http://www.lscu.coop/content/download/9988/116652/2010%20SAS%20Forum

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Small Asset Size Credit Union Forum April 14, 2010


Agenda April 14, 2010 ¾

LSCU Update – Patrick La Pine

¾

SAS CU Support and Development Update – Laura Vann SAS CU Support Chapter Regions Overview CU Initiatives Account Review SAS Toolkit Information

¾

Financial Education Resources – Laura Vann and Amber Tynan Financial Literacy Resources on Website Financial Literacy Facebook Introduction

¾

Compliance Update – Bill Berg and Scott Morris Compliance Support Compliance Help Line InfoSight Credit Union Custom Performance Report

¾

Overview of CUCU-ACE – Ashley Mobley Audit Solutions Compliance Solutions Management Consulting

¾

Education Highlights – Joy Breedlove Conference & Workshops Distance Learning Leadership Councils LSCU Convention & Exposition Customizable Training

¾

Questions – Patrick La Pine and or Laura Vann

¾

Date of Next Forum - June 16, 2010 at LSCU Convention & Exposition


LSCU Update


SAS CU Support and Development


SAS Support & Development 他 Staff on the road conducting face-to-face

meetings with SAS credit unions. z

z

Learning about your operations and your needs. Designing robust & flexible programs to meet diverse needs of SAS credit unions.



CU Initiatives Account ¾ $400 Account in Your Credit Union’s

Name. z z z z

LSCU Education & Training Events. STAR/MERIT/VAP Modules. LSCU Strategic Planning Sessions. LSCU Service Corp Products.


SAS Toolkit ¾ BSA Risk Assessment Questionnaire. ¾ Budget Template. ¾ Business Plan Template. ¾ CUNA Small Credit Union Salary Survey. ¾ Web-based Training for Volunteers. ¾ Other Resources for Operational, Member

Service and Financial Solutions.


Financial Education Resources ¾ Consumer Federation of America’s Fake

Check Scam Program ¾ Best Practices, Tips for Use in Newsletters, Join The Conversation on…


SAS Development & Support ¾

¾

Feedback is important as we continue to develop our programs tailored to the needs of small asset size credit unions. Contact Information: z LSCU President/CEO Patrick La Pine • Patrick.lapine@lscu.coop or 850.212.3160 z VP of Cooperative Initiatives Laura Vann • Laura.vann@lscu.coop or 866.231.0545, ext. 2181


Contact Information for Member Relations Team 他 Adena Whitman, 866.231.0545, ext. 2134;

adena.whitman@lscu.coop 他 Jeanie Henson, 866.231.0545, ext. 1038; jeanie.henson@lscu.coop 他 David LeNoir, 866.231.0545, ext. 2158; david.lenoir@lscu.coop 他 Amber Tynan, 866.231.0545, ext. 1154; amber.tynan@lscu.coop


Compliance Update


Compliance Support 他 Scott Morris, new Director of Compliance,

joined staff on March 22nd. z

z z

Extensive background with Alabama financial institutions. Based in Birmingham. Providing assistance with compliance helpline.


Compliance Help Line 他 Delivers compliance advice, information

and recommendations. 他 Provides authoritative, definitive and accurate information to assist in the dayto-day operations of credit unions.


他 Online Compliance Manual z z z z

Federal, Alabama and Florida-specific content Checklists for compliance Direct links to laws and regulations Frequently asked questions

他 Compliance Calendar z z

Regulatory Compliance Effective Dates Operational Compliance Event Dates


¾ Advertising ¾ Bank Secrecy Act ¾ Board Responsibilities ¾ Business Continuity Planning ¾ Field of Membership ¾ Loans ¾ Model Policies


Credit Union Custom Performance Report ¾

¾ ¾ ¾ ¾

35+ page financial analysis document that will be provided quarterly for each credit union (upon the release of the NCUA call report data). Provides insight and due-diligence into a credit union’s financial performance. Customized and individualized for each credit union. Highlights key performance areas in a way that can be reviewed in a single Board meeting. It will be provided FREE of charge to each affiliated credit union.


Regulatory Affairs Contact Information 他 Bill Berg, Vice President of Regulatory

Affairs z z

866.231.0545, ext. 1028 bill.berg@lscu.coop

他 Scott Morris, Director of Compliance z z

866.231.0545, ext. 2165 scott.morris@lscu.coop


Overview of CU-ACE


CU-ACE Overview ¾ Audit Solutions z z z z

Interim Audit Services. Opinion Audits. Supervisory Committee Audits. Verification of Members’ Accounts.


CU-ACE Overview ¾ Compliance Solutions z z

z z

ACH Audits. Bank Secrecy Act – Security Review Audits. Consumer or Mortgage Lending Audits. OFAC Assessments.


CU-ACE Overview 他 Management Consulting z z z

Bond Claims and Special Investigations. Change of Management Audits. Reconciliation Services.


CU-ACE Contact Information 他 Ashley Mobley, Assistant Vice President,

CU-ACE z z

866.231.0545, ext. 2121 ashley.mobley@myleverage.com


Education Highlights


Education Highlights ¾ Conferences & Workshops ¾ Distance Learning ¾ Leadership Councils ¾ Annual Convention & Exposition ¾ Customizable Training


Conferences & Workshops ¾

April 15 z

¾

May 4 z

¾

BSA Essentials & Advanced-Birmingham

July 20 z

¾

Regulatory Compliance-Jacksonville

May 18 z

¾

Regulatory Compliance-Birmingham

BSA Essentials & Advanced-Tuscaloosa

August 1-4 z

Supervisory Committee Conference-Point Clear, AL


Distance Learning 他 April 20 z

Opt-in-Fee-Generating Services

他 April 22 z

Saving Money by Going Green

他 June 8 z

Employee Use of Social Media

他 June 17 z

Retaining & Motivating Staff


ON THE PATH: UNITED. STRONGER. DETERMINED. 2010 LSCU Convention & Exposition


LSCU Convention & Exposition ¾ ¾

June 16-18, 2010 at JW Marriott Orlando Grande Lakes Resort. Highlights: z

z z

z z z

Political Commentators Tucker Carlson & Paul Begala. Dinner, Dance & Silent Auction. Annual Golf Tournament Benefiting Children’s Miracle Network. Two Days of Education Breakout Sessions. Six Hours of Exhibit Hall Time. Exciting Guest Events.


Education Contact Information 他 Joy Breedlove, Vice President of

Education z z

866.231.0545, ext. 2162 joy.breedlove@lscu.coop


Questions?


Small Asset Size Credit Union Forum April 14, 2010


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