Neal Auction - Asian Arts - April 16, 2021 by Neal Auction

Neal Auction A Collection of Fine Asian Arts

Spring Estates Auction April 16, 17 & 18, 2021 Offered on these online auction platforms:

LA Auc. Lic., Neal Auction Co. #AB-107, Leckert #1514, Carroll #1874, Fagan #1935

Spring Estates Auction April 16, 17 & 18, 2021

FEATURING: Important Arms & Armor, Books & Manuscripts, and Old Master Paintings from the Demetrius S. Spanos, MD Collection, Jonesboro, AR. Property Descended in the Family of James Norfleet Brown (1806-1859) of Manchac Plantation, Iberville Parish, Louisiana Gentleman Collectors: Property from Whisnant Galleries, New Orleans Select Property from an Antiquarian’s Collection of American Federal Furniture and Decorations American Rococo and Aesthetic Movement Furniture from a Connoisseur And Property of Others EXHIBITION

Exhibition at both galleries beginning Monday, April 5, 10 a.m. to 5 p.m. Special Saturday Preview, April 10, 10 a.m. to 5 p.m.

Preview is available by appointment only.

To schedule an appointment, please contact us at clientservices@nealauction.com. Please note that Neal Auction Company follows all protocols regarding maximum capacity, social distancing and masking.

AUCTION WILL BE VIRTUAL Bidding by telephone, absentee bid, or one of our online platforms. Friday, April 16, beginning at 2:00 p.m., Lots 1-244 Saturday, April 17, beginning at 11:00 a.m., Lots 245-718 Sunday, April 18, beginning at 11:00 a.m., Lots 719-1094

Neal Auction Company Auctioneers & Appraisers of Antiques & Fine Art 4038 Magazine Street, New Orleans, Louisiana 70115 • 504-899-5329

1-800-467-5329 • Fax: 504-897-3808 • www.nealauction.com LA Auc. Lic., Neal Auction Co. #AB-107, Leckert #1514, Carroll #1874, Fagan #1935

We Invite you to visit us online at www.nealauction.com

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Session One Friday, April 16, 2 p.m.

138. Pair of Chinese Jadeite Avian Figural Groups, carved as phoenix birds carrying lingzhi sprays in their beaks perched atop rockwork amid peonies and chrysanthemums with pairs of songbirds below, h. 20 1/4 in., w. 8 1/4 in., stands, overall h. 20 1/2 in., w. 10 1/2 in. [$3000/5000]

139. Chinese Lavender and Green Jadeite “Fu Lu Shou” Group, carved as the Three Star Gods in grotto‑like setting surrounded by their attributes, children and good luck symbols, reverse with cash, h. 15 3/4 in., w. 11 3/4 in. [$2500/3500] Provenance: Whisnant Galleries Collection, New Orleans, LA.

140. Chinese Jadeite Figure of Guanyin, modeled standing on lotus base with a Buddha’s hand citron “mandorla”, holding ruyi scepter and bead necklace, h. 10 in. [$1500/2500] Provenance: Whisnant Galleries Collection, New Orleans, LA.

141. Le Pho (Vietnamese/French, 1907‑2001), “Composition”, oil on canvas, signed “Le Pho” and signed again in Chinese lower right, titled and inscribed “N.Y.”, Wally Findlay monogram, “773”, “35951” and “Wally Findlay Galleries” tag with artist, title, “35951” and “8F” on stretcher, “Wally Findlay Galleries” label and inscribed “35951”, “773” and “8F” on backing board, 18 1/4 in. x 15 in., framed. [$20000/30000]

142. Chinese Hardwood Table, 19th c., inset rectangular top, pierced apron carved with scrollwork, high shelf, straight legs, scrolled toes, h. 31 in., w. 16 in., d. 12 in. [$400/600]

143. Chinese Hardwood Table‑Form Stand, 19th/early 20th c., inset rectangular top, pierced apron carved with stylized dragon scrolls, straight legs, scroll toes, h. 11 3/8 in., w. 16 1/2 in., d. 12 1/4 in. [$300/500]

144. Good Pair of Chinese or Ottoman Jade‑Inset and Coral and Turquoise Embellished Silver Gilt Duck‑Form Candles Holders, Qing Dynasty (1644‑1911), h. 11 in. [$3000/5000] Provenance: Loyd Paxton, Dallas, TX, 1987.

145. Good Pair of Chinese Gilt Bronze Figural Three‑Light Pricket Candle Sticks, Qing Dynasty (1644‑1911), each modeled in mirror image as monk or Luohan on tiered base holding 3 prunus branches, their blossoms forming bobeches, h. 13 1/2 in. [$800/1200] Provenance: Whisnant Galleries Collection, New Orleans, LA.

146. Chinese “Blanc de Chine” Porcelain Bodhidharma, Qing Dynasty (1644‑1911), modeled standing, wearing long robes and holding prayer beads, reverse with Pu Zi Yu Ren “fisherman’s” seal, h. 12 in. Note: Restoration. [$600/800]

148. Chinese “Blanc de Chine” Porcelain Guanyin, probably 19th c., modeled standing with arms tucked under robes, h. 12 in.; together with cream crackle glazed Guanyin, h. 17 3/4 in. (2 pcs.) [$500/700]

Provenance: Whisnant Galleries Collection, New Orleans, LA.

147. Chinese “Blanc de Chine” Porcelain Guanyin, Qing Dynasty (1644‑1911), modeled on cloud scroll base holding a peach, hair tied with tiara in chignon and covered by cowl, long robes open at chest revealing bead necklace, h. 12 3/4 in. Note: Restoration. [$600/800]

Provenance: Henry Stern, c. 1940.

Provenance: Adriaan’s, New Orleans; Whisnant Galleries Collection, New Orleans, LA.

151. Chinese “Blanc de Chine” Porcelain Tripod Censer, Ding, 16th/17th c., upright loop handles, bulbous body with leiwen band, splayed legs with zoomorphic masks and ruyi heads, h. 6 7/8 in., dia. 5 3/4 in. [$1500/2500]

150. Chinese “Blanc de Chine” Figure of the Drunken Poet Li Bai, Qing Dynasty (1644‑1911), modeled reclining on overturned wine jar, h. 4 1/4 in., l. 7 1/2 in. [$200/300]

Provenance: Whisnant Galleries Collection, New Orleans, LA. Ref.: See Ayers, John. Divine Images in Porcelain. p. 40, fig 8.

Provenance: Whisnant Galleries Collection, New Orleans, LA. 149. Chinese “Blanc de Chine” Porcelain Incense Stick Holder, Qing Dynasty (1644‑1911), modeled as Buddhist lion seated on rectangular plinth, h. 5 1/4 in., associated stand, overall h. 6 1/4 in. [$400/600] Provenance: Whisnant Galleries Collection, New Orleans, LA. 152. Chinese Song‑Style Cream Crackle Glazed Pottery “Cadogan” Puzzle Pot, 18th/19th c., with applied butterflies and leafy vines, h. 5 7/8 in. [$400/600] Provenance: Whisnant Galleries Collection, New Orleans, LA.

153. Two Chinese “Blanc de Chine” Porcelain Cosmetic or Seal Paste Boxes, Qing Dynasty (1644‑1911), both with molded decoration, larger with “Nagel Auctions / Tek Sing Treasures” label, dia. 3 1/4 in. and 2 1/4 in. [$200/300]

154. Chinese “Blanc de Chine” Porcelain Vermillion Paste Box, Song/ Yuan Dynasty (1127‑1367), molded ribbed sides, raised chrysanthemum spray roundel, dia. 2 5/8 in. [$250/350]

Provenance: Whisnant Galleries Collection, New Orleans, LA.

156. Chinese Gilt Bronze Covered Censer on Stand, 19th/20th c., modeled throughout with bamboo elements and birds, base marked, h. 11 1/2 in. (3 pcs.) [$800/1200] Provenance: Whisnant Galleries Collection, New Orleans, LA.

157. Antique Chinese/Tibetan Parcel Gilt Lacquer and Polychrome Bronze Figure of a Wrathful Deity or Guardian, probably six‑armed Mahakala, in 2 parts, modeled standing on separate base formed as pond surrounded by rocks, holding various instruments in his hands, wearing stern expression, back of his head with two wrathful masks, h. 17 1/2 in. [$4000/6000]

155. Chinese Qingbai Porcelain Saucer Dish, Southern Song Dynasty (1127‑1279), molded chrysanthemum petal‑tip walls, central floral spray, dia. 4 1/4 in. [$400/600] Provenance: Whisnant Galleries Collection, New Orleans, LA.

Provenance: Whisnant Galleries Collection, New Orleans, LA.

158. Chinese Black and Russet Glazed Pottery Bottle Vase, 19th c., black glaze turning to russet around base and foot, h. 6 1/2 in. [$200/300] Provenance: Whisnant Galleries Collection, New Orleans, LA.

159. Chinese Black Glazed Stoneware Bottle Vase, probably Ming Dynasty (1368‑1644) or earlier, overall black glaze thinning to russet along mouth rim and pooling above the exposed buff foot, h. 6 in. [$300/500] Provenance: Whisnant Galleries Collection, New Orleans, LA.

160. Chinese Neolithic Painted Pottery Storage Jar, pyriform body with loop handles, painted in black and red with cross motif roundels, h. 12 5/8 in. [$400/600] Provenance: Whisnant Galleries Collection, New Orleans, LA.

162. Three Early Chinese Pottery Jars, incl. 2 with etched basket weave design, h. 6 3/4 in. and 5 in.; and 1 cylindrical with concentric bands, h. 7 1/2 in. [$200/300]

163. Chinese Tang‑Style Sancai Glazed Pottery Horse, modeled standing on rectangular plinth, saddle, blanket, bridal and trimmings in green and blue glaze, body with ochre glaze, h. 15 1/4 in., w. 14 1/2 in. [$200/200]

161. Chinese Neolithic Painted Pottery Vessel, loop handles, neck and globular body with cross‑hatch design, h. 4 1/2 in. [$250/350] Provenance: Whisnant Galleries Collection, New Orleans, LA.

164. Chinese Tang‑Style Sancai Glazed Pottery Jar, probably 19th/20th c., blue, ocre, and green basketweave and floret pattern design, h. 10 1/2 in. [$200/300] Provenance: Whisnant Galleries Collection, New Orleans, LA.

165. Chinese Tang‑Style Sancai Glazed Pottery Tripod Dish, probably 19th/20th c., incised central flower head encircled by ruyi band, loop feet, h. 1 1/2 in., dia. 7 7/8 in. [$150/250] Provenance: Whisnant Galleries Collection, New Orleans, LA.

166. Chinese Persimmon Glazed Stoneware Conical Bowl, probably Song Dynasty (960‑1279), with russet glaze falling neatly above splayed buff foot, h. 2 1/2 in., dia. 4 1/8 in. [$200/300] Provenance: Whisnant Galleries Collection, New Orleans, LA.

168. Two Chinese Russet Spotted Qingbai Pottery Vases, probably Yuan Dynasty (1279‑1368), larger pear‑form, h. 4 1/2 in.; smaller baluster, h. 2 in. [$200/300]

167. Chinese Persimmon Glazed Stoneware Conical Bowl, probably Yuan Dynasty (1271‑1368) or earlier, with russet glaze finishing in neat line above splayed buff foot, h. 2 5/8 in., dia. 4 3/8 in. [$300/500]

Provenance: Whisnant Galleries Collection, New Orleans, LA.

169. Asian Jun‑Style Purple Splashed Green Glazed Stoneware Conical Bowl, h. 2 1/4 in., dia. 5 1/4 in. [$100/150] Provenance: Whisnant Galleries Collection, New Orleans, LA.

170. Group of Early Chinese Pottery, incl. jar, h. 4 3/4 in.; 2 models of domestic fowl, h. 4 3/4 in. and 5 in.; and a well head and bucket, well h. 7 in. (5 pcs.) Note: losses to well. [$200/300]

172. Two Chinese Liangzhu‑Style Hardstone Congs, probably 19th/20th c., h. 5 in. and 4 in. [$400/600]

171. Three Chinese Glazed Pottery Oil Lamps, Ming Dynasty (1368‑1644), h. 3 5/8 in. to 4 3/4 in. [$250/350]

Provenance: Whisnant Galleries Collection, New Orleans, LA.

173. Two Antique Chinese Hardstone Bi Disks, dia. 2 1/2 in. and 1 3/4 in. [$400/600] Provenance: Whisnant Galleries Collection, New Orleans, LA.

174. Three Antique Chinese Hardstone Archer’s Rings, incl. 2 jade and 1 probably agate, h. 1 in. to 1 1/8 in. [$600/800]

175. Antique Chinese Bronze Belt‑Hook, probably Han Dynasty (206 BCE‑220 CE), l. 4 3/8 in.[$200/300]

Provenance: Whisnant Galleries Collection, New Orleans, LA.

176. Chinese Bronze Hu‑Form Vessel, probably Han Dynasty (206 BCE‑220 CE), flattened baluster‑form with loose ring handles, h. 2 3/4 in. [$400/600] Provenance: Whisnant Galleries Collection, New Orleans, LA.

177. Antique Chinese Zhou‑Style Bronze Spearhead, probably Song Dynasty (960‑1280), l. 7 in. [$200/300] Provenance: Whisnant Galleries Collection, New Orleans, LA.

Provenance: Whisnant Galleries Collection, New Orleans, LA.

180. Antique Chinese Patinated Bronze Buddhist Lion, probably Ming Dynasty (1368‑1644), modeled seated with ribbon‑tied brocade ball, h. 2 7/8 in., w. 3 3/4 in., stand, overall h. 3 3/4 in. [$400/600] Provenance: Whisnant Galleries Collection, New Orleans, LA.

178. Chinese Bronze Covered Ritual Vessel, Yuan Dynasty (1270‑1368) or earlier, domed cover with repousse eight‑pointed star design, strap handles, thin walled ovoid body with petal lobed “lotus” base, h. 10 1/2 in. [$800/1200]

179. Antique Chinese Bronze Artifact, probably a sleeve gun, l. 5 1/2 in. [$150/250] Provenance: Whisnant Galleries Collection, New Orleans, LA.

181. Chinese Bronze Baluster Vase, Qing Dynasty (1644‑1911), shoulder with decorative ruyi band in relief, h. 4 in. [$150/250] Provenance: Whisnant Galleries Collection, New Orleans, LA.

183. Chinese Green and Russet Jade Camel, h. 2 1/8 in., w. 3 1/2 in. [$1200/1800] Provenance: Whisnant Galleries Collection, New Orleans, LA.

182. Two Chinese Spinach Green or Celadon Jade Fondling Pieces, each carved in horse‑form, l. 1 3/4 in. [$300/500]

184. Chinese Green and Russet Jade Ram, carved recumbent with head turned toward rump, h. 2 1/4 in., l. 3 1/4 in. [$300/500]

Provenance: Whisnant Galleries Collection, New Orleans, LA.

Provenance: Whisnant Galleries Collection, New Orleans, LA. 185. Chinese Creamy‑White and Russet Jade Camel, carved recumbent with its head twisted toward its humps, h. 1 1/2 in., l. 2 7/8 in. [$1000/1500] Provenance: Whisnant Galleries Collection, New Orleans, LA.

186. Chinese Grayish White and Russet Jade Horse, h. 1 3/4 in., l. 4 1/4 in. [$1200/1800] Provenance: Whisnant Galleries Collection, New Orleans, LA.

187. Chinese Grayish White Jade Camel, h. 2 1/2 in., w. 2 1/4 in. [$1000/1200] Provenance: Whisnant Galleries Collection, New Orleans, LA.

188. Chinese White Jade Playful Monkey and Horse, h. 2 in., l. 3 3/4 in. [$1000/1500]

189. Chinese White Jade Horse, h. 2 in., l. 3 1/8 in. [$1000/1500]

Provenance: Whisnant Galleries Collection, New Orleans, LA.

190. Pair of Chinese Wucai Porcelain Jars, late 19th/early 20th c., decorated with phoenix, peony and foliate scrollwork, bases faintly marked “CHINA”, h. 7 in. and 7 1/4 in., stands, overall h. 8 in. and 8 1/4 in.; together with pair of associated covers. [$600/800]

191. Chinese Wucai Porcelain Covered Jar, Qing Dynasty (1644‑1911), decorated with six playful Buddhist lions amid peonies and scrolling vines, h. 12 1/8 in., stand, overall h.14 1/8 in. [$600/800]

192. Chinese Blue and White Porcelain Bottle Vase, 19th/20th c., decorated with upright leaf tips, lotus flowers and foliate scrolls, h. 11 1/4 in. [$300/500]

Provenance: Whisnant Galleries Collection, New Orleans, LA.

193. Chinese Blue and White Porcelain Ovoid Vase, Qing Dynasty (1644‑1911), decorated with lotus scrolls, base with rabbit mark, h. 8 in. [$1000/1500]

194. Chinese Blue and White Porcelain Squared Baluster Vase, Qing Dynasty (1644‑1911), elephant mask‑ring handles, body decorated with pairs of phoenix amid flower scrolls, base with Kangxi mark, h. 5 1/4 in., fitted stand with hand‑written label dated 1972, overall h. 6 7/8 in. [$2000/3000]

Provenance: Whisnant Galleries Collection, New Orleans, LA.

195. Chinese Green and Yellow Glazed Pottery Elephant‑Head Rhyton, Qing Dynasty (1644‑1911) or earlier, h. 2 3/8 in., l. 4 3/4 in. [$400/600]

196. Pair of Chinese Aubergine Glazed Porcelain Bull’s Head Rhytons, Qing Dynasty (1644‑1911), probably 17th c., interiors with green glaze, h. 3 1/4 in., l. 4 1/2 in. [$1500/2500]

Provenance: Whisnant Galleries Collection, New Orleans, LA.

197. Chinese Peachbloom Glazed Porcelain Miniature Vase, probably Kangxi Period (1622‑1722), base with “Jan‑Erik Nielson Collection” label, h. 2 in. [$200/300] Provenance: Whisnant Galleries Collection, New Orleans, LA.

198. Chinese Oxblood Red Glazed Porcelain Bottle Vase, Qing Dynasty (1644‑1911), bright copper red glaze thinning to white at the mouth and above the foot, h. 12 3/4 in. [$300/500]

199. Pair of Chinese Sang de Boeuf Porcelain Baluster Vases, overall mottled oxblood glaze pooling toward unglazed base, h. 21 1/2 in. [$700/900]

200. Pair of Chinese Sang de Boeuf Porcelain Amphora Vases, exteriors with oxblood red glaze, interiors and bases with cream crackle glaze, h. 9 1/2 in. [$300/500]

203. Chinese Puce Enameled Porcelain Brush Washer, probably 19th/early 20th c., decorated with pink bats, foliage, and Buddhist symbols, base with Qianlong Jia Chen Zhan En Tang Zhi mark, h. 2 3/8 in., dia. 6 3/4 in. [$600/800]

204. Chinese Famille Rose Enameled Yellow‑Ground Porcelain Dish, probably late 19th/early 20th c., decorated with central shou character encircled by five colorful bats and peach sprays, base with Guangxu mark, h. 1 3/8 in., dia. 7 3/8 in. [$400/600]

Provenance: Whisnant Galleries Collection, New Orleans, LA.

201. Chinese Monochrome Blue Glazed Porcelain Miniature Censer, 19th c., baluster body with overall blue glaze thinning to white at rim and edges of loop handles, h. 2 1/8 in. [$200/300]

202. Chinese Lime‑Green Glazed Porcelain Covered Pot, Qing Dynasty (1644‑1911), possibly lotion pot, body with raised concentric rings, h. 2 in., dia. 3 3/8 in. [$150/250]

Provenance: Whisnant Galleries Collection, New Orleans, LA.

Provenance: Adriaans, New Orleans, June 2, 1979; Neal Auction, June 27, 2015, lot 120.

205. Chinese Famille Rose Porcelain Ovoid Jar, 19th c., decorated with flowering prunus branches, h. 10 1/2 in., mounted as a lamp, h. (incl. finial) 27 in. [$300/500]

206. Chinese Famille Rose Porcelain Figure of a “Happy Boy”, modeled seated holding a sprig of three peaches, h. 11 1/2 in. [$200/300] Provenance: Whisnant Galleries Collection, New Orleans, LA.

208. Three Chinese Framed Polychrome Porcelain Wall Panels, 20th c., painted in muted enamels with mountainous landscapes, bearing inscriptions and seals upper left, h. 31 1/2 in., w. 20 in. [$600/800]

210. Chinese Soapstone Embellished Hardwood Brush Pot, decorated with birds amid flowers, linghzhi, bamboo, and rockwork, resin inscription and seals, h. 7 5/8 in., dia. 7 1/4 in. [$500/700] Provenance: Whisnant Galleries Collection, New Orleans, LA.

212. Chinese Scholars Rock, h. 7 in., w. 9 1/2 in., mounted to hardwood stand, overall h. 9 in., w. 12 1/8 in. [$500/700] Provenance: Whisnant Galleries Collection, New Orleans, LA.

207. Pair of Chinese Famille Rose Porcelain Sleeve Vases, probably early 20th c., enameled with magpie on branch wrapped with wisteria vines above peonies, Dayazhai mark, h. 10 7/8 in. [$300/500]

209. Chinese School, Qing Dynasty (1644‑1911), “Figures with Documents at a Table”, ink and color on paper, 13 1/4 in. x 22 1/4 in., brocade matted and framed. [$400/600]

211. Chinese Horn Libation Cup, relief‑carved with qilong dragons and petal tips, incised with key fret, h. 3 1/4 in., w. 5 1/2 in., d. 3 3/4 in. [$400/600] Provenance: Whisnant Galleries Collection, New Orleans, LA.

213. Two Chinese Bronze Covered Censers, late 19th/ early 20th c., hexagonal pierced lids with qilin or Buddhist lion, dragon handles, bodies with phoenix panels, scroll legs, hexagonal bases, h. 12 1/2 in., w. 7 3/4 in. [$600/800] Provenance: Whisnant Galleries Collection, New Orleans, LA.

214. Chinese Parcel‑Gilt Bronze Figure of Amitabha, modeled seated in vajraparyankasana with hands in dhyana mudra, wearing long simple robes exposed at chest, hair in tight knots, face with urna and serene downcast expression, h. 17 1/2 in., w. 15 1/4 in. [$1200/1800]

215. Chinese Silver Metal‑Mounted Mother‑of‑Pearl Inlaid Hardwood Water Pipe, Qing Dynasty (1644‑1911), inlaid with Eight Immortals seated at table in landscape with rocks, foliage, birds, and bats beside 4‑line verse, h. 81/4 in., dia. 3 5/8 in. [$600/800]

216. Chinese Celadon and Russet Jade Figure of a Water Buffalo, carved recumbent with raised head and alert expression, h. 4 1/8 in., l. 7 1/4 in., stand, overall h. 5 1/8 in. [$800/1200] Provenance: Whisnant Galleries Collection, New Orleans, LA.

217. Chinese Celadon Jade Monkey and Peach Group, carved in a line with 2 left‑facing and 3 right‑facing monkeys, h. 2 in., l. 6 1/4 in., stand, overall h. 2 3/4 in. [$300/500] Provenance: Whisnant Galleries Collection, New Orleans, LA.

218. Chinese Pale Celadon Jade Monkey and Horse Group, h. 1 3/4 in., w. 2 3/8 in. [$100/150]

219. Chinese Celadon Jade Mother and Pup Dog Group, h. 1 3/8 in., l. 2 1/4 in. [$250/350]

220. Chinese Celadon Jade Mythical Beast, h. 1 7/8 in., l. 4 in. [$300/500]

Provenance: Whisnant Galleries Collection, New Orleans, LA.

221. Chinese Carved Agate Covered Vase, lid with dog finial, flattened baluster body with zoomorphic mask loose‑ring handles, h. 8 1/2 in. [$300/500] Provenance: Whisnant Galleries Collection, New Orleans, LA.

222. Chinese Amethyst Quartz Figural Group, carved as numerous playful kittens amid rockwork and flowering plants, h. 4 1/4 in., w. 6 in., stand, overall h. 5 1/4 in. [$200/300]

Provenance: Dixon & Dixon, New Orleans.

225. Chinese Rose Quartz Figure of Beauty, carved standing with fan in one hand and lotus spray in other, wearing long robes and hair high in chignon, h. 9 3/4 in. [$300/500]

226. Chinese Rose Quartz Figure of Guanyin, carved standing wearing a long cowl and bead necklace on exposed chest, carrying a lotus spray, h. 12 1/2 in., stand, overall h. 14 1/4 in. [$200/400]

Provenance: Whisnant Galleries Collection, New Orleans, LA.

Provenance: Dixon & Dixon, New Orleans.

223. Chinese Amethyst Quartz Figural Group, carved as an elegant Beauty seated on rockwork beside a bird on flowering branches, h. 4 1/4 in., w. 6 1/2 in., stand, overall h. 6 in. [$300/500]

227. Chinese Hardstone Covered Box, carved as peach borne on leafy branches, h. 4 3/4 in. [$200/300] Provenance: Whisnant Galleries Collection, New Orleans, LA.

224. Chinese Amethyst Quartz Covered Vase, carved in high relief with roses on leafy stems, h. 7 3/8 in. [$200/300] Provenance: Whisnant Galleries Collection, New Orleans, LA.

228. Chinese Serpentine Bird on Branch Group, carved with 4 birds perched on pine branches, h. 8 1/2 in., w. 6 1/2 in., stand, overall h. 9 1/8 in. [$150/250] Provenance: Dixon & Dixon, New Orleans.

Offered Sunday, April 18 1085. Chinese School, 20th c., “Warrior with Spear, Possibly Guandi”, ink and color on paper, sight 28 7/8 in. x 17 1/2 in., matted, framed and glazed. [$250/350]

1087. Chinese School, “Mountainous Landscape”, ink on paper, bearing inscriptions and seals throughout, 37 1/8 in. x 17 1/4 in., mounted as a hanging scroll. [$200/300] Provenance: Estate of New Orleans Antiquarian Richerson Rhodes.

1088. Utagawa Kunisada (Japanese, 1786‑1865), woodblock print triptych, overall sight 14 x 29 1/2 in., double matted and framed. [$100/200]

1090. Japanese Woodblock Prints, 19th c., incl. triptych depicting sumo wrestlers, overall sight 13 1/2 in. x 26 1/2 in., and single depicting Beauties by a brazier, sight 15 in. x 9 5/8 in., both matted and framed (2 pcs.) [$100/150]

1089. Utagawa Kunisada II (Japanese, 1823‑1880), “Kocho (Butterfly)”, woodblock print from series “Lady Murasaki’s Genji Cards”, sight 12 3/4 in. x 9 in., double matted and framed. [$100/150]

1091. Chinese Carved and Painted Lacquer Eight Panel “Coromandel” Screen, carved with ladies at leisurely pursuits in a garden setting with pavilions, reverse with birds on branches, h. 96 in., w. 145 in. [$500/800]

1092. Asian Turquoise and Coral Embellished Gilt Filigree Shrine with Rock Crystal Guardian Figure, figure carved seated on a lotus base before a flaming mandorla on a stepped plinth inset with gems before a further mandorla, h. 6 in., w. 4 in., d. 2 1/2 in. [$400/600]

1093. Pair of Chinese Hardstone Embellished Soapstone and Hardwood Small Table Screens, jadeite, quartz and agate decoration, with birds amid flowering branches and rocks, h. 11 5/8 in., w. 7 3/4 in. [$200/300]

1094. Highly Decorative Pair of Chinese Famille Rose Porcelain Hu Vases on Gilt Bronze Stands, porcelain with bird‑and‑flower roundels and floral sprays, stands with reticulated aprons set with portrait busts, scroll legs embellished with floral sprays, finialed stretchers, h. 48 in. [$2500/3500]

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Confidential Absentee / Telephone Bid Form Confidential Absentee / Telephone Bid Form Confidential Absentee / Telephone Bid Form Confidential Absentee / Telephone Bid Form

15/06M 15/06M 16/08M 15/06M 16/08M 19/10M 15/06M 21/04M

PLEASE REVIEW GUIDELINES FOR AOR BSENTEE TELEPHONE BIDDING PLEASE REVIEW GUIDELINES F ABSENTEE & TELEPHONE BIDDING PLEASE REVIEW GUIDELINES FOR BSENTEE && TELEPHONE BIDDING : : : : PLEASE REVIEW GUIDELINES FAOR ABSENTEE & TELEPHONE BIDDING 4 ELEPHONE BIDDING WILL BE TAKEN AT THE DISCRETION OF .EAL !UCTION #OMPANY %ACH ITEM MUST HAVE A LOW ESTIMATE OF OR MORE 4ELEPHONE BIDDING WILL BE TAKEN AT THE DISCRETION OF .EAL !UCTION #OMPANY %ACH ITEM MUST HAVE A LOW ESTIMATE OF OR MORE 4 ELEPHONE BIDDING WILL BE TAKEN AT THE DISCRETION OF .EAL !UCTION #OMPANY %ACH ITEM MUST HAVE A LOW ESTIMATE OF OR MORE 4ELEPHONE BIDDING WILL BE TAKEN AT THE DISCRETION OF .EAL !UCTION #OMPANY %ACH ITEM MUST HAVE A LOW ESTIMATE OF OR MORE !BSENTEE BIDS ARE GLADLY ACCEPTED FOR ALL ITEMS BELOW !BSENTEE BIDS ARE GLADLY ACCEPTED FOR ALL ITEMS BELOW !BSENTEE BIDS ARE GLADLY ACCEPTED FOR ALL ITEMS BELOW !BSENTEE BIDS ARE GLADLY ACCEPTED FOR ALL ITEMS BELOW ! LL ABSENTEE BIDS AND OR TELEPHONE BIDS MUST BE IN OUR GALLERY BY 0 - #34 THE &RIDAY PRIOR TO THE AUCTION !LL ABSENTEE BIDS AND OR TELEPHONE BIDS MUST BE IN OUR GALLERY BY 0 - #34 THE &RIDAY PRIOR TO THE AUCTION Thursday ! LL ABSENTEE BIDS AND OR TELEPHONE BIDS MUST BE IN OUR GALLERY BY 0 - #34 THE &RIDAY PRIOR TO THE AUCTION Thursday !LL ABSENTEE BIDS AND OR TELEPHONE BIDS MUST BE IN OUR GALLERY BY 0 - #34 THE &RIDAY PRIOR TO THE AUCTION Thursday prior to the auction . )N THE EVENT IDENTICAL BIDS ARE SUBMITTED THE EARLIEST BID RECEIVED WILL TAKE PRECEDENCE )N THE EVENT IDENTICAL BIDS ARE SUBMITTED THE EARLIEST BID RECEIVED WILL TAKE PRECEDENCE )N THE EVENT IDENTICAL BIDS ARE SUBMITTED THE EARLIEST BID RECEIVED WILL TAKE PRECEDENCE )N THE EVENT IDENTICAL BIDS ARE SUBMITTED THE EARLIEST BID RECEIVED WILL TAKE PRECEDENCE ! DEPOSIT MUST ACCOMPANY ALL BIDS ! CREDIT CARD NUMBER IS REQUIRED FOR SECURING YOUR BIDS ! DEPOSIT MUST ACCOMPANY ALL BIDS ! CREDIT CARD NUMBER IS REQUIRED FOR SECURING YOUR BIDS ! DEPOSIT MUST ACCOMPANY ALL BIDS ! CREDIT CARD NUMBER IS REQUIRED FOR SECURING YOUR BIDS ! DEPOSIT MUST ACCOMPANY ALL BIDS ! CREDIT CARD NUMBER IS REQUIRED FOR SECURING YOUR BIDS !UCTION ADDENDUM AVAILABLE PRIOR TO THE AUCTION ON THE WEBSITE OR VIA FACSIMILE !UCTION ADDENDUM AVAILABLE PRIOR TO THE AUCTION ON THE WEBSITE OR VIA FACSIMILE !UCTION ADDENDUM AVAILABLE PRIOR TO THE AUCTION ON THE WEBSITE OR VIA FACSIMILE . !UCTION ADDENDUM AVAILABLE PRIOR TO THE AUCTION ON THE WEBSITE OR VIA FACSIMILE ! LL PROPERTY IS SOLD h!3 )3v .O STATEMENT REGARDING CONDITION OF ANY ITEM WHETHER IT IS MADE ORALLY AT THE AUCTION OR ANY OTHER TIME OR IN !LL PROPERTY IS SOLD h!3 )3v .O STATEMENT REGARDING CONDITION OF ANY ITEM WHETHER IT IS MADE ORALLY AT THE AUCTION OR ANY OTHER TIME OR IN ! LL PROPERTY IS SOLD h!3 )3v .O STATEMENT REGARDING CONDITION OF ANY ITEM WHETHER IT IS MADE ORALLY AT THE AUCTION OR ANY OTHER TIME OR IN !LL PROPERTY IS SOLD h!3 )3v .O STATEMENT REGARDING CONDITION OF ANY ITEM WHETHER IT IS MADE ORALLY AT THE AUCTION OR ANY OTHER TIME OR IN WRITING IN THE CATALOGUE OR ELSEWHERE SHALL BE DEEMED TO BE A WARRANTY REPRESENTATION OR ASSUMPTION OF LIABILITY WRITING IN THE CATALOGUE OR ELSEWHERE SHALL BE DEEMED TO BE A WARRANTY REPRESENTATION OR ASSUMPTION OF LIABILITY WRITING IN THE CATALOGUE OR ELSEWHERE SHALL BE DEEMED TO BE A WARRANTY REPRESENTATION OR ASSUMPTION OF LIABILITY WRITING IN THE CATALOGUE OR ELSEWHERE SHALL BE DEEMED TO BE A WARRANTY REPRESENTATION OR ASSUMPTION OF LIABILITY )N THE EVENT OF DISCREPANCIES LOT NUMBER AND NOT LOT DESCRIPTION WILL TAKE PRECEDENCE )N THE EVENT OF DISCREPANCIES LOT NUMBER AND NOT LOT DESCRIPTION WILL TAKE PRECEDENCE )N THE EVENT OF DISCREPANCIES LOT NUMBER AND NOT LOT DESCRIPTION WILL TAKE PRECEDENCE )N THE EVENT OF DISCREPANCIES LOT NUMBER AND NOT LOT DESCRIPTION WILL TAKE PRECEDENCE

First Last First Last First Last First Last Name: _________________________ Name: ____________________________________ Company: __________________________ Name: _________________________ Name: ____________________________________ Company: __________________________ Name: _________________________ Name: ____________________________________ Company: __________________________ Name: _________________________ Name: ____________________________________ Company: __________________________ Address: ______________________________________________________________________________________________________ Address: ______________________________________________________________________________________________________ Address: ______________________________________________________________________________________________________ Address: ______________________________________________________________________________________________________ #ITY ????????????????????????????????????????????? 0ROV 3TATE ??????????????????????? 0OSTAL #ODE ???????????????? #ITY ????????????????????????????????????????????? 0ROV 3TATE ??????????????????????? 0OSTAL #ODE ???????????????? #ITY ????????????????????????????????????????????? 0ROV 3TATE ??????????????????????? 0OSTAL #ODE ???????????????? #ITY ????????????????????????????????????????????? 0ROV 3TATE 0OSTAL #ODE : ??????????????????????? : ???????????????? (OME 0H ????? ??????????????????? 7ORK 0H ????? ?????????????????????? &AX ????? ????????????????????? (OME 0H ????? ??????????????????? 7ORK 0H ????? ?????????????????????? &AX ????? ????????????????????? (OME 0H ????? ??????????????????? 7ORK 0H ????? ?????????????????????? &AX ????? ????????????????????? (OME 0H ????? ??????????????????? 7ORK 0H ????? ?????????????????????? &AX ????? ????????????????????? Dealer Resale# ________________________________ State __________ Email: __________________________________________________ Dealer Resale# ________________________________ State __________ Email: __________________________________________________ Dealer Resale# ________________________________ State __________ Email: __________________________________________________ Dealer Resale# ________________________________ State __________ Email: __________________________________________________ Dealers must provide Neal Auction Company with proper documentation prior to bidding. Dealers must provide Neal Auction Company with proper documentation bidding. Dealers must provide Neal Auction Company with proper documentation prior to prior bidding. Dealers must provide Neal Auction Company with proper documentation prior to to bidding.

-534 02/6)$% -534 02/6)$% : : : : -534 02/6)$% -534 02/6)$% -534 0ROVIDE: -534 0ROVIDE: -534 0ROVIDE: -534 0ROVIDE: Cash Cash Credit Cash 0AYMENT Credit 0AYMENT Cash Credit 0AYMENT 0AYMENT Credit Check Check Card Check 6ISA -# $ISCOVER !MEX??????????????????????????????????????? %XP ??????? 6ISA -# $ISCOVER !MEX??????????????????????????????????????? %XP ??????? 6ISA -# $ISCOVER !MEX??????????????????????????????????????? %XP ??????? 6ISA -# $ISCOVER !MEX??????????????????????????????????????? %XP ??????? Method: Card Method: Check Card Method: Method: Card 7IRE 7IRE 7IRE 7IRE Credit Card V-code:________ Credit Card V-code:________ )& 35##%33&5, PLEASE BILL MY CARD Credit Card V-code:________ Credit Card V-code:________ )& 35##%33&5, PLEASE BILL MY CARD )& 35##%33&5, PLEASE BILL MY CARD )& 35##%33&5, PLEASE BILL MY CARD .UMBER #ALL &OR 0HONE "ID ???? ?????????????????????????? ???? ?????????????????????????? .UMBER 4O #ALL &OR 0HONE "ID ???? ?????????????????????????? ???? ?????????????????????????? .UMBER 4O 4O #ALL &OR 0HONE "ID ???? ?????????????????????????? ???? ?????????????????????????? .UMBER 4O #ALL &OR 0HONE "ID ???? ?????????????????????????? ???? ??????????????????????????

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"ID !MOUNT OR 4ELEPHONE .O "ID !MOUNT OR 4ELEPHONE .O "ID !MOUNT OR 4ELEPHONE .O "ID !MOUNT OR 4ELEPHONE .O

I Iunderstand that Neal Auction Company undertakes execution of absentee bids as aasconvenience clients and is not responsible inadvertent failI understand that Neal Auction Company undertakes the execution of absentee a convenience for clients and is not responsible for inadvertent failI Iunderstand that Neal Auction Company undertakes the execution ofofabsentee bids as aabids convenience for clients and is not responsible forfor inadvertent failure understand that Neal Auction Company undertakes thethe execution absentee bids as convenience forfor clients and is not for inadvertent failI Iunderstand understand that Neal Auction Company undertakes the execution of absentee bids as aaconvenience convenience for clients and isresponsible not responsible for inadvertent failure understand that Neal Auction Company undertakes the execution ofabsentee absentee bids convenience for clients and is not responsible inadvertent failthat Neal Auction Company undertakes the execution of bids as aas for clients and is not responsible for inadvertent failure ure to execute or any in the execution Iread have read and agree to the “Conditions Sale” as stated in the catalogue. understand thatthat ure to execute bids, or for any error in the bids. Iand have read and agree to the “Conditions Sale” in the catalogue. I understand that to execute bids, or for any error in the of bids. IIIhave read and agree toto the ofof Sale” asas stated instated the I understand to execute or for any error inexecution the execution of of bids. I have read and agree to“Conditions the “Conditions of Sale” as stated incatalogue. the catalogue. I understand toure execute bids, orbids, forbids, error inerror the ofexecution bids. I bids. have agree to the “Conditions of Sale” as of stated inas the catalogue. I understand thatthat toure execute bids, orany forfor any error inexecution the execution ofof bids. have read and agree to the “Conditions ofof Sale” as stated in the catalogue. understand that any error in the execution of bids. have read and agree the “Conditions Sale” stated in the catalogue. III understand that a aabuyer’s premium will be charged each lot purchased at 22% up to and including $200,000 plus 10% of hammer price greater than $200,000. ForFor apremium buyer’s premium will be charged on lot purchased at 22% up to and including $200,000 plus 10% of the hammer price greater than $200,000. For buyer’s premium will be charged onon each loteach purchased at 25% 22% up toup and including $200,000 plus 10% of the price greater than $200,000. For abuyer’s buyer’s premium will be charged on each lot purchased at25% 22% up toincluding and including $200,000 plus 10% of the hammer price greater than $200,000. aabuyer’s will be charged on each lot purchased at up to and $200,000 plus 10% of thethe hammer price greater than $200,000. For buyer’s premium will be charged on each lot purchased at 25% up to and including $200,000 plus 10% ofhammer the hammer price greater than $200,000. For premium will be charged on each lot purchased at to and including $200,000 plus 15% of the hammer price greater than $200,000. For purchase made by cash, check or wire transfer within 15 days of the auction, buyer’s premium shall be discounted of 22%. No exceptions. purchase by cash, or wire transfer within 15 days of the auction, the buyer’s premium be discounted 2.5% of this No exceptions. purchase made bymade cash, check orcheck wire transfer within 15 days of the auction, thethe buyer’s premium shall beshall discounted 2.5% ofthis this 22%. No22%. exceptions. purchase made cash, check orwire wire transfer within 15 days of the auction, the buyer’s premium shall be discounted 2.5% of this 22%. No exceptions. purchase made by cash, check or wire transfer within 15 days of the auction, the buyer’s premium shall be discounted 3%2.5% of3% 25%. No exceptions. purchase made byby cash, check or wire transfer within 15 days of the auction, the buyer’s premium shall be discounted 3% ofthis this 25%. No exceptions. purchase made by cash, check or transfer within 15 days of the auction, the buyer’s premium shall be discounted of this 25%. No exceptions.

Signature Required Signature Required Signature Required Signature Required

Date Date Date Date

Internal Use Only: Approved _____________Registered ___________ Entered ____________ Fax Form on or before Friday, 1/31/15 For Internal Use Only: Approved _____________Registered ___________ Entered ____________ Fax Fax Form on or before Friday, 1/31/15 ForFor Internal Use Only: Approved _____________Registered ___________ Entered ____________ Form on or before Friday, 1/31/15 For Internal Use Only: Approved _____________Registered ___________ Entered ____________ Fax Form on or before Friday, 1/31/15 Fax Form on or Friday,6/26/15 Fax Form on or Friday,6/26/15 Fax Form on or before Friday, 9/23/16 Fax Form on or Friday,6/26/15 Fax Form on or before Friday, 9/23/16 Fax Fax or E-mail Form form on or on or before Friday,6/26/15 Thursday, 2/6/20 4/15/21 Clerks Initial _______________ Account # _________________ Confirmed ______________________ Clerks Initial _______________ Account # _________________ Confirmed ______________________ Clerks Initial _______________ Account # _________________ Confirmed ______________________ Clerks Initial _______________ Account # _________________ Confirmed ______________________

to 504-617-6431 504-617-9990 to 504-617-6431 or504-617-9990 504-617-9990 504-617-6431 504-617-9990 toto 504-617-6431 or 504-617-9990 to 504-617-6431 504-617-9990 to 504-617-6431 or 504-617-9990 to 504-617-6431 504-617-9990 to 504-617-6431 504-617-9990 to 504-617-6431 to to 504-617-6431 504-617-6431 oror bids@nealauction.com 504-617-9990

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Neal Auction Company Auctioneers & Appraisers of Antiques & Fine Art 4038 Magazine Street, New Orleans, Louisiana 70115 • 504-899-5329

1-800-467-5329 • Fax: 504-897-3808 • www.nealauction.com LA Auc. Lic., Neal Auction Co. #AB-107, Leckert #1514, Carroll #1874, Fagan #1935

PLEASE VISIT NEALAUCTION.COM TO REQUEST AND VIEW CONDITION REPORTS, REGISTER TO BID LIVE ONLINE, AND SUBMIT ABSENTEE/TELEPHONE BIDS CONDITIONS OF SALE; WAIVERS OF WARRANTY; LIMITATIONS OF LIABILITY Registering for and/or placing a bid at auction constitutes the acceptance of and agreement to these Conditions of Sale; WAIVERS OF WARRANTY; and LIMITATIONS OF LIABILITY (collectively, the “Conditions of Sale”). These Conditions of Sale are binding and enforceable on all bidders and buyers. 1. WARRANTY WAIVERS; LIABILITY LIMITATIONS. All lots are sold “AS IS, WHERE IS” – WITH ALL FAULTS and WITH NO EXPRESS OR IMPLIED WARRANTIES. No statement or description regarding attribution, authenticity, authorship, character, condition, kind, period, provenance, value, size, or quality of a lot, whether made orally at the auction or at any other time, in electronic messages, online, in writing, or in a catalogue, website, correspondence, advertising, literature, or elsewhere, is or shall be construed to be a guarantee, an express or implied warranty, or assumption of liability, obligation, or responsibility. The bidder or buyer WAIVES any such warranty, WAIVES any warranty of fitness for ordinary use or for any intended use, and further WAIVES any warranty against redhibitory vices and defects, whether latent, hidden, or apparent, and whether imposed by the Louisiana Civil Code or any other applicable statute, law, jurisprudence, or legal authority. The buyer further WAIVES any rights or remedies in redhibition to a return or reduction of the purchase price for any lot, including for any lot with any defect rendering the lot useless, inconvenient, or of diminished usefulness. All sales are final, without exception.

Each bidder and buyer agrees and acknowledges that: (a) the bidder or buyer is not relying on Neal Auction Company’s actual, perceived, or expressed skill, expertise, experience, knowledge, or judgment in deciding to purchase any lot; (b) no oral, written, or electronic statement or description in a catalogue, website, correspondence, advertising, literature, or elsewhere regarding attribution, authenticity, authorship, character, condition, kind, period, provenance, quality, size, or value is the cause of or reason behind the buyer’s purchase of any lot; (c) the buyer would have purchased any lot regardless of any oral, written, or electronic statement or description about attribution, authenticity, authorship, character, condition, kind, period, provenance, quality, size, or value, made in a catalogue, website, correspondence, advertising, literature, or elsewhere; (d) Neal Auction Company did not know, nor should it have known that attribution, authenticity, authorship, character, condition, kind, period, provenance, size, quality, or expressed value is the cause or reason why the buyer decides to purchase any lot; (e) the buyer’s purchase of any lot is not intended to gratify a nonpecuniary interest; (f) Neal Auction Company did not know, nor should it have known, that any oral, written, or electronic statement or description in a catalogue, website, correspondence, advertising, literature, or elsewhere would cause a pecuniary or nonpecuniary loss to any bidder or buyer; (g) the bidder or buyer has had the opportunity prior to bidding to make independent inspections of, and conduct due diligence on, all lots being offered; (h) there is no inspection or examination period after the auction bidding; (i) the bidder’s or buyer’s failure to be fully informed as to the attribution, authenticity, authorship, character, condition, kind, period, provenance, quality, size, or value of a lot will not be grounds for any reduction of the purchase price or rescission of the sale; (j) Neal Auction Company shall not be liable, obligated, or responsible for the presence of lead-based paint or any other environmental or other hazard of any lot; (k) Neal Auction Company shall not be liable, obligated, or responsible to the buyer as to third parties who may claims rights to or interests in any lot; (l) the buyer is buying at the buyer’s sole risk and peril; (m) Neal Auction Company shall not be liable, obligated, or responsible for any errors or omissions in any oral, written or electronic statement or description in a catalogue, website, correspondence, advertising, literature, or elsewhere. Each bidder and buyer WAIVES and RELEASES any and all claims arising out of the matters expressed above. All such waivers, releases, and limitations of liability shall apply to Neal Auction Company and its owners, officers, directors, representatives, insurers, agents, and employees. 2. Fine Art. Subject to the foregoing Conditions of Sale, WAIVERS OF WARRANTY, and LIMITATIONS OF LIABILITY, with respect to authorship of works of fine art, the following phrases have the following meanings: ARTIST - In our qualified opinion, we believe the work is by the artist named.

Attributed to ARTIST - In our qualified opinion, we believe the work may be ascribed to the artist named on the basis of style and period, but our opinion is less certain than in the previous category. Signed “ARTIST” - In our qualified opinion, the signature, monogram, or other indication of authorship is a signature of the artist. School of ARTIST - In our qualified opinion, the work is of the period of the artist named, by a student or a follower of the artist, but not by the artist. Manner of ARTIST - In our qualified opinion, although the work is in the style of the artist named, it is actually of a later period. After ARTIST - In our qualified opinion, the work is a copy of a known work of the artist named.

Bears signature “ARTIST” - In our qualified opinion, although the work bears the signature or monogram of the artist, the work most likely is not that of the artist. 3. Discretionary Rescission. Notwithstanding the foregoing Conditions of Sale, WAIVERS OF WARRANTY, and LIMITATIONS OF LIABILITY, Neal Auction Company may in its sole discretion, but shall not be obligated to, consider any reasonable request for rescission of a sale of a work of fine art on the basis of authenticity of authorship only under the following terms, conditions, and LIMITATIONS OF LIABILITY, all of which apply, and the buyer WAIVES and RELEASES any other rights, relief or remedies: A. Neal Auction Company shall not grant rescission of any lot identified by the terms “attributed to,” “signed,” “school of,” “manner of,” “after,” or “bears signature.” B. Neal Auction Company shall not grant rescission of any lot unless the buyer notifies Neal Auction Company in writing within 25 calendar days from the date of the auction, and returns the lot to Neal Auction Company in the same condition that the lot was in at the time of sale. C. Neal Auction Company shall not grant rescission regarding any lot unless the buyer presents to Neal Auction Company a written document signed by a recognized art expert acceptable to Neal Auction Company that the lot in question is a forgery. D. Neal Auction Company shall not grant rescission to any person (including but not limited to the original buyer’s heirs, legatees, assigns, transferees, or subsequent purchasers) other than the original buyer, and any rights or interests of the original buyer are not transferrable, inheritable, or assignable. E. Neal Auction Company shall not grant rescission when: (a) there is a conflict of expert opinion as to the authorship; (b) expert opinion supported authorship at the time of auction, although expert opinion may have changed afterward; and (c) scientific or other tests, examinations, investigations, research, or processes that were unavailable, expensive, or impractical at the time of the auction have revealed since that time that the author, character, condition, kind, provenance, period, quality, or value Neal Auction Company believed to be accurate at the time of sale was inaccurate. In any dispute between Neal Auction Company and the bidder or buyer regarding authorship of a work of fine art, rescission of the sale and refund of the purchase price paid shall be the buyer’s sole recourse or remedy, if

any is available. Neal Auction Company (and its owners, officers, directors, representatives, agents, insurers, and employees) shall not be liable, obligated, or responsible for any damages (including compensatory, general, incidental, consequential, exemplary, or special damages), non-pecuniary losses, costs, expenses, injury, mental anguish, lost profits, attorneys’ fees, or any other monetary, declaratory, equitable, or injunctive relief or remedy. The buyer WAIVES and RELEASES any and all such damages, relief, and remedies. AUCTION BIDDING AND SALE 1. The auctioneer shall have absolute discretion in determining the highest and best bid on each lot. The auctioneer may decide that any original bid is not commensurate with the value of the lot offered, or that any advance thereafter is not of sufficient amount, and the auctioneer may reject or refuse to recognize that bid or advance.

2. At the fall of the auctioneer’s hammer, the bidder acknowledged by the auctioneer, whether in person or absentee, thereupon assumes the obligation to pay for the offered lot, and shall pay the full purchase price for the lot, which shall include the hammer price, plus the buyer’s premium, and all applicable taxes, charges, and costs. 3. Title to the offered lot shall pass to the bidder acknowledged by the auctioneer upon payment of the full purchase price for the lot, which shall include the hammer price, plus the buyer’s premium, and all applicable taxes, charges, and costs. The buyer thereupon assumes full risk, obligation, and responsibility for the lot. 4. At any time before the sale of a lot, Neal Auction Company reserves the right to withdraw the lot or any part of the lot, to combine lots, or to separate items within a lot. 5.

No lots will be released before the end of the auction.

6. If the buyer fails to comply with any of these Conditions of Sale, Neal Auction Company reserves the right to (a) hold such defaulting buyer liable, obligated, and responsible for the total amount due and to commence legal proceedings to recover the entire amount along with interest, reasonable attorneys’ fees, expenses, and costs; (b) charge outstanding amounts to the buyer’s credit card; (c) apply any payments to outstanding amounts chosen by Neal Auction Company notwithstanding the instructions of the buyer; (d) cancel the sale, retaining as liquidated damages any payment made by the buyer; (e) resell the lot without reserve at public auction, online-only auction, or privately on seven calendar days’ notice to the buyer; (f) enforce specific performance of the sale; (g) require a deposit in future auctions; (h) exclude the buyer from future auctions or bidding on particular lots; (i) exercise the rights and remedies of a person holding security and/or privilege over property in Neal Auction Company’s possession, whether by pledge, security interest or any other mechanism, to the full extent allowed under Louisiana law, and Neal Auction Company may hold the property of the buyer as collateral security for the buyer’s obligations; (j) and/or take such other actions allowed by law in Neal Auction Company’s sole discretion. If Neal Auction Company resells the lot, the defaulting buyer shall be liable, obligated, and responsible for the payment of any deficiency in the purchase price and any damages, including but not limited to all costs and expenses of both sales, such as, by way of example only, storage, handling, insurance, repairs, illustrations, consultations, examinations, moving, shipping, promotions, advertising, reasonable attorneys’ fees, commissions, and incidental damages.

7. Virtually all lots offered have been subject to use over a considerable period of time. No mention of cracks, scratches, chips, tears, breaks, weaknesses, or any damages or wear will be included in oral, written, or electronic statements or descriptions in the catalogue, website, correspondence, advertising, or literature. Condition reports may be provided upon request, but condition reports may not mention all cracks, scratches, chips, defects, hazards, tears, breaks, weaknesses, or other damages or wear. Neal Auction Company makes no representations or warranties as to the accuracy or completeness of any information or description in a condition report or elsewhere, whether oral, written, electronic, or online. Neal Auction Company reserves the right to decline to provide a condition report for any specific lot, at its sole discretion. 8. Neither high nor low estimates in a catalogue, website, advertising, correspondence, literature, or elsewhere should be relied on as a representation, prediction, appraisal, guarantee, or warranty that a particular lot will sell for a particular price or that a particular lot has a particular value.

9. Neal Auction Company has absolute discretion to admit a bidder to the auction premises, to expel a bidder from the auction premises, or to refuse a bidder from participating in the auction. 10. Neal Auction Company and its auctioneers shall not be liable, obligated, or responsible for failure to recognize or execute any bids for any reason whatsoever, or for no reason. Bidders and buyers WAIVE and RELEASE any rights to damages, and equitable, declaratory, and injunctive relief arising out of the failure or rejection of any bid, or any errors or omissions relating to the bidding process. 11.

Interfering with the auction in any way is prohibited.

13.

Canvassing or solicitating on the auction premises is prohibited.

12. Bid rigging is strictly prohibited. Any agreement, understanding, or arrangement not to bid against another or otherwise to dampen the bidding is unlawful. The auctioneer reserves the right to bid on behalf of the consignor for the protection of the consignor if this illegal activity by two or more bidders is detected, disclosed, alleged, or suspected. 14. The auctioneer has the sole discretion as to the increments of bidding, the recognition of any bid, the acceptance of the final bid, and resolving any disputes among bidders.

15. Neal Auction Company represents the consignors only and is not acting as agent or representative of bidders or buyers. The payment of the buyer’s premium by the buyer does not indicate a dual agency relationship. Neal Auction Company is to be paid a fee or commission by the consignor pursuant to a separate written agreement between the consignor and Neal Auction Company. The consignor is the seller of the lot sold. Neal Auction Company is the consignment agent or representative, not the seller. 16. The successful bidder is obligated to pay the purchase price in full unless Neal Auction Company has consented in writing at the time of the bidder’s registration that the bidder is acting as an agent on behalf of an identified person and that said principal is obligated to pay the purchase price in full. Neal Auction Company reserves the right to require an advance deposit for such bids.

17. Prior to placing any bid, all bidders must complete a standard Neal Auction Company Registration Form in use at the time of the auction. 18.

Dealers must provide Neal Auction Company with proper documentation prior to bidding.

20.

Bids are required to be made in U.S. dollars.

19.

First time bidders are required to produce a valid state-issued identification card or passport.

21. Neal Auction Company may require a bidder or buyer at any time to produce financial, banking, or trade references and information.

22. All bidders are required to provide credit card information (such as but not limited to the type of card, card number, name as it appears on the card, billing zip code, expiration date, and security code).

23. All bidders are required to select, and notify Neal Auction Company of, a method of payment (cash, check, wire, or credit card) in writing at the time of registration. 24. Neal Auction Company reserves the right to describe or to make photographic, video, or audio recordings of the auction, or any part thereof, and to publish such descriptions, photographs and/or recordings.

25. Lots may be offered subject to a reserve, which is the confidential minimum hammer price below which the lot will not be sold, for the protection of the consignor. Such reserve will not exceed the low estimate for the lot. The auctioneer may open the bidding on any lot by placing a bid on behalf of the consignor, auctioneer, or an absentee bidder that is below the reserve. The auctioneer may continue to bid on behalf of the consignor, auctioneer, or absentee bidder up to the amount of the reserve, by placing consecutive bids or by bidding in response to other bidders. Neal Auction Company may sell a lot at a hammer price below the reserve at its discretion, subject to its agreement with the consignor. ABSENTEE/TELEPHONE/ONLINE BIDS 1. All absentee bids and/or telephone bids must be received by Neal Auction Company by 5 p.m. Central Time the Thursday prior to the auction. 2. All arrangements for bidding should be made as early as possible. Telephone bidding will be taken at the discretion of Neal Auction Company. Each lot must have a minimum low estimate of $500 for telephone bidding. Absentee bids are accepted for any lots regardless of estimate, at the discretion of Neal Auction Company.

3. Neal Auction Company intends to endeavor to protect the confidentiality of absentee/telephone bids. In the event that the identity of absentee/telephone bidders or buyers or of the amounts of absentee/ telephone bids is disclosed, Neal Auction Company shall not be liable, obligated, or responsible for such disclosure, and each bidder and buyer WAIVES and RELEASES Neal Auction Company (and its owners, officers, directors, representatives, insurers, agents, and employees) from any claims arising out of such disclosure. 4. Neal Auction Company reserves the right, in its sole discretion, to require that any advance bids be accompanied by a security deposit.

5. Neal Auction Company shall not be liable, obligated, or responsible for any failure, design flaw, error, act, omission, or negligence of third party sites or their agents. Bidders WAIVE and RELEASE any rights to damages and equitable, declaratory, and injunctive relief and remedies arising therefrom.

HANDLING AND STORAGE

Unless other arrangements are made and confirmed in writing by Neal Auction Company, all lots must be removed within 15 calendar days of the auction. On the first business day following that time period, any lots remaining in the Neal Auction Company gallery may be turned over to a storage facility, at Neal Auction Company’s discretion. The buyer will be responsible for all handling and storage charges. Handling charges shall be a minimum of $50 per lot. Storage costs shall be a minimum charge of $50 per month per lot. Storage charges accrue monthly and must be paid in full before any lots purchased by the buyer are released. At its discretion, Neal Auction Company may charge the full amount of any storage and handling charges, on a periodic basis, on the buyer’s credit card, including interest at the rate of one and one-half percent per month.

All purchased lots will be handled and stored at the buyer’s sole risk and peril. Neal Auction Company (and its owners, officers, directors, representatives, insurers, agents, and employees) shall not be liable, obligated, or responsible for handling or storage, or for any damage to or loss of, any lot after the sale. The buyer WAIVES and RELEASES all such claims against Neal Auction Company (and its owners, officers, directors, representatives, insurers, agents, and employees). INTELLECTUAL PROPERTY RIGHTS

Neal Auction Company retains the copyright and other intellectual property rights to all photographs, video, illustrations, text, and other works in its catalogue, website, advertising, correspondence, literature, and elsewhere. Such photographs, video, illustrations, text, and other works may not be used, copied, published, exhibited, revised, or displayed without the prior written permission of Neal Auction Company. Neal Auction Company and the consignor make no representation or warranty that the buyer of a lot will acquire any copyright or other intellectual property right or interest in the lot. IMPORT/EXPORT

9. Neal Auction Company reserves the right to record any telephone bidding or conversation relating to said bidding, or any part thereof, and to publish said recordings. By participating in telephone bidding, the bidder consents to such recording and publication, notwithstanding the laws or regulations of the state or jurisdiction of the bidder.

Lots made of or incorporating endangered or protected wildlife materials, irrespective of age or amount of material, may require a license or certificate authorizing export from the United States as well as relevant authorizations from the country of import. It is the responsibility of the bidder or buyer to determine and be satisfied that the requirements of any applicable laws and regulations applying to the transportation, whether international or interstate, can be met before bidding. The inability of a buyer to transport lots containing endangered or protected wildlife material is not a basis for cancellation or rescission of the sale or discount of the purchase price. Although licenses may be obtainable to export certain types of endangered species, some types may not be exported at all, and other types may not be resold in certain states in the United States. Neal Auction Company cannot assist the bidder or buyer in attempting to obtain the appropriate licenses and/or certificates, and bidders and buyers can be given no assurance that an export license or certificate can be obtained. Each bidder should verify with an attorney or qualified shipping company if uncertain as to whether a lot is subject to export/import license and certificate requirements and any other restrictions or prohibitions on the interstate transportation or exportation from the United States. Neal Auction Company (and its owners, officers, directors, representatives, insurers, agents, and employees) shall not be liable, obligated, or responsible for any oral, written, or electronic advice given or representations made by it or by any shipping company, legal counsel, or other person. Buyers WAIVE and RELEASE any and all claims against Neal Auction Company (and its owners, officers, directors, representatives, insurers, agents, and employees) relating to such advice and representations.

PAYMENT

MANDATORY AND EXCLUSIVE FORUM SELECTION; CHOICE OF LAW

6. Prior to placing any absentee, telephone, or online bid, all bidders are required to complete the applicable Registration Form prior to such bidding.

7. In the event of ambiguity, uncertainty, or discrepancy, the lot number and not the lot description on any bid will be deemed to be the lot on which the bid is made. 8. If more than one absentee bid on a particular lot is received with the same maximum bid amount, and that bid amount is the highest and best bid for the lot, the lot will be sold to the bidder whose absentee bid was accepted first by Neal Auction Company after receiving it. If a bid placed on a lot by a bidder who is physically present at the auction is identical to an absentee bid for the lot and is the highest and best bid for the lot, the lot will be sold to the person who is physically present at the auction. If a bid placed on a lot by a bidder who is present at the auction (in person or by telephone) is identical to an absentee bid for the lot and is the highest and best bid for the lot, the lot will be sold to the person who is present at the auction (in person or by telephone).

1. The successful bidder (except a successful online bidder) shall pay a buyer’s premium in the amount of 25% of the hammer price on each lot up to and including $200,000, plus 15% of the hammer price greater than $200,000. For payments made by cash, check, or wire transfer (except by online bidders) within 15 calendar days of the auction, the buyer’s premium will be discounted to 22%. 2. The successful online bidder shall pay a buyer’s premium in the amount of 28% of the hammer price on each lot. A discount for payments made by cash, check, or wire transfer is not available for purchases made by online bidders. 3.

In the event of any dispute, the Neal Auction Company sale record is conclusive.

4. Unless exempt by law, the buyer will be required to pay Louisiana and local taxes, and, if applicable, any federal luxury or other tax, on the total purchase price. 5. Documentation of tax exemption must be provided upon registration. Billing name and address of a bidder must agree with that on the sales tax exemption certificate. 6. Payment in full of the purchase price must be made by the successful bidder in U.S. Dollars within 15 calendar days of the auction. Interest charges of one and one-half percent per month shall apply to invoices paid after this period expires. Neal Auction Company reserves the right to require payment in full of the purchase price immediately following declaration of the successful bidder. 7. Payment for all jewelry purchases must be made by cash, check or wire transfer.

8. VISA, MasterCard, Discover, and American Express are accepted for payment of invoices (except jewelry) up to $25,000 per buyer. 9. Checks must be drawn on a U.S. bank. All lots shall be held by Neal Auction Company until the check clears.

10. The buyer’s signature on a registration form (or other writing with the buyer’s credit card number) gives Neal Auction Company permission to charge the buyer’s credit card the full amount of the buyer’s invoice if full payment is not received within 15 calendar days of the auction or, in Neal Auction Company’s discretion, to charge the buyer’s credit card later, with interest at the rate of one and one-half percent per month. PACKING, MOVING, SHIPPING, AND DELIVERY

Neal Auction Company may furnish information on packers, movers, or shippers for bidders or buyers making packing, moving, shipping, and delivery arrangements, but Neal Auction Company shall not be liable, obligated, or responsible therefore, and buyers retain packers, movers, and shippers at their own risk and peril. Shipping, moving, packing, and delivery arrangements and agreements are strictly between the buyer and the shipper, mover, or packer. Neal Auction Company shall not be liable, obligated, or responsible for any damage to property, including vehicles, or for any personal injuries of buyer or any third parties involved in packing, moving, shipping, or delivery. Buyers WAIVE and RELEASE Neal Auction Company (and its owners, officers, directors, representatives, insurers, agents, and employees) from any and all claims relating to packing, moving, shipping, and delivery of purchased lots, and any damage or injuries to persons or property arising therefrom.

Any action of any nature brought by a bidder or buyer against Neal Auction Company (and/or its owners, directors, officers, representatives, insurers, and/or employees) and/or the consignor of any lot in any court, whether federal or state, shall be brought exclusively in Orleans Parish, Louisiana. Every bidder and buyer agrees to submit to jurisdiction and venue in federal or state court in Orleans Parish, Louisiana, waives all objections or challenges to such jurisdiction or venue, and waives any rights to jurisdiction or venue in any other forum. Any dispute between the bidder or buyer and Neal Auction Company (and/or its owners, directors, officers, representatives, insurers, and/or employees) and/or the consignor of any lot shall be governed by the law of the State of Louisiana, notwithstanding any conflicts of laws principles. MISCELLANEOUS LEGAL PROVISIONS

If any part of these Conditions of Sale is held to be invalid, null, or unenforceable, that part shall be reformed so as to implement the intent of the parties as expressed herein, and any such holding shall not affect the remaining provisions of these Conditions of Sale, which shall remain in full force and effect, subject to reformation to implement the intent of the parties as expressed herein. The paragraph headings contained herein are for convenience of reference only and shall not affect the meaning or interpretation of these Conditions of Sale. All prior and contemporaneous representations, communications, and agreements, if any, between the bidder or buyer and Neal Auction Company (and any of its owners, officers, directors, representatives, insurers, agents, and employees) relating to any of the lots offered for sale or to the auction or sale are hereby superseded and merged into these Conditions of Sale, which are the entire and only contract between the bidder or buyer and Neal Auction Company relating to the subject matter herein. Any modifications, amendments, or waivers of these Conditions of Sale must be made in a writing signed by both Neal Auction Company and the bidder or buyer. In the event of any disputes arising out of the auction or sale of lots or these Conditions of Sale, Neal Auction Company (and its owners, officers, directors, representatives, insurers, agents, and employees) shall not be liable, obligated or responsible for any general, special, exemplary, incidental, or consequential damages (including but not limited to lost profits and attorneys’ fees). Every bidder and buyer WAIVES and RELEASES any rights to such damages. This LIMITATION OF LIABILITY does not, and is not intended to, enlarge or expand any rights or interests of a bidder or buyer that are restricted or limited elsewhere in these Conditions of Sale (including but not limited to the WARRANTY WAIVERS and LIABILITY LIMITATIONS set forth herein). These Conditions of Sale constitute a binding legal contract between Neal Auction Company and each bidder or buyer. Each bidder and buyer acknowledges having read and understood these Conditions of Sale, WAIVERS OF WARRANTY, and LIMITATIONS OF LIABILITY. All bidders and buyers further acknowledge that they enter into these Conditions of Sale of their own free will, with full authority, and under no duress or coercion.

2021 AUCTION SCHEDULE Online-only Auction June 3, 2021 Summer Estates Auction June 26 & 27, 2021 Fall Estates Auction September 11 & 12, 2021 Louisiana Purchase Auction November 20 & 21, 2021

Neal Auction Company Auctioneers & Appraisers of Antiques & Fine Art 4038 Magazine Street, New Orleans, Louisiana 70115 • 504-899-5329

1-800-467-5329 • Fax: 504-897-3808 • www.nealauction.com LA Auc. Lic., Neal Auction Co. #AB-107, Leckert #1514, Carroll #1874, Fagan #1935