Joe Frey Nov 0905

Page 1

Investing In China Stocks, Options & Indexes

PHILADELPHIA STOCK EXCHANGE


Why & How • China’s GDP to grow 8% annually throughout 2010. Are we missing the boat? • Is the door open? Can we participate in this growth? • Yes, access and choices exist!!! PHILADELPHIA STOCK EXCHANGE


Direct & Indirect Examples UTSI SOHU CHU CHINA SINA NTES CYD NTE SNP CHL PTR DFCT CHA ACH FHKCX SBUX MOT WMT Dell IBM YUM

UTSTARCOM INC. SOHU.COM INC. CHINA INICOM CDC CORP SINA CORP NETEASE.COM INC China Yuchai Intl Nam Tai Electronics China Petro Chem China Mobile Petrochina Co DF China Technology China Telecom Aluminum Corp China Fidelity China Region Starbucks Motorola Wal mart Dell Computer IBM YUM Brands

Know Any Others? Other Industries? Other Countries?

PHILADELPHIA STOCK EXCHANGE


Index, ETFs, Fund Examples •Shanghai Composite Index •China ADR Index •Hong Kong iShares •FTSE/Xinhua China 25 Fund •Power Shares Golden Dragon USX Fund •Taiwan Greater China Fund •Greater China Fund, Inc. •China Fund

Know any others?

•JF China Region Fund •iShares MSCI Hong Kong Index (EWH) •iShares MSCI Taiwan Index (EWT) PHILADELPHIA STOCK EXCHANGE


Does It Make Sense? FXI

MOT

CHL

ACH

EWH

JFC

PHILADELPHIA STOCK EXCHANGE


Food For Thought? • 80% of mutual funds under perform the S&P 500. How about the (FXI) FTSE/Xinhua Index Fund? • What’s your: Objective? Benchmark? Target? • Buy an ETF or index on the China market to match or beat 80% of money managers? • Is this acceptable? Can you beat this? PHILADELPHIA STOCK EXCHANGE


Outperform with Options? Options are available on many ETFs, Indexes and Stocks

• • • • • • •

Example: FTSE/Xinhua (FXI) Buy FXI, sell calls against (income) Buy FXI, buy atm or itm put (partial or full hedge) Buy FXI, sell call, buy put (collar hedge) Sell put to buy FXI, write calls after? Buy FXI call only, do a spread, etc. Many choices exist! Many lower the cost of entry and increase income and lower risk PHILADELPHIA STOCK EXCHANGE


Hypothetical On FTSE/XINHUA (FXI) • FXI is Trading at 58.83. Support 57.80, Resistance at 62 • Market view: Short term neutral, long term bullish • Sell 10 (cash secured) NOV 59 puts at .75 • Objective: Assignment (lower cost basis) • If FXI is above 59: Keep the premium sold, go long, repeat strategy? • If stock below 59 and assignment occurs : Your long 1000 shares of FXI at a cost basis of 58.25 •

How about this? Just buy FXI and sell DEC 62 calls off the bat?

PHILADELPHIA STOCK EXCHANGE


In Summary • Multiple strategies and opportunities exist! • Fund, Index, ETF, Stock, ADR, Options, other? • Same principals that go into US equity market strategies exist for investing in China. PHILADELPHIA STOCK EXCHANGE


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