Developing A Successful Fraud Prevention And Investigation Strategy

Course will include latest case studies

Developing A Successful Fraud Prevention And Investigation Strategy Exploring effective strategies and techniques to investigate and prevent fraud Book and pay NOW and bring your colleague for FREE on this course

5 Key Business Benefits

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1. Understand the nature of fraud for your organisation and be capable of developing an organisational response to its risks 2. Appreciate the relationship between corporate ethics, governance and fraud, including the market expectation of that relationship 3. Know what drives your fraud exposure both at home and abroad and understand the financial consequences of non-compliance 4. Recognise the importance of developing a culture of compliance as a major tool in fighting fraud 5. Produce a corporate anti-fraud programme tailored to your own organisation and learn how to optimise your organisational structure for compliance

23 – 26 February 2014 Kempinski Hotel Mall of the Emirates, Dubai, UAE

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Developing A Successful Fraud Prevention And Investigation Strategy 23 – 26 February 2014 • Kempinski Hotel, Mall of the Emirates, Dubai, UAE Course Overview

Meet Your Expert Course Director

This programme is designed to teach a practical

Warren F Gillian BSc, BA, MEI has had

understanding of anti-fraud management requirements. The

over 30 years of senior management

course covers nine major subject areas and utilises a variety

experience in risk and compliance

of training techniques. The key areas of the curriculum include

management. He has been

understanding the impact of fraud on organisational value,

responsible for assisting new and

who is responsible for managing the fraud exposure, the role

existing businesses in over 20 countries

of corporate governance and ethics in achieving this, and

throughout Asia, Middle East and

the implementation of anti-fraud measures. The emphasis

North Africa; developing their unique responses to

will be on practical and pragmatic approaches, rather than

the changing risk and compliance landscape. In all,

theoretical.

over 290 companies within these regions have been assisted by Warren to achieve various degrees of risk

Course Objective

and compliance performance enhancement.

The goal of this course is to provide fraud/compliance officers and managers with skills that can be immediately used upon return to the organisation. You will learn to appreciate the

He has written and published extensively in local and international media on technical and commercial

extent to which organisations and their public officers are

compliance issues; he has presented and chaired

exposed to the ever-increasing regulatory environment, how

many international conferences and has sat on and

to identify the fraud issues that have the most significance

chaired numerous international Advisory Groups. He

for you and how to introduce a compliance management

has also presented and taught an extensive range

programme to combat them within your organisation.

of risk, compliance, AML and governance topics throughout SE Asia, the Middle East and Australia,

Why Fraud Control?

he has also consulted extensively in these areas. He

In all financial markets, you are required to have measures in

provides high level support to company boards in

place that will reduce the incidence of criminal behaviour.

the area of governance, compliance and in banking

Since news of financial misreporting and outright criminal

sector Basel II and AML compliance.

behaviour by firms like Enron, WorldCom, Xerox, etc, the pressure on corporations for more transparency in the management of their fraud exposures is mounting.

He was the Deputy Director of the Australasian Risk Management Unit (ARMU), which led a consortium of Australian banks in developing an AML best

Would you like to run this course in-house?

practice guide. He still maintains academic links as a post graduate lecturer in Risk, for Monash University Australia. He is also a founding director of the International Institute for Enterprise Innovation, a Director of Australasian Compliance Risk Management Pty Ltd and Chairman of the Australasian Risk

The in-house training division of IIR Middle East

Management Centre (ARMC). In 2005 he was appointed Professor for Risk and Compliance to the Wharton School of Business.

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Tel: +971 4 407 2624 • Email: CTS@iirme.com www.iirme.com/cts

register@iirme.com

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Course Timings Registration will be at 07:30 on Day One. The course will commence at 08:00 and conclude at 14:30. There will be two refreshment breaks at approximately 10:30 and 12:30 and lunch will be served at the end of each day’s session.

Day One

• Credit and EFTPOS fraud • Other emerging typologies

Fraud In The Global Context • What is fraud?

Information And Security Threats

• Extent of fraud

• Why is information security important?

• Types of fraud (employee embezzlement, vendor fraud,

• Enterprise security threats

customer fraud, management fraud, investment scams

• Response to information security threats

and other consumer frauds)

• Information security control environment

• The fraud triangle

Day Four Regulatory Response To Fraud • Global initiatives

Whistleblower Programmes And Fraud Prevention

• US initiatives

• Review of global legislation

• UK initiatives

• Implementation of a whistleblower procedure

• Other initiatives

• Whistleblower report response • Internal control environment requirements

Day Two The Fraud Investigation Ethics And Fraud Control

• Receipt and analysis of complaints

• What are corporate ethics?

• Planning and implementing the complaints investigation

• Ethics and corporate accountability

• Compliance enforcement options

• Benefits of a commitment to sound business ethics

• Briefs of evidence/finalising investigation

• Corporate ethics guidelines Case studies will be used to demonstrate the importance of Governance And Its Impact On Corporate Fraud

anti-fraud programmes

• What is governance?

• Governance structures

Who Should Attend?

• The role of the board in establishing a culture of

This course has been developed for professionals responsible for preventing fraud and protecting the

compliance

interest of their organisation and those who work in

• Fraud risk assessments

the areas of finance, auditing, security, compliance,

Day Three

antifraud, anti-money laundering, risk, legal, accounting, contracts, IT, procurement and purchasing.

Fraud And Its Impact On Corporate Reputation • Is reputation important?

• Risk and reputation • Building reputational value • Avoiding exposure Fraud Typologies • Identity theft • Cheque fraud

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register@iirme.com

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Developing A Successful Fraud Prevention And Investigation Strategy 23 – 26 February 2014 • Kempinski Hotel, Mall of the Emirates, Dubai, UAE FIVE WAYS TO REGISTER IIR Holdings Ltd. P.O Box 9428 Dubai, UAE

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DISCOUNTS AVAILABLE FOR 2 OR MORE PEOPLE CALL – +971 4 335 2483 E-MAIL – a.watts@iirme.com Event Developing A Successful Fraud Prevention And Investigation Strategy

WEB BC5496

Course Fee Before 8 January 2014*

Course Fee Before 29 January 2014*

Final Fee*

US$ 3,995

US$ 4,495

US$ 4,795

23 – 26 February 2014

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Course fees include documentation, luncheon and refreshments. Delegates who attend all sessions will receive a Certificate of Attendance. *Book and pay NOW and bring your colleague for FREE on this course.

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Cancellation If you are unable to attend, a substitute delegate will be welcome in your place. Registrations cancelled more than 7 days before the Event are subject to a $200 administration charge.

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Avoid Visa Delays - Book Now Delegates requiring visas should contact the hotel they wish to stay at directly, as soon as possible.

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Event Venue: Kempinski Hotel, Mall of the Emirates, Dubai, UAE Tel: +971 4 341 0000 Accommodation Details We highly recommend you secure your room reservation at the earliest to avoid last minute inconvenience. You can contact the IIR Hospitality Desk for assistance on: Tel: +971 4 407 2693 Fax: +971 4 407 2517 Email: hospitality@iirme.com © Copyright I.I.R. HOLDINGS B.V.

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