Archiving Sounds Simple With Artificial Intelligence | Shield

Archiving Sounds Simple Enough

Being “pro-active” when it comes to surveillance is where it all starts

Steps To Achieve Regulatory Compliance Crafting a policy that is specific, clear, and actionable.

Calling out what behaviors are going to be monitored where and how they’re going to be monitored what the consequences are for transgressions from those acceptable behaviors is an essential activity on the path towards compliance.

Role Of AI Artificial intelligence (AI) and machine learning (ML) technologies can make a difference.

Proactively monitoring what happens next is something that all financial firms need to do.

Conversely, if the communication on that channel stops, but financial transactions are being posted at an increased rate or with new stocks or commodities, that incongruity may be worth investigating.

AI/ML can help snuff out the false positives which reduce the cost of compliance upfront

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