Bloomberg Global FINANCIAL ADVISORY

Page 1

GLOBAL FINANCIAL ADVISORY MERGERS & ACQUISITIONS RANKINGS H1 2013


07/02/2013

Bloomberg 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. 35. 36. 37.

Table of Contents Introduction Global Market Commentary Notable Highlights I Notable Highlights II Americas Notable Highlights EMEA Notable Highlights APAC Notable Highlights Global M&A Activity M&A League Tables by Industry Global Announced Deals Cross Border Announced Deals Global Private Equity Announced Deals United States Announced Deals I United States Announced Deals II Canada Announced Deals I Canada Announced Deals II Latin America Announced Deals Brazil Announced Deals Europe Announced Deals I Europe Announced Deals II United Kingdom Announced Deals Germany Announced Deals France Announced Deals Italy Announced Deals Benelux Announced Deals Iberia Announced Deals Nordic Announced Deals Africa/Middle East Announced Deals Eastern Europe Announced Deals Asia Pacific Ex-Japan Announced Deals I Asia Pacific Ex-Japan Announced Deals II Australia & New Zealand Announced Deals Japan Announced Deals China Announced Deals Hong Kong Announced Deals India Announced Deals South East Asia Announced Deals

Bloomberg 2013 1st Half Mergers & Acquisitions Financial Advisory Rankings The Bloomberg M&A Advisory League Tables are the definitive publication of M&A advisory rankings. The tables represent the top financial and legal advisors across a broad array of deal types, regions, and industry sectors.The rankings data is comprised of mergers, acquisitions, divestitures, spin-offs, debt-for-equity-swaps, joint ventures, private placements of common equity and convertible securities, and the cash injection component of recapitalizations according to Bloomberg standards. Bloomberg M&A delivers real-time coverage of the M&A market from nine countries around the world. We provide a global perspective and local insight into unique deal structures in various markets through a network of over 800 financial and legal advisory firms, ensuring an accurate reflection of key market trends. Our quarterly league table rankings are a leading benchmark for legal and financial advisory performance, and DealSpace & DealBrief newsletters provide summary highlights of weekly M&A activity and top deal trends. Visit {NI LEAG CRL <GO>} to download copies of the final release and a full range of market specific league table results. Type MA <GO> 96 <GO> 42 <GO> to view live rankings.

For data submissions or queries, please contact: Contact

Phone

Fax

Email

North America

Mariana Trindade

+1-212-617-3692

+1-917-369-3965

mtrindade1@bloomberg.net

EMEA

Inesa Smigola

+44-20-3525-7149

+44-20-7942-1792

ismigola@bloomberg.net

Asia Pacific

Devanshi Desai

+61-2-9777-8661

+61-2-9770-8561

dparekh10@bloomberg.net

+55-11-3048-4669

fsimon5@bloomberg.net

LATAM +55-11-3048-4619 Fernando Simon General M&A queries may be submitted to: m-a@bloomberg.net For 24 hour global customer support call

+1 212 318 2000

+44 20 7330 7500

+65 6212 1000

+81 3 3201 8900

or press the HELP key twice on the BLOOMBERG PROFESSIONAL(R) service.

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Bloomberg

Global Review

Regional Deal Activity   

Firms in the US contributed 44% of the total volume, exceeding the aggregate volume from non-US firms by nearly a third. This was attributable in part to the $16 billion mega-acquisition of Life Technologies Corp by Thermo Fischer Scientific, the largest deal of the quarter. China was the second most active region in terms of deal-making with 275 deals collectively worth $47.72 billion. The late-quarter joint venture announced by PetroChina Co Ltd for Taikang Asset Management Co Ltd was the region's largest deal worth nearly $10 billion. UK firms spent close to $40 billion on 463 acquisitions, a 17% increase year-over-year in total value. In Asia, Japanese firms announced 468 worth $22.13 billion, representing a 49% drop from the same period last year.

Total Volume by Industry: Q2 2013

Consumer Non-cyclical 24%

Industry Sector Deal Activity     

Consumer Non-Cyclical was for the second quarter in a row the most targeted industry both in terms of deal value and deal count, with 1,245 deals totalling nearly $120 billion and constituting 24% of overall volume. This tops the highest deal volume in the first quarter— $96 billion in the Financial sector—by 15%. Biomendical companies were the most popular targets. The average deal premium across industries for the quarter was 26%, with buyers paying the most in the Diversified and Consumer Cyclical sectors (63% and 37% respectively). In the Utilities industry, Berkshire Hathaway completed the third largest deal of the quarter with the purchase of NV Energy Inc. on May 29th. What would have been the largest, the $38 billion bid for Sprint Nextel by DISH Network Corp, was terminated on June 16th. Top buyers were once again private equity (PE) and venture capital (VC) firms, even though strategic buyers out-bought financial buyers. Kleiner Perkins Caufield was the busiest firm, with 18 deals totalling $363 million. The total number of PE deals fell by 20% compared to the same period last year, with average premiums falling from 26% to 15%. In the Investment Banking industry, announced deals declined approximately 25% in the second quarter, despite CEO confidence and cash levels above the 4% long-term average (Bloomberg Industries).

Diversified 0% Technology 4% Utilities 6% Basic Materials 4%

Financial 22%

Consumer, Cyclical 10%

Communications 9% Industrial 10%

Energy 11%

Heat Map: Q2 2013 Volume by Region North America (39%)

39%

Asia Pacific (24%)

24%

Western Europe (19%)

19%

Latin America & Caribbean (11%)

11%

Eastern Europe (4%)

4%

Middle East & Africa (4%)

4%

* All Q2 2013 numbers as of June 30, 2013.

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Bloomberg

Global Review Notable Highlights

Global M&A volume increased by 3% to $489 billion from last quarter but decreased by 10% from the same period last year. The trend in deal count is similarly negative, falling from 6,727 deals in the second quarter of 2012 to 5,956 in June. Deal making activity was highest in North America & Latin America, where 3,389 deals made up 56% of the total global volume. M&A deal activity in Asia Pacific also fell by 14% following a four-year low in the first quarter. In the EMEA region, deal volume fell to $186.4 billion, down 5% compared to the first quarter.

 

Global M&A Quarterly Volume 9000

Americas M&A Quarterly Volume 900000

4500

8000

800000

4000

7000

700000

3500

6000

600000

5000

500000

4000

400000

3000

300000

2000

200000

1000

100000

Volume

Deal Count

Volume

600000

Deal Count

Deal Count

3000

400000 e

2500 300000 2000 1500

200000

1000

Total Volume (USD Mln)

Total Volume (USD Mln)

Deal Count

500000

100000

0

500

0 2008 Q2

2009 Q2

2010 Q2

2011 Q2

2012 Q2

0

2013 Q2

0 2008 Q2

EMEA M&A Quarterly Volume 4000

Volume

2010 Q2

2011 Q2

2012 Q2

2013 Q2

APAC M&A Quarterly Volume 3500

450000

Deal Count

400000

3500

Volume

250000

Deal Count

3000 200000

350000

200000 1500

150000

1000

100000

500

50000

0

0 2008 Q2

2009 Q2

2010 Q2

2011 Q2

2012 Q2

2013 Q2

150000

2000 1500

100000

1000 50000 500 0

Total Volume (USD Mln)

250000 2000

Total Volume (USD Mln)

300000

2500

2500

Deal Count

3000

Deal Count

2009 Q2

0 2008 Q2

2009 Q2

2010 Q2

2011 Q2

2012 Q2

2013 Q2

*All Total Value figures in USD millions. * All Q2 2013 numbers as of June 30, 2013

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Bloomberg

Global Review Notable Highlights

 The majority of deal making occurred in the mid-market range (below $500 million), with only four mega-deals (over $10 billion) being brokered.  Cash continued to be the preferred payment method, used in 79% of transactions. Only 4% of buyers used a hybrid of cash & stock payment, representing a drop of over 60% compared to the same period last year.  Announced premiums fell this quarter, with only 3% of deals producing a premium of between 50-75% compared to about 4% in the second quarter of last year.

Q2 2013 Global M&A Aggregate Statistics Public Target Multiples Total Assets Revenue Stockholder Eqty Book Value Market Cap Enterprise Value Net Income + Deprec EBIT Net Income Cashflow from Ops. EBITDA Income B/F XO Free Cashflow

# Deals 427 399 402 397 349 328 316 260 282 231 240 230 168

Min - Max .00 - 97.46 .00 - 1729.81 .00 - 795.70 .00 - 208.12 .00 - 85.03 .00 - 122.05 .00 - 930.67 .00 - 1815.79 .00 - 4409.63 .00 - 596.73 .01 - 453.57 .01 - 2260.15 .00 - 1941.81

Median 0.82 1.13 1.85 1.89 1.27 1.03 12.48 13.02 18.92 10.73 7.83 19.39 24.81

Deal Type Sum m ary Company Takeover Cross Border Asset sale Minority purchase Private Equity Additional Stake Purchase Venture Capital Majority purchase Joint Venture Private Placement Tender Offer Leveraged Buyout Spin-off

# Deals 2392 2070 1391 1438 1263 766 886 402 199 125 87 130 41

Volum e 288.64B 212.1B 107.76B 45.35B 83.45B 46.31B 10.2B 33.65B 10.45B 7.04B 51.58B 29.81B 4.4B

Percent 58.96 43.32 22.01 9.26 17.04 9.46 2.08 6.87 2.13 1.44 10.54 6.09 0.9

Paym ent Type Sum m ary Cash Stock Cash & Stock Cash & Debt Cash or Stock Debt Undisclosed

# Deals 3742 253 109 20 10 15 1525

Volum e 374.43B 53.19B 20.2B 4.73B 657.39M 545.52M 17.68B

Percent 79.1 11.2 4.3 1.0 0.1 0.1 3.7

Prem ium s Paid 0-10% 10.01-25% 25.01-50% 50.01-75% >100%

# Deals 49 54 52 19 13

Volum e 45.05B 72.89B 34.11B 8.75B 443.96M

Percent 16.83 27.23 12.74 3.27 0.17

Deal Size Breakdow n 0-500M 500.01-1000M 1000.01-5000M 5000.01-10,000M > 10,000M

# Deals 5776 90 71 14 4

Volum e 143.3B 63.13B 133.74B 99.58B 49.82B

Percent 97.0 1.5 1.2 0.2 0.1

Current Status Pending Completed Terminated

# Deals 2587 3368 15

Volum e 388.96B 100.6B 43.06B

Percent 73.03 18.89 8.08

Current Prem ium 0-10% 10.01-25%

# Deals 5910 18

Volum e 476.93B 6.74B

Percent 97.42 1.38

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Bloomberg

Global Review Americas Notable Highlights

Summary Number of Dea l s Vol ume Avera ge Dea l Si ze Avera ge Premi um Most Acquisitive Company Acqui rer Kl ei ner Perki ns Number of Dea l s Vol ume Avera ge Dea l Si ze

3389 275.87B 160.86M 26.65% Ca ufi el d 18 363.00M 20.17M

Announce Date 15/04/2013 29/05/2013 27/04/2013 27/05/2013 20/05/2013 29/05/2013 06/05/2013 12/06/2013 31/05/2013 24/06/2013

Target Name Life Technologies Corp NV Energy Inc RPI portfolio asset Bausch & Lomb Inc Warner Chilcott PLC Smithfield Foods Inc BMC Softw are Inc Canada Safew ay Ltd Portfolio of US Residential MBS Vanguard Health Systems Inc

Acquirer Name Thermo Fisher Scientific Inc Berkshire Hathaw ay Inc Credit Suisse Group,Lone Star Funds Valeant Pharmaceuticals Int Actavis Inc Shuanghui International Bain Capital,GIC,Golden Gate,Insight Venture Empire Co Ltd Goldman Sachs,Unnamed Buyer Tenet Healthcare Corp

INDUSTRY

COUNTRY

TOP ACQUIRERS

TOP ACQUIRERS

Private Equity

$28.20

Investment Companies

$23.08

Instruments-Scientific

$15.91

Diversified Financial Services

$14.69

Medical-Drugs

$13.67

TOP TARGETS

U.S.

$194.75

Canada

$26.50

Brazil

$13.75

U.K.

$12.18

China

$11.75

TOP TARGETS

Medical-Biomedical/Gene

$17.83

Real Estate Oper/Development

$12.50

Electric-Integrated

$10.45

U.S.

$193.65

Canada

$14.45

Brazil

$13.49

Food-Meat Products

$9.78

Belgium

$8.85

Oil Comp-Explor&Prodtn

$9.67

U.K.

$7.31

$. * All Q2 2013 numbers as of June 30, 2013

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Total Value (mil.) $15,901.0 $10,365.6 $8,722.7 $8,700.0 $7,809.4 $6,955.2 $6,735.7 $5,694.1 $5,007.4 $4,126.8

$5

$10 $15 $20 $25 $30

$-

Total Volume (USD Bln)

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$50

$100

$150

$200

$250

Total Volume (USD Bln)

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Bloomberg

Global Review EMEA Notable Highlights

Summary Number of Dea l s 2008 Vol ume 186.93B Avera ge Dea l Si ze 196.57M Avera ge Premi um 31.51% Most Acquisitive Company Acqui rer Index Ventures Number of Dea l s 11 Vol ume 330.39M Avera ge Dea l Si ze 30.04M

Announce Date 24/06/2013 12/04/2013 27/04/2013 11/06/2013 03/06/2013 30/04/2013 19/04/2013 31/05/2013 19/06/2013 23/04/2013

Target Name Kabel Deutschland Holding AG DE Master Blenders 1753 NV RPI portfolio asset Eurobank Ergasias SA Dubai Aluminium Co Ltd Hindustan Unilever Ltd Port Kembla,Port Botany Portfolio of US Residential MBS Springer Science+Business Siam Makro PCL

Acquirer Name Vodafone Group PLC Joh A Benckiser SE Credit Suisse,Lone Star Funds Hellenic Financial Stability Fund Emirates Aluminium Co Ltd Unilever NV AustralianS.,Cbus,Hesta,Host,Ind,Taw reed Goldman Sachs,Unnamed Buyer BC Partners Holdings Ltd CP ALL PCL

INDUSTRY

COUNTRY

TOP ACQUIRERS

TOP ACQUIRERS

Private Equity

$23.29

Investment Companies

$20.73

Diversified Operations

$17.07

Diversified Financial Services

U.K. U.S.

$34.35 $16.14

U.A.E.

$13.53

$13.89

Austria

TOP TARGETS

$11.64

TOP TARGETS

Cable/Satellite TV

$13.48

Coffee

Germany

$10.08 $9.55

Netherlands

Commer Banks Non-US

$9.32

U.K.

Metal Processors&Fabrica

$7.50 $-

$5

$10

$26.02

U.S.

Investment Companies

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$39.89

Switzerland

$14.80

Cellular Telecom

. * All Q2 2013 numbers as of June 30, 2013

Total Value (mil.) $13,480.9 $10,075.5 $8,722.7 $7,753.0 $7,500.0 $5,446.9 $5,070.0 $5,007.4 $4,422.7 $4,082.8

$20.40 $18.01 $16.80

France $15

$20

$25

$11.31 $-

$10

Total Volume (USD Bln)

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$20

$30

$40

$50

Total Volume (USD Bln)

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Bloomberg

Global Review APAC Notable Highlights

Summary Number of Dea l s Vol ume Avera ge Dea l Si ze Avera ge Premi um Most Acquisitive Company Acqui rer Mi ts ui Number of Dea l s Vol ume Avera ge Dea l Si ze

Announce Date 14/06/2013 31/05/2013 10/05/2013 29/05/2013 30/04/2013 19/04/2013 19/06/2013 23/04/2013 11/06/2013 05/04/2013

1867 154.78B 123.13M 21.32% & Co Ltd 9 1.52B 168.51M

Target Nam e Taikang Asset Mgmt Co Ltd SM Land Inc China Resources Gas Group Ltd Smithfield Foods Inc Hindustan Unilever Ltd Port Kembla,Port Botany Springer Sci+Bus Media GmbH Siam Makro PCL Thermal pw r syst business Transport et Infs Gaz Fr SA

Acquirer Nam e PetroChina Co Ltd SM Prime Holdings Inc China Resources Pow er Hldgs Co Ltd Shuanghui International Hldgs Ltd Unilever NV AustralianS.,Cbus,Hesta,Host,Ind,Taw reed BC Partners Holdings Ltd CP ALL PCL Mitsubishi Heavy Industries Ltd Electricite de France,Gov of Sing Inv.,Snam

INDUSTRY

COUNTRY TOP ACQUIRERS

TOP ACQUIRERS Investment Companies

$24.29

Invest Mgmnt/Advis Serv

$14.56

Oil Comp-Integrated

$13.51

TOP TARGETS

$21.08 $13.24

Hong Kong

$9.66

Philippines

$9.34

TOP TARGETS

Real Estate Oper/Development

China

$12.88

Pipelines

Gas-Distribution

$7.07

U.S.

Food-Meat Products

$6.99

Phillipines

$5

$10

$15

$16.98

Japan

$9.98

$-

$39.12

Australia

$10.21

Real Estate Mgmnt/Services

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$47.72

Australia

$15.43

Real Estate Mgmnt/Services

China Japan

$16.09

Diversified Operations

. * All Q2 2013 numbers as of June 30, 2013

Total Value (m il.) $9,786.65 $7,329.99 $7,064.92 $6,955.21 $5,446.90 $5,070.00 $4,422.66 $4,082.83 $3,250.44 $3,122.40

$20

$25

$30

$14.83 $13.56 $9.38 $-

$10

Total Volume (USD Bln)

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$30

$40

$50

$60

Total Volume (USD Bln)

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Bloomberg Global M&A Activity

Regional Breakdown by Target Region/Country

Regional Breakdown by Target Region/Country 1/1/13 - 6/30/13

2013

FIRM Americas Latin America North America Canada United States EMEA

2012

VOLUME

DEAL

VOLUME

DEAL

USD (Mln)

COUNT

USD (Mln)

COUNT

VOLUME CHANGE

$469,744

5,829

$466,202

6,388

0.76%

$37,795

378

$65,027

578

-41.88%

$438,674

5,511

$420,628

5,858

4.29%

$36,633

711

$59,389

774

-38.32%

$395,183

4,688

$340,872

4,996

15.93%

$295,799

3,229

$315,705

3,436

-6.31%

Eastern Europe

$37,838

571

$36,106

435

4.80%

Western Europe

$226,111

2,368

$250,837

2,686

-9.86%

UK

$58,130

814

$115,680

994

-49.75%

Germany

$38,863

343

$25,586

384

51.89%

France

$15,216

246

$16,551

270

-8.06%

$171,447

2,587

$191,768

2,990

-10.60%

$24,329

387

$27,938

414

-12.92%

$1,143

43

$691

45

65.41%

$65,968

665

$72,221

1,070

-8.66%

$8,559

201

$7,990

167

7.13%

South East Asia

$32,823

507

$32,162

493

2.06%

India

$12,207

317

$22,615

372

-46.02%

Asia-Pacific ex-Japan Australia New Zealand China Hong Kong

Asia-Pacific ex-Japan

Japan

$29,623

783

$46,333

871

-36.06%

Global

$969,698

12,539

$1,023,490

13,753

-5.26%

17.74%

Americas 48.60%

EMEA 30.60%

Japan 3.06%

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions.

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Bloomberg M&A League Tables by Industry Global Announced Deals - Consumer, Non-cyclical

Global Announced Deals - Financial

01/01/13 - 06/30/13 RANK

FIRM

MKT SHARE

2013 VOLUME USD (Mln)

01/01/13 - 06/30/13 DEAL COUNT

RANK

FIRM

MKT SHARE

2013 VOLUME USD (Mln)

DEAL COUNT

JP Morgan

1

39.7

80,268

23

Goldman Sachs & Co

1

13.8

27,834

32

Bank of America Merrill Lynch

2

30.8

62,285

18

JP Morgan

2

13.1

26,394

18

Goldman Sachs & Co

3

25.1

50,712

24

Morgan Stanley

3

9.3

18,788

23

Lazard Ltd

4

24.2

48,926

14

Bank of America Merrill Lynch

4

7.8

15,801

19

Morgan Stanley

5

22.7

45,799

34

Credit Suisse Group AG

5

6.5

13,099

12

Moelis & Co

6

22.1

44,613

8

Barclays Capital Group

6

6.5

13,098

18

Centerview Partners LLC

7

15.8

32,006

4

Leonardo & Co

7

6.2

12,523

8

Deutsche Bank AG

8

15.5

31,329

11

BNP Paribas SA

8

5.5

11,132

7

Barclays Capital Group

9

15.4

31,047

20

Macquarie Group Ltd

9

5.0

10,111

11

10

13.6

27,403

3

Societe Generale SA

10

4.6

9,343

5

Wells Fargo & Co TOTAL

$202,127

2,576

RANK

FIRM

1,803

Global Announced Deals - Consumer, Cyclical

Global Announced Deals - Communications 01/01/13 - 06/30/13

$201,435

TOTAL

MKT SHARE

2013 VOLUME USD (Mln)

01/01/13 - 06/30/13 DEAL COUNT

RANK

FIRM

MKT SHARE

2013 VOLUME USD (Mln)

DEAL COUNT

Goldman Sachs & Co

1

55.7

60,746

16

Goldman Sachs & Co

1

10.5

11,160

20

JP Morgan

2

44.3

48,248

10

Lazard Ltd

2

7.7

8,183

8

Morgan Stanley

3

31.2

33,989

12

Barclays Capital Group

3

7.2

7,688

8

Credit Suisse Group AG

4

26.3

28,643

10

Rothschild

4

6.9

7,366

19

Bank of America Merrill Lynch

5

24.0

26,135

11

Bank of America Merrill Lynch

5

6.6

7,078

9

LionTree Advisors LLC

6

19.2

20,974

3

Morgan Stanley

6

6.6

7,065

17

UBS AG

7

17.0

18,499

5

Siam Commercial Bank PCL

7

6.0

6,418

2

CBRE Capital Advisors Inc

8

15.3

16,700

1

Credit Suisse Group AG

8

5.1

5,481

12

8

15.3

16,700

1

Deutsche Bank AG

9

4.4

4,679

9

10

13.1

14,329

2

HSBC Bank PLC

10

4.2

4,461

3

Centerview Partners LLC Perella Weinberg Partners LP TOTAL

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$109,023

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1,555

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1,701

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Bloomberg M&A Financial Advisory League Tables

Global Announced Deals Ranked by Volume 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

Goldman Sachs & Co

1

21.1

204,467

JP Morgan

2

20.0

Morgan Stanley

3

16.5

Bank of America Merrill Lynch

4

Barclays Capital Group

5

Credit Suisse Group AG Lazard Ltd Citigroup Inc Deutsche Bank AG

MKT MKT

SHARE

SHARE

CHANGE

RANK

130

1

24.3

(3.2)

194,049

89

3

20.2

(0.2)

159,476

125

2

23.5

(7.0)

15.0

145,332

76

8

13.2

1.8

11.1

107,190

76

5

19.2

(8.1)

6

10.9

105,296

75

6

16.1

(5.2)

7

9.5

91,820

87

11

7.8

1.7

8

9.1

88,675

84

7

15.2

(6.1)

9

8.9

86,638

67

4

19.6

(10.7)

UBS AG

10

6.2

60,172

73

13

6.0

0.2

Moelis & Co

11

5.4

52,616

33

24

2.0

3.4

Centerview Partners LLC

12

5.0

48,706

5

16

3.1

1.9

Evercore Partners Inc

13

4.1

39,458

49

17

3.1

1.0

Rothschild

14

3.9

38,196

86

10

9.2

(5.3)

LionTree Advisors LLC

15

3.9

38,027

6

142

0.1

3.8

Wells Fargo & Co

16

3.9

37,300

24

31

1.5

2.4

RBC Capital Markets

17

3.7

35,730

62

14

4.9

(1.2)

HSBC Bank PLC

18

3.5

33,655

29

15

4.1

(0.6)

Leonardo & Co

19

3.1

29,837

22

421

0.0

3.1

20

2.7

12

6.6

(3.9)

BNP Paribas SA TOTAL

26,239 $969,698

43 12,539

$1,023,490

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

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Bloomberg M&A Financial Advisory League Tables

Cross Border Announced Deals Ranked by Volume 1/1/13 - 6/30/13

2013 RANK

FIRM

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

26.6

105,948

Goldman Sachs & Co

1

Morgan Stanley

2

21.9

JP Morgan

3

15.7

Citigroup Inc

4

12.2

Credit Suisse Group AG

5

12.2

Bank of America Merrill Lynch

6

9.9

Barclays Capital Group

7

9.7

UBS AG

8

9.3

Lazard Ltd

2012 RANK

MKT MKT

SHARE

SHARE

CHANGE

71

3

27.8

(1.2)

87,395

66

62,453

40

1

31.5

(9.6)

4

25.2

(9.5)

48,733

46

48,626

39

9

14.8

(2.6)

6

19.8

(7.6)

39,418

39

7

17.7

(7.8)

38,528

40

5

24.5

(14.8)

37,190

42

13

8.8

0.5

9

7.8

31,088

41

11

13.4

(5.6)

Deutsche Bank AG

10

6.8

26,934

39

2

30.9

(24.1)

Leonardo & Co

11

6.3

25,111

16

239

0.0

6.3

HSBC Bank PLC

12

6.2

24,634

22

14

7.6

(1.4)

Cooperatieve Centrale Raiffeisen-Boerenleenbank

13

5.4

21,587

6

50

0.8

4.6

BNP Paribas SA

14

5.0

19,831

34

12

12.4

(7.4)

Rothschild

15

4.9

19,611

53

10

14.0

(9.1)

LionTree Advisors LLC

16

4.8

19,100

2

-

-

4.8

Societe Generale SA

17

4.6

18,259

17

20

2.5

2.1

Perella Weinberg Partners LP

18

3.6

14,415

2

44

1.1

2.5

Bank of Nova Scotia

19

2.9

11,366

10

26

1.9

1.0

20

2.6

10,488

1

33

1.7

0.9

Allen & Co Inc TOTAL

$398,894

4,266

$498,811

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

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Bloomberg M&A Financial Advisory League Tables

Global Private Equity Announced Deals Ranked by Volume 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

RANK

MKT MKT

SHARE

SHARE

CHANGE

JP Morgan

1

33.9

61,697

21

3

20.5

13.4

Bank of America Merrill Lynch

2

31.9

57,917

14

8

10.3

21.6

Goldman Sachs & Co

3

28.1

51,155

30

1

26.9

1.2

Credit Suisse Group AG

4

23.7

43,117

22

7

11.3

12.4

Lazard Ltd

5

21.0

38,158

27

18

4.0

17.0

Barclays Capital Group

6

16.4

29,773

17

2

23.4

(7.0)

Wells Fargo & Co

7

16.2

29,389

7

29

1.1

15.1

Moelis & Co

8

16.0

29,115

6

20

3.0

13.0

Deutsche Bank AG

9

15.1

27,491

22

5

18.3

(3.2)

Centerview Partners LLC

10

15.1

27,403

1

12

5.4

9.7

RBC Capital Markets

11

14.3

25,983

11

9

9.3

5.0

Morgan Stanley

12

13.2

23,970

27

4

19.8

(6.6)

Citigroup Inc

13

12.2

22,265

21

6

11.7

0.5

Evercore Partners Inc

14

9.0

16,289

7

10

6.7

2.3

LionTree Advisors LLC

14

9.0

16,289

2

65

0.3

8.7

BNP Paribas SA

16

7.4

13,368

11

26

1.7

5.7

UBS AG

17

6.5

11,730

17

13

4.6

1.9

Societe Generale SA

18

5.9

10,679

5

32

0.9

5.0

Leonardo & Co

19

5.3

9,708

7

-

-

5.3

Nomura Holdings Inc

20

4.3

7,880

10

16

4.3

TOTAL

$181,852

2,605

-

$229,599

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

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Bloomberg M&A Financial Advisory League Tables

United States Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

RANK

MKT MKT

SHARE

SHARE

CHANGE

JP Morgan

1

28.7

142,151

53

3

17.8

Bank of America Merrill Lynch

2

25.4

125,654

54

8

11.4

14.0

Goldman Sachs & Co

3

24.8

123,058

76

1

25.1

(0.3)

Credit Suisse Group AG

4

16.0

79,468

45

7

14.4

1.6

Barclays Capital Group

5

15.2

75,431

47

5

16.3

(1.1)

Morgan Stanley

6

15.0

74,565

69

2

18.7

(3.7)

Deutsche Bank AG

7

13.3

66,021

45

4

17.4

(4.1)

Lazard Ltd

8

12.8

63,559

56

12

5.4

7.4

Moelis & Co

9

10.3

50,932

24

15

3.8

6.5

Centerview Partners LLC

10

9.8

48,706

5

9

7.1

2.7

Citigroup Inc

11

9.7

47,823

51

6

14.9

(5.2)

LionTree Advisors LLC

12

7.7

38,027

6

75

0.1

7.6

Wells Fargo & Co

13

7.5

37,300

24

17

3.3

4.2

Evercore Partners Inc

14

6.9

34,167

37

10

6.6

0.3

RBC Capital Markets

15

6.2

30,741

37

13

4.8

1.4

Greenhill & Co Inc

16

3.5

17,573

6

24

1.9

1.6

CBRE Capital Advisors Inc

17

3.4

16,728

4

-

-

3.4

UBS AG

18

3.2

16,074

36

11

6.3

(3.1)

BNP Paribas SA

19

3.2

15,676

16

28

1.3

1.9

Bank of Nova Scotia

20

2.1

10,408

8

91

0.1

2.0

TOTAL

$495,714

5,979

10.9

$452,376

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

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Bloomberg M&A Financial Advisory League Tables

United States Announced Deals Target or Seller 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

RANK

MKT MKT

SHARE

SHARE

CHANGE

JP Morgan

1

29.5

123,454

49

3

17.9

Bank of America Merrill Lynch

2

28.5

119,364

46

8

11.6

16.9

Goldman Sachs & Co

3

24.2

101,325

63

1

26.7

(2.5)

Barclays Capital Group

4

17.6

73,646

41

4

17.5

0.1

Morgan Stanley

5

16.2

67,645

59

2

19.3

(3.1)

Lazard Ltd

6

15.0

62,810

47

12

5.7

9.3

Deutsche Bank AG

7

14.9

62,546

37

6

16.9

(2.0)

Credit Suisse Group AG

8

12.2

51,202

38

7

16.0

(3.8)

Moelis & Co

9

12.1

50,570

22

15

4.2

7.9

Centerview Partners LLC

10

11.6

48,706

5

9

8.3

3.3

Citigroup Inc

11

10.8

45,029

42

5

16.9

(6.1)

Wells Fargo & Co

12

8.9

37,300

22

16

3.9

5.0

Evercore Partners Inc

13

8.1

33,932

33

10

7.2

0.9

RBC Capital Markets

14

7.3

30,741

35

13

5.1

2.2

LionTree Advisors LLC

15

4.7

19,692

5

62

0.2

4.5

Greenhill & Co Inc

16

4.2

17,573

6

23

2.3

1.9

CBRE Capital Advisors Inc

17

4.0

16,700

2

-

-

4.0

UBS AG

18

3.5

14,449

26

11

5.9

(2.4)

Jefferies Group LLC

19

2.2

9,128

23

38

0.7

1.5

Bank of Nova Scotia

20

2.1

8,655

6

75

0.1

2.0

TOTAL

$418,777

4,884

11.6

$383,478

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

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Bloomberg M&A Financial Advisory League Tables

Canada Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

19.9

14,666

Morgan Stanley

1

Goldman Sachs & Co

2

17.2

Bank of Nova Scotia

3

16.3

CIBC

4

15.1

BMO Capital Markets Corp

5

10.6

TD Securities Inc

6

Canaccord Genuity Corp

7

Bank of America Merrill Lynch

8

8.1

RANK

MKT MKT

SHARE

SHARE

CHANGE

11

10

8.4

11.5

12,726

8

6

16.7

0.5

12,036

11

5

19.7

(3.4)

11,167

17

8

15.0

0.1

7,855

24

4

20.9

(10.3)

9.8

7,241

16

3

22.4

(12.6)

9.6

7,054

15

9

8.8

0.8

5,993

11

2

25.4

(17.3) (24.9)

RBC Capital Markets

9

7.4

5,437

28

1

32.3

Evercore Partners Inc

10

5.6

4,112

2

25

1.6

4.0

Barclays Capital Group

11

5.5

4,043

6

12

8.1

(2.6)

Deutsche Bank AG

12

4.9

3,634

4

14

5.6

(0.7)

GMP Securities LP

13

3.6

2,665

9

18

4.3

(0.7)

Citigroup Inc

14

3.4

2,515

5

43

0.3

3.1

Rothschild

15

3.3

2,402

6

11

8.2

(4.9)

KPMG Corporate Finance LLC

16

2.9

2,168

3

70

0.0

2.9

JP Morgan

17

2.3

1,695

6

17

4.5

(2.2)

Houlihan Lokey

18

2.1

1,543

4

53

0.1

2.0

Macquarie Group Ltd

19

2.1

1,533

7

13

7.2

(5.1)

20

2.0

1,479

3

20

3.7

(1.7)

HSBC Bank PLC TOTAL

$73,854

1,100

$96,956

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

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Bloomberg M&A Financial Advisory League Tables

Canada Announced Deals Target or Seller 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

RANK

MKT MKT

SHARE

SHARE

CHANGE

CIBC

1

25.2

11,167

17

6

16.3

8.9

Canaccord Genuity Corp

2

15.8

7,000

13

7

12.8

3.0

TD Securities Inc

3

14.9

6,616

13

2

27.8

(12.9)

BMO Capital Markets Corp

4

13.5

5,990

21

3

26.7

(13.2)

Morgan Stanley

5

11.8

5,226

4

10

5.8

6.0

Bank of Nova Scotia

6

11.5

5,081

7

4

23.4

(11.9)

RBC Capital Markets

7

11.0

4,874

24

1

34.0

(23.0)

Evercore Partners Inc

8

9.3

4,112

2

16

2.2

7.1

GMP Securities LP

9

6.0

2,665

9

9

6.1

(0.1)

Goldman Sachs & Co

10

5.4

2,385

3

13

3.2

2.2

Barclays Capital Group

11

4.1

1,819

4

12

5.1

(1.0)

Houlihan Lokey

12

3.5

1,543

4

-

-

3.5

Citigroup Inc

13

3.0

1,350

2

32

0.5

2.5

Rothschild

14

2.7

1,200

3

26

0.5

2.2

HSBC Bank PLC

15

2.2

979

2

45

0.1

2.1

Bank of America Merrill Lynch

16

2.0

881

4

5

23.0

(21.0)

Jefferies Group LLC

17

1.4

618

5

40

0.2

1.2

National Bank of Canada Financial Inc

18

1.0

423

5

8

12.2

(11.2)

JP Morgan

19

0.9

390

3

21

1.0

(0.1)

Macquarie Group Ltd

20

0.9

383

5

15

2.5

(1.6)

TOTAL

$44,349

804

$66,545

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

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Bloomberg M&A Financial Advisory League Tables

Latin America Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

Goldman Sachs & Co

1

25.8

11,044

9

Credit Suisse Group AG

2

15.1

6,456

Banco BTG Pactual SA

3

14.4

6,167

Banco Itau BBA SA

4

10.2

Bank of America Merrill Lynch

5

Morgan Stanley

6

Banco Bilbao Vizcaya Argentaria SA

RANK

MKT MKT

SHARE

SHARE

CHANGE

10

20.5

5.3

12

6

28.1

(13.0)

9

12

17.3

(2.9)

4,375

21

7

25.0

(14.8)

8.5

3,651

4

3

33.4

(24.9)

8.3

3,563

5

8

23.8

(15.5)

7

6.4

2,758

5

24

1.1

5.3

UBS AG

8

5.5

2,372

4

46

0.2

5.3

HSBC Bank PLC

9

5.5

2,350

2

16

8.5

(3.0)

Banco Bradesco BBI SA

10

4.6

1,963

9

13

15.0

(10.4)

Bank of Nova Scotia

11

4.4

1,900

1

49

0.1

4.3

Citigroup Inc

12

4.3

1,821

4

11

18.9

(14.6)

Barclays Capital Group

13

3.0

1,267

4

5

28.1

(25.1)

Rothschild

14

2.2

953

8

9

21.4

(19.2)

Deloitte Touche Tohmatsu ILA Group Ltd

15

1.7

727

1

59

0.0

1.7

Banco Santander SA

16

1.7

706

5

14

10.6

(8.9)

JP Morgan

17

1.6

668

3

1

37.7

(36.1)

BNP Paribas SA

18

0.9

400

2

20

3.9

(3.0)

Deutsche Bank AG

18

0.9

400

1

2

35.8

(34.9)

Lazard Ltd

20

0.9

369

3

4

31.9

(31.0)

TOTAL

$42,859

433

$80,649

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

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Bloomberg M&A Financial Advisory League Tables

Brazil Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

Banco BTG Pactual SA

1

25.5

6,167

Credit Suisse Group AG

2

23.3

Banco Itau BBA SA

3

18.0

Morgan Stanley

4

Banco Bradesco BBI SA Bank of Nova Scotia

RANK

MKT MKT

SHARE

SHARE

CHANGE

9

5

32.6

(7.1)

5,629

9

2

46.4

(23.1)

4,341

20

1

49.9

(31.9)

14.7

3,563

4

19

3.8

10.9

5

8.1

1,963

9

6

31.3

(23.2)

6

7.9

1,900

1

40

0.0

7.9

Citigroup Inc

7

5.7

1,378

1

4

37.8

(32.1)

Goldman Sachs & Co

8

4.2

1,025

3

7

26.9

(22.7)

Bank of America Merrill Lynch

9

4.0

963

2

8

24.0

(20.0)

Rothschild

10

3.9

953

8

3

39.5

(35.6)

Banco Santander SA

11

2.7

655

4

13

16.6

(13.9)

Barclays Capital Group

12

1.7

409

3

17

14.1

(12.4)

Lazard Ltd

13

1.5

369

3

12

17.9

(16.4)

JP Morgan

14

1.5

367

2

9

20.5

(19.0)

Estater Gestao e Financas SA

15

1.2

300

1

-

-

1.2

Dalty Assessoria Financeira Ltda

16

1.1

267

1

-

-

1.1

UBS AG

17

1.1

262

2

33

0.3

0.8

BR Partners

18

0.8

200

3

10

19.1

(18.3)

Blair Franklin Capital Partners Inc

19

0.5

116

1

-

-

0.5

BMO Capital Markets Corp

19

0.5

116

1

-

-

0.5

TOTAL

$24,172

253

$38,571

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

MA <GO>

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Bloomberg M&A Financial Advisory League Tables

Europe Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

RANK

MKT MKT

SHARE

SHARE

CHANGE

Goldman Sachs & Co

1

25.9

93,052

52

4

30.2

(4.3)

Morgan Stanley

2

18.8

67,504

45

2

32.5

(13.7)

JP Morgan

3

17.2

61,719

34

5

25.7

(8.5)

Credit Suisse Group AG

4

12.7

45,565

28

8

17.3

(4.6)

Citigroup Inc

5

12.1

43,611

35

10

15.4

(3.3)

Lazard Ltd

6

10.0

35,784

40

9

15.8

(5.8)

Barclays Capital Group

7

9.5

34,084

34

3

31.2

(21.7)

UBS AG

8

9.3

33,240

34

14

6.7

2.6

Rothschild

9

8.7

31,242

67

6

18.4

(9.7)

Leonardo & Co

10

8.3

29,837

22

194

0.0

8.3

Deutsche Bank AG

11

7.9

28,489

31

1

35.0

(27.1)

Bank of America Merrill Lynch

12

7.3

26,156

21

7

17.4

(10.1)

BNP Paribas SA

13

7.1

25,503

40

12

15.1

(8.0)

Cooperatieve Centrale Raiffeisen-Boerenleenbank

14

6.4

22,939

8

46

0.9

5.5

HSBC Bank PLC

15

6.1

21,907

18

13

6.8

(0.7)

LionTree Advisors LLC

16

5.3

19,100

2

78

0.1

5.2

Societe Generale SA

17

5.2

18,673

24

18

3.7

1.5

Perella Weinberg Partners LP

18

4.3

15,263

3

37

1.2

3.1

VTB Capital ZAO

19

3.0

10,735

8

56

0.5

2.5

Allen & Co Inc

20

2.9

10,488

1

194

0.0

2.9

TOTAL

$359,507

3,869

$420,647

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

MA <GO>

LEAG <GO>

MA <GO>

LMX <GO>

MA <GO>

LEAG <GO> 19


Bloomberg M&A Financial Advisory League Tables

Europe Announced Deals Target or Seller 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

RANK

MKT MKT

SHARE

SHARE

CHANGE

Goldman Sachs & Co

1

28.0

87,599

42

1

36.9

(8.9)

Morgan Stanley

2

19.5

60,990

38

4

29.3

(9.8)

JP Morgan

3

19.1

59,580

29

5

25.5

(6.4)

Credit Suisse Group AG

4

13.8

43,095

23

9

19.1

(5.3)

Lazard Ltd

5

9.6

30,014

36

11

12.6

(3.0)

Rothschild

6

9.6

29,862

63

6

19.3

(9.7)

Leonardo & Co

7

9.4

29,353

21

169

0.0

9.4

Citigroup Inc

8

8.8

27,376

31

8

19.2

(10.4)

UBS AG

9

8.7

27,041

31

13

7.3

1.4

Deutsche Bank AG

10

8.4

26,177

28

3

32.0

(23.6)

BNP Paribas SA

11

8.2

25,488

38

10

19.1

(10.9)

Bank of America Merrill Lynch

12

7.7

24,199

18

12

12.4

(4.7)

Barclays Capital Group

13

7.5

23,435

30

2

33.5

(26.0)

LionTree Advisors LLC

14

6.1

19,100

2

-

-

6.1

Societe Generale SA

15

6.0

18,673

24

21

3.4

2.6

HSBC Bank PLC

16

4.7

14,616

14

14

7.3

(2.6)

Perella Weinberg Partners LP

17

4.6

14,329

2

34

1.6

3.0

Cooperatieve Centrale Raiffeisen-Boerenleenbank

18

4.0

12,451

7

42

1.1

2.9

VTB Capital ZAO

19

3.4

10,735

8

54

0.7

2.7

BDT & Co LLC

20

3.2

10,075

1

101

0.1

3.1

TOTAL

$312,660

3,162

$333,114

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

MA <GO>

LEAG <GO>

MA <GO>

LMX <GO>

MA <GO>

LEAG <GO> 20


Bloomberg M&A Financial Advisory League Tables

United Kingdom Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

RANK

MKT MKT

SHARE

SHARE

CHANGE

Goldman Sachs & Co

1

38.0

44,514

20

2

42.4

(4.4)

JP Morgan

2

27.9

32,644

16

5

31.4

(3.5)

Credit Suisse Group AG

3

23.8

27,878

10

8

26.2

(2.4)

UBS AG

4

19.4

22,701

12

13

8.1

11.3

Morgan Stanley

5

18.3

21,388

18

3

39.3

(21.0)

LionTree Advisors LLC

6

15.7

18,336

1

48

0.3

15.4

Perella Weinberg Partners LP

7

12.3

14,415

2

44

0.5

11.8

Deutsche Bank AG

8

7.3

8,496

8

4

36.1

(28.8)

Lazard Ltd

9

6.0

7,047

10

11

13.7

(7.7)

HSBC Bank PLC

10

5.6

6,611

9

16

6.1

(0.5)

VTB Capital ZAO

11

5.0

5,844

3

45

0.4

4.6

Nomura Holdings Inc

12

4.8

5,642

7

7

29.0

(24.2)

Rothschild

13

4.6

5,360

28

10

17.6

(13.0)

Jefferies Group LLC

14

4.5

5,250

6

71

0.1

4.4

Societe Generale SA

15

4.0

4,731

5

43

0.5

3.5

Renaissance Capital Group Inc

16

3.1

3,616

2

72

0.1

3.0

Bank of America Merrill Lynch

17

3.0

3,489

6

12

8.9

(5.9)

Barclays Capital Group

18

2.8

3,285

9

1

45.4

(42.6)

ING Groep NV

19

2.2

2,596

4

117

0.0

2.2

PricewaterhouseCoopers LLP

20

2.1

2,488

30

60

0.2

1.9

TOTAL

$117,178

1,355

$190,837

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

MA <GO>

LEAG <GO>

MA <GO>

LMX <GO>

MA <GO>

LEAG <GO> 21


Bloomberg M&A Financial Advisory League Tables

Germany Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

35.6

19,593

Goldman Sachs & Co

1

UBS AG

2

32.7

Morgan Stanley

3

30.9

Perella Weinberg Partners LP

4

24.5

Deutsche Bank AG

5

16.4

Citigroup Inc

6

14.9

JP Morgan

7

14.4

Credit Suisse Group AG

8

11.3

6,241

Nomura Holdings Inc

9

8.0

Jefferies Group LLC

9

8.0

Rothschild

11

6.8

Bank of America Merrill Lynch

12

Lazard Ltd

13

Barclays Capital Group KPMG Corporate Finance LLC

RANK

MKT MKT

SHARE

SHARE

CHANGE

5

3

17,981

4

17,010

5

13,481

1

12

8.4

16.1

9,047

7

1

34.7

(18.3)

8,176

6

11

8.5

6.4

7,919

7

4

22.4

(8.0)

6

10

9.0

2.3

4,423

3

19

1.6

6.4

4,423

1

-

-

3,714

7

5

19.6

(12.8)

5.7

3,136

5

7

12.1

(6.4)

5.7

3,132

6

8

11.7

(6.0)

14

4.9

2,709

3

16

3.9

1.0

15

4.7

2,576

13

31

0.9

3.8

HSBC Bank PLC

16

2.7

1,505

3

14

5.4

(2.7)

BNP Paribas SA

17

2.0

1,120

5

17

3.5

(1.5)

Banco Itau BBA SA

18

1.3

737

2

23

1.1

0.2

Banco Bradesco BBI SA

19

1.3

703

1

23

1.1

0.2

19

1.3

703

1

18

1.9

(0.6)

Banco BTG Pactual SA TOTAL

$55,054

587

22.8

12.8

15

4.4

28.3

2

29.2

1.7

8.0

$42,027

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

MA <GO>

LEAG <GO>

MA <GO>

LMX <GO>

MA <GO>

LEAG <GO> 22


Bloomberg M&A Financial Advisory League Tables

France Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

RANK

MKT MKT

SHARE

SHARE

CHANGE

Morgan Stanley

1

28.3

9,805

8

2

Citigroup Inc

2

16.9

5,861

3

16

4.0

12.9

JP Morgan

3

14.9

5,161

3

9

16.9

(2.0)

Barclays Capital Group

4

14.8

5,124

6

7

19.1

(4.3)

BNP Paribas SA

5

13.3

4,617

22

3

28.0

(14.7)

Deutsche Bank AG

6

12.8

4,439

5

12

11.9

0.9

Credit Agricole Corporate & Investment Bank SA

7

11.7

4,045

8

14

4.7

7.0

Goldman Sachs & Co

8

11.1

3,838

7

11

16.4

(5.3)

HSBC Bank PLC

9

10.6

3,660

3

5

19.8

(9.2)

Natixis

10

10.3

3,576

3

26

0.5

9.8

Lazard Ltd

11

10.3

3,558

8

1

43.1

(32.8)

Societe Generale SA

12

8.7

3,032

14

8

17.4

(8.7)

Rothschild

13

7.2

2,502

18

4

25.1

(17.9)

Bank of America Merrill Lynch

14

7.1

2,458

2

15

4.1

3.0

UBS AG

15

3.6

1,250

4

50

0.0

3.6

Macquarie Group Ltd

16

2.2

764

2

17

3.2

(1.0)

LionTree Advisors LLC

16

2.2

764

1

-

-

Nomura Holdings Inc

16

2.2

764

1

6

19.8

Citigroup Global Markets Inc

19

2.2

757

1

-

-

2.2

Mediobanca SpA

19

2.2

757

1

49

0.0

2.2

TOTAL

$34,689

482

29.5

(1.2)

2.2 (17.6)

$60,821

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

MA <GO>

LEAG <GO>

MA <GO>

LMX <GO>

MA <GO>

LEAG <GO> 23


Bloomberg M&A Financial Advisory League Tables

Italy Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

Goldman Sachs & Co

1

32.5

9,895

Deutsche Bank AG

2

31.2

Intesa Sanpaolo SpA

3

29.3

Barclays Capital Group

4

Lazard Ltd Leonardo & Co

RANK

MKT MKT

SHARE

SHARE

CHANGE

4

1

38.2

(5.7)

9,498

5

12

5.8

25.4

8,921

14

15

2.7

26.6

26.9

8,193

4

21

1.4

25.5

5

24.7

7,512

9

5

16.0

8.7

6

22.6

6,874

4

-

-

22.6

Rothschild

7

22.5

6,841

8

2

36.2

BNP Paribas SA

8

22.1

6,719

10

20

1.9

20.2

Morgan Stanley

9

18.9

5,764

2

3

35.0

(16.1)

Credit Suisse Group AG

10

18.4

5,610

3

10

6.6

11.8

JP Morgan

11

15.6

4,751

3

8

7.5

8.1

Mediobanca SpA

12

15.5

4,716

2

4

26.5

(11.0)

HSBC Bank PLC

13

15.1

4,611

3

13

4.6

10.5

UniCredit SpA

14

15.1

4,597

6

-

-

15.1

Royal Bank of Scotland PLC

15

13.0

3,959

1

-

-

13.0

Nomura Holdings Inc

16

7.9

2,390

3

14

3.6

4.3

Natixis

17

6.9

2,109

1

-

-

6.9

UniCredit SpA

18

2.5

771

2

-

-

2.5

Citigroup Global Markets Inc

19

2.5

757

1

-

-

2.5

UBS AG

20

1.3

399

2

28

0.3

1.0

TOTAL

$30,459

169

(13.7)

$18,243

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

MA <GO>

LEAG <GO>

MA <GO>

LMX <GO>

MA <GO>

LEAG <GO> 24


Bloomberg M&A Financial Advisory League Tables

Benelux Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

Goldman Sachs & Co

1

36.0

32,291

Citigroup Inc

2

31.2

Morgan Stanley

3

29.6

Leonardo & Co

4

JP Morgan Cooperatieve Centrale Raiffeisen-Boerenleenbank

RANK

MKT MKT

SHARE

SHARE

CHANGE

9

4

28,004

7

19

3.4

27.8

26,532

10

6

35.5

(5.9)

27.3

24,502

8

-

-

27.3

5

24.6

22,063

6

3

49.8

6

24.4

21,916

6

35

0.3

24.1

Bank of America Merrill Lynch

7

17.3

15,506

6

5

36.4

(19.1)

Barclays Capital Group

8

16.6

14,919

8

2

50.6

(34.0)

Lazard Ltd

9

16.2

14,534

7

7

30.2

(14.0)

BNP Paribas SA

10

14.9

13,334

12

27

1.1

13.8

Rothschild

11

13.1

11,732

10

16

6.0

7.1

Credit Suisse Group AG

12

12.2

10,922

5

23

2.0

10.2

HSBC Bank PLC

13

12.0

10,788

5

50

0.0

12.0

Allen & Co Inc

14

11.7

10,488

1

-

-

11.7

BDT & Co LLC

15

11.2

10,075

1

-

-

11.2

Societe Generale SA

16

9.7

8,723

2

34

0.4

9.3

UBS AG

17

8.0

7,222

4

33

0.4

7.6

Deutsche Bank AG

18

5.8

5,223

6

1

53.3

(47.5)

Siam Commercial Bank PCL

19

4.6

4,083

1

-

-

Nordea Bank AB

20

3.5

3,128

1

14

7.5

TOTAL

$89,784

397

38.3

(2.3)

(25.2)

4.6 (4.0)

$64,245

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

MA <GO>

LEAG <GO>

MA <GO>

LMX <GO>

MA <GO>

LEAG <GO> 25


Bloomberg M&A Financial Advisory League Tables

Iberia Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

RANK

MKT MKT

SHARE

SHARE

CHANGE

Goldman Sachs & Co

1

28.6

5,815

6

6

25.7

2.9

Banco Santander SA

2

12.7

2,574

10

7

24.9

(12.2)

Barclays Capital Group

3

9.6

1,951

5

1

51.3

(41.7)

Citigroup Inc

4

8.2

1,666

5

5

26.5

(18.3)

Banco Bilbao Vizcaya Argentaria SA

5

8.1

1,641

9

26

2.4

5.7

BNP Paribas SA

6

5.6

1,134

2

27

1.8

3.8

JP Morgan

7

5.5

1,124

3

21

7.0

(1.5)

Bank of America Merrill Lynch

8

5.0

1,021

1

8

24.3

(19.3)

Banco Espirito Santo de Investimento SA

9

4.7

950

3

3

44.1

(39.4)

Caixa Banco de Investimento SA

10

4.2

848

1

2

44.4

(40.2)

Perella Weinberg Partners LP

10

4.2

848

1

25

2.8

1.4

Morgan Stanley

12

3.8

769

3

20

8.7

(4.9)

UBS AG

13

3.4

692

4

19

9.4

(6.0)

Rothschild

14

2.4

491

4

4

32.1

(29.7)

Nomura Holdings Inc

15

2.3

457

3

22

5.0

(2.7)

CITIC Securities Co Ltd

16

2.0

412

1

-

-

2.0

Intesa Sanpaolo SpA

17

1.5

307

2

-

-

1.5

Credit Agricole Corporate & Investment Bank SA

18

1.3

263

1

-

-

Societe Generale SA

19

1.0

199

1

18

11.0

(10.0)

DC Advisory Partners Ltd

20

0.9

180

2

30

0.1

0.8

TOTAL

$20,317

187

1.3

$28,051

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

MA <GO>

LEAG <GO>

MA <GO>

LMX <GO>

MA <GO>

LEAG <GO> 26


Bloomberg M&A Financial Advisory League Tables

Nordic Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

Goldman Sachs & Co

1

UBS AG

2

17.8

Nordea Bank AB

3

15.8

Nomura Holdings Inc

4

15.4

Jefferies Group LLC

5

14.3

JP Morgan

6

14.0

Credit Suisse Group AG

7

13.5

Morgan Stanley

8

11.9

3,871

VTB Capital ZAO

29.3

9,568

RANK

MKT MKT

SHARE

SHARE

CHANGE

5

2

30.3

(1.0)

5,814

5

5,155

9

4

23.7

(5.9)

7

19.9

(4.1)

5,022 4,667

2

25

3.8

11.6

3

53

0.0

14.3

4,563

3

13

9.9

4.1

4,423

1

9

16.4

(2.9)

2

6

20.9

(9.0)

9

10.9

3,550

1

-

-

10.9

Svenska Handelsbanken AB

10

9.7

3,153

5

29

2.9

6.8

Skandinaviska Enskilda Banken AB

11

9.6

3,147

12

24

5.2

4.4

PricewaterhouseCoopers LLP

12

8.9

2,910

18

45

0.1

8.8

Barclays Capital Group

13

6.6

2,147

3

10

13.0

(6.4)

Rothschild

14

5.3

1,739

8

5

23.6

(18.3)

Bank of America Merrill Lynch

15

4.4

1,434

3

3

25.1

(20.7)

DNB ASA

16

4.3

1,419

4

27

3.6

0.7

Erneholm & Haskel

17

3.7

1,212

1

30

2.8

0.9

Carnegie Fondkommission AB

18

3.5

1,157

4

33

1.1

2.4

Cooperatieve Centrale Raiffeisen-Boerenleenbank

19

3.1

1,023

2

20

7.7

(4.6)

Citigroup Inc

20

3.1

999

4

15

8.3

(5.2)

TOTAL

$32,671

526

$45,649

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

MA <GO>

LEAG <GO>

MA <GO>

LMX <GO>

MA <GO>

LEAG <GO> 27


Bloomberg M&A Financial Advisory League Tables

Africa/Middle East Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

RANK

MKT MKT

SHARE

SHARE

CHANGE

Morgan Stanley

1

36.3

17,183

8

18

3.3

33.0

Barclays Capital Group

2

24.9

11,797

6

4

10.7

14.2

Citigroup Inc

3

24.7

11,685

9

8

8.5

16.2

Allen & Co Inc

4

22.2

10,488

1

-

-

22.2

Cooperatieve Centrale Raiffeisen-Boerenleenbank

4

22.2

10,488

1

50

0.0

22.2

Lazard Ltd

6

11.0

5,220

4

7

8.7

2.3

Credit Suisse Group AG

7

10.4

4,920

6

10

7.8

2.6

Goldman Sachs & Co

8

8.2

3,878

4

1

21.0

(12.8)

Bank of America Merrill Lynch

9

7.1

3,373

4

11

7.5

(0.4)

UBS AG

10

6.0

2,820

3

15

5.7

0.3

Ernst & Young

11

5.4

2,542

2

26

0.7

4.7

HSBC Bank PLC

12

5.2

2,465

4

2

14.2

(9.0)

National Bank of Abu Dhabi PJSC

13

3.7

1,772

1

-

-

Deutsche Bank AG

14

2.0

955

2

9

8.3

(6.3)

Societe Generale SA

15

2.0

938

2

12

7.0

(5.0)

Moelis & Co

16

1.4

682

1

29

0.6

0.8

HSB Partners

17

1.4

658

1

-

-

1.4

PricewaterhouseCoopers LLP

18

1.2

588

5

50

0.0

1.2

QInvest LLC

19

0.8

400

1

-

-

Rothschild

20

0.6

296

2

17

4.1

TOTAL

$47,338

442

3.7

0.8 (3.5)

$44,395

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

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Bloomberg M&A Financial Advisory League Tables

Eastern Europe Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

Morgan Stanley

1

17.9

8,802

VTB Capital ZAO

2

17.3

Societe Generale SA

3

15.2

JP Morgan

4

Citigroup Inc Deutsche Bank AG

RANK

MKT MKT

SHARE

SHARE

CHANGE

5

7

13.2

4.7

8,507

7

14

4.2

13.1

7,435

13

13

5.9

9.3

14.4

7,083

3

6

15.3

(0.9)

5

11.1

5,452

6

12

5.9

5.2

6

8.9

4,341

4

3

16.8

(7.9)

Barclays Capital Group

7

7.9

3,851

3

8

12.8

(4.9)

Renaissance Capital Group Inc

8

7.4

3,616

2

16

1.9

5.5

Goldman Sachs & Co

9

7.1

3,471

6

2

29.0

(21.9)

KPMG Corporate Finance LLC

10

5.3

2,602

10

19

1.0

4.3

Sberbank CIB CJSC

11

5.1

2,477

5

1

37.3

(32.2)

ING Groep NV

12

3.8

1,865

3

-

-

3.8

BNP Paribas SA

13

3.0

1,446

4

23

0.2

2.8

Canaccord Genuity Corp

14

2.8

1,376

2

-

-

2.8

BMO Capital Markets Corp

15

2.8

1,352

1

-

-

2.8

GMP Securities LP

15

2.8

1,352

1

-

-

Bank of America Merrill Lynch

17

2.7

1,323

2

4

16.0

Lazard Ltd

18

2.4

1,174

3

33

0.0

2.4

Credit Suisse Group AG

19

2.3

1,116

1

5

15.7

(13.4)

Nordea Bank AB

20

1.8

866

1

-

-

TOTAL

$49,068

651

2.8 (13.3)

1.8

$41,483

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

MA <GO>

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Bloomberg M&A Financial Advisory League Tables

Asia Pacific Ex-Japan Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

Morgan Stanley

1

15.5

35,299

27

UBS AG

2

12.0

27,387

HSBC Bank PLC

3

11.9

27,158

Goldman Sachs & Co

4

9.6

JP Morgan

5

Macquarie Group Ltd

6

Barclays Capital Group

RANK

MKT MKT

SHARE

SHARE

CHANGE

1

18.4

(2.9)

23

8

10.5

1.5

18

12

6.0

5.9

21,776

34

2

18.4

(8.8)

8.2

18,641

18

4

14.4

(6.2)

6.1

13,816

20

16

3.8

2.3

7

6.0

13,538

11

7

10.6

(4.6)

Credit Suisse Group AG

8

5.3

12,148

13

3

17.2

(11.9)

Citigroup Inc

9

5.0

11,430

14

5

13.8

(8.8)

Bank of America Merrill Lynch

10

4.2

9,656

13

9

10.2

(6.0)

Lazard Ltd

11

4.2

9,648

11

44

0.6

3.6

BDO Capital & Investment Corp

12

3.9

8,963

4

-

-

3.9

CITIC Securities Co Ltd

13

3.6

8,279

9

18

3.3

0.3

Anglo Chinese Corporate Finance

14

3.1

7,065

1

103

0.1

3.0

Nomura Holdings Inc

15

3.0

6,809

7

34

0.9

2.1

Siam Commercial Bank PCL

16

2.8

6,418

2

100

0.1

2.7

China International Capital Corp Ltd

17

2.7

6,061

6

14

4.5

(1.8)

Somerley Ltd

18

2.6

5,816

20

28

1.8

0.8

Jefferies Group LLC

19

2.4

5,443

2

-

-

Rothschild

20

2.2

4,921

19

15

4.3

TOTAL

$227,625

3,106

2.4 (2.1)

$250,574

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

MA <GO>

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LMX <GO>

MA <GO>

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Bloomberg M&A Financial Advisory League Tables

Asia Pacific Ex-Japan Announced Deals Target or Seller 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

RANK

MKT MKT

SHARE

SHARE

CHANGE

UBS AG

1

13.7

25,121

15

7

HSBC Bank PLC

2

11.7

21,393

14

12

6.2

5.5

Morgan Stanley

3

11.5

21,122

18

1

21.0

(9.5)

Goldman Sachs & Co

4

10.4

19,081

27

2

19.3

(8.9)

JP Morgan

5

9.3

17,049

14

5

11.7

(2.4)

Macquarie Group Ltd

6

7.5

13,645

18

21

2.3

5.2

Credit Suisse Group AG

7

5.3

9,770

9

3

16.3

(11.0)

Citigroup Inc

8

5.2

9,553

12

4

11.8

(6.6)

BDO Capital & Investment Corp

9

4.9

8,963

4

-

-

4.9

CITIC Securities Co Ltd

10

4.5

8,279

9

16

3.7

0.8

Anglo Chinese Corporate Finance

11

3.9

7,065

1

85

0.1

3.8

Nomura Holdings Inc

12

3.6

6,502

6

28

1.1

2.5

Lazard Ltd

13

3.5

6,469

8

43

0.5

3.0

Siam Commercial Bank PCL

14

3.5

6,418

2

83

0.1

3.4

China International Capital Corp Ltd

15

3.3

6,061

6

13

5.5

(2.2)

Somerley Ltd

16

3.1

5,690

19

22

2.2

0.9

Jefferies Group LLC

17

2.4

4,423

1

-

-

2.4

Bank of America Merrill Lynch

18

1.9

3,553

7

9

9.0

(7.1)

Barclays Capital Group

19

1.8

3,271

7

10

8.7

(6.9)

Ernst & Young

20

1.8

3,219

26

33

0.9

0.9

TOTAL

$183,067

2,668

11.0

2.7

$204,721

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

MA <GO>

LEAG <GO>

MA <GO>

LMX <GO>

MA <GO>

LEAG <GO> 31


Bloomberg M&A Financial Advisory League Tables

Australia & New Zealand Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

Lazard Ltd

1

19.5

6,062

Morgan Stanley

2

16.7

Macquarie Group Ltd

3

13.1

Goldman Sachs & Co

4

Citigroup Inc CIMB

RANK

MKT MKT

SHARE

SHARE

CHANGE

5

13

1.8

5,206

4

4

12.9

3.8

4,082

12

1

20.3

(7.2)

6.6

2,058

12

2

18.1

(11.5)

5

6.1

1,884

5

9

6.1

-

6

5.1

1,597

4

33

0.6

4.5

Deutsche Bank AG

7

2.7

824

3

8

7.7

(5.0)

Nomura Holdings Inc

8

2.6

818

1

-

-

Credit Suisse Group AG

9

2.6

803

1

7

8.3

Flagstaff Partners Pty Ltd

10

2.2

673

2

-

-

Bank of Nova Scotia

11

2.1

650

1

-

-

RBC Capital Markets

12

1.6

503

3

3

16.2

(14.6)

Gresham Partners Ltd

13

1.6

487

5

29

0.8

0.8

PricewaterhouseCoopers LLP

14

1.5

466

8

63

0.0

1.5

Australia & New Zealand Banking Group Ltd

15

1.5

466

1

-

-

1.5

HSBC Bank PLC

16

1.4

450

1

22

1.3

0.1

Barclays Capital Group

17

1.4

448

2

23

1.2

0.2

Ernst & Young

18

1.3

406

3

58

0.0

1.3

Standard Chartered Bank

19

0.7

216

1

43

0.1

0.6

Rothschild

20

0.7

215

4

5

9.1

(8.4)

TOTAL

$31,149

577

17.7

2.6 (5.7) 2.2 2.1

$45,115

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

MA <GO>

LEAG <GO>

MA <GO>

LMX <GO>

MA <GO>

LEAG <GO> 32


Bloomberg M&A Financial Advisory League Tables

Japan Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

RANK

MKT MKT

SHARE

SHARE

CHANGE

Nomura Holdings Inc

1

23.5

10,898

50

1

43.3

Morgan Stanley

2

22.0

10,216

25

2

30.3

(8.3)

Mizuho Financial Group Inc

3

16.8

7,772

69

3

27.9

(11.1)

GCA Savvian Corp

4

9.7

4,499

16

21

2.1

7.6

Sumitomo Mitsui Financial Group Inc

5

9.3

4,307

39

5

21.2

(11.9)

JP Morgan

6

8.4

3,883

4

4

26.5

(18.1)

Goldman Sachs & Co

7

8.3

3,865

7

7

4.7

3.6

Daiwa Securities Group Inc

8

7.6

3,538

22

10

4.0

3.6

Houlihan Lokey

9

5.6

2,593

3

56

0.0

5.6

Barclays Capital Group

9

5.6

2,593

1

8

4.5

1.1

Leonardo & Co

9

5.6

2,593

1

63

0.0

5.6

Citigroup Inc

12

2.8

1,315

3

9

4.3

(1.5)

Credit Suisse Group AG

13

2.7

1,246

3

12

2.7

Brutus Consulting KK

14

2.6

1,223

1

-

-

2.6

Lazard Ltd

15

2.4

1,101

3

22

1.9

0.5

Wells Fargo & Co

16

2.4

1,100

1

-

-

2.4

Benedi Consulting Co Ltd

17

2.3

1,050

1

-

-

2.3

Deloitte Touche Tohmatsu ILA Group Ltd

18

2.2

1,040

14

15

2.5

Yamada FAS Co Ltd

19

1.7

803

4

-

-

KPMG Corporate Finance LLC

20

1.7

776

18

20

2.1

TOTAL

$46,347

1,152

(19.8)

-

(0.3) 1.7 (0.4)

$81,602

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

MA <GO>

LEAG <GO>

MA <GO>

LMX <GO>

MA <GO>

LEAG <GO> 33


Bloomberg M&A Financial Advisory League Tables

China Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

RANK

Morgan Stanley

1

17.8

16,544

8

12

UBS AG

2

12.4

11,489

14

HSBC Bank PLC

3

12.0

11,154

7

Goldman Sachs & Co

4

10.5

9,738

Barclays Capital Group

5

10.0

CITIC Securities Co Ltd

6

8.9

Anglo Chinese Corporate Finance

7

China International Capital Corp Ltd Somerley Ltd

MKT MKT

SHARE

SHARE

CHANGE

4.7

13.1

6

9.9

2.5

5

11.8

0.2

10

2

13.5

(3.0)

9,260

6

26

1.1

8.9

8,279

9

7

9.4

(0.5)

7.6

7,065

1

-

-

8

6.5

6,061

6

3

12.8

(6.3)

9

5.9

5,452

12

10

5.2

0.7

JP Morgan

10

2.4

2,188

4

9

6.1

(3.7)

Platinum Securities Co Ltd

11

1.9

1,737

2

66

0.1

1.8

Guotai Junan Securities Co Ltd

12

1.8

1,707

2

23

1.3

0.5

Credit Suisse Group AG

13

1.7

1,600

4

1

15.7

(14.0)

Citigroup Inc

14

1.7

1,562

3

14

4.2

(2.5)

Bank of Nova Scotia

15

1.6

1,520

1

-

-

Nomura Holdings Inc

16

1.6

1,478

3

21

1.6

-

Bank of China Ltd

17

1.3

1,220

1

11

4.9

(3.6)

Standard Chartered Bank

18

1.3

1,184

1

15

4.0

(2.7)

Minsheng Securities Co Ltd

19

1.1

1,058

5

-

-

1.1

Jefferies Group LLC

20

1.1

1,020

1

-

-

1.1

TOTAL

$92,882

838

7.6

1.6

$87,228

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

MA <GO>

LEAG <GO>

MA <GO>

LMX <GO>

MA <GO>

LEAG <GO> 34


Bloomberg M&A Financial Advisory League Tables

Hong Kong Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

RANK

MKT MKT

SHARE

SHARE

CHANGE

HSBC Bank PLC

1

15.7

3,629

5

9

Somerley Ltd

2

10.0

2,319

14

35

0.2

9.8

Rothschild

3

6.9

1,604

5

6

10.5

(3.6)

UBS AG

4

5.6

1,295

2

7

9.5

(3.9)

Credit Suisse Group AG

5

5.4

1,258

1

-

-

Deutsche Bank AG

6

4.8

1,120

4

17

1.3

3.5

Goldman Sachs & Co

7

4.7

1,078

3

3

13.5

(8.8)

Carnegie Fondkommission AB

8

4.4

1,023

1

-

-

4.4

Cooperatieve Centrale Raiffeisen-Boerenleenbank

8

4.4

1,023

1

-

-

4.4

DNB ASA

8

4.4

1,023

1

-

-

4.4

Skandinaviska Enskilda Banken AB

8

4.4

1,023

1

-

-

Bank of America Merrill Lynch

12

4.4

1,021

1

10

5.3

BNP Paribas SA

12

4.4

1,021

1

19

1.0

3.4

JP Morgan

12

4.4

1,021

1

2

23.2

(18.8)

Macquarie Group Ltd

15

3.7

845

3

16

1.4

2.3

Morgan Stanley

16

3.6

841

3

1

26.1

(22.5)

Optima Capital Ltd

17

2.6

612

3

-

-

2.6

Kingsway Group Ltd

18

2.6

601

1

-

-

2.6

Oriental Patron Securities Ltd

18

2.6

601

1

-

-

2.6

Maybank

20

2.5

582

2

27

0.5

2.0

TOTAL

$23,147

396

6.3

9.4

5.4

4.4 (0.9)

$22,800

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

MA <GO>

LEAG <GO>

MA <GO>

LMX <GO>

MA <GO>

LEAG <GO> 35


Bloomberg M&A Financial Advisory League Tables

India Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

UBS AG

1

42.3

7,947

2

Morgan Stanley

2

36.0

6,767

HSBC Bank PLC

3

31.0

5,825

Citigroup Inc

4

29.0

Bank of America Merrill Lynch

5

Credit Suisse Group AG

6

Ernst & Young

RANK

MKT MKT

SHARE

SHARE

CHANGE

38

0.0

42.3

5

1

61.6

(25.6)

3

24

0.7

30.3

5,447

1

5

55.1

(26.1)

27.7

5,209

3

8

50.6

(22.9)

15.3

2,878

2

9

28.6

(13.3)

7

14.8

2,780

23

10

8.4

6.4

Deutsche Bank AG

8

13.0

2,438

2

14

2.3

10.7

I'm Investment & Securities Co Ltd

9

12.4

2,331

1

-

-

12.4

Jefferies LLC

10

8.5

1,600

1

15

1.6

6.9

Goldman Sachs & Co

11

7.3

1,374

2

6

54.5

(47.2)

Rothschild

12

3.3

621

5

22

0.8

2.5

Macquarie Group Ltd

13

2.6

481

1

29

0.3

2.3

Standard Chartered Bank

13

2.6

481

1

-

-

2.6

PricewaterhouseCoopers LLP

15

2.3

439

3

-

-

2.3

JM Financial Ltd

16

1.7

327

2

21

0.8

0.9

Kotak Mahindra Bank Ltd

17

1.4

266

5

12

3.1

(1.7)

Lazard Ltd

18

1.4

257

2

38

0.0

1.4

Credit Agricole Corporate & Investment Bank SA

18

1.4

257

1

-

-

1.4

BNP Paribas SA

20

0.6

113

2

-

-

0.6

TOTAL

$18,782

383

$25,191

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

MA <GO>

LEAG <GO>

MA <GO>

LMX <GO>

MA <GO>

LEAG <GO> 36


Bloomberg M&A Financial Advisory League Tables

South East Asia Announced Deals Any Involvement 1/1/13 - 6/30/13

2013 RANK

FIRM

2012

MKT

VOLUME

DEAL

SHARE

USD (Mln)

COUNT

RANK

MKT MKT

SHARE

SHARE

CHANGE

JP Morgan

1

26.7

14,861

9

13

6.7

20.0

Macquarie Group Ltd

2

18.7

10,399

8

60

0.0

18.7

BDO Capital & Investment Corp

3

16.1

8,963

4

-

-

16.1

HSBC Bank PLC

4

14.4

8,052

5

15

6.0

8.4

Credit Suisse Group AG

5

12.9

7,214

8

3

16.4

(3.5)

UBS AG

6

11.6

6,451

3

2

21.0

(9.4)

Siam Commercial Bank PCL

7

11.5

6,418

2

32

0.5

11.0

Goldman Sachs & Co

8

9.7

5,420

5

10

9.7

-

Nomura Holdings Inc

9

8.1

4,513

2

22

1.3

6.8

Morgan Stanley

10

8.0

4,454

6

6

15.5

(7.5)

Jefferies Group LLC

11

7.9

4,423

1

-

-

7.9

Lazard Ltd

12

7.3

4,075

4

29

0.5

6.8

Barclays Capital Group

13

5.6

3,122

1

25

0.8

4.8

Bank of America Merrill Lynch

14

4.6

2,556

6

1

21.3

(16.7)

Citigroup Inc

15

4.0

2,205

4

14

6.6

(2.6)

CIMB

16

3.6

2,002

9

16

5.9

(2.3)

Moorpark Capital Partners LLP

17

2.0

1,111

1

-

-

2.0

Rothschild

18

1.9

1,076

3

60

0.0

1.9

Banco Itau BBA SA

19

1.5

850

1

-

-

Maybank

20

1.3

743

13

12

8.6

$55,763

705

TOTAL

1.5 (7.3)

$48,898

*Includes Mergers, Acquisitions, Divestitures, Self-tenders and Spinoffs. Excludes Open Market Transactions. *Total Volume represents all announced transactions in US$ millions.

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LEAG <GO> 37


Bloomberg For data submissions or queries, please contact: Mariana Trindade North America

07/02/2013

Bloomberg 2013 1st Half Mergers & Acquisitions Financial Advisory Rankings

+1-212-617-3692

Bloomberg M&A league tables represent transactions that are either pending or completed, and for which Bloomberg

+1-917-369-3965

has been notified.

mtrindade1@bloomberg.net

Inesa Smigola EMEA +44-20-3525-7149

Bloomberg M&A league tables include mergers, acquisitions, divestitures, self-tenders, spinoffs, debt-for-equity swaps, private placements of common equity and convertible securities, and purchases of convertible securities and cash

+44-20-7942-1792

injection components of recapitalizations according to Bloomberg standards. Excludes open market transactions. All

ismigola@bloomberg.net

deals except additional stake purchases are subjected to a minimum threshold of 5% equity or USD 50 million total value. League table credit is based on announced total value of a deal.

Devanshi Desai Asia Pacific +61-2-9777-8661 +61-2-9770-8561 dparekh10@bloomberg.net

Bloomberg LP and its suppliers believe the information herein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale of securities or commodities.

Fernando Simon LATAM +55-11-3048-4619 +55-11-3048-4669 fsimon5@bloomberg.net

For 24 hour global customer support call

+1 212 318 2000

+44 20 7330 7500

+65 6212 1000

+81 3 3201 8900

or press the HELP key twice on the BLOOMBERG PROFESSIONAL(R) service.

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38


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