Course will include latest case studies
Developing A Successful Fraud Prevention And Investigation Strategy Exploring effective strategies and techniques to investigate and prevent fraud Book and pay NOW and bring your colleague for FREE on this course
5 Key Business Benefits
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1. Understand the nature of fraud for your organisation and be capable of developing an organisational response to its risks 2. Appreciate the relationship between corporate ethics, governance and fraud, including the market expectation of that relationship 3. Know what drives your fraud exposure both at home and abroad and understand the financial consequences of non-compliance 4. Recognise the importance of developing a culture of compliance as a major tool in fighting fraud 5. Produce a corporate anti-fraud programme tailored to your own organisation and learn how to optimise your organisational structure for compliance
23 – 26 February 2014 Kempinski Hotel Mall of the Emirates, Dubai, UAE
www.iirme.com/preventfraud Organised by:
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Developing A Successful Fraud Prevention And Investigation Strategy 23 – 26 February 2014 • Kempinski Hotel, Mall of the Emirates, Dubai, UAE Course Overview
Meet Your Expert Course Director
This programme is designed to teach a practical
Warren F Gillian BSc, BA, MEI has had
understanding of anti-fraud management requirements. The
over 30 years of senior management
course covers nine major subject areas and utilises a variety
experience in risk and compliance
of training techniques. The key areas of the curriculum include
management. He has been
understanding the impact of fraud on organisational value,
responsible for assisting new and
who is responsible for managing the fraud exposure, the role
existing businesses in over 20 countries
of corporate governance and ethics in achieving this, and
throughout Asia, Middle East and
the implementation of anti-fraud measures. The emphasis
North Africa; developing their unique responses to
will be on practical and pragmatic approaches, rather than
the changing risk and compliance landscape. In all,
theoretical.
over 290 companies within these regions have been assisted by Warren to achieve various degrees of risk
Course Objective
and compliance performance enhancement.
The goal of this course is to provide fraud/compliance officers and managers with skills that can be immediately used upon return to the organisation. You will learn to appreciate the
He has written and published extensively in local and international media on technical and commercial
extent to which organisations and their public officers are
compliance issues; he has presented and chaired
exposed to the ever-increasing regulatory environment, how
many international conferences and has sat on and
to identify the fraud issues that have the most significance
chaired numerous international Advisory Groups. He
for you and how to introduce a compliance management
has also presented and taught an extensive range
programme to combat them within your organisation.
of risk, compliance, AML and governance topics throughout SE Asia, the Middle East and Australia,
Why Fraud Control?
he has also consulted extensively in these areas. He
In all financial markets, you are required to have measures in
provides high level support to company boards in
place that will reduce the incidence of criminal behaviour.
the area of governance, compliance and in banking
Since news of financial misreporting and outright criminal
sector Basel II and AML compliance.
behaviour by firms like Enron, WorldCom, Xerox, etc, the pressure on corporations for more transparency in the management of their fraud exposures is mounting.
He was the Deputy Director of the Australasian Risk Management Unit (ARMU), which led a consortium of Australian banks in developing an AML best
Would you like to run this course in-house?
practice guide. He still maintains academic links as a post graduate lecturer in Risk, for Monash University Australia. He is also a founding director of the International Institute for Enterprise Innovation, a Director of Australasian Compliance Risk Management Pty Ltd and Chairman of the Australasian Risk
The in-house training division of IIR Middle East
Management Centre (ARMC). In 2005 he was appointed Professor for Risk and Compliance to the Wharton School of Business.
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Tel: +971 4 407 2624 • Email: CTS@iirme.com www.iirme.com/cts
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Course Timings Registration will be at 07:30 on Day One. The course will commence at 08:00 and conclude at 14:30. There will be two refreshment breaks at approximately 10:30 and 12:30 and lunch will be served at the end of each day’s session.
Day One
• Credit and EFTPOS fraud • Other emerging typologies
Fraud In The Global Context • What is fraud?
Information And Security Threats
• Extent of fraud
• Why is information security important?
• Types of fraud (employee embezzlement, vendor fraud,
• Enterprise security threats
customer fraud, management fraud, investment scams
• Response to information security threats
and other consumer frauds)
• Information security control environment
• The fraud triangle
Day Four Regulatory Response To Fraud • Global initiatives
Whistleblower Programmes And Fraud Prevention
• US initiatives
• Review of global legislation
• UK initiatives
• Implementation of a whistleblower procedure
• Other initiatives
• Whistleblower report response • Internal control environment requirements
Day Two The Fraud Investigation Ethics And Fraud Control
• Receipt and analysis of complaints
• What are corporate ethics?
• Planning and implementing the complaints investigation
• Ethics and corporate accountability
• Compliance enforcement options
• Benefits of a commitment to sound business ethics
• Briefs of evidence/finalising investigation
• Corporate ethics guidelines Case studies will be used to demonstrate the importance of Governance And Its Impact On Corporate Fraud
anti-fraud programmes
• What is governance? • Governance structures
Who Should Attend?
• The role of the board in establishing a culture of
This course has been developed for professionals responsible for preventing fraud and protecting the
compliance
interest of their organisation and those who work in
• Fraud risk assessments
the areas of finance, auditing, security, compliance,
Day Three
antifraud, anti-money laundering, risk, legal, accounting, contracts, IT, procurement and purchasing.
Fraud And Its Impact On Corporate Reputation • Is reputation important? • Risk and reputation • Building reputational value • Avoiding exposure Fraud Typologies • Identity theft • Cheque fraud
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+971 4 335 2438
register@iirme.com
www.iirme.com/preventfraud
Developing A Successful Fraud Prevention And Investigation Strategy 23 – 26 February 2014 • Kempinski Hotel, Mall of the Emirates, Dubai, UAE FIVE WAYS TO REGISTER IIR Holdings Ltd. P.O Box 9428 Dubai, UAE
+971 4 335 2437 +971 4 335 2438 register@iirme.com
www.iirme.com/preventfraud
DISCOUNTS AVAILABLE FOR 2 OR MORE PEOPLE CALL – +971 4 335 2483 E-MAIL – a.watts@iirme.com Event Developing A Successful Fraud Prevention And Investigation Strategy
WEB BC5496
Course Fee Before 8 January 2014*
Course Fee Before 29 January 2014*
Final Fee*
US$ 3,995
US$ 4,495
US$ 4,795
23 – 26 February 2014
WOULD YOU LIKE TO RUN THIS COURSE INͳHOUSE?
Course fees include documentation, luncheon and refreshments. Delegates who attend all sessions will receive a Certificate of Attendance. *Book and pay NOW and bring your colleague for FREE on this course.
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