in the institutional, wholesale and retail markets.

Advanced technologies developed by Tradeweb enhance price discovery, order execution and trade workflows while allowing for greater scale and helping to reduce risks in client trading operations.

Tradeweb serves approximately 2,500 clients in more than 65 countries. On average, Tradeweb facilitated more than $1.1 trillion in notional value traded per day over the past four quarters. In Q1 2023, we saw a record average daily volume (ADV) of $425.3 billion* in repurchase agreements on our

platforms, with outstanding balances of $993.4 billion.

*Source: Tradeweb, inclusive of D2D and D2C trading volume.

Main collateral types

Global Fixed Income Repo Collateral Types: U.S. Treasuries, European Government Bonds, Credit, Canada Bonds, MortgageBacked Securities, Taxable Municipals, Emerging Markets, Covered Bonds, Supras, Sovereigns and Agencies (SSA)

• Bilateral, Tri-Party and Cleared Repo

• Fixed and Floating, GC Baskets, Lifecycle Management, Cash Neutral Packages, GC vs Specials (zero net cash), Axes

• Unrivaled Live Composite Pricing

• Pre/Post Trade API and STP Solutions

• Robust Data Analytics

• Full SFTR Reporting

Currencies Supported: USD, GBP, AUD, CHF, HKD, ILS, HUF, EUR, NZD, DKK, NOK, RSD, LTL, PLN, SEK, CZK, MXN, RON, JPY, ZAR, CAD, TRY, NGN

Managing Director, Repo & Money Markets

Joanne Crisafi

Joanne.Crisafi@tradeweb.com

(646) 430-6000

Director, Repo & Money Markets

Colleen Flynn

Colleen.Flynn@tradeweb.com

+1 646 430 6000

Director, Repo & Money Markets

Jeffrey Gould

Jeffrey.Gould@tradeweb.com

+1 646 430 6000

Wematch.live

450 Lexington Ave, New York, NY 10017, United States

Email: Info@wematch.live

Web: https://wematch.live/

Type of firm: Fintech

Securities financing activities

Securities Financing (TRS, repo and securities lending), Rates (e.g. Interest Rate Swaps) and Equity

Derivatives (e.g. Volatility, Delta 1)

Other offices

London, NY, Paris, Singapore

Co-founder, CEO

Joseph Seroussi

joseph@wematch.live

Technology solutions replacing voice broking by automating matching and negotiation as well as automating trading-related workflows

ASX (Australian Securities Exchange)

20 Bridge Street, Sydney, NSW, 2000, Australia

Tel: +612 9338 0000

Email: info@asx.com.au

Web: asx.com.au

Type of firm: Exchange

ASX is an integrated exchange offering listings, markets, securities and payments, and technology and data services. We operate markets for a wide range of asset classes, including equities, fixed income, commodities and energy.

We are a top 10 global securities exchange by value and the largest interest rate derivatives market in Asia. Companies and other issuers of capital from Australia and around the world engage with ASX to manage risk and raise capital to sustain and grow their businesses.

We operate liquid, transparent and reliable markets of integrity. The certainty and security of our clearing and settlement activities help underpin the systemic stability of the Australian economy.

ASX also provides data and technology services to intermediaries, banks, information vendors and software developers to help them make informed decisions, offer services to their clients and connect with one another.

Securities financing activities

Triparty Repo, Triparty Collateral Management, Triparty Securities Lending

Other offices

Melbourne and Perth

Head of Debt and Collateral

John Pearce

john.pearce@asx.com.au

+612 9227 0451

OSTTRA

2 Bulletin Place, Level 13, Sydney, NSW 2000, Australia

Email: info@osttra.com

Web: www.osttra.com

OSTTRA connects the world’s financial institutions across Capital Markets to exchange, confirm and reconcile post-trade data from trade capture to portfolio optimisation.

The home of industry-shaping businesses MarkitServ, Traiana, TriOptima and Reset, we bring expertise, processes and networks together to solve the post-trade challenges of the global financial markets.

OSTTRA Trade Processing for Repos automates the post-trade workflow from initial confirmation through the contract lifecycle, including allocations, amendments, re-rates and terminations.

• Connecting counterparties to ensure streamlined booking of Repo trades.

• Processing Repo trades with standardised, automated workflows for affirmation, legal confirmation, allocations & lifecycle events.

• Reconciling, validating and aligning portfolios across counterparties.

• Optimising collateral management across asset classes for maximum operational efficiency.

OSTTRA triResolve reconciliation ensures the accuracy of Repo & Securities Lending portfolios on a multilateral basis, with streamlined exception management.

Securities financing activities

Bilateral fixed income & equity Repo Triparty repo

Main collateral types

• Automated collateral & settlement solutions.

• Margin calculation, analytics & workflow

• SWIFT messaging & connectivity to custodians & triparty agents

Other offices

New York, Tokyo, Singapore, London,

Head of Repo Business Development

Neil Taylor neil.taylor@osttra.com

Sales & Relationship Management

Grant Joyce grant.joyce@osttra.com

Sales & Relationship Management

Rebecca Rennie rebecca.rennie@osttra.com

S&P Global Market Intelligence

400 George Street, Level 22, Sydney, NSW 2000, Australia

Tel: 61 2 9255 9888

Web: www.spglobal.com/securitiesfinance

Type of firm: Financial Information Services

S&P Global Market Intelligence covers more than $31 trillion of global securities in the lending programs of more than 22,000 institutional funds. This data is sourced directly from industry practitioners, and it includes more than 20 years of history with over 3 million intraday transactions. Our data is recognized as the independent source of data, analytics, and solutions for the securities finance industry. Our clients benefit from the enhanced visibility and insight we provide into the market for short interest demand, supply and borrow cost, performance analytics, repo data and ETF collateral data. Our solutions assist with oversight management, revenue optimization and onboarding tools for securities lending programs.

Executive Director, Head of APAC Securities Finance Product

Stewart Cowan

stewart.cowan@spglobal.com

+61 2 8076 1117

Executive Director, Sales Business Development

Andrew Innes

andrew.innes@spglobal.com

+61 2 8076 1106

Yieldbroker

Level 6, 14 Martin Place, Sydney, NSW 2000, Australia

Tel: +61 2 9994 2890

Email: helpdesk@yieldbroker.com

Web: https://www.yieldbroker.com/w/

Type of firm: Electronic broker

Other offices

Singapore

Senior Business Development Manager

Fiona Hughes

Fiona.Hughes@yieldbroker.com

+61 2 9994 2859

S&P Global Market Intelligence

25/F Lee Garden Two, 28 Yun Ping Road, Causeway Bay, Hong Kong

Tel: +852 3726 7012

Web: www.spglobal.com/securitiesfinance

Type of firm: Financial Information Services

S&P Global Market Intelligence covers more than $31 trillion of global securities in the lending programs of more than 22,000 institutional funds.

This data is sourced directly from industry practitioners, and it includes more than 20 years of history with over 3 million intraday transactions.

Our data is recognized as the independent source of data, analytics, and solutions for the securities finance industry. Our clients benefit from the enhanced visibility and insight we provide into the market for short interest demand, supply and borrow cost, performance analytics, repo data and ETF collateral data.

Our solutions assist with oversight management, revenue optimization and onboarding tools for securities lending programs.

Associate Director, Product Specialist

Henry Lau

henry.lau@spglobal.com

852 3726 7009

Director, APAC Sales

Kevin Tapley

kevin.tapley@spglobal.com

852 3726 7027

Executive Director, Head of APAC Securities Finance Product

Stewart Cowan

stewart.cowan@spglobal.com

61 2 8076 1117

OSTTRA

Hong kong/China

Email: info@osttra.com

Web: www.osttra.com

OSTTRA connects the world’s financial institutions across Capital Markets to exchange, confirm and reconcile post-trade data from trade capture to portfolio optimisation.

The home of industry-shaping businesses MarkitServ, Traiana, TriOptima and Reset, we bring expertise, processes and networks together to solve the post-trade challenges of the global financial markets.

OSTTRA Trade Processing for Repos automates the post-trade workflow from initial confirmation through the contract lifecycle, including allocations, amendments, re-rates and terminations.

• Connecting counterparties to ensure streamlined booking of Repo trades.

• Processing Repo trades with standardised, automated workflows for affirmation, legal confirmation, allocations & lifecycle events.

• Reconciling, validating and aligning portfolios across counterparties.

• Optimising collateral management across asset classes for maximum operational efficiency.

OSTTRA triResolve reconciliation ensures the accuracy of Repo & Securities Lending portfolios on a multilateral basis, with streamlined exception management.

Securities financing activities

Bilateral fixed income & equity Repo Triparty repo

Main collateral types

• Automated collateral & settlement solutions.

• Margin calculation, analytics & workflow

• SWIFT messaging & connectivity to custodians & triparty agents

Other offices

New York, Tokyo, Singapore, London

Sales & Relationship Management

Lei Yang

lei.yang@osttra.com

Head of Repo Business Development

Neil Taylor

neil.taylor@osttra.com

OSTTRA

Hibiya Fort Tower 10F WeWork

1-1-1 NishiShimbashi, Minato-ku

Tokyo 105-0003, Japan

Email: info@osttra.com

Web: www.osttra.com

OSTTRA connects the world’s financial institutions across Capital Markets to exchange, confirm and reconcile post-trade data from trade capture to portfolio optimisation.

The home of industry-shaping businesses MarkitServ, Traiana, TriOptima and Reset, we bring expertise, processes and networks together to solve the post-trade challenges of the global financial markets.

OSTTRA Trade Processing for Repos automates the post-trade workflow from initial confirmation through the contract lifecycle, including allocations, amendments, re-rates and terminations.

• Connecting counterparties to ensure streamlined booking of Repo trades.

• Processing Repo trades with standardised, automated workflows for affirmation, legal confirmation, allocations & lifecycle events.

• Reconciling, validating and aligning portfolios across counterparties.

• Optimising collateral management across asset classes for maximum operational efficiency.

OSTTRA triResolve reconciliation ensures the accuracy of Repo & Securities Lending portfolios on a multilateral basis, with streamlined exception management.

Securities financing activities

Bilateral fixed income & equity Repo Triparty repo

Main collateral types

• Automated collateral & settlement solutions.

• Margin calculation, analytics & workflow

• SWIFT messaging & connectivity to custodians & triparty agents

Other offices

New York, London, Singapore, Sydney

Head of Repo Business Development

Neil Taylor neil.taylor@osttra.com

Sales & Relationship Management

Matthew Wakabayashi

matthew.wakabayashi@osttra.com

S&P Global Market Intelligence

Tokyo Square Garden 12F, 3-1-1 Kyobashi, Chuo-ku, Tokyo, 104-0031, Japan

Tel: 61 2 8076 1100

Web: www.spglobal.com/securitiesfinance

Type of firm: Financial Information Services

S&P Global Market Intelligence covers more than $31 trillion of global securities in the lending programs of more than 22,000 institutional funds.

This data is sourced directly from industry practitioners, and it includes more than 20 years of history with over 3 million intraday transactions. Our data is recognized as the independent source of data, analytics, and solutions for the securities finance industry.

Our clients benefit from the enhanced visibility and insight we provide into the market for short interest demand, supply and borrow cost, performance analytics, repo data and ETF collateral data.

Our solutions assist with oversight management, revenue optimization and onboarding tools for securities lending programs.

Associate Director, Product Specialist

Kyotaro Inoue

kyotaro.inoue@spglobal.com

813 6262 1858

Director, APAC Sales

Shintaro Toba

shintaro.toba@spglobal.com

813 6262 1754

Executive Director, Head of APAC Securities Finance Product

Stewart Cowan

stewart.cowan@spglobal.com

61 2 8076 1117

OSTTRA

10 Marina Boulevard #21-01, Marina Bay Financial Centre Tower 2, Singapore, 018983, Singapore

Email: info@osttra.com

Web: www.osttra.com

OSTTRA connects the world’s financial institutions across Capital Markets to exchange, confirm and reconcile post-trade data from trade capture to portfolio optimisation.

The home of industry-shaping businesses MarkitServ, Traiana, TriOptima and Reset, we bring expertise, processes and networks together to solve the post-trade challenges of the global financial markets.

OSTTRA Trade Processing for Repos automates the post-trade workflow from initial confirmation through the contract lifecycle, including allocations, amendments, re-rates and terminations.

• Connecting counterparties to ensure streamlined booking of Repo trades.

• Processing Repo trades with standardised, automated workflows for affirmation, legal confirmation, allocations & lifecycle events.

• Reconciling, validating and aligning portfolios across counterparties.

• Optimising collateral management across asset classes for maximum operational efficiency.

OSTTRA triResolve reconciliation ensures the accuracy of Repo & Securities Lending portfolios on a multilateral basis, with streamlined exception management.

Securities financing activities

Bilateral fixed income & equity Repo Triparty repo

Main collateral types

• Automated collateral & settlement solutions.

• Margin calculation, analytics & workflow

• SWIFT messaging & connectivity to custodians & triparty agents

Other offices

New York, Tokyo, London, Sydney

Head of Repo Business Development

Neil Taylor

neil.taylor@osttra.com

Sales & Relationship Management

Rebecca Rennie

rebecca.rennie@osttra.com

Wematch.live

Singapore

Email: Info@wematch.live Web: https://wematch.live/

Type of firm: Fintech

Technology solutions replacing voice broking by automating matching and negotiation as well as automating tradingrelated workflows

Securities financing activities

Securities Financing (TRS, repo and securities lending), Rates (e.g. Interest Rate Swaps) and Equity Derivatives (e.g. Volatility, Delta 1)

Other offices

London, NY, Paris, Singapore

Head of Sales, APAC

Leslie Lim leslie.lim@wematch.live

Wematch.live

France

Email: Info@wematch.live Web: https://wematch.live/

Type of firm: Fintech

Technology solutions replacing voice broking by automating matching and negotiation as well as automating tradingrelated workflows

Securities financing activities

Securities Financing (TRS, repo and securities lending), Rates (e.g. Interest Rate Swaps) and Equity Derivatives (e.g. Volatility, Delta 1)

Other offices

London, NY, Paris, Singapore

Head of Sales & Relationship EMEA

Stéphan Demoulin stephan.demoulin@wematch.live

Eurex Repo GmbH

Mergenthalerallee 61, 65760 Eschborn, Germany

Tel: +49 69 211 0

Email: Repo.Sales@eurex.com

Web: www.eurexrepo.com

Type of firm: Multilateral Trading Facility (MTF)

Other offices

London, Paris, Zug, Chicago

Managing Director, Member of the Management Board, Eurex Repo

Frank Gast

frank.gast@eurex.com

+49 69 2111 4050

Avelacom

Audeju iela 15-4, Riga, LV-1050, Latvia

Tel: +371 67 717540

Email: hello@avelacom.com

Web: avelacom.com

Type of firm: Low latency connectivity & IT infrastructure

Avelacom’s low latency connectivity & IT infrastructure solutions are designed to improve market making, arbitrage and liquidity aggregation strategies, all of which are highly sensitive to latency.

Our strength comes from our global network that connects to 80+ liquidity sources offering best-in-market latencies and 99.9% uptime. Our points-of-presence are located in all major data centers and connected to AWS, Alibaba and Azure clouds.

We help achieve sub-millisecond speed of market data and order execution across both derivatives exchanges and crypto markets.”

OFFICES:

LUXEMBOURG:

HQLAx

Tel: +352 28 81 33 11

Email: info@hqla-x.com www.hqla-x.com

HQLAX is an innovative financial technology firm that leverages Distributed Ledger Technology (DLT) to bring game-changing efficiencies to the securities finance and repo industry. Our core clients are banks and asset managers active in the global securities finance and repo markets, and our unique selling proposition is to enable market participants to execute frictionless ownership transfers of securities.

Marketplace

Digital Collateral Registry

Trusted Third Party

Marketplace:

• Trade execution

• Ability to enter specific opening/closing date & time (to the nearest minute)

Digital Collateral Registry:

• Record of ownership of baskets of securities

Trusted Third Party:

• Holds baskets of securities at triparty agents and custodians on behalf of participants

Custody Layer (Triparty Agents and Custodians):

• Safekeeping of securities in accounts opened by the TTP

• Collateral management of securities in and out of segregated TTP accounts

9 Rue du Laboratoire, 1911 Luxembourg

Head of Business Development

Rodney Jordan rod.jordan@hqla-x.com

Sales Lead

Elisa Poutanen elisa.poutanen@hqla-x.com

SWITZERLAND:

3, Rigistrasse 6300 Zug, Switzerland

CEO and Chairman Guido Stroemer guido.stroemer@hqla-x.com

CTO

Raoul Bhoedjang raoul.bhoedjang@hqla-x.com

LONDON:

85 Gresham Street

London EC2V 7NQ United Kingdom

COO

Nick Short nick.short@hqla-x.com

Sales

Charlie Amesbury charlie.amesbury@hqla-x.com

SIX Repo Ltd.

Pfingstweidstrasse 110

8021 Zürich

Switzerland

Tel: +41 58 399 2190

www.six-group.com

Type of firm

Financial Infrastructure Provider

SIX is the leading financial infrastructure provider for the Swiss and Spanish financial centers and offers exchange services, financial information and banking services around the world.

SIX Securities Finance provides a multi-faceted electronic trading facility and a revolutionary collateral management solution as part of an integrated value chain from a single source: From trading and settlement, right through to collateralization at the central securities depositories (CSDs) or custodians. Collateral Management becomes easy and efficient thanks to the Collateral Cockpit™ which provides a holistic view across all processes and the tri-party collateral management offering features real-time exposure coverage and collateral substitution on one platform.

Through SIX unique offering, you get direct access to central bank money, money from commercial banks and primary SNB money market auctions. SIX market offers a single-point access to over 160 Swiss and international counterparties and repo trading across 14 currencies.

Head Repo & Collateral Management

Nerin Demir

nerin.demir@six-group.com

+41 58 399 2646

Head Sales & Relationship Management Securities

Finance

Christian Geiger

christian.geiger@six-group.com

+41 58 399 2423

Chief Financial Officer SIX SIS & SIX x-clear

Raeto von Sprecher, CFA

raeto.vonsprecher@six-group.com

+41 58 399 3779

Relationship Manager Repo & Collateral Management

Vi Luong

vi.luong@six-group.com

+41 58 399 2054

Acadia

One Snowden Street, Broadgate Quarter, London EC2A 2DQ, United Kingdom

Email: info@acadia.inc

Web: www.acadia.inc

Type of firm: Technology

Other offices

Boston, New York, Dusseldorf, Dublin, Tokyo

Head ofEMEA Sales

Ivano Bonfanti

ivano.bonfanti@acadia.inc

+44 7887 946810

GLMX

145 City Road, London, EC1V 1AZ, United Kingdom

Tel: +44 (0) 20 3637 9678

Email: sales@glmx.com

Web: www.glmx.com

Type of firm

Global Financial Technology Provider

Combining Wall Street expertise with Silicon Valley technology, GLMX has developed a thriving ecosystem for the negotiation, execution and management of money market instruments including securities financing transactions (SFT), Time Deposits and CP. Using stateof-the-art streaming technology, GLMX facilitates a wide array of SFT and brings unparalleled trading and liquidity management workflow efficiencies across global securities financing markets.

The GLMX solution provides intuitive technology, extremely quick development times, enhanced customization and a premium user experience.

GLMX technology supports:

• Web-based, RFQ-driven, Multi-variable Negotiation

• Bilateral, cleared, and triparty

• Trade life-cycle management

• Cross-currency, locates, rate runs, packages

• Extensive data capture and reporting

• Pre and post trade API

• Pre-trade risk controls

Securities financing activities

Repo, Securities Lending and Borrowing

Main collateral types

Global Fixed Income and Global Equity

Chief Executive Officer

Glenn Havlicek glenn@glmx.com

+1 646 854-GLMX (4569)

Chief Operating Officer

Sal Giglio sal@glmx.com

+1 646 854-GLMX (4569)

Head of Europe

Andy Wiblin andy.wiblin@glmx.com

+44 20 8191 8803

ION

10 Queen Street Place, 2nd Floor, London, EC4R 1BE, United Kingdom

Tel: +44 20 7398 0200

Web: https://iongroup.com/markets/secured-funding/

Type of firm: Global Financial Technology/Service Provider

ION provides mission-critical trading and workflow automation software, high-value analytics and insights, and strategic consulting to financial institutions, central banks, governments, and corporates. Our solutions and services simplify complex processes, boost efficiency, and enable better decision-making. We build long-term partnerships with our clients, helping transform their business for sustained success through continuous innovation. Our Anvil solution for secured funding provides rich functionality for repo and securities lending desks. Anvil comprises three independent, interoperable products built on ION’s core platform: Anvil e-Trading, Anvil OMS, and Anvil Trade Processing.

Anvil can replace outdated and unconnected legacy systems, giving you everything you need for trading, order management, and trade processing in one unified system that fits desks of any size. With Anvil, you can:

• Connect to all major D2D and RFQ platforms.

• Digitize email, chat, voice, and electronic flows, and manage collateral, P&L, and transfer pricing.

• See a complete view of your business in real time to make your best decisions.

• Choose our fully managed ION Cloud solution for quick, easy deployment and lower costs. All with the same advanced capabilities.

To learn more, contact us at https://iongroup.com/markets/ contact-us/.

Head of Product & Business Development

Ed Tyndale-Biscoe ed.tyndale-biscoe@iongroup.com

(EMEA)

Kynetix

AMP House, Dingwall Road, Croydon CR0 2LX, United Kingdom

Tel: +44 20 7836 1800

Email: hello@kynetix.com

Web: https://www.kynetix.com/

Type of firm: Software development

Marketing Manager

Reece Chapman

reece.chapman@kynetix.com

MarketAxess Post-Trade Limited

5 Aldermanbury Square, London EC2V 7HR, United Kingdom

Tel: +44 20 3655 3470

Email: post-trade@marketaxess.com

Web: https://www.marketaxess.com/post-trade

Type of firm: Regulatory reporting, matching and data service provider

About MarketAxess Post-trade

MarketAxess Post-Trade is a leading provider of trade matching and regulatory reporting services, serving over 950 buy- and sell-side firms globally. Through our Approved Reporting Mechanism (ARM), Approved Publication Arrangement (APA), Match services, and other regulatory reporting services, we process more than 3.1 billion transactions annually. MarketAxess Match and Repo products offer near real time electronic trade confirmations reducing risk and providing greater control over post-execution processes across both cash and repo transactions. With regulated entities in the United Kingdom and Netherlands, MarketAxess Post-Trade connects to over 24 National Competent Authorities (NCAs) and trade repositories, adding efficiency to increasingly complex regulatory and operational environments.

MarketAxess is headquartered in New York and has offices in London, Amsterdam, Boston, Chicago, Los Angeles, Miami, San Francisco, São Paulo, Hong Kong and Singapore. For more information, please visit www. marketaxess.com/post-trade

Head of Post-Trade

Christopher Smith

csmith@marketaxess.com

+44 203 655 3479

Head of Business Development, STP

Camille McKelvey

CMcKelvey@marketaxess.com

+44 203 655 3475

Head of Business Development, Reporting & Analytics

Haider Ali

HAli@marketaxess.com

+44 (0) 203 655 3484

Head of Commercial Development

Jon McTernan

JMcTernan@marketaxess.com

+44 (0) 2077093278

OSTTRA

London Fruit & Wool Exchange, 1 Duval Sqaure

London E1 6PW, United Kingdom

Email: info@osttra.com

Web: osttra.com

Type of firm: Global Post-Trade Solutions provider

OSTTRA connects the world’s financial institutions across Capital Markets to exchange, confirm and reconcile post-trade data from trade capture to portfolio optimisation.

The home of industry-shaping businesses MarkitServ, Traiana, TriOptima and Reset, we bring expertise, processes and networks together to solve the post-trade challenges of the global financial markets.

OSTTRA Trade Processing for Repos automates the post-trade workflow from initial confirmation through the contract lifecycle, including allocations, amendments, re-rates and terminations.

• Connecting counterparties to ensure streamlined booking of Repo trades.

• Processing Repo trades with standardised, automated workflows for affirmation, legal confirmation, allocations & lifecycle events.

• Reconciling, validating and aligning portfolios across counterparties.

• Optimising collateral management across asset classes for maximum operational efficiency.

OSTTRA triResolve reconciliation ensures the accuracy of Repo & Securities Lending portfolios on a multilateral basis, with streamlined exception management.

Securities financing activities

Bilateral fixed income & equity Repo Triparty repo

Main collateral types

• Automated collateral & settlement solutions.

• Margin calculation, analytics & workflow

• SWIFT messaging & connectivity to custodians & triparty agents

Other offices

New York, Tokyo, Singapore, Sydney

Head of Repo Business Development

Neil Taylor

neil.taylor@osttra.com

Sales & Relationship Management

Marcello Vicentini

marcello.vicentini@osttra.com

Pirum Systems Ltd

2 Copthall Avenue, London EC2R 7DA, United Kingdom

Tel: +44 (0) 20 72200960

Email: connect@pirum.com

Web: www.pirum.com

Type of firm: Global Financial Technology/Service Provider

Pirum offers a secure, centralised automation and connectivity hub for international securities finance (Stock Loan and Repo), cleared and uncleared derivatives and other bilateral transactions. Pirum has over 100 employees supporting global clients with a physical presence inEMEA and North America.

Our services offer complete automation of the post-trade and collateral lifecycle and provide vital functionality to all actors in securities finance.

Across our global platform we reconcile hundreds of thousands of repo trades globally each day. Our suite of services enables our clients to seamlessly affirm repo trade economics on a real time basis, communicate and resolve exceptions with counterparts, instructTri-party Agents and integrate services with a variety of other industry vendors.

Securities financing activities

Triparty Repo, Triparty Collateral Management, Triparty Securities Lending, Fixed Income REPO, Equity REPO, Fixed Income lending and borrowing, Equity lending and borrowing, Government/Corporate Bond Repo

Other offices

London, New York

CCO

Karl Wyborn

karl.wyborn@pirum.com

+44 20 3302 6440

Mobile: +44 (0) 7447117061

COO, Head ofAmericas and Global Head Key Account Management

Bob Zekraus

robert.zekraus@pirum.com

+1 (212) 8708873

EMEA Head of Origination

Scott Brown

scott.brown@pirum.com

Mobile: +44 (0) 7775250781

S&P Global Market Intelligence

4th Floor Ropemaker Place, 25 Ropemaker Street, London, EC2Y 9LY, United Kingdom

Tel: 44 207 260 2117

Web: www.spglobal.com/securitiesfinance

Type of firm: Financial Information Services

S&P Global Market Intelligence covers more than $31 trillion of global securities in the lending programs of more than 22,000 institutional funds.

This data is sourced directly from industry practitioners, and it includes more than 20 years of history with over 3 million intraday transactions. Our data is recognized as the independent source of data, analytics, and solutions for the securities finance industry.

Our clients benefit from the enhanced visibility and insight we provide into the market for short interest demand, supply and borrow cost, performance analytics, repo data and ETF collateral data.

Our solutions assist with oversight management, revenue optimization and onboarding tools for securities lending programs.

Director, Securities Finance

Tom Ingram

thomas.ingram@spglobal.com

44 203 367 0532

Director, Repo Product Manager

Stuart Day stuart.day@spglobal.com

44 20 3159 3410

Executive Director,EMEA Sales

Jonathan Chen

jonathan.chen@spglobal.com

44 207 260 2463

Tradeweb

1 Fore Street Avenue, London, EC2Y 9DT, United Kingdom

Tel: +44 207 776 3200

Email: Europe.Repo@tradeweb.com

Web: www.tradeweb.com

Type of firm: Trading Venue

Tradeweb Markets Inc. (Nasdaq: TW) is a leading, global operator of electronic marketplaces for rates, credit, equities and money markets.

Founded in 1996, Tradeweb provides access to markets, data and analytics, electronic trading, straight-through-processing and reporting for more than 40 products to clients in the institutional, wholesale and retail markets.

Advanced technologies developed by Tradeweb enhance price discovery, order execution and trade workflows while allowing for greater scale and helping to reduce risks in client trading operations.

Tradeweb serves approximately 2,500 clients in more than 65 countries. On average, Tradeweb facilitated more than $1.1 trillion in notional value traded per day over the past four quarters. In Q1 2023, we saw a record average daily volume (ADV) of $425.3 billion* in repurchase agreements on our platforms, with outstanding balances of $993.4 billion.

*Source: Tradeweb, inclusive of D2D and D2C trading volume.

Main collateral types

Global Fixed Income Repo Collateral Types: U.S. Treasuries, European Government Bonds, Credit, Canada Bonds, MortgageBacked Securities, Taxable Municipals, Emerging Markets, Covered Bonds, Supras, Sovereigns and Agencies (SSA)

• Bilateral, Tri-Party and Cleared Repo

• Fixed and Floating, GC Baskets, Lifecycle Management, Cash Neutral Packages, GC vs Specials (zero net cash), Axes

• Unrivaled Live Composite Pricing

• Pre/Post Trade API and STP Solutions

• Robust Data Analytics

• Full SFTR Reporting

Currencies Supported: USD, GBP, AUD, CHF, HKD, ILS, HUF, EUR, NZD, DKK, NOK, RSD, LTL, PLN, SEK, CZK, MXN, RON, JPY, ZAR, CAD, TRY, NGN

Director, Repo & Money Markets

James Kelly

James.Kelly@tradeweb.com

+44 20 7776 3200

Wematch.live

25 N Row, London W1K 6DJ, United Kingdom

Email: Info@wematch.live

Web: https://wematch.live/

Type of firm:

Fintech

Technology solutions replacing voice broking by automating matching and negotiation as well as automating tradingrelated workflows

Securities financing activities

Securities Financing (TRS, repo and securities lending), Rates (e.g. Interest Rate Swaps) and Equity Derivatives (e.g. Volatility, Delta 1)

Other offices

London, NY, Paris, Singapore

Co-founder, Global Head of Securities Financing

David Raccat

david@wematch.live

BNY Mellon

240 Greenwich Street New York, NY 10286, United States

Web: www.bnymellon.com

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2022, BNY Mellon had $44.3 trillion in assets under custody and/or administration, and $1.8 trillion in assets under management.

BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon. com.

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.”

Securities financing activities

Tri-party Collateral Financing Activities: Borrow/ Pledge, Repo, Margin Segregation”

Director, Business Development - Clearance & Collateral Management

Kevin Reinert

kevin.reinert@bnymellon.com

+1 212 635 8805

State Street Bank and TrustCollateral Management

One Congress Street, Boston MA 02114, United States

Tel: +1 617 786 3000

Web: www.statestreet.com

Type of firm:

Custodian and Specialist Bank

Our Collateral+ solution provides a complete, technologydriven collateral management service for all your trading needs.

While providing effective exposure management in all market environments, we combine pre- and post-trade optimization tools with buy-side focused services to help you manage counterparty exposure, monitor collateral needs and eligibility, and coordinate an optimized approach to collateral and inventory management.

Our customizable reporting suite, including exposure management, triparty services, third-party segregations services and optimization and analytics, provides a full range of real time and point in time reporting to meet all your internal and external obligations.

Our modular Collateral+ solution enhances your trading profitability, in line with our key aim of enabling the trade. Collateral+ gives you a deeper insight into the management, performance and opportunities within your portfolios. Our focus is on understanding your needs and tailoring our solution to adapt and best fit to your changing goals.

Global Head of Collateral Management

Staffan Ahlner

sahlner@statestreet.com

+44 20 3395 1338

Head of TriParty Collateral

Sam Edwards

sedwards1@statestreet.com

+85231531079

J.P. Morgan

383 Madison Avenue, New York, NY 10179, United States, USA

Web: www.jpmorgan.com/global/solutions/cib/ securities-services

Type of firm: Custodian Bank

J.P. Morgan’s Trading Services comprises its Agency Securities Finance and Collateral Services businesses and offers a unique proposition to maximise value to clients as a leading provider of innovative financing solutions and one of the industry leading global tri-party and collateral management agents by drawing on the expertise and infrastructure of J.P. Morgan’s Corporate & Investment Bank

Global Head of Trading Services

Ben Challice ben.challice@jpmorgan.com

+44 207 134 7964

Head of Collateral Services,Americas

Ed Corral ed.j.corral@jpmorgan.com

+1 212 622 2420

Global Head of Trading Services Sales

Eileen Herlihy

eileen.herlihy@jpmorgan.com

+44 207 134 8626

ASX (Australian Securities Exchange)

20 Bridge Street, Sydney, NSW, 2000, Australia

Tel: +612 9338 0000

Email: info@asx.com.au

Web: asx.com.au

Type of firm: Exchange

ASX is an integrated exchange offering listings, markets, securities and payments, and technology and data services. We operate markets for a wide range of asset classes, including equities, fixed income, commodities and energy.

We are a top 10 global securities exchange by value and the largest interest rate derivatives market in Asia. Companies and other issuers of capital from Australia and around the world engage with ASX to manage risk and raise capital to sustain and grow their businesses.

We operate liquid, transparent and reliable markets of integrity. The certainty and security of our clearing and settlement activities help underpin the systemic stability of the Australian economy.

ASX also provides data and technology services to intermediaries, banks, information vendors and software developers to help them make informed decisions, offer services to their clients and connect with one another.

Securities financing activities

Triparty Repo, Triparty Collateral Management, Triparty Securities Lending

Other offices

Melbourne and Perth

Head of Debt and Collateral

John Pearce

john.pearce@asx.com.au

+612 9227 0451

J.P. Morgan

85 Castlereagh Street, Sydney 2000, Australia, Australia Web: www.jpmorgan.com/global/solutions/cib/ securities-services

Type of firm: Custodian Bank

J.P. Morgan’s Trading Services comprises its Agency Securities Finance and Collateral Services businesses and offers a unique proposition to maximise value to clients as a leading provider of innovative financing solutions and one of the industry leading global tri-party and collateral management agents by drawing on the expertise and infrastructure of J.P. Morgan’s Corporate & Investment Bank

Global Head of Trading Services

Ben Challice ben.challice@jpmorgan.com

+44 207 134 7964

Head of Trading Services, APAC

Ed Bond edward.bond@jpmorgan.com

+852 2800 2667

Head of Collateral Services, APAC O’Delle Burke odelle.burke@jpmorgan.com

+852 2800 1525

Global Head of Trading Services Sales

Eileen Herlihy eileen.herlihy@jpmorgan.com

+44 207 134 8626

BNP Paribas - Triparty Collateral Management

PCCW Tower Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong Web: https://securities.cib.bnpparibas/all-oursolutions/markets-services/securities-lendingsolutions/

Type of firm: Custodian Bank

Since 2017, BNP Paribas supports its clients with triparty collateral management services, providing advanced technology and seamless user experience.

With this solution, the Securities Services business of BNP Paribas enables you to connect with a large community of banks, asset owners, asset managers, hedge funds and corporates to manage your collateral for repo, securities lending, uncleared derivatives and other activities generating counterparty risk.

Our solution is fully integrated with the rest of the BNP Paribas ecosystem to ease the connection between collateral takers and collateral givers.

The Securities Services business of BNP Paribas is a multiasset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities financing activities

Triparty collateral financing activities

Prime brokerage activities

Repo, Securities Lending, Initial margin

Main collateral types

Equities and fixed income

Other offices

Paris

APAC Head of Collateral Services

David James Brown david.j.brown@asia.bnpparibas.com

Co-Head of Triparty Collateral Services

Jérôme Blais jerome.blais@bnpparibas.com

J.P. Morgan

The Quayside, Tower 2, 77 Hoi Bun Road Kwun Tong, Hong Kong Web: www.jpmorgan.com/global/solutions/cib/ securities-services

Type of firm: Custodian Bank

J.P. Morgan’s Trading Services comprises its Agency Securities Finance and Collateral Services businesses and offers a unique proposition to maximise value to clients as a leading provider of innovative financing solutions and one of the industry leading global tri-party and collateral management agents by drawing on the expertise and infrastructure of J.P. Morgan’s Corporate & Investment Bank

Global Head of Trading Services

Ben Challice ben.challice@jpmorgan.com

+44 207 134 7964

Head of Trading Services, APAC

Ed Bond

edward.bond@jpmorgan.com

+852 2800 2667

Head of Collateral Services, APAC

O’Delle Burke

odelle.burke@jpmorgan.com

+852 2800 1525

Global Head of Trading Services Sales

Eileen Herlihy eileen.herlihy@jpmorgan.com

+44 207 134 8626

Collateral Services Sales, APAC

William Jeffries william.j.jeffries@jpmorgan.com

+852 5686 5739

J.P. Morgan

2-7-3, Chiyoda-ku, Tokyo 100-6432, Japan

Web: www.jpmorgan.com/global/solutions/cib/ securities-services

Type of firm: Custodian Bank

J.P. Morgan’s Trading Services comprises its Agency Securities Finance and Collateral Services businesses and offers a unique proposition to maximise value to clients as a leading provider of innovative financing solutions and one of the industry leading global tri-party and collateral management agents by drawing on the expertise and infrastructure of J.P. Morgan’s Corporate & Investment Bank

Global Head of Trading Services

Ben Challice

ben.challice@jpmorgan.com

+44 207 134 7964

Head of Trading Services, APAC

Ed Bond

edward.bond@jpmorgan.com

+852 2800 2667

Collateral Services Product Management, Japan

O’Delle Burke

rikako.uehara@jpmorgan.com

+813 67369383

Collateral Services Sales, Japan

Ryoji Kanazawa

ryoji.kanazawa@jpmorgan.com

+813 6736 6638

Global Head of Trading Services Sales

Eileen Herlihy

eileen.herlihy@jpmorgan.com

+44 207 134 8626

BNY Mellon

Web: www.bnymellon.com

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2022, BNY Mellon had $44.3 trillion in assets under custody and/or administration, and $1.8 trillion in assets under management.

BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon. com.

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Securities financing activities

Tri-party Collateral Financing Activities: Borrow/ Pledge, Repo, Margin Segregation

Main collateral types

Global Fixed Income, Global Equities

Director, Product Strategy

- Clearance & Collateral Management, APAC

Greig Ramsay

greig.ramsay@bnymellon.com

+852 2840 9752

Director, Japan Head of RM and Sales, CCM

Hiroshi Ohno

hiroshi.ohno1@bnymellon.com

+ 813 6756 4320

Managing Director, Asia Pacific Head of Sales and Relationship Management

Filippo Santilli

filippo.santilli@bnymellon.com

+ 1 852 2840 6664

BNP Paribas - Triparty Collateral Management

9 rue du Débarcadère, 93500 Pantin, France

Web: https://securities.cib.bnpparibas/all-oursolutions/markets-services/securities-lendingsolutions/

Type of firm: Custodian Bank

Since 2017, BNP Paribas supports its clients with triparty collateral management services, providing advanced technology and seamless user experience.

With this solution, the Securities Services business of BNP Paribas enables you to connect with a large community of banks, asset owners, asset managers, hedge funds and corporates to manage your collateral for repo, securities lending, uncleared derivatives and other activities generating counterparty risk.

Our solution is fully integrated with the rest of the BNP Paribas ecosystem to ease the connection between collateral takers and collateral givers.

The Securities Services business of BNP Paribas is a multiasset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities financing activities

Triparty collateral financing activities

Prime brokerage activities

Repo, Securities Lending, Initial margin

Main collateral types

Equities and fixed income

Other offices

Hong Kong

Co-Head of Triparty Collateral Services

Jérôme Blais

jerome.blais@bnpparibas.com

Business development - Triparty Collateral Services

Alexandre Daniere

alexandre.daniere@bnpparibas.com

State Street Bank International GmbH, Luxembourg branchCollateral Management

Scala Building, Solmsstrasse 83, 60486 Frankfurt, Germany

Tel: +49 69 667745 000

Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

Our Collateral+ solution provides a complete, technologydriven collateral management service for all your trading needs. While providing effective exposure management in all market environments, we combine pre- and post-trade optimization tools with buy-side focused services to help you manage counterparty exposure, monitor collateral needs and eligibility, and coordinate an optimized approach to collateral and inventory management.

Our customizable reporting suite, including exposure management, triparty services, third-party segregations services and optimization and analytics, provides a full range of real time and point in time reporting to meet all your internal and external obligations.

Our modular Collateral+ solution enhances your trading profitability, in line with our key aim of enabling the trade. Collateral+ gives you a deeper insight into the management, performance and opportunities within your portfolios.

Our focus is on understanding your needs and tailoring our solution to adapt and best fit to your changing goals.

Global Head of Collateral Management

Staffan Ahlner

sahlner@statestreet.com

+44 20 3395 1338

Head of TriParty Collateral

Sam Edwards

sedwards1@statestreet.com

+852 3153 1079

J.P. Morgan

6 route de Treves, Building H, Senningerberg, L-2633, Luxembourg, Luxembourg

Web: www.jpmorgan.com/global/solutions/cib/ securities-services

Type of firm: Custodian Bank

J.P. Morgan’s Trading Services comprises its Agency Securities Finance and Collateral Services businesses and offers a unique proposition to maximise value to clients as a leading provider of innovative financing solutions and one of the industry leading global tri-party and collateral management agents by drawing on the expertise and infrastructure of J.P. Morgan’s Corporate & Investment Bank

Global Head of Trading Services

Ben Challice

ben.challice@jpmorgan.com

+44 207 134 7964

Collateral Services Product,EMEA

Paul Pirie

paul.g.pirie@jpmorgan.com

+352 462 685075

Global Head of Trading Services Sales

Eileen Herlihy

eileen.herlihy@jpmorgan.com

+44 207 134 8626

SIX Repo Ltd.

Pfingstweidstrasse 110

8021 Zürich

Switzerland

Tel: +41 58 399 2190

www.six-group.com

Type of firm Financial Infrastructure Provider

SIX is the leading financial infrastructure provider for the Swiss and Spanish financial centers and offers exchange services, financial information and banking services around the world.

SIX Securities Finance provides a multi-faceted electronic trading facility and a revolutionary collateral management solution as part of an integrated value chain from a single source: From trading and settlement, right through to collateralization at the central securities depositories (CSDs) or custodians. Collateral Management becomes easy and efficient thanks to the Collateral Cockpit™ which provides a holistic view across all processes and the tri-party collateral management offering features real-time exposure coverage and collateral substitution on one platform.

Through SIX unique offering, you get direct access to central bank money, money from commercial banks and primary SNB money market auctions. SIX market offers a single-point access to over 160 Swiss and international counterparties and repo trading across 14 currencies.

Head Repo & Collateral Management

Nerin Demir

nerin.demir@six-group.com

+41 58 399 2646

Head Sales & Relationship Management Securities Finance

Christian Geiger

christian.geiger@six-group.com

+41 58 399 2423

Chief Financial Officer SIX SIS & SIX x-clear

Raeto von Sprecher, CFA

raeto.vonsprecher@six-group.com

+41 58 399 3779

Relationship Manager Repo & Collateral Management

Vi Luong

vi.luong@six-group.com

+41 58 399 2054

BNY Mellon

Web: www.bnymellon.com

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2022, BNY Mellon had $44.3 trillion in assets under custody and/or administration, and $1.8 trillion in assets under management.

BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon. com.

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Securities financing activities

Tri-party Collateral Financing Activities: Borrow/ Pledge, Repo, Margin Segregation”

Main collateral types

Global Fixed Income, Global Equities

EMEA Head of Client Relations - Clearance & Collateral Management

Stephen O’Donnell

stephen.o’donnell@bnymellon.com

Managing Director, CCM Relationship Manager

Ingrid Garin

ingrid.garin@bnymellon.com

+32 2545 8666

J.P. Morgan

25 Bank Street, Canary Wharf, London E14 5JP, United Kingdom Web: www.jpmorgan.com/global/solutions/cib/ securities-services

Type of firm: Custodian Bank

J.P. Morgan’s Trading Services comprises its Agency Securities Finance and Collateral Services businesses and offers a unique proposition to maximise value to clients as a leading provider of innovative financing solutions and one of the industry leading global tri-party and collateral management agents by drawing on the expertise and infrastructure of J.P. Morgan’s Corporate & Investment Bank

Global Head of Trading Services

Ben Challice ben.challice@jpmorgan.com

+44 207 134 7964

Head of Collateral Services Product,EMEA

Graham Gooden

graham.j.gooden@jpmorgan.com

+44207 134 5248

Global Head of Trading Services Sales

Eileen Herlihy

eileen.herlihy@jpmorgan.com

+44 207 134 8626

Platform Sales

Marieken Pronk

marieken.pronk@jpmorgan.com

+44 207 134 5628

All Your Securities Finance Needs

When traditional investment returns come under pressure, the ability to generate supplemental revenue from your existing portfolio can help maintain performance. We provide tools to source liquidity, borrow securities (as needed) and lend securities to help enhance portfolio returns.

Our solutions include: Agency Securities Lending, Principal Lending, Sponsored Member Program, Secured Loans and Agency Investment Product.

To learn more about all of our Securities Finance Services, scan the QR code.

Royal Bank of Canada

Albany Financial Center, 127 South Ocean Road, Suite 204, POBox N-7549, Nassau, Bahamas.

Type of firm: Bank

The most significant corporations, institutional investors, asset managers, private equity firms, and governments around the globe recognize RBC Capital Markets as an innovative, trusted partner with an in-depth expertise in capital markets, banking, and finance.

We are well-established in the largest, most mature capital markets across North America, Europe, and the Asia Pacific region, which collectively encompasses 80% of the global investment banking fee pool.

We are a Top 10 Global Investment Bank, with over 19,500 clients worldwide in over 100 countries, we are located in 63 offices in 18 countries around the globe. CFG is a global business with over 200 employees in locations across the US, Canada, UK, Australia and the Caribbean.

Director

Daniel Molloy

daniel.molloy@rbccm.com

+12128587477

RBC (Barbados) Trading Bank Corp

Limegrove, 3rd Fl. Holetown, St James, Holetown. BB24016, Barbados, Barbados

Type of firm: Bank

The most significant corporations, institutional investors, asset managers, private equity firms, and governments around the globe recognize RBC Capital Markets as an innovative, trusted partner with an in-depth expertise in capital markets, banking, and finance.

We are well-established in the largest, most mature capital markets across North America, Europe, and the Asia Pacific region, which collectively encompasses 80% of the global investment banking fee pool.

We are a Top 10 Global Investment Bank, with over 19,500 clients worldwide in over 100 countries, we are located in 63 offices in 18 countries around the globe. CFG is a global business with over 200 employees in locations across the US, Canada, UK, Australia and the Caribbean.

Managing Director

Paul Holub paul.holub@rbccm.com

+12128587282

Director

Michael Byrne michael.byrne@rbccm.com

+12124286538

BMO Capital Markets

1 First Canadian Place, 100 King Street West, Toronto, ON M5X 2A1, Canada

Tel: +1 416 359 4493

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services.

BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities

Global Equities

Other offices

New York, Dublin, Melbourne, and London

Managing Director

John Loynd

john.loynd@bmo.com

+1 416 359 4493

Director, Securities Lending and Collateral Management

David Pugliese

David.Pugliese@bmo.com

+1 416 359 7513

Managing Director, Securities Lending and Collateral Management

Mary Jane Schuessler

MaryJane.Schuessler@bmo.com

+1 416 359 4493

Director, Securities Lending and Collateral Management

Doug Howard

Doug.Howard@bmo.com

+1 416 359 4493

VP, Securities Lending, Delta One, Sales and Relationship Management

Darya Kuznetsova

darya.kuznetsova@bmo.com

+1 416 359 4493

Managing Director, Prime Brokerage and Delta One, Sales and Relationship Management

Kimberley Jansen

Kimberley.Jansen@bmo.com

+1 416 359 7013

Managing Director, Prime Brokerage Client Services

Satinder Jando

satinder.jando@bmo.com

+1 416 359 8476

MUFG Securities Canada Ltd

Royal Bank Plaza, 200 Bay Street, S Tower, Suite 2940, Toronto ON M5J 2J1, CA, Canada

Web: www.mufgsecurities.com

Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history has a global network with locations in more than 50 countries. MUFG has about 170,000 employees and offers services including commercial banking, trust banking, asset management and securities. MUFG aims to “be the world’s most trusted financial group” and flexibly respond to all of the financial needs of customers serving society, and fostering shared and sustainable growth for a better world.

MUFG Securities (Canada), Ltd. Is headquartered in Toronto offering Repo, Rates, MBS and Securities Lending

Securities financing activities

Government/Corporate Bond Repo

Synthetics and Equity Repo/ TRS

GC, Non-Cash funding/collateral trading Securities lending and borrowing”

Main collateral types

Global Fixed Income, Global Equities, Major Currencies

Other offices

Amsterdam, London, New York

Group Head

Head of International Repo

Co-Head International Rates

Andre Van Hese

Andre.vanHese@mufgsecurities.com

Head of Sales and Trading, Canada

Sasha Mogilevich

sasha.mogilevich@mufgsecurities.com

+1 647 475 4454

Royal Bank of Canada

200 Bay Street, Royal Bank Plaza, Toronto, ON. M57 2W7, Canada

Type of firm: Bank

The most significant corporations, institutional investors, asset managers, private equity firms, and governments around the globe recognize RBC Capital Markets as an innovative, trusted partner with an in-depth expertise in capital markets, banking, and finance. We are wellestablished in the largest, most mature capital markets across North America, Europe, and the Asia Pacific region, which collectively encompasses 80% of the global investment banking fee pool. We are a Top 10 Global Investment Bank, with over 19,500 clients worldwide in over 100 countries, we are located in 63 offices in 18 countries around the globe. CFG is a global business with over 200 employees in locations across the US, Canada, UK, Australia and the Caribbean.

Head of Equity Finance

Andrew Thornhill andrew.thornhill@rbccm.com

+1 416 842 6440

Managing Director

Dave Barker dave.barker@rbccm.com

+1 416 8426 440

Managing Director

Mike Fraser mike.fraser@rbccm.com

+1 416 8426 440

Scotiabank

42 Temperance St, 4th Floor, Toronto, Ontario M5H 0B4, Canada

Web: www.scotiabank.com

Other offices

New York, London

Canada Head of Collateral Management and Funding, Canada

Kevin Neville

kevin.neville@scotiabank.com

+1 416 863 7306

BMO Capital Markets

1 First Canadian Place, 100 King Street West, Toronto, ON M5X 2A1, Canada

Tel: +1 416 359 4493

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities

Global Equities

Other offices

New York, Dublin, Melbourne, and London

Managing Director

John Loynd

john.loynd@bmo.com

+1-416-359-4493

Director, Securities Lending and Collateral Management

David Pugliese

David.Pugliese@bmo.com

+1 416 359 7513

Managing Director, Securities Lending and Collateral Management

Mary Jane Schuessler

MaryJane.Schuessler@bmo.com

+1 416 359 4493

Director, Securities Lending and Collateral Management

Doug Howard

Doug.Howard@bmo.com

+1 416 359 4493

VP, Securities Lending, Delta One, Sales and Relationship Management

Darya Kuznetsova

darya.kuznetsova@bmo.com

+1 416 359 4493

Managing Director, Prime Brokerage and Delta One, Sales and Relationship Management

Kimberley Jansen

Kimberley.Jansen@bmo.com

+1 416 359 7013

Managing Director, Prime Brokerage Client Services

Satinder Jando

satinder.jando@bmo.com

+1 416 359 8476

BNY Mellon

1 York Street, 6th Floor, Toronto, ON M5J 0B6”, Canada Web: www.bnymellon.com

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2022, BNY Mellon had $44.3 trillion in assets under custody and/or administration, and $1.8 trillion in assets under management.

BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com.

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.”

Securities financing activities

Fixed income lending and borrowing, Corporate bond lending and borrowing, Fixed Income REPO

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

Global Head of Trading and Cash Reinvestment

Simon Tomlinson

simon.tomlinson@bnymellon.com

+44-207-163-4600

Global Head of Sales and Relationship Management

John Templeton

john.templeton@bnymellon.com

+1-212-815-4476

Global Head of Sales

Stephen Kiely

Stephen.Kiely@bnymellon.com

+44-207-163-2513

Head of Trading, North America Fixed Income and Cash

Collateral Reinvestment

Dennis Cahill

Dennis.Cahill@bnymellon.com

+1-212-815-3111

Head of Canadian Cash Reinvestment

Cezan Duong

cezan.duong@bnymellon.com

+1 416 775 8753

MUFG Securities Canada Ltd

Royal Bank Plaza, 200 Bay Street, S Tower, Suite 2940, Toronto ON M5J 2J1, CA, Canada

Web: www.mufgsecurities.com

Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history has a global network with locations in more than 50 countries. MUFG has about 170,000 employees and offers services including commercial banking, trust banking, asset management and securities. MUFG aims to “be the world’s most trusted financial group” and flexibly respond to all of the financial needs of customers serving society, and fostering shared and sustainable growth for a better world.

MUFG Securities (Canada), Ltd. Is headquartered in Toronto offering Repo, Rates, MBS and Securities Lending

Securities financing activities

Government/Corporate Bond Repo Synthetics and Equity Repo/ TRS

GC, Non-Cash funding/collateral trading Securities lending and borrowing”

Main collateral types

Global Fixed Income, Global Equities, Major Currencies

Other offices

Amsterdam, London, New York

Group Head

Head of International Repo

Co-Head International Rates

Andre Van Hese

Andre.vanHese@mufgsecurities.com

Head of Sales and Trading, Canada

Sasha Mogilevich

sasha.mogilevich@mufgsecurities.com

+1-647-475-4454

National Bank Financial Inc - Canada

The Exchange Tower, 130 King Street West, 4th Floor Podium, Toronto , Canada

Managing Director & Head of Global Securities Finance

Carl Attie carl.attie@nbc.ca

+1 416 869 6657

Managing Director (Securities Lending)

Mathilda Yared mathilda.yared@nbc.ca

+1 416 869 6511

Managing Director (Collateral & Funding)

James Bryce james.bryce@nbc.ca

+1 416 869 6539

Director (Repo)

Yicen Lu yicen.lu@nbc.ca

+1 416 869 8610

Managing Director (Synthetic Finance)

Benjamin Macdonald benjamin.macdonald@nbc.ca

+1 416 869 7858

Royal Bank of Canada

200 Bay Street, Royal Bank Plaza, Toronto, ON. M57 2W7, Canada

Type of firm: Bank

The most significant corporations, institutional investors, asset managers, private equity firms, and governments around the globe recognize RBC Capital Markets as an innovative, trusted partner with an in-depth expertise in capital markets, banking, and finance. We are wellestablished in the largest, most mature capital markets across North America, Europe, and the Asia Pacific region, which collectively encompasses 80% of the global investment banking fee pool. We are a Top 10 Global Investment Bank, with over 19,500 clients worldwide in over 100 countries, we are located in 63 offices in 18 countries around the globe. CFG is a global business with over 200 employees in locations across the US, Canada, UK, Australia and the Caribbean.

Head of Fixed Income Repo, Canada

Charles Lesaux charles.lesaux@rbccm.com

+14168426430

Scotiabank

42 Temperance St, 4th Floor, Toronto, Ontario M5H 0B4, Canada

Web: www.scotiabank.com

Other offices

New York, London

North American Head of Collateral Optimization

Stewart Udall

stewart.udall@scotiabank.com

+1 416 863 5941

State Street Bank and TrustFinancing Solutions, Repo Products (FICC/P2P)

30 Adelaide Street, Suite 1100, Toronto, Ontario M5C 3G6, Canada

Tel: +1 416 362 1100

Email: SecuritiesFinanceSolutions@statestreet.com

Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

State Street Financing Solutions provides a comprehensive and innovative set of securities financing products.

As one of the longest running and largest securities financing providers in the industry, we are positioned well to understand your financing and investment needs across global markets.

Our leading Agency Lending, Prime offerings, and Repo services can help you get the most out of your portfolios and support your investment strategy. As a market innovator, we’ve expanded our services with a range of peer to peer financing services, helping you access new pools of liquidity and providing competitive overnight and term cash investment financing through our common platform, Venturi.

Combining our full suite of offerings, supported by a business model that is built to provide stability through market cycles, we can help identify potential areas for savings, profits and, ultimately, achieve alpha.

Global Head of Financing Solutions

Gino Timperio

Gltimperio@statestreet.com

+1 617 664 2578

Global Head of Agency Lending

Patricia Hostin

phostin@statestreet.com

+1 609 514 4550

Global Head of Secured Financing

Travis Keltner

Tkeltner@statestreet.com

+1 617 664 5570

Global Head of Sales

Owen Nichols

honichols@statestreet.com

+1 617 664 2676

BMO Capital Markets

1 First Canadian Place, 100 King Street West, Toronto, ON M5X 2A1, Canada

Tel: +1 416 359 4493

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities

Global Equities

Other offices

New York, Dublin, Melbourne, and London

Managing Director

John Loynd

john.loynd@bmo.com

+1 416 359 4493

Director, Securities Lending and Collateral Management

David Pugliese

David.Pugliese@bmo.com

+1 416 359 7513

Managing Director, Securities Lending and Collateral Management

Mary Jane Schuessler

MaryJane.Schuessler@bmo.com

+1 416 359 4493

Director, Securities Lending and Collateral Management

Doug Howard

Doug.Howard@bmo.com

+1 416 359 4493

VP, Securities Lending, Delta One, Sales and Relationship Management

Darya Kuznetsova

darya.kuznetsova@bmo.com

+1 416 359 4493

Managing Director, Prime Brokerage and Delta One, Sales and Relationship Management

Kimberley Jansen

Kimberley.Jansen@bmo.com

+1 416-359-7013

Managing Director, Prime Brokerage Client Services

Satinder Jando

satinder.jando@bmo.com

+1 416 359 8476

BNY Mellon

1 York Street, 6th Floor, Toronto, ON M5J 0B6, Canada

Web: www.bnymellon.com

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2022, BNY Mellon had $44.3 trillion in assets under custody and/or administration, and $1.8 trillion in assets under management.

BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon. com.

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Securities financing activities

Securities lending and borrowing, Collateral Management, Cash Reinvestment

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

Global Head of Securities Finance Trading

Simon Tomlinson

simon.tomlinson@bnymellon.com

+44-207-163-4600

Global Head of Sales and Relationship Management

John Templeton

john.templeton@bnymellon.com

+1-212-815-4476

Global Head of Sales

Stephen Kiely

Stephen.Kiely@bnymellon.com

+44-207-163-2513

Head of Trading, North America Fixed Income and Cash

Collateral Reinvestment

Dennis Cahill

Dennis.Cahill@bnymellon.com

+1-212-815-3111

Head of North American Equities and US CorporatesSecurities Finance

Phil Zywot

Phil.Zywot@bnymellon.com

+1-416-775-5900

Director, Fixed Income Lending

Chris Tighert

Chris.Tigert@bnymellon.com

+1 416 775 8750

Vice President, Equity Securities Lending

Taras Sidorenko

taras.sidorenko@bnymellon.com

+1 416 775 5900

Securities lending

CIBC Mellon

1 York Street, Toronto, Ontario M5J 0B6, Canada

Tel: +1 416 643 5000

Email: generalinquiries@cibcmellon.com

Web: www.cibcmellon.com

Type of firm: Asset Servicing

Chief Capital Markets Officer

Rob Ferguson

rob.ferguson@cibcmellon.com

+1 416 643 5260

MUFG Securities Canada Ltd

Royal Bank Plaza, 200 Bay Street, S Tower, Suite 2940, Toronto ON M5J 2J1, CA, Canada

Web: www.mufgsecurities.com

Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history has a global network with locations in more than 50 countries. MUFG has about 170,000 employees and offers services including commercial banking, trust banking, asset management and securities. MUFG aims to “be the world’s most trusted financial group” and flexibly respond to all of the financial needs of customers serving society, and fostering shared and sustainable growth for a better world.

MUFG Securities (Canada), Ltd. Is headquartered in Toronto offering Repo, Rates, MBS and Securities Lending

Securities financing activities

Government/Corporate Bond Repo

Synthetics and Equity Repo/ TRS

GC, Non-Cash funding/collateral trading Securities lending and borrowing

Main collateral types

Global Fixed Income, Global Equities, Major Currencies

Other offices

Amsterdam, London, New York

Group Head Head of International Repo Co-Head International Rates

Andre Van Hese

Andre.vanHese@mufgsecurities.com

Head of Sales and Trading, Canada

Sasha Mogilevich

sasha.mogilevich@mufgsecurities.com

+1-647-475-4454

RBC Investor & Treasury Services

Royal Bank Plaza, 200 Bay Street, 2nd Floor, North Tower, Toronto, Ontario M5J 2W7, Canada

Tel: +1 416 955 5500

Web: www.rbcits.com

RBC Investor & Treasury Services (RBC I&TS) provides asset, payment and treasury services to financial institutions and asset owners worldwide. We are a leader in Canadian cash management and transaction banking services. Trusted with nearly CAD 4 trillion in assets under administration(1), our focus is on safeguarding client assets and supporting our clients’ growth.

Clients benefit from the long-standing experience and specialized expertise of our securities finance program:

• Tailored based on clients’ risk and return objectives

• Established risk management framework

• Zero losses for beneficial owners since inception(2)

• Over 35 years of experience

• #1 Income Generated(3)

(1) RBC quarterly results as at January 31, 2023

(2) Based on internal records as at January 31, 2023

(3) Global Investor/ISF Beneficial Owners Survey –Custodial Lender Category Unweighted, 2021

Director, Co-Head of Securities Finance Trading & Product

Arthur Kolodziejczyk arthur.kolodziejczyk@rbc.com

+1 416 955 5500

Associate Director, Securities Finance

Imran Sheri imran.sheri@rbc.com

+1 416 955 5500

Director, Head of Market Services Solutions

Kyle Kolasingh kyle.kolasingh@rbc.com

+1 416 955 6836

Scotiabank

42 Temperance St, 4th Floor, Toronto, Ontario M5H 0B4, Canada Web: www.scotiabank.com

Other offices

New York, London

Canada Head of Securities Lending Nick Conroy nick.conroy@scotiabank.com

+1 416 863 7757

Synthetic finance

State Street Bank and TrustFinancing Solutions, Agency Lending

30 Adelaide Street, Suite 1100, Toronto, Ontario M5C 3G6, Canada

Tel: +1 416 362 1100

Email: SecuritiesFinanceSolutions@statestreet.com

Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

State Street Financing Solutions provides a comprehensive and innovative set of securities financing products. As one of the longest running and largest securities financing providers in the industry, we are positioned well to understand your financing and investment needs across global markets. Our leading Agency Lending, Prime offerings, and Repo services can help you get the most out of your portfolios and support your investment strategy. As a market innovator, we’ve expanded our services with a range of peer to peer financing services, helping you access new pools of liquidity and providing competitive overnight and term cash investment financing through our common platform, Venturi. Combining our full suite of offerings, supported by a business model that is built to provide stability through market cycles, we can help identify potential areas for savings, profits and, ultimately, achieve alpha.

Global Head of Financing Solutions

Gino Timperio

Gltimperio@statestreet.com

+1 617 664 2578

Global Head of Client Management

Francesco Squillacioti

fsquillacioti@statestreet.com

+1 617 664 4756

Global Head of Agency Lending

Patricia Hostin

phostin@statestreet.com

+1 609 514 4550

Global Head of Sales

Owen Nichols

honichols@statestreet.com

+1 617 664 2676

Global Head of Enhanced Custody

Taryn Siglain

tsiglain@statestreet.com

+1 609 514 4520

BMO Capital Markets

1 First Canadian Place, 100 King Street West, Toronto, ON M5X 2A1, Canada

Tel: +1 416 359 4493

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities: Global Equities

Other offices: New York, Dublin, Melbourne, and London

Managing Director

John Loynd

john.loynd@bmo.com

+1 416 359 4493

Director, Sec Lending and Collateral Management

David Pugliese

David.Pugliese@bmo.com

+1 416 359 7513

Managing Director, Sec Lending and Collateral Management

Mary Jane Schuessler

MaryJane.Schuessler@bmo.com

+1 416 359 4493

Director, Sec Lending and Collateral Management

Doug Howard

Doug.Howard@bmo.com

+1 416 359 4493

VP, Securities Lending, Delta One, Sales and Relationship Management

Darya Kuznetsova

darya.kuznetsova@bmo.com

+1 416 359 4493

Managing Director, Prime Brokerage and Delta One, Sales and Relationship Management

Kimberley Jansen

Kimberley.Jansen@bmo.com

+1 416 359 7013

Managing Director, Prime Brokerage Client Services

Satinder Jando

satinder.jando@bmo.com

+1 416 359 8476

ABN AMRO

100 Park Avenue, 17th Floor, New York, NY 10017, United States

Tel: +1 917 284 6701

Web: www.abnamro.com

Type of firm:

Other offices

Amsterdam, London, Frankfurt

Executive Director, Treasury & Securities Finance

Cliff Condon

cliff.condon@abnamro.com

+1 646 256 2486

BMO Capital Markets

151 West 42nd Street, 9th Floor, New York, NY 10036,

United States

Tel: +1 212 702 1233

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm:

Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities

Global Equities

Other offices

Toronto, London, Melbourne, Dublin

Managing Director

Jordan Lupu

jordan.lupu@bmo.com

+1 212 702 1786

Managing Director, Head of Securities Finance

Brian Cahalan

Brian.Cahalan@bmo.com

+1 212 605 1550

Managing Director

Doug Tveter

Doug.Tveter@bmo.com

+1 212 702 1233

Managing Director

Paul Besignano

Paul.Besignano@bmo.com

+1 212 702 1233

Managing Director, Corporate Bond Repo

Edward Cole

Edward.Cole@bmo.com

+1 212 702 1971

Director, Corporate Bond Repo

Michael Sanborne

Michael.Sanborn@bmo.com

+1 212 702 1971

Vice President

Martin Leis

Martin.Leis@bmo.com

+1 212 702 1233

BMO Capital Markets

151 West 42nd Street, 9th Floor, New York, NY 10036, United States

Tel: +1 212 702 1233

Email: BMOPrimeUS@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Other offices

Toronto, London, Melbourne, Dublin

Managing Director

Thomas Guagliardo

Thomas.Guagliardo@mo.com

+1 212 702 1785

Managing Director, Prime Brokerage Origination

Bob Luzzo

Bob.Luzzo@bmo.com

+1 212 702 1786

Managing Director, Head of Securities Finance

Brian Cahalan

Brian.Cahalan@bmo.com

+1 212 702 1787

Managing Director, Client Service

Jon Androski

Jon.Androski@bmo.com

+1 212 702 1784

BNP Paribas Sec Corp

787 Seventh Avenue, New York NY 10019, United States

Tel: +1 212 841 3000

Email: dl.psfprimeservicesamericas@us.bnpparibas.com

Web: www.bnpparibas.com

Type of firm: Investment Bank

Equity Securities Financing

Global Head of Prime Solutions & Financing

Raphael Masgnaux

raphael.masgnaux@uk.bnpparibas.com

+ 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing

Kieron Smith

Kieron.A.SMITH@uk.bnpparibas.com

+44 207 595 1994

Head of Prime Solutions & Financing, Americas

Adil El Batji

adil.elbatji@us.bnpparibas.com

+1 212 841 3812

Head of Platform Sales, Americas

Kevin Darling

kevin.darling@us.bnpparibas.com

+1 (212) 471-6571

Head of Structuring

John Roglieri

john.roglieri@us.bnpparibas.com

+1 212 841 3532

Head of PS&F Risk Management, Americas

Alex Bergelson

alex.bergelson@us.bnpparibas.com

+1 212 471 6533

Head of US PB Client Service

Jonathan Androski

jonathan.androski@us.bnpparibas.com

jonathan.androski@us.bnpparibas.com

+1 212 471 6743

Head of PB onboarding and Product

MaryCatherine Permenter

marycatherine.permenter@us.bnpparibas.com

+1 212 841 2723

Funding & collateral

Clear Street

4 World Trade Center, 150 Greenwich St Floor 45 New York, NY 10007, United States

Tel: +1 646 845 0036

Email: sales@clearstreet.io

Web: www.clearstreet.io

Type of firm: Prime Broker

Clear Street is building modern infrastructure for capital markets. Founded in 2018 by industry veterans, Clear Street is an independent, non-bank prime broker working to solve the industry’s most neglected problem: legacy technology. The firm has built a proprietary, cloud-native, clearing and custody system to replace the legacy infrastructure used across capital markets – improving speed, access, and service for its clients. Clear Street’s first product is its equity finance platform, which processes more than $10 billion in trades every day. The firm’s goal is to create a single-source platform to serve all investor types, across all asset classes, globally. For more information visit www.clearstreet.io

Prime brokerage activities

Clearing and custody

Prime financing

Execution Capital Introduction

Active Trading

Other offices

7950 Legacy Drive, Plano, TX, US 75024

2010 Jimmy Durante Boulevard, Del Mar, California 92014, United States

8875 Hidden River Parkway, Tampa, FL 33637

200 South Wacker Drive, Chicago, IL, US 60606

14-16 Dowgate Hill, London, England, EC4R 2SU

Global Head of Prime Finance

Rob Sackett

rsackett@clearstreet.io

Co-Head of Securities Lending

Charles Ross

cross@clearstreet.io

Co-Head of Securities Lending

Jack Nicosia

jnicosia@clearstreet.io

MUFG Securities Americas Inc.

1221 Avenue of the Americas, New York, NY 10020-1001, United States Web: www.mufgsecurities.com

Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history has a global network with locations in more than 50 countries. MUFG has about 170,000 employees and offers services including commercial banking, trust banking, asset management and securities. MUFG aims to “be the world’s most trusted financial group” and flexibly respond to all of the financial needs of customers serving society, and fostering shared and sustainable growth for a better world.

MUFG Securities Americas Inc. is headquartered in New York City with offices in San Francisco, Los Angeles, and Chicago. By leveraging the global footprint of MUFG in the International securities business, the US business offers extensive lines of products and services in Repo, Securities Lending, Rates, MBS, Equities, Capital Markets, Credit and Structured Products”

Securities financing activities

Government/Corporate Bond Repo

GC, Non-Cash funding/collateral trading

Securities lending and borrowing

Main collateral types

Global Fixed Income, Global Equities, Major Currencies

Other offices

Amsterdam, London, Toronto

Group Head

Head of International Repo

Co-Head International Rates

Andre Van Hese

Andre.vanHese@mufgsecurities.com

US Head of Short Duration Fixed Income Sales

Robert Reardon

Robert.Reardon@mufgsecurities.com

+1 212-405-7344

US Head of Repo Trading

Anthony Taraboccia

anthony.tarabocchia@mufgsecurities.com

+1-212-405-7454

MBS

David Brown

David.Brown@mufgsecurities.com

+1 212 405 7428

Funding & collateral

National Bank of Canada Financial Inc - United States

65 E 55th Street, 8th floor, New York, NY 10022, USA

CEO, President & Managing Director

Sean Healey

shealey@nbf-us.com

+1 212 546 7663

Managing Director (Securities Lending, Collateral & Funding)

Steve Scholl

sscholl@nbf-us.com

+1 212 632 8672

Director (Securities Lending)

Denis Flanagan

dflanagan@nbf-us.com

+1 212 632 8874

Managing Director (Synthetic Finance – SSF)

John Perlmutter

jperlmutter@nbf-us.com

+1 212 632 8809

Pirum Inc.

368 9th Avenue, Suite 9-127, New York, NY 10001, United States

Tel: +1 (917) 5658575

Email: Email: connect@pirum.com

Web: www.pirum.com

Type of firm: Global Financial Technology/Service Provider

Pirum offers a secure, centralized automation and connectivity hub for securities finance (Stock Loan and Repo), cleared and uncleared derivatives and other collateralized transactions.

Our services offer complete automation of the post-trade and collateral lifecycle and provide vital functionality to the securities finance markets. Pirum’s products cover both the U.S. domestic and international activity, and our post-trade services in North America are designed to solve challenges through enriched features and functionality to bring automation to the local markets.

Across our platform we reconcile hundreds of thousands of transactions globally each day. Our suite of services enables our clients to seamlessly affirm trade economics on a real time basis, communicate and resolve exceptions with counterparts, instruct tri-party agents and integrate services with a variety of other industry vendors.

Securities financing activities

Bi-lateral Equity securities lending and borrowing, Bi-lateral Fixed Income securities lending and borrowing, Triparty Repo, Triparty Collateral Management, Triparty securities lending, Equity Repo, Fixed Income Repo

Main collateral types

Equity, Fixed Income

Other offices

London, New York

CCO

Karl Wyborn

karl.wyborn@pirum.com

+44 20 3302 6440

Mobile: +44 (0) 7447117061

COO, Head of Americas and Global Head Key Account Management

Bob Zekraus

robert.zekraus@pirum.com

+1 (212) 8708873

NAM Head of Sales

Matthew Lilien

matthew.lilien@pirum.com

+1 (212) 8708873

Mobile: +1 (917) 268 1005

Royal Bank of Canada

3 World Financial Centre, 200 Vesey Street, New York, NY 10281, United States

Type of firm: Bank

The most significant corporations, institutional investors, asset managers, private equity firms, and governments around the globe recognize RBC Capital Markets as an innovative, trusted partner with an in-depth expertise in capital markets, banking, and finance.

We are well-established in the largest, most mature capital markets across North America, Europe, and the Asia Pacific region, which collectively encompasses 80% of the global investment banking fee pool.

We are a Top 10 Global Investment Bank, with over 19,500 clients worldwide in over 100 countries, we are located in 63 offices in 18 countries around the globe.

CFG is a global business with over 200 employees in locations across the US, Canada, UK, Australia and the Caribbean.

Managing Director

Michael Borenstein

michael.borenstein@rbccm.com

+12127489604

Scotiabank

250 Vesey St, 24th Floor, New York, NY, USA, 10281, United States

Web: www.scotiabank.com

Other offices

Ontario, London

North American Head of Collateral Optimization

Stewart Udall

stewart.udall@scotiabank.com

+1 416 863 5941

State Street Bank and TrustCollateral Management

One Congress Street, Boston MA 02114, United States

Tel: +1 617 786 3000

Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

Our Collateral+ solution provides a complete, technologydriven collateral management service for all your trading needs. While providing effective exposure management in all market environments, we combine pre- and post-trade optimization tools with buy-side focused services to help you manage counterparty exposure, monitor collateral needs and eligibility, and coordinate an optimized approach to collateral and inventory management.

Our customizable reporting suite, including exposure management, triparty services, third-party segregations services and optimization and analytics, provides a full range of real time and point in time reporting to meet all your internal and external obligations.

Our modular Collateral+ solution enhances your trading profitability, in line with our key aim of enabling the trade. Collateral+ gives you a deeper insight into the management, performance and opportunities within your portfolios.

Our focus is on understanding your needs and tailoring our solution to adapt and best fit to your changing goals.

Global Head of Collateral Management

Staffan Ahlner

sahlner@statestreet.com

+44 20 3395 1338

Head of Collateral Margin Management

Wayne Forsythe

jwforsythe@statestreet.com

+1 949 932-4668

Swiss Re

1301, Avenue of the Americas, New York, NY 10019, United States

Tel: +1 212 317 5028

Email: collateral_trading@swissre.com

Web: swissre.com

Type of firm: Reinsurance

Collateral Trader

Lawrence Ward

Larry_Ward@swissre.com

+1 212 317 5028

Transcend

371 Hoes Lane, Suite 205, Piscataway, NJ 08854, United States

Tel: +1 866 608 0381

Email: Sales@transcendstreet.com

Web: www.transcendstreet.com

Type of firm: Fintech

Other offices

Hyderabad, London

Global Head of Sales & Business Development

BJ Marcoullier

bj.marcoullier@transcendstreet.com

+1 917 656 5958

ABN AMRO

100 Park Avenue, 17th Floor, New York, NY 10017, United States

Tel: +1 917 284 6701

Web: www.abnamro.com

Other offices

Amsterdam, London, Frankfurt

Executive Director, Treasury & Securities Finance

Cliff Condon

cliff.condon@abnamro.com

+1 646 256 2486

BMO Capital Markets

151 West 42nd Street, 9th Floor, New York, NY 10036, United States

Tel: +1 212 702 1233

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities

Global Equities

Other offices

Toronto, London, Melbourne, Dublin

Managing Director

Jordan Lupu

jordan.lupu@bmo.com

+1 212 702 1786

Managing Director, Head of Securities Finance

Brian Cahalan

Brian.Cahalan@bmo.com

+1 212 702 1787

Managing Director, Corporate Bond Repo

Edward Cole

Edward.Cole@bmo.com

+1 212 702 1971

Director, Corporate Bond Repo

Michael Sanborne

Michael.Sanborn@bmo.com

+1 212 702 1971

BNP Paribas Sec Corp

787 Seventh Avenue, New York NY 10019, United States

Tel: 212 841 3000

Email: dl.psfprimeservicesamericas@us.bnpparibas. com

Web: www.bnpparibas.com

Type of firm: Investment Bank

Bonds Securities Financing

Global Head of Prime Solutions & Financing

Raphael Masgnaux

raphael.masgnaux@uk.bnpparibas.com

+ 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing

Kieron Smith

Kieron.A.SMITH@uk.bnpparibas.com

+44 207 595 1994

Head of Prime Solutions & Financing, Americas

Adil El Batji

adil.elbatji@us.bnpparibas.com

+1 212 841 3812

Head of Repo Trading and Sales Americas

Christopher Korpi

christopher.korpi@us.bnpparibas.com

+1 212 841 3457

BNY Mellon

500 Grant St, 8th Floor, Pittsburgh, PA 15262, United States Web: www.bnymellon.com

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2022, BNY Mellon had $44.3 trillion in assets under custody and/or administration, and $1.8 trillion in assets under management.

BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com.

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Securities financing activities

Fixed income lending and borrowing, Corporate bond lending and borrowing, Fixed Income REPO

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

Global Head of Securities Finance Trading

Simon Tomlinson

simon.tomlinson@bnymellon.com

+44 207 163 4600

Global Head of Sales and Relationship Management

John Templeton

john.templeton@bnymellon.com

+1 212 815 4476

Global Head of Sales

Stephen Kiely

Stephen.Kiely@bnymellon.com

+44 207 163 2513

Head of Trading, North America Fixed Income and Cash Collateral Reinvestment

Dennis Cahill

Dennis.Cahill@bnymellon.com

+1 212 815 3111

Director of USD Cash Collateral Reinvestment

Robert Fort Jr.

robert.fort@bnymellon.com

+1 412 236 9630

BNY Mellon

240 Greenwich St, 4th Floor, New York New York 10286, United States Web: www.bnymellon.com

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2022, BNY Mellon had $44.3 trillion in assets under custody and/or administration, and $1.8 trillion in assets under management.

BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon. com.

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Securities financing activities

Fixed income lending and borrowing, Corporate bond lending and borrowing, Fixed Income REPO”

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

Manging Director, Head of Principal Securities Finance

Kieran Lynch

Kieran.Lynch@bnymellon.com

+1 212 815 2242

Global Head of Sales and Relationship Management

John Templeton

john.templeton@bnymellon.com

+1-212-815-4476

Global Head of Sales

Stephen Kiely

Stephen.Kiely@bnymellon.com

+44-207-163-2513

Director, Principal Securities Finance

Stephen Brennan

stephen.brennan@bnymellon.com

+1-212-815-2270

Clear Street

4 World Trade Center, 150 Greenwich St Floor 45 New York, NY 10007, United States

Tel: +1 646 845 0036

Email: sales@clearstreet.io

Web: www.clearstreet.io

Type of firm: Prime Broker

Clear Street is building modern infrastructure for capital markets. Founded in 2018 by industry veterans, Clear Street is an independent, non-bank prime broker working to solve the industry’s most neglected problem: legacy technology. The firm has built a proprietary, cloud-native, clearing and custody system to replace the legacy infrastructure used across capital markets – improving speed, access, and service for its clients. Clear Street’s first product is its equity finance platform, which processes more than $10 billion in trades every day. The firm’s goal is to create a single-source platform to serve all investor types, across all asset classes, globally. For more information visit www.clearstreet.io

Securities financing activities

US Treasuries

US Agency Debt

Mortgage Backed Securities

Corporate Debt

(Investment Grade & High Yield)

Non-Traditional Assets

Other offices

7950 Legacy Drive, Plano, TX, US 75024

2010 Jimmy Durante Boulevard, Del Mar, California 92014, United States

8875 Hidden River Parkway, Tampa, FL 33637

200 South Wacker Drive, Chicago, IL, US 60606

14-16 Dowgate Hill, London, England, EC4R 2SU

Managing Director, Repo Trading

Joseph DiMartino

jdimartino@clearstreet.io

Director, Repo Trading

Aldo Mannino

amannino@clearstreet.io

Director, Repo Trading

Victor Masotti

vmasotti@clearstreet.io

GLMX

330 Seventh Ave, New York,NY 10001

Tel: 646 854-GLMX (4569)

Email: sales@glmx.com glmx.com

Type of firm

Global Financial Technology Provider

Combining Wall Street expertise with Silicon Valley technology, GLMX has developed a thriving ecosystem for the negotiation, execution and management of money market instruments including securities financing transactions (SFT), Time Deposits and CP. Using stateof-the-art streaming technology, GLMX facilitates a wide array of SFT and brings unparalleled trading and liquidity management workflow efficiencies across global securities financing markets.

The GLMX solution provides intuitive technology, extremely quick development times, enhanced customization and a premium user experience.

GLMX technology supports:

• Web-based, RFQ-driven, Multi-variable Negotiation

• Bilateral, cleared, and triparty

• Trade life-cycle management

• Cross-currency, locates, rate runs, packages

• Extensive data capture and reporting

• Pre and post trade API

• Pre-trade risk controls

Securities financing activities

Repo, Securities Lending and Borrowing

Main collateral types

Global Fixed Income and Global Equity

Chief Executive Officer

Glenn Havlicek

glenn@glmx.com

+1 646 854-GLMX (4569)

Chief Operating Officer

Sal Giglio sal@glmx.com

+1 646 854-GLMX (4569)

Head of Europe

Andy Wiblin andy.wiblin@glmx.com

+44 20 8191 8803

MUFG Securities Americas Inc.

1221 Avenue of the Americas, New York, NY 10020-1001, United States Web: www.mufgsecurities.com

Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history has a global network with locations in more than 50 countries. MUFG has about 170,000 employees and offers services including commercial banking, trust banking, asset management and securities. MUFG aims to “be the world’s most trusted financial group” and flexibly respond to all of the financial needs of customers serving society, and fostering shared and sustainable growth for a better world.

MUFG Securities Americas Inc. is headquartered in New York City with offices in San Francisco, Los Angeles, and Chicago. By leveraging the global footprint of MUFG in the International securities business, the US business offers extensive lines of products and services in Repo, Securities Lending, Rates, MBS, Equities, Capital Markets, Credit and Structured Products”

Securities financing activities

Government/Corporate Bond Repo Synthetics and Equity Repo/ TRS

GC, Non-Cash funding/collateral trading Securities lending and borrowing”

Main collateral types

Global Fixed Income, Global Equities, Major Currencies

Other offices

Amsterdam, London, Toronto

Group Head

Head of International Repo

Co-Head International Rates

Andre Van Hese

Andre.vanHese@mufgsecurities.com

US Head of Short Duration Fixed Income Sales

Robert Reardon

Robert.Reardon@mufgsecurities.com

+1 212-405-7344

US Head of Repo Trading

Anthony Taraboccia

anthony.tarabocchia@mufgsecurities.com

+1-212-405-7454

MBS

David Brown

David.Brown@mufgsecurities.com

+1 212 405 7428

Pirum Inc.

368 9th Avenue, Suite 9-127, New York, NY 10001, United States

Tel:+1 (917) 5658575

Email: connect@pirum.com

Web: www.pirum.com

Type of firm: Global Financial Technology/Service Provider

Pirum offers a secure, centralized automation and connectivity hub for securities finance (Stock Loan and Repo), cleared and uncleared derivatives and other collateralized transactions.

Our services offer complete automation of the post-trade and collateral lifecycle and provide vital functionality to the securities finance markets. Pirum’s products cover both the U.S. domestic and international activity, and our post-trade services in North America are designed to solve challenges through enriched features and functionality to bring automation to the local markets.

Across our platform we reconcile hundreds of thousands of transactions globally each day. Our suite of services enables our clients to seamlessly affirm trade economics on a real time basis, communicate and resolve exceptions with counterparts, instruct tri-party agents and integrate services with a variety of other industry vendors.”

Securities financing activities

Bi-lateral Equity securities lending and borrowing, Bi-lateral Fixed Income securities lending and borrowing, Triparty Repo, Triparty Collateral Management, Triparty securities lending, Equity Repo, Fixed Income Repo

Main collateral types

Equity, Fixed Income

Other offices

London, New York

CCO

Karl Wyborn

karl.wyborn@pirum.com

+44 20 3302 6440

Mobile: +44 (0) 7447117061

COO, Head of Americas and Global Head Key Account Management

Bob Zekraus

robert.zekraus@pirum.com

+1 (212) 8708873

NAM Head of Sales

Matthew Lilien matthew.lilien@pirum.com

+1 (212) 8708873

Mobile: +1 (917) 268 1005

Royal Bank of Canada

3 World Financial Centre, 200 Vesey Street, New York, NY 10281, United States

Type of firm: Bank

The most significant corporations, institutional investors, asset managers, private equity firms, and governments around the globe recognize RBC Capital Markets as an innovative, trusted partner with an in-depth expertise in capital markets, banking, and finance.

We are well-established in the largest, most mature capital markets across North America, Europe, and the Asia Pacific region, which collectively encompasses 80% of the global investment banking fee pool.

We are a Top 10 Global Investment Bank, with over 19,500 clients worldwide in over 100 countries, we are located in 63 offices in 18 countries around the globe.

CFG is a global business with over 200 employees in locations across the US, Canada, UK, Australia and the Caribbean.

Head of Repo Trading

Bill Gonser bill.gonser@rbccm.com

+12126187703

S&P Global Market Intelligence

55 Water Street, New York, NY 11041, United States

Tel: 1 800 447 2273

Web: www.spglobal.com/securitiesfinance

Type of firm: Financial Information Services

S&P Global Market Intelligence covers more than $31 trillion of global securities in the lending programs of more than 22,000 institutional funds.

This data is sourced directly from industry practitioners, and it includes more than 20 years of history with over 3 million intraday transactions.

Our data is recognized as the independent source of data, analytics, and solutions for the securities finance industry. Our clients benefit from the enhanced visibility and insight we provide into the market for short interest demand, supply and borrow cost, performance analytics, repo data and ETF collateral data.

Our solutions assist with oversight management, revenue optimization and onboarding tools for securities lending programs.

Director, Buyside and Repo Product Manager

Muju Tsay

muju.tsay@spglobal.com

1 212 812 0679

Director, Securities Finance

Lou Carvajal

lou.carvajal@spglobal.com

1 212 884 9506

Executive Director, Sales

Jillian Hurley

jillian.hurley@spglobal.com

1 646 312 8919

Scotiabank

250 Vesey St, 24th Floor, New York, NY, USA, 10281, United States Web: www.scotiabank.com

Other offices

Ontario, London

US Head of Collateral Management and Funding

Dhilan Patel

dhilan.patel@scotiabank.com

+1 212 225 6589

State Street Bank and TrustFinancing Solutions, Repo Products (FICC/P2P)

One Congress Street, Boston MA 02114, United States

Tel: +1 617 786 3000

Email: SecuritiesFinanceSolutions@statestreet.com

Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

State Street Financing Solutions provides a comprehensive and innovative set of securities financing products.

As one of the longest running and largest securities financing providers in the industry, we are positioned well to understand your financing and investment needs across global markets.

Our leading Agency Lending, Prime offerings, and Repo services can help you get the most out of your portfolios and support your investment strategy. As a market innovator, we’ve expanded our services with a range of peer to peer financing services, helping you access new pools of liquidity and providing competitive overnight and term cash investment financing through our common platform, Venturi.

Combining our full suite of offerings, supported by a business model that is built to provide stability through market cycles, we can help identify potential areas for savings, profits and, ultimately, achieve alpha.

Global Head of Financing Solutions

Gino Timperio

Gltimperio@statestreet.com

+1 617 664 2578

Global Head of Agency Lending

Patricia Hostin

phostin@statestreet.com

+1 609 514 4550

Global Head of Secured Financing

Travis Keltner

Tkeltner@statestreet.com

+1 617 664 5570

Global Head of Sales

Owen Nichols

honichols@statestreet.com

+1 617 664 2676

Swiss Re

1301, Avenue of the Americas, New York, NY 10019, United States

Tel: +1 212 317 5028

Email: collateral_trading@swissre.com Web: swissre.com

Type of firm: Reinsurance

Collateral Trader

Anthony Cinquemani

Anthony_Cinquemani@swissre.com

+1 212 317 5028

TD Cowen

599 Lexington Avenue, New York , NY 10022, United States

Tel: +1 646562 1010 Web: www.cowen.com

Type of firm: Investment Bank

Securities financing activities

Yes

Prime brokerage activities

Yes

Other offices

United Kingdom

Managing Director, Head of Global Securities Finance

Matthew Baldassano matt.baldassano@cowen.com

+1 646 562 1555

Managing Director

Stephen Maltz stephen.maltz@cowen.com

+ 1 646 562 1628

Tradeweb

1177 Avenue of the Americas, New York, NY 10036, United States

Tel: +1 800 541 2268

Email: mmkts@tradeweb.com

Web: www.tradeweb.com

Type of firm: Trading Venue

Tradeweb Markets Inc. (Nasdaq: TW) is a leading, global operator of electronic marketplaces for rates, credit, equities and money markets.

Founded in 1996, Tradeweb provides access to markets, data and analytics, electronic trading, straight-through-processing and reporting for more than 40 products to clients in the institutional, wholesale and retail markets.

Advanced technologies developed by Tradeweb enhance price discovery, order execution and trade workflows while allowing for greater scale and helping to reduce risks in client trading operations.

Tradeweb serves approximately 2,500 clients in more than 65 countries. On average, Tradeweb facilitated more than $1.1 trillion in notional value traded per day over the past four quarters. In Q1 2023, we saw a record average daily volume (ADV) of $425.3 billion* in repurchase agreements on our platforms, with outstanding balances of $993.4 billion.

*Source: Tradeweb, inclusive of D2D and D2C trading volume.

Main collateral types

Global Fixed Income Repo Collateral Types: U.S. Treasuries, European Government Bonds, Credit, Canada Bonds, MortgageBacked Securities, Taxable Municipals, Emerging Markets, Covered Bonds, Supras, Sovereigns and Agencies (SSA)

• Bilateral, Tri-Party and Cleared Repo

• Fixed and Floating, GC Baskets, Lifecycle Management, Cash Neutral Packages, GC vs Specials (zero net cash), Axes

• Unrivaled Live Composite Pricing

• Pre/Post Trade API and STP Solutions

• Robust Data Analytics

• Full SFTR Reporting

Currencies Supported: USD, GBP, AUD, CHF, HKD, ILS, HUF, EUR, NZD, DKK, NOK, RSD, LTL, PLN, SEK, CZK, MXN, RON, JPY, ZAR, CAD, TRY, NGN

Managing Director, Repo & Money Markets

Joanne

Crisafi

Joanne.Crisafi@tradeweb.com

+1 646 430 6000

Director, Repo & Money Markets

Colleen Flynn

Colleen.Flynn@tradeweb.com

+1 646 430 6000

Director, Repo & Money Markets

Jeffrey Gould

Jeffrey.Gould@tradeweb.com

+1 646 430 6000

UBS Group AG

1285 Avenue of Americas, New York, NY 10019, United States Tel: +1 203 719-1089 Web: www.ubs.com

Type of firm: Bank

Head of Investment & Execution US Christian Rasmussen

christian.rasmussen@ubs.com

+1 203 719-1089

BMO Capital Markets

151 West 42nd Street, 9th Floor, New York, NY 10036, United States

Tel: +1 212 702 1233

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services.

BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities

Global Equities

Other offices

Toronto, London, Melbourne, Dublin

Managing Director, Head of Securities Finance

Brian Cahalan

Brian.Cahalan@bmo.com

+1 212 702 1787

Managing Director

Jordan Lupu

jordan.lupu@bmo.com

+1 212 605 1550

Managing Director

Doug Tveter

Doug.Tveter@bmo.com

+1 212 702 1233

Managing Director

Paul Besignano

Paul.Besignano@bmo.com

+1 212 702 1233

Director

Mike Flaumenbaum

Michael.Flaumenbaum@bmo.com

+1 212 702 1233

Director

Thomas Vicary

Thomas.Vicary@bmo.com

+1 212 702 1233

Vice President

Martin Leis

Martin.Leis@bmo.com

+1 212 702 1233

Vice President

Gary Basciano

Gary.Basciano@bmo.com

+1 212 702 1233

BNP Paribas - Agency Lending

787 7th Avenue, New York, NY 10019, United States

Web: https://securities.cib.bnpparibas/all-oursolutions/markets-services/securities-lendingsolutions/

Type of firm: Custodian Bank

With an in-depth knowledge of global markets across multiple asset classes and currencies, BNP Paribas has supported securities lending and borrowing activities for many years. Our seven trading desks covering all established securities lending and borrowing markets allow us to provide in-depth knowledge of local market trends across multiple asset classes. BNP Paribas’ proven track record in the securities lending and borrowing industry is the result of strong trading expertise, robust risk management policy and control, as well as the continuous development of operational efficiencies. We are able to provide both agency and principal lending services and our agency lending capabilities are also available in third-party. The Securities Services business of BNP Paribas is a multiasset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities financing activities

Agency and Third Party Securities Lending

Main collateral types

Cash and non-cash

Other offices

London, Sydney, Hong Kong

Head of Agency Lending, Americas

Michael Saunders

michael.saunders@us.bnpparibas.com

Global Head of Agency Lending

Andrew Geggus andrew.geggus@uk.bnpparibas.com

Sales Specialist - Market & Financing Services

Mirko Noviello

mirko.noviello@us.bnpparibas.com

BNP Paribas Sec Corp

787 Seventh Avenue, New York NY 10019, United States

Tel: 212 841 3000

Email: dl.psfprimeservicesamericas@us.bnpparibas.com

Web: www.bnpparibas.com

Type of firm: Investment Bank

Equity Securities Financing

Global Head of Prime Solutions & Financing

Raphael Masgnaux

raphael.masgnaux@uk.bnpparibas.com

+ 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing

Kieron Smith

Kieron.A.SMITH@uk.bnpparibas.com

+44 207 595 1994

Head of Prime Solutions & Financing, Americas

Adil El Batji adil.elbatji@us.bnpparibas.com

+1 212 841 3812

Head of Prime Trading, Americas

Laurent Gautier laurent.x.gautier@us.bnpparibas.com

+1 212 471-8175

Co-Head of SLAB, Americas

Bruno Miguel bruno.miguel@us.bnpparibas.com

+1 212 471 7084

Head of Structuring

John Roglieri

john.roglieri@us.bnpparibas.com

+1 212 841 3532

Head of PS&F Risk Management, Americas

Alex Bergelson alex.bergelson@us.bnpparibas.com

+1 212 471 6533

Head of US PB Client Service

Jonathan Androski jonathan.androski@us.bnpparibas.com

+1 212 471 6743

Head of PB onboarding and Product

MaryCatherine Permenter

marycatherine.permenter@us.bnpparibas.com

+1 212 841 2723

BNY Mellon

240 Greenwich St, 4th Floor, New York 10286, United States Web: www.bnymellon.com

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2022, BNY Mellon had $44.3 trillion in assets under custody and/or administration, and $1.8 trillion in assets under management.

BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon. com.

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Securities financing activities

Stock lending and borrowing, Corporate bond lending and borrowing, Equity Repo, Fixed income lending and borrowing, Fixed Income REPO

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

Global Head of Securities Finance Trading

Simon Tomlinson

simon.tomlinson@bnymellon.com

+44 207 163 4600

Global Head of Sales and Relationship Management

John Templeton

john.templeton@bnymellon.com

+1 212 815 4476

Global Head of Sales

Stephen Kiely

Stephen.Kiely@bnymellon.com

+44 207 163 2513

Head of Trading, North America Fixed Income and Cash Collateral Reinvestment

Dennis Cahill

Dennis.Cahill@bnymellon.com

+1 212 815 3111

Head of North American Equities and US Corporates -

Securities Finance

Phil Zywot

Phil.Zywot@bnymellon.com

+1 416 775 5900

Head of US Equity Trading

Bill Merlino

William.Merlino@bnymellon.com

+1 212 815 2700

Head of US Corporate Bond Trading

Sue Szerbin

susan.szerbin@bnymellon.com

+1 212 815 3133

BNY Mellon

500 Grant St, 8th Floor, Pittsburgh, PA 15262, United States Web: www.bnymellon.com

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2022, BNY Mellon had $44.3 trillion in assets under custody and/or administration, and $1.8 trillion in assets under management.

BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www. bnymellon.com.

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Securities financing activities

Stock lending and borrowing, Corporate bond lending and borrowing, Equity Repo, Fixed income lending and borrowing, Fixed Income REPO

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

Global Head of Securities Finance Trading

Simon Tomlinson

simon.tomlinson@bnymellon.com

+44 207 163 4600

Global Head of Sales and Relationship Management

John Templeton

john.templeton@bnymellon.com

+1 212 815 4476

Global Head of Sales

Stephen Kiely

Stephen.Kiely@bnymellon.com

+44 207 163 2513

Head of Borrow Direct

Paul Bradford

Paul.Bradford@bnymellon.com

+44 207 163 5927

Head of Business Development

John McGuire

John.PMcGuire@bnymellon.com

Senior Trader

Chris Nowell

Chris.Nowell@bnymellon.com

+1 212 815 2237

Clear Street

4 World Trade Center, 150 Greenwich St Floor 45 New York, NY 10007, United States

Tel: +1 646 845 0036

Email: sales@clearstreet.io

Web: www.clearstreet.io

Type of firm: Prime Broker

Clear Street is building modern infrastructure for capital markets. Founded in 2018 by industry veterans, Clear Street is an independent, non-bank prime broker working to solve the industry’s most neglected problem: legacy technology. The firm has built a proprietary, cloud-native, clearing and custody system to replace the legacy infrastructure used across capital markets – improving speed, access, and service for its clients. Clear Street’s first product is its equity finance platform, which processes more than $10 billion in trades every day. The firm’s goal is to create a single-source platform to serve all investor types, across all asset classes, globally. For more information visit www.clearstreet.io

Securities financing activities

US Treasuries

US Agency Debt

Mortgage Backed Securities

Corporate Debt

(Investment Grade & High Yield)

Non-Traditional Assets

Other offices

7950 Legacy Drive, Plano, TX, US 75024

2010 Jimmy Durante Boulevard, Del Mar, California 92014, United States

8875 Hidden River Parkway, Tampa, FL 33637

200 South Wacker Drive, Chicago, IL, US 60606

14-16 Dowgate Hill, London, England, EC4R 2SU

Global Head of Prime Finance

Rob Sackett

rsackett@clearstreet.io

Co-Head of Securities Lending

Charles Ross

cross@clearstreet.io

Co-Head of Securities Lending

Jack Nicosia

jnicosia@clearstreet.io

Credit Suisse

Eleven Madison Avenue, New York, NY 10010 3629, United States

Tel: +1 212 325 3040

Web: http://www.credit-suisse.com

Director

Matthew Borin

matthew.borin@credit-suisse.com

+1 212 325 3040

Deutsche Bank

1 Columbus Circle, New York, NY 10019, United States

Tel: +1 212 250 9279

Email: dbaslclientservice@list.db.com

Web: https://corporates.db.com/solutions/corporatebank-solutions/cash-management/agency-securitieslending/

Type of firm: Bank

Other offices

London, Frankfurt, Singapore

Director

Vikas Nigam

vikas.nigam@db.com

+1 212 250 6218

eSecLending

One Boston Place, 24th Floor, Boston, MA 02108, United States

Tel: +1 617 204 4500

Email: info@eseclending.com

Web: www.eseclending.com

Type of firm: Securities Lending Agent

Other offices

London, UK ; Burlington, VT

Managing Director, Head of Business Development

Peter Bassler

pbassler@eseclending.com

+1 617 204 4566

GLMX

330 Seventh Ave, New York,NY 10001

Tel: 646 854-GLMX (4569)

Email: sales@glmx.com glmx.com

Type of firm

Global Financial Technology Provider

Combining Wall Street expertise with Silicon Valley technology, GLMX has developed a thriving ecosystem for the negotiation, execution and management of money market instruments including securities financing transactions (SFT), Time Deposits and CP. Using stateof-the-art streaming technology, GLMX facilitates a wide array of SFT and brings unparalleled trading and liquidity management workflow efficiencies across global securities financing markets.

The GLMX solution provides intuitive technology, extremely quick development times, enhanced customization and a premium user experience.

GLMX technology supports:

• Web-based, RFQ-driven, Multi-variable Negotiation

• Bilateral, cleared, and triparty

• Trade life-cycle management

• Cross-currency, locates, rate runs, packages

• Extensive data capture and reporting

• Pre and post trade API

• Pre-trade risk controls

Securities financing activities

Repo, Securities Lending and Borrowing

Main collateral types

Global Fixed Income and Global Equity

Chief Executive Officer

Glenn Havlicek glenn@glmx.com

+1 646 854-GLMX (4569)

Chief Operating Officer

Sal Giglio sal@glmx.com

+1 646 854-GLMX (4569)

Head of Europe

Andy Wiblin andy.wiblin@glmx.com

+44 20 8191 8803

Goldman Sachs Agency Lending

125 High Street, Oliver St. Tower, Suite 1900, Boston, MA 02110, United States

Tel: +1 617 204 2400

Web: https://www.goldmansachs.com/what-we-do/ FICC-and-equities/prime-services/index.html

Type of firm: Global Financial Services Firm

Goldman Sachs Agency Lending (“GSAL”) provides discretionary agency securities lending services on behalf of Asset Managers, Pension Plans, Insurance Companies and Endowments, lending their securities on a fully collateralized basis to a client-approved list of borrowers.

Our clients benefit from dealing with a specialized thirdparty lending agent, which possesses the resources typically associated with a large custody program.

Our platform differentiators include: a bespoke service model, program customization, a value-over-volume approach, a dedicated application development team and the institutional resources of Goldman Sachs.

We partner with clients across the globe and are active in 30+ lending markets. For more information, please contact us at AgencyLending@GS.com

Vice President

Christel Carroll christel.carroll@gs.com

1 617 204 2476

Vice President

Dennis Riley dennis.riley@gs.com

1 617 204 2450

Vice President

Michael Daly michael.daly@gs.com

1 617 204 2479

J.P. Morgan

383 Madison Avenue, New York, NY 10179, United States, USA

Web: www.jpmorgan.com/global/solutions/cib/ securities-services

Type of firm: Custodian Bank

J.P. Morgan’s Trading Services comprises its Agency Securities Finance and Collateral Services businesses and offers a unique proposition to maximise value to clients as a leading provider of innovative financing solutions and one of the industry leading global tri-party and collateral management agents by drawing on the expertise and infrastructure of J.P. Morgan’s Corporate & Investment Bank

Global Head of Trading Services

Ben Challice

ben.challice@jpmorgan.com

+44 207 134 7964

Americas Head of Agency Securities Finance

George Rennick

george.rennick@jpmorgan.com

+1 212 552 8020

Global Head of Trading Services Sales

Eileen Herlihy

eileen.herlihy@jpmorgan.com

+44 207 134 8626

J.P. Morgan

383 Madison Avenue, New York, NY 10179, United States, USA

Web: www.jpmorgan.com/solutions/cib/primeservices

Type of firm: Investment Bank

J.P. Morgan’s Prime Services suite of products offer a full spectrum of integrated capabilities, combined with the strength and resources of a leading global bank, J.P. Morgan’s multi-asset class platform extends across execution, financing, clearing, fund administration and asset-servicing products, as well as prime custody and optimized margin solutions.

Head of Prime Finance, Americas

Michael Kelleher

michael.w.kelleher@jpmorgan.com

+1 212 272 2230

Head of SBL Trading, Americas

Michael Sisto

Michael.J.Sisto@jpmorgan.com

+1 212 622 2372

MUFG Securities Americas Inc.

1221 Avenue of the Americas, New York, NY 10020-1001, United States Web: www.mufgsecurities.com

Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history has a global network with locations in more than 50 countries. MUFG has about 170,000 employees and offers services including commercial banking, trust banking, asset management and securities. MUFG aims to “be the world’s most trusted financial group” and flexibly respond to all of the financial needs of customers serving society, and fostering shared and sustainable growth for a better world.

MUFG Securities Americas Inc. is headquartered in New York City with offices in San Francisco, Los Angeles, and Chicago. By leveraging the global footprint of MUFG in the International securities business, the US business offers extensive lines of products and services in Repo, Securities Lending, Rates, MBS, Equities, Capital Markets, Credit and Structured Products

Securities financing activities

Government/Corporate Bond Repo

GC, Non-Cash funding/collateral trading

Securities lending and borrowing

Main collateral types

Global Fixed Income, Global Equities, Major Currencies

Other offices

Amsterdam, London, Toronto

Group Head

Head of International Repo

Co-Head International Rates

Andre Van Hese

Andre.vanHese@mufgsecurities.com

US Head of Short Duration Fixed Income Sales

Robert Reardon

Robert.Reardon@mufgsecurities.com

+1 212 405 7344

US Securities Lending

Stephen Loshiavo

Stephan.loshiavo@mufgsecurities.com

+1 212 405 7418

National Bank of Canada Financial Inc - United States

65 E 55th Street, 4th floor, New York, NY 10022, USA

CEO, President & Managing Director

Sean Healey

shealey@nbf-us.com

+1 212 546 7663

Managing Director

(Securities Lending, Collateral & Funding)

Steve Scholl sscholl@nbf-us.com

+1 212 632 8672

Director (Securities Lending)

Denis Flanagan dflanagan@nbf-us.com

+1 212 632 8874

Managing Director (Synthetic Finance – SSF)

John Perlmutter

jperlmutter@nbf-us.com

+1 212 632 8809

OCC

125 S. Franklin St., Ste 1200, Chicago, IL 60606, United States

Tel: +1 312 322 6200

Email: memberservices@theocc.com

Web: www.theocc.com/securities-lending

Type of firm: Central Counterparty Clearinghouse

The Options Clearing Corporation (OCC) is the world’s largest equity derivatives clearing organization and U.S. equities lending counterparty. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions.

For 30 years, OCC’s Stock Loan Programs have reduced operational risk while enabling capital and collateral savings for Clearing Members. As a Systemically Important Financial Market Utility, OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission, the U.S. Commodity Futures Trading Commission, and the Board of Governors of the Federal Reserve System.

OCC has more than 100 clearing members and provides central counterparty clearing and settlement services to 19 exchanges and trading platforms.

Other offices

Dallas, Jersey City, Washington D.C.

Executive Director, Participant Solutions, Head of Securities Finance

Oberon Knapp

oknapp@theocc.com

+1 339 499 8934

Pirum Inc.

368 9th Avenue, Suite 9-127, New York, NY 10001, United States

Tel: +1 (917) 5658575

Email: connect@pirum.com

Web: www.pirum.com

Type of firm: Global Financial Technology/Service Provider

Pirum offers a secure, centralized automation and connectivity hub for securities finance (Stock Loan and Repo), cleared and uncleared derivatives and other collateralized transactions.

Our services offer complete automation of the post-trade and collateral lifecycle and provide vital functionality to the securities finance markets. Pirum’s products cover both the U.S. domestic and international activity, and our post-trade services in North America are designed to solve challenges through enriched features and functionality to bring automation to the local markets.

Across our platform we reconcile hundreds of thousands of transactions globally each day. Our suite of services enables our clients to seamlessly affirm trade economics on a real time basis, communicate and resolve exceptions with counterparts, instruct tri-party agents and integrate services with a variety of other industry vendors.

Securities financing activities

Bi-lateral Equity securities lending and borrowing, Bi-lateral Fixed Income securities lending and borrowing, Triparty Repo, Triparty Collateral Management, Triparty securities lending, Equity Repo, Fixed Income Repo

Main collateral types

Equity, Fixed Income

Other offices

London, New York

CCO

Karl Wyborn

karl.wyborn@pirum.com

+44 20 3302 6440

Mobile: +44 (0) 7447117061

COO, Head of Americas and Global Head Key Account Management

Bob Zekraus

robert.zekraus@pirum.com

+1 (212) 8708873

NAM Head of Sales

Matthew Lilien

matthew.lilien@pirum.com

+1 (212) 8708873

Mobile: +1 (917) 268 1005

Royal Bank of Canada

3 World Financial Centre, 200 Vesey Street, New York, NY 10281, United States

Type of firm: Bank

The most significant corporations, institutional investors, asset managers, private equity firms, and governments around the globe recognize RBC Capital Markets as an innovative, trusted partner with an in-depth expertise in capital markets, banking, and finance.

We are well-established in the largest, most mature capital markets across North America, Europe, and the Asia Pacific region, which collectively encompasses 80% of the global investment banking fee pool.

We are a Top 10 Global Investment Bank, with over 19,500 clients worldwide in over 100 countries, we are located in 63 offices in 18 countries around the globe.

CFG is a global business with over 200 employees in locations across the US, Canada, UK, Australia and the Caribbean.

Managing Director

Peter Abric peter.abric@rbccm.com

+12125198425

S&P Global Market Intelligence

55 Water Street, New York, NY 11041, United States

Tel: 1 800 447 2273

Web: www.spglobal.com/securitiesfinance

Type of firm: Financial Information Services

S&P Global Market Intelligence covers more than $31 trillion of global securities in the lending programs of more than 22,000 institutional funds.

This data is sourced directly from industry practitioners, and it includes more than 20 years of history with over 3 million intraday transactions.

Our data is recognized as the independent source of data, analytics, and solutions for the securities finance industry. Our clients benefit from the enhanced visibility and insight we provide into the market for short interest demand, supply and borrow cost, performance analytics, repo data and ETF collateral data.

Our solutions assist with oversight management, revenue optimization and onboarding tools for securities lending programs.

Director, Securities Finance

Lou Carvajal lou.carvajal@spglobal.com

1 212 884 9506

Director, Buyside and Repo Product Manager

Muju Tsay muju.tsay@spglobal.com

1 212 812 0679

Executive Director, Sales

Jillian Hurley

jillian.hurley@spglobal.com

1 646 312 8919

Scotiabank

250 Vesey St, 24th Floor, NY 10281, United States

Web: www.scotiabank.com

Other offices: Ontario, London

Global Head of Securities Lending

Brendan Eccles

brendan.eccles@scotiabank.com

+1 212 225 6680

State Street Bank and TrustFinancing Solutions, Agency Lending

One Congress Street, Boston MA 02114

Tel: +1 201 743 3020

Email: SecuritiesFinanceSolutions@statestreet.com

Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

State Street Financing Solutions provides a comprehensive and innovative set of securities financing products. As one of the longest running and largest securities financing providers in the industry, we are positioned well to understand your financing and investment needs across global markets. Our leading Agency Lending, Prime offerings, and Repo services can help you get the most out of your portfolios and support your investment strategy. As a market innovator, we’ve expanded our services with a range of peer to peer financing services, helping you access new pools of liquidity and providing competitive overnight and term cash investment financing through our common platform, Venturi. Combining our full suite of offerings, supported by a business model that is built to provide stability through market cycles, we can help identify potential areas for savings, profits and, ultimately, achieve alpha.

Global Head of Financing Solutions

Gino Timperio

Gltimperio@statestreet.com

+1 617 664 2578

Global Head of Client Management

Francesco Squillacioti

fsquillacioti@statestreet.com

+1 617 664 4756

Global Head of Agency Lending

Patricia Hostin

phostin@statestreet.com

+1 609 514 4550

Global Head of Enhanced Custody

Taryn Siglain

tsiglain@statestreet.com

+1 609 514 4520

Global Head of Sales

Owen Nichols

honichols@statestreet.com

+1 617 664 2676

State Street Bank and TrustFinancing Solutions, Enhanced Custody

One Congress Street, Boston MA 02114, United States

Tel: +1 617 786 3000

Email: SecuritiesFinanceSolutions@statestreet.com

Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

State Street Financing Solutions provides a comprehensive and innovative set of securities financing products. As one of the longest running and largest securities financing providers in the industry, we are positioned well to understand your financing and investment needs across global markets. Our leading Agency Lending, Prime offerings, and Repo services can help you get the most out of your portfolios and support your investment strategy. As a market innovator, we’ve expanded our services with a range of peer to peer financing services, helping you access new pools of liquidity and providing competitive overnight and term cash investment financing through our common platform, Venturi. Combining our full suite of offerings, supported by a business model that is built to provide stability through market cycles, we can help identify potential areas for savings, profits and, ultimately, achieve alpha.

Global Head of Financing Solutions

Gino Timperio

Gltimperio@statestreet.com

+1 617 664 2578

Global Head of Client Management

Francesco Squillacioti

fsquillacioti@statestreet.com

+1 617 664 4756

Global Head of Enhanced Custody

Taryn Siglain

tsiglain@statestreet.com

+1 609 514 4520

Global Head of Sales

Owen Nichols

honichols@statestreet.com

+1 617 664 2676

Swiss Re

1301, Avenue of the Americas, New York, NY 10019, United States

Tel: +1 212 317 5028

Email: collateral_trading@swissre.com

Web: swissre.com

Type of firm: Reinsurance

Collateral Trader

Lawrence Ward

Larry_Ward@swissre.com

+1 212 317 5028

UBS Securities LLC

1285 Avenue of Americas, New York, NY 10019, United States

Tel: +1 212 713 2000

Web: www.ubs.com

Type of firm: Investment Bank

Head of Stock Loan Trading, Americas

Mel Smith

mel.smith@ubs.com

+1 212 713 3100

BMO Capital Markets

151 West 42nd Street, 9th Floor, New York, NY 10036, United States

Tel: +1 212 702 1233

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities

Global Equities

Other offices

Toronto, London, Melbourne, Dublin

Managing Director

Jordan Lupu

jordan.lupu@bmo.com

+1 212 605 1550

Managing Director, Delta One Trading

Jay Lubin

Jay.Lubin@bmo.com

+1 212 702 1802

Director, TRS

Brian Ehlis

Brian.Ehlis@bmo.com

+1 212 702 1441

Director, Delta One Trading

Alistair Morgan

Alistair.Morgan@bmo.com

+1 212 702 1802

Vice President, Delta One Trading

Zouhare Al-Baroudi

Zouhare.AlBaroudi

+1 212 702 1776

Vice President, Index/ETF trading

Whitney Ko

Whitney.Ko@bmo.com

+1 212 702 1933

BNP PARIBAS SA

787 Seventh Avenue, New York NY 10019, United States

Tel: +1 212 841 3000

Email: dl.psfprimeservicesamericas@us.bnpparibas.com

Web: www.bnpparibas.com

Type of firm: Investment Bank

Synthetic PB Financing

Global Head of Prime Solutions & Financing

Raphael Masgnaux

raphael.masgnaux@uk.bnpparibas.com

+ 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing

Kieron Smith

Kieron.A.SMITH@uk.bnpparibas.com

+44 207 595 1994

Head of Prime Solutions & Financing, Americas

Adil El Batji adil.elbatji@us.bnpparibas.com

+1 212 841 3812

Head of Structuring

John Roglieri

john.roglieri@us.bnpparibas.com

+1 212 841 3532

Head of PS&F Risk Management, Americas

Alex Bergelson alex.bergelson@us.bnpparibas.com

+1 212 471 6533

Head of US PB Client Service

Jonathan Androski

jonathan.androski@us.bnpparibas.com

+1 (212) 471-6743

Head of PB onboarding and Product

MaryCatherine Permenter

marycatherine.permenter@us.bnpparibas.com

+1 212 841 2723

J.P. Morgan

383 Madison Avenue, New York, NY 10179, United States, USA

Web: www.jpmorgan.com/solutions/cib/primeservices

Type of firm: Investment Bank

J.P. Morgan’s Prime Services suite of products offer a full spectrum of integrated capabilities, combined with the strength and resources of a leading global bank, J.P. Morgan’s multi-asset class platform extends across execution, financing, clearing, fund administration and asset-servicing products, as well as prime custody and optimized margin solutions.

Head of Prime Finance, Americas

Michael Kelleher

michael.w.kelleher@jpmorgan.com

+1 212 272 2230

Head of Financing and Collateral, Americas

Michael Dicesare

michael.e.dicesare@jpmorgan.com

+1 212 622 2372

National Bank of Canada Financial Inc - United States

65 E 55th Street, 4th floor, New York, NY 10022, USA

CEO, President & Managing Director

Sean Healey

shealey@nbf-us.com

+1 212 546 7663

Managing Director

(Securities Lending, Collateral & Funding)

Steve Scholl

sscholl@nbf-us.com

+1 212 632 8672

Director (Securities Lending)

Denis Flanagan

dflanagan@nbf-us.com

+1 212 632 8874

Managing Director (Synthetic Finance – SSF)

John Perlmutter

jperlmutter@nbf-us.com

+1 212 632 8809

Synthetic finance

Provable Markets

160 Varick Street, 3rd floor, New York, NY 10013, United States

Email: info@provablemarkets.com

Web: provablemarkets.com

Type of firm: Broker-Dealer and ATS

CEO

Matt Cohen

matt@provablemarkets.com

+1 646 741 1248

Scotiabank

250 Vesey St, 24th Floor, NY 10281, United States Web: www.scotiabank.com

Other offices: Ontario, London

Global Head of Securities Lending

Brendan Eccles

brendan.eccles@scotiabank.com

+1 212 225 6680

State Street Bank and TrustFinancing Solutions, Agency Lending

525 Washington Boulevard, Jersey City, New Jersey 07310, United States

Tel: +1 201 743 3020

Email: SecuritiesFinanceSolutions@statestreet.com Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

State Street Financing Solutions provides a comprehensive and innovative set of securities financing products. As one of the longest running and largest securities financing providers in the industry, we are positioned well to understand your financing and investment needs across global markets. Our leading Agency Lending, Prime offerings, and Repo services can help you get the most out of your portfolios and support your investment strategy. As a market innovator, we’ve expanded our services with a range of peer to peer financing services, helping you access new pools of liquidity and providing competitive overnight and term cash investment financing through our common platform, Venturi. Combining our full suite of offerings, supported by a business model that is built to provide stability through market cycles, we can help identify potential areas for savings, profits and, ultimately, achieve alpha.

Global Head of Financing Solutions

Gino Timperio

Gltimperio@statestreet.com

+1 617 664 2578

Global Head of Client Management

Francesco Squillacioti

fsquillacioti@statestreet.com

+1 617 664 4756

Global Head of Enhanced Custody

Taryn Siglain

tsiglain@statestreet.com

+1 609 514 4520

Global Head of Sales

Owen Nichols

honichols@statestreet.com

+1 617 664 2676

State Street Bank and TrustFinancing Solutions, Enhanced Custody

One Congress Street, Boston MA 02114, United States

Tel: +1 617 786 3000

Email: SecuritiesFinanceSolutions@statestreet.com

Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

State Street Financing Solutions provides a comprehensive and innovative set of securities financing products. As one of the longest running and largest securities financing providers in the industry, we are positioned well to understand your financing and investment needs across global markets. Our leading Agency Lending, Prime offerings, and Repo services can help you get the most out of your portfolios and support your investment strategy. As a market innovator, we’ve expanded our services with a range of peer to peer financing services, helping you access new pools of liquidity and providing competitive overnight and term cash investment financing through our common platform, Venturi. Combining our full suite of offerings, supported by a business model that is built to provide stability through market cycles, we can help identify potential areas for savings, profits and, ultimately, achieve alpha.

Global Head of Financing Solutions

Gino Timperio

Gltimperio@statestreet.com

+1 617 664 2578

Global Head of Client Management

Francesco Squillacioti

fsquillacioti@statestreet.com

+1 617 664 4756

Global Head of Enhanced Custody

Taryn Siglain

tsiglain@statestreet.com

+1 609 514 4520

Global Head of Sales

Owen Nichols

honichols@statestreet.com

+1 617 664 2676

Swiss Re

1301, Avenue of the Americas, New York, NY 10019, United States

Tel: +1 212 317 5028

Email: collateral_trading@swissre.com

Web: swissre.com

Type of firm: Reinsurance

Collateral Trader

Lawrence Ward

Larry_Ward@swissre.com

+1 212 317 5028

TD Cowen

599 Lexington Avenue, New York, NY 10022, United States

Tel: +1 646562 1010

Web: www.cowen.com

Type of firm: Investment Bank

Securities financing activities

Yes

Prime brokerage activities

Yes

Other offices

United Kingdom

Managing Director, Head of Global Securities Finance

Matthew Baldassano matt.baldassano@cowen.com

+1 646 562 1555

Managing Director

Stephen Maltz stephen.maltz@cowen.com

+ 1 646 562 1628

UBS Securities LLC

1285 Avenue of Americas, New York, NY 10019, United States

Tel: +1 212 713 2000

Web: www.ubs.com

Type of firm: Investment Bank

Head of Stock Loan Trading, Americas

Mel Smith mel.smith@ubs.com

+1 212 713 3100

Asia-Pacific Section

ASX (Australian Securities Exchange)

20 Bridge Street, Sydney, NSW, 2000, Australia

Tel: +612 9338 0000

Email: info@asx.com.au

Web: asx.com.au

Type of firm: Exchange

ASX is an integrated exchange offering listings, markets, securities and payments, and technology and data services. We operate markets for a wide range of asset classes, including equities, fixed income, commodities and energy.

We are a top 10 global securities exchange by value and the largest interest rate derivatives market in Asia. Companies and other issuers of capital from Australia and around the world engage with ASX to manage risk and raise capital to sustain and grow their businesses.

We operate liquid, transparent and reliable markets of integrity. The certainty and security of our clearing and settlement activities help underpin the systemic stability of the Australian economy.

ASX also provides data and technology services to intermediaries, banks, information vendors and software developers to help them make informed decisions, offer services to their clients and connect with one another.

Securities financing activities

Triparty Repo, Triparty Collateral Management, Triparty Securities Lending

Other offices

Melbourne and Perth

Head of Debt and Collateral

John Pearce

john.pearce@asx.com.au

+612 9227 0451

BMO Capital Markets

140 William Street, 33rd Floor, Melbourne, Victoria 3000, Australia

Tel: +613-9642-3600

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services.

BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities

Global Equities

Other offices

New York, Dublin, Toronto, and London

Managing Director

Carolyn Mitchem

carolyn.mitchem@bmo.com

+613 9642 3600

Vice President

Fiona Moscato

Fiona.moscato@bmo.com

+613 9642 3600

Royal Bank of Canada

Level 59, 25 Martin Place, Sydney, NSW 2000, Australia

Type of firm: Bank

The most significant corporations, institutional investors, asset managers, private equity firms, and governments around the globe recognize RBC Capital Markets as an innovative, trusted partner with an in-depth expertise in capital markets, banking, and finance.

We are well-established in the largest, most mature capital markets across North America, Europe, and the Asia Pacific region, which collectively encompasses 80% of the global investment banking fee pool.

We are a Top 10 Global Investment Bank, with over 19,500 clients worldwide in over 100 countries, we are located in 63 offices in 18 countries around the globe.

CFG is a global business with over 200 employees in locations across the US, Canada, UK, Australia and the Caribbean.

Managing Director

Hugh Leonard

hugh.leonard@rbccm.com

+61290333233

Equity Finance

Jeremy Martin jeremy.martin@rbccm.com

+61290333101

ASX (Australian Securities Exchange)

20 Bridge Street, Sydney, NSW, 2000, Australia

Tel: +612 9338 0000

Email: info@asx.com.au

Web: asx.com.au

Type of firm:

Exchange, Central Counterparty

ASX is an integrated exchange offering listings, markets, securities and payments, and technology and data services. We operate markets for a wide range of asset classes, including equities, fixed income, commodities and energy.

We are a top 10 global securities exchange by value and the largest interest rate derivatives market in Asia. Companies and other issuers of capital from Australia and around the world engage with ASX to manage risk and raise capital to sustain and grow their businesses.

We operate liquid, transparent and reliable markets of integrity. The certainty and security of our clearing and settlement activities help underpin the systemic stability of the Australian economy.

ASX also provides data and technology services to intermediaries, banks, information vendors and software developers to help them make informed decisions, offer services to their clients and connect with one another.

Securities financing activities

Repo, Treasury

Other offices

Melbourne and Perth

General Manager, ASX Group Treasury

Michael Papanikolaou

michael.papanikolaou@asx.com.au

+61 2 9227 0278

Senior Manager, ASX Group Treasury

Mark Vanderfield

mark.vanderfield@asx.com.au

+612 9227 0832

Treasury Manager

Samantha Luskan

samantha.luskan@asx.com.au

+612 9227 0232

Royal Bank of Canada

Level 59, 25 Martin Place, Sydney, NSW 2000, Australia

Type of firm: Bank

The most significant corporations, institutional investors, asset managers, private equity firms, and governments around the globe recognize RBC Capital Markets as an innovative, trusted partner with an in-depth expertise in capital markets, banking, and finance.

We are well-established in the largest, most mature capital markets across North America, Europe, and the Asia Pacific region, which collectively encompasses 80% of the global investment banking fee pool.

We are a Top 10 Global Investment Bank, with over 19,500 clients worldwide in over 100 countries, we are located in 63 offices in 18 countries around the globe.

CFG is a global business with over 200 employees in locations across the US, Canada, UK, Australia and the Caribbean.

Managing Director

Hugh Leonard

hugh.leonard@rbccm.com

+61290333233

Director

Michael Birtwistle

michael.birtwistle@rbccm.com

+612 9033 3233

S&P Global Market Intelligence

400 George Street, Level 22, Sydney, NSW 2000, Australia

Tel: 61 2 9255 9888

Web: www.spglobal.com/securitiesfinance

Type of firm: Financial Information Services

S&P Global Market Intelligence covers more than $31 trillion of global securities in the lending programs of more than 22,000 institutional funds.

This data is sourced directly from industry practitioners, and it includes more than 20 years of history with over 3 million intraday transactions.

Our data is recognized as the independent source of data, analytics, and solutions for the securities finance industry. Our clients benefit from the enhanced visibility and insight we provide into the market for short interest demand, supply and borrow cost, performance analytics, repo data and ETF collateral data.

Our solutions assist with oversight management, revenue optimization and onboarding tools for securities lending programs.

Executive Director, Head of APAC Securities Finance Product

Stewart Cowan stewart.cowan@spglobal.com

61 2 8076 1117

Executive Director, Sales Business Development

Andrew Innes andrew.innes@spglobal.com

61 2 8076 1106

BMO Capital Markets

140 William Street, 33rd Floor, Melbourne, Victoria 3000, Australia

Tel: +613 9642 3600

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services.

BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities

Global Equities

Other offices

New York, Dublin, Toronto, and London

Managing Director

Carolyn Mitchem

carolyn.mitchem@bmo.com

+613 9642 3600

Vice President

Fiona Moscato

Fiona.moscato@bmo.com

+613 9642 3600

BNP Paribas - Agency Lending

6/60 Castlereagh Street, Sydney NSW2000, Australia Web: https://securities.cib.bnpparibas/all-oursolutions/markets-services/securities-lendingsolutions/

Type of firm: Custodian Bank

With an in-depth knowledge of global markets across multiple asset classes and currencies, BNP Paribas has supported securities lending and borrowing activities for many years.

Our seven trading desks covering all established securities lending and borrowing markets allow us to provide indepth knowledge of local market trends across multiple asset classes. BNP Paribas’ proven track record in the securities lending and borrowing industry is the result of strong trading expertise, robust risk management policy and control, as well as the continuous development of operational efficiencies.

We are able to provide both agency and principal lending services and our agency lending capabilities are also available in third-party.

The Securities Services business of BNP Paribas is a multi-asset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.”

Securities financing activities

Agency and Third Party Securities Lending

Main collateral types

Cash and non-cash

Other offices

London, New York, Hong Kong

Senior Trader, APAC

Anthony McDonald

anthony.mcdonald@asia.bnpparibas.com

Global Head of Agency Lending

Andrew Geggus

andrew.geggus@uk.bnpparibas.com

Product Relationship Manager - Securities Lending

Hayley Fenn

hayley.fenn@au.bnpparibas.com

Credit Suisse

1 Macquarie Place, Level 31, Sydney 2000, Australia

Tel: +61 2 8205 4400

Web: http://www.credit-suisse.com

Director

Thomas Bloxham

thomas.bloxham@credit-suisse.com

+852 2101 6606

J.P. Morgan

85 Castlereagh Street, Sydney 2000, Australia, Australia Web: www.jpmorgan.com/global/solutions/cib/ securities-services

Type of firm: Custodian Bank

J.P. Morgan’s Trading Services comprises its Agency Securities Finance and Collateral Services businesses and offers a unique proposition to maximise value to clients as a leading provider of innovative financing solutions and one of the industry leading global tri-party and collateral management agents by drawing on the expertise and infrastructure of J.P. Morgan’s Corporate & Investment Bank

Global Head of Trading Services

Ben Challice ben.challice@jpmorgan.com

+44 207 134 7964

Head of Trading Services, APAC

Ed Bond edward.bond@jpmorgan.com

+852 2800 2667

Head of Agency Securities Finance Trading & Cash Reinvestment, APAC

Simone Broadfield simone.broadfield@jpmorgan.com

+852 2800 1576

Global Head of Trading Services Sales

Eileen Herlihy

eileen.herlihy@jpmorgan.com

+44 207 134 8626

Head of Agency Securities Finance Sales, APAC

Stephen Michael stephen.j.michael@jpmorgan.com

+852 2800 9173

J.P. Morgan

85 Castlereagh Street, Sydney 2000, Australia, Australia Web: www.jpmorgan.com/solutions/cib/primeservices

Type of firm: Investment Bank

J.P. Morgan’s Prime Services suite of products offer a full spectrum of integrated capabilities, combined with the strength and resources of a leading global bank, J.P. Morgan’s multi-asset class platform extends across execution, financing, clearing, fund administration and asset-servicing products, as well as prime custody and optimized margin solutions.

Head of Prime Finance, APAC

Duncan Wilson Duncan.Wilson@jpmorgan.com

+852 2800 7789

SBL Trading, Asia

Rob Nichols robert.nichols2@jpmorgan.com

+612 9003 7731

Client Financing, Asia

Nicholas Stearn nicholas.stearn@jpmorgan.com

+852 2800 7749

Macquarie Bank Limited

50 Martin Place, Sydney, NSW 2000, Australia

Tel: +61 2 8232 7664

Web: https://www.macquarie.com/

Type of firm: Investment Bank

Macquarie is a global financial services group headquartered and listed in Australia (ASX: MQG), Macquarie employs more than 17,000 staff operating in 34 markets globally, and is the world’s largest infrastructure asset manager and Australia’s top ranked mergers and acquisitions adviser, with more than A$737 billion in assets under management.

Macquarie’s Equity Finance team trade in Stock Borrow & Loan, Repos, Equity Swaps and P-Notes, and have staff in Sydney, Hong Kong, London & New York.

Market coverage includes ANZ, Asia, Europe, South Africa, US & Canada with asset coverage including Listed Equities, Government Bonds, ETF’s, Depositary Receipts/ CDI’s, SPAC’s & Convertible Bonds.

Securities financing activities

Stock Lending, Repo & Synthetic Finance

Main collateral types

Major Currencies, Global Equities, Global Fixed Income

Other offices

London, Hong Kong and New York

Head: Equity Finance Australia

Amanda Davies

amanda.davies@macquarie.com

+61 2 8232 0095

S&P Global Market Intelligence

400 George Street, Level 22, Sydney, NSW 2000, Australia

Tel: +61 2 9255 9888

Web: www.spglobal.com/securitiesfinance

Type of firm: Financial Information Services

S&P Global Market Intelligence covers more than $31 trillion of global securities in the lending programs of more than 22,000 institutional funds. This data is sourced directly from industry practitioners, and it includes more than 20 years of history with over 3 million intraday transactions.

Our data is recognized as the independent source of data, analytics, and solutions for the securities finance industry. Our clients benefit from the enhanced visibility and insight we provide into the market for short interest demand, supply and borrow cost, performance analytics, repo data and ETF collateral data.

Our solutions assist with oversight management, revenue optimization and onboarding tools for securities lending programs.

Executive Director, Head of APAC Securities Finance

Product

Stewart Cowan stewart.cowan@spglobal.com

+61 2 8076 1117

Executive Director, Sales Business Development

Andrew Innes andrew.innes@spglobal.com

+61 2 8076 1106

State Street Bank and TrustFinancing Solutions

420 George Street, Level L12-L16, Sydney, NSW 2000, Australia

Tel: +61 2 8249 1100

Email: SecuritiesFinanceSolutions@statestreet.com

Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

State Street Financing Solutions provides a comprehensive and innovative set of securities financing products.

As one of the longest running and largest securities financing providers in the industry, we are positioned well to understand your financing and investment needs across global markets.

Our leading Agency Lending, Prime offerings, and Repo services can help you get the most out of your portfolios and support your investment strategy. As a market innovator, we’ve expanded our services with a range of peer to peer financing services, helping you access new pools of liquidity and providing competitive overnight and term cash investment financing through our common platform, Venturi.

Combining our full suite of offerings, supported by a business model that is built to provide stability through market cycles, we can help identify potential areas for savings, profits and, ultimately, achieve alpha.

Global Head of Financing Solutions

Gino Timperio

Gltimperio@statestreet.com

+1 617 664 2578

Head of Financing Solutions APAC

Jansen Chua

JWChua@statestreet.com

+852 2230 1517

Global Head of Client Management

Francesco Squillacioti

fsquillacioti@statestreet.com

+1 617 664 4756

UBS Asset Management Ltd

Level 16, 8 Exhibition Street, Melbourne, Victoria, 3000 Australia

Tel: +61 3 92426528

Web: www.ubs.com

Type of firm: Investment Bank

Head Prime Services Australia

Greg Keyser

greg.keyser@ubs.com

+61 3 92426155

Stock Borrowing & Lending Australia

Matthew Smith

matthew.smith@ubs.com

+61 3 92426441

Synthetic finance

BMO Capital Markets

140 William Street, 33rd Floor, Melbourne, Victoria 3000, Australia

Tel: +613 9642 3600

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services.

BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities

Global Equities

Other offices

New York, Dublin, Toronto, and London

Managing Director

Carolyn Mitchem

carolyn.mitchem@bmo.com

+613 9642 3600

Vice President

Fiona Moscato

Fiona.moscato@bmo.com

+613 9642 3600

J.P. Morgan

85 Castlereagh Street, Sydney 2000, Australia, Australia Web: www.jpmorgan.com/solutions/cib/primeservices

Type of firm: Investment Bank

J.P. Morgan’s Prime Services suite of products offer a full spectrum of integrated capabilities, combined with the strength and resources of a leading global bank, J.P. Morgan’s multi-asset class platform extends across execution, financing, clearing, fund administration and asset-servicing products, as well as prime custody and optimized margin solutions.

Head of Prime Finance, APAC

Duncan Wilson

Duncan.Wilson@jpmorgan.com

+852 2800 7789

SBL Trading, Asia

Rob Nichols

robert.nichols2@jpmorgan.com

+612 9003 7731

Funding & collateral

BNP PARIBAS SA

63/F IFC2, 8 Finance Street, Central, Hong Kong

Tel: + 852 2108 5456

Web: www.bnpparibas.com

Type of firm: Investment Bank

Equity Securities Financing

Global Head of Prime Solutions & Financing

Raphael Masgnaux

raphael.masgnaux@uk.bnpparibas.com

+ 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing

Kieron Smith

Kieron.A.SMITH@uk.bnpparibas.com

+44 207 595 1994

Head of Prime Solutions & Financing, Asia Pacific

Benjamin Dufour

benjamin.dufour@asia.bnpparibas.com

+852 2108 5456

Head of Financing and Collateral Transformation APAC

Pierre Parodi

pierre.parodi@asia.bnpparibas.com

+852 2108 5470

J.P. Morgan

8 Connaught Road Central, Hong Kong, HKI, 999077, Hong Kong Web: www.jpmorgan.com/solutions/cib/primeservices

Type of firm: Investment Bank

J.P. Morgan’s Prime Services suite of products offer a full spectrum of integrated capabilities, combined with the strength and resources of a leading global bank, J.P. Morgan’s multi-asset class platform extends across execution, financing, clearing, fund administration and asset-servicing products, as well as prime custody and optimized margin solutions.

Head of Prime Finance, APAC

Duncan Wilson

Duncan.Wilson@jpmorgan.com

+852 2800 7789

Financing and Collateral, Asia

Angelo Carnevali angelo.carnevali@jpmorgan.com

+852 2800 8890

Prime Brokerage Sales, Asia

Stephen Kelly

Stephen.W.Kelly@jpmorgan.com

+852 2800 7745

State Street Bank and TrustCollateral Management

Two International Finance Centre, 8 Finance Street, Central, Hong Kong

Tel: +852 2840 5388

Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

Our Collateral+ solution provides a complete, technologydriven collateral management service for all your trading needs. While providing effective exposure management in all market environments, we combine pre- and post-trade optimization tools with buy-side focused services to help you manage counterparty exposure, monitor collateral needs and eligibility, and coordinate an optimized approach to collateral and inventory management.

Our customizable reporting suite, including exposure management, triparty services, third-party segregations services and optimization and analytics, provides a full range of real time and point in time reporting to meet all your internal and external obligations.

Our modular Collateral+ solution enhances your trading profitability, in line with our key aim of enabling the trade. Collateral+ gives you a deeper insight into the management, performance and opportunities within your portfolios.

Our focus is on understanding your needs and tailoring our solution to adapt and best fit to your changing goals.

Global Head of Collateral Management

Staffan Ahlner

sahlner@statestreet.com

+44 20 3395 1338

Head of Collateral Margin Management

Wayne Forsythe

jwforsythe@statestreet.com

+1 949 932 4668

BNP Paribas - Financing & Collateral Services

PCCW Tower Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong

Web: https://securities.cib.bnpparibas/all-oursolutions/markets-services/securities-lendingsolutions/

Type of firm: Custodian Bank

BNP Paribas is a major financing solutions provider, providing a wide range of securities finance products through a robust and digitalised trading platform framed by a large collateral eligibility universe.

Our Financing & Collateral Services department fully leverages the strengths of our Securities Services and Global Markets businesses combining operational excellence and best-in-class refinancing capabilities.

Our offer does not stop at regular Repo but also includes Commited Repo Facilities and Sustainable Repo capabilities (Green Repos & Sustainability linked Repos).

Securities financing activities

Repos

Main collateral types

Other offices

London, Paris

Head of Principal Equity Trading HK

Rachid Sekkai

rachid.sekkai@asia.bnpparibas.com

Head of Financing & Collateral Services

Lias Hammouche

lias.hammouche@bnpparibas.com

Head of Technical Sales - Market & Financing Services

Christian Oger

christian.oger@bnpparibas.com

BNP PARIBAS SA

63/F IFC2, 8 Finance Street, Central, Hong Kong

Tel: + 852 2108 5456

Web: www.bnpparibas.com

Type of firm: Investment Bank

Bonds Securities Financing

Global Head of Prime Solutions & Financing

Raphael Masgnaux

raphael.masgnaux@uk.bnpparibas.com

+ 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing

Kieron Smith

Kieron.A.SMITH@uk.bnpparibas.com

+44 207 595 1994

Head of Prime Solutions & Financing, Asia Pacific

Benjamin Dufour

benjamin.dufour@asia.bnpparibas.com

+852 2108 5456

Head of Financing and Collateral Transformation APAC

Pierre Parodi

pierre.parodi@asia.bnpparibas.com

+852 2108 5470

S&P Global Market Intelligence

25/F Lee Garden Two, 28 Yun Ping Road, Causeway Bay, Hong Kong

Tel: 852 3726 7012

Web: www.spglobal.com/securitiesfinance

Type of firm: Financial Information Services

S&P Global Market Intelligence covers more than $31 trillion of global securities in the lending programs of more than 22,000 institutional funds.

This data is sourced directly from industry practitioners, and it includes more than 20 years of history with over 3 million intraday transactions. Our data is recognized as the independent source of data, analytics, and solutions for the securities finance industry.

Our clients benefit from the enhanced visibility and insight we provide into the market for short interest demand, supply and borrow cost, performance analytics, repo data and ETF collateral data.

Our solutions assist with oversight management, revenue optimization and onboarding tools for securities lending programs.

Associate Director, Product Specialist

Henry Lau henry.lau@spglobal.com

+852 3726 7009

Director, APAC Sales

Kevin Tapley

kevin.tapley@spglobal.com

+852 3726 7027

Executive Director, Head of APAC Securities Finance

Product

Stewart Cowan

stewart.cowan@spglobal.com

+61 2 8076 1117

BNP Paribas - Agency Lending

PCCW Tower Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong Web: https://securities.cib.bnpparibas/all-oursolutions/markets-services/securities-lendingsolutions/

Type of firm: Custodian Bank

With an in-depth knowledge of global markets across multiple asset classes and currencies, BNP Paribas has supported securities lending and borrowing activities for many years.

Our seven trading desks covering all established securities lending and borrowing markets allow us to provide in-depth knowledge of local market trends across multiple asset classes.

BNP Paribas’ proven track record in the securities lending and borrowing industry is the result of strong trading expertise, robust risk management policy and control, as well as the continuous development of operational efficiencies.

We are able to provide both agency and principal lending services and our agency lending capabilities are also available in third-party.

The Securities Services business of BNP Paribas is a multiasset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities financing activities

Agency and Third Party Securities Lending

Main collateral types

Cash and non-cash

Other offices

New York, Sydney, London

Senior Trader, APAC

Anthony McDonald anthony.mcdonald@asia.bnpparibas.com

Global Head of Agency Lending

Andrew Geggus andrew.geggus@uk.bnpparibas.com

Product Relationship Manager - Securities Lending

Hayley Fenn

hayley.fenn@au.bnpparibas.com

BNP Paribas - Financing & Collateral Services

PCCW Tower Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong Web: https://securities.cib.bnpparibas/all-oursolutions/markets-services/securities-lendingsolutions/

Type of firm: Custodian Bank

With an in-depth knowledge of global markets across multiple asset classes and currencies, BNP Paribas has supported securities lending and borrowing activities for many years.

Our seven trading desks covering all established securities lending and borrowing markets allow us to provide in-depth knowledge of local market trends across multiple asset classes.

BNP Paribas’ proven track record in the securities lending and borrowing industry is the result of strong trading expertise, robust risk management policy and control, as well as the continuous development of operational efficiencies.

We are able to provide both agency and principal lending services and our agency lending capabilities are also available in third-party.

The Securities Services business of BNP Paribas is a multiasset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities financing activities

Principal Securities Lending

Main collateral types

Cash and non-cash

Other offices

London, Paris

Head of Principal Equity Trading HK

Rachid Sekkai

rachid.sekkai@asia.bnpparibas.com

Global Head of Principal Equity Trading

Tony Blanchard

tony.blanchard@uk.bnpparibas.com

Head of Financing & Collateral Services

Lias Hammouche

lias.hammouche@bnpparibas.com

BNP PARIBAS SA

63/F IFC2, 8 Finance Street, Central, Hong Kong

Tel: + 852 2108 5456

Web: www.bnpparibas.com

Type of firm: Investment Bank

Equity Securities Financing

Global Head of Prime Solutions & Financing

Raphael Masgnaux

raphael.masgnaux@uk.bnpparibas.com

+ 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing

Kieron Smith

Kieron.A.SMITH@uk.bnpparibas.com

+44 207 595 1994

Head of Prime Solutions & Financing, Asia Pacific

Benjamin Dufour

benjamin.dufour@asia.bnpparibas.com

+852 2108 5456

Head of Financing and Collateral Transformation APAC

Pierre Parodi

pierre.parodi@asia.bnpparibas.com

+852 2108 5470

BNY Mellon

One Queens Road, 3 Pacific Place, Admiralty, Hong Kong Web: www.bnymellon.com

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2022, BNY Mellon had $44.3 trillion in assets under custody and/or administration, and $1.8 trillion in assets under management.

BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon. com.

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Securities financing activities

Fixed income lending and borrowing, Corporate bond lending and borrowing, Fixed Income REPO, Stock lending and borrowing, Equity Repo

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

Global Head of Securities Finance Trading

Simon Tomlinson

simon.tomlinson@bnymellon.com

+44 207 163 4600

Global Head of Sales and Relationship Management

John Templeton

john.templeton@bnymellon.com

+1 212 815 4476

Global Head of Sales

Stephen Kiely

Stephen.Kiely@bnymellon.com

+44 207 163 2513

Head of APAC Securities Finance

Paul Solway

Paul.Solway@bnymellon.com

+852 2840 6690

Head of Agency Lending Trading - APAC

Serge Micallef

Serge.Micallef@bnymellon.com

+852 2840 9738

VicePresident, Securities Finance Business

Development

Alexander MacMillan

Alexander.MacMillan@bnymellon.com

Credit Suisse

International Commerce Centre, One Austin Road West, Kowloon, Hong Kong Tel: +852 2101 7817

Web: http://www.credit-suisse.com Director

Thomas Bloxham

thomas.bloxham@credit-suisse.com

+852 2101 6606

Goldman Sachs Agency Lending

Cheung Kong Center, 2 Queens Road, Central Hong Kong, Hong Kong

Web: https://www.goldmansachs.com/what-we-do/ FICC-and-equities/prime-services/index.html

Type of firm: Global Financial Services Firm

Goldman Sachs Agency Lending (“GSAL”) provides discretionary agency securities lending services on behalf of Asset Managers, Pension Plans, Insurance Companies and Endowments, lending their securities on a fully collateralized basis to a client-approved list of borrowers.

Our clients benefit from dealing with a specialized thirdparty lending agent, which possesses the resources typically associated with a large custody program.

Our platform differentiators include: a bespoke service model, program customization, a value-over-volume approach, a dedicated application development team and the institutional resources of Goldman Sachs.

We partner with clients across the globe and are active in 30+ lending markets. For more information, please contact us at AgencyLending@GS.com

Managing Director

Kenneth Ashley

kenneth.ashley@gs.com

+852 2978 0295

Executive Director

Celestine Lim

celestine.lim@gs.com

+65 6889 2877

J.P. Morgan

The Quayside, Tower 2, 77 Hoi Bun Road Kwun Tong, Hong Kong Web: www.jpmorgan.com/global/solutions/cib/ securities-services

Type of firm: Custodian Bank

J.P. Morgan’s Trading Services comprises its Agency Securities Finance and Collateral Services businesses and offers a unique proposition to maximise value to clients as a leading provider of innovative financing solutions and one of the industry leading global tri-party and collateral management agents by drawing on the expertise and infrastructure of J.P. Morgan’s Corporate & Investment Bank

Global Head of Trading Services

Ben Challice

ben.challice@jpmorgan.com

+44 207 134 7964

Head of Trading Services, APAC

Ed Bond

edward.bond@jpmorgan.com

+852 2800 2667

Head of Agency Securities Finance Trading & Cash Reinvestment, APAC

Simone Broadfield

simone.broadfield@jpmorgan.com

+852 2800 1576

Head of Agency Securities Finance Sales, APAC

Stephen Michael

stephen.j.michael@jpmorgan.com

+852 2800 9173

Global Head of Trading Services Sales

Eileen Herlihy

eileen.herlihy@jpmorgan.com

+44 207 134 8626

J.P. Morgan

8 Connaught Road Central, Hong Kong, HKI, 999077, Hong Kong Web: www.jpmorgan.com/solutions/cib/primeservices

Type of firm: Investment Bank

J.P. Morgan’s Prime Services suite of products offer a full spectrum of integrated capabilities, combined with the strength and resources of a leading global bank, J.P. Morgan’s multi-asset class platform extends across execution, financing, clearing, fund administration and asset-servicing products, as well as prime custody and optimized margin solutions.

Head of Prime Finance, APAC

Duncan Wilson

Duncan.Wilson@jpmorgan.com

+852 2800 7789

SBL Trading, Asia

Jason Kendall

Executive Director, Asia SBL Trading

+852 2800 7782

Client Financing, Asia

Nicholas Stearn

nicholas.stearn@jpmorgan.com

+852 2800 7749

Macquarie Bank Limited

L18, One IFC, 1 Harbour View St, Central, Hong Kong

Tel: +852 392 21888

Web: https://www.macquarie.com/

Type of firm: Investment Bank

Macquarie is a global financial services group headquartered and listed in Australia (ASX: MQG), Macquarie employs more than 17,000 staff operating in 34 markets globally, and is the world’s largest infrastructure asset manager and Australia’s top ranked mergers and acquisitions adviser, with more than A$737 billion in assets under management.

Macquarie’s Equity Finance team trade in Stock Borrow & Loan, Repos, Equity Swaps and P-Notes, and have staff in Sydney, Hong Kong, London & New York.

Market coverage includes ANZ, Asia, Europe, South Africa, US & Canada with asset coverage including Listed Equities, Government Bonds, ETF’s, Depositary Receipts/ CDI’s, SPAC’s & Convertible Bonds.

Securities financing activities

Stock Lending, Repo & Synthetic Finance

Main collateral types

Major Currencies, Global Equities, Global Fixed Income

Other offices

Sydney, London and New York

Head: Equity Finance Asia

Matthew Smith

Matthew.Smith3@macquarie.com

+852 3922 2011

S&P Global Market Intelligence

25/F Lee Garden Two, 28 Yun Ping Road, Causeway Bay, Hong Kong

Tel: 852 3726 7012

Web: www.spglobal.com/securitiesfinance

Type of firm: Financial Information Services

S&P Global Market Intelligence covers more than $31 trillion of global securities in the lending programs of more than 22,000 institutional funds. This data is sourced directly from industry practitioners, and it includes more than 20 years of history with over 3 million intraday transactions. Our data is recognized as the independent source of data, analytics, and solutions for the securities finance industry. Our clients benefit from the enhanced visibility and insight we provide into the market for short interest demand, supply and borrow cost, performance analytics, repo data and ETF collateral data. Our solutions assist with oversight management, revenue optimization and onboarding tools for securities lending programs.

Associate Director, Product Specialist

Henry Lau henry.lau@spglobal.com

852 3726 7009

Director, APAC Sales

Kevin Tapley kevin.tapley@spglobal.com

852 3726 7027

Executive Director, Head of APAC Securities Finance Product

Stewart Cowan stewart.cowan@spglobal.com

61 2 8076 1117

State Street Securities Hong Kong, Ltd - Financing Solutions

Two International Finance Centre, 8 Finance Street, Central, Hong Kong, Hong Kong

Tel: +852 2840 5388

Email: SecuritiesFinanceSolutions@statestreet.com

Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

State Street Financing Solutions provides a comprehensive and innovative set of securities financing products.

As one of the longest running and largest securities financing providers in the industry, we are positioned well to understand your financing and investment needs across global markets.

Our leading Agency Lending, Prime offerings, and Repo services can help you get the most out of your portfolios and support your investment strategy. As a market innovator, we’ve expanded our services with a range of peer to peer financing services, helping you access new pools of liquidity and providing competitive overnight and term cash investment financing through our common platform, Venturi.

Combining our full suite of offerings, supported by a business model that is built to provide stability through market cycles, we can help identify potential areas for savings, profits and, ultimately, achieve alpha.

Global Head of Financing Solutions

Gino Timperio

Gltimperio@statestreet.com

+1 617 664 2578

Head of Financing Solutions APAC

Jansen Chua

JWChua@statestreet.com

+852 2230 1517

Global Head of Client Management

Francesco Squillacioti

fsquillacioti@statestreet.com

+1 617 664 4756

BNP PARIBAS SA

63/F IFC2, 8 Finance Street, Central, Hong Kong

Tel: + 852 2108 5456

Web: www.bnpparibas.com

Type of firm: Investment Bank

Prime Services

Global Head of Prime Solutions & Financing

Raphael Masgnaux raphael.masgnaux@uk.bnpparibas.com

+ 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing

Kieron Smith

Kieron.A.SMITH@uk.bnpparibas.com

+44 207 595 1994

Head of Prime Solutions & Financing, Asia Pacific

Benjamin Dufour benjamin.dufour@asia.bnpparibas.com

+852 2108 5456

J.P. Morgan

8 Connaught Road Central, Hong Kong, HKI, 999077, Hong Kong

Web: www.jpmorgan.com/solutions/cib/primeservices

Type of firm: Investment Bank

J.P. Morgan’s Prime Services suite of products offer a full spectrum of integrated capabilities, combined with the strength and resources of a leading global bank, J.P. Morgan’s multi-asset class platform extends across execution, financing, clearing, fund administration and asset-servicing products, as well as prime custody and optimized margin solutions.

Head of Prime Finance, APAC

Duncan Wilson

Duncan.Wilson@jpmorgan.com

+852 2800 7789

Synthetic Trading, Asia

Nicholas Stearn

nicholas.stearn@jpmorgan.com

+852 2800 7749

J.P. Morgan

2-7-3 Marunouchi Chiyoda-Ku, Tokyo, Japan, Japan Web: www.jpmorgan.com/solutions/cib/primeservices

Type of firm: Investment Bank

J.P. Morgan’s Prime Services suite of products offer a full spectrum of integrated capabilities, combined with the strength and resources of a leading global bank, J.P. Morgan’s multi-asset class platform extends across execution, financing, clearing, fund administration and asset-servicing products, as well as prime custody and optimized margin solutions.

Head of Prime Finance, APAC

Duncan Wilson

Duncan.Wilson@jpmorgan.com

+852 2800 7789

Head of Financing and Collateral, Asia

Peter Chuang

peter.chuang@jpmorgan.com

+813 673 61436

Funding & collateral/Repo

yamamos@jsf.co.jp

+81 3 3808 1860

Japan Securities Finance Co., Ltd.

1-2-10 Nihonbashi-Kayabacho, Chuo-Ku, Tokyo 103-0025, Japan

Web: https://www.jsf.co.jp/english/

Type of firm: Securities Finance/Funding & collateral

JSF is the only securities finance Company in Japan and a licensed company under the FIEA that provides enhanced ability to margin transaction for the investors to create extra investment opportunities and improve liquidity of the Japanese stock market. In today’s changing environment, we are currently focused on overseas markets, expanding our business through strengthening our global network of securities companies and institutional investors, especially for securities lending/borrowing, collateral upgrade/ downgrade, equities financing and TRS.

Senior Managing Executive Officer, Head of Global Business Development

Morikuni Jimmy Shimoyamada shimoyamada_morikuni@jsf.co.jp

+81 3 3666 3200

Managing Director, Collateral & Funding, Synthetic finance

Tetsuya Onodera onoderay@jsf.co.jp

+81 3 3666 3681

Managing Director, Collateral & Funding, Synthetic finance

Yosuke Kobayashi kobayashis@jsf.co.jp

+81 3 3666 3681

Director, Collateral & Funding, Synthetic finance

Reona Leo Sasaki sasakir@jsf.co.jp

+81 3 3666 3681

Associate Director, Collateral & Funding, Synthetic finance

Kazane Takai takai_kazane@jsf.co.jp

+81 3 3666 3681

Managing Director, Repo, Securities Lending (Fixed Income)

Hiroshi Akasaka akasakah@jsf.co.jp

+81 3 3808 1860

Managing Director, Repo, Securities Lending (Fixed Income)

Shinsuke Yamamoto

Director, Repo, Securities Lending (Fixed Income) Seiji Ishida ishida_seiji@jsf.co.jp

+81 3 3808 1857

Managing Director ,Repo, Securities Lending (Stock)

Yuta Asada asaday@jsf.co.jp

+81 3 3667 0792

Director, Repo, Securities Lending (Stock)

Tomonori Shibuya shibuyat@jsf.co.jp

+81 3 3667 0792

Director, Loans for Margin trading (Stock)

Yuji Sunago sunago_yuji@jsf.co.jp

+81 3 3666 3570

Japan Securities Finance Co., Ltd.

1-2-10 Nihonbashi-Kayabacho, Chuo-Ku, Tokyo 103-0025, Japan

Web: https://www.jsf.co.jp/english/

Type of firm: Securities Finance/Repo

JSF is the only securities finance Company in Japan and a licensed company under the FIEA that provides enhanced ability to margin transaction for the investors to create extra investment opportunities and improve liquidity of the Japanese stock market. In today’s changing environment, we are currently focused on overseas markets, expanding our business through strengthening our global network of securities companies and institutional investors, especially for securities lending/borrowing, collateral upgrade/ downgrade, equities financing and TRS.

Senior Managing Executive Officer, Head of Global Business Development

Morikuni Jimmy Shimoyamada shimoyamada_morikuni@jsf.co.jp

+81 3 3666 3200

Managing Director, Collateral & Funding, Synthetic finance

Tetsuya Onodera onoderay@jsf.co.jp

+81 3 3666 3681

Managing Director, Collateral & Funding, Synthetic finance

Yosuke Kobayashi

kobayashis@jsf.co.jp

+81 3 3666 3681

Director, Collateral & Funding, Synthetic finance Reona Leo Sasaki

sasakir@jsf.co.jp

+81 3 3666 3681

Associate Director, Collateral & Funding, Synthetic finance

Kazane Takai takai_kazane@jsf.co.jp

+81 3 3666 3681

Managing Director, Repo, Securities Lending (Fixed Income)

Hiroshi Akasaka akasakah@jsf.co.jp

+81 3 3808 1860

Managing Director, Repo, Securities Lending (Fixed Income)

Shinsuke Yamamoto yamamos@jsf.co.jp

+81 3 3808 1860

Director, Repo, Securities Lending (Fixed Income)

Seiji Ishida ishida_seiji@jsf.co.jp

+81 3 3808 1857

Managing Director, Repo, Securities Lending (Stock)

Yuta Asada asaday@jsf.co.jp

+81 3 3667 0792

Director, Repo, Securities Lending (Stock)

Tomonori Shibuya shibuyat@jsf.co.jp

+81 3 3667 0792

Director, Loans for Margin trading (Stock)

Yuji Sunago

sunago_yuji@jsf.co.jp

+81 3 3666 3570

S&P Global Market Intelligence

Tokyo Square Garden 12F, 3-1-1 Kyobashi, Chuo-ku, Tokyo, 104-0031, Japan

Tel: 61 2 8076 1100

Web: www.spglobal.com/securitiesfinance

Type of firm: Financial Information Services

S&P Global Market Intelligence covers more than $31 trillion of global securities in the lending programs of more than 22,000 institutional funds. This data is sourced directly from industry practitioners, and it includes more than 20 years of history with over 3 million intraday transactions. Our data is recognized as the independent source of data, analytics, and solutions for the securities finance industry.

Our clients benefit from the enhanced visibility and insight we provide into the market for short interest demand, supply and borrow cost, performance analytics, repo data and ETF collateral data.

Our solutions assist with oversight management, revenue optimization and onboarding tools for securities lending programs.

Associate Director, Product Specialist

Kyotaro Inoue kyotaro.inoue@spglobal.com

813 6262 1858

Director, APAC Sales Shintaro Toba shintaro.toba@spglobal.com

813 6262 1754

Executive Director, Head of APAC Securities Finance Product Stewart Cowan stewart.cowan@spglobal.com

61 2 8076 1117

Credit Suisse

1-6-1 Roppongi, Minato-Ku, Izumi Gardens 26f Tokyo, 106-6024, Japan

Tel: +81 3 4550 9000

Web: http://www.credit-suisse.com

Director

Thomas Bloxham

thomas.bloxham@credit-suisse.com

+852 2101 6606

J.P. Morgan

2-7-3, Chiyoda-ku, Tokyo 100-6432, Japan, Japan Web: www.jpmorgan.com/global/solutions/cib/ securities-services

Type of firm: Custodian Bank

J.P. Morgan’s Trading Services comprises its Agency Securities Finance and Collateral Services businesses and offers a unique proposition to maximise value to clients as a leading provider of innovative financing solutions and one of the industry leading global tri-party and collateral management agents by drawing on the expertise and infrastructure of J.P. Morgan’s Corporate & Investment Bank

Global Head of Trading Services

Ben Challice ben.challice@jpmorgan.com

+44 207 134 7964

Head of Trading Services, APAC

Ed Bond

edward.bond@jpmorgan.com

+852 2800 2667

Head of Agency Securities Finance Trading & Cash Reinvestment, APAC

Simone Broadfield

simone.broadfield@jpmorgan.com

+852 2800 1576

Global Head of Trading Services Sales

Eileen Herlihy

eileen.herlihy@jpmorgan.com

+44 207 134 8626 Head of Agency Securities Finance Sales, APAC

Stephen Michael stephen.j.michael@jpmorgan.com

+852 2800 9173

J.P. Morgan

2-7-3 Marunouchi Chiyoda-Ku, Tokyo, Japan, Japan Web: www.jpmorgan.com/solutions/cib/primeservices

Type of firm: Investment Bank

J.P. Morgan’s Prime Services suite of products offer a full spectrum of integrated capabilities, combined with the strength and resources of a leading global bank, J.P. Morgan’s multi-asset class platform extends across execution, financing, clearing, fund administration and asset-servicing products, as well as prime custody and optimized margin solutions.

Head of Prime Finance, APAC

Duncan Wilson

Duncan.Wilson@jpmorgan.com

+852 2800 7789

Head of Financing and Collateral, Asia

Peter Chuang peter.chuang@jpmorgan.com

+813 673 61436

Prime Brokerage Sales, Asia

Stephen Kelly

Stephen.W.Kelly@jpmorgan.com

+852 2800 7745

Client Financing, Asia

Nicholas Stearn

nicholas.stearn@jpmorgan.com

+852 2800 7749

Japan Securities Finance Co., Ltd.

1-2-10 Nihonbashi-Kayabacho, Chuo-Ku, Tokyo 103-0025, Japan Web: https://www.jsf.co.jp/english/

Type of firm: Securities Finance

JSF is the only securities finance Company in Japan and a licensed company under the FIEA that provides enhanced ability to margin transaction for the investors to create extra investment opportunities and improve liquidity of the Japanese stock market. In today’s changing environment, we are currently focused on overseas markets, expanding our business through strengthening our global network of securities companies and institutional investors, especially for securities lending/borrowing, collateral upgrade/ downgrade, equities financing and TRS.

Senior Managing Executive Officer, Head of Global Business Development

Morikuni Jimmy Shimoyamada shimoyamada_morikuni@jsf.co.jp

+81 3 3666 3200

Managing Director, Collateral & Funding, Synthetic finance

Tetsuya Onodera onoderay@jsf.co.jp

+81 3 3666 3681

Managing Director, Collateral & Funding, Synthetic finance

Yosuke Kobayashi kobayashis@jsf.co.jp

+81 3 3666 3681

Director, Collateral & Funding, Synthetic finance

Reona Leo Sasaki sasakir@jsf.co.jp

+81 3 3666 3681

Associate Director, Collateral & Funding, Synthetic finance

Kazane Takai takai_kazane@jsf.co.jp

+81 3 3666 3681

Managing Director, Repo, Securities Lending (Fixed Income)

Hiroshi Akasaka akasakah@jsf.co.jp

+81 3 3808 1860

Managing Director, Repo, Securities Lending (Fixed Income)

Shinsuke Yamamoto

yamamos@jsf.co.jp

+81 3 3808 1860

Director, Repo, Securities Lending (Fixed Income)

Seiji Ishida ishida_seiji@jsf.co.jp

+81 3 3808 1857

Managing Director, Repo, Securities Lending (Stock)

Yuta Asada asaday@jsf.co.jp

+81 3 3667 0792

Director, Repo, Securities Lending (Stock)

Tomonori Shibuya shibuyat@jsf.co.jp

+81 3 3667 0792

Director, Loans for Margin trading (Stock)

Yuji Sunago

sunago_yuji@jsf.co.jp

+81 3 3666 3570

Mitsubishi UFJ Morgan Stanley Securities Co.,Ltd.

1-9-2 Otemachi, Chiyoda-ku, Tokyo 100-8127, Japan

Tel: +81 3 6742 7541

Email: mitsubishi-lending@mumss.com

Web: https://www.sc.mufg.jp/english/index.html

Type of firm: Investment Bank

Other offices

US/UK/CAN

Managing Director

Yuko Suzuki

suzuki-yuuko@mumss.com

+81 3 6742 7541

S&P Global Market Intelligence

Tokyo Square Garden 12F, 3-1-1 Kyobashi, Chuo-ku, Tokyo, 104-0031, Japan

Tel: 61 2 8076 1100

Web: www.spglobal.com/securitiesfinance

Type of firm: Financial Information Services

S&P Global Market Intelligence covers more than $31 trillion of global securities in the lending programs of more than 22,000 institutional funds.

This data is sourced directly from industry practitioners, and it includes more than 20 years of history with over 3 million intraday transactions. Our data is recognized as the independent source of data, analytics, and solutions for the securities finance industry.

Our clients benefit from the enhanced visibility and insight we provide into the market for short interest demand, supply and borrow cost, performance analytics, repo data and ETF collateral data.

Our solutions assist with oversight management, revenue optimization and onboarding tools for securities lending programs.

Associate Director, Product Specialist

Kyotaro Inoue

kyotaro.inoue@spglobal.com

813 6262 1858

Director, APAC Sales

Shintaro Toba

shintaro.toba@spglobal.com

813 6262 1754

Executive Director, Head of APAC Securities Finance Product

Stewart Cowan

stewart.cowan@spglobal.com

61 2 8076 1117

State Street Bank and Trust Company, Tokyo Branch

Toranomon Hills Mori Tower, Toranomom 1-23-1, Minato-Ku, Tokyo 105-6325, Japan

Tel: +81 3-4530-7600

Email: SecuritiesFinanceSolutions@statestreet.com

Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

State Street Financing Solutions provides a comprehensive and innovative set of securities financing products.

As one of the longest running and largest securities financing providers in the industry, we are positioned well to understand your financing and investment needs across global markets.

Our leading Agency Lending, Prime offerings, and Repo services can help you get the most out of your portfolios and support your investment strategy. As a market innovator, we’ve expanded our services with a range of peer to peer financing services, helping you access new pools of liquidity and providing competitive overnight and term cash investment financing through our common platform, Venturi.

Combining our full suite of offerings, supported by a business model that is built to provide stability through market cycles, we can help identify potential areas for savings, profits and, ultimately, achieve alpha.

Global Head of Financing Solutions

Gino Timperio

Gltimperio@statestreet.com

+1 617 664 2578

Head of Financing Solutions APAC

Jansen Chua

JWChua@statestreet.com

+852 2230 1517

Head of Business Development and Client Management, Japan

Sakuaki Yasuda

syasuda@statestreet.com

+81 3 45307540

Securities lending/Synthetic finance

UBS Securities Japan Co Ltd

Otemachi First Square, 1-5-1 Otemachi, Chiyoda-ku, Tokyo 100-0004, Japan

Tel: +81 3 5208 6000

Web: www.ubs.com

Type of firm: Investment Bank

Head of Prime Brokerage & Stock Borrowing & Lending, Japan

Sean McCarthy

sean-j.mccarthy@ubs.com

+81 3 5208 7208

Equity Finance Trading

Haruka Kobayashi

haruka-k.kobayashi@ubs.com

+813 5208 7148

J.P. Morgan

2-7-3 Marunouchi Chiyoda-Ku, Tokyo, Japan

Web: www.jpmorgan.com/solutions/cib/prime-services

Type of firm: Investment Bank

J.P. Morgan’s Prime Services suite of products offer a full spectrum of integrated capabilities, combined with the strength and resources of a leading global bank, J.P. Morgan’s multi-asset class platform extends across execution, financing, clearing, fund administration and asset-servicing products, as well as prime custody and optimized margin solutions.

Head of Prime Finance, APAC

Duncan Wilson

Duncan.Wilson@jpmorgan.com

+852 2800 7789

Head of Synthetic Financing, Asia

Peter Chuang

peter.chuang@jpmorgan.com

+813 673 61436

Synthetic finance

yamamos@jsf.co.jp

+81 3 3808 1860

Director, Repo, Securities Lending (Fixed Income)

Japan Securities Finance Co., Ltd.

1-2-10 Nihonbashi-Kayabacho, Chuo-Ku, Tokyo 103-0025, Japan Web: https://www.jsf.co.jp/english/

Type of firm: Securities Finance

JSF is the only securities finance Company in Japan and a licensed company under the FIEA that provides enhanced ability to margin transaction for the investors to create extra investment opportunities and improve liquidity of the Japanese stock market. In today’s changing environment, we are currently focused on overseas markets, expanding our business through strengthening our global network of securities companies and institutional investors, especially for securities lending/borrowing, collateral upgrade/ downgrade, equities financing and TRS.

Senior Managing Executive Officer, Head of Global Business Development

Morikuni Jimmy Shimoyamada shimoyamada_morikuni@jsf.co.jp

+81 3 3666 3200

Managing Director, Collateral & Funding, Synthetic finance

Tetsuya Onodera onoderay@jsf.co.jp

+81 3 3666 3681

Managing Director, Collateral & Funding, Synthetic finance

Yosuke Kobayashi kobayashis@jsf.co.jp

+81 3 3666 3681

Director, Collateral & Funding, Synthetic finance

Reona Leo Sasaki sasakir@jsf.co.jp

+81 3 3666 3681

Associate Director, Collateral & Funding, Synthetic finance

Kazane Takai takai_kazane@jsf.co.jp

+81 3 3666 3681

Managing Director, Repo, Securities Lending (Fixed Income)

Hiroshi Akasaka akasakah@jsf.co.jp

+81 3 3808 1860

Managing Director, Repo, Securities Lending (Fixed Income)

Shinsuke Yamamoto

Seiji Ishida ishida_seiji@jsf.co.jp

+81 3 3808 1857

Managing Director, Repo, Securities Lending (Stock)

Yuta Asada asaday@jsf.co.jp

+81 3 3667 0792

Director Repo, Securities Lending (Stock)

Tomonori Shibuya shibuyat@jsf.co.jp

+81 3 3667 0792

Director, Loans for Margin trading (Stock)

Yuji Sunago sunago_yuji@jsf.co.jp

+81 3 3666 3570

Swiss Reinsurance Company Ltd

128 Beach Road, Guoco Midtown #10-01, Singapore 189773

Tel: +65 6 232 33 55

Email: collateral_trading@swissre.com

Web: swissre.com

Type of firm: Reinsurance

Collateral Trader

Mark Bloem

Mark_Bloem@swissre.com

+65 6 232 33 55

Nomura Singapore Limited

10 Marina Blvd, Tower 2, #33-02 Marina Bay Financial

Centre, Singapore 018983, Singapore

Tel: +65 6 671 98 00

Web: https://www.nomura.com

Type of firm: Bank

Financing Sales

Eros Grinzato

eros.grinzato@nomura.com

+852 2536 7779

Swiss Reinsurance Company Ltd

128 Beach Road, Guoco Midtown #10-01, Singapore 189773

Tel: +65 6 232 33 55

Email: collateral_trading@swissre.com

Web: swissre.com

Type of firm: Reinsurance

Collateral Trader

Mark Bloem

Mark_Bloem@swissre.com

+65 6 232 33 55

UBS Group AG

9 Penang Road, Singapore, Singapore

Tel: +65 649 53042

Web: www.ubs.com

Type of firm: Bank

Head of Investment & Execution APAC

Mathieu Bühler

mathieu.buehler@ubs.com

+65 649 53042

RBC Investor & Treasury Services

8 Marina View, Singapore, 18960, Singapore

Tel: +65 6013 6636

Web: www.rbcits.com

RBC Investor & Treasury Services (RBC I&TS) provides asset, payment and treasury services to financial institutions and asset owners worldwide. We are a leader in Canadian cash management and transaction banking services. Trusted with nearly CAD 4 trillion in assets under administration(1), our focus is on safeguarding client assets and supporting our clients’ growth.

Clients benefit from the long-standing experience and specialized expertise of our securities finance program:

• Tailored based on clients’ risk and return objectives

• Established risk management framework

• Zero losses for beneficial owners since inception(2)

• Over 35 years of experience

• #1 Income Generated(3)

(1) RBC quarterly results as at January 31, 2023

(2) Based on internal records as at January 31, 2023

(3) Global Investor/ISF Beneficial Owners Survey –Custodial Lender Category Unweighted, 2021

Director, Co-Head of Securities Finance

Trading & Product

Chris Barrand

chris.barrand@rbc.com

+44 20 7002 2522

Associate, Securities Finance

Juhi Chikhlia

juhi.chikhlia@rbc.com

+65 6013 6636

Swiss Reinsurance Company Ltd

128 Beach Road, Guoco Midtown #10-01, Singapore 189773

Tel: +65 6 232 33 55

Email: collateral_trading@swissre.com

Web: swissre.com

Type of firm: Reinsurance

Collateral Trader

Mark Bloem

Mark_Bloem@swissre.com

+65 6 232 33 55

UBS AG

7/F 9 Penang Road, Singapore 238459, Singapore

Tel: +65 6495 8000

Web: www.ubs.com

Type of firm: Investment Bank

Head of SBL Trading, APAC

Alex Prince alex.prince@ubs.com

+65 6495 5311

SBL Trading

Ed Cartwright edward.cartwright@ubs.com

+65 6495 5310

Trading

Kenneth Ma kenneth.ma@ubs.com

+852 2971 8504

State Street Bank and Trust, Seoul Branch - Financing Solutions

Centre 1 67 Sooha-dong Jung-gu, Seoul 05439 Korea, South Korea

Tel: +011 82 2 3706 4500

Email: SecuritiesFinanceSolutions@statestreet.com

Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

State Street Financing Solutions provides a comprehensive and innovative set of securities financing products. As one of the longest running and largest securities financing providers in the industry, we are positioned well to understand your financing and investment needs across global markets. Our leading Agency Lending, Prime offerings, and Repo services can help you get the most out of your portfolios and support your investment strategy. As a market innovator, we’ve expanded our services with a range of peer to peer financing services, helping you access new pools of liquidity and providing competitive overnight and term cash investment financing through our common platform, Venturi. Combining our full suite of offerings, supported by a business model that is built to provide stability through market cycles, we can help identify potential areas for savings, profits and, ultimately, achieve alpha.

Global Head of Financing Solutions

Gino Timperio

Gltimperio@statestreet.com

+1 617 664 2578

Head of Financing Solutions APAC

Jansen Chua

JWChua@statestreet.com

+852 2230 1517

Securities Finance Relationship Management Korea

Juhee An jan3@statestreet.com

+82 2 37064695

EMEA Section

Eurex Repo GmbH

17, Rue de Surène, 75008 Paris, France

Tel: +49 69 211 0

Email: Repo.Sales@eurex.com

Web: www.eurexrepo.com

Type of firm: Multilateral Trading Facility (MTF)

Other offices

London, Frankfurt, Zug, Chicago

Managing Director, Member of the Management Board, Eurex Repo

Frank Gast

frank.gast@eurex.com

+49 69 2111 4050

BNP Paribas - Financing & Collateral Services

9 Rue du Débarcadère, 93500 Pantin, France Web: https://securities.cib.bnpparibas/all-oursolutions/markets-services/securities-lendingsolutions/

Type of firm: Custodian Bank

BNP Paribas is a major financing solutions provider, providing a wide range of securities finance products through a robust and digitalised trading platform framed by a large collateral eligibility universe.

Our Financing & Collateral Services department fully leverages the strengths of our Securities Services and Global Markets businesses combining operational excellence and best-in-class refinancing capabilities.

Our offer does not stop at regular Repo but also includes Commited Repo Facilities and Sustainable Repo capabilities (Green Repos & Sustainability linked Repos).

Securities financing activities

Repos

Main collateral types Non Cash

Other offices

London, Hong Kong

Head of Financing & Collateral Services Lias Hammouche lias.hammouche@bnpparibas.com

Head of Principal Equity Trading London Constantinos Fatouros constantinos.fatouros@uk.bnpparibas.com

Head of Technical Sales - Market & Financing Services

Christian Oger christian.oger@bnpparibas.com

Eurex Repo GmbH

17, Rue de Surène, 75008 Paris, France

Tel: +49 69 211 0

Email: Repo.Sales@eurex.com

Web: www.eurexrepo.com

Type of firm: Multilateral Trading Facility (MTF)

Other offices

London, Frankfurt, Zug, Chicago

Managing Director, Member of the Management Board, Eurex Repo

Frank Gast

frank.gast@eurex.com

+49 69 2111 4050

BNP Paribas - Financing & Collateral Services

9 Rue du Débarcadère, 93500 Pantin, France

Web: https://securities.cib.bnpparibas/all-oursolutions/markets-services/securities-lendingsolutions/

Type of firm: Custodian Bank

With an in-depth knowledge of global markets across multiple asset classes and currencies, BNP Paribas has supported securities lending and borrowing activities for many years.

Our seven trading desks covering all established securities lending and borrowing markets allow us to provide indepth knowledge of local market trends across multiple asset classes. BNP Paribas’ proven track record in the securities lending and borrowing industry is the result of strong trading expertise, robust risk management policy and control, as well as the continuous development of operational efficiencies.

We are able to provide both agency and principal lending services and our agency lending capabilities are also available in third-party.

The Securities Services business of BNP Paribas is a multiasset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities financing activities

Principal Securities Lending

Main collateral types

Cash and non-cash

Other offices

London, Hong Kong

Head of Financing & Collateral Services

Lias Hammouche lias.hammouche@bnpparibas.com

Head of Technical Sales - Market & Financing Services

Christian Oger

christian.oger@bnpparibas.com

Global Head of Relationship Management - Market & Financing Services

Benoit Uhlen benoit.uhlen@bnpparibas.com

Goldman Sachs Agency Lending

85 Avenue Marceau, 75116 Paris, France

Web: https://www.goldmansachs.com/what-we-do/ FICC-and-equities/prime-services/index.html

Type of firm: Global Financial Services Firm

Goldman Sachs Agency Lending (“GSAL”) provides discretionary agency securities lending services on behalf of Asset Managers, Pension Plans, Insurance Companies and Endowments, lending their securities on a fully collateralized basis to a client-approved list of borrowers.

Our clients benefit from dealing with a specialized thirdparty lending agent, which possesses the resources typically associated with a large custody program.

Our platform differentiators include: a bespoke service model, program customization, a value-over-volume approach, a dedicated application development team and the institutional resources of Goldman Sachs.

We partner with clients across the globe and are active in 30+ lending markets.

For more information, please contact us at AgencyLending@GS.com

Executive Director

Ryan Watt ryan.watt@gs.com

+44 20 7051 8514

Executive Director

Michael Furnival michael.furnival@gs.com

+44 20 7774 8762

Morgan Stanley

61 Rue De Monceau - 75008 Paris, France

Tel: +33 14 29 07000

Web: morganstanley.com

Sales Trader

Thierry-Wilkinson Guillaume

guillaume.wilkinson@morganstanley.com

+33 14 29 07475

Sales Trader

Herledan Camille-Louise

camille-louise.herledan@morganstanley.com

+33 14 29 07305

ABN AMRO Bank N.V., Frankfurt Branch

Mainzer Landstraße 1, 60325 Frankfurt am Main, Germany

Tel: +49 69 7167 35 959

Web: www.abnamro.com

Other offices

Amsterdam, London, New York

Fixed Income & Derivatives Sales, Securties Financing Solutions

Marc Burkhard

marc.burkhard@de.abnamro.com

+49 69 7167 35 955

Eurex Repo GmbH

Mergenthalerallee 61, 65760 Eschborn, Germany

Tel: +49 69 211 0

Email: Repo.Sales@eurex.com

Web: www.eurexrepo.com

Type of firm:

Multilateral Trading Facility (MTF)

Other offices

London, Paris, Zug, Chicago

Managing Director, Member of the Management Board, Eurex Repo

Frank Gast

frank.gast@eurex.com

+49 69 2111 4050

ABN AMRO Bank N.V., Frankfurt Branch

Mainzer Landstraße 1, 60325 Frankfurt am Main, Germany

Tel: +49 69 7167 35 959

Web: www.abnamro.com

Other offices

Amsterdam, London, New York

Fixed Income & Derivatives Sales, Securties Financing Solutions

Marc Burkhard

marc.burkhard@de.abnamro.com

+49 69 7167 35 955

Eurex Repo GmbH

Mergenthalerallee 61, 65760 Eschborn, Germany

Tel: +49 69 211 0

Email: Repo.Sales@eurex.com

Web: www.eurexrepo.com

Type of firm:

Multilateral Trading Facility (MTF)

Other offices

London, Paris, Zug, Chicago

Managing Director, Member of the Management Board, Eurex Repo

Frank Gast

frank.gast@eurex.com

+49 69 2111 4050

State Street Bank International GmbH - Financing Solutions

Scala Building, Solmsstrasse 83, 60486 Frankfurt, Germany

Tel: +49 69 667745 000

Email: SecuritiesFinanceSolutions@statestreet.com

Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

State Street Financing Solutions provides a comprehensive and innovative set of securities financing products.

As one of the longest running and largest securities financing providers in the industry, we are positioned well to understand your financing and investment needs across global markets.

Our leading Agency Lending, Prime offerings, and Repo services can help you get the most out of your portfolios and support your investment strategy. As a market innovator, we’ve expanded our services with a range of peer to peer financing services, helping you access new pools of liquidity and providing competitive overnight and term cash investment financing through our common platform, Venturi.

Combining our full suite of offerings, supported by a business model that is built to provide stability through market cycles, we can help identify potential areas for savings, profits and, ultimately, achieve alpha.

Global Head of Financing Solutions

Gino Timperio

Gltimperio@statestreet.com

+1 617 664 2578

Global Head of Client Management

Francesco Squillacioti

fsquillacioti@statestreet.com

+1 617 664 4756

Head of Financing Solutions Europe

Dr. Christian Schuetze

cschuetze@statestreet.com

+49 69 667745000

Global Head of Sales

Owen Nichols

honichols@statestreet.com

+1 617 664 2676

BMO Capital Markets

Bank of Montreal Europe plc, 6th floor - 2 Harbourmaster Place, Dublin 1, Ireland

Tel: +353 1 614 7851

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services.

BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Other offices

New York, Toronto, London, Melbourne

Managing Director, Co-Head European Prime Finance

Eoin Corrigan

eoin.corrigan@bmo.com

+353 1 614 7851

BMO Capital Markets

Bank of Montreal Europe plc, 6th floor - 2 Harbourmaster Place, Dublin 1, Ireland

Tel: +353 1 614 7851

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services.

BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Other offices

New York, Toronto, London, Melbourne

Managing Director, Co-Head European Prime Finance

Eoin Corrigan

eoin.corrigan@bmo.com

+353 1 614 7851

BMO Capital Markets

Bank of Montreal Europe plc, 6th floor - 2 Harbourmaster Place, Dublin 1, Ireland

Tel: +353 1 614 7851

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services.

BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Other offices

New York, Toronto, London, Melbourne

Managing Director, Co-Head European Prime Finance

Eoin Corrigan

eoin.corrigan@bmo.com

+353 1 614 7851

State Street International (Ireland) Limited - Financing Solutions

78 Sir John Rogerson’s Quay, Dublin 2, Ireland

Tel: +353 1 776 8000

Email: SecuritiesFinanceSolutions@statestreet.com

Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

State Street Financing Solutions provides a comprehensive and innovative set of securities financing products.

As one of the longest running and largest securities financing providers in the industry, we are positioned well to understand your financing and investment needs across global markets.

Our leading Agency Lending, Prime offerings, and Repo services can help you get the most out of your portfolios and support your investment strategy. As a market innovator, we’ve expanded our services with a range of peer to peer financing services, helping you access new pools of liquidity and providing competitive overnight and term cash investment financing through our common platform, Venturi.

Combining our full suite of offerings, supported by a business model that is built to provide stability through market cycles, we can help identify potential areas for savings, profits and, ultimately, achieve alpha.

Global Head of Financing Solutions

Gino Timperio

Gltimperio@statestreet.com

+1 617 664 2578

Global Head of Agency Lending

Patricia Hostin

phostin@statestreet.com

+1 609 514 4550

Global Head of Client Management

Francesco Squillacioti

fsquillacioti@statestreet.com

+1 617 664 4756

Global Head of Sales

Owen Nichols

honichols@statestreet.com

+1 617 664 2676

BMO Capital Markets

Bank of Montreal Europe plc, 6th floor - 2 Harbourmaster Place, Dublin 1, Ireland

Tel: +353 1 614 7851

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services.

BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Other offices

New York, Toronto, London, Melbourne

Managing Director, Co-Head European Prime Finance

Eoin Corrigan

eoin.corrigan@bmo.com

+353 1 614 7851

NBC Global Finance Limited – Dublin

Embassy House, Herbert Park Lane, Ballsbridge, Dublin 4, Ireland, IRELAND

Web: www.nbc.ca

Type of firm: Investment Firm

CEO

Mark Caplan

mark.caplan@nbcgf.ie

+353 87 286 0247

Managing Director & Co-Head of Trading (Synthetic Finance, Collateral & Funding, Repo, Securities Lending)

Nicolas Belley nicolas.belley@nbcgf.ie nicolas.belley@nbcgf.ie

Managing Director & Co-Head of Trading (Synthetic Finance, Collateral & Funding, Repo, Securities Lending)

Paul Bocquet

paul.bocquet@nbcgf.ie

+353 1 605 9812

CACEIS Bank - Luxembourg Branch

5 Allée Scheffer, L-2520 Luxembourg

Tel: +352 47 67 27 79

Web: www.caceis.com

Type of firm: Custodian

CACEIS is an asset servicing banking group dedicated to institutional and corporate clients. Through offices across Europe, North America and Asia, we are one of the world’s market leaders in asset servicing, Europe’s second depositary bank and the leading fund administrator for European funds.

CACEIS’s Securities Finance desk designs bespoke securities lending, borrowing, liquidity and collateral management services for its clients, leveraging on our group’s core asset servicing activity as well as our broad regulatory expertise to meet our clients’ specific risk/return requirements.

With fully-integrated dealing and operational processes underpinning both our Agency programme as well as Principal model, CACEIS is an effective partner for beneficial owners seeking to enhance their portfolio performance through Securities Finance services.

Head of Sales - Securities Finance

Donia Rouigueb donia.rouigueb@caceis.com

+352 47 67 28 14

Head of Equity Finance and Collateral ManagementSecurities Finance

Olivier Zemb olivier.zemb@caceis.com

+352 47 67 20 33

Head of Fixed Income & Repo – Securities Finance

Julien Berge

julien.berge@caceis.com

+352 47 67 20 45

Securities Finance Senior Sales

Remy Ferraretto remy.ferraretto@caceis.com

+33 7 72 36 86 33

Securities Finance Trader

Benoit Poirieux benoit.poirieux@caceis.com

+352 47 67 22 47

Securities Finance Trader

Sofian Mezrag

sofian.mezrag@caceis.com

+352 47 67 25 51

Repo/Securities lending

CACEIS Bank - Luxembourg Branch

5 Allée Scheffer, L-2520 Luxembourg

Tel: +352 47 67 27 79

Web: www.caceis.com

Type of firm:

Custodian

CACEIS is an asset servicing banking group dedicated to institutional and corporate clients. Through offices across Europe, North America and Asia, we are one of the world’s market leaders in asset servicing, Europe’s second depositary bank and the leading fund administrator for European funds.

CACEIS’s Securities Finance desk designs bespoke securities lending, borrowing, liquidity and collateral management services for its clients, leveraging on our group’s core asset servicing activity as well as our broad regulatory expertise to meet our clients’ specific risk/return requirements.

With fully-integrated dealing and operational processes underpinning both our Agency programme and as well as Principal model, CACEIS is an effective partner for beneficial owners seeking to enhance their portfolio performance through Securities Finance services.

Head of Sales - Securities Finance

Donia Rouigueb

donia.rouigueb@caceis.com

+352 47 67 28 14

Head of Equity Finance and Collateral ManagementSecurities Finance

Olivier Zemb olivier.zemb@caceis.com

+352 47 67 20 33

Head of Fixed Income & Repo – Securities Finance

Julien Berge

julien.berge@caceis.com

+352 47 67 20 45

Securities Finance Senior Sales

Remy Ferraretto remy.ferraretto@caceis.com

+33 7 72 36 86 33

Securities Finance Trader

Benoit Poirieux

benoit.poirieux@caceis.com

+352 47 67 22 47

Securities Finance Trader

Sofian Mezrag

sofian.mezrag@caceis.com

+352 47 67 25 51

CACEIS Bank - Luxembourg Branch

5 Allée Scheffer, L-2520 Luxembourg

Tel: +352 47 67 27 79

Web: www.caceis.com

Type of firm: Custodian

CACEIS is an asset servicing banking group dedicated to institutional and corporate clients. Through offices across Europe, North America and Asia, we are one of the world’s market leaders in asset servicing, Europe’s second depositary bank and the leading fund administrator for European funds.

CACEIS’s Securities Finance desk designs bespoke securities lending, borrowing, liquidity and collateral management services for its clients, leveraging on our group’s core asset servicing activity as well as our broad regulatory expertise to meet our clients’ specific risk/return requirements.

With fully-integrated dealing and operational processes underpinning both our Agency programme and as well as Principal model, CACEIS is an effective partner for beneficial owners seeking to enhance their portfolio performance through Securities Finance services.

Head of Sales - Securities Finance

Donia Rouigueb

donia.rouigueb@caceis.com

+352 47 67 28 14

Head of Equity Finance and Collateral ManagementSecurities Finance

Olivier Zemb olivier.zemb@caceis.com

+352 47 67 20 33

Head of Fixed Income & Repo – Securities Finance

Julien Berge

julien.berge@caceis.com

+352 47 67 20 45

Securities Finance Senior Sales

Remy Ferraretto remy.ferraretto@caceis.com

+33 7 72 36 86 33

Securities Finance Trader

Benoit Poirieux benoit.poirieux@caceis.com

+352 47 67 22 47

Securities Finance Trader

Sofian Mezrag

sofian.mezrag@caceis.com

+352 47 67 25 51

HQLAx

Tel: +352 28 81 33 11

Email: info@hqla-x.com www.hqla-x.com

HQLAX is an innovative financial technology firm that leverages Distributed Ledger Technology (DLT) to bring game-changing efficiencies to the securities finance and repo industry. Our core clients are banks and asset managers active in the global securities finance and repo markets, and our unique selling proposition is to enable market participants to execute frictionless ownership transfers of securities.

OFFICES:

LUXEMBOURG:

9 Rue du Laboratoire, 1911 Luxembourg

Head of Business Development

Rodney Jordan rod.jordan@hqla-x.com

Sales Lead

Elisa Poutanen elisa.poutanen@hqla-x.com

Marketplace:

• Trade execution

• Ability to enter specific opening/closing date & time (to the nearest minute)

Digital Collateral Registry:

• Record of ownership of baskets of securities

Trusted Third Party:

• Holds baskets of securities at triparty agents and custodians on behalf of participants

Custody Layer (Triparty Agents and Custodians):

• Safekeeping of securities in accounts opened by the TTP

• Collateral management of securities in and out of segregated TTP accounts

SWITZERLAND:

3, Rigistrasse 6300 Zug, Switzerland

CEO and Chairman Guido Stroemer guido.stroemer@hqla-x.com

CTO

Raoul Bhoedjang raoul.bhoedjang@hqla-x.com

LONDON: 85 Gresham Street

London EC2V 7NQ United Kingdom

COO

Nick Short nick.short@hqla-x.com

Sales

Charlie Amesbury charlie.amesbury@hqla-x.com

Digital Collateral Registry

Trusted Third Party

Marketplace

J.P. Morgan

6 route de Treves, Building H, Senningerberg, L-2633, Luxembourg

Web: www.jpmorgan.com/global/solutions/cib/ securities-services

Type of firm: Custodian Bank

J.P. Morgan’s Trading Services comprises its Agency Securities Finance and Collateral Services businesses and offers a unique proposition to maximise value to clients as a leading provider of innovative financing solutions and one of the industry leading global tri-party and collateral management agents by drawing on the expertise and infrastructure of J.P. Morgan’s Corporate & Investment

Bank

Global Head of Trading Services

Ben Challice

ben.challice@jpmorgan.com

+44 207 134 7964

Head of Agency Securities Finance, EMEA

Simon Heath

simon.heath@jpmorgan.com

+44 207 134 1597

Agency Securities Finance Product Management

Elliot Drews

elliot.drews@jpmorgan.com

+352 462 685 077

Global Head of Trading Services Sales

Eileen Herlihy

eileen.herlihy@jpmorgan.com

+44 207 134 8626

ABN AMRO Bank N.V.

Gustav Mahlerlaan 10, 1082 PP Amsterdam, HQ 7000, Netherlands

Tel: +31 20 383 6100 Web: www.abnamro.com

Other offices

London, Frankfurt, New York

Securities Financing, Liquidity and Collateral Management

Joris Kraan

joris.kraan@nl.abnamro.com

+31 20 383 6730

MUFG Securities (Europe) N.V.

World Trade Center, Tower H, 11th floor, Zuidplein 98, 1077 XV Amsterdam, Netherlands Web: www.mufgsecurities.com

Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history has a global network with locations in more than 50 countries. MUFG has about 170,000 employees and offers services including commercial banking, trust banking, asset management and securities. MUFG aims to “be the world’s most trusted financial group” and flexibly respond to all of the financial needs of customers serving society, and fostering shared and sustainable growth for a better world.

MUFG Securities (Europe) N.V. is headquartered in Amsterdam and has a sales office in Paris. The EU business offers Repo, Securities Lending and Rates products

Securities financing activities

Government/Corporate Bond Repo

GC, Non-Cash funding/collateral trading

Securities lending and borrowing

Main collateral types

Global Fixed Income, Global Equities, Major Currencies

Other offices

London, New York, Toronto

Group Head

Head of International Repo

Co-Head International Rates

Andre Van Hese

Andre.vanHese@mufgsecurities.com

Director - Trading

Rene Vergeer

Rene.Vergeer@mufgsecurities.com

+31 20 799 0207

Director - Trading

Jeroen Blaas

Jeroen.Blaas@mufgsecurities.com

+31 20 799 0244

Director - Sales Trading

Ruth Ferris

ruth.ferris@mufgsecurities.com

+44 207 577 2340

ABN AMRO Bank N.V.

Gustav Mahlerlaan 10, 1082 PP Amsterdam, HQ 7000, Netherlands

Tel: +31 20 383 6100 Web: www.abnamro.com

Other offices

London, Frankfurt, New York Securities Financing, Liquidity and Collateral Management

Joris Kraan

joris.kraan@nl.abnamro.com

+31 20 383 6730

Repo/Securities lending

ABN AMRO Bank N.V.

MUFG Securities (Europe) N.V.

World Trade Center, Tower H, 11th floor, Zuidplein 98, 1077 XV Amsterdam, Netherlands Web: www.mufgsecurities.com

Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history has a global network with locations in more than 50 countries.

MUFG has about 170,000 employees and offers services including commercial banking, trust banking, asset management and securities. MUFG aims to “be the world’s most trusted financial group” and flexibly respond to all of the financial needs of customers serving society, and fostering shared and sustainable growth for a better world.

MUFG Securities (Europe) N.V. is headquartered in Amsterdam and has a sales office in Paris. The EU business offers Repo, Securities Lending and Rates products”

Securities financing activities

Government/Corporate Bond Repo

GC, Non-Cash funding/collateral trading

Securities lending and borrowing

Main collateral types

Global Fixed Income, Global Equities, Major Currencies

Other offices

London, New York, Toronto

Group Head

Head of International Repo

Co-Head International Rates

Andre Van Hese

Andre.vanHese@mufgsecurities.com

Director - Trading

Rene Vergeer

Rene.Vergeer@mufgsecurities.com

+31 20 799 0207

Director - Trading

Jeroen Blaas

Jeroen.Blaas@mufgsecurities.com

+31 20 799 0244

Director - Sales Trading

Ruth Ferris

ruth.ferris@mufgsecurities.com

+44 207 577 2340

Gustav Mahlerlaan 10, 1082 PP Amsterdam, HQ 7000, Netherlands Tel: +31 20 383 6100 Web: www.abnamro.com

Other offices

London, Frankfurt, New York Securities Financing, Liquidity and Collateral Management

Joris Kraan

joris.kraan@nl.abnamro.com

+31 20 383 6730

MUFG Securities (Europe) N.V.

World Trade Center, Tower H, 11th floor, Zuidplein 98, 1077 XV Amsterdam, Netherlands Web: www.mufgsecurities.com

Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history has a global network with locations in more than 50 countries.

MUFG has about 170,000 employees and offers services including commercial banking, trust banking, asset management and securities. MUFG aims to “be the world’s most trusted financial group” and flexibly respond to all of the financial needs of customers serving society, and fostering shared and sustainable growth for a better world.

MUFG Securities (Europe) N.V. is headquartered in Amsterdam and has a sales office in Paris. The EU business offers Repo, Securities Lending and Rates products”

Securities financing activities

Government/Corporate Bond Repo

GC, Non-Cash funding/collateral trading

Securities lending and borrowing

Main collateral types

Global Fixed Income, Global Equities, Major Currencies

Other offices

London, New York, Toronto

Group Head

Head of International Repo

Co-Head International Rates

Andre Van Hese

Andre.vanHese@mufgsecurities.com

Director - Trading

Rene Vergeer

Rene.Vergeer@mufgsecurities.com

+31 20 799 0207

Director - Trading

Jeroen Blaas

Jeroen.Blaas@mufgsecurities.com

+31 20 799 0244

Director - Sales Trading

Ruth Ferris

ruth.ferris@mufgsecurities.com

+44 207 577 2340

The Standard Bank of South Africa Limited

30 Baker Street, Rosebank, Johannesburg, 2191, South Africa

Tel: +271 1415 5890 / +271 1415 6012

Email: juanita.taylor@standardbank.co.za

ryan.rossam@standardbank.co.za

wezley.harvey@standardbank.co.za

Web: www.standardbank.com

Type of firm: Bank

The Standard Bank of South Africa can offer access to market liquidity, funding, collateral upgrades / downgrades, repos and derivatives structures. We have agreements in place with most tri-party agents.

Securities financing activities

Yes

Main collateral types

ZAR Cash, Equities and RSA government Bonds, USD cash and bonds, CADs, Giltz (UMR & HQLA)

Lead, Collateral Optimisation

Juanita Taylor

juanita.taylor@standardbank.co.za

+271 14155890

Head : Cash & Liquidity Management

Ryan Rossam

ryan.rossam@standardbank.co.za

+271 14158225

Manager : Liquidity

Wezley Harvey

wezley.harvey@standardbank.co.za

+271 14158206

The Standard Bank of South Africa Limited

30 Baker Street, Rosebank, Johannesburg, 2191, South Africa

Tel: +271 1415 5891

Email: SecLendTraders@standardbank.co.za

Web: www.standardbank.com

Type of firm: Bank

The Standard Bank of South Africa offers Securities Lending and Borrowing services to local and foreign investors. We are South Africa’s Largest Securities Lending Provider and have the capacity to act as both agent and principal. Furthermore, Standard Bank’s Securities Lending desk has comprehensive Credit and Risk Management, Compliance and Financial Intelligence Centre Act (FICA) processes in place.

Securities financing activities

Yes

Main collateral types

ZAR Cash, Equities and RSA government Bonds

Head of Securities Finance

Hitesh Harduth

Hitesh.Harduth@standardbank.co.za

+271 1415 5891

Senior Trader: Securities Finance

Keshani Hardeyal

Keshani.Hardeyal@standardbank.co.za

+271 1415 5892

Trader: Securities Finance

Wynand Knoetze

Wynand.Knoetze@standardbank.co.za

+271 1415 6258

EFG Bank AG

Viale Stefano Franscini, 8 - 6901 Lugano, Switzerland

Tel: +41 58 809 31 11

Email: slb@efgbank.com

Web: www.efgbank.com

Type of firm: Private Bank

Head of Securities Lending and Collateral Management

Alberto Zanzi

alberto.zanzi@efgbank.com

+41 58 809 38 75

Eurex Repo GmbH

Theilerstrasse 1a, 6300 Zug, Switzerland

Tel: +49 69 211 0

Email: Repo.Sales@eurex.com

Web: www.eurexrepo.com

Type of firm:

Multilateral Trading Facility (MTF) Other offices

London, Frankfurt, Paris, Chicago

Managing Director, Member of the Management Board, Eurex Repo

Frank Gast

frank.gast@eurex.com

+49 69 2111 4050

SIX Repo Ltd.

Pfingstweidstrasse 110 8021 Zürich

Switzerland

Tel: +41 58 399 2190

www.six-group.com

Type of firm

Financial Infrastructure Provider

SIX is the leading financial infrastructure provider for the Swiss and Spanish financial centers and offers exchange services, financial information and banking services around the world.

SIX Securities Finance provides a multi-faceted electronic trading facility and a revolutionary collateral management solution as part of an integrated value chain from a single source: From trading and settlement, right through to collateralization at the central securities depositories (CSDs) or custodians. Collateral Management becomes easy and efficient thanks to the Collateral Cockpit™ which provides a holistic view across all processes and the tri-party collateral management offering features real-time exposure coverage and collateral substitution on one platform.

Through SIX unique offering, you get direct access to central bank money, money from commercial banks and primary SNB money market auctions. SIX market offers a single-point access to over 160 Swiss and international counterparties and repo trading across 14 currencies.

Head Repo & Collateral Management

Nerin Demir

nerin.demir@six-group.com

+41 58 399 2646

Head Sales & Relationship Management Securities

Finance

Christian Geiger

christian.geiger@six-group.com

+41 58 399 2423

Chief Financial Officer SIX SIS & SIX x-clear

Raeto von Sprecher, CFA

raeto.vonsprecher@six-group.com

+41 58 399 3779

Relationship Manager Repo & Collateral Management

Vi Luong

vi.luong@six-group.com

+41 58 399 2054

Swiss Reinsurance Company Ltd

Mythenquai 50/60, 8022 Zurich, Switzerland

Tel: +41 43 285 67 77

Email: collateral_trading@swissre.com

Web: swissre.com

Type of firm: Reinsurance

Collateral Trader

Souleymane Diop

Souleymane_Diop@swissre.com

+41 43 285 67 77

EFG Bank AG

Viale Stefano Franscini, 8 - 6901 Lugano, Switzerland

Tel: +41 58 809 31 11

Email: slb@efgbank.com

Web: www.efgbank.com

Type of firm: Private Bank

Head of Securities Lending and Collateral Management

Alberto Zanzi

alberto.zanzi@efgbank.com

+41 58 809 38 75

Eurex Repo GmbH

Theilerstrasse 1a, 6300 Zug, Switzerland

Tel: +49 69 211 0

Email: Repo.Sales@eurex.com

Web: www.eurexrepo.com

Type of firm: Multilateral Trading Facility (MTF)

Other offices

London, Frankfurt, Paris, Chicago

Managing Director, Member of the Management Board, Eurex Repo

Frank Gast

frank.gast@eurex.com

+49 69 2111 4050

OFFICES:

LUXEMBOURG:

HQLAx

Tel: +352 28 81 33 11

Email: info@hqla-x.com www.hqla-x.com

HQLAX is an innovative financial technology firm that leverages Distributed Ledger Technology (DLT) to bring game-changing efficiencies to the securities finance and repo industry. Our core clients are banks and asset managers active in the global securities finance and repo markets, and our unique selling proposition is to enable market participants to execute frictionless ownership transfers of securities.

Marketplace

Digital Collateral Registry

Trusted Third Party

Marketplace:

• Trade execution

• Ability to enter specific opening/closing date & time (to the nearest minute)

Digital Collateral Registry:

• Record of ownership of baskets of securities

Trusted Third Party:

• Holds baskets of securities at triparty agents and custodians on behalf of participants

Custody Layer (Triparty Agents and Custodians):

• Safekeeping of securities in accounts opened by the TTP

• Collateral management of securities in and out of segregated TTP accounts

9 Rue du Laboratoire, 1911 Luxembourg

Head of Business Development

Rodney Jordan rod.jordan@hqla-x.com

Sales Lead

Elisa Poutanen elisa.poutanen@hqla-x.com

SWITZERLAND:

3, Rigistrasse 6300 Zug, Switzerland

CEO and Chairman Guido Stroemer guido.stroemer@hqla-x.com

CTO

Raoul Bhoedjang raoul.bhoedjang@hqla-x.com

LONDON:

85 Gresham Street

London EC2V 7NQ United Kingdom

COO

Nick Short nick.short@hqla-x.com

Sales

Charlie Amesbury charlie.amesbury@hqla-x.com

SIX Repo Ltd.

Pfingstweidstrasse 110

8021 Zürich

Switzerland

Tel: +41 58 399 2190

www.six-group.com

Type of firm

Financial Infrastructure Provider

SIX is the leading financial infrastructure provider for the Swiss and Spanish financial centers and offers exchange services, financial information and banking services around the world.

SIX Securities Finance provides a multi-faceted electronic trading facility and a revolutionary collateral management solution as part of an integrated value chain from a single source: From trading and settlement, right through to collateralization at the central securities depositories (CSDs) or custodians. Collateral Management becomes easy and efficient thanks to the Collateral Cockpit™ which provides a holistic view across all processes and the tri-party collateral management offering features real-time exposure coverage and collateral substitution on one platform.

Through SIX unique offering, you get direct access to central bank money, money from commercial banks and primary SNB money market auctions. SIX market offers a single-point access to over 160 Swiss and international counterparties and repo trading across 14 currencies.

Head Repo & Collateral Management

Nerin Demir

nerin.demir@six-group.com

+41 58 399 2646

Head Sales & Relationship Management Securities

Finance

Christian Geiger

christian.geiger@six-group.com

+41 58 399 2423

Chief Financial Officer SIX SIS & SIX x-clear

Raeto von Sprecher, CFA

raeto.vonsprecher@six-group.com

+41 58 399 3779

Relationship Manager Repo & Collateral Management

Vi Luong

vi.luong@six-group.com

+41 58 399 2054

Swiss Reinsurance Company Ltd

Mythenquai 50/60, 8022 Zurich, Switzerland

Tel: +41 43 285 67 77

Email: collateral_trading@swissre.com

Web: swissre.com

Type of firm: Reinsurance

Collateral Trader

Ernst Lienhard

Ernst_Lienhard@swissre.com

+41 43 285 67 77

UBS Group AG

Europastrasse 1, Zürich-Opfikon 8152, Switzerland

Tel: +41-44-239 91 29

Web: www.ubs.com

Type of firm: Bank

Head of Investment & Execution EMEA

Percy Sewell percy.sewell@ubs.com

+41-44-239 91 29

EFG Bank AG

Viale Stefano Franscini, 8 - 6901 Lugano, Switzerland

Tel: +41 58 809 31 11

Email: slb@efgbank.com

Web: www.efgbank.com

Type of firm: Private Bank

Head of Securities Lending and Collateral Management

Alberto Zanzi

alberto.zanzi@efgbank.com

+41 58 809 38 75

SIX Repo Ltd.

Pfingstweidstrasse 110 8021 Zürich

Switzerland

Tel: +41 58 399 2190

www.six-group.com

Type of firm

Financial Infrastructure Provider

SIX is the leading financial infrastructure provider for the Swiss and Spanish financial centers and offers exchange services, financial information and banking services around the world.

SIX Securities Finance provides a multi-faceted electronic trading facility and a revolutionary collateral management solution as part of an integrated value chain from a single source: From trading and settlement, right through to collateralization at the central securities depositories (CSDs) or custodians. Collateral Management becomes easy and efficient thanks to the Collateral Cockpit™ which provides a holistic view across all processes and the tri-party collateral management offering features real-time exposure coverage and collateral substitution on one platform.

Through SIX unique offering, you get direct access to central bank money, money from commercial banks and primary SNB money market auctions. SIX market offers a single-point access to over 160 Swiss and international counterparties and repo trading across 14 currencies.

Head Repo & Collateral Management

Nerin Demir

nerin.demir@six-group.com

+41 58 399 2646

Head Sales & Relationship Management Securities Finance

Christian Geiger

christian.geiger@six-group.com

+41 58 399 2423

Chief Financial Officer SIX SIS & SIX x-clear

Raeto von Sprecher, CFA

raeto.vonsprecher@six-group.com

+41 58 399 3779

Relationship Manager Repo & Collateral Management

Vi Luong

vi.luong@six-group.com

+41 58 399 2054

Securities Lending

Swiss Reinsurance Company Ltd

Mythenquai 50/60, 8022 Zurich, Switzerland

Tel: +41 43 285 67 77

Email: collateral_trading@swissre.com

Web: swissre.com

Type of firm: Reinsurance

Collateral Trader

Gabriela D’Acquisto

Gabriela_DAcquistoStalder@swissre.com

+41 43 285 67 77

UBS Switzerland AG - Securities

Lending & Financing

Europastrasse 1, Zürich-Opfikon 8152, Switzerland

Tel: +41 44 239 76 66

Email: DL-SLF-Trading@ubs.com

Web: www.ubs.com

Type of firm: Bank

Head of Trading, Securities Lending & Financing Zurich

Philipp Wilson

philipp.wilson@ubs.com

+41 44 239 76 66

Sales Trading

Raphaël Kazbik

raphael.kazbik@ubs.com

(+41) 44 239 1326

Electronic Execution

Cedric Tschan

cedric.tschan@ubs.com

(+41) 44 239 1578

Funding & collateral

ABN AMRO Bank N.V., UK Branch

5 Aldermanbury Square, London EC2V 7HR, United Kingdom

Tel: +44 20 3192 9000

Web: www.abnamro.co.uk

Other offices

Amsterdam, Frankfurt, New York

Managing Director, Head of Markets

Jasper Dikker Hupkes

jasper.dikker-hupkes@uk.abnamro.com

+44 20 3192 9220

BMO Capital Markets

100 Broadgate, Liverpool Street, London, EC2M 2AT, United Kingdom

Tel: +44-207-664-8232

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services.

BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities

Global Equities

Other offices

New York, Dublin, Melbourne, and Toronto

Managing Director, Co-Head European Prime Finance

Jonathan Dunn

jonathan.dunn@bmo.com

+44 207 664 8264

Director, Collateral Trading and Repo

Mark Barnard

mark.barnard@bmo.com

+44 207 664 8232

Director, Prime Finance

Rich Tarrant

Richard.Tarrant@bmo.com

+44 207 664 8232

Vice President , Prime Finance

Ian Smith

Ian.Smith@bmo.com

+44 207 664 8232

Vice President , Prime Finance

Stephanie Knight

Stephanie.knight@bmo.com

+44 207 664 8232

Director, Collateral Trading and Prime Finance

Stefan Papich

stefan.papich@bmo.com

+44 207 664 8232

BNP PARIBAS Arbitrage SNC

10, Harewood Avenue, London NW1 6AA, United Kingdom

Tel: + 44 207 595 1848

Email: eqd_trading_eqf_europe@bnpparibas.com

Web: www.bnpparibas.com

Type of firm: Investment Bank

Equity Securities Financing

Global Head of Prime Solutions & Financing

Raphael Masgnaux raphael.masgnaux@uk.bnpparibas.com + 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing

Kieron Smith

Kieron.A.SMITH@uk.bnpparibas.com

+44 207 595 1994

Head of Prime Trading, Global Jerome Bassot

jerome.bassot@uk.bnpparibas.com

+44 207 59 58 999

Head of Equity Finance Europe

Antoine Danneel

antoine.danneel@bnpparibas.com

+33 14 01 45 736

Eurex Repo GmbH

11 Westferry Circus, 2nd Floor, Westferry House, Canary Wharf, London E14 4HE, United Kingdom

Tel: +49 69 211 0

Email: Repo.Sales@eurex.com

Web: www.eurexrepo.com

Type of firm: Multilateral Trading Facility (MTF)

Other offices

Frankfurt, Paris, Zug, Chicago

Managing Director, Member of the Management Board, Eurex Repo

Frank Gast

frank.gast@eurex.com

+49 69 2111 4050

J.P. Morgan

25 Bank Street, Canary Wharf, London E14 5JP, United Kingdom

Web: www.jpmorgan.com/solutions/cib/prime-services

Type of firm: Investment Bank

J.P. Morgan’s Prime Services suite of products offer a full spectrum of integrated capabilities, combined with the strength and resources of a leading global bank, J.P. Morgan’s multi-asset class platform extends across execution, financing, clearing, fund administration and asset-servicing products, as well as prime custody and optimized margin solutions.

Head of Prime Finance, EMEA

Paul Farrell

paul.a.farrell@jpmorgan.com

+44 207 1341133

Head of Collateral and Funding, EMEA

Jonathan Tucker

jonathan.a.tucker@jpmorgan.com

+44 020 71340736

J.P. Morgan

25 Bank Street, Canary Wharf, London E14 5JP, United Kingdom, United Kingdom Web: www.jpmorgan.com/global/solutions/cib/ securities-services

Type of firm: Custodian Bank

J.P. Morgan’s Trading Services comprises its Agency Securities Finance and Collateral Services businesses and offers a unique proposition to maximise value to clients as a leading provider of innovative financing solutions and one of the industry leading global tri-party and collateral management agents by drawing on the expertise and infrastructure of J.P. Morgan’s Corporate & Investment Bank

Global Head of Trading Services

Ben Challice ben.challice@jpmorgan.com

+44 207 134 7964

Global Head of Trading Services

Ben Challice ben.challice@jpmorgan.com

+44 207 134 7964

Head of Collateral Services, EMEA

Graham Gooden graham.j.gooden@jpmorgan.com

+44 207 134 5248

Global Head of Trading Services Sales

Eileen Herlihy eileen.herlihy@jpmorgan.com

+44 207 134 8626

Funding & collateral

Northcross Capital LLP

One Love Lane, London, EC2V 7JN, United Kingdom

Tel: +44 20 7583 2529

Email: Investments@northcrosscapital.com

MUFG Securities EMEA plc

Ropemaker Place, 25 Ropemaker Street, London EC2Y 9AJ, United Kingdom Web: www.mufgsecurities.com

Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history has a global network with locations in more than 50 countries. MUFG has about 170,000 employees and offers services including commercial banking, trust banking, asset management and securities. MUFG aims to “be the world’s most trusted financial group” and flexibly respond to all of the financial needs of customers serving society, and fostering shared and sustainable growth for a better world.

MUFG Securities EMEA plc is headquartered in London and has an office in Dubai, the EMEA business offers an expansive product suite through Repo, Rates, Equities, Capital Markets, Credit, and Structured Products.”

Securities financing activities

Government/Corporate Bond Repo

GC, Non-Cash funding/collateral trading

Securities lending and borrowing

Main collateral types

Global Fixed Income, Global Equities, Major Currencies

Other offices

Amsterdam, New York, Toronto

Group Head

Head of International Repo

Co-Head International Rates “

Andre van Hese

Andre.vanHese@mufgsecurities.com

Director - Sales

Ruth Ferris

ruth.ferris@mufgsecurities.com

+44 207 577 2340

Director - Government Bond Trading

Antonis Yiasemis

Antonis.Yiasemis@mufgsecurities.com

+44 (0) 20 7577 4131

Director - Sales

Rupert Stone

Rupert.Stone@mufgsecurities.com

+44 (0) 20 7577 2354

Director - Corporate Trading

Jake Cutts

Jake.Cutts@mufgsecurities.com

+44 (0) 20 7577 4077

Web: www.northcrosscapital.com

Type of firm: Investment Management

Partner

Jason Van Praagh

jason.vanpraagh@northcrosscapital.com

+44 20 7583 2529

Pirum Systems Ltd

2 Copthall Avenue, London EC2R 7DA, United Kingdom

Tel: +44 (0) 207 2200960

Email: connect@pirum.com

Web: www.pirum.com

Type of firm: Global Financial Technology/Service Provider

Pirum offers a secure, centralised automation and connectivity hub for international securities finance (Stock Loan and Repo), cleared and uncleared derivatives and other bilateral transactions.

Pirum has over 100 employees supporting global clients with a physical presence in EMEA and North America. Our services offer complete automation of the post-trade and collateral lifecycle and provide vital functionality to all actors in securities finance.

Across our global platform we reconcile hundreds of thousands of repo trades globally each day. Our suite of services enables our clients to seamlessly affirm repo trade economics on a real time basis, communicate and resolve exceptions with counterparts, instruct tri-party agents and integrate services with a variety of other industry vendors.

Securities financing activities

Triparty Repo, Triparty Collateral Management, Triparty Securities Lending, Fixed Income REPO, Equity REPO, Fixed Income lending and borrowing, Equity lending and borrowing, Government/Corporate Bond Repo

Other offices

London, New York

CCO

Karl Wyborn

karl.wyborn@pirum.com

+44 20 3302 6440

Mobile: +44 (0) 7447117061

COO, Head of Americas and Global Head Key Account Management

Bob Zekraus

robert.zekraus@pirum.com

+1 (212) 8708873

EMEA Head of Origination

Scott Brown

scott.brown@pirum.com

Mobile: +44 (0) 7775250781

Royal Bank of Canada

100 Bishopsgate, London EC2N 4AA, United Kingdom

Type of firm: Bank

The most significant corporations, institutional investors, asset managers, private equity firms, and governments around the globe recognize RBC Capital Markets as an innovative, trusted partner with an in-depth expertise in capital markets, banking, and finance.

We are well-established in the largest, most mature capital markets across North America, Europe, and the Asia Pacific region, which collectively encompasses 80% of the global investment banking fee pool.

We are a Top 10 Global Investment Bank, with over 19,500 clients worldwide in over 100 countries, we are located in 63 offices in 18 countries around the globe.

CFG is a global business with over 200 employees in locations across the US, Canada, UK, Australia and the Caribbean.

CFG Sales

Barry Withnell barry.withnell@rbccm.com

+442070297153

CFG Sales

David Brand david.brand@rbccm.com

+442070290181

Scotiabank

201 Bishopsgate, 6th Floor, London EC2M 3NS, United Kingdom

Web: www.scotiabank.com

Other offices

New York, Ontario

EMEA Head of Collateral Management and Funding

Amandine Triadu

amandine.triadu@scotiabank.com

+44 20 7826 5955

State Street Bank and TrustCollateral Management

20 Churchill Place, Canary Wharf, London, E14 5HJ, United Kingdom

Tel: +44 203 395 2500 Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

Our Collateral+ solution provides a complete, technologydriven collateral management service for all your trading needs. While providing effective exposure management in all market environments, we combine pre- and post-trade optimization tools with buy-side focused services to help you manage counterparty exposure, monitor collateral needs and eligibility, and coordinate an optimized approach to collateral and inventory management.

Our customizable reporting suite, including exposure management, triparty services, third-party segregations services and optimization and analytics, provides a full range of real time and point in time reporting to meet all your internal and external obligations.

Our modular Collateral+ solution enhances your trading profitability, in line with our key aim of enabling the trade. Collateral+ gives you a deeper insight into the management, performance and opportunities within your portfolios.

Our focus is on understanding your needs and tailoring our solution to adapt and best fit to your changing goals.

Global Head of Collateral Management

Staffan Ahlner

sahlner@statestreet.com

+44 20 3395 1338

Head of Collateral Margin Management

Wayne Forsythe

jwforsythe@statestreet.com

+1 949 932 4668

UBS AG London Branch

5 Broadgate circle, London EC2M 2QS, United Kingdom

Tel: +44 207 567 2227

Email: ol-financingsales@ubs.com

Web: www.ubs.com

Type of firm: Investment Bank

Global Head of Cross-asset Financing Distribution

Cecile Retaureau

cecile.retaureau@ubs.com

+44 207 568 2277

EMEA Head of Equity Finance Distribution

Celine Haenni

celine.haenni@ubs.com

+44 207 568 0871

EMEA Cross-asset financing Sales - Credit/EM Lead

Ameni Zehani ameni.zehani@ubs.com

+33 149 532105

EMEA Cross-asset financing Sales - Credit/EM Lead

Chris Spoerri christoph.spoerri@ubs.com

+44 207 567 2947

Xconnect Trading Limited

6th Floor, Basildon House, 7-11 Moorgate, London EC2R 6AF, United Kingdom

Tel: +44 20 7866 0615

Web: www.xconnectgroup.com

Type of firm: Illiquid Finance Specialists

Ray Hainsby

ray.hainsby@xconnectgroup.com

+44 207 866 0615

ABN AMRO Bank N.V., UK Branch

5 Aldermanbury Square, London EC2V 7HR, United Kingdom

Tel: +44 20 3192 9000

Web: www.abnamro.co.uk

Other offices

Amsterdam, Frankfurt, New York

Managing Director, Head of Markets

Jasper Dikker Hupkes

jasper.dikker-hupkes@uk.abnamro.com

+44 20 3192 9220

BMO Capital Markets

100 Broadgate, Liverpool Street, London, EC2M 2AT, United Kingdom

Tel: +44-207-664-8232

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services.

BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities

Global Equities

Other offices

New York, Dublin, Melbourne, and Toronto

Managing Director, Co-Head European Prime Finance

Jonathan Dunn

jonathan.dunn@bmo.com

+44-207-664-8264

Director, Collateral Trading and Repo

Mark Barnard

mark.barnard@bmo.com

+44-207-664-8232

Director , Prime Finance

Rich Tarrant

Richard.Tarrant@bmo.com

+44-207-664-8232

Vice President , Prime Finance

Ian Smith

Ian.Smith@bmo.com

+44-207-664-8232

Vice President , Prime Finance

Stephanie Knight

Stephanie.knight@bmo.com

+44-207-664-8232

Director, Collateral Trading and Prime Finance

Stefan Papich

stefan.papich@bmo.com

+44-207-664-8232

BNP Paribas - Financing & Collateral Services

7 Harewood Avenue, London NW1 6AA, United Kingdom Web: https://securities.cib.bnpparibas/all-oursolutions/markets-services/securities-lendingsolutions/

Type of firm: Custodian Bank

BNP Paribas is a major financing solutions provider, providing a wide range of securities finance products through a robust and digitalised trading platform framed by a large collateral eligibility universe. Our Financing & Collateral Services department fully leverages the strengths of our Securities Services and Global Markets businesses combining operational excellence and best-inclass refinancing capabilities. Our offer does not stop at regular Repo but also includes Commited Repo Facilities and Sustainable Repo capabilities (Green Repos & Sustainability linked Repos).

Securities financing activities

Repos

Main collateral types

Non Cash

Other offices

Hong Kong, Paris

Head of Financing & Collateral Services

Lias Hammouche

lias.hammouche@bnpparibas.com

Head of Principal Equity Trading London Constantinos Fatouros constantinos.fatouros@uk.bnpparibas.com

Head of Technical Sales - Market & Financing Services

Christian Oger

christian.oger@bnpparibas.com

BNP PARIBAS SA

10, Harewood Avenue, London NW1 6AA, United Kingdom

Tel: + 44 207 595 1848

Email: dl.dlrepotradinglondon@uk.bnpparibas.com

Web: www.bnpparibas.com

Type of firm: Investment Bank

Bonds Securities Financing

Global Head of Prime Solutions & Financing

Raphael Masgnaux

raphael.masgnaux@uk.bnpparibas.com

+44 207 595 8058

Deputy Global Head of Prime Solutions & Financing

Kieron Smith

Kieron.A.SMITH@uk.bnpparibas.com

+44 207 595 1994

Head of Financing and Collateral Transformation, Global

Sahbi Jerad

sahbi.jerad@uk.bnpparibas.com

+44 207 59 58 342

Global Head of Credit Repo

Salah Amraoui

salah.amraoui@uk.bnpparibas.com

+44 207 59 51 131

Head of European Rates Repo and STIR sales

Eugene Mcgrory

eugene.mcgrory@uk.bnpparibas.com

+44 207 59 58 644

BNY Mellon

One Canada Square, London E14 5AL, United Kingdom Web: www.bnymellon.com

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries. As of Dec. 31, 2022, BNY Mellon had $44.3 trillion in assets under custody and/or administration, and $1.8 trillion in assets under management.

BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com.

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Securities financing activities

Fixed income lending and borrowing, Corporate bond lending and borrowing, Fixed Income REPO

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

Global Head of Securities Finance Trading

Simon Tomlinson

simon.tomlinson@bnymellon.com

+44 207 163 4600

Global Head of Sales and Relationship Management

John Templeton

john.templeton@bnymellon.com

+1 212 815 4476

Global Head of Sales

Stephen Kiely

Stephen.Kiely@bnymellon.com

+44 207 163 2513

Head of Trading, EMEA Fixed Income , Equities and Cash Collateral Investment

Grant Mansfield

grant.mansfield@bnymellon.com

+44 207 163 5927

Desk Manager - EMEA Cash Reinvestment

Simon Toon simon.toon@bnymellon.com

+44 207 163 5869

Eurex Repo GmbH

11 Westferry Circus, 2nd Floor, Westferry House, Canary Wharf, London E14 4HE, United Kingdom

Tel: +49 69 211 0

Email: Repo.Sales@eurex.com

Web: www.eurexrepo.com

Type of firm: Multilateral Trading Facility (MTF)

Other offices

Frankfurt, Paris, Zug, Chicago

Managing Director, Member of the Management Board, Eurex Repo

Frank Gast

frank.gast@eurex.com

+49 69 2111 4050

GLMX

145 City Road, London EC1V 1AZ, United Kingdom

Tel: +44 20 3637 9678

Email: sales@glmx.com glmx.com

Type of firm

Global Financial Technology Provider

Combining Wall Street expertise with Silicon Valley technology, GLMX has developed a thriving ecosystem for the negotiation, execution and management of money market instruments including securities financing transactions (SFT), Time Deposits and CP. Using stateof-the-art streaming technology, GLMX facilitates a wide array of SFT and brings unparalleled trading and liquidity management workflow efficiencies across global securities financing markets.

The GLMX solution provides intuitive technology, extremely quick development times, enhanced customization and a premium user experience.

GLMX technology supports:

• Web-based, RFQ-driven, Multi-variable Negotiation

• Bilateral, cleared, and triparty

• Trade life-cycle management

• Cross-currency, locates, rate runs, packages

• Extensive data capture and reporting

• Pre and post trade API

• Pre-trade risk controls

Securities financing activities

Repo, Securities Lending and Borrowing

Main collateral types

Global Fixed Income and Global Equity

Chief Executive Officer

Glenn Havlicek glenn@glmx.com

+1 646 854-GLMX (4569)

Chief Operating Officer

Sal Giglio sal@glmx.com

+1 646 854-GLMX (4569)

Head of Europe

Andy Wiblin

andy.wiblin@glmx.com

+44 20 8191 8803

MarketAxess Post-Trade Limited

5 Aldermanbury Square, London EC2V 7HR, United Kingdom , United Kingdom

Tel: +44 20 3655 3470

Email: post-trade@marketaxess.com

Web: www.marketaxess.com/post-trade

Type of firm: Regulatory reporting, matching and data service provider

About MarketAxess Post-trade

MarketAxess Post-Trade is a leading provider of trade matching and regulatory reporting services, serving over 950 buy- and sell-side firms globally. Through our Approved Reporting Mechanism (ARM), Approved Publication Arrangement (APA), Match services, and other regulatory reporting services, we process more than 3.1 billion transactions annually. MarketAxess Match and Repo products offer near real time electronic trade confirmations reducing risk and providing greater control over post-execution processes across both cash and repo transactions. With regulated entities in the United Kingdom and Netherlands, MarketAxess Post-Trade connects to over 24 National Competent Authorities (NCAs) and trade repositories, adding efficiency to increasingly complex regulatory and operational environments.

MarketAxess is headquartered in New York and has offices in London, Amsterdam, Boston, Chicago, Los Angeles, Miami, San Francisco, São Paulo, Hong Kong and Singapore. For more information, please visit www. marketaxess.com/post-trade

Head of Post-Trade

Christopher Smith

csmith@marketaxess.com

+44 203 655 3479

Head of Business Development, STP

Camille McKelvey

CMcKelvey@marketaxess.com

+44 203 655 3475

Head of Business Development, Reporting & Analytics

Haider Ali

HAli@marketaxess.com

+44 (0) 203 655 3484

Head of Commercial Development

Jon McTernan

JMcTernan@marketaxess.com

+44 (0) 2077093279

MTS

110 Cannon Street, London, EC4N 6EU, United Kingdom

Tel: +44 (0)20 7076 0001

Email: mts.repo@euronext.com

Web: www.mtsmarkets.com

Type of firm: Trading Venue

MTS delivers one of the primary sources of liquidity in European Repo trading through its MTS Repo platform. It brings together over 100 unique participants across Europe, offering deep liquidity for both cash investors and specific bond traders. The depth of counterparties and range of instruments combined with pricing transparency has made it a benchmark electronic trading platform for the European repo market.

MTS BondVision Repo leverages the functionality and technology of its established MTS Repo D2D platform to create a dedicated section on MTS BondVision for the electronic trading of D2C repo. With a desktop presence at over 100 sell-side institutions via MTS Repo, and over 240 buy-side institutions via MTS BondVision, MTS is ideally placed to help buy-side clients seeking access to balance sheet and inventory via an efficient, regulated market.

The unique dealer axe pages help highlight dealer inventory, linking to interdealer quotes to ensure axe integrity.

Global Head of Product

Oliver Clark

oclark@euronext.com

+44 20 7076 0011

Product Manager - Repo & Money Markets

Tim Martins

tmartins@euronext.com

+44 20 7076 0016

Repo Associate

Jamima Richards

jrichards@euronext.com

+44 20 7076 0020

MUFG Securities EMEA plc

Ropemaker Place, 25 Ropemaker Street, London EC2Y 9AJ, United Kingdom

Web: www.mufgsecurities.com

Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history has a global network with locations in more than 50 countries.

MUFG has about 170,000 employees and offers services including commercial banking, trust banking, asset management and securities. MUFG aims to “be the world’s most trusted financial group” and flexibly respond to all of the financial needs of customers serving society, and fostering shared and sustainable growth for a better world.

MUFG Securities EMEA plc is headquartered in London and has an office in Dubai, the EMEA business offers an expansive product suite through Repo, Rates, Equities, Capital Markets, Credit, and Structured Products.”

Securities financing activities

Government/Corporate Bond Repo

Synthetics and Equity Repo/ TRS

GC, Non-Cash funding/collateral trading

Securities lending and borrowing

Main collateral types

Global Fixed Income, Global Equities, Major Currencies

Other offices

Amsterdam, New York, Toronto

Group Head

Head of International Repo

Co-Head International Rates

Andre van Hese

Andre.vanHese@mufgsecurities.com

Director - Sales

Ruth Ferris

ruth.ferris@mufgsecurities.com

+44 207 577 2340

Director - Government Bond Trading

Antonis Yiasemis

Antonis.Yiasemis@mufgsecurities.com

+44 (0) 20 7577 4131

Director - Sales

Rupert Stone

Rupert.Stone@mufgsecurities.com

+44 (0) 20 7577 2354

Director - Corporate Trading

Jake Cutts

Jake.Cutts@mufgsecurities.com

+44 (0) 20 7577 4077

Pirum Systems Ltd

2 Copthall Avenue, London EC2R 7DA, United Kingdom

Tel: +44 (0) 20 72200960

Email: connect@pirum.com

Web: www.pirum.com

Type of firm: Global Financial Technology/Service Provider

Pirum offers a secure, centralised automation and connectivity hub for international securities finance (Stock Loan and Repo), cleared and uncleared derivatives and other bilateral transactions. Pirum has over 100 employees supporting global clients with a physical presence in EMEA and North America.

Our services offer complete automation of the post-trade and collateral lifecycle and provide vital functionality to all actors in securities finance.

Across our global platform we reconcile hundreds of thousands of repo trades globally each day. Our suite of services enables our clients to seamlessly affirm repo trade economics on a real time basis, communicate and resolve exceptions with counterparts, instruct tri-party agents and integrate services with a variety of other industry vendors.

Securities financing activities

Triparty Repo, Triparty Collateral Management, Triparty Securities Lending, Fixed Income REPO, Equity REPO, Fixed Income lending and borrowing, Equity lending and borrowing, Government/Corporate Bond Repo

Other offices

London, New York

CCO

Karl Wyborn

karl.wyborn@pirum.com

+44 20 3302 6440

Mobile: +44 (0) 7447117061

COO, Head of Americas and Global Head Key Account Management

Bob Zekraus

robert.zekraus@pirum.com

+1 (212) 8708873

EMEA Head of Origination

Scott Brown

scott.brown@pirum.com

Mobile: +44 (0) 7775250781

Royal Bank of Canada

100 Bishopsgate, London EC2N 4AA, United Kingdom

Type of firm: Bank

The most significant corporations, institutional investors, asset managers, private equity firms, and governments around the globe recognize RBC Capital Markets as an innovative, trusted partner with an in-depth expertise in capital markets, banking, and finance.

We are well-established in the largest, most mature capital markets across North America, Europe, and the Asia Pacific region, which collectively encompasses 80% of the global investment banking fee pool.

We are a Top 10 Global Investment Bank, with over 19,500 clients worldwide in over 100 countries, we are located in 63 offices in 18 countries around the globe.

CFG is a global business with over 200 employees in locations across the US, Canada, UK, Australia and the Caribbean.

Head of Repo Trading

Ian Williams

ian.r.williams@rbccm.com

+442070297047

S&P Global Market Intelligence

4th Floor Ropemaker Place, 25 Ropemaker Street, London, EC2Y 9LY, United Kingdom

Tel: 44 207 260 2117

Web: www.spglobal.com/securitiesfinance

Type of firm: Financial Information Services

S&P Global Market Intelligence covers more than $31 trillion of global securities in the lending programs of more than 22,000 institutional funds.

This data is sourced directly from industry practitioners, and it includes more than 20 years of history with over 3 million intraday transactions. Our data is recognized as the independent source of data, analytics, and solutions for the securities finance industry.

Our clients benefit from the enhanced visibility and insight we provide into the market for short interest demand, supply and borrow cost, performance analytics, repo data and ETF collateral data.

Our solutions assist with oversight management, revenue optimization and onboarding tools for securities lending programs.

Director, Repo Product Manager

Stuart Day stuart.day@spglobal.com

44 20 3159 3410

Director, Securities Finance

Tom Ingram thomas.ingram@spglobal.com

44 203 367 0532

Executive Director, EMEA Sales

Jonathan Chen

jonathan.chen@spglobal.com

44 207 260 2463

Scotiabank

201 Bishopsgate, 6th Floor, London EC2M 3NS, United Kingdom

Web: www.scotiabank.com

Other offices

New York, Ontario

EMEA Head of Collateral Management and Funding

Amandine Triadu

amandine.triadu@scotiabank.com

+44 20 7826 5955

State Street Bank and TrustFinancing Solutions, Repo Products (FICC/P2P)

20 Churchill Place, Canary Wharf, London, E14 5HJ, United Kingdom

Tel: +44 203 395 2500

Email: SecuritiesFinanceSolutions@statestreet.com

Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

State Street Financing Solutions provides a comprehensive and innovative set of securities financing products.

As one of the longest running and largest securities financing providers in the industry, we are positioned well to understand your financing and investment needs across global markets.

Our leading Agency Lending, Prime offerings, and Repo services can help you get the most out of your portfolios and support your investment strategy. As a market innovator, we’ve expanded our services with a range of peer to peer financing services, helping you access new pools of liquidity and providing competitive overnight and term cash investment financing through our common platform, Venturi.

Combining our full suite of offerings, supported by a business model that is built to provide stability through market cycles, we can help identify potential areas for savings, profits and, ultimately, achieve alpha.

Global Head of Financing Solutions

Gino Timperio

Gltimperio@statestreet.com

+1 617 664 2578

Global Head of Secured Financing

Travis Keltner

Tkeltner@statestreet.com

+1 617 664 5570

Global Head of Sales

Owen Nichols

honichols@statestreet.com

+1 617 664 2676

Tradeweb

1 Fore Street Avenue, London, EC2Y 9DT, United Kingdom

Tel: +44 207 776 3200

Email: Europe.Repo@tradeweb.com

Web: www.tradeweb.com

Type of firm: Trading Venue

Tradeweb Markets Inc. (Nasdaq: TW) is a leading, global operator of electronic marketplaces for rates, credit, equities and money markets.

Founded in 1996, Tradeweb provides access to markets, data and analytics, electronic trading, straight-through-processing and reporting for more than 40 products to clients in the institutional, wholesale and retail markets.

Advanced technologies developed by Tradeweb enhance price discovery, order execution and trade workflows while allowing for greater scale and helping to reduce risks in client trading operations.

Tradeweb serves approximately 2,500 clients in more than 65 countries. On average, Tradeweb facilitated more than $1.1 trillion in notional value traded per day over the past four quarters. In Q1 2023, we saw a record average daily volume (ADV) of $425.3 billion* in repurchase agreements on our platforms, with outstanding balances of $993.4 billion.

*Source: Tradeweb, inclusive of D2D and D2C trading volume.

Main collateral types

Global Fixed Income Repo Collateral Types: U.S. Treasuries, European Government Bonds, Credit, Canada Bonds, MortgageBacked Securities, Taxable Municipals, Emerging Markets, Covered Bonds, Supras, Sovereigns and Agencies (SSA)

• Bilateral, Tri-Party and Cleared Repo

• Fixed and Floating, GC Baskets, Lifecycle Management, Cash Neutral Packages, GC vs Specials (zero net cash), Axes

• Unrivaled Live Composite Pricing

• Pre/Post Trade API and STP Solutions

• Robust Data Analytics

• Full SFTR Reporting

Currencies Supported: USD, GBP, AUD, CHF, HKD, ILS, HUF, EUR, NZD, DKK, NOK, RSD, LTL, PLN, SEK, CZK, MXN, RON, JPY, ZAR, CAD, TRY, NGN

Director, Repo & Money Markets

James Kelly

James.Kelly@tradeweb.com

+44 20 7776 3200

UBS Group AG

5 Broadgate circle, London EC2M 2QS, United Kingdom

Tel: +44 207 5680055

Web: www.ubs.com

Type of firm: Bank

Global Head Investment & Execution

Gareth Allen

gareth.allen@ubs.com

+44 207 5680055

ABN AMRO Bank N.V., UK Branch

5 Aldermanbury Square, London EC2V 7HR, United Kingdom

Tel: +44 20 3192 9000

Web: www.abnamro.co.uk

Other offices

Amsterdam, Frankfurt, New York

Managing Director, Head of Markets

Jasper Dikker Hupkes

jasper.dikker-hupkes@uk.abnamro.com

+44 20 3192 9220

BMO Capital Markets

100 Broadgate, Liverpool Street, London, EC2M 2AT, United Kingdom

Tel: +44 207 664 8232

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities

Global Equities

Other offices

New York, Dublin, Melbourne, and Toronto

Managing Director, Co-Head European Prime Finance

Jonathan Dunn

jonathan.dunn@bmo.com

+44 207 664 8264

Director, Collateral Trading and Repo

Mark Barnard

mark.barnard@bmo.com

+44 207 664 8232

Director , Prime Finance

Rich Tarrant

Richard.Tarrant@bmo.com

+44 207 664 8232

Vice President , Prime Finance

Ian Smith

Ian.Smith@bmo.com

+44 207 664 8232

Vice President , Prime Finance

Stephanie Knight

Stephanie.knight@bmo.com

+44 207 664 8232

Director, Collateral Trading and Prime Finance

Stefan Papich

stefan.papich@bmo.com

+44 207 664 8232

BNP Paribas - Agency Lending

10 Harewood Avenue, London NW1 6AA, United Kingdom

Web: https://securities.cib.bnpparibas/all-oursolutions/markets-services/securities-lendingsolutions/

Type of firm: Custodian Bank

With an in-depth knowledge of global markets across multiple asset classes and currencies, BNP Paribas has supported securities lending and borrowing activities for many years.

Our seven trading desks covering all established securities lending and borrowing markets allow us to provide indepth knowledge of local market trends across multiple asset classes. BNP Paribas’ proven track record in the securities lending and borrowing industry is the result of strong trading expertise, robust risk management policy and control, as well as the continuous development of operational efficiencies. We are able to provide both agency and principal lending services and our agency lending capabilities are also available in third-party.

The Securities Services business of BNP Paribas is a multiasset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities financing activities

Agency and Third Party Securities Lending

Main collateral types

Cash and non-cash

Other offices

New York, Sydney, Hong Kong

Head of Agency Lending Trading

Adam Kings

adam.kings@uk.bnpparibas.com

Global Head of Agency Lending

Andrew Geggus andrew.geggus@uk.bnpparibas.com

Global Head of Securities Lending Client Management

Ross Bowman ross.bowman@uk.bnpparibas.com

BNP Paribas - Financing & Collateral Services

7 Harewood Avenue, London NW1 6AA, United Kingdom Web: https://securities.cib.bnpparibas/all-oursolutions/markets-services/securities-lendingsolutions/

Type of firm: Custodian Bank

With an in-depth knowledge of global markets across multiple asset classes and currencies, BNP Paribas has supported securities lending and borrowing activities for many years.

Our seven trading desks covering all established securities lending and borrowing markets allow us to provide indepth knowledge of local market trends across multiple asset classes. BNP Paribas’ proven track record in the securities lending and borrowing industry is the result of strong trading expertise, robust risk management policy and control, as well as the continuous development of operational efficiencies. We are able to provide both agency and principal lending services and our agency lending capabilities are also available in third-party.

The Securities Services business of BNP Paribas is a multi-asset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.”

Securities financing activities

Principal Securities Lending

Main collateral types

Cash and non-cash

Other offices

Hong Kong, Paris

Head of Financing & Collateral Services

Lias Hammouche lias.hammouche@bnpparibas.com

Global Head of Principal Equity Trading

Tony Blanchard

tony.blanchard@uk.bnpparibas.com

Head of Principal Equity Trading London

Constantinos Fatouros

constantinos.fatouros@uk.bnpparibas.com

Securities lending

BNP PARIBAS Arbitrage SNC

10, Harewood Avenue, London NW1 6AA, United Kingdom

Tel: + 44 207 595 1848

Email: eqd_trading_eqf_europe@bnpparibas.com

Web: www.bnpparibas.com

Type of firm: Investment Bank

Equity Securities Financing

Global Head of Prime Solutions & Financing

Raphael Masgnaux

raphael.masgnaux@uk.bnpparibas.com

+ 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing

Kieron Smith

Kieron.A.SMITH@uk.bnpparibas.com

+44 207 595 1994

Head of Prime Trading, Global

Jerome Bassot

jerome.bassot@uk.bnpparibas.com

+44 207 59 58 999

Head of Equity Finance Europe

Antoine Danneel

antoine.danneel@bnpparibas.com

+33 14 01 45 736

BNY Mellon

One Canada Square, London E14 5AL, United Kingdom

Web: www.bnymellon.com

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2022, BNY Mellon had $44.3 trillion in assets under custody and/or administration, and $1.8 trillion in assets under management.

BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com.

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Securities financing activities

Fixed income lending and borrowing, Corporate bond lending and borrowing, Fixed Income REPO, Stock lending and borrowing, Equity Repo

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

Global Head of Securities Finance Trading

Simon Tomlinson

simon.tomlinson@bnymellon.com

+44 207 163 4600

Global Head of Sales and Relationship Management

John Templeton

john.templeton@bnymellon.com

+1 212 815 4476

Global Head of Sales

Stephen Kiely

Stephen.Kiely@bnymellon.com

+44 207 163 2513

Head of Trading, EMEA Fixed Income , Equities and Cash Collateral Investment

Grant Mansfield

grant.mansfield@bnymellon.com

+44 207 163 4600

Head of Intl Fixed Income Trading

Howard Field

Howard.Field@bnymellon.com

+44 207 163 5868

Head of EMEA Equity Trading

Ketan Patel

Ketan.Patel@bnymellon.com

+ 44 207 163 5927

Securities lending

Credit Suisse

1 Cabot Square, Canary Wharf, London, E14 4QJ, United Kingdom

Tel: +44 20 7888 1000

Web: http://www.credit-suisse.com

Director

Lewis Concadoro

lewis.concadoro@credit-suisse.com

+44 20 7888 3102

Deutsche Bank AG

105/108 Old Broad Street (Pinners Hall) London EC2N

1EN, United Kingdom

Tel: +44 20 7547 5553

Email: dbaslclientservice@list.db.com

Web: https://corporates.db.com/solutions/corporatebank-solutions/cash-management/agency-securitieslending/

Type of firm: Bank

Other offices

New York, Frankfurt, Singapore

Managing Director

Zorawar Singh

zorawar.singh@db.com

+44 20 7541 3652

eSecLending (Europe), Ltd

Tower 42, 9th Floor, 25 Old Broad Street, London EC2N 1HQ, United Kingdom

Tel: +44 20 7469 6000

Email: info@eseclending.com

Web: www.eseclending.com

Type of firm: Securities Lending Agent

Other offices

Burlington, VT ; Boston, MA

Managing Director, Head of Business Development, EMEA & APAC

Simon Lee

slee@eseclending.com

+44 20 7469 6064

GLMX

145 City Road, London EC1V 1AZ, United Kingdom

Tel: +44 20 3637 9678

Email: sales@glmx.com glmx.com

Type of firm

Global Financial Technology Provider

Combining Wall Street expertise with Silicon Valley technology, GLMX has developed a thriving ecosystem for the negotiation, execution and management of money market instruments including securities financing transactions (SFT), Time Deposits and CP. Using stateof-the-art streaming technology, GLMX facilitates a wide array of SFT and brings unparalleled trading and liquidity management workflow efficiencies across global securities financing markets.

The GLMX solution provides intuitive technology, extremely quick development times, enhanced customization and a premium user experience.

GLMX technology supports:

• Web-based, RFQ-driven, Multi-variable Negotiation

• Bilateral, cleared, and triparty

• Trade life-cycle management

• Cross-currency, locates, rate runs, packages

• Extensive data capture and reporting

• Pre and post trade API

• Pre-trade risk controls

Securities financing activities

Repo, Securities Lending and Borrowing

Main collateral types

Global Fixed Income and Global Equity

Chief Executive Officer

Glenn Havlicek glenn@glmx.com

+1 646 854-GLMX (4569)

Chief Operating Officer

Sal Giglio sal@glmx.com

+1 646 854-GLMX (4569)

Head of Europe

Andy Wiblin andy.wiblin@glmx.com

+44 20 8191 8803

Goldman Sachs Agency Lending

Plumtree Court, 25 Shoe Lane, London, EC4A 4AU, United Kingdom

Tel: +44 20 7774 5090

Web: https://www.goldmansachs.com/what-we-do/ FICC-and-equities/prime-services/index.html

Type of firm: Global Financial Services Firm

Goldman Sachs Agency Lending (“GSAL”) provides discretionary agency securities lending services on behalf of Asset Managers, Pension Plans, Insurance Companies and Endowments, lending their securities on a fully collateralized basis to a client-approved list of borrowers.

Our clients benefit from dealing with a specialized thirdparty lending agent, which possesses the resources typically associated with a large custody program.

Our platform differentiators include: a bespoke service model, program customization, a value-over-volume approach, a dedicated application development team and the institutional resources of Goldman Sachs.

We partner with clients across the globe and are active in 30+ lending markets.

For more information, please contact us at AgencyLending@GS.com

Executive Director

Ryan Watt ryan.watt@gs.com

+44 20 7051 8514

Executive Director

Michael Furnival michael.furnival@gs.com

+44 20 7774 8762

J.P. Morgan

25 Bank Street, Canary Wharf, London E14 5JP, United Kingdom Web: www.jpmorgan.com/global/solutions/cib/ securities-services

Type of firm: Custodian Bank

J.P. Morgan’s Trading Services comprises its Agency Securities Finance and Collateral Services businesses and offers a unique proposition to maximise value to clients as a leading provider of innovative financing solutions and one of the industry leading global tri-party and collateral management agents by drawing on the expertise and infrastructure of J.P. Morgan’s Corporate & Investment Bank

Global Head of Trading Services

Ben Challice ben.challice@jpmorgan.com

+44 207 134 7964

Head of Agency Securities Finance, EMEA

Simon Heath simon.heath@jpmorgan.com

+44 207 134 1597

Head of Financing Solutions, EMEA

Jon Atkins jon.atkins@jpmorgan.com

+44 207 134 0613

Global Head of Trading Services Sales

Eileen Herlihy

eileen.herlihy@jpmorgan.com

+44 207 134 8626

Head of Agency Securities Finance Sales, EMEA

Katie Emerson katie.emerson@jpmorgan.com

+44 207 742 4583

OFFICES:

LUXEMBOURG:

HQLAx

Tel: +352 28 81 33 11

Email: info@hqla-x.com www.hqla-x.com

HQLAX is an innovative financial technology firm that leverages Distributed Ledger Technology (DLT) to bring game-changing efficiencies to the securities finance and repo industry. Our core clients are banks and asset managers active in the global securities finance and repo markets, and our unique selling proposition is to enable market participants to execute frictionless ownership transfers of securities.

Marketplace

Digital Collateral Registry

Trusted Third Party

Marketplace:

• Trade execution

• Ability to enter specific opening/closing date & time (to the nearest minute)

Digital Collateral Registry:

• Record of ownership of baskets of securities

Trusted Third Party:

• Holds baskets of securities at triparty agents and custodians on behalf of participants

Custody Layer (Triparty Agents and Custodians):

• Safekeeping of securities in accounts opened by the TTP

• Collateral management of securities in and out of segregated TTP accounts

9 Rue du Laboratoire, 1911 Luxembourg

Head of Business Development

Rodney Jordan rod.jordan@hqla-x.com

Sales Lead

Elisa Poutanen elisa.poutanen@hqla-x.com

SWITZERLAND:

3, Rigistrasse 6300 Zug, Switzerland

CEO and Chairman Guido Stroemer guido.stroemer@hqla-x.com

CTO Raoul Bhoedjang raoul.bhoedjang@hqla-x.com

LONDON:

85 Gresham Street

London EC2V 7NQ United Kingdom

COO

Nick Short nick.short@hqla-x.com

Sales

Charlie Amesbury charlie.amesbury@hqla-x.com

J.P. Morgan

25 Bank Street, Canary Wharf, London E14 5JP, United Kingdom

Web: www.jpmorgan.com/solutions/cib/primeservices

Type of firm: Investment Bank

J.P. Morgan’s Prime Services suite of products offer a full spectrum of integrated capabilities, combined with the strength and resources of a leading global bank, J.P. Morgan’s multi-asset class platform extends across execution, financing, clearing, fund administration and asset-servicing products, as well as prime custody and optimized margin solutions.

Head of Prime Finance, EMEA

Paul Farrell

paul.a.farrell@jpmorgan.com

+44 207 1341133

Head of Collateral and Funding, EMEA

Jonathan Tucker

jonathan.a.tucker@jpmorgan.com

+44 020 71340736

Macquarie Bank Limited

Ropemaker Place, 28 Ropemaker Street, London EC2Y 9HD, United Kingdom

Tel: +44 20 3037 2000

Web: https://www.macquarie.com/

Type of firm: Investment Bank

Macquarie is a global financial services group headquartered and listed in Australia (ASX: MQG), Macquarie employs more than 17,000 staff operating in 34 markets globally, and is the world’s largest infrastructure asset manager and Australia’s top ranked mergers and acquisitions adviser, with more than A$737 billion in assets under management. Macquarie’s Equity Finance team trade in Stock Borrow & Loan, Repos, Equity Swaps and P-Notes, and have staff in Sydney, Hong Kong, London & New York. Market coverage includes ANZ, Asia, Europe, South Africa, US & Canada with asset coverage including Listed Equities, Government Bonds, ETF’s, Depositary Receipts/CDI’s, SPAC’s & Convertible Bonds.

Securities financing activities

Stock Lending, Repo & Synthetic Finance

Main collateral types

Major Currencies, Global Equities, Global Fixed Income

Other offices

London, Hong Kong and New York

Managing Director, Equity Finance Europe & US

Liam Hardy

liam.hardy@macquarie.com

+44 20 3037 4732

Securities lending

MarketAxess Post-Trade Limited

5 Aldermanbury Square, London EC2V 7HR, United Kingdom

Tel: +44 20 3655 3470

Email: post-trade@marketaxess.com

Web: www.marketaxess.com/post-trade

Type of firm: Regulatory reporting, matching and data service provider

About MarketAxess Post-trade

MarketAxess Post-Trade is a leading provider of trade matching and regulatory reporting services, serving over 950 buy- and sell-side firms globally. Through our Approved Reporting Mechanism (ARM), Approved Publication Arrangement (APA), Match services, and other regulatory reporting services, we process more than 3.1 billion transactions annually. MarketAxess Match and Repo products offer near real time electronic trade confirmations reducing risk and providing greater control over post-execution processes across both cash and repo transactions. With regulated entities in the United Kingdom and Netherlands, MarketAxess Post-Trade connects to over 24 National Competent Authorities (NCAs) and trade repositories, adding efficiency to increasingly complex regulatory and operational environments.

MarketAxess is headquartered in New York and has offices in London, Amsterdam, Boston, Chicago, Los Angeles, Miami, San Francisco, São Paulo, Hong Kong and Singapore. For more information, please visit www. marketaxess.com/post-trade

Head of Post-Trade

Christopher Smith

csmith@marketaxess.com

+44 203 655 3479

Head of Business Development, STP

Camille McKelvey

CMcKelvey@marketaxess.com

+44 203 655 3475

Head of Business Development, Reporting & Analytics

Haider Ali

HAli@marketaxess.com

+44 (0) 203 655 3484

Head of Commercial Development

Jon McTernan

JMcTernan@marketaxess.com

+44 (0) 2077093280

MUFG Securities EMEA plc

Ropemaker Place, 25 Ropemaker Street, London EC2Y 9AJ, United Kingdom Web: www.mufgsecurities.com

Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history has a global network with locations in more than 50 countries. MUFG has about 170,000 employees and offers services including commercial banking, trust banking, asset management and securities. MUFG aims to “be the world’s most trusted financial group” and flexibly respond to all of the financial needs of customers serving society, and fostering shared and sustainable growth for a better world.

MUFG Securities EMEA plc is headquartered in London and has an office in Dubai, the EMEA business offers an expansive product suite through Repo, Rates, Equities, Capital Markets, Credit, and Structured Products.”

Securities financing activities

Government/Corporate Bond Repo

GC, Non-Cash funding/collateral trading

Securities lending and borrowing

Main collateral types

Global Fixed Income, Global Equities, Major Currencies

Other offices

Amsterdam, New York, Toronto

Group Head

Head of International Repo

Co-Head International Rates

Andre Van Hese

Andre.vanHese@mufgsecurities.com

Director - Trading

Saurabh Seth

Saurabh.Seth@mufgsecurities.com

+44 (0) 20 7577 4140

Director - Sales

Ruth Ferris

ruth.ferris@mufgsecurities.com

+44 207 577 2340

Pirum Systems Ltd

2 Copthall Avenue, London EC2R 7DA, United Kingdom

Tel: +44 (0) 20 72200960

Email: connect@pirum.com

Web: www.pirum.com

Type of firm: Global Financial Technology/Service Provider

Pirum offers a secure, centralised automation and connectivity hub for international securities finance (Stock Loan and Repo), cleared and uncleared derivatives and other bilateral transactions. Pirum has over 100 employees supporting global clients with a physical presence in EMEA and North America.

Our services offer complete automation of the post-trade and collateral lifecycle and provide vital functionality to all actors in securities finance.

Across our global platform we reconcile hundreds of thousands of repo trades globally each day. Our suite of services enables our clients to seamlessly affirm repo trade economics on a real time basis, communicate and resolve exceptions with counterparts, instruct tri-party agents and integrate services with a variety of other industry vendors.

Securities financing activities

Triparty Repo, Triparty Collateral Management, Triparty Securities Lending, Fixed Income REPO, Equity REPO, Fixed Income lending and borrowing, Equity lending and borrowing, Government/Corporate Bond Repo

Other offices

London, New York

CCO

Karl Wyborn

karl.wyborn@pirum.com

+44 20 3302 6440

Mobile: +44 (0) 7447117061

COO, Head of Americas and Global Head Key Account Management

Bob Zekraus

robert.zekraus@pirum.com

+1 (212) 8708873

EMEA Head of Origination

Scott Brown

scott.brown@pirum.com

Mobile: +44 (0) 7775250781

RBC Investor & Treasury Services

100 Bishopsgate, London, EC2N 4AA, United Kingdom

Tel: +44 20 7002 2520

Web: www.rbcits.com

RBC Investor & Treasury Services (RBC I&TS) provides asset, payment and treasury services to financial institutions and asset owners worldwide. We are a leader in Canadian cash management and transaction banking services. Trusted with nearly CAD 4 trillion in assets under administration(1), our focus is on safeguarding client assets and supporting our clients’ growth.

Clients benefit from the long-standing experience and specialized expertise of our securities finance program:

• Tailored based on clients’ risk and return objectives

• Established risk management framework

• Zero losses for beneficial owners since inception(2)

• Over 35 years of experience

• #1 Income Generated(3)

(1) RBC quarterly results as at January 31, 2023

(2) Based on internal records as at January 31, 2023

(3) Global Investor/ISF Beneficial Owners Survey –Custodial Lender Category Unweighted, 2021

Director, Co-Head of Securities Finance Trading & Product Chris Barrand chris.barrand@rbc.com

+44 20 7002 2522

Associate Director, Securities Finance Andrius Zalys andrius.zalys@rbc.com

+44 20 7002 2528

S&P Global Market Intelligence

4th Floor Ropemaker Place, 25 Ropemaker Street, London, EC2Y 9LY, United Kingdom

Tel: 44 207 260 2117

Web: www.spglobal.com/securitiesfinance

Type of firm: Financial Information Services

S&P Global Market Intelligence covers more than $31 trillion of global securities in the lending programs of more than 22,000 institutional funds. This data is sourced directly from industry practitioners, and it includes more than 20 years of history with over 3 million intraday transactions.

Our data is recognized as the independent source of data, analytics, and solutions for the securities finance industry. Our clients benefit from the enhanced visibility and insight we provide into the market for short interest demand, supply and borrow cost, performance analytics, repo data and ETF collateral data.

Our solutions assist with oversight management, revenue optimization and onboarding tools for securities lending programs.

Director, Securities Finance

Tom Ingram

thomas.ingram@spglobal.com

44 203 367 0532

Associate Director, Solutions Product Manager

Sean O’Neill

sean.oneill2@spglobal.com

44 207 260 2076

Executive Director, EMEA Sales

Jonathan Chen jonathan.chen@spglobal.com

44 207 260 2463

Scotiabank

201 Bishopsgate, 6th Floor, London EC2M 3NS, UK, United Kingdom

Web: www.scotiabank.com

Other offices

New York, Ontario

EMEA Head of Securities Lending

Paul McGuigan paul.mcguigan@scotiabank.com

+44 20 7826 5921

Standard Chartered

1 Basinghall Avenue, London EC2V 5DD, United Kingdom

Tel: +44 7418 923 096

Email: sunil.daswani@sc.com

Web: www.sc.com

Type of firm: Agent Lender

Global Head

Sunil Daswani sunil.daswani@sc.com

+44 7418 923 096

State Street Bank and Trust Company, London - Financing Solutions

20 Churchill Place, Canary Wharf, London, E14 5HJ, United Kingdom

Tel: +44 203 395 2500

Email: SecuritiesFinanceSolutions@statestreet.com

Web: www.statestreet.com

Type of firm: Custodian and Specialist Bank

State Street Financing Solutions provides a comprehensive and innovative set of securities financing products. As one of the longest running and largest securities financing providers in the industry, we are positioned well to understand your financing and investment needs across global markets. Our leading Agency Lending, Prime offerings, and Repo services can help you get the most out of your portfolios and support your investment strategy. As a market innovator, we’ve expanded our services with a range of peer to peer financing services, helping you access new pools of liquidity and providing competitive overnight and term cash investment financing through our common platform, Venturi. Combining our full suite of offerings, supported by a business model that is built to provide stability through market cycles, we can help identify potential areas for savings, profits and, ultimately, achieve alpha.

Global Head of Financing Solutions

Gino Timperio

Gltimperio@statestreet.com

+1 617 664 2578

Global Head of Agency Lending

Patricia Hostin

phostin@statestreet.com

+1 609 514 4550

Global Head of Client Management

Francesco Squillacioti

fsquillacioti@statestreet.com

+1 617 664 4756

EMEA Head of Securities Finance Client Management

Cassandra Jones

cjones2@statestreet.com

+44 20 3395 0049

UBS AG London Branch

5 Broadgate circle, London EC2M 2QS, United Kingdom

Tel: +44 207 5678000

Web: www.ubs.com

Type of firm: Investment Bank

Stock Borrowing & Lending EMEA

Neil Willey neil.willey@ubs.com

+44 207 568 0100

Stock Borrowing & Lending EMEA

Alex Michaelides alexander.michaelides@ubs.com

+44 207 568 0100

Xconnect Trading Limited

6th Floor, Basildon House, 7-11 Moorgate, London EC2R 6AF, United Kingdom Tel: +44 20 7866 0615 Web: www.xconnectgroup.com

Type of firm: Securities Finance Specialists

Mark Zacharia mark.zacharia@xconnectgroup.com

+44 207 866 0615

Synthetic finance

BMO Capital Markets

100 Broadgate, Liverpool Street, London, EC2M 2AT, United Kingdom

Tel: +44 207 664 8232

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities

Global Equities

Other offices

New York, Dublin, Melbourne, and Toronto

Managing Director, Co-Head European Prime Finance

Jonathan Dunn

jonathan.dunn@bmo.com

+44 207 664 8264

Director, Collateral Trading and Repo

Mark Barnard

mark.barnard@bmo.com

+44 207 664 8232

Director, Prime Finance

Rich Tarrant

Richard.Tarrant@bmo.com

+44 207 664 8232

Vice President , Prime Finance

Ian Smith

Ian.Smith@bmo.com

+44 207 664 8232

Vice President , Prime Finance

Stephanie Knight

Stephanie.knight@bmo.com

+44 207 664 8232

Director, Collateral Trading and Prime Finance

Stefan Papich

stefan.papich@bmo.com

+44 207 664 8232

BNP PARIBAS SA

10, Harewood Avenue, London NW1 6AA, United Kingdom

Tel: + 44 207 595 1848

Email: dl.prime.services.salestrading.europe@ uk.bnpparibas.com

Web: www.bnpparibas.com

Type of firm:

Investment Bank, Prime Services

Global Head of Prime Solutions & Financing

Raphael Masgnaux raphael.masgnaux@uk.bnpparibas.com

+ 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing

Kieron Smith

Kieron.A.SMITH@uk.bnpparibas.com

+44 207 595 1994

Head of Prime Trading, Global

Jerome Bassot

jerome.bassot@uk.bnpparibas.com

+44 207 59 58 999

Prime Brokerage Sales-trading, Europe

Franc Barrabes

franc.barrabes@uk.bnpparibas.com

+33 14 01 45 135

Head of Multi-Asset PB Product Management for Europe and Asia

Denis Pihan

denis.pihan@bnpparibas.com

+44 207 59 51 582

Head of EMEA Prime Brokerage Platform

Wojciech Nabialek

wojciech.nabialek@uk.bnpparibas.com

+44 207 59 58 413

Head of Risk, Prime Solutions & Financing, EMEA

Sebastien Aude

sebastien.aude@uk.bnpparibas.com

+44 207 59 51 518

Head of Client Solutions EMEA

Kirsty Gurr

kirsty.gurr@uk.bnpparibas.com

+44 207 59 58 623

Head of Prime Brokerage Sales, Europe

Charles Bennett

charles.bennett@uk.bnpparibas.com

+44 207 59 55 023

Head of Prime Brokerage Sales, Global Matthew Clark

matthew.clark@uk.bnpparibas.com

+44 207 59 56 781

J.P. Morgan

25 Bank Street, Canary Wharf, London E14 5JP, United Kingdom

Web: www.jpmorgan.com/solutions/cib/primeservices

Type of firm: Investment Bank

J.P. Morgan’s Prime Services suite of products offer a full spectrum of integrated capabilities, combined with the strength and resources of a leading global bank, J.P. Morgan’s multi-asset class platform extends across execution, financing, clearing, fund administration and asset-servicing products, as well as prime custody and optimized margin solutions.

Head of Prime Finance, EMEA

Paul Farrell

paul.a.farrell@jpmorgan.com

+44 207 1341133

Head of Synthetic Financing & Structuring, EMEA

Jay Patel

jay.x.patel@jpmorgan.com

+44 207 1341133

Transcend

371 Hoes Lane, Suite 205, Piscataway, NJ 08854, United States of America

Tel: +1 866 608 0381

Email: Sales@transcendstreet.com Web: www.transcendstreet.com

Type of firm: Fintech

Other offices

Hyderabad, Piscataway

Regional Head, EMEA

Jonathan Hodder

jonathan.hodder@transcendstreet.com

+44 77 8843 4540

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