JEWELS & JADEITE [Catalogue]

Jewels & Jadeite 珍貴珠寶及翡翠– 香港 Hong Kong / 8 July 2020

614.

631.

An Impressive Fancy Vivid Yellow Diamond and Diamond Ring A Fine and Classic Diamond Ring, Harry Winston, Circa 1953

588.

623.

A Coral and Diamond ‘Flower’ Brooch, Van Cleef & Arpels, Circa 1960 A Whimsical Gem-set ‘Duck’ Brooch, Van Cleef & Arpels

561.

562.

A Fine Ruby and Diamond Ring A Diamond Ring, Boucheron

Auction Schedule 2020 Spring New York 2 July

20th Century & Contemporary Art

13 July

Photographs

23 July

Editions

22–28 July

Jewels Online

29 July

Design

28 Aug–8 Sept

Phillips x Artsy: Summer School

| postponed from 14 & 15 May, New York and 24 June, London

| postponed from 2 April

| postponed from 21 April | postponed from 10 June

| postponed from 2 June | postponed from 25 June–8 July

London 15 July

New Now

15–24 July

Heatwave Online

10 Sept

Editions

25 Sept

Photographs

| postponed from 8 April

| postponed from 10 June | postponed from 15 May

Geneva 27–28 June

The Geneva Watch Auction: ELEVEN

| postponed from 9–10 May

Hong Kong 8 & 9 July

20th Century & Contemporary Art

8 July

Jewels & Jadeite

10 July

The Hong Kong Watch Auction X

For additional information and updates, please visit us at phillips.com.

| postponed from 31 May & 1 June

| postponed from 1 June | postponed from 2 June

526.

An Jadeite Bangle

Jewels & Jadeite 珠寶和翡翠 Hong Kong / 8 July 2020

Auction & Viewing Location JW Marriott Hotel Hong Kong 88 Queensway, Admiralty, Hong Kong Auction 8 July 2020, 1pm (Lots 501 – 631) Viewing 4-7 July 2020 Saturday - Tuesday 10am-7pm Sale Designation

Jewels Department Worldwide Head Graeme Thompson +852 2318 2049 graemethompson@phillips.com Head of Private Sales, Jewellery Paul Redmayne +852 2318 2041 paulredmayne@phillips.com Head of Jewellery, Asia Terry Chu +852 2318 2038 tchu@phillips.com

When sending in written bids or making enquiries please refer to this sale as HK060120 or Jewels and Jadeite.

Head of Sale Charlene Lau +852 2318 2039 clau@phillips.com

Absentee and Telephone Bids

Specialist Louisa Chan +886 2 8758 2310 lchan@phillips.com

tel +852 2318 2029 fax +852 2318 2010 bidshongkong@phillips.com

Junior Specialist Yoki Chan +852 2318 2036 yokichan@phillips.com Senior Administrator Sammie Leung +852 2318 2040 sleung@phillips.com Geneva Co-International Business Director Myriam Christinaƶ +41 22 317 81 84 mchristinaƶ@phillips.com Taiwan Regional Director Cindy Yen +886 2 8758 2310 cyen@phillips.com

Japan Specialist Tomoko Mizutani +81 3 6273 4818 tmizutani@phillips.com Singapore Associate Regional Representative Christine Fernando +65 9128 6277 christinefernando@phillips.com China Regional Director Wenjia Zhang +86 139 116 51725 wenjiazhang@phillips.com Thailand Senior Consultant Rika Dila +66 818 186 878 rikadila@phillips.com Seoul Regional Director Jane Yoon +82 2797 8008 jyyoon@phillips.com New York Head of Americas Susan Abeles +1 212 940 1283 sabeles@phillips.com London Co-International Business Director Bart van Son +44 20 7901 7912 bvanson@phillips.com Specialist, Client Liaison Lane Mclean +44 20 7318 4032 lmclean@phillips.com

591.

592.

A ParaĂ­ba Tourmaline and Diamond Ring, Alexander Laut A Padparadscha Sapphire and Diamond Ring

Our Team Jewels

Worldwide Head

Asia

Graeme Thompson

Paul Redmayne

Terry Chu

Charlene Lau

Worldwide Head of Jewellery

Head of Private Sales, Jewellry

Head of Jewellery, Asia

Senior Specialist, Head of Sale

graemethompson@phillips.com +852 2318 2049

paulredmayne@phillips.com +852 2318 2041

terrychu@phillips.com +852 2318 2038

charlenelau@phillips.com +852 2318 2039

Louisa Chan

Tomoko Mizutani

Yoki Chan

Specialist, Taiwan

Specialist, Japan

Junior Specialist

lchan@phillips.com +886 2 2758 5505

tmizutani@phillips.com +81 80 9284 4386

yokichan@phillips.com +852 2318 2036

Susan Abeles

Eva Violante

Alexis Vourvoulis

Anne Mock

Head of Department, Americas and Senior International Specialist

Senior Specialist

Senior Specialist, Los Angeles

Associate Specialist

eviolante@phillips.com +1 212 940 1316

avourvoulis@phillips.com +1 310 334 9131

amock@phillips.com +1 212 940 1346

Myriam Christinaz

Bart van Son

Sarah O’Brien

Lane Mclean

Co-International Business Director

Co-International Business Director

International Business Development Director

Specialist

mchristinaz@phillips.com +41 22 317 81 84

bvanson@phillips.com +44 20 7901 7912

sobrien@phillips.com +44 20 7901 7942

Americas

sabeles@phillips.com +1 212 940 1383

Europe

lmclean@phillips.com +44 20 7318 4032

Executives Edward Dolman

David Norman

Jamie Niven

Chief Executive Ofcer

Chairman, Americas

Senior Advisor to the CEO

+1 212 940 1241 edolman@phillips.com

+1 212 940 1280 dnorman@phillips.com

+1 917 880 2532 jniven@phillips.com

Cheyenne Westphal

Jonathan Crockett

Hugues Jofre

Global Chairwoman

Chairman, Asia, Head of 20th Century & Contemporary Art, Asia

Senior Advisor to the CEO

Š Brigitte Lacombe

+44 20 7318 4044 cwestphal@phillips.com

+44 207 901 7923 hjofre@phillips.com

+852 2318 2023 jcrockett@phillips.com

Arnold Lehman Senior Advisor to the CEO +1 212 940 1385 alehman@phillips.com

Deputy Chairmen & Chairwomen

Svetlana Marich

Jean-Paul Engelen

Robert Manley

Peter Sumner

Miety Heiden

Worldwide Deputy Chairman

Deputy Chairman, Worldwide Co-Head of 20th Century & Contemporary Art

Deputy Chairman, Worldwide Co-Head of 20th Century & Contemporary Art

Deputy Chairman, Europe, Senior International Specialist, 20th Century & Contemporary Art

Deputy Chairwoman, Head of Private Sales

jpengelen@phillips.com +1 212 940 1390

rmanley@phillips.com +1 212 940 1358

+44 20 7318 4063 psumner@phillips.com

Vanessa Hallett

Vivian Pfeifer

Marianne Hoet

Elizabeth Goldberg

Deputy Chairwoman, Americas, Worldwide Head of Photographs

Deputy Chairman, Americas, Head of Business Development, Americas

Deputy Chairwoman, Europe, Senior Specialist, 20th Century & Contemporary Art

Deputy Chairwoman, Americas, Senior International Specialist, American Art

+32 3257 3026 mhoet@phillips.com

+1 212 940 1239 egoldberg@phillips.com

+44 20 7318 4010 smarich@phillips.com

+1 212 940 1243 vhallett@phillips.com

+1 212 940 1392 vpfeifer@phillips.com

+44 20 7901 7943 mheiden@phillips.com

598.

A Fancy Light Orangy Pink Diamond and Diamond Ring

Business Development

Americas Vivian Pfeifer Deputy Chairman, Americas, Head of Business Development, Americas +1 212 940 1392 vpfeifer@phillips.com

Client Advisory

Americas Philae Knight Client Advisory Director +1 212 940 1313 pknight@phillips.com

Europe Giulia Campaner Mendes

Margherita Solaini

Laurent Taevernier Client Liaison Coordinator

Client Advisor

Business Development Associate

+44 20 7318 4058 gcampaner@phillips.com

+39 02 83642 453 msolaini@phillips.com

Asia

Middle East & South Asia

Iori Endo

Yassaman Ali

Senior Client Advisor

Client Advisory Director

+44 20 7318 4039 iendo@phillips.com

+44 20 7318 4056 yali@phillips.com

Trusts, Estates & Valuations

Americas Jennifer Jones

Laura Wenger

Senior Vice President, Director of Trusts, Estates & Valuations

Associate Vice President Account Manager Trusts, Estates & Valuations

+1 212 940 1272 jjones@phillips.com

+1 212 940 1302 lwenger@phillips.com

+32 32 573026 ltaevernier@phillips.com

International Specialists & Regional Directors

Americas Cândida SodrÊ

Carol Ehlers

Lauren Peterson

Melyora de Koning

Blake Koh

Valentina Garcia

Regional Director, Consultant, Brazil

Regional Director, Specialist, Photographs, Chicago

Regional Representative, Chicago

Senior Specialist, 20th Century & Contemporary Art, Denver

Regional Director, Los Angeles

Specialist, Miami

+55 21 999 817 442 csodre@phillips.com

+1 773 230 9192 cehlers@phillips.com

+1 310 922 2841 lauren.peterson@phillips.com

+1 917 657 7193 mdekoning@phillips.com

+1 323 383 3266 bkoh@phillips.com

+1 917 583 4983 vgarcia@phillips.com

Cecilia Lafan

Maura Smith

Silvia Coxe Waltner

Sophia Kinell

Regional Director, Consultant, Mexico

Regional Director, Palm Beach

Regional Director, Seattle

Regional Representative, San Francisco

+52 1 55 5413 9468 clafan@phillips.com

+1 508 642 2579 maurasmith@phillips.com

+1 206 604 6695 scwaltner@phillips.com

+1 650 799 7931 sophia.kinell@phillips.com

Laurence Calmels

Clara Rivollet

Laurence Barret-Cavy

Elie Massaoutis

International Specialist, 20th Century & Contemporary Art, France

Specialist, 20th Century & Contemporary Art, France

Head of Design, France, Senior International Specialist

Dr. Nathalie Monbaron

Dr. Alice Trier

Regional Director, France

+33 153 71 77 89 lbarret-cavy@phillips.com

Europe

+33 686 408 515 lcalmels@phillips.com

+33 6 42 09 97 39 crivollet@phillips.com

Regional Director, Geneva

Specialist, 20th Century & Contemporary Art, Germany

+33 601 888 749 emassaoutis@phillips.com

+41 22 317 81 83 nmonbaron@phillips.com

+49 173 25 111 69 atrier@phillips.com

Carolina Lanfranchi

Maura Marvao

Kalista Fenina

Kirsten MacDonald

Lori Spector

Thibault Stockmann

Regional Director, Senior International Specialist, 20th Century & Contemporary Art, Italy

International Specialist, Consultant, 20th Century & Contemporary Art, Portugal and Spain

Specialist, 20th Century & Contemporary Art, Moscow

Regional Director, Scandinavia

International Specialist, 20th Century & Contemporary Art, France

+39 338 924 1720 clanfranchi@phillips.com

+351 917 564 427 mmarvao@phillips.com

Regional Director, Senior International Specialist, 20th Century & Contemporary Art, Zurich

+7 905 741 15 15 kfenina@phillips.com

+45 2010 2111 kmacdonald@phillips.com

+41 76 259 30 39 lspector@phillips.com

+33 601 888 749 tstockmann@phillips.com

Asia Kyoko Hattori

Jane Yoon

Sujeong Shin

Wenjia Zhang

Alicia Zhang

Cindy Yen

Regional Director, Japan

International Specialist, 20th Century & Contemporary Art, Regional Director, Korea

Associate Regional Representative, Korea

Regional Director, China

Associate Regional Representative, Shanghai

Senior Specialist, Watches & Jewellery, Taiwan

+81 90 2245 6678 khattori@phillips.com

+82 10 7389 7714 jyy@phillips.com

+82 10 7305 0797 sshin@phillips.com

+86 13911651725 wenjiazhang@phillips.com

+86 139 1828 6589 aliciazhang@phillips.com

Meiling Lee

Christine Fernando

Sandy Ma

Vivi Yip

Rika Dila

International Specialist, Taiwan

Associate Regional Representative, Singapore

International Specialist, South East Asia

Senior Consultant, Indonesia

Senior Consultant, Thailand

+65 9128 6277 christinefernando@phillips.com

+852 2318 2025 sma@phillips.com

+62 8111 220 824 viviyip@phillips.com

+66 81 818 6878 rdila@phillips.com

+886 908 876 669 mlee@phillips.com

Our team is comprised of experts from auction houses, museums, galleries and other leading arts institutions. In addition to auctions in our New York, London, Hong Kong and Geneva salerooms, Phillips holds private sales and curated selling exhibitions across all of our categories around the world. Our range of services includes appraisals for private clients, advisors, attorneys and other key fduciaries, and our dedicated Trusts, Estates & Valuations team provides complimentary reviews of collections.

+886 2 2758 5505 cyen@phillips.com

502

501

¥ 501.

A Multi-coloured Cultured Pearl and Black Diamond Necklace 彩色養殖珍珠 配 黑色鑽石項鏈 • Thirty-one cultured pearls, measuring approximately 15.00 to 13.18mm • Black diamond-set ball clasp • 18 karat blackened gold • Length approximately 450mm Estimate HK$ 30,000-50,000 US$ 3,800-6,500 LOT OFFERED WITH NO RESERVE

¥ 502. A Sapphire and Diamond Ring 16.17克拉藍寶石 配 鑽石戒指 • One oval cabochon sapphire, 16.17 carats • Surrounded by two rows of brilliant-cut diamonds • 18 karat white gold • Size 7½ (16.17-carat Sapphire) Gübelin report, numbered 20031099, dated 24 March 2020, natural, indications of heating.

Gem report, Madagascar, no indications of heating. 附 瑞士Gübelin 及 一張寶石證書 Estimate HK$ 60,000-100,000 US$ 7,500-13,000 LOT OFFERED WITH NO RESERVE

504 503

503. An Emerald and Diamond Ring

• 504. Tifany & Co.

5.34克拉「哥倫比亞」祖母綠 配 鑽石戒指

A Sapphire and Diamond ‘Tistle’ Brooch

• One oval emerald, 5.34 carats • Surrounded by circular and marquise-shaped diamonds • Platinum • Size 6

藍寶石 配 鑽石「薊花」別針，蒂芙尼

(5.34-carat Emerald) SSEF Report, numbered 87636, dated 20 September 2016, Colombia, indications of moderate (artifcial resin) clarity modifcation. GIA Report, numbered 2208979088, dated 22 October 2015, Colombia, indications of moderate clarity enhancement. 附 瑞士SSEF 及 美國GIA證書 Estimate HK$ 170,000-230,000 US$ 22,000-30,000

• Karat gold petals, open to reveal diamond- and sapphire-set stamen • 18 karat yellow gold • Signed ‘Tifany & Co’ Estimate HK$ 40,000-55,000 US$ 5,000-7,000 LOT OFFERED WITH NO RESERVE

505 506

505. A Diamond and Ruby Ring

Δ•

506. Van Cleef & Arpels

5.02克拉 M/VS2 鑽石 配 紅寶石 及 鑽石戒指

A Cultured Pearl Necklace

• A heart-shaped diamond, 5.02 carats • Surrounded by brilliant-cut diamonds • Two heart-shaped rubies on shoulders • Platinum and 18 karat yellow gold • Size 7¼

養殖珍珠項鏈，梵克雅寶

(5.02-carat Diamond) GIA Report, numbered 6345257412, dated 17 December 2019, M colour, VS2 clarity. 附 美國GIA證書 Estimate HK$ 160,000-220,000 US$ 20,000-28,000

• One hundred and forty-one cultured pearls, measuring approximately 2.75 to 4.52mm • 18 karat yellow gold • French assay and maker’s mark • Length approximately 375mm • Signed VCA, numbered C96 B4640 P4 Estimate HK$ 30,000-40,000 US$ 3,800-5,000 LOT OFFERED WITH NO RESERVE

507

508

• 507.

Van Cleef & Arpels

508. An Exquisite Coloured Diamond ring

A Gem-set and Diamond Ring

1.03克拉濃彩橙黃色鑽石 配 彩色鑽石戒指

寶石 配 鑽石戒指，梵克雅寶

• One oval Fancy Intense Orange-Yellow diamond, 1.03 carats • Surrounded by ten brilliant-cut pink diamonds, with smaller pink and yellow diamonds on shank • 18 karat pink and yellow gold • Size 6

• Centring on fower motifs set with pink sapphire petals and emerald leaves • Decorated with brilliant-cut diamonds • 18 karat yellow gold • French assay and maker’s marks • Size 7¼ • Signed VCA and numbered B5818 Estimate HK$ 40,000-60,000 US$ 5,000-7,500 LOT OFFERED WITH NO RESERVE

(1.03-carat Diamond) GIA Report, numbered 1182951006, dated 26 December 2017, Fancy Intense Orange-Yellow colour, I1 clarity. 附 美國GIA證書 Estimate HK$ 110,000-130,000 US$ 14,000-16,500

509 510

509. A Coloured Diamond Ring

510.

Mario Buccellati

5.94克拉彩色鑽石戒指

A 18 Karat Gold ‘Tistle’ Brooch

• One step-cut coloured diamond, 5.94 carats • 18 karat yellow gold • Size 7½

K黃金「薊花」別針，Mario Buccellati

Estimate HK$ 78,000-180,000 US$ 10,000-23,000

• 18 karat yellow and pink gold • Italian maker’s mark • Signed M. Buccellati Italy With signed box Estimate HK$ 30,000-50,000 US$ 3,800-6,500

511

511.

Alexander Laut

512

512.

A Coloured Diamond Jabot Pin

A Ruby and Tsavorite Garnet Ring

彩色鑽石別針，主鑽石約重2.31克拉

2.02克拉天然紅寶石 配 沙弗萊石戒指， Alexander Laut，紅寶石未經加熱處理

• Centring on a novelty tree-cut diamond of orange-yellow colour, approximately 2.31 carats • Surrounded by tiny yellow diamonds, extending to a link-chain • 18 karat yellow and white gold

• One oval ruby, 2.02 carats • Surrounded by eight oval tsavorite garnets • 18 karat yellow gold • Size 7¼ • Signed LAUT for Alexander Laut, numbered 7147 (2.02-carat Ruby) GRS report, natural, no indications of thermal treatment.

With an illustration book by Anna Minakova 附 寶石證書 及 Anna Minakova繪本 Estimate HK$ 60,000-80,000 US$ 7,500-10,000

(2.31-carat Diamond) GIA Report, numbered 14363784, dated 4 April 2019, natural colour. 附 美國GIA證書 Estimate HK$ 70,000-90,000 US$ 9,000-11,500

513

513.

A Sapphire and Diamond Necklace; and A Sapphire and Diamond Brooch 藍寶石 配 鑽石項鏈；及 藍寶石 配 鑽石別針 (2) NECKLACE • Sapphires and brilliant-cut diamonds, together weighing approximately 38.00 and 2.00 carats respectively • Length approximately 400mm • 18 karat white gold

BROOCH • One oval sapphire, approximately 2.50 carats • Brilliant-cut diamonds totalling approximately 7.50 carats • Circa 1930 • Platinum Estimate HK$ 60,000-80,000 US$ 7,500-10,000

514

515

514.

A Ruby and Diamond Ring 5.02克拉「緬甸」紅寶石 配 鑽石戒指， 紅寶石未經加熱處理 • An oval cabochon ruby, 5.02 carats • Flanked by two half-moon diamonds • Platinum and 18 karat yellow gold • Size 6 (5.02-carat Ruby) Gübelin Report, numbered 17102110, dated 7 November 2017, Burma, no indications of heating, with indications of minor clarity enhancement. 附 瑞士Gübelin證書 Estimate HK$ 160,000-240,000 US$ 20,000-30,000

• 515.

A Pair of Sapphire, Red Spinel and Diamond Pendent Earrings 藍寶石 配 紅色尖晶石 及 鑽石吊耳環一對， 四顆藍寶石共重約25.60克拉 • Each set with two cabochon sapphires, totalling approximately 25.60 carats, with diamond-set frame • Linked by six red spinels, totalling approximately 14.10 carats • 18 karat white and yellow gold Estimate HK$ 50,000-80,000 US$ 6,500-10,000 LOT OFFERED WITH NO RESERVE

516

• 516.

A Group of Jadeite, Gem-set and Diamond Jewellery 天然翡翠 配 寶石 及 鑽石首飾(3) BRACELET • A rectangular jadeite plaque, measuring approximately 37.93 x 12.89 x 2.18mm • Step-cut sapphires and brilliant-cut diamonds • 18 karat white gold, length approximately 155mm

(Three Jadeites) Three Hong Kong Jade & Stone Laboratory reports, numbered SJ193565, SJ193562 and SJ193563 respectively, all dated 7 May 2020, Type A Jadeite, natural colour without any resin.

TWO BROOCHES • A jadeite carved as bird, measuring approximately 34.87 x 13.85 x 3.92mm, 14 karat white gold, with marquise-shaped diamond accents • A jadeite ‘Buddha’s-hand’ measuring approximately 27.56 x 11.62 x 5.06mm, decorated by pink tourmaline fowers, 14 karat white gold

Estimate HK$ 60,000-100,000 US$ 7,500-13,000

附 三張香港玉石鑑定中心證書

LOT OFFERED WITH NO RESERVE

518

517

517.

A Jadeite Cabochon Pendant

518.

A Pair of Jadeite and Diamond Ear Clips

天然翡翠吊墜

天然翡翠 配 鑽石耳環一對

• One oval jadeite cabochon, measuring approximately 15.60 x 12.60 x 8.25mm • With an adjustable platinum link-chain, maximum length approximately 450mm • Platinum

• Each set with a jadeite ‘huaigu’ and seven jadeite cabochons • Decorated with brilliant-cut diamonds throughout the loop • 18 karat white gold

(Jadeite Cabochon) Hong Kong Jade & Stone Laboratory Report, numbered KJ101665, dated 17 March 2020, Type A Jadeite, natural colour without any resin. 附 香港玉石鑑定中心 證書 Estimate HK$ 40,000-60,000 US$ 5,000-7,500

(Jadeite ‘Huaigus’) Hong Kong Jade & Stone Laboratory Report, numbered KJ101729, dated 16 April 2020, Type A Jadeite, natural colour without any resin. 附 香港玉石鑑定中心證書 Estimate HK$ 95,000-110,000 US$ 12,000-14,000

520

519

519.

A Jadeite and Diamond ‘Butterfy’ Brooch

520. A Jadeite Cabochon and Diamond Demi-parure

天然翡翠 配 鑽石「蝴蝶」別針

天然翡翠 配 鑽石戒指 及 耳環套裝 (2)

• Butterfy wings set with four jadeite plaques, measuring approximately 35.51 x 20.11 x 1.49mm to 19.35 x 15.43 x 1.53mm • Body set with rose- and brilliant-cut diamonds • En-tremblant antennae • 18 karat white gold

• RING - An oval jadeite cabochon, measuring approximately 8.51 x 6.45 x 4.05mm • EARRINGS - Two oval jadeite cabochons, measuring approximately 7.85 x 6.50 x 3.03mm and 7.73 x 6.47 x 3.20mm respectively • Surrounded by rose- and brilliant-cut diamonds • Both in 18 karat white gold • Size 6

(Jadeite Plaques) Hong Kong Jade & Stone Laboratory Report, numbered KJ101646, dated 13 March 2020, Type A Jadeite, natural colour without any resin. 附 香港玉石鑑定中心證書 Estimate HK$ 130,000-160,000 US$ 16,500-20,000

(Jadeite Cabochons) Hong Kong Jade & Stone Laboratory Reports, numbered KJ101667 and KJ101668, dated 17 March 2020, Type A Jadeite, natural colour without any resin. 附 香港玉石鑑定中心證書 Estimate HK$ 70,000-85,000 US$ 9,000-11,000

521 (Alternate View)

521.

A Jadeite and Diamond Ring 天然翡翠 配 鑽石戒指 • A long almond-shaped jadeite, measuring approximately 10.76-11.02 x 37.86mm • Embellished by brilliant-cut diamonds • 18 karat blackened gold • Size 5¾ (Jadeite) Hong Kong Jade & Stone Laboratory Report, numbered KJ101789, dated 7 May 2020, Type A Jadeite, natural colour without any resin. 附 香港玉石鑑定中心證書 Estimate HK$ 380,000-450,000 US$ 48,000-58,000

522

523

522.

A Jadeite Cabochon and Diamond Ring

523. A Pair of Jadeite, Onyx and Diamond Cufinks

天然翡翠 配 鑽石戒指

天然翡翠 配 縞瑪瑙 及 鑽石袖扣一對

• One oval jadeite cabochon, measuring approximately 17.86 x 12.30 x 5.60mm • Prongs and gallery pavé-set with brilliant-cut diamonds • Platinum • Size 6½

• Two round-cornered rectangular jadeite plaques, measuring approximately 13.84 x 9.56 x 3.35mm and 13.62 x 9.65 x 3.61mm respectively • Supported by onyx plaques, and further highlighted by pavé-set diamonds and sapphires • 18 karat white gold

(Jadeite Cabochon) Hong Kong Jade & Stone Laboratory Report, numbered KJ99902, dated 14 March 2019, Type A Jadeite, natural colour without any resin. 附 香港玉石鑑定中心 證書

(Jadeite Plaques) Hong Kong Jade & Stone Laboratory Report, numbered KJ101670, dated 18 March 2020, Type A Jadeite, natural colour without any resin. 附 香港玉石鑑定中心證書

Estimate HK$ 160,000-250,000 US$ 20,000-32,000

Estimate HK$ 63,000-80,000 US$ 8,000-10,000

524

524.

A Jadeite ‘Peapod’ and Diamond Pendant 天然翡翠「豌豆」配 鑽石吊墜 • One carved jadeite ‘peapod’, measuring approximately 49.28 x 16.62 x 7.51mm • Surrounded by brilliant-cut diamonds, with diamond-set surmount • 18 karat white gold (Jadeite ‘Peapod’) Hong Kong Jade & Stone Laboratory Report, numbered KJ101661, dated 17 March 2020, Type A Jadeite, natural colour without any resin. 附 香港玉石鑑定中心證書 Estimate HK$ 350,000-500,000 US$ 45,000-65,000

‘Peapod’ is one of the most classic themes and a popular motif which always appears in jadeite carvings for its dual reference to wealth and posterity. The well-stacked outline of peapod gives a visual symbolism of a purse bursting with wealth, or the blessing of numerous ofsprings. 「豌豆」在翡翠雕刻中是最常見和最受歡迎的題材之一，豆莢裡面 藏著顆顆飽滿的豆子，就像一個滿載金幣的錢包，也有多子多孫的 引申寓意。

525

525. A Jadeite Cabochon and

Diamond Demi-Parure 天然翡翠 配 鑽石戒指 及 耳環套裝 (2) • RING - One oval jadeite cabochon, measuring approximately 12.40 x 9.98 x 4.84mm • EARRINGS - Two oval jadeite cabochons, measuring approximately 12.31 x 9.63 x 5.30mm and 12.12 x 9.97 x 5.49mm respectively • All decorated by baguette and brilliant-cut diamonds • 18 karat white gold • Size 6¾ (Jadeite Cabochons) Hong Kong Jade & Stone Laboratory Report, numbered KJ101642 and KJ101640, dated 13 March 2020, Type A Jadeite, natural colour without any resin. 附 兩張香港玉石鑑定中心證書 Estimate HK$ 700,000-850,000 US$ 90,000-110,000

526

526. A Jadeite Bangle 天然翡翠手鐲 • A circular bangle, rounded to the outside, fattened to the inside, inner diameter and thickness approximately 52.56 x 15.79mm • 內直徑及厚度約 52.56 及 15.79毫米 ; 香港尺寸1.4 ; 台灣尺寸16.5 (Jadeite Bangle) Hong Kong Jade & Stone Laboratory report, numbered KJ101788, dated 7 May 2020, Type A Jadeite, natural colour without any resin. 附 香港玉石鑑定中心證書 Estimate HK$ 700,000-850,000 US$ 90,000-110,000

528 (Colour-change) 527

527.

Corum A Limited Edition Diamond Wristwatch, Golden Bridge, Circa 2005 限量版鑽石腕錶，「金橋」，崑崙， 編號015/100，約2005年 • Brilliant-cut diamonds on case • Skeleton dial • Manual winding • 18 karat white gold • Dial, caseback, buckle and strap signed Corum; caseback numbered 05.0043 2273951 • Strap length approximately 145 to 180mm • Limited edition, caseback numbered D 015 /100 Estimate HK$ 50,000-90,000 US$ 6,500-11,500

528. A Colour-changing Star Sapphire

and Diamond Ring 23.16克拉「斯里蘭卡」天然變色星光藍寶石 配 鑽石戒指，星光藍寶石未經加熱處理 • One oval cabochon colour-changing star sapphire, 23.16 carats • Surrounded by briolette diamonds, with brilliant-cut diamonds in the gallery and baguette diamonds on shank • 18 karat white gold • Size 6 (23.16-carat Star Sapphire) GIA Report, numbered 2356312800, Sri Lanka, no indications of heating. 附 美國GIA證書 Estimate HK$ 150,000-250,000 US$ 19,000-32,000

529

(Alternate View)

529. Cartier

A Rare Diamond, Emerald and Onyx ‘Double Panthère’ Ring 鑽石 配 祖母綠 及 縞瑪瑙「雙豹」戒指，卡地亞 • Pavé-set with brilliant-cut diamonds • Emerald-set eyes and onyx nose • 18 karat white gold • French assay and maker’s marks • Size 6 - 6¼ • Semi-fexible coiled band • Signed Cartier and numbered RK5321 With signed box and a Cartier certifcate Estimate HK$ 280,000-380,000 US$ 35,000-48,000

530

531

530. A Padparadscha Sapphire & Diamond Ring;

and A Tanzanite and Diamond Ring 2.97克拉天然蓮花剛玉 配 鑽石戒指，蓮花剛玉 未經加熱處理 ; 及 10.15克拉坦桑石配鑽石戒指 (2) • RING ONE - One brilliant-cut padparadscha sapphire, 2.97 carats, with brilliant-cut diamonds on the surround and shank, mounted in 18 karat white and pink gold • RING TWO - One oval tanzanite, 10.15 carats, with brilliant-cut diamonds on the surround, mounted in platinum • Size 6¼ and 5 respectively (2.97-carat Padparadscha Sapphire) GIA Report, numbered 2201900553, dated 6 February 2020, natural, no indications of heating. 附 美國GIA證書 Estimate HK$ 60,000-80,000 US$ 7,500-10,000

531.

A Gem-set and Diamond ‘Bird’ Brooch 寶石 配 鑽石「小鳥」別針 • Body set with an oval cabochon turquoise, measuring approximately 21.40 x 18.85 x 8.50mm • Brilliant-cut diamonds on head, wings and tails, decorated with rubies, cabochon emerald and a carved sapphire • Platinum and 18 karat yellow gold Estimate HK$ 38,000-58,000 US$ 4,800-7,500

532 533

• 532.

An Emerald and Diamond Ring 3.60克拉「哥倫比亞」祖母綠 配 鑽石戒指 • One step-cut emerald, 3.60 carats • Surrounded by tapered baguette diamonds • Platinum • Size 7½ (3.60-carat Emerald) SSEF Report, numbered 102402, dated 20 September 2018, Colombia, indications of minor (oil-type) clarity modifcation. 附 瑞士SSEF證書 Estimate HK$ 160,000-220,000 US$ 20,000-28,000 LOT OFFERED WITH NO RESERVE

533. A Gem-set and Diamond Bracelet 寶石 配 鑽石手鏈，藍寶石 及 紅寶石 各重約68.50及28.50克拉， 藍寶石未經加熱處理 • Set with twenty-one carved cabochon sapphires and nineteen ruby beads, totalling approximately 68.50 and 28.50 carats respectively • Highlighted by twenty-six carved emerald leaves and numerous brilliant-cut diamonds • 18 karat white gold • Length approximately 175mm (Carved Sapphires, based on random testing) GIA report, numbered 6352313009, dated 15 May 2020, Sri Lanka, no indications of heating. 附 美國GIA證書 Estimate HK$ 260,000-330,000 US$ 33,000-42,000

534

(Shown as Bracelet)

534. A Diamond Tiara/Bracelet 鑽石皇冠/手鏈（鑽石共重約 9.75克拉） • Set with variously-cut diamonds throughout, totalling approximately 9.75 carats • 18 karat white gold • Bracelet length approximately 180mm • Convertible to bracelet Estimate HK$ 90,000-110,000 US$ 11,500-14,000

536

535

535. A Diamond Ring

536. A Pair of Diamond Earrings

3.08克拉 D/IF 鑽石戒指

3.01及3.01克拉 D/VVS1及VS2 鑽石耳環一對

• Centring on an oval diamond, 3.08 carats • 18 karat white gold • Size 5½

• Each set with a brilliant-cut diamond, 3.01 and 3.01 carats • 18 karat white gold

(3.08-carat Diamond) GIA report, numbered 7351069660, dated 28 February 2020, D colour, Internally Flawless clarity, Excellent Polish.

(3.01- and 3.01-carat Diamonds) Two GIA reports, numbered 6335752817 and 7338752630, both dated 24 September 2019, D colour, VVS1 and VS2 clarity respectively.

附 美國GIA證書

附 兩張美國GIA證書

Estimate HK$ 380,000-550,000 US$ 48,000-70,000

Estimate HK$ 730,000-1,000,000 US$ 93,000-130,000

538

537

537. Spaulding & Co.

An Antique Emerald and Diamond Ring, Circa 1905 3.75克拉「哥倫比亞」天然祖母綠 配 鑽石戒指， 約1905年，祖母綠未經淨度處理 • One step-cut emerald, 3.75 carats • Surrounded by two rows of brilliant-cut diamonds • Platinum • Size 4¾ (3.75-carat Emerald) AGL Report, numbered CS1073940, dated 23 May 2016, Colombia, no indications of clarity enhancement.

SSEF Report, numbered 871022, dated 2 August 2016, Colombia, no indications of clarity modifcation. 附 美國AGL 及 瑞士SSEF 證書 Estimate HK$ 500,000-600,000 US$ 64,000-77,000

The House of Spaulding & Co. was established and incorporated in 1888 by Mr. Henry A. Spaulding, one of the founders and the frst president of the company. The name Spaulding & Co. became recognized and had for years been prominently identifed with the jewelry house of Tifany & Co. Spaulding＆Co.於1888年在美國成立並註冊，並由其中一位始創人 Henry A. Spaulding先生擔任公司的第一任總裁。 Spaulding＆Co. 自此開始建立起品牌的名聲，多年來在美國珠寶界與蒂芙尼 (Tiffany & Co.)分庭抗禮。

538. Bulgari

A Sapphire and Diamond Ring 4.78克拉「喀什米爾」天然藍寶石 配 鑽石戒指， 寶格麗，藍寶石未經加熱處理 • One cushion-shaped cabochon sapphire, 4.78 carats • Of bombé design, set with baguette and brilliant-cut diamonds • Platinum • Size 5½ • Signed BVLGARI (4.78-carat Sapphire) AGL Report, numbered 1107835, dated 20 March 2020, Kashmir, no indications of heat enhancement.

SSEF Report, numbered 105994, dated 21 March 2019, Kashmir, no indications of heating. 附 美國AGL 及 瑞士SSEF證書 Estimate HK$ 780,000-1,200,000 US$ 100,000-150,000

The Feminine Allure of Conch Pearls

嬌媚的粉紅海螺珠

Conch pearls do not possess the iridescence found in nacreous pearls, instead, they display a unique chatoyancy that resembles a fame – a sort of delicate wave-like pattern on their surface. This silk-like efect is one of the characteristics that establishes the value of conch pearls. Those with a visible fame pattern are highly sought-afer.

海螺珠雖然被視為天然珍珠的一種，但卻擁有非同一般的陶瓷光澤，表面還有

Nowadays, conch pearls have become a true rarity due to environmental factors which causes the loss of habitat for Queen Conch, the sea animal from which conch pearls are retrieved. The chance of fnding a gem-quality conch pearl is extremely slim to start with: approximately one in every ten thousand. For most parts, they tend to be misshaped, pale-coloured, or without the prestigious fame pattern.

海螺珠產自一種名叫大鳳螺的海蝸牛體內，但因為海洋最近幾十年來受到嚴重

絲絲綿密的光條，像一層又一層精緻的海浪，隨著光線移動，被稱作 「火焰紋」 。 這種獨特的紋路對海螺珠的價值起了至關重要的作用 --- 火焰紋越明顯，所佔的 面積越多，藏家對海螺珠品質的評價就越高。

污染，直接影響到大鳳螺的生存空間，海螺珠越見稀少。而採穫海螺珠的機會 本身就已經十分渺茫，大概從一萬隻大鳳螺才能採到一顆，而且大部分的形狀 都不工整、顏色太淡，或是缺乏火焰紋。 世上天然的寶石中，很少會有像海螺珠嬌媚的粉紅色寶石。這也是為什麼香港

Few pink gemstones ofer the feminine allure of conch pearls. This is also the reason why Hong Kong-based jewellery designer, Karen Suen, favours them above all gems. She is particularly fond of the ocean and natural pearls for their purity. The challenge to create a design that complements the unique charm of conch pearls is something she especially enjoys. The following lots are a declaration of her love for these exceptional pink gems, boasting delicacy and extravagance in perfect harmony.

珠寶設計師Karen Suen會把海螺珠選為她最鍾愛的寶石。她喜歡海洋， 也酷愛海洋所孕育的天然珍珠，視其為純潔的象徵。正因為每顆海螺珠都是 獨一無二的，要找到突顯它們美態的設計極具挑戰性，Karen又特別喜歡接受 這種挑戰，探索創作的無限空間。以下幾件拍品不僅見證了Karen對天然珍珠 的愛，也展示出設計師運用輕盈精緻之鑲嵌打造華麗氣派的非凡功力。

540

539

∑

539. Karen Suen

∑

540. Karen Suen

A Conch Pearl, Pink Diamond and Diamond Ring

A Pair of Conch Pearl, Pink Diamond and Diamond Pendent Earrings

天然粉紅色海螺珠 配 粉紅色鑽石 及 鑽石戒指， Karen Suen

天然粉紅色海螺珠 配 粉紅色鑽石 及 鑽石吊耳環一對，Karen Suen

• Centring on an ovoid-shaped conch pearl, 7.89 carats • Decorated by rose-cut diamonds and brilliant-cut pink diamonds in the surround, with diamond-set shank • 18 karat white and pink gold • Size 5½ • Stamped for Karen Suen

• Each suspending two ovoid-shaped conch pearls, totalling approximately 10.05 carats; decorated with rose-cut diamonds • Surmount set with rose- and brilliant-cut diamonds, highlighted with pink diamonds • 18 karat white and pink gold • Stamped for Karen Suen • Ear-pendants detachable

(Conch Pearl) GIA report, numbered 7356312794, dated 5 May 2020, natural saltwater pearl, no indications of treatment. 附 美國GIA證書

(Two Larger Conch Pearls) GIA report, numbered 2354312852, dated 5 May 2020, natural saltwater pearls, no indications of treatment. 附 美國GIA證書

Estimate HK$ 350,000-450,000 US$ 45,000-58,000 Potential bidders who intend to export this lot are advised that certain permits may be required. Please contact the Jewels Department prior to bidding on this lot.

出口此拍品可能需要相關許可證明文件。如有意競投此拍品， 請在拍賣會舉行前與珠寶部聯絡。

Estimate HK$ 500,000-600,000 US$ 65,000-75,000 Potential bidders who intend to export this lot are advised that certain permits may be required. Please contact the Jewels Department prior to bidding on this lot.

出口此拍品可能需要相關許可證明文件。如有意競投此拍品， 請在拍賣會舉行前與珠寶部聯絡。

Contemporary jewellery designer Karen Suen has a special afnity with conch pearls.

She particularly enjoys the challenge to create designs that complement the unique charm of these natural pink gemstones. 當代珠寶設計師Karen Suen特別鍾愛天然 粉紅色海螺珠。要設計出突顯天然珍珠優雅 美態的珠寶極具挑戰性，讓她能盡情探索創作 的無限空間。 ∑

541.

Karen Suen An Elegant Conch Pearl, Pink Diamond and Diamond Necklace 天然粉紅色海螺珠 配 粉紅色鑽石 及 鑽石項鏈， Karen Suen • Pendant suspending a drop-shaped conch pearl, approximately 18.40 carats; surmount set with a shield-shaped diamond and baguette pink diamonds • Necklace comprising thirty-one ovoid-shaped conch pearls, together approximately 67.35 carats; spaced by diamond beads and completed by diamond-set clasp • 18 karat white and pink gold • Length approximately 455mm • Pendant detachable • Pendant stamped for Karen Suen (Conch Pearls, based on random testing) GIA report, numbered 2354313032, dated 5 May 2020, natural saltwater pearl, no indications of treatment. 附 美國GIA證書 Estimate HK$ 1,400,000-1,800,000 US$ 180,000-230,000 Potential bidders who intend to export this lot are advised that certain permits may be required. Please contact the Jewels Department prior to bidding on this lot.

出口此拍品可能需要相關許可證明文件。如有意競投此拍品， 請在拍賣會舉行前與珠寶部聯絡。

541

542

543

542. A Pair of Jadeite, Pink Diamond and

543. A Whimsical Jadeite, Opal and

Diamond Pendent Earrings

Diamond ‘Fish’ Ring/ Pendant

天然翡翠 配 粉紅色鑽石 及 鑽石吊耳環一對

天然翡翠 配 蛋白石 及 鑽石「金魚」戒指/ 吊墜

• Each suspending a fancy-shaped jadeite, measuring approximately 13.06 x 10.70 x 4.51mm and 13.30 x 9.30 x 4.10mm respectively • Articulated links set with pear- and marquise-shaped diamonds and brilliant-cut pink diamonds • 18 karat white and pink gold

• Five fancy-shaped jadeite cabochons, measuring approximately 11.75 x 5.87 x 2.85mm to 7.95 x 4.14 x 1.78mm • Fins and tail set with eight free-form jelly opals • Embellished with brilliant-cut diamonds • 18 karat white gold • Size 5½ • Ring-ftting detachable, with retractable pendant loop

(Two Jadeites) Hong Kong Jade & Stone Laboratory Report, numbered KJ101791, dated 7 May 2020, Type A Jadeite, natural colour without any resin. 附 香港玉石鑑定中心證書 Estimate HK$ 50,000-80,000 US$ 6,400-10,000

(Five Jadeites) Hong Kong Jade & Stone Laboratory Report, numbered KJ101666, dated 17 March 2020, Type A Jadeite, natural colour without any resin. 附 香港玉石鑑定中心證書 Estimate HK$ 58,000-75,000 US$ 7,500-9,500

545

(Side View) 544

544. A Jadeite Cabochon and Diamond Ring

• 545

A Jadeite and Diamond Ring

天然翡翠 配 鑽石戒指

天然翡翠 配 鑽石戒指

• One oval jadeite cabochon, measuring approximately 13.32 x 10.57 x 3.86mm • Marquise-shaped and brilliant-cut diamonds on gallery and shank • 18 karat white gold • Size 6

• Nine jadeite cabochons, measuring approximately 6.71 x 5.06 x 2.85mm to 5.25 x 4.20 x 2.20mm • Tiny brilliant-cut diamonds in the surround and split shank • 18 karat white gold • Size 6¾

(Jadeite Cabochon) Hong Kong Jade & Stone Laboratory Report, numbered KJ101675, dated 18 March 2020, Type A Jadeite, natural colour without any resin.

(Nine Jadeite Cabochons) Hong Kong Jade & Stone Laboratory Report, numbered KJ101672, dated 18 March 2020, Type A Jadeite, natural colour without any resin.

附 香港玉石鑑定中心證書

附 香港玉石鑑定中心證書

Estimate HK$ 88,000-110,000 US$ 11,000-14,000

Estimate HK$ 30,000-45,000 US$ 3,800-5,800 LOT OFFERED WITH NO RESERVE

546

546. Mason Tsai

A Jadeite, Icy Jadeite and Diamond ‘Dragonfy’ Brooch 天然翡翠 配 冰種翡翠 及 鑽石「蜻蜓」別針， Mason Tsai • A jadeite saddle-top, measuring approximately 23.35 x 7.22 x 2.55mm • Wings and body set with brilliant-cut diamonds and coloured diamonds • Wings further highlighted with several tiny jadeite and icy jadeite cabochons; and blue chalcedony-set eyes • 18 karat yellow and blackened gold • Signed MT for Mason Tsai

(Jadeite Saddle-top) Hong Kong Jade & Stone Laboratory Report, numbered KJ101673, dated 18 March 2020, Type A Jadeite, natural colour without any resin. 附 香港玉石鑑定中心證 Estimate HK$ 230,000-280,000 US$ 30,000-36,000

548

(Side View)

547

547. A Pair of Jadeite Cabochon

548. A Jadeite Cabochon and

and Diamond Earrings

Diamond ‘Flower’ Ring

天然翡翠 配 鑽石耳環一對

天然翡翠 配 鑽石「花」戒指

• Two oval jadeite cabochons, measuring approximately 10.62 x 9.02 x 4.75mm and 10.50 x 9.06 x 4.45mm respectively • Surrounded by oval and heart-shaped diamonds • 18 karat white gold

• Centring on an oval jadeite cabochon, measuring approximately 16.76 x 12.33 x 7.68mm • Petals and shank set with brilliant-cut pink diamonds and diamonds, highlighted with rose-cut diamonds and a pear-shaped coloured diamond • 18 karat blackened gold • Size 5½

(Jadeite Cabochons) Hong Kong Jade & Stone Laboratory Report, numbered KJ101671, dated 18 March 2020, Type A Jadeite, natural colour without any resin. 附 香港玉石鑑定中心證書 Estimate HK$ 250,000-320,000 US$ 32,000-40,000

(Jadeite Cabochon) Hong Kong Jade & Stone Laboratory Report, numbered KJ101792, dated 7 May 2020, Type A Jadeite, natural colour without any resin. 附 香港玉石鑑定中心證書 Estimate HK$ 200,000-280,000 US$ 25,000-35,000

Priceless Simplicity Composed of numerous interlocking tiny crystals that absorb light, jadeite’s beauty is intrinsically linked to its unique optical quality. The fnest specimens from Burma have very fne crystals that are uniformly packed, allowing light to penetrate more efectively. As a result, the jadeite displays a vivid and even green colour, an attractive translucency, and a lively glow that illuminates the gemstone from within. It is believed that the best jadeite boulders would not need to be heavily worked and should not be selected for complicated carvings. This is regarded as a wastage of superb materials. Instead, they are transformed into sleek and pure domed shapes and rounded forms to fully realize their potential.

The toughness of the jadeite allows it to be cut into a range of shapes which are almost impossible in most other precious stones. Indeed, some of the most classic and collectible jadeite jewels are carved entirely out of a single piece of jadeite. Examples in this sale include a hololith bangle (Lot 526), and a disc-like pendant (Lot 549), both of them boast a highly desirable translucent green colour. What appears to be efortless and minimal is the epitome of sophistication. To realize these heirloom jewels of lasting value, the quality of jadeite boulders cannot be overemphasized.

In the past two decades, roughs from Burma has become extremely limited.

Even if available, they are ofen hardly translucent, full of fssures and inclusions. This explains why traditional jadeite jewellery of fne quality, such as the impressive pair of jadeite cabochon earrings (Lot 550) ofered in this sale, is always on the top of a collector’s list.

The two jadeite cabochons with pleasing outlines and well-proportioned cutting radiate a remarkable depth of colour. They also show a high degree of translucency while retaining a thickness of approximately 10mm. This requires a near perfect texture, as well as a very fne crystal structure. To fnd two exceptional jadeite cabochons of matching proportions, translucency and colour is increasingly difcult, while a pair of such impressive size is very rare.

Equally covetable is a magnifcent necklace (Lot 583) set with eleven jadeite cabochons ofered in this sale.

以素為貴 天然翡翠由許多互相連結的細小晶體所組成，翡翠溫醇的美與這些小晶體有著 密不可分的關係。來自緬甸的上乘翡翠因為晶體十分細密，排列整齊，有效 讓光線通過，讓翡翠能展現艷麗平均的綠彩，而且十分透亮(一般被稱為 「水頭好」)，頂級的翡翠甚至會泛起陽綠色的光暈，晶瑩如露。翡翠原石如果 達到一定的品質水準，一般不建議用來打造複雜的雕件，浪費珍稀石材。 相反，為了要突現完美的品質，此得上乘之材會被切割成線條簡潔、圓拱形 或帶有弧度的形狀，發揮出寶石最大的內在潛能。 翡翠擁有極佳的韌性，因此可以被切割成許多不同的形態，比許多寶石的 可塑性更高一些。事實上不少傳統及值得收藏的翡翠珠寶都是由一整塊原石 切割出來的作品，是次春拍中的翡翠手鐲(拍品526)和翡翠「璧」吊墜(拍品549) 就是很好的例子，兩者均展現非常吸引的祖母綠色。翡翠切割向來崇尚「以素 為貴」的精神，看似簡單的切割造型，才是最巧奪天工之作，見證翡翠非同一般 的超凡品質。要成就這些難得的傳家寶，翡翠原石的品質可謂至關重要。

549

549. A Fine Jadeite ‘Bi’ Pendant 天然翡翠「平安扣」吊墜 • Diameter approximately 34.51mm to 34.55mm • Thickness approximately 8.93mm • Completed on a rope necklace, length approximately 525 to 605mm (Jadeite ‘Bi’) Hong Kong Jade & Stone Laboratory Report, numbered KJ101660, dated 17 March 2020, Type A Jadeite, natural colour without any resin. 附 香港玉石鑑定中心證書 Estimate HK$ 1,500,000-1,800,000 US$ 190,000-230,000

550

550. A Very Fine Pair of Jadeite Cabochon Earrings 天然翡翠耳環一對 • Two oval jadeite cabochons, measuring approximately 18.89 x 15.33 x 10.20mm and 18.80 x 15.30 x 9.68mm respectively • 18 karat white gold

在過去二十多年來，緬甸開採出來的原石產越發稀少，即使達到一定的量，

(Two Jadeite Cabochons) Hong Kong Jade & Stone Laboratory Report, numbered KJ101656 and KJ101657, dated 17 March 2020, Type A Jadeite, natural colour without any resin.

一物難求，難怪會成為許多人重點收藏的珠寶項目。

附 香港玉石鑑定中心 證書 Estimate HK$ 5,800,000-8,800,000 US$ 750,000-1,100,000

質素並不理想。翡翠本身的透亮度偏低，而且裡面充斥裂縫及內含物， 很難切割出上乘的珠寶。傳統造型的翡翠臻品，如這對翡翠耳環，可謂

此對耳環上的翡翠蛋面線條優美，外型輪廓細膩，比例均勻，透現明艷的 正綠色；擁有約一公分的完美厚度，但水分依然出眾，更是難得。這證明 它本身的原石無論是在種，還是質地兩方面都十分優勝，才可以成就這對 珍藏級的蛋面。現今要找到兩顆無論在比例、水分及顏色都如此匹配的頂級 翡翠蛋面實在困難，這對份量如此可觀的珍品更是罕有。是次拍賣中同時 呈獻一條集合十一顆頂級翡翠蛋面的項鏈(拍品583)，亦是藏家不容錯過的 重點拍品。

552

551

(Side View)

• 551.

Franck Muller A Lady’s Diamond Wristwatch, ‘Cintrée Curvex’ 鑽石女士腕錶， ‘Cintrée Curvex’ ，Franck Muller • Barrel-shaped bezel and buckle set with brilliant-cut diamonds • Guilloché enamel dial; quartz movement • 18 karat white gold case and buckle • Dial, case back, strap signed Franck Muller, caseback numbered 7502 QZ HJ • Length approximately 150 to 180mm Estimate HK$ 40,000-60,000 US$ 5,000-7,500

‘Cintrée Curvex’ is the most distinct silhouette of the brand.

The curved case with signature contours presents an elegant touch, once amongst the most popular lady’s wristwatch models. 「Cintrée Curvex」為品牌最有標誌性的錶盤，微彎的曲線高貴 典雅，曾是最受歡迎的女士腕錶造型之一。 LOT OFFERED WITH NO RESERVE

552. A Diamond and Rose Quartz Ring 4.46克拉鑽石 配 粉紅晶戒指 • One step-cut diamond, 4.46 carats • Inlaid into a carved rose quartz ring mount • Platinum • Size 6 Estimate HK$ 290,000-350,000 US$ 37,000-45,000

554 (Shown as Ring) 553

553.

A Diamond Ring 2.00克拉 G/VS2 鑽石 配 1.01及1.01克拉 F/VVS1及VVS2 鑽石戒指 • Set with three square emerald-cut diamonds, 2.00, 1.01 and 1.01 carats • Surrounded by tiny brilliant-cut diamonds • 18 karat white gold • Size 6¾ (2.00-carat Diamond) GIA Report, numbered 15834503, dated 11 May 2007, G colour, VS2 clarity.

(1.01- and 1.01-carat Diamonds) Two GIA Reports, numbered 1152847342 and 1165912991, dated 10 January and 19 February 2014, both F colour, VVS1 and VVS2 clarity respectively.

• 554.

A Fancy Yellow Diamond and Diamond Pendant Necklace/ Ring 5.01克拉 VS1 彩黃色鑽石 配 鑽石吊墜項鏈/戒指 • One cushion-shaped Fancy Yellow diamond, 5.01 carats • Brilliant-cut and pear-shaped diamonds on the surround and on spectacle-set chain • 18 karat white and yellow gold • Necklace length approximately 380 to 430mm • Size 5½ • Pendant detachable, with extra karat white gold ring ftting (5.01-carat Diamond) GIA Report, numbered 2185283320, dated 6 April 2017, Fancy Yellow colour, VS1 clarity, Excellent Polish.

附 三張美國GIA證書

附 美國GIA證書

Please note that one GIA report is more than 10 years old and may require an update.

Estimate HK$ 320,000-400,000 US$ 40,000-50,000

Estimate HK$ 160,000-240,000 US$ 20,000-30,000

LOT OFFERED WITH NO RESERVE

556 555

555.

Cartier

556.

A Paraíba Tourmaline and Diamond Ring

A Diamond Brooch

2.34克拉「巴西」帕拉伊巴碧璽 配 鑽石戒指

鑽石別針，卡地亞 ，鑽石共重約4.15克拉

• One pear-shaped paraíba tourmaline, 2.34 carats • Decorated with two pear-shaped diamonds, with tiny brilliant-cut diamonds on shank • 18 karat white gold • Size 5½

• Flowers and leaves set with brilliant-cut diamonds, totalling approximately 4.15 carats • Platinum • Signed Cartier London With a signed box Estimate HK$ 50,000-70,000 US$ 6,500-9,000

(2.34-carat Paraíba Tourmaline) Gübelin report, numbered 20021125, dated 4 March 2020, Brazil, indications of heating. 附 瑞士Gübelin證書 Estimate HK$ 120,000-150,000 US$ 15,000-20,000

558

557

• 557.

Patek Philippe A Lady’s Stainless Steel Diamond Wristwatch, ‘Twenty-4’ 不锈鋼女士腕錶， ‘Twenty-4’ ，百達翡麗 • Stainless steel case set with brilliant-cut diamonds • Black dial and stainless steel bracelet • Quartz movement • Dial and deployant buckle signed Patek Philippe • Length approximately 155mm Estimate HK$ 35,000-55,000 US$ 4,500-7,000 LOT OFFERED WITH NO RESERVE

558. Van Cleef & Arpels

A Diamond Ring 鑽石戒指，梵克雅寶 • Of swirl design, set with seventeen brilliant-cut diamonds • 18 karat white gold • French assay and maker’s marks • Size 6¾ • Signed VCA and numbered B8034019 With a signed box Estimate HK$ 40,000-60,000 US$ 5,000-7,500

IMAGE TO COME

559

∑

559. Karen Suen

A Pair of Clam Pearl, Sapphire, Seed Pearl and Diamond Ear Clips 天然海蚌珠 配 藍寶石、小珍珠 及 鑽石耳環一對， Karen Suen，藍寶石未經加熱處理 • Each centring on a button-shaped clam pearl, diameter measuring approximately 13.65mm and 13.60mm respectively • Surrounded by tapered sapphires, seed pearls and brilliant-cut diamonds • 18 karat white gold • With retractable ear-pins (Clam Pearls) GIA report, numbered 2357312859, dated 7 May 2020, natural saltwater pearl, no indications of treatment.

(Sapphires, based on random testing) GIA report, numbered 5233738278, dated 14 September 2016, natural, no indications of heating. 附 兩張美國GIA證書 Estimate HK$ 240,000-280,000 US$ 30,000-35,000 Potential bidders who intend to export this lot are advised that certain permits may be required. Please contact the Jewels Department prior to bidding on this lot.

出口此拍品可能需要相關許可證明文件。如有意競投此拍品， 請在拍賣會舉行前與珠寶部聯絡。

Magnifcation of fame pattern

火焰紋放大圖

Caused by microcrystalline fbers from within, the presence of fame structure is an important criterion from which a clam pearl is judged. This pair of stunning earrings is mounted with two impressive clam pearls with distinctive fame pattern, making them highly covetable. 某些達到寶石級別的海蚌珠會出現「火焰紋」的條狀細線，和海螺珠 一樣源自於本身的微晶纖維。擁有這種紋路的海蚌珠品質更勝一籌， 這也是影響價格的指標之一。此耳環上兩顆海蚌珠形狀完美匹配， 更重要的是兩顆表面都有明顯的火焰紋，大大提高其收藏價值。

560

(Side View)

560. A Sapphire and Diamond Ring 29.51克拉「馬達加斯加」天然藍寶石 配 鑽石戒指， 藍寶石未經加熱處理 • One cushion-shaped sapphire, 29.51 carats • Tapered baguette and brilliant-cut diamonds on the surround and gallery • 18 karat white gold • Size 6 (29.51-carat Sapphire) Gübelin report, numbered 20021124, dated 10 March 2020, Madagascar, no indications of heating. 附 瑞士Gübelin證書 Estimate HK$ 650,000-850,000 US$ 80,000-110,000

(Side View) 561 562

561.

A Fine Ruby and Diamond Ring 2.05克拉「緬甸鴿血紅」天然紅寶石 配 鑽石戒指，紅寶石未經加熱處理 • One cushion-shaped ruby, 2.05 carats • Rose-cut diamonds on the surround and diamond-set shank • 18 karat white gold • Size 6¾ (2.05-carat Ruby) GŸbelin Report, numbered 20023120, dated 8 February 2020, Burma, no indications of heating, ÔpigeonÕs bloodÕ red colour.

SSEF Report, numbered 112133, dated 21 January 2020, Burma, no indications of heating, Ôpigeon blood redÕ colour. 附 瑞士Gübelin 及 SSEF證書 Estimate HK$ 450,000-600,000 US$ 58,000-78,000

562. Boucheron

A Diamond Ring 2.64克拉 G/VS1 鑽石戒指，寶詩龍 • One cushion-shaped diamond, 2.64 carats • Brilliant-cut diamonds on the surround and shank, suspending twelve briolette diamonds from the galllery • 18 karat white gold • French assay and maker’s marks • Size 4¾ • Signed BOUCHERON, numbered CS5688 (2.64-carat Diamond) GIA Report, numbered 6127859742, dated 7 December 2010, G colour, VS1 clarity, Excellent Polish. 附 美國GIA證書 With signed ring box Please note that the GIA report is almost 10 years old and may require an update.

Estimate HK$ 180,000-230,000 US$ 23,000-30,000

寶格麗的祖母綠情緣 寶格麗的作品向來以大膽的用色見稱，選材方面一絲不苟，只操用色彩 最誘人、最艷麗的寶石，傾情打造，帶領藏家進入一個雄偉雅致的璀璨國度。 祖母綠作為世界上最珍貴的綠色寶石，在不少寶格麗的經典珠寶中都扮演著 重要的角色。從艷麗的伊麗莎白·泰勒，性感的吉娜·洛洛布里吉達，到優雅 的索菲亞·洛倫，二十世紀的天后人物都深深地戀上寶格麗的祖母綠珠寶， 對其愛不釋手。這些鑲有絶色哥倫比亞祖母綠的作品綠光耀眼，無論是戒指、 項鏈，或是份量級的耳墜，寶格麗多半會選擇以閃爍的白鑽襯托，讓祖母綠的 美得以最完美地展現。此戒指的主角為一顆重6.38克拉的無油哥倫比亞天然 祖母綠，被一圈梨形美鑽所環繞，稱得上是寶格麗的經典設計款式。祖母綠 之色澤迷人，晶瑩亮麗，叫人久久不能忘懷，這正是哥倫比亞祖母綠的魅力 所在，恆久不渝。

141703-2

563

563. Bulgari

A Very Fine Emerald and Diamond Ring 6.38克拉「哥倫比亞」天然祖母綠 配 鑽石戒指， 寶格麗，祖母綠未經淨度處理 • One cushion-shaped emerald, 6.38 carats • Surrounded by ten pear-shaped diamonds • Platinum and 18 karat yellow gold • Size 5¾ • Signed BVLGARI

Known for its bold use of colours, the famed House of Bulgari always selects gemstones with the most alluring and lively hues for its jewels, introducing a chromatic realm that is at once majestic and pure.

(6.38-carat Emerald) AGL Report, numbered 8089818, dated 26 September 2019, Colombia, no indications of clarity enhancement.

SSEF Report, numbered 108238, dated 24 July 2019, Colombia, no indications of clarity modifcation.

Emeralds, the most prized green gemstone in the world, play an important role in many of Bulgari’s legendary creations. From Elizabeth Taylor, Gina Lollobrigida to Sophia Loren, divas of the 20th century shared a passion for some of the most magnifcent emerald jewels ever made by the Italian House. Whether it is a ring, a necklace or an extravagant pair of ear pendants, Bulgari ofen highlights the Colombian emeralds with a generous use of dazzling white diamonds. Mounted with a 6.38-carat no-oil Colombian emerald that is gently supported by a wreath of pear-shaped diamonds, this ring echoes many of Bulgari’s classic designs. Our attention is naturally drawn to the verdant gem in the centre, which captivates with its powerful and striking green colour, characteristic of top-quality Colombian emeralds.

附 美國AGL 及 瑞士SSEF證書 Estimate HK$ 3,000,000-3,800,000 US$ 380,000-480,000

564

• 564. Two Cultured Pearl Necklaces 養殖珍珠項鏈兩條 (2) WHITE CULTURED PEARL NECKLACE • Thirty-seven cultured pearls, measuring approximately 14.50 to 10.10mm • 18 karat white gold clasp, length approximately 460mm TAHITIAN CULTURED PEARL NECKLACE • Thirty-seven cultured pearls, measuring approximately 13.10 to 10.90mm • 18 karat white gold clasp, length approximately 450mm Estimate HK$ 30,000-50,000 US$ 3,800-6,500 LOT OFFERED WITH NO RESERVE

565

566

565. A Peridot and Diamond Ring 45.36克拉天然橄欖石 配 鑽石戒指， 橄欖石未經加熱及淨度處理 • One cushion-shaped peridot, 45.36 carats • Brilliant-cut and marquise-shaped diamonds on the surround and shoulders • Platinum • Size 6½ (45.36-carat Peridot) AGL Report, numbered 1105083, dated 3 December 2019, no gemological evidence of enhancements or treatments present. 附 美國AGL證書 Estimate HK$ 55,000-85,000 US$ 7,000-11,000

• 566. A Coloured Diamond, Diamond

and Tsavorite Garnet ‘Snake’ Ring 彩色鑽石 配 鑽石 及 沙弗萊石「蛇」戒指， 鑽石共重約14.00克拉 • Pavé-set with near-colourless, brown and black diamonds, together approximately 14.00 carats • Two tsavorite garnet-set eyes • 18 karat white gold • Size 6½ Estimate HK$ 60,000-75,000 US$ 7,500-9,500 LOT OFFERED WITH NO RESERVE

567

568

567.

Mario Buccellati A Two-tone 18 Karat Gold and Ruby Cuf Bangle K黃白金鑲紅寶石手鐲，Mario Buccellati • Set with seven circular-cut rubies among textured and pierced gold surround • 18 karat white and yellow gold • Italian maker’s mark • Inner circumference approximately 170mm • Signed M. Buccellati Italy With signed box Estimate HK$ 70,000-90,000 US$ 9,000-11,500

• 568. A Sapphire and Diamond Brooch/ Pendant 藍寶石 配 鑽石別針/ 吊墜 • Stamen and petals set with twenty-one sapphires • Decorated with circular-cut diamonds • Platinum and 18 karat yellow gold • With pendant loop ftting Estimate HK$ 40,000-55,000 US$ 5,000-7,000 LOT OFFERED WITH NO RESERVE

569

570

569. A Pink Sapphire and Diamond Ring

570.

A Sapphire and Diamond Ring

3.59克拉「莫桑比」天然粉紅剛玉 配 鑽石戒指， 粉紅剛玉未經加熱處理

7.59克拉「斯里蘭卡」天然藍寶石 配 鑽石戒指， 藍寶石未經加熱處理

• An oval pink sapphire, 3.59 carats • Surrounded by fourteen brilliant-cut diamonds • 18 karat white gold • Size 6¼

• One oval sapphire, 7.59 carats • Tapered baguette and brilliant-cut diamonds on shoulders • Platinum • Size 5¾

(3.59-carat Pink Sapphire) GIA Report, numbered 6301740011, dated 15 October 2018, Mozambique, no indications of heating.

(7.59-carat Sapphire) GIA Report, numbered 2357227544, dated 26 March 2020, Sri Lanka, no indications of heating.

附 美國GIA證書

附 美國GIA證書

Estimate HK$ 68,000-88,000 US$ 8,500-11,000

Estimate HK$ 40,000-60,000 US$ 5,000-7,500

571

571.

Margherita Burgener A Rubellite Tourmaline, Onyx and Diamond Necklace 紅色碧璽 配 縞瑪瑙 及 鑽石項鏈， Margherita Burgener， 紅色碧璽共重約33.30克拉 • Set with eleven pear-shaped cabochon rubellite tourmalines, totalling approximately 33.30 carats • Linked by brilliant-cut diamonds and further highlighted with onyx • 18 karat white gold • Italian maker’s mark • Length approximately 380mm • Signed Margherita Burgener Estimate HK$ 120,000-150,000 US$ 15,000-20,000

573 572

572.

Margherita Burgener A Pair of Rubellite Tourmaline, Onyx and Diamond Pendent Earrings 紅色碧璽 配 縞瑪瑙 及 鑽石吊耳環一對， Margherita Burgener，紅色碧璽共重約28.85克拉 • Each set with fve pear-shaped cabochon rubellite tourmalines, totalling approximately 28.85 carats • Linked by brillliant-cut diamonds and further highlighted with onyx • 18 karat white gold • Italian maker’s mark • With retractable ear pins • Signed Margherita Burgener Estimate HK$ 80,000-120,000 US$ 10,000-15,000

573.

Margherita Burgener A Rubellite Tourmaline and Diamond Ring 紅色碧璽配鑽石戒指，Margherita Burgener， 紅色碧璽約重12.05克拉 • One oval rubellite tourmaline, approximately 12.05 carats • Colllet-set diamonds in the surround and on the shank • 18 karat white gold • Italian maker’s mark • Size 5¾ • Signed Margherita Burgener Estimate HK$ 60,000-80,000 US$ 7,500-10,000

574

574.

A Coloured Diamond and Diamond ‘Flower’ Bangle 彩色鑽石 配 鑽石「花」手鐲，彩色鑽石 及 鑽石 共重約25.00克拉 • Stamens and petals set with rose-cut coloured diamonds • Brilliant-cut diamonds set throughout the bangle • Coloured diamonds and diamonds together approximately 25.00 carats • 18 karat pink and white gold • Inner circumference approximately 170mm Estimate HK$ 95,000-120,000 US$ 12,000-15,000

575

575.

A Coloured Diamond and Onyx Ring 5.55克拉 淡彩棕黃色鑽石 配 縞瑪瑙戒指 • One kite-shaped Fancy Light Brown-Yellow diamond, 5.55 carats • Enhanced by onyx in the surround and shank • 18 karat white gold • Size 7 1/ 2 (5.55-carat Diamond) GIA Report, numbered 7171944472, dated 28 August 2014, Fancy Light Brown-Yellow colour, I1 clarity. 附 美國GIA證書 Estimate HK$ 78,000-180,000 US$ 10,000-23,000

576

• 576.

A Black Cultured Pearl and Diamond Necklace 黑色養殖珍珠 配 鑽石項鏈 • Thirty-three black cultured pearls, measuring approximately 14.00 to 12.00mm • Inlaid with brilliant-cut diamonds • Completed by an 18 karat white gold diamond-set ball clasp • Length approximately 450mm Estimate HK$ 50,000-80,000 US$ 6,500-10,000 LOT OFFERED WITH NO RESERVE

577

577.

578

A Carved Jadeite ‘Dragon-Head’ and Diamond Ring 天然翡翠「龍頭」 配 鑽石戒指 • A carved jadeite ‘dragon-head’, measuring approximately 36.86 x 21.51 x 13.51mm • Ruyi motifs set with brilliant-cut diamonds throughout the shank • 18 karat pink gold • Size 7¼ (Jadeite ‘Dragon-head’) Hong Kong Jade & Stone Laboratory report, numbered KJ101790, dated 7 May 2020, Type A Jadeite, natural colour without any resin. 附 香港玉石鑑定中心 證書 Estimate HK$ 45,000-60,000 US$ 5,800-7,500

Dragon is arguably the most signifcant symbol of Oriental culture. Associated with emperors of China, it is an auspicious masculine symbol of ultimate power and luck. Though the subject was exclusively reserved for ornaments and clothing for the Imperial family and ruling class in the past, contemporary jewels rejuvenate this traditional motif through chic and whimsical designs. 要數亞洲文化中最有代表性的圖案， 「龍」可說是當之無愧。作為君王、 權力和好運的象徵，龍威風凜然，是東方人心中的神獸，掌控氣象 變化，主宰世人命運。儘管在古時龍是皇室裝飾品和服裝御用之題材， 但現今許多珠寶的創新設計都為此傳統的標誌注入了年輕活力，這枚 線條硬朗的翡翠戒指 ， 就是很好的例子。

578.

A Jadeite ‘Buddha’ and Diamond Pendant 天然翡翠「彌勒佛」配 鑽石吊墜 • A carved jadeite ‘Buddha’, measuring approximately 25.69 x 30.86 x 4.30mm • Brilliant-cut diamonds on the surmount • 18 karat white gold • With a karat white gold link-chain, maximum length measuring approximately 450mm (Jadeite ‘Buddha’) Hong Kong Jade & Stone Laboratory Report, numbered KJ101663, dated 17 March 2020, Type A Jadeite, natural colour without any resin. 附 香港玉石鑑定中心 證書 Estimate HK$ 25,000-35,000 US$ 3,200-4,500

579

580

579. A Pair of Jadeite and Diamond Earrings

580. A Jadeite and Diamond Ring

天然翡翠 配 鑽石耳環一對

天然翡翠 配 鑽石戒指

• Each set with two carved jadeite plaques, measuring approximately 14.20 x 7.77 x 1.84mm to 8.85 X 5.72 X 2.00mm • Two jadeite cabochons • Decorated with diamond-set leaves and stalks • 18 karat white gold

• A long jadeite ‘tube’, measuring approximately 39.78 x 5.47 x 3.23mm • Brilliant-cut diamonds on the surround and on split shank • Platinum • Size 7

(Carved Jadeite Plaques) Hong Kong Jade & Stone Laboratory Report, numbered KJ101730, dated 16 April 2020, Type A Jadeite, natural colour without any resin.

(Jadeite ‘Tube’) Hong Kong Jade & Stone Laboratory Report, numbered KJ101662, dated 17 March 2020, Type A Jadeite, natural colour without any resin.

附 香港玉石鑑定中心證書

附 香港玉石鑑定中心 證書 Estimate HK$ 68,000-80,000 US$ 8,500-10,000

Estimate HK$ 65,000-85,000 US$ 8,000-11,000

581

581.

A Pair of Jadeite Cabochon and Diamond Earrings 天然翡翠 配 鑽石耳環一對 • Two oval jadeite cabochons, measuring approximately 13.96 x 12.45 x 5.47mm and 13.88 x 12.49 x 5.35mm respectively • Decorated by diamonds of various shapes • 18 karat white gold (Jadeite Cabochons) Hong Kong Jade & Stone Laboratory Report, numbered KJ101639, dated 13 March 2020, Type A jadeite, natural colour without any resin. 附 香港玉石鑑定中心證書 Estimate HK$ 600,000-750,000 US$ 75,000-95,000

582

582. A Jadeite Cabochon and Diamond Ring 天然翡翠 配 鑽石戒指 • One oval jadeite cabochon, measuring approximately 20.32 x 15.22 x 6.78mm • Brilliant-cut diamonds on the surround and shank • 18 karat white gold • Size 6¾ (Jadeite Cabochon) Hong Kong Jade & Stone Laboratory Report, numbered KJ101641, dated 13 March 2020, Type A jadeite, natural colour without any resin. 附 香港玉石鑑定中心證書 Estimate HK$ 900,000-1,100,000 US$ 115,000-140,000

The Classic Cabochon

一代翡翠臻品

Cabochon is without doubt the most classic cutting for jadeite. The high-domed shape is considered the best for demonstrating and accentuating the subtle optical qualities of superb jadeite material. This method of shaping a gemstone into a convex dome was introduced to China from the West in the 18th century and has since then been greatly favoured.

蛋面切割又稱為素面，半球形的圓拱面能有效發揮天然翡翠本身的光學特質，

To achieve a desirable and well-proportioned cabochon shape, ofen a considerable portion of the rough may need to be cut of, causing a considerable wastage in raw material. With the soaring prices of jadeite boulders in today’s market and the increasing difcultly to source quality jadeite rough, exceptional cabochons are consequently commanding extraordinary prices. A group of jadeite cabochons displaying even emerald green colour that are highly translucent and clean is exceedingly rare, even more difcult is to assemble them in matching proportions and pleasing curves.

較大的損耗。而隨著翡翠原石的價格不斷飆升，而頂級的石材越來越稀有，

Jadeite cabochons set in this magnifcent necklace all originate from one singular boulder of supreme quality, and needless to say, impressive size.

Cut and polished with the utmost precision to achieve the fnest proportion, these eleven jadeite cabochons glow with an alluring emerald green colour.

Their timeless beauty is elevated by an elegant classic design which deems it the perfect heirloom jewellery.

讓這種寶石展現出獨特的溫馴美，無疑是最經典的翡翠造型。這種切割方式於 18世紀由西方傳入中國，自此備受亞洲藏家愛戴和推崇。 許多時候，想切出比例均勻、線條完美的翡翠蛋面都要犧牲一定的石材，造成 翡翠蛋面的價錢亦因而維持在高位。要集合到一組顏色平均、水分淨度俱佳的 天然翡翠蛋面確實十分困難，若想找到比例完美、切割工整匹配的更加是世上 罕有。 這條項鏈上的絶色天然翡翠蛋面全部來自於同一塊原石，品質無與倫比不在 話下，原石材的體積可想而知更是大得驚人。共十一顆的蛋面切割完美，綠光 迷人，配以簡約典雅的設計，一代天然翡翠臻品，非此莫屬。

583

583. A Fine Jadeite Cabochon and Diamond Necklace 天然翡翠 配 鑽石項鏈 • Eleven oval jadeite cabochons, measuring approximately 14.51 x 11.65 x 5.57mm to 11.62 x 9.05 x 4.14mm • Each surrounded by brilliant-cut diamonds, and linked by marquise- and pear-shaped diamonds • 18 karat white gold • Length approximately 420mm

(Jadeite Cabochons) Hong Kong Jade & Stone Laboratory Report, numbered KJ101643(1-3), dated 13 March 2020, Type A jadeite, natural colour without any resin. 附 香港玉石鑑定中心證書 Estimate HK$ 6,300,000-7,800,000 US$ 800,000-1,000,000

584

584. Alexander Laut

585. Alexander Laut

A Spessartite Garnet, Tsavorite Garnet and Diamond Ring

A Cultured Pearl, Tsavorite Garnet and Diamond Demi-parure

8.07克拉天然錳鋁榴石配沙弗萊石 及 鑽石戒指， Alexander Laut，錳鋁榴石未經加熱處理

養殖珍珠 配 沙弗萊石 及 鑽石項鏈 及 吊耳環套裝， Alexander Laut（2）

• One oval spessartite garnet, 8.07 carats • Surrounded by brilliant-cut and pear-shaped diamonds • Further highlighted by nine tsavorite garnets • 18 karat white and yellow gold • Size 6½ • Signed Laut for Alexander Laut, numbered 7470

• Three baroque-shaped cultured pearls, measuring approximately 22.85 x 10.50 x 10.70mm, 20.40 x 19.00 x 19.00mm and 20.35 x 19.55 x 19.55mm respectively • Decorated with tsavorite garnet-set leaves and diamond-set stalks • Platinum and 18 karat yellow gold • Necklace length approximately 400mm • All signed Laut for Alexander Laut

(8.07-carat Spessartite Garnet) GRS report, natural, no indication of thermal treatment. 附 寶石證書 及 Anna Minakova繪本 With an illustration book by Anna Minakova Estimate HK$ 40,000-60,000 US$ 5,000-7,500

附 Anna Minakova繪本 With an illustration book by Anna Minakova Estimate HK$ 60,000-80,000 US$ 7,500-10,000

585

586

586. A Pair of Light Yellow Diamond

and Gem-set Pendent Earrings 6.76及5.01克拉 VVS2/VS2 淡黃色鑽石 配 祖母綠 及 海螺珠 吊耳環一對 • Each suspending a kite step-cut light yellow diamond, 6.76 and 5.01 carats respectively • Each spaced by a conch pearl and surmounted by a fancy-shaped cabochon emerald • 18 karat white and yellow gold (6.76-carat Diamond) GIA report, numbered 1206430936, dated 9 July 2019, S to T colour, VVS2 clarity.

(5.01-carat Diamond) GIA report, numbered 5201430935, dated 10 July 2019, U to V colour, VS2 clarity. 附 兩張美國GIA證書 Estimate HK$ 500,000-600,000 US$ 64,000-75,000

587

588

• 587.

A Coloured Diamond and Diamond Ring

∑

588. Van Cleef & Arpels

1.25克拉VS1輕淡粉紅色鑽石 及 1.18克拉VS2彩黃色鑽石 配 鑽石戒指

A Coral and Diamond ‘Flower’ Brooch, Circa 1960

• One pear-shaped Very Light Pink diamond, 1.25 carats • One pear-shaped Fancy Yellow diamond, 1.18 carats • Pink and yellow diamonds on the surrounds, with near colourless diamonds on side • 18 karat pink and yellow gold • Size 6¼

珊瑚 配 鑽石「花」別針，梵克雅寶，約1960年

(1.25-carat Diamond) GIA Report, numbered 6202018328, dated 5 June 2015, Very Light Pink colour, VS1 clarity.

(1.18-carat Diamond) GIA Report, numbered 1205275519, dated 29 June 2015, Fancy Yellow colour, VS2 clarity.

• Petals set with six carved corals • Stamen set with ten brilliant-cut diamonds • 18 karat yellow gold • French assay marks • Signed VAN CLEEF & ARPELS With a signed box Estimate HK$ 120,000-200,000 US$ 15,000-25,000

附 兩張美國GIA證書 Estimate HK$ 380,000-450,000 US$ 48,000-58,000 LOT OFFERED WITH NO RESERVE

Potential bidders who intend to export this lot are advised that certain permits may be required. Please contact the Jewels Department prior to bidding on this lot.

出口此拍品可能需要相關許可證明文件。如有意競投此拍品， 請在拍賣會舉行前與珠寶部聯絡。

589

590

589. A Diamond Ring

590. Cartier

5.23克拉G/VS2鑽石戒指

A Diamond Charm Bracelet

• A rectangular modifed brilliant-cut diamond, 5.23 carats • Ten baguette diamonds • Platinum • Size 5¾

鑽石手鏈，卡地亞

(5.23-carat Diamond) GIA Report, numbered 10340348, dated 30 March 1998, G Colour, VS2 Clarity 附 美國GIA證書 Please note that the GIA report is more than 10 years old and may require an update.

Estimate HK$ 380,000-480,000 US$ 48,000-60,000

• Suspending four diamond-set charms • 18 karat white gold • Length approximately 185mm • Charm pendants detachable • All signed Cartier; bracelet numbered 832618, each charm numbered 878256, NA4571, 85707 and 77450 respectively Estimate HK$ 65,000-80,000 US$ 8,000-10,000

591

592

591.

Alexander Laut A Paraíba Tourmaline and Diamond Ring 「莫桑比」帕拉伊巴碧璽 配 鑽石戒指， Alexander Laut，帕拉伊巴碧璽重 6.61， 5.61及5.18克拉 • Three pear-shaped paraíba tourmalines, 6.61, 5.61 and 5.18 carats respectively • Decorated with marquise-shaped and brilliant-cut diamonds • 18 karat white gold • Size 6¼ • Signed Laut and numbered 7438

592.

A Padparadscha Sapphire and Diamond Ring 5.23克拉「斯里蘭卡」天然蓮花剛玉 配 鑽石戒指， 蓮花剛玉未經加熱處理 • One oval padparadscha sapphire, 5.23 carats • Diamond-set fower petals • Platinum • Size 6 (5.23-carat Padparadscha Sapphire) Gübelin Report, numbered 16081010, dated 9 August 2016, Sri Lanka (Ceylon), no indications of heating.

GIA Report, numbered 6222415152, dated 19 April 2016, Sri Lanka, no indications of heating.

(Three Paraíba Tourmalines) GRS report, Mozambique, heated.

附 瑞士Gübelin 及 美國GIA證書

附 寶石證書 及 Anna Minakova繪本

Estimate HK$ 240,000-320,000 US$ 30,000-40,000

With an illustration book by Anna Minakova Estimate HK$ 40,000-60,000 US$ 5,000-7,500

593

593. A Pink diamond and Diamond Hairband 粉紅色鑽石 配 鑽石髮飾，鑽石共重約4.85克拉 • Variously-cut pink diamonds and diamonds, with six pink diamond- and diamond-set butterfies, together approximately 4.85 carats • 18 karat pink and white gold (0.32- and 0.27-carat Diamonds) Two IGI Reports, Fancy Light Purplish Pink and Fancy Light Pink colour, SI2 and I1 clarity respectively, Argyle Mine origin. 附 兩張IGI證書 Estimate HK$ 120,000-150,000 US$ 15,000-20,000

594 595

594. A Pair of Pink Diamond and

Diamond Pendent Earrings 1.38克拉淡粉紅色鑽石 及 1.59克拉輕淡粉紅色鑽石 配 鑽石吊耳環一對 • Each suspending a pear-shaped Light Pink and Very Light Pink diamond respectively, 1.38 and 1.59 carats • Highlighted by tiny pink diamonds on borders, further decorated with fancy-shaped diamonds on the surround and surmount • 18 karat white and pink gold (1.38-carat Light Pink Diamond) GIA report, numbered 2125722374, dated 11 November 2010, Light Pink colour, VS2 clarity.

(1.59-carat Very Light Pink Diamond) GIA report, numbered 1122664966, dated 21 October 2010, Very Light Pink colour, SI1 clarity. 附 兩張美國GIA證 Please note that the two GIA reports are almost 10 years old and may require an update.

Estimate HK$ 880,000-1,000,000 US$ 110,000-130,000

595. A Diamond Ring 4.13克拉 F/ VS2 鑽石戒指 • An oval diamond, 4.13 carats • Shoulders pavé-set with round brilliant-cut diamonds • Platinum • Size 5 (4.13-carat Diamond) GIA Report, numbered 11547819, dated 15 May 2001, F Colour, VS2 Clarity 附 美國GIA證書 Please note that the GIA report is more than 10 years old and may require an update.

Estimate HK$ 330,000-420,000 US$ 42,000-54,000

The Heart’s Desire

心之所願

Diamond have been synonymous with love and romance long before it was used to adorn engagement rings. The Romans believed that Cupid’s arrows were tipped with diamonds, the Indian deity Krishna gave his love Radha a great diamond to refect her beauty as it shone in the moonlight. A diamond fashioned in the shape of a heart is one of the most sensuous expressions of afection and commitment. The heart shape, however, is considered a highly challenging cutting style. By gifing a diamond heart, you are not only presenting that person with a rare gif from Mother Nature, but also celebrating Mankind’s passion for beautiful gemstones in history.

鑽石還沒有出現在求婚戒上之前，早已經是浪漫和愛情的代名詞。古羅馬人 相信小愛神丘比特的箭頭鋪滿了鑽石，而在東方，印度神明Krishna以一顆 鑽石向Radha表明心跡，也是因為它能在柔美的月光下映出愛人的美貌。切割 成心形的鑽石更稱得上是挈愛的象徵，尤其是當心形在各種形狀的鑽石當中， 切割的難度相對較高。要成就一顆完美的愛心，絶非易事。饋贈一顆心形的 鑽石，送出的不僅是一件來自大自然的瑰寶，同時也是人類對珍貴寶石的一片 熱愛與真誠。

597

596

596. A Diamond Ring

597. A Pair of Diamond Earrings

5.51克拉 D/FL 足色全美 鑽石戒指 (極優打磨拋光及對稱)

3.01及3.01克拉 D/IF (極優打磨拋光及比例) 鑽石耳環一對

• One heart-shaped diamond, 5.51 carats • 18 karat white gold • Size 5½

• Two heart-shaped diamonds, 3.01 and 3.01 carats • 18 karat white gold • Photographed unmounted

(5.51-carat Diamond) GIA Report, numbered 1182063963, dated 29 August 2017, D colour, Flawless clarity, Excellent Polish and Excellent Symmetry.

(3.01- and 3.01-carat Diamonds) Two GIA reports, numbered 5202428271 and 6332479736, dated 9 July 2019 and 22 August 2019, both D colour, Internally Flawless clarity, Excellent Polish and Excellent Symmetry.

附 美國GIA證書

附 兩張美國GIA證書 Estimate HK$ 1,350,000-1,850,000 US$ 170,000-240,000

Estimate HK$ 1,100,000-1,300,000 US$ 140,000-165,000

(Side View) 598

598. A Fancy Light Orangy Pink Diamond

and Diamond Ring 7.01克拉 VVS1 淡彩橙粉紅色鑽石 配 鑽石戒指 • A modifed brilliant-cut Fancy Light Orangy Pink diamond, 7.01 carats • Flanked by two modifed shield-shaped diamonds, 0.54 and 0.50 carat, with a diamond-set shank • Platinum • Size 6 (7.01-carat Fancy Light Orangy Pink Diamond) GIA report, numbered 1196462835, dated 17 July 2018, Fancy Light Orangy Pink colour, VVS1 clarity.

(0.54-carat Diamond) GIA report, numbered 2276596490, dated 15 December 2017, D colour, Internally Flawless clarity, Excellent Symmetry.

(0.50-carat Diamond) GIA report, numbered 6272596477, dated 18 December 2017, E colour, VS2 clarity. 附 三張美國GIA證書 Estimate HK$ 4,300,000-5,000,000 US$ 550,000-650,000

599

• 599. Bulgari

A Gem-set and White Porcelain ‘Chandra’ Necklace 寶石 配 白瓷「Chandra」項鏈，寶格麗 • Fifeen amethyst, green and pink tourmaline, blue topaz, peridot and citrine beads • Alternated with carved white porcelain • 18 karat yellow gold • Italian maker’s mark • Length approximately 390mm • Signed BVLGARI Estimate HK$ 55,000-80,000 US$ 7,000-10,000 LOT OFFERED WITH NO RESERVE

600

601

600. A Ruby and Diamond Ring

601.

An Emerald and Diamond Ring

2.04克拉「緬甸鴿血紅」天然紅寶石 配 鑽石戒指， 紅寶石未經加熱處理

2.32克拉「哥倫比亞」天然祖母綠 配 鑽石戒指， 祖母綠未經浸油處理

• One cushion-shaped ruby, 2.04 carats • Surrounded by marquise-shaped and brilliant-cut diamonds • 18 karat white and yellow gold • Size 7½

• One step-cut emerald, 2.32 carats • Flanked by two baguette diamonds • Platinum • Size 5¾

(2.04-carat Ruby) GIA Report, numbered 3355319982, Burma, no indications of heating, “Pigeon’s Blood” colour.

(2.32-carat Emerald) Gübelin Report, numbered 20031097, dated 20 March 2020, Colombia, no indications of clarity enhancement.

Special comment: ‘This emerald is virtually free of fssures and fractures and is thus not susceptible to clarity enhancement.

Such emeralds are very rare.’

附 美國GIA證書 Estimate HK$ 150,000-200,000 US$ 20,000-25,000

附 瑞士Gübelin證書 Estimate HK$ 140,000-200,000 US$ 18,000-25,000

Due to the extreme conditions under which emeralds are formed, it is very common for them to have a considerable amount of inclusions. The matrix of inclusions is even named ‘jardin’ for its elusive beauty. This very emerald, described as ‘virtually free of fssures and fracture’ by Gübelin, is an utterly rare specimen. 鑒於柱石形成所需的極端環境，身為家族一員的祖母綠的內含物一 般較其他貴重寶石為多，寶石行內將此些內含物稱之為「花園」， 比喻綠意盎然的美好模樣。此顆祖母綠卻乾淨得驚人，內含物 微乎其微，瑞士Gübelin證書上亦特別標註:「幾乎沒有任何縫隙 和斷裂，這也代表它難以經過淨度處理。」

602

602. Stewart Young

A Opal, Gem-set and Diamond ‘Fish’ Brooch, 蛋白石 配 寶石 及 鑽石「紅運當頭」別針， Stewart Young • Head set with a free-form opal slice, with a sapphire-set decoration • Body set with circular-cut red spinels • Head and tail highlighted by tiny brilliant-cut diamonds • 18 karat pink gold Estimate HK$ 60,000-80,000 US$ 7,500-10,000

Precious opals show a play-of-colour when tiny spheres of amorphous silica difract the passing light into its component colours. Among all the rainbow colours, red and orange are considered the most valuable, as seen on this brooch.

Only when spheres are arranged in a regular and repetitive pattern will the play-of-colour be evident. For the rarer red colour to appear, the spheres has to be larger than the usual 150nm, but not more than 350nm. The more uniform the size of the spheres, the more intense, brilliant and defned the colour will be. 蛋白石由許多細小球形的含水二氧化矽所組成，當光線穿透時折射出 七彩顏色，因而產生獨有的「遊彩」的效果。在總多顏色中，以此別 針上所出現的紅和橙色最為罕見珍貴。「遊彩」的強度取決於二氧化 矽球體有多均勻工整。如果要折射出稀有的紅色，球體要比一般的150 納米為大，但又不能超過350納米。與此同時，球的大小越平均一致， 紅彩也就越明顯亮麗，顏色也會越純正。

603

604

603. Stewart Young

A Pink Spinel, Blue Zircon and Diamond Ring 5.60克拉粉紅尖晶石 配 藍鋯石 及 鑽石戒指， 粉紅尖晶石未經加熱處理 • One cushion-shaped pink spinel, 5.60 carats • Surrounded by eight brilliant-cut blue zircons, totalling approximately 9.50 carats, with diamond-set border • 18 karat pink gold • Size 5¾ (5.60-carat Pink Spinel) GIA report, numbered 2358320009, Burma, no indications of heating. 附 美國GIA證書 Estimate HK$ 128,000-160,000 US$ 16,000-20,000

604. A Coloured Diamond Ring 5.49克拉彩色鑽石戒指 • One octagon-shaped diamond of brownish yellow colour, 5.49 carats • Flanked by two cushion-shaped coloured diamonds, 3.25 and 3.24 carats respectively • 18 karat white gold • Size 8 Estimate HK$ 98,000-180,000 US$ 12,500-23,000

605

605. Harry Winston

A Very Fine Pair of Emerald and Diamond Ear Clips 4.52 及 4.44克拉「哥倫比亞」天然祖母綠 配 鑽石耳環一對，海瑞温斯頓，祖母綠 未經淨度處理 (鑽石共重約11.75克拉) • Two step-cut emeralds, 4.52 and 4.44 carats • Each decorated by two marquise- and fve pear-shaped diamonds, together approximately 11.75 carats • Platinum and 18 karat yellow gold • Signed HW for Harry Winston, and stamped JT for Jacques Timey (4.52- and 4.44-carat Emeralds) AGL Reports, numbered 1096315 and 1098833, dated 6 November 2018 and 21 March 2019, Colombia, no indications of clarity enhancement.

SSEF Reports, numbered 99566 and 105995, dated 14 May 2018 and 25 February 2019, Colombia, no indications of clarity modifcation. 附 兩張美國AGL 及 兩張瑞士SSEF證書 Estimate HK$ 2,800,000-3,500,000 US$ 350,000-450,000

Feathery Magnifcence Throughout history, peacocks have been appreciated for their magnifcent plumage which has long been considered something of a spectacle.

Originating from India, the giant bird was associated with Argus in Greek mythology, who transferred his hundred eyes to the peacock’s tail upon his death. The bird came to symbolize luxury, vanity and pride in Western culture, whilst representing beauty and nobility in Asia.

During the mid-19th to mid-20th century, birds were a very popular motif among jewellers who used them to portray a desire for freedom, liberty and the ability to fy. One of the most famous peacock jewels from the 19th century was a brooch commissioned by Empress Eugenie in 1868, made by Mellerio.

It was a naturalistic rendition of a peacock feather, with rows of diamonds, emeralds, rubies and sapphires, typical of jewels at that time.

Till this very day, the peacock is considered a highly intriguing and challenging subject for masterful artisans and designers, where exquisite metalwork and the ingenious use of gemstones boast the power of imagination.

Though many forerunners chose to render the magnifcent bird in brooches, Swiss high jeweller Chopard decided on a completely diferent approach.

The fgurative depiction is highlighted by resplendent tail feathers that wrap around the wearer’s wrist.

This truly spectacular design is marked by numerous details that are worthy of closer study and appreciation. Aside from the dramatic scale of the bird’s tail, its opening mechanism and articulation called for the utmost precision in calculation and execution. It is not difcult to imagine the thousands of hours that went into the conception, study and realization of this magnifcent design. Needless to say, this is a one-of-a-kind high jewellery creation that was singularly produced by the Maison. Its openwork structure keeps this masterpiece at a manageably light weight, so its lucky wearer can enjoy a fun and unique jewel while dining, or even dancing. One thing is for certain, no one can miss this conversational piece. This remarkable and majestic animal will happily rest on your arm, if it is yours to keep.

羽翼間的華麗 綜觀千奇百態的鳥類中，孔雀因為在求偶時會張開藍綠色的大尾巴，展示像扇子 一樣的羽毛，總是讓人嘆為觀止，直呼漂亮。這種體型龐大的鳥原生地為印度， 在希臘的神話中，百眼巨人阿格斯在過世後，據說將自己的眼腈都轉移給孔雀。 在西方文化中，孔雀是奢華生活和榮耀的象徵，而在亞洲，牠所代表的是美麗 和高貴。 從十九世紀中期到二十世紀中期的這一百年間，鳥算是十分常見的珠寶設計題 材。展翅高飛的模樣，代表人類對掙脫束縛、奔向自由、遨翔天際的渴求。如果 要數十九世紀最重要的孔雀珠寶，一定是法國皇后尤金妮的羽毛別針。這枚於 1868年由Mellerio打造的孔雀羽毛別針尺寸驚人，中心鑲嵌了一顆祖母綠，表達 的方式傾向於仿真的自然主義。 時至今日，對於很多工匠和珠寶大師來說，孔雀依然是一個十分有趣和具挑戰性 的題材，讓他們透過靈活的寶石運用和細膩的金工技法去表現自己的無窮想像 力。雖然一路走來，許多大師都曾以別針去表立達孔雀的美，但瑞士的高級珠寶 鐘錶品牌蕭邦卻一反傳統，決定以寫實的方法，將華美的孔雀羽毛打造成包裹手 腕的瑰麗鐲子。 這隻手鐲遠看就已憾動人心，近看更是精緻得不可言喻，許多細節都見證了設計 師和工匠的巧思和創意，值得我們一再細心欣賞。除了比例上的精妙考量，隱藏 在鏤空結構中的鉸鏈，以至組件的靈活性，全部都體現了蕭邦的精湛工藝，不難 想像當中所花的精神和工時。如此別樹一格的設計也是蕭邦精心打造的獨特作 品，舉世無雙。此設計將金屬的重量減到最低，讓手鐲的主人能在用餐席間， 以至載歌載舞的時候都能輕鬆佩戴。如此引人注目的珠寶不論在任何場合都定必 是話題之作，喜歡收藏獨一無二設計的珠寶愛好者絶對不能錯過此傑作。

606. Chopard

A Unique and Exotic Gem-set and Diamond ‘Peacock’ Bangle, Circa 2018 寶石 配 鑽石「孔雀」手鐲，蕭邦，2018年製 • Body pavé-set with numerous sapphires, tsavorite garnets and lazulites; highlighted with brilliant-cut diamonds and a lapis lazuli eye • Feathers set with circular-cut sapphires, further embellished by tsavorite garnets, emeralds and paraíba tourmaline fringes • 18 karat white gold • Inner circumference approximately 175mm • Signed Chopard and numbered 3251445 857724 With a signed wooden presentation box and a Chopard certifcate Estimate HK$ 1,800,000-2,200,000 US$ 230,000-280,000

606

607

608

607.

A Cultured Pearl and Diamond Necklace 黑色養殖珍珠 配 鑽石項鏈 • One hundred and sixty-eight cultured pearls, measuring approximately 10.50 to 8.00mm • Tassel suspending four drop-shaped cultured pearls, measuring approximately 12.50 x 12.22-12.28mm to 12.15 x 11.85-12.05mm • Decorated with diamond-set spacers • 18 karat white gold • Length approximately 450mm Estimate HK$ 65,000-85,000 US$ 8,000-11,000

• 608. A Sapphire and Diamond Ring 10.43克拉 「斯里蘭卡」天然藍寶石 配 鑽石戒指， 藍寶石未經加熱處理 • One oval sapphire, 10.43 carats • Surrounded by brilliant-cut diamonds • Platinum • Size 6½ (10.43-carat Sapphire) GIA Report, numbered 2327379029, dated 8 April 2019, Sri Lanka, no indications of heating. 附 美國GIA證書 Estimate HK$ 380,000-450,000 US$ 48,000-58,000 LOT OFFERED WITH NO RESERVE

609

609. An Emerald and Diamond Pendant Necklace 9.26克拉「哥倫比亞」祖母綠 配 鑽石吊墜項鏈 • A step-cut emerald, 9.26 carats • Baguette, step-cut on the surround and brilliant-cut diamonds on necklace • 18 karat and 14 karat white gold • Detachable pendant • Length approximately 410mm (9.26-carat Emerald) Gübelin Report, numbered 20041083, dated 5 May 2020, Colombia, indications of minor clarity enhancement. 附 瑞士Gübelin證書 Estimate HK$ 220,000-280,000 US$ 28,000-35,000

610

611

610.

A Pink Sapphire and Diamond Ring 天然粉紅剛玉 配 粉紅鑽石 及 鑽石戒指，三顆粉紅剛玉 重 2.91、1.26 及 1.17克拉，全部未經加熱處理 • Three step-cut pink sapphires, 2.91, 1.26 and 1.17 carats respectively • Diamonds of various shapes on the surround and shank, further highlighted by tiny pink diamonds • 18 karat pink and white gold • Size 5¾ (2.91-, 1.26- and 1.17-carat Pink Sapphires) Three GIA Reports, numbered 7192170427, 6132696400 and 1137696507 respectively, natural, no indications of heating. 附 三張美國GIA證書 Estimate HK$ 180,000-230,000 US$ 23,000-30,000

611.

An Emerald and Diamond Ring 13.36克拉「哥倫比亞」祖母綠 配 鑽石戒指 • A step-cut emerald, 13.36 carats • Emerald-cut and round brilliant-cut diamonds • Size 6¼ (13.36-carat Emerald) Gübelin Report, numbered 20041082, dated 5 May 2020, Colombia, indications of minor clarity enhancement. 附 瑞士Gübelin證書 Estimate HK$ 380,000-480,000 US$ 48,000-60,000

612.

Graf A Diamond Ring 6.18克拉 F/VVS2 鑽石戒指，格拉芙 • An emerald-cut diamond, 6.18 carats • Flanked by two tapered baguette-cut diamonds • Platinum • Size 7½ • Signed Graf (6.18-carat Diamond) GIA Report, numbered 2115344619, dated 26 July 2010, F colour, VVS2 clarity, Excellent Symmetry. 附 美國GIA證書

612

With signed box Please note that the GIA report is almost 10 years old and may require an update.

Estimate HK$ 1,300,000-1,800,000 US$ 165,000-230,000

Having cut and polished the majority of the twenty largest diamonds discovered this century, Graf revealed a 302.37-carat square emerald-cut diamond just last year, which was lauded for being the highest clarity, highest colour diamond ever graded by GIA. Without doubt, Graf possesses unparalleled technological prowess in the art of cutting and polishing, which brings out the utmost beauty of natural gems, particularly diamonds.

This emerald-cut diamond is no exception. 去年初格拉芙隆重向外公佈了一顆重逹302.37克拉方形鑽石，亦是美國 GIA迄今鑑定過最高色級和最高淨度之鑽石。本世紀最具份量的二十顆 美鑽中，大部分都經由格拉芙團隊切割打磨，品牌在切割打磨方面的技術 和專業度備受肯定，一次又一次打造完美之作，這隻格拉芙戒指上的方形 鑽石亦不例外。

613.

A Diamond Ring 5.01克拉 E/ VVS2 鑽石戒指 • One heart-shaped diamond, 5.01 carats • Size 5½ (5.01-carat Diamond) GIA Report, numbered 16241026, dated 13 August 2007, E colour, VVS2 clarity, Excellent Polish. 附 美國GIA證書 Please note that the GIA report is more than 10 years old and may require an update.

Estimate HK$ 850,000-1,200,000 US$ 110,000-150,000

613

The Glow of Perfect Yellow

晨曦之光

Yellow diamonds were not widely seen until a more signifcant discovery was made in South Africa in the late 1860s. However, diamonds bestowed with an evident and attractive yellow colour were referenced as early as the 17th century by famed gem merchant Jean-Baptiste Tavernier in his travelogue Les Six Voyages de Jean Baptiste Tavernier. In it, he referred to the famous double rose-cut light yellow ‘Florentine’ diamond together with other historical diamonds, including the Great Table pink diamond and Tavernier Blue, which later became what is known today as the Hope Diamond.

十九世紀60年代發現南非鑽石礦源之前，黃色鑽石並不常見。色彩濃郁、

Diamonds were formed around a billion years ago and spent most of their existence at great depths in the lower crust and upper mantle of planet Earth.

Yellow diamonds are no exception. It is the presence of nitrogen which causes a diamond to appear yellow, and the intensity of colour depends on the amount of nitrogen and how the nitrogen atoms are arranged in the lattice.

This replacement of carbon atoms with nitrogen is an extremely long process that is nothing short of miraculous.

Colour saturation is the most important factor when it comes to establishing the value of coloured diamonds. It is therefore crucial to systematically describe and grade colours. However, so few diamonds of fne and superb colours were seen in the market before the 1990s, that GIA only managed to refne its grading system for coloured diamonds in 1995, adding the ultimate ‘Fancy Vivid’, a grade reserved for the rarest, most highly saturated diamonds in all hues. It is estimated that only one in 10,000 diamonds is attributed the colour prefx beginning ‘Fancy’, and only around 5% of these diamonds, regardless of size, receive the distinctive ‘Fancy Vivid’ grade from the GIA. Moreover, this already small quantity is reduced further to a mere fraction, as size increases.

For fancy coloured diamonds, a large crystal like this beauty that weighs over 20 carats, and displaying a notable strength and saturation of yellow, is extremely scarce. Given the paucity of quality rough material, a sizeable coloured diamond with a top Fancy Vivid Yellow colour grade is even more unusual and rare. To add to its impressive size and striking colour, this diamond is also Internally Flawless, impeccably clean to the eye and free from any inclusions. It is a collectors’ gem combining the best colour with the highest clarity and an exceptional carat weight.

展現耀眼艷麗黃色的鑽石實罕有有驚人，是難得一見的稀世珍寶。十七世紀 法國著名寶石商人塔維尼爾遊歷世界，拜訪各地皇族，將所見所聞收入名為 《六航記》的遊記裡，詳細記錄的瑰寶中就包括一顆名為「Florentine」的絶色 黃鑽，讓它和其他如「The Great Table」粉紅鑽，以及之後被切割成「希望 藍鑽」的「法國藍鑽」的重要美鑽都得以留傳千古。 鑽石是世上歷史最悠久的寶石之一，遠在約數十億年前形成，一直被埋在地球 地殼下層和地幔深處。彩色鑽石亦然，黃鑽也不例外。鑽石之所以會呈現 黃色，是因為結構中的碳分子被氮所取代，因此顏色的濃度也取決於氮所佔的 比例和排列的方式。這個化學反應十分漫長，和大自然界中出現的許多現象 一樣，稱得上是隨機發生的奇蹟。 於彩鑽來說，顏色的質量是決定其價值的主要因素。因此，制定一個準確描述 和評估顏色的規範至為重要。在90年代之前，出現在市場上頂級的彩鑽為數 不多，所以美國GIA鑑定所也是在1995年才進一步修定彩鑽色級，加入了最 頂端的「鮮彩(Fancy Vivid)」來形容深淺和飽各度達到極致的最佳顏色。據GIA 的數據指，每一萬顆鑽石中只有一顆屬於彩色級(Fancy)，而當中不論大小， 又只有大概5%可以達到「鮮彩」級。當然，鑽石越大顆，能取得鮮彩級的例子 就越是稀少。 此顆黃鑽的色彩在強度和飽和度兩方面取得完美平衡，加上重逾20克拉的 傲人份量，在彩色級鑽石裡絶對是王者中的王者。能切割出如此碩大的黃鑽之 原石本身就已稀珍難求，能切出「鮮彩黃」色鑽石的原石品質更是上乘，極度 罕有。除了重量和顏色外，此美鑽的淨度亦達到幾近完美的「內部無瑕」級別， 更是難得。一顆黃鑽能在重量、顏色和淨度三大重要元素上都擁用如此驕人 的品質，堪稱藏家級的彩色鑽石。 仔細端詳這顆寶石之同時，別忘記它所承載的幾十億年歷史。因為種種的 意外，原石得以在遙遠的世界裡誔生，因為各種的機緣，今天來到我們的 眼前。它那猶如艷陽的和暖色彩，瑰麗如斯，注定受到藏家關注，也一定能

When we behold such an extraordinary and pure gemstone, let us not forget all the amazing coincidences and accidents which aforded its formation in a world and time so very far away. This alluring fancy vivid yellow diamond will surely enchant and capture the attention of many connoisseurs.

喚起寶石愛好者的無限想像。

614

PREMIUM LOT

*

614.

An Impressive Fancy Vivid Yellow Diamond and Diamond Ring 20.25克拉 IF 鮮彩黃色鑽石 配 鑽石戒指 • One cut-cornered modifed brilliant-cut Fancy Vivid Yellow diamond, 20.25 carats • Flanked by two trilliant-cut diamonds • 18 karat white and yellow gold • Size 7 (20.25-carat Diamond) GIA Report, numbered 1196251677, dated 11 April 2018, Fancy Vivid Yellow colour, Internally Flawless clarity. 附 美國GIA證書 Estimate HK$ 8,800,000-12,000,000 US$ 1,100,000-1,500,000

‘Lucky Alhambra’ came to the market in 2006.

Inspired by nature, the motifs of heart, butterfy, leaf and star have joyful connotations, making this a highly popular model in the Alhambra series. 「Lucky Alhambra」於2006年加入經典的四葉草系列，取材自 大自然。無論是愛心、蝴蝶、葉子和星星的造型都令人心生 喜悅，因此成為「Alhambra」系列中廣受歡迎之設計。

615

• 615.

Van Cleef & Arpels A Green Chalcedony ‘Alhambra’ Necklace 綠玉髓「Alhambra」項鏈，梵克雅寶 • Twenty quatrefoil motifs set with green chalcedony, connected by link-chain • 18 karat yellow gold • With French assay marks • Length approximately 820mm • Signed VCA and numbered B4050H30 With signed necklace pouch and a Van Cleef & Arpels service receipt Estimate HK$ 40,000-65,000 US$ 5,000-8,000 LOT OFFERED WITH NO RESERVE

616

617

• 616.

Van Cleef & Arpels A Gem-set ‘Lucky Alhambra’ Necklace 寶石「Lucky Alhambra」項鏈，梵克雅寶 • Twelve plaques of various motifs, set with malachite, mother-of-pearl, tiger’s eye and carnelian chalcedony • Connected by 18 karat yellow gold link-chain • With French assay and maker’s marks • Length approximately 870mm • Signed VCA and numbered BL242250 With a Van Cleef & Arpels service receipt Estimate HK$ 80,000-120,000 US$ 10,000-15,000 LOT OFFERED WITH NO RESERVE

617.

Van Cleef & Arpels A Mother-of-Pearl and Diamond ‘Alhambra’ Bracelet 珠母貝 配 鑽石「Alhambra」手鏈，梵克雅寶 • Set with three mother-of-pearl and two diamond-set quartrefoil-shaped motifs • 18 karat pink gold • French assay mark • Length approximately 185mm • Signed VCA and numbered JA595900 With signed box Estimate HK$ 55,000-70,000 US$ 7,000-9,000

The Lasting Good-luck Charm

四葉草的幸運祝福

The frst Alhambra pieces were introduced as part of the La Boutique collection which responded to the changing fashion of the time and a new need for versatile daytime jewellery alongside the magnifcent pieces Van Cleef & Arpels' clients would normally purchase from the Maison for formal occasions. Despite its seemingly clean, sinuous form, no fewer than ffeen successive steps of selection, production and verifcation are required to create an Alhambra jewel that will withstand the test of time. As the years have gone by, so Van Cleef & Arpels have stayed true to the original aesthetics of Alhambra whilst expanding the collection, catering to the tastes of an impressively diverse group of clients who treasure them as a staple in their jewellery collection.

追溯「Alhambra」珠寶之雛形，其實是源於六、七十年代女性對於日間佩戴 珠寶之需求。梵克雅寶有見及此，特意推出價格較為相宜、又可以搭配多種 日間服飾的「La Boutique」系列，讓一向習慣於品牌訂製高級珠寶的客人 有更多的選擇。第一件「Alhambra」作品面世時就被歸納成「La Boutique」的 一部分。儘管四葉草的線條看似十分簡單, 但每件「Alhambra」珠寶都是工匠 一絲不苟的堅持，必需經過不少於十五個工序才得以順利誔生，成為經得起時 間考驗的珠寶珍藏。五十多年來，梵克雅寶一直忠於「Alhambra」最原初 的設計概念，配合時代變遷而思考出不同的設計，令「Alhambra」成為更多 女士珠寶箱中不可或缺的收藏。

618

• 618.

Van Cleef & Arpels

619.

Van Cleef & Arpels

A Diamond ‘Alhambra’ Bracelet, Circa 1984

A Diamond ‘Alhambra’ Necklace, Circa 1992

鑽石「Alhambra」手鏈，梵克雅寶，約1984年

鑽石「Alhambra」項鏈，梵克雅寶，約1992年

• Five quatrefoils set with brilliant-cut diamonds, together approximately 1.80 carats • 18 karat yellow gold • Length approximately 185mm • Signed VCA and numbered 33135

• Fifeen quatrefoils set with brilliant-cut diamonds, together approximately 6.75 carats • 18 karat yellow gold • Signed Van Cleef & Arpels and numbered MC778 • Length approximately 550mm

With a Van Cleef & Arpels Letter of Authenticity

With a signed necklace box and a Van Cleef & Arpels Letter of Authenticity

Estimate HK$ 35,000-55,000 US$ 4,500-7,000 LOT OFFERED WITH NO RESERVE

Estimate HK$ 150,000-220,000 US$ 20,000-28,000

619

(Colour-change)

620 621

620. An Alexandrite Chrysoberyl

and Diamond Ring 2.60克拉「巴西」亞歷山大變色石 配 鑽石戒指 • An oval alexandrite chrysoberyl, 2.60 carats • Surrounded by brilliant-cut and baguette diamonds • Platinum • Size 6¼ (2.60-carat Alexandrite Chrysoberyl) GIA Report, numbered 1339699259, dated 20 September 2019, Brazil. 附 美國GIA證書 Estimate HK$ 65,000-90,000 US$ 8,000-11,500

∑

621.

Cartier Paris An Art Deco Gem-set Pin, Circa 1920 Art Deco寶石別針，巴黎卡地亞，約1920年 • Head set with a green hard stone, wearing a chalcedony hat with lapis lazuli shoes • The dress and umbrella set with coral beads and carved corals • 18 karat white and yellow gold • French assay marks • Signed Cartier Paris With a signed box Estimate HK$ 30,000-40,000 US$ 3,800-5,000 Potential bidders who intend to export this lot are advised that certain permits may be required. Please contact the Jewels Department prior to bidding on this lot.

出口此拍品可能需要相關許可證明文件。如有意競投此拍品， 請在拍賣會舉行前與珠寶部聯絡。

623

622

622. A Yellow Sapphire and Diamond Ring 20.57克拉天然黃色剛玉 配 鑽石戒指， 黃色剛玉未經加熱或淨度處理 • Centring on a cushion-shaped yellow sapphire, 20.57 carats • Surrounded by tapered baguette diamonds • 18 karat yellow gold • Size 6¾ (20.57-carat Yellow Sapphire) AGL Report, numbered 1107613, dated 17 March 2020, natural, no indications of heat or clarity enhancement.

∑

• 623. Van Cleef & Arpels

A Whimsical Gem-set ‘Duck’ Brooch 寶石「小鴨」別針，梵克雅寶 • Beak and feet set with carved coral • A cabochon green chalcedony eye • 18 karat yellow gold • Signed V.C.A. and numbered C1042I15

附 美國AGL證書

Estimate HK$ 35,000-50,000 US$ 4,500-6,500

Estimate HK$ 100,000-180,000 US$ 13,000-23,000

Potential bidders who intend to export this lot are advised that certain permits may be required. Please contact the Jewels Department prior to bidding on this lot.

出口此拍品可能需要相關許可證明文件。如有意競投此拍品， 請在拍賣會舉行前與珠寶部聯絡。 LOT OFFERED WITH NO RESERVE

Verdant Treasures from Colombia As a symbol of immortality and faith since ancient times, emeralds are not only steeped in folklore and intrigue, but coveted as one of the top three most prized gemstones in the world, alongside rubies and sapphires.

While it was said that Emperor Nero would watch gladiators through his emerald spectacles, Roman scholar Pliny described emeralds as ‘nothing greens greener’ and believed that they were the only gemstone that soothes one’s eyes without fatiguing them. The earliest origin for emeralds was known as the Cleopatra’s Mines, named afer the Egyptian queen who was a patron of the green stone. The exact location of the mine was lost for close to two thousand years and rediscovered in 1818. In India, emeralds are associated with healing and spiritual powers with Moghuls wearing them as talismans and inscribing them with sacred text.

Emerald is a member of the beryl family and owes its colour to traces of chromium and vanadium. However, what contributes to its visual appeal is also the cause for induced stress in the gemstone’s atomic structure, resulting in fractures that commonly afect the clarity. An emerald with an intense colour and high clarity is therefore extremely rare. It is a chance occasion when the perfect balance was achieved by Mother Nature in the formation process.

The tropical country of Colombia in South America has long been the preeminent source of gem-quality emeralds. Till this day, Colombia still reigns as the preferred pedigree among discerning collectors and knowledgeable connoisseurs.

Long before Spanish colonization, Colombian emeralds were revered and worshipped by Aztecs, Incas and Muiscas for thousands of years. The green gemstones were mined by indigenous tribes and lavishly set in gold treasures and jewels. News about the superiority of their crystal, transparency and fre reached the Spanish court in the 15th century and before long, feets of Spanish Conquistadors were on a quest to locate these mystical ‘green stones’, a mission that eventually lasted for decades. Upon the discovery of major mining areas in Colombia, emeralds were extensively excavated.

Ships and ships of emeralds attached to their primary host rocks were transported back to the Spanish court. This was the point in history when European monarchs were frst introduced to Colombian emeralds. From then onwards, these green specimens made their way to jewels and objects of the Renaissance, princely Wunderkammer, as well as treasuries of Moghul, Ottoman and Persian rulers. Opulent jewels set with Colombian emeralds are found in Imperial Napoleonic collections, as well as the Romanov and British Royal collection.

The reputation of Colombia is well-deserved. It is the only place in the world that ofers the potential to recover emeralds of exceptional size and quality.

The Cordillera Oriental ofers a specifc geological environment and provides the conditions necessary for the formation of such extraordinary gems.

The fnest examples are prized for their intensity and depth of colour, a rich grass-green with a medium-dark tone, almost without a trace of grey. Highly transparent, they display an even colour distribution and a vivid saturation.

This magnifcent Colombian emerald on ofer displays a rich and classic bluish-green colour typical of its origin. Accompanied by an excellent transparency, it is also free from any clarity treatment. It is worth mentioning that clarity treatment for emeralds is a procedure readily accepted by the trade, which ofen includes flling the fssures and fractures with oil. A ‘no-oil’ Colombian emerald over 5 carats is considered very unusual, this very gemstone of over 20 carats is absolutely remarkable and worthy of special merit. Its timeless elegance is further heightened by a well-proportioned and refned cutting, capturing a modern aura that is truly arresting.

© Géry Parent

Lef: Empress Josephine of France (1763 – 1814) wearing an extravagant parure set with emeralds and natural pearls. It is believed that the emeralds originate from Colombia.

PI / Alamy Stock Photo

左: 法國約瑟芬皇后 (1763-1814) 所佩戴之祖母 綠及天然珍珠珠寶套裝，上面的祖母綠相信來自 哥倫比亞。 Right: It was said that Roman Emperor Nero watched gladiators through his emerald spectacles.

Image courtesy: Wellcome Collection

右: 羅馬帝皇尼祿據說在觀看角斗士會使用專屬 的祖母綠眼鏡。

哥倫比亞祖母綠：沒有更綠的綠 祖母綠自遠古時代經已是永生和信仰的象徵，不但在許多傳說神話中佔一

這個探索之旅最終花上幾十年的時間，經歷了無數的戰役，才成功取得礦藏在

席位，在寶石界裡也是最貴重的三大寶石之一，與紅藍寶平分秋色。

哥倫比亞的確實位置。大量開採出來的祖母綠來不及在當地分割，便連同原石 礦物放滿了一艘又一艘的大船，直接被運回西班牙非廷，再轉售予其他歐洲皇室。

據說羅馬帝皇尼祿就有一副專屬的祖母綠眼鏡，用來觀看他最喜愛的角斗士

這也是歐洲君王貴族首次得以接觸哥倫比亞祖母綠的原由。在此之後，哥倫比亞

競賽。古羅馬學者老普林尼亦曾以「沒有更綠的綠」來形容祖母綠，並指出

的祖母綠不但陸續出現在文藝復興時期的珠寶，也成為王侯「珍奇屋」內的藏品，

只有這種寶石不至令眼睛疲勞，達到舒緩功效。世上最早出現的祖母綠產地

更被珍藏於莫臥兒及奧斯曼帝國，以及波斯帝王的寶庫內。俄羅斯羅曼諾夫

被稱為「埃及艷后之礦」，足以見證此寶石在埃及皇后克利奧帕特拉心目中的

王朝、法國拿坡崙，以及英國皇室的珠寶中亦少不了哥倫比亞祖母綠的身影。

地位。此礦區的實際地理位置一度在歷史上消失，直到1818年才重新被發現。 祖母綠在印度被視為帶有治療和神聖功效之寶石，因此印度君王會將祖母綠

哥倫比亞能贏得盛名，皆因它是世上唯一可以開採出體積碩大又品質出眾的祖母

當成護身符佩戴或將經文刻在祖母綠上。

綠的地方。東部山脈擁有獨特的地理環璄和條件，孕育出令人驚艷的綠色寶石。 頂連的哥倫比亞礦藏色彩濃郁純正，呈中深度草綠色，不帶一丁點灰色調。

在礦石世界中，祖母綠是柱石家族的一員，綠色來自於晶體內的鉻和釩。

絶佳的飽和度和顏色之平均分佈也是其優勝之處。

但這兩種令祖母綠透現艷麗色彩的原素同時亦會導致寶石的分子結構出現 裂縫，常常影響到祖母綠的淨度。由此可推斷，祖母綠要同時擁有濃郁飽和

富藝斯呈獻的這顆祖母綠正正擁有上述的各項優點，閃耀濃郁的色彩，綠中帶有

的色彩和相對高的淨度，本身存在一定的矛盾，絶非易事。如此精確的平衡點，

微量的藍，澄淨的晶體完全沒有經過任何的淨度處理。之前提到，鉻和釩會影響

只有大自然才能拿捏得到。

祖母綠的淨度，而改善淨度的常見處理方法是往寶石的裂縫注油。這種優化處理 十分常見，在業界已被廣泛接受，絶大多數的祖母綠都會「注油」。市場上超過

位處南美洲的熱帶國家哥倫比亞一直以來都是寶石級祖母綠的重要產地。

5克拉的「無油」祖母綠越見稀有，這顆天然祖母綠重逾21克拉，更是萬中

在資深藏家和寶石愛好者心目中，哥倫比亞擁有無可取代的超然地位。

無一，無比珍貴。加上均勻的切割比例，無疑將此寶石昇華到典藏的等連，高貴 氣息令人一見傾心，值得珍藏細味。

在西班牙帝國將部分南美國家收歸為殖民地之前，哥倫比亞所產的祖母綠 幾千年來受阿茲台克文明、印加人、穆伊斯卡人，以及其他土著部落所歌頌 和膜拜，被視為神來之物。原住民開採出來的祖母綠會被鑲嵌在黃金器物和 珠寶上，極盡奢華。十五世紀的西班牙帝國逐漸收到消息，得知世上竟然 存在晶體如此透亮，火彩如此誘人的綠色寶石，遂派出強大的船隊，尋找 這些傳說中的綠色寶石。

19.90 carat Emerald and Diamond Ring Phillips Hong Kong, 2017 Sold for HK$ 9,700,000

19.90 克拉祖母綠配鑽石戒指 富藝斯香港，2017年 成交$9,700,000港元

624 (Side View)

624. An Exceptional and Very Rare Emerald

and Diamond Ring 21.52克拉「哥倫比亞」天然祖母綠 配 鑽石戒指， 祖母綠未經淨度處理 • One step-cut emerald, 21.52 carats • Flanked by two half-moon diamonds • 18 karat white gold • Size 6¼

(21.52-carat Emerald) Gübelin report, numbered 20041064, dated 27 April 2020, Colombia, no indications of clarity enhancement.

SSEF report, numbered 113461, dated 7 May 2020, Colombia, no indications of clarity modifcation.

SSEF Appendix states that this emerald ‘exhibits a remarkable size and weight of 21.52 carats, combined with a deep and attractive green colour and a fne purity......The attractive green colour of this gemstone is due to a combination of well-balanced trace elements, which are typical and characteristic of the fnest emeralds from Colombia. In addition to these qualities, the fact that this emerald shows no indications of clarity modifcation is a further sign of rarity.

A natural emerald from Colombia of this size and quality can be considered rare and exceptional’.

GRS Platinum Award further states that ‘this vividly saturated emerald of 21.52 ct is reminiscent in hue of the varieties displaying the legendary colors found in the world renowned Muzo mines. They are formally described as “Muzo Green” and commonly known in the trade as “Old Mine” emeralds.’ 附 瑞士Gübelin及SSEF 證書 Estimate HK$ 7,500,000-9,500,000 US$ 960,000-1,200,000

626

625

625. Van Cleef & Arpels

A Diamond ‘Cosmos’ Clip Pendant Necklace/ Brooch 鑽石「Cosmos」吊墜項鏈/ 別針，梵克雅寶 • Centring on a brilliant-cut diamond, with four pavé-set diamond petals, totalling approximately 3.30 carats • 18 karat white gold • French assay and maker’s marks • With a karat white gold link chain, length approximately 360 to 400mm • Both pendant and link chain signed Van Cleef & Arpels, and pendant numbered BL14953 With a Van Cleef & Arpels service receipt Estimate HK$ 100,000-150,000 US$ 13,000-20,000

626. Van Cleef & Arpels

A Diamond ‘Cosmos’ Ring 鑽石「Cosmos」戒指，梵克雅寶 • Centring on a brilliant-cut diamond, with four pavé-set diamond petals, totalling approximately 3.25 carats • 18 karat white gold • French assay and maker’s marks • Size 5 • Signed Van Cleef & Arpels and numbered JCOO4069 Estimate HK$ 100,000-150,000 US$ 13,000-20,000

627

627.

A Ruby and Diamond Ring 4.07克拉「緬甸」天然紅寶石 配 鑽石戒指， 紅寶石未經加熱處理 • One cushion-shaped ruby, 4.07 carats • Flanked by two brilliant-cut diamonds • Platinum and 18 karat yellow gold • Size 5½ (4.07-carat Ruby) SSEF Report, numbered 64398, dated 7 August 2012, Burma, no indications of heating. 附 瑞士SSEF證書 Estimate HK$ 780,000-1,200,000 US$ 100,000-150,000

628

629

628. Cartier

629. A Sapphire and Diamond ‘Flowerhead’ Brooch

A Gem-set and Diamond Ring, ‘Les Oiseaux Libérés’

4.81克拉「緬甸」天然藍寶石 配 鑽石「花」別針， 藍寶石未經加熱處理

寶石 配 鑽石「Les Oiseaux Libérés」戒指，卡地亞

• Centring on an oval sapphire, 4.81 carats • Surrounded by variously-cut diamonds, with pavé-set diamond petals • 18 karat white gold

• Designed as a parrot, feathers set with brilliant-cut diamonds • Highlighted by twenty-eight ruby beads on body, with two emerald-set eyes and mother-of-pearl beak • 18 karat white gold • French assay mark • Size 4 • Signed Cartier and numbered BSW484 With signed ring box and a Cartier certifcate Estimate HK$ 300,000-400,000 US$ 38,000-50,000

Les Oiseaux Libérés is one of the signature designs of Cartier, designed in 1942 when people were yearning for freedom and peace. Throughout the time, this cheerful bird is still a symbol of optimism and liveliness. 「Les Oiseaux Libérés 」系列創於1942年，為卡地亞的經典設計 之一，創作意念源於人類對和平自由之渴求。這隻喜悅的小鳥時至 今日依然是活力和樂觀主義的代表。

(4.81-carat Sapphire) AGL Report, numbered 1107754, dated 17 March 2020, Burma, no gemological evidence of heat. 附 美國AGL證書 Estimate HK$ 200,000-280,000 US$ 25,000-35,000

1950s Diamond Jewels The ‘New Look’ Of Haute Joaillerie The 1950s was one of history’s great diamond eras - the decade when diamonds became a girl’s best friend, when diamonds proclaimed the majesty of the new British monarch, Queen Elizabeth 11, when Harry Winston, New York jeweller to the stars, was crowned King of Diamonds, and when the world was told a Diamond is Forever. Celebratory and light-flled, the diamond captured the 1950s’ post-war zeitgeist of peace and prosperity, the longing for luxury, and the sophisticated femininity at the heart of this Golden Age of Couture.

The dynamic designs of 1950s diamond jewels played with shapes and cuts of stones, twisted, looped and swirled into rippling ribbons, luscious scrolls and shimmering streams of light and movement. It was a style of Hollywood glamour, with a dash of audacity - made possible by improved diamondcutting, by juxtaposing diferent diamond shapes, rounds with baguettes and the pear- and marquise-cuts that truly defne 50s style. The idea was to minimise mounts and settings, to shif the focus entirely on the stones themselves, showcasing the fre, life and brilliance of the divine diamond.

The style was perfected by Parisian master jewellers, particularly Van Cleef & Arpels whose signature theme - ribbons, fowers, leaves - were transformed into high-energy stylised compositions. In New York, Harry Winston (18961978), took 50s style to another level through his ‘clustering’ technique: artful arrangements of varied diamond cuts, especially his favourite pear and marquise diamonds, set at diferent angles and levels, with metal mounts entirely hidden on the back, allowing the stones to shine supreme, creating a rhythmic fow of light and energy.

Winston is famous for saying that if he could, he would attach the diamonds directly to a woman’s skin, and his ‘foating’ diamonds came close to achieving that goal. The technique worked well for brooches of stylised foral forms, for earrings, much loved by the Duchess of Windsor, and for Winston’s famous ‘wreath’ necklace, a modern classic, inspired, it’s said, by snow glittering on a Christmas wreath on Winston’s front door.

Necklaces were essential to complement sumptuous evening gowns, just as earrings added the fnishing touch to any outft. For daytime, brooches were worn on lapels of shapely New Look jackets, or for evening, in the hair: Jackie Kennedy loved to pin Van Cleef & Arpels’ Flamme brooches in her immaculately groomed coifures.

The thread connecting Haute Joaillerie and Haute Couture was pulled tighter in the 1950s. Van Cleef & Arpels collaborated with Balenciaga, and the hugely talented Pierre Sterlé worked with Jacques Fath. Sterlé, quintessential 1950s designer-jeweller, is known for his inspired use of baguette diamonds, tracing luscious, fuid ribbon-like lines, ofen entwined with voluptuous streams of round diamonds, or cascades of diamonds tumbling out of loops or scrolls.

That connecting thread between fashion and jewels was undoubtedly the focus on femininity that dominated 50s style and lifestyle, but it was also the diamond itself, emblem of invincibility and enlightenment, that illuminated and defned 1950s jewellery, lighting the way forward into a future of female empowerment and adornment.

Written by Vivienne Becker, Jewellery Historian

An advertisement featuring a diamond necklace and ring by Harry Winston, Harper’s Bazaar, April 1952.

1952年4月號《芭莎珠寶》雜誌內的海瑞 溫斯頓鑽石項鏈及戒指廣告。

Harry Winston advertisement featuring a magnifcent emerald-cut diamond in 1977. 海瑞溫斯頓於1977年的廣告中選用 祖母綠方形切割的鑽石為主角。

630

630. Harry Winston

A Classic Pair of Diamond Cluster Ear Clips 鑽石耳環一對，海瑞温斯頓，鑽石共重21.63克拉， D-G /VVS1-VS2 • Two pear-shaped diamonds, 3.20 and 3.04 carats respectively • Surrounded by 10 marquise- and eight pear-shaped diamonds, together 15.39 carats • Platinum • Signed HW for Harry Winston and stamped JT for Jacques Timey (3.20- and 3.04-carat Diamonds) Two GIA Reports, numbered 2201820699 and 6207820953, dated 3 and 6 January 2020 respectively, both D colour, VS2 clarity.

(Eighteen Marquise- and Pear-shaped Diamonds) Eighteen GIA Reports, D to G colour, VVS1 to VS2 clarity. 附 20張美國GIA證書 Estimate HK$ 1,350,000-1,850,000 US$ 170,000-240 ,000

1950年代的鑽石珠寶 高級珠寶中的「New Look」 是歷史上鑽石大放異彩的時期之一 ，此十年間，鑽石成為女性的摰友，鑽石 彰顯了新英國君主伊麗莎白女王二世的威嚴，紐約「明星的珠寶商」海瑞溫斯頓 (Harry Winston)被冠以「鑽石之王」的美譽， 「鑽石恆久遠」的說法亦方為世界 知曉。鑽石閃爍一片喜氣洋洋的光芒，搶佔了1950年代戰後和平與繁榮的時代 精神。它代表了人們對奢侈的渴望，正好是其時歌頌嫵媚氣質的完美象徵。 50年代的鑽石珠寶動感十足，以不同形狀和切割的鑽石之結合著稱，無論是 扭紋、圓環或螺旋形緞帶般柔美的線條，鑽石多角度與光線互動，閃耀出動人 的流光。荷里活式的的華麗風格蔚然成風，大膽清新，鑽石切割方面的進步 成就了更大膽的設計，圓形配長方形切割，還有梨形配馬眼形切割，都定義了 一代經典。為了讓寶石和鑽石能成為真正的主角，鑲嵌的金屬部分變得更 輕盈，鑽石可盡情迸發其火光、生命力與亮光。 巴黎珠寶商梵克雅寶(Van Cleef & Arpels)在這風格方面表現尤其出色， 緞帶和花草為題的作品每每能幻化想象，將精髓完美呈現。美國紐約的海瑞 溫斯頓(1896 – 1978)亦於同期引進「簇擁式」(clustering)的鑲嵌技巧，進一步 提升50年代的華美風格。「簇擁式」的意思是將各式形狀及切割的鑽石高低交錯 並以不同角度鑲嵌，當中包括溫斯頓先生本人最喜愛的梨形及馬眼形美鑽。 底座的金屬完全隱藏在背面，有效加強鑽石和光的互動，仿如一個光線協奏成 的樂譜，徐徐流動，充滿朝氣。溫斯頓先生有一句經典名言： 「如果可以的話， 我會將鑽石直接妝點在女人的肌膚上。」而他這種懸浮式的鑲嵌方法幾近 將其想法變成事實。此技法運用在花卉造型之別針上效果尤其特出，還有溫莎 公爵夫人極鍾愛的鑽石耳環，以至品牌最為經典的花環項鏈，都以此為基礎。 此現代設計之靈感據說來自於溫斯頓大門前的聖誕花環，冬雪落在枝葉上， 閃耀冰雪亮光，純白靜謐，令他決心要用鑽石重塑花環的美。 晚間出席宴會，項鏈可以說是晚禮服的絶配；耳環則適合搭配任何服飾佩戴， 起畫龍點睛之效。胸針用途更是多變，可於日間別於剪裁立體的New Look 外套上，晚上又可搖身一變為髮飾。肯尼迪夫人便喜愛將梵克雅寶的Flamme 別針戴在她悉心整理的髮型上。 高訂珠寶跟高訂服裝於1950年代關係變得極其緊密，此時期的梵克雅寶與 時裝大師巴黎世家（Balenciaga）之合作至今為人津津樂道，而天才橫溢的 Pierre Sterlé和法國戰後三大時裝設計師之一Jacques Fath亦曾攜手進行創作。 Sterlé作為1950年代其中一位最具代表性的珠寶師計師，在運用鑽石方面如入 化境，往往能用不同比例的方形鑽石描繪線條流麗的飄逸緞帶，時而跟 一列列的圓鑽纏綿交織，時而傾瀉出潺潺流水般的清徹水珠。 50年代的時尚品味及生活文化以女性美為主導，成功牽線珠寶和時裝， 但其實亦因為鑽石本身無堅不摧，那堅毅的精神啟迪並定義了50年代的珠寶， 一直賦予女性力量，並引領往後數十年來佩戴珠寶的進程。 翻譯自著名珠寶歷史學家Vivienne Becker之撰文

631

631.

Harry Winston A Fine and Classic Diamond Ring, Circa 1953 12.55克拉 D/IF Type lla 鑽石戒指， 海瑞温斯頓，約1953年 • Centring on a rectangular step-cut diamond, 12.55 carats • Flanked by two tapered baguette diamonds • Platinum • Size 6½ • Signed WINSTON for Harry Winston (12.55-carat Diamond) GIA report, numbered 6204649642, dated 20 March 2020, D colour, Internally Flawless clarity. Diamond type classifcation report, type IIa diamond. 附 美國GIA證書 With a Harry Winston authenticity letter Estimate HK$ 6,800,000-8,800,000 US$ 850,000-1,100,000

Sale Information Jewels and Jadeite

Sale Department

Auction and Viewing Location JW Marriott Hotel Hong Kong 88 Queensway, Admiralty Hong Kong

Worldwide Head Graeme Thompson +852 2318 2049 graemethompson@phillips.com

Singapore Associate Regional Representative Christine Fernando +65 9128 6277 christinefernando@phillips.com

Auction 8 July 2020, 1 pm (Lots 501 – 631)

Head of Private Sales, Jewellery Paul Redmayne +852 2318 2041 paulredmayne@phillips.com

China Regional Director Wenjia Zhang +86 139 116 51725 wenjiazhang@phillips.com

Viewing 4-7 July 2020 Saturday - Tuesday 10am-7pm

Head of Jewellery, Asia Terry Chu +852 2318 2038 tchu@phillips.com

Sale Designation When sending in written bids or making enquiries please refer to this sale as HK060120 or Jewels and Jadeite

Head of Sale Charlene Lau +852 2318 2039 clau@phillips.com

Absentee and Telephone Bids Tel +852 2318 2029 Fax +852 2318 2010 bidshongkong@phillips.com

Specialist Louisa Chan +886 2 8758 2310 lchan@phillips.com Junior Specialist Yoki Chan+852 2318 2036 yokichan@phillips.com Senior Administrator Sammie Leung +852 2318 2040 sleung@phillips.com Geneva International Business Director Myriam Christinaƶ +41 22 317 81 84 mchristinaƶ@phillips.com Co-International Business Director Bart van Son +44 20 7901 7912 bvanson@phillips.com Taiwan Regional Director Cindy Yen +886 2 8758 2310 cyen@phillips.com Japan Specialist Tomoko Mizutani +81 3 6273 4818 tmizutani@phillips.com

Thailand Senior Consultant Rika Dila +66 818 186 878 rikadila@phillips.com Seoul Regional Director Jane Yoon +82 2797 8008 jyyoon@phillips.com New York Head of Americas Susan Abeles +1 212 940 1283 sabeles@phillips.com London Specialist, Client Liaison Lane Mclean +44 20 7318 4032 lmclean@phillips.com Auctioneers Graeme Thompson Catalogues catalogues@phillips.com HKD400/$50/€35/50CHF +852 2318 2000 Client Accounting clientaccountslondon@phillips.com +852 2318 2000 Client Services 14/F St. George's Building 2 Ice House Street Central, Hong Kong +852 2318 2000 Shipping shippinghk@phillips.com Anthony Pak +852 2318 2016

Front Cover Lot 624. An Exceptional and Very Rare Emerald and Diamond Ring Back Cover Lot 606. A Unique and Exotic Gem-set and Diamond ‘Peacock’ Bangle, Chopard

FLAWLESS Phillips Flawless ofers a discreet service for those looking to buy or sell jewelry, diamonds and gemstones.

From engagement rings to investment jewels, we’re here to advise and assist throughout the year.

Phillips Flawless為有意買賣各類珠寶、鑽石 和寶石的客戶帶來貼心服務，由訂婚戒指到 珠寶投資，我們於全年任何時間也會致力 為閣下提供意見和協助。

Enquiries 查詢 Paul Redmayne T +852 2318 2039 M +852 9737 0041 fawless@phillips.com

phillips.com/fawless

A stunning 15 carat, D, Flawless, Type IIA, emerald-cut ring Price upon request

15 克拉 D色無瑕 Type IIA 方形鑽石戒指 價格待詢

Guide for Prospective Buyers Buying at Auction The following pages are designed to ofer you information on how to buy at auction at Phillips. Our staf will be happy to assist you.

Conditions of Sale The Conditions of Sale and Authorship Warranty which appear later in this catalogue govern the auction. Bidders are strongly encouraged to read them as they outline the legal relationship among Phillips, the seller and the buyer and describe the terms upon which property is bought at auction. Please be advised that Phillips generally acts as agent for the seller. Bidders should also read the Important Notices immediately following this Guide for Prospective Buyers.

Buyer’s Premium Phillips charges the successful bidder a commission, or buyer’s premium, on the hammer price of each lot sold.

The buyer’s premium is payable by the buyer as part of the total purchase price at the following rates: 25% of the hammer price up to and including HK$3,000,000, 20% of the portion of the hammer price above HK$3,000,000 up to and including HK$30,000,000 and 13.5% of the portion of the hammer price above HK$30,000,000.

The purchase price payable for any lot is the sum of the hammer price plus the buyer’s premium plus any applicable taxes and charges.

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Pre-Sale Estimates Pre-sale estimates are intended as a guide for prospective buyers. Any bid within the high and low estimate range should, in our opinion, ofer a chance of success. However, many lots achieve prices below or above the pre-sale estimates. Where ‘Estimate upon Request’ appears, please contact the specialist department for further information. It is advisable to contact us closer to the time of the auction as estimates can be subject to revision. Pre-sale estimates do not include the buyer’s premium or any applicable taxes.

Pre-Sale Estimates in US Dollars and Euros Although the sale is conducted in Hong Kong dollars, the pre-sale estimates in the auction catalogues may also be printed in US dollars and/or euros. Since the exchange rate is that at the time of catalogue production and not at the date of auction, you should treat estimates in US dollars or euros as a guide only.

Catalogue Entries Phillips may print in the catalogue entry the history of ownership of the property, as well as the exhibition history and references to the work in art publications. While we are careful in the cataloguing process, provenance, exhibition and literature references may not be exhaustive and in some cases we may intentionally refrain from disclosing the identity of previous owners. Please note that all

dimensions of the property set forth in the catalogue entry are approximate.

the refund will be processed within seven days afer the date of the auction.

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Electrical and Mechanical Lots All lots with electrical and/or mechanical features are sold on the basis of their decorative value only and should not be assumed to be operative. It is essential that, prior to any intended use, the electrical system is verifed and approved by a qualifed electrician.

Deposit If you wish to bid on a lot designated with the symbol * (a “Premium Lot”), Phillips may require you to pay a deposit of HK$2,000,000 or such higher amount as Phillips in our sole discretion deems appropriate and to provide such fnancial references, guarantees and/or other security as Phillips may require in our sole discretion as security for the bid. Phillips will also require you to complete the Premium Lot pre-registration prior to the date of the auction at which the Premium Lot will be ofered for sale. Upon our receipt of the deposit and a completed pre-registration form, Phillips will provide you with a numbered Premium Lot paddle for identifcation purposes. The auctioneer will usually only accept bids on Premium Lots made with the Premium Lot paddle or by its registered bidder. This applies to saleroom, telephone and absentee bids. Payment of the deposit may be made by wire transfer or credit card acceptable to Phillips for the prospective purchase. If you are not the successful bidder on a Premium Lot and do not owe Phillips or any of our afliated companies any debt, the deposit will be refunded to you by wire transfer (in the same currency in which you paid the deposit) or credit card refund, as the case may be,

O Guaranteed Property Lots designated with the symbol O are the subject of a minimum price guarantee. In such cases Phillips has guaranteed to the seller of the lot that regardless of the outcome of the sale the seller shall receive no less than a minimum sum. This guarantee may be provided solely by Phillips or jointly with a third party. ♦ Third Party Guarantee Where Phillips has agreed to a minimum price guarantee it assumes the fnancial risk of a lot failing to sell or selling for less than the minimum price guarantee. Because the sums involved can be signifcant Phillips may choose to share the burden of that fnancial risk with a third party. The third party shares the risk by committing in advance of the sale, usually by way of a written bid, to buy the lot for an agreed amount whether or not there are competing bidders for the lot. In this way the third party guarantor assumes the risk of the bidding not reaching the amount of the minimum price guarantee. If there are competing bidders third party guarantors may also bid above any written bid.

In return for underwriting or sharing this risk Phillips will usually compensate the third party. The compensation may be in the form of a fxed fee or an amount calculated by reference to the hammer price of the lot. If the third party guarantor is the successful bidder they will be required to pay the full hammer price and buyer’s premium and will not be otherwise compensated.

Disclosure of fnancial interest by third parties Phillips requires third party guarantors to disclose their fnancial interest in the lot to anyone whom they are advising. If you are contemplating bidding on a lot which is the subject of a third party guarantee and you are being advised by someone or if you have asked someone to bid on your behalf you should always ask them to confrm whether or not they have a fnancial interest in the lot. Δ Property in which Phillips has an Ownership Interest Lots with this symbol indicate that Phillips owns the lot in whole or in part or has an economic interest in the lot equivalent to an ownership interest.

•

No Reserve Unless indicated by a •, all lots in this catalogue are offered subject to a reserve. A reserve is the confidential value established between Phillips and the seller and below which a lot may not be sold. The reserve for each lot is generally set at a percentage of the low estimate and will not exceed the low pre-sale estimate. Ж Property subject to US Import Tarifs

Lots with this symbol indicate that the Property may be subject to additional tariffs upon importation into the United States of America. See paragraph 12 of the Conditions of Sale.

∑ Endangered Species Lots with this symbol have been identifed at the time of cataloguing as containing endangered or other protected species of wildlife which may be subject to restrictions regarding export or import and which may require permits for export as well as import. Please refer to Paragraph 4 of the Guide for Prospective Buyers and Paragraph 11 of the Conditions of Sale. * Premium Lots Lots with this symbol carry a low pre-sale estimate of HK$8,000,000 or more and are referred to by Phillips as Premium Lots. Prospective buyers who wish to bid on Premium Lots must complete the pre-registration form and pay the Premium Lot deposit, as described more fully in this Paragraph 1 of the Guide for Prospective Buyers. ▼ Restricted Importation Lots with this symbol may be subject to importation restriction in the US. Please refer to the Important Notices which appear in this catalogue immediately following this Guide for Prospective Buyers.

2 Bidding in the Sale Bidding at Auction Bids may be executed during the auction in person by paddle, by telephone, online or prior to the sale in writing by absentee bid. Proof of identity in the form of government-issued identifcation may be required, as may an original signature. We may also require that you furnish us with a bank reference.

Bidding in Person To bid in person, you will need to register for and collect a paddle before the auction begins. New clients are encouraged to register at least 48 hours in advance of a sale to allow sufcient time for us to process your information. All lots sold will be invoiced to the name and address to which the paddle has been registered and invoices cannot be transferred to other names and addresses. Please do not misplace your paddle. In the event you lose it, inform a Phillips staf member immediately. At the end of the auction, please return your paddle to the registration desk.

Bidding by Telephone If you cannot attend the auction, you may bid live on the telephone with one of our multilingual staf members. This service must be arranged at least 24 hours in advance of the sale and is available for lots whose low pre-sale estimate is at least HK$8,000. Telephone bids may be recorded. By bidding on the telephone, you consent to the recording of your conversation. We suggest that you leave a maximum bid, excluding the buyer’s premium, which we can execute on your behalf in the event we are unable to reach you by telephone. To arrange a telephone bid please contact the Hong Kong bids department at +852 2318 2029.

Online Bidding If you cannot attend the auction in person, you may bid online on our online live bidding platform available on our website at www.phillips.com.The digital saleroom is

optimized to run on Google Chrome, Firefox, Opera and Internet Explorer browsers. Clients who wish to run the platform on Safari will need to install Adobe Flash Player.

Follow the links to ‘Auctions’ and ‘Digital Saleroom’ and then pre-register by clicking on ‘Register to Bid Live.’ The frst time you register you will be required to create an account; thereafer you will only need to register for each sale. You must pre-register at least 24 hours before the start of the auction in order to be approved by our bid department. Please note that corporate frewalls may cause difculties for online bidders.

Absentee Bids If you are unable to attend the auction and cannot participate by telephone, Phillips will be happy to execute written bids on your behalf. A bidding form can be found at the back of this catalogue. This service is free and confdential. Bids must be placed in the currency of the sale. Our staf will attempt to execute an absentee bid at the lowest possible price taking into account the reserve and other bidders. Always indicate a maximum bid, excluding the buyer’s premium. Unlimited bids will not be accepted. Any absentee bid must be received at least 24 hours in advance of the sale. In the event of identical bids, the earliest bid received will take precedence.

Employee Bidding Employees of Phillips and our afliated companies, including the auctioneer, may bid at the auction by placing absentee bids so long as they do not know the reserve when submitting their absentee bids and otherwise comply with our employee bidding procedures.

Bidding Increments Bidding generally opens below the low estimate and advances in increments of up to 10%, subject to the Auctioneer’s discretion. Absentee bids that do not conform to the increments set below may be lowered to the next bidding increment.

HK$1,000 to HK$2,000 HK$2,000 to HK$3,000 HK$3,000 to HK$5,000

HK$5,000 to HK$10,000 HK$10,000 to HK$20,000 HK$20,000 to HK$30,000 HK$30,000 to HK$50,000 HK$5,000, HK$8,000 HK$50,000 to HK$100,000 HK$100,000 to HK$200,000 HK$200,000 to HK$300,000 HK$300,000 to HK$500,000

HK$500,000 to HK$1,000,000 Above HK$1,000,000

by HK$100s

by HK$200s

by HK$200, 500, 800 (i.e., HK$4,200, HK$4,500, HK$4,800)

by HK$500s

by HK$1,000s

by HK$2,000s

by HK$2,000,

by HK$5,000s

by HK$10,000s

by HK$20,000s

by HK$20,000, 50,000, 80,000 (i.e., HK$320,000, HK$350,000, HK$380,000)

by HK$50,000s at the auctioneer’s discretion

The auctioneer may vary the increments during the course of the auction at his or her own discretion.

3 The Auction As noted above, the auction is governed by the Conditions of Sale and Authorship Warranty. All prospective bidders should read them carefully. They may be amended by saleroom addendum or auctioneer’s announcement.

Interested Parties Announcement In situations where a person allowed to bid on a lot has a direct or indirect interest in such lot, such as the benefciary or executor of an estate selling the lot, a joint owner of the lot or a party providing or participating in a guarantee on the lot, Phillips will make an announcement in the saleroom that interested parties may bid on the lot.

Consecutive and Responsive Bidding; No Reserve Lots The auctioneer may open the bidding on any lot by placing a bid on behalf of the seller. The auctioneer may further bid on behalf of the seller up to the amount of the reserve by placing consecutive bids or bids in response to other bidders. If a lot is ofered without reserve, unless there are already competing absentee bids, the auctioneer will generally open the bidding at 50% of the lot’s low pre-sale estimate. In the absence of a bid at that level, the auctioneer will proceed backwards at his or her discretion until a bid is recognized and will then advance the bidding from that amount. Absentee bids on no reserve lots will, in the absence of a higher bid, be executed at approximately 50% of the low pre-sale estimate or at the amount of the bid if it is less than 50% of the low pre-sale estimate.

If there is no bid whatsoever on a no reserve lot, the auctioneer may deem such lot unsold.

4 After the Auction Payment Buyers are required to pay for purchases immediately following the auction unless other arrangements have been agreed with Phillips in writing in advance of the sale.

Payment must be made in Hong Kong dollars by wire transfer, as noted in Paragraph 6 of the Conditions of Sale.

Cash and cheques are not accepted.

Credit Cards As a courtesy to clients, Phillips accepts payment by credit card up to HK$800,000. A processing fee will apply. For details on credit card payment please contact the Client Services department at +852 2318 2000.

Collection It is our policy to request proof of identity on collection of a lot. A lot will be released to the buyer or the buyer’s authorized representative when Phillips has received full and cleared payment and we are not owed any other amount by the buyer. Afer the auction, all lots will be stored externally, please call our shipping department on +852 2318 2000 prior to arranging collection. We will levy removal, interest, storage and handling charges on uncollected lots.

Important Notices Loss or Damage Buyers are reminded that Phillips accepts liability for loss or damage to lots for a maximum of seven days following the auction.

Transport and Shipping As a free service for buyers, Phillips will wrap purchased lots for hand carry only. We do not provide packing, handling or shipping services directly. However, we will coordinate with shipping agents instructed by you in order to facilitate the packing, handling and shipping of property purchased at Phillips. Please refer to Paragraph 7 of the Conditions of Sale for more information.

Export and Import Licences Before bidding for any property, prospective bidders are advised to make independent enquiries as to whether a licence is required to export the property from Hong Kong or to import it into another country. It is the buyer’s sole responsibility to comply with all import and export laws and to obtain any necessary licences or permits. The denial of any required licence or permit or any delay in obtaining such documentation will not justify the cancellation of the sale or any delay in making full payment for the lot.

Endangered Species Items made of or incorporating plant or animal material, such as coral, crocodile, ivory, whalebone, Brazilian rosewood, rhinoceros horn or tortoiseshell, irrespective of age, percentage or value, may require a licence or certifcate prior to exportation and additional licences or certifcates upon importation to the US or to any country within or outside the European Union (EU). Please note that the ability to obtain an export licence or certifcate does not ensure the ability to obtain an import licence or certifcate in another country, and vice versa. We suggest that prospective bidders check with their own government regarding wildlife import requirements prior to placing a bid. It is the buyer’s sole responsibility to obtain any necessary export or import licences or certifcates as well as any other required documentation. Please note that the US prohibits the importation of any item containing African elephant ivory. Asian elephant ivory may be imported in to the US only if accompanied by independent scientifc analysis regarding continent of origin and confrmation the object is more than 100 years old. We have not obtained a scientifc analysis on any lot prior to sale and cannot indicate whether elephant ivory in a particular lot is African or Asian elephant. Buyers purchase these lots at their own risk and will be responsible for the costs of obtaining any scientifc analysis or other report required in connection with their proposed import of such property into the US.

With regard to any item containing endangered species other than elephant ivory, an importer into the US must provide documented evidence of the species identifcation and age of an object in order to demonstrate that the object qualifes as an antique. This will require the buyer to obtain an independent appraisal certifying the species of endangered material on the object and certifying that the object is not less than 100 years of age. A prospective buyer planning to import an object into the US may not rely on Phillips cataloguing to establish the species of endangered material on the object or to establish the age of the object and must consult with a qualifed independent appraiser prior to placing a bid on the lot.

Please note that lots containing potentially regulated plant or animal material are marked as a convenience to our clients, but Phillips does not accept liability for errors or for failing to mark lots containing protected or regulated species.

Premium Lots Any prospective buyer interested in any Premium Lot, which is marked in the catalogue with the symbol *, must complete Premium Lot pre-registration and make a deposit of HK$2,000,000 or such higher amount as Phillips shall require in order to bid on a Premium Lot. For details, please contact the Client Services Department at +852 2318 2000.

Conditions of Sale The Conditions of Sale and Authorship Warranty set forth below govern the relationship between bidders and buyers, on the one hand, and Phillips and sellers, on the other hand. All prospective buyers should read these Conditions of Sale, the Important Notices immediately following the Guide for Prospective Buyers and the Authorship Warranty carefully before bidding.

1 Introduction Each lot in this catalogue is ofered for sale and sold subject to: (a) the Conditions of Sale and Authorship Warranty; (b) additional notices and terms printed in other places in this catalogue, including the Guide for Prospective Buyers and Important Notices and (c) supplements to this catalogue or other written material posted by Phillips in the saleroom, in each case as amended by any addendum or announcement by the auctioneer prior to the auction.

By bidding at the auction, whether in person, through an agent, by written bid, by telephone bid or other means, bidders and buyers agree to be bound by these Conditions of Sale, as so changed or supplemented, and Authorship Warranty.

These Conditions of Sale, as so changed or supplemented, and Authorship Warranty contain all the terms on which Phillips and the seller contract with the buyer.

2 Phillips as Agent Phillips acts as an agent for the seller, unless otherwise indicated in this catalogue or at the time of auction. On occasion, Phillips may own a lot directly, in which case we will act in a principal capacity as a consignor, or a company afliated with Phillips may own a lot, in which case we will act as agent for that company, or Phillips or an afliated company may have a legal, benefcial or fnancial interest in a lot as a secured creditor or otherwise.

3 Catalogue Descriptions and Condition of Property Lots are sold subject to the Authorship Warranty, as described in the catalogue (unless such description is changed or supplemented, as provided in Paragraph 1 above) and in the condition that they are in at the time of the sale on the following basis.

(a) The knowledge of Phillips in relation to each lot is partially dependent on information provided to us by the seller, and Phillips is not able to and does not carry out exhaustive due diligence on each lot. Prospective buyers acknowledge this fact and accept responsibility for carrying out inspections and investigations to satisfy themselves as to the lots in which they may be interested. Notwithstanding the foregoing, we shall exercise such reasonable care when making express statements in catalogue descriptions or condition reports as is consistent with our role as auctioneer of lots in this sale and in light of (i) the information provided to us by the seller, (ii) scholarship and technical knowledge and (iii) the generally accepted opinions of relevant experts, in each case at the time any such express statement is made.

(b) Each lot ofered for sale at Phillips is available for inspection by prospective buyers prior to the auction.

Phillips accepts bids on lots on the basis that bidders (and independent experts on their behalf, to the extent appropriate given the nature and value of the lot and the bidder’s own expertise) have fully inspected the lot prior to bidding and have satisfed themselves as to both the condition of the lot and the accuracy of its description. (c) Prospective buyers acknowledge that many lots are of an age and type which means that they are not in perfect condition. As a courtesy to clients, Phillips may prepare and provide condition reports to assist prospective buyers when they are inspecting lots. Catalogue descriptions and condition reports may make reference to particular imperfections of a lot, but bidders should note that lots may have other faults not expressly referred to in the catalogue or condition report. All dimensions are approximate. Illustrations are for identifcation purposes only and cannot be used as precise indications of size or to convey full information as to the actual condition of lots. (d) Information provided to prospective buyers in respect of any lot, including any pre-sale estimate, whether written or oral, and information in any catalogue, condition or other report, commentary or valuation, is not a representation of fact but rather a statement of opinion held by Phillips. Any pre-sale estimate may not be relied on as a prediction of the selling price or value of the lot and may be revised from time to time by Phillips at our absolute discretion. Neither Phillips nor any of our afliated companies shall be liable for any diference between the pre-sale estimates for any lot and the actual price achieved at auction or upon resale.

4 Bidding at Auction (a) Phillips has absolute discretion to refuse admission to the auction or participation in the sale. All bidders must register for a paddle prior to bidding, supplying such information and references as required by Phillips. (b) As a convenience to bidders who cannot attend the auction in person, Phillips may, if so instructed by the bidder, execute written absentee bids on a bidder’s behalf. Absentee bidders are required to submit bids on the ‘Absentee Bid Form’, a copy of which is printed in this catalogue or otherwise available from Phillips. Bids must be placed in the currency of the sale. The bidder must clearly indicate the maximum amount he or she intends to bid, excluding the buyer’s premium. The auctioneer will not accept an instruction to execute an absentee bid which does not indicate such maximum bid. Our staf will attempt to execute an absentee bid at the lowest possible price taking into account the reserve and other bidders. Any absentee bid must be received at least 24 hours in advance of the sale. In the event of identical bids, the earliest bid received will take precedence. (c) Telephone bidders are required to submit bids on the ‘Telephone Bid Form’, a copy of which is printed in this catalogue or otherwise available from Phillips. Telephone bidding is available for lots whose low pre-sale estimate is at least HK$8,000. Phillips reserves the right to require written confrmation of a successful bid from a telephone

bidder by fax or otherwise immediately afer such bid is accepted by the auctioneer. Telephone bids may be recorded and, by bidding on the telephone, a bidder consents to the recording of the conversation. (d) Bidders may participate in an auction by bidding online through Phillips’s online live bidding platform available on our website at www.phillips.com. To bid online, bidders must register online at least 24 hours before the start of the auction. Online bidding is subject to approval by Phillips’s bid department in our sole discretion. As noted in Paragraph 3 above, Phillips encourages online bidders to inspect prior to the auction any lot(s) on which they may bid, and condition reports are available upon request.

Bidding in a live auction can progress quickly. To ensure that online bidders are not placed at a disadvantage when bidding against bidders in the room or on the telephone, the procedure for placing bids through Phillips’s online bidding platform is a one-step process. By clicking the bid button on the computer screen, a bidder submits a bid. Online bidders acknowledge and agree that bids so submitted are fnal and may not under any circumstances be amended or retracted. During a live auction, when bids other than online bids are placed, they will be displayed on the online bidder’s computer screen as ‘foor’ bids.

‘Floor’ bids include bids made by the auctioneer to protect the reserve. In the event that an online bid and a ‘foor’ or ‘phone’ bid are identical, the ‘foor’ bid may take precedence at the auctioneer’s discretion. The next bidding increment is shown for the convenience of online bidders in the bid button. The bidding increment available to online bidders may vary from the next bid actually taken by the auctioneer, as the auctioneer may deviate from Phillips’s standard increments at any time at his or her discretion, but an online bidder may only place a bid in a whole bidding increment. Phillips’s bidding increments are published in the Guide for Prospective Buyers. (e) When making a bid, whether in person, by absentee bid, on the telephone or online, a bidder accepts personal liability to pay the purchase price, as described more fully in Paragraph 6 (a) below, plus all other applicable charges. (f) By participating in the auction, whether in person, by absentee bid, on the telephone or online, each prospective buyer represents and warrants that any bids placed by such person, or on such person’s behalf, are not the product of any collusive or other anti-competitive agreement and are otherwise consistent with federal, state or other antitrust law. (g) Arranging absentee, telephone and online bids is a free service provided by Phillips to prospective buyers. While we undertake to exercise reasonable care in undertaking such activity, we cannot accept liability for failure to execute such bids except where such failure is caused by our willful misconduct. (h) Employees of Phillips and our afliated companies, including the auctioneer, may bid at the auction by placing absentee bids so long as they do not know the reserve when submitting their absentee bids and otherwise comply with our employee bidding procedures.

5 Conduct of the Auction (a) Unless otherwise indicated by the symbol •, each lot is ofered subject to a reserve, which is the confdential minimum selling price agreed by Phillips with the seller.

The reserve will not exceed the low pre-sale estimate at the time of the auction. (b) The auctioneer has discretion at any time to refuse any bid, withdraw any lot, re-ofer a lot for sale (including afer the fall of the hammer) if he or she believes there may be error or dispute and take such other action as he or she deems reasonably appropriate. Phillips shall have no liability whatsoever for any such action taken by the auctioneer. If any dispute arises afer the sale, our sale record is conclusive. The auctioneer may accept bids made by a company afliated with Phillips provided that the bidder does not know the reserve placed on the lot. (c) The auctioneer will commence and advance the bidding at levels and in increments he or she considers appropriate.

In order to protect the reserve on any lot, the auctioneer may place one or more bids on behalf of the seller up to the reserve without indicating he or she is doing so, either by placing consecutive bids or bids in response to other bidders. If a lot is ofered without reserve, unless there are already competing absentee bids, the auctioneer will generally open the bidding at 50% of the lot’s low pre-sale estimate. In the absence of a bid at that level, the auctioneer will proceed backwards at his or her discretion until a bid is recognized and will then advance the bidding from that amount. Absentee bids on no reserve lots will, in the absence of a higher bid, be executed at approximately 50% of the low pre-sale estimate or at the amount of the bid if it is less than 50% of the low pre-sale estimate.

If there is no bid whatsoever on a no reserve lot, the auctioneer may deem such lot unsold. (d) The sale will be conducted in Hong Kong dollars and payment is due in Hong Kong dollars. For the beneft of international clients, pre-sale estimates in the auction catalogue may be shown in US dollars and/or euros and, if so, will refect approximate exchange rates. Accordingly, estimates in US dollars or euros should be treated only as a guide. If a currency converter is operated during the sale, it is done so as a courtesy to bidders, but Phillips accepts no responsibility for any errors in currency conversion calculation. (e) Subject to the auctioneer’s reasonable discretion, the highest bidder accepted by the auctioneer will be the buyer and the striking of the hammer marks the acceptance of the highest bid and the conclusion of a contract for sale between the seller and the buyer. Risk and responsibility for the lot passes to the buyer as set forth in Paragraph 7 below. (f) If a lot is not sold, the auctioneer will announce that it has been ‘passed’, ‘withdrawn’, ‘returned to owner’ or ‘bought-in’. (g) Any post-auction sale of lots ofered at auction shall incorporate these Conditions of Sale and Authorship Warranty as if sold in the auction.

6 Purchase Price and Payment (a) The buyer agrees to pay us, in addition to the hammer price of the lot, the buyer’s premium, plus any applicable taxes and charges (the ‘Purchase Price’). The buyer’s premium is 25% of the hammer price up to and including HK$3,000,000, 20% of the portion of the hammer price above HK$3,000,000 up to and including HK$30,000,000 and 13.5% of the portion of the hammer price above HK$30,000,000. (b) Unless otherwise agreed, a buyer is required to pay for a purchased lot immediately following the auction regardless of any intention to obtain an export or import license or other permit for such lot. Payments must be made by the invoiced party in Hong Kong dollars by wire transfer in accordance with the bank transfer details provided on the invoice for purchased lots. (c) As a courtesy to clients, Phillips will accept American Express, Visa and MasterCard to pay for invoices of HK$800,000 or less. A processing fee will apply. (d) Title in a purchased lot will not pass until Phillips has received the Purchase Price for that lot in cleared funds.

Phillips is not obliged to release a lot to the buyer until title in the lot has passed and appropriate identifcation has been provided, and any earlier release does not afect the passing of title or the buyer’s unconditional obligation to pay the Purchase Price.

7 Collection of Property (a) Phillips will not release a lot to the buyer until we have received payment of its Purchase Price in full in cleared funds, the buyer has paid all outstanding amounts due to Phillips or any of our afliated companies, including any charges payable pursuant to Paragraph 8 (a) below, and the buyer has satisfed such other terms as we in our sole discretion shall require, including completing any antimoney laundering or anti-terrorism fnancing checks. As soon as a buyer has satisfed all of the foregoing conditions, he or she should contact us at +852 2318 2000 to arrange for collection of purchased property. (b) The buyer must arrange for collection of a purchased lot within seven days of the date of the auction. Afer the auction, all lots will be stored externally, please call our shipping department on +852 2318 2000 prior to arranging collection. We will levy removal, interest, storage and handling charges on uncollected lots.

Purchased lots are at the buyer’s risk, including the responsibility for insurance, from (i) the date of collection or (ii) seven days afer the auction, whichever is the earlier.

Until risk passes, Phillips will compensate the buyer for any loss or damage to a purchased lot up to a maximum of the Purchase Price paid, subject to our usual exclusions for loss or damage to property. (c) As a courtesy to clients, Phillips will, without charge, wrap purchased lots for hand carry only. We do not provide packing, handling, insurance or shipping services. We will coordinate with shipping agents instructed by the buyer, whether or not recommended by Phillips, in order to facilitate the packing, handling, insurance and shipping

of property bought at Phillips. Any such instruction is entirely at the buyer’s risk and responsibility, and we will not be liable for acts or omissions of third party packers or shippers. Property is treated as collected by the buyer at the point it is handed over in Hong Kong by Phillips to the buyer or to a third-party shipper acting for the buyer.

The buyer is responsible for paying any import duties and local taxes payable to import the Property to its fnal destination. (d) Phillips will require presentation of government-issued identifcation prior to release of a lot to the buyer or the buyer’s authorized representative.

8 Failure to Collect Purchases (a) If the buyer pays the Purchase Price but fails to collect a purchased lot within 30 days of the auction, the buyer will incur a late collection fee of HK$80 per day for each uncollected lot. We will not release purchased lots to the buyer until all such charges have been paid in full. (b) If a purchased lot is paid for but not collected within six months of the auction, the buyer authorizes Phillips, upon notice, to arrange a resale of the item by auction or private sale, with estimates and a reserve set at Phillips’s reasonable discretion. The proceeds of such sale will be applied to pay for storage charges and any other outstanding costs and expenses owed by the buyer to Phillips or our afliated companies and the remainder will be forfeited unless collected by the buyer within two years of the original auction.

9 Remedies for Non-Payment (a) Without prejudice to any rights the seller may have, if the buyer without prior agreement fails to make payment of the Purchase Price for a lot in cleared funds within seven days of the auction, Phillips may in our sole discretion exercise one or more of the following remedies: (i) store the lot at Phillips‘s premises or elsewhere at the buyer’s sole risk and expense; (ii) cancel the sale of the lot, retaining any partial payment of the Purchase Price as liquidated damages; (iii) reject future bids from the buyer or render such bids subject to payment of a deposit; (iv) charge interest at 12% per annum from the date payment became due until the date the Purchase Price is received in cleared funds; (v) subject to notifcation of the buyer, exercise a lien over any of the buyer’s property which is in the possession of Phillips and instruct our afliated companies to exercise a lien over any of the buyer’s property which is in their possession and, in each case, no earlier than 30 days from the date of such notice arrange the sale of such property and apply the proceeds to the amount owed to Phillips or any of our afliated companies afer the deduction from sale proceeds of our standard vendor’s commission, all sale-related expenses and any applicable taxes thereon; (vi) resell the lot by auction or private sale, with estimates and a reserve set at Phillips’s reasonable discretion, it being understood that in the event such resale is for less than the original hammer price and buyer’s premium for that lot, the buyer will remain liable for the shortfall together with all costs incurred in such resale; (vii) commence legal proceedings to recover the

hammer price and buyer’s premium for that lot, together with interest and the costs of such proceedings; (viii) set of the outstanding amount remaining unpaid by the buyer against any amounts which we or any of our afliated companies may owe the buyer in any other transactions; (ix) release the name and address of the buyer to the seller to enable the seller to commence legal proceedings to recover the amounts due and legal costs; or (x) take such other action as we deem necessary or appropriate. (b) The buyer irrevocably authorizes Phillips to exercise a lien over the buyer’s property which is in our possession upon notifcation by any of our afliated companies that the buyer is in default of payment. Phillips will notify the buyer of any such lien. The buyer also irrevocably authorizes Phillips, upon notifcation by any of our afliated companies that the buyer is in default of payment, to pledge the buyer’s property in our possession by actual or constructive delivery to our afliated company as security for the payment of any outstanding amount due. Phillips will notify the buyer if the buyer’s property has been delivered to an afliated company by way of pledge. (c) If the buyer is in default of payment, the buyer irrevocably authorizes Phillips to instruct any of our afliated companies in possession of the buyer’s property to deliver the property by way of pledge as the buyer’s agent to a third party instructed by Phillips to hold the property on our behalf as security for the payment of the Purchase Price and any other amount due and, no earlier than 30 days from the date of written notice to the buyer, to sell the property in such manner and for such consideration as can reasonably be obtained on a forced sale basis and to apply the proceeds to any amount owed to Phillips or any of our afliated companies afer the deduction from sale proceeds of our standard vendor’s commission, all sale-related expenses and any applicable taxes thereon.

10 Rescission by Phillips Phillips shall have the right, but not the obligation, to rescind a sale without notice to the buyer if we reasonably believe that there is a material breach of the seller’s representations and warranties or the Authorship Warranty or an adverse claim is made by a third party.

Upon notice of Phillips election to rescind the sale, the buyer will promptly return the lot to Phillips, and we will then refund the Purchase Price paid to us. As described more fully in Paragraph 14 below, the refund shall constitute the sole remedy and recourse of the buyer against Phillips and the seller with respect to such rescinded sale.

11 Export, Import And Endangered Species Licences and Permits Before bidding for any property, prospective buyers are advised to make their own enquiries as to whether a licence is required to export a lot from Hong Kong or to import it into another country. Prospective buyers are advised that some countries prohibit the import of property made of or incorporating plant or animal material, such as coral, crocodile, ivory, whalebone, Brazilian rosewood, rhinoceros

horn or tortoiseshell, irrespective of age, percentage or value. Accordingly, prior to bidding, prospective buyers considering export of purchased lots should familiarize themselves with relevant export and import regulations of the countries concerned. Please note that the US prohibits the importation of any item containing African elephant ivory. Asian elephant ivory may be imported in to the US only if accompanied by independent scientifc analysis of continent of origin and confrmation the object is more than 100 years old.

With regard to any item containing endangered species other than elephant ivory, an importer into the US must provide documented evidence of the species identifcation and age of an object in order to demonstrate that the item qualifes as an antique. This will require the buyer to obtain an independent appraisal certifying the species of endangered material on the object and certifying that the object is not less than 100 years of age. A prospective buyer planning to import an object containing endangered species into the US may not rely on Phillips cataloguing to establish the species of endangered material on the object or to establish the age of the object and must consult with a qualifed independent appraiser prior to placing a bid on the lot.

It is solely the buyer’s responsibility to comply with these laws and to obtain any necessary export, import and endangered species licences or permits. Failure to obtain a licence or permit or delay in so doing will not justify the cancellation of the sale or any delay in making full payment for the lot. As a courtesy to clients, Phillips has marked in the catalogue lots containing potentially regulated plant or animal material, but we do not accept liability for errors or for failing to mark lots containing protected or regulated species.

12. US Imports Customs Tarifs Buyers intending to import property into the United States of America should note that US Customs may charge an additional import duty upon the importation of (i) products manufactured or created in mainland China and (ii) printed materials (including photographs, prints, lithographs, books and designs) printed in the UK or Germany.

Phillips will mark with a symbol lots which may be subject to additional US import tarifs, where this is known to us.

Please note, however, that any such markings are done by us only as a convenience to bidders. Phillips does not accept liability for errors including failing to mark lots accurately or for the absence of any marking.

Export, Import, Sales and/or Use Taxes Buyers should note that they are responsible for all charges, duties and taxes related to the exportation and importation of lots shipped by them or shipped on their behalf, including any applicable Sales and/or Use Taxes which may be due on importing the property to the United States.

Please contact the department organising the auction for further details.

13 Personal Data (a) You acknowledge and understand that we may process your personal data (including potentially special category data) in accordance with our Privacy Policy as published at www.phillips.com or available by emailing dataprotection@ phillips.com. (b) Our Privacy Policy sets out: (i) the types of personal data we will or may collect and process; (ii) the purposes for which we will or may process your personal data (including for example the provision of auction, private sale and related services; the performance and enforcement of these terms and conditions; the carrying out of identity and credit checks; keeping you informed about upcoming auctions, exhibitions and special events; and generally where reasonably necessary in the management and operation of our business); (iii) the lawful bases on which we rely in undertaking our processing of your personal data; (iv) your rights in respect of our processing of your personal data; and (v) various other information as required by applicable laws. (c) Phillips premises and sale and exhibition venues may be subject to CCTV video surveillance and recording and your communications with Phillips, including by telephone and online (e.g. telephone and on-line bidding) may also be recorded. Where we record such information we will process it in accordance with our Privacy Policy.

14 Limitation of Liability (a) Subject to sub-paragraph (e) below, the total liability of Phillips, our afliated companies and the seller to the buyer in connection with the sale of a lot shall be limited to the Purchase Price actually paid by the buyer for the lot. (b) Except as otherwise provided in this Paragraph 14, none of Phillips, any of our afliated companies or the seller (i) is liable for any errors or omissions, whether orally or in writing, in information provided to prospective buyers by Phillips or any of our afliated companies or (ii) accepts responsibility to any bidder in respect of acts or omissions, whether negligent or otherwise, by Phillips or any of our afliated companies in connection with the conduct of the auction or for any other matter relating to the sale of any lot. (c) All warranties other than the Authorship Warranty, express or implied, including any warranty of satisfactory quality and ftness for purpose, are specifcally excluded

by Phillips, our afliated companies and the seller to the fullest extent permitted by law. (d) Subject to sub-paragraph (e) below, none of Phillips, any of our afliated companies or the seller shall be liable to the buyer for any loss or damage beyond the refund of the Purchase Price referred to in sub-paragraph (a) above, whether such loss or damage is characterised as direct, indirect, special, incidental or consequential, or for the payment of interest on the Purchase Price to the fullest extent permitted by law.

(e) No provision in these Conditions of Sale shall be deemed to exclude or limit the liability of Phillips or any of our afliated companies to the buyer in respect of any fraud or fraudulent misrepresentation made by any of us or in respect of death or personal injury caused by our negligent acts or omissions.

15 Copyright The copyright in all images, illustrations and written materials produced by or for Phillips relating to a lot, including the contents of this catalogue, is and shall remain at all times the property of Phillips and such images and materials may not be used by the buyer or any other party without our prior written consent. Phillips and the seller make no representations or warranties that the buyer of a lot will acquire any copyright or other reproduction rights in it.

16 General (a) These Conditions of Sale, as changed or supplemented as provided in Paragraph 1 above, and Authorship Warranty set out the entire agreement between the parties with respect to the transactions contemplated herein and supersede all prior and contemporaneous written, oral or implied understandings, representations and agreements. (b) Notices to Phillips shall be in writing and addressed to the department in charge of the sale, quoting the reference number specifed at the beginning of the sale catalogue.

Notices to clients shall be addressed to the last address notifed by them in writing to Phillips. (c) These Conditions of Sale are not assignable by any buyer without our prior written consent but are binding on the buyer’s successors, assigns and representatives. (d) Should any provision of these Conditions of Sale be held void, invalid or unenforceable for any reason, the remaining provisions shall remain in full force and efect. No failure by any party to exercise, nor any delay in exercising, any right or remedy under these Conditions of Sale shall act as a waiver or release thereof in whole or in part. (e) If there is any inconsistency or confict between the English text of the Conditions of Sale, Guide for Prospective Buyers and/or Important Notices and their Chinese translations, the English text will prevail.

17 Law and Jurisdiction (a) The rights and obligations of the parties with respect to these Conditions of Sale and Authorship Warranty, the conduct of the auction and any matters related to any of the foregoing shall be governed by and interpreted in accordance with Hong Kong law.

(b) For the beneft of Phillips, all bidders and sellers agree that the courts of Hong Kong are to have exclusive jurisdiction to settle all disputes arising in connection with all aspects of all matters or transactions to which these Conditions of Sale and Authorship Warranty relate or apply.

All parties agree that Phillips shall retain the right to bring proceedings in any court other than the courts of Hong Kong. (c) All bidders and sellers irrevocably consent to service of process or any other documents in connection with proceedings in any court by facsimile transmission, personal service, delivery by mail or in any other manner permitted by Hong Kong law, the law of the place of service or the law of the jurisdiction where proceedings are instituted at the last address of the bidder or seller known to Phillips.

Authorship Warranty Phillips warrants the authorship of property in this auction catalogue described in headings in BOLD or CAPITALIZED type for a period of fve years from date of sale by Phillips, subject to the exclusions and limitations set forth below and the Important Notices set out in this catalogue immediately following the Guide for Prospective Buyers. (a) Phillips gives this Authorship Warranty only to the original buyer of record (i.e., the registered successful bidder) of any lot. This Authorship Warranty does not extend to (i) subsequent owners of the property, including purchasers or recipients by way of gif from the original buyer, heirs, successors, benefciaries and assigns; (ii) property where the description in the catalogue states that there is a confict of opinion on the authorship of the property; (iii) property where our attribution of authorship was on the date of sale consistent with the generally accepted opinions of specialists, scholars or other experts; (iv) property whose description or dating is proved inaccurate by means of scientifc methods or tests not generally accepted for use at the time of the publication of the catalogue or which were at such time deemed unreasonably expensive or impractical to use or likely in our reasonable opinion to have caused damage or loss in value to the lot; or (v) property where there has been no material loss in value from the value of the lot had it been as described in the heading of the catalogue entry. (b) In any claim for breach of the Authorship Warranty, Phillips reserves the right, as a condition to rescinding any sale under this warranty, to require the buyer to provide to us at the buyer’s expense the written opinions of two recognized experts approved in advance by Phillips. We shall not be bound by any expert report produced by the buyer and reserve the right to consult our own experts at our expense. If Phillips agrees to rescind a sale under the Authorship Warranty, we shall refund to the buyer the reasonable costs charged by the experts commissioned by the buyer and approved in advance by us.

(c) Subject to the exclusions set forth in subparagraph (a) above, the buyer may bring a claim for breach of the Authorship Warranty provided that (i) he or she has notifed Phillips in writing within three months of receiving any information which causes the buyer to question the authorship of the lot, specifying the auction in which the property was included, the lot number in the auction catalogue and the reasons why the authorship of the lot is being questioned and (ii) the buyer returns the lot to Phillips to the salesroom in which it was purchased in the same condition as at the time of its auction and is able to transfer good and marketable title in the lot free from any third party claim arising afer the date of the auction. Phillips has discretion to waive any of the foregoing requirements set forth in this subparagraph (c) or subparagraph (b) above. (d) The buyer understands and agrees that the exclusive remedy for any breach of the Authorship Warranty shall be rescission of the sale and refund of the original Purchase Price paid. This remedy shall constitute the sole remedy and recourse of the buyer against Phillips, any of our afliated companies and the seller and is in lieu of any other remedy available as a matter of law or equity. This means that none of Phillips, any of our afliated companies or the seller shall be liable for loss or damage beyond the remedy expressly provided in this Authorship Warranty, whether such loss or damage is characterized as direct, indirect, special, incidental or consequential, or for the payment of interest on the original Purchase Price.

Please return this form by fax to +852 2318 2010 or email it to bidshongkong@phillips.com at least 24 hours before the sale. Please read carefully the information in the right column and note that it is important that you indicate whether you are applying to bid as an individual or on behalf of a company.

In-person Absentee Bidding Telephone Bidding

Paddle Number

As a private individual On behalf of a company Sale Number First Name

Sale Date

Surname

Address

City

• For absentee bids, indicate your maximum limit for each lot, excluding the buyer’s premium and any applicable VAT. Your bid will be executed at the lowest price taking into account the reserve and other bidders.

On no reserve lots, in the absence of other bids, your bid will be executed at approximately 50% of the low pre-sale estimate or at the amount specified, if less than 50% of the low estimate.

State/Country

Post Code Phone

Mobile

Email

Fax

• Your bid must be submitted in the currency of the sale and may be rounded down to the nearest amount consistent with the auctioneer’s bidding increments.

• If we receive identical bids, the first bid received will take precedence.

Phone number to call at the time of sale (for Phone Bidding only) 1.

• Arranging absentee and telephone bids is a free service provided by us to prospective buyers. While we will exercise reasonable care in undertaking such activity, we cannot accept liability for errors relating to execution of your bids except in cases of wilful misconduct.

Agreement to bid by telephone must be confirmed by you promptly in writing or by fax. Telephone bid lines may be recorded.

2.

Language to be used (for Phone Bidding only) Please complete the following section for telephone and absentee bids only Lot number In Consecutive Order

Brief description

• Phillips charges the successful bidder a commission, or buyer’s premium, on the hammer price of each lot sold. The buyer’s premium is payable by the buyer as part of the total purchase price at the following rates: 25% of the hammer price up to and including HK$3,000,000, 20% of the portion of the hammer price above HK$3,000,000 up to and including HK$30,000,000 and 13.5% of the portion of the hammer price above HK$30,000,000.

• “Buy” or unlimited bids will not be accepted. Alternative bids can be placed by using the word “OR” between lot numbers.

Account Number

Company (if applicable)

• CONDITIONS OF SALE All bids are placed and executed, and all lots are sold and purchased, subject to the Conditions of Sale printed in the catalogue. Please read them carefully before placing a bid. Your attention is drawn to Paragraph 4 of the Conditions of Sale.

• If you cannot attend the sale, we can execute bids confidentially on your behalf.

Please indicate in what capacity you will be bidding (please select one):

Title

• PRIVATE PURCHASES Proof of identity in the form of governmentissued identification and proof of address will be required.

• COMPANY PURCHASES If you are buying under a business entity, we require a copy of government-issued identification (such as the certificate of incorporation) as well as proof of owners and directors to verify the status of the company.

Please select the type of bid you wish to make with this form (please select one):

Sale Title

14/F St. George’s Building, 2 Ice House Street, Central, Hong Kong

Maximum bid price in HK$* Absentee Bids Only

• Please submit your bids to the Bid Department by email to bidshongkong@phillips.com or by fax at +852 2318 2010 at least 24 hours before the sale. You will receive confirmation by email within one business day. To reach the Bid Department by phone, please call +852 2318 2029..

• Payment for lots can be made by credit card (up to HK$800,000) or by wire transfer. Please note that credit cards are subject to a surcharge.

• Lots cannot be collected until payment has cleared and all charges have been paid.

• By signing this Bid Form, you acknowledge and understand that we may process your personal data (including potentially special category data) in accordance with our privacy policy from time to time as published at www.phillips.com or available by emailing dataprotection@phillips.com.

• Phillips’s premises and sale and exhibition venues may be subject to video surveillance and recording. Telephone calls (e.g., telephone bidding) may also be recorded. We may process that information in accordance with our Privacy Policy.

* Excluding Buyer’s Premium

Signature

Date

By ticking this box, you confrm your registration/bid(s) as above and accept the Conditions of Sale of Phillips as stated in our catalogues and on our website.

Please tick this box to receive emails about upcoming sales, exhibitions, and special events ofered by members of the Phillips group, as referenced in our Privacy Policy available on our website at www.phillips.com, where you may also update your email preferences or unsubscribe at any time.

Important Notices For Prospective Buyers of Jewellery And Watches Catalogue Entries Phillips may print in the catalogue entry the history of ownership of a work included in the auction, as well as the exhibition history of the property and references to the work in art publications. While we are careful in the cataloguing process, provenance, exhibition and literature references may not be exhaustive and in some cases we may intentionally refrain from disclosing the identity of previous owners.

Please note that all weights set forth in the catalogue entry are approximate, whether or not qualifed by the terms “stated to be” or “approximately.” Catalogue illustrations are rarely actual size and cannot be used as precise indications of size or weight.

Coloured Gemstones Clients are advised that many coloured gemstones are treated to enhance their properties. For example, heating is commonly used to improve the colour or transparency of rubies and sapphires; oiling is commonly used to enhance the clarity of emeralds. Such enhancement procedures are widely accepted by the international jewellery profession.

While heat enhancement of colour is generally believed to be permanent, the process may impact the durability of the gemstone and special care of the stone may be required over time. Gemstones which have been oiled may need to be re-oiled afer a period of years to retain their maximum clarity.

Gemmological Reports As a matter of policy, Phillips will obtain gemmological reports from ofcially recognized laboratories for certain gemstones ofered for sale. A summary of these reports is included in the catalogue description for a lot, and a copy of the report is available upon request. Reports from American gemmological laboratories used by Phillips will generally disclose heat enhancement or treatment of coloured gemstones. European gemmological laboratory reports will disclose heat enhancement only if specifcally requested but will generally confrm when no heat enhancement or treatment has been made. Variations in approach and technology used by diferent gemmological laboratories may result in a lack of consensus among reports as to whether any particular gemstone has been treated, the extent of treatment and whether treatment is permanent.

It is not feasible for Phillips to obtain such reports for all gemstones ofered at auction. Prospective buyers should, therefore, bear in mind that coloured gemstones ofered for sale without a gemmological report or a specifc statement in the catalogue entry may have been treated to enhance colour, transparency or clarity. Enhancement of coloured gemstones may afect market value, and our presale estimates refect the assumption that any coloured gemstone not described in the catalogue entry as natural may have been treated.

Certifcates of Authenticity As some manufacturers may not issue certifcates of authenticity, or may only issue them for certain types of item, Phillips is not obliged to provide a buyer with a certifcate of authenticity from the manufacturer except where specifcally stated in the catalogue entry for the lot.

Unless Phillips is satisfed that it should rescind the sale in accordance with the Authorship Warranty in the Conditions of Sale, the fact that a manufacturer does not issue a certifcate of authenticity will not constitute grounds for cancellation of the sale or any other remedy against Phillips or the seller.

Country of Origin While Phillips attempts to obtain accurate information on the country of origin of gemstones, we do not guarantee the correctness of the catalogue or other descriptions of gemstones including country of origin.

Endangered Species Items made of or incorporating plant or animal material, such as coral, crocodile, ivory, whalebone, rhinoceros horn or tortoiseshell, irrespective of age, percentage or value, may require a license or certifcate (e.g., a CITES permit) prior to exportation and additional licenses or certifcates upon importation to any foreign country. Some countries prohibit altogether the importation of property containing such material.

Lots marked with ∑ contain such material. Please note that the ability to obtain an export license or certifcate does not ensure the ability to obtain an import license or certifcate in another country, and vice versa.

We strongly suggest that prospective bidders check with their own government regarding wildlife and endangered species import requirements prior to placing a bid. It is the buyer’s sole responsibility to obtain any necessary export or import licenses or certifcates as well as any other required documentation. The denial of any required license or certifcate or any delay in obtaining such documentation shall not constitute grounds for cancellation of the sale or any delay in making full payment for the lot. Please note that while we have, as a convenience to our clients, identifed with ∑ lots containing potentially regulated plant or animal material, Phillips does not accept liability for errors or for failing to mark lots containing protected or regulated species.

Watches Phillips makes no representation or warranty that any watch is in working order, and no catalogue description of any lot should be construed as so stating. Prospective buyers are advised to have watches checked by a competent watchmaker before use. As a service to prospective buyers, we may provide a description of the condition of watches in the catalogue entry, including references to defects and repairs, and furnish a condition report, but such information is not necessarily complete and may not specify all mechanical replacements, restorations or defects. Please note that Phillips does not guarantee the authenticity of any individual component parts, such as wheels, hands, crowns, crystals, screws, bracelets and leather bands, since prior repairs and restoration work may have resulted in the replacement of original parts. Nor does Phillips warrant that watches in water-resistant cases are currently waterresistant. Prospective buyers should inspect all watches prior to the auction to evaluate the condition of property ofered for sale.

Importation of Watches Into the United States Prospective buyers should be aware that the importation of luxury watches into the United States may be restricted.

These watches may not be shipped into the US and may only be imported personally. US customs regulations may limit the importation of luxury watches to one per buyer.

Lots marked with t are subject to these restrictions. A purchaser’s inability to import a luxury watch into the United States or Phillips’s failure to mark a lot with t shall not constitute grounds for non-payment or cancellation of the sale.

Exportation of Watch Bands Incorporating Material from Endangered Species Some watches ofered for sale may have bands made of endangered or protected animal materials such as alligator or crocodile and may not lawfully be exported from the auction site without a CITES export permit. As explained above, these lots are marked with ∑ in the catalogue.

Accordingly, for purchased watches that are to be shipped out of the sale site for delivery, Phillips may need to remove and retain the band before shipping the watch and buckle.

Premium Lots Any prospective buyer interested in any Premium Lot, which is marked in the catalogue with the symbol *, must complete Premium Lot pre-registration and make a deposit of HK$2,000,000 or such higher amount as Phillips shall require in order to bid on a Premium Lot. For details, please contact the Client Services Department at +852 2318 2000.

20th Century & Contemporary Art Hong Kong / 8 - 9 July 20th Century & Contemporary Art Evening Sale 8 July 20th Century & Contemporary Art and Design Day Sale 9 July 二十世紀及當代藝術晚間拍賣 7月8日 二十世紀及當代藝術和設計日間拍賣 7月9日

Yayoi Kusama Pumpkin, 2000 acrylic on canvas 15.8 x 22.7 cm. (6 1/4 x 8 7/8 in.)

Estimate 估價 Enquiries 查詢 Contemporaryhk@phillips.com

HK$ 1,500,000 - 2,000,000 草間彌生 《南瓜》2000年作 壓克力 畫布 15.8 x 22.7 cm. (6 1/4 x 8 7/8 in.) ©YAYOI KUSAMA

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準買家指引 拍賣現場購買 以下指引有助閣下了解如何在富藝斯拍賣會上購買拍品，本公 司職員將竭誠為您服務。 業務規定 拍賣會乃根據圖錄末段所載之業務規定及著作保證而運作。 競投者請務必細閱業務規定及著作保證以了解本公司與賣家 及買家之間的法律關係；以及於拍賣會上購買之條款。富藝 斯在一般情況下為賣家之代理人。競投者亦應細閱列印於本 準買家指引後的重要通告。 買家支付之酬金 本公司會按每件拍品成交價向競投成功者收取佣金或買家 支付之酬金。買家應支付酬金費率為：拍賣品成交價首港幣 3,000,000 元之25%，加逾港幣3,000,000 元以上至港幣 30,000,000元部份之20%；加逾港幣30,000,000元之餘款 的13.5%計算。 買家須就每件拍品支付其成交價、買家支付之酬金及任何適 用之稅項及費用。 1 拍賣前 訂購圖錄 如欲購買是次或其他富藝斯拍賣圖 錄，請致電 + 852 2318 2000, +41 22317 8181, +44 20 73184010 , +1 212 940 1240 聯絡我們。 拍賣前估價 拍賣前估價用意為提供指引予準買家。本公司認為任何介乎 於高至低估價範圍之間的競投價皆有成功機會。然而，拍品 亦有可能在低於或高於拍賣前估價拍出。如欲對標示為「估 價待詢」之拍賣品了解更多，請與專家部門聯繫。由於估價可 予修改，因此閣下可於臨近拍賣前聯絡我們。拍賣前估價並 不包括買家支付之酬金或其他適用稅項。 拍賣前估價以美元及歐元為單位 本拍賣會將以港元為競投貨幣，但載於拍賣圖錄內的拍賣前 估價除以港元為單位外，亦或會用美元及或歐元。由於圖錄 中的貨幣兌換率是根據圖錄付印時而非拍賣當日的兌換率而 訂，因此美元或歐元的拍賣前估價只供參考用。 圖錄編列 富藝斯或會在圖錄內刊印有關拍品之出處及過往展覽、引述 於藝術刊物之紀錄。儘管我們以審慎的態度進行編列，但拍 賣品的出處、展覽及文獻或未能詳盡；及在某些情況下我們 或會有意地不揭露物主身份。請注意所有陳述於圖錄內拍賣 品之量度均為約數。 拍賣品之狀況 本公司之圖錄只會在多件型作品 (例如印刷品)的描述中提到 狀況事宜。但該些狀況資料並不等於狀況之完整說明。未有 提及此等狀況資料亦不表示拍品全無缺陷或瑕疵。品狀報告 乃富藝斯為方便買家提供的一項服務。我們的專家以物品估 價相應的方式評估及撰寫品狀報告。雖然我們以真誠及謹慎 的態度撰寫品狀報告，惟本公司職員並非專業修復者或經培 訓之管理人。故我們建議所有準買家應親臨拍賣前展覽並親 自檢查拍品；由於所有品物均於無裝框下出售，除特別註明在 品狀報告上。如拍品出售時有裝框，富藝斯將不會就框架任 何狀況承擔任何責任。如我們售出的拍品沒有裝框，我們樂 意為買家推薦專業的裝框服務。 拍賣前預展 拍賣前預展乃免費並對外公開，我們的專家可於預展或預約 時提供意見及品狀報告。

電子及機械性拍品 所有帶有電子及或機械性能之拍品均只供以其裝飾價值出 售，並不代表可運作。如有特別運作上的用途，其電子系統必 須經認可電子技術人員檢測及通過授權使用。 保證金 如欲競投標有*記號之拍賣品 (高額拍賣品)，富藝斯或要求閣 下交付港幣2,000,000元或其他由富藝斯 決定之更大金額的 保證金及任何財務狀況證明，擔保及/或其他由富藝斯可全權 酌情決定要求的抵押作為參加富藝斯競投的保障。富藝斯亦 會要求閣下於該高額拍賣品拍賣日前完成高額拍賣品預先登 記。當我們確認收到保證金及已填妥之預先登記表格後，閣 下將獲發高額拍賣品競投牌以資識別。拍賣官一般只接受以 高額拍賣品競投牌或其登記競投人士作出之競投。此亦適用 於拍賣現場、電話及書面競投。閣下可以電匯或富藝斯可接 受之信用卡繳付保證金。如閣下未有成功競投高額拍賣品， 於富藝斯或我們任何附屬公司亦無任何欠款，保證金將以電 匯(與閣下繳付保證金時相同之貨幣)或信用卡退還，視乎個 別情形，本公司將安排於拍賣日期後7天內安排退還保證金。 符號圖例 圖錄內提述有關以下符號之意思 O 保證項目 拍賣品標有O符號代表已獲承擔保證最低出售價。在此情況 下，不論拍賣結果如何，該賣家都可收取一筆由富藝斯保證 的最低金額款項。該保證可由富藝斯獨自提供或與第三方共 同提供。 ♦ 第三方保證 在富藝斯同意提供最低出售價保證時，便承擔拍賣品不被賣 出或以低於最低出售價保證的價格賣出所涉及的財政風險。 由於可涉及龐大金額，富藝斯可選擇與第三方分擔有關的財 政風險。第三方會在拍賣進行前承諾分擔有關風險，通常是 以書面形式競投，列明不論有否其他競投都會以一個協議金 額買入拍賣品。在此情況下，第三方擔保人須承擔競投未能 達到最低出售價保證的風險。 若出現其他競投，第三方擔保 人仍可以高於任何書面出價競投。 為換取第三方承保或分 擔有關風險，富藝斯通常會向第三方支付補償金。該補償金 可為一固定費用或拍賣品成交價的一定比例。若該第三方擔 保人競投成功，其必須繳付拍賣品的成交價和買家支付之酬 金，而不會獲得任何補償。 第三方財政權益的披露 富藝斯規定第三方擔保人向接受其建議的任何人士披露其 對拍賣品的財政權益。若您考慮競投涉及第三方保證的拍賣 品及正在接受他人的建議，或若您已要求他人代表您競投， 您必須要求他們確定其是否對拍賣品有財政權益。

Δ 富藝斯擁有業權權益之拍賣品 拍賣品標有Δ符號代表富藝斯擁有該拍賣品之全部或部分業 權，或在拍賣品中擁有相等於業權權益之經濟利益。

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無底價 除非標有•符號，否則所有本圖錄內所載之拍賣品均有底價。 底價是由富藝斯 和賣家共同訂立且機密之價格。拍賣品不會 以低於該價售出。每件拍賣品的底價一般以低估價之一定比 例來定，並且不會高於拍賣前低估價。 Ж 須繳付美國進口關稅的拍賣品 標有這個符號的拍賣品在進口美國時可能需要額外繳付關 稅。請參閱《業務規定》第12段。

∑ 瀕危物種 標有此符號的拍賣品表示在編列圖錄時該拍賣品已確定含有 瀕危或其他受保護野生動物物種並可能受到就有關出口或入 口之限制及可能需要出口及入口許可證。詳情請參閱準買家 指引第4段及業務規定第11段。 * 高額拍賣品 標有此符號的拍賣品其拍賣前低估價為港幣8百萬或以上均 被富藝斯列為高額拍賣品。如欲競投高額拍賣品，準買家必 須填妥預先登記表格及繳付高額拍賣品保證金，詳情請參閱 準買家指引第1段。 ▼ 限制進口 標有此符號的拍賣品或受美國入口限制。詳情請參閱列印於 此準買家指引後的重要通告。 2 拍賣競投 於拍賣會上競投 競投可於拍賣會上由個人親臨舉競投牌進行，亦可透過電 話、網上進行競投或在拍賣前以書面形式參加。請提供政府 發出的身份證明文件及原有簽名。我們或需要閣下提供銀 行證明。 親身競投 親身競投之人士須於拍賣會開始前登記及領取競投牌。我們 建議新客戶於拍賣舉行前至少48小時辦理登記，以便有充足 時間處理閣下之資料。所有售出之拍賣品發票抬頭人均為登 記競投牌之人士及其地址，並不得轉讓至他人及其他地址。 請勿遺失競投牌，如有遺失請立即通知富藝斯職員。拍賣完 結時，請將競投牌交回登記處。 電話競投 如閣下未能出席拍賣會，您可透過電話與本公司通曉多國語 言之職員進行實時競投。此服務須於拍賣會開始前至少24小 時安排，及只適用於拍賣前低估價為港幣8,000元以上之拍 品。電話競投將可被錄音。以電話競投即代表閣下同意其對 話將被錄音。我們建議閣下表明最高競投價(不包括買家支付 之酬金)以便我們在無法以電話聯絡閣下時代您競投。如欲安 排電話競投，請致電香港投標部+852 2318 2029。 網上競投 如閣下未能親自出席拍賣會，您可透過我們於網站www. phillips.com內的實時競投平台進行網上競投。我們建議使用 Google Chrome、Firefox、Opera及Internet Explorer執行網 上拍賣。閣下如欲以Safari運行網上拍賣需先行安裝Adobe Flash Player。於網站內按「拍賣」、「實時拍賣」然後「實時 競投登記」以作預先登記。第一次登記時需先建立帳戶，此 後只需登記個別拍賣即可。閣下須於拍賣前至少24小時作網 上預先登記以便投標部確認。請注意網上競投者或會因企業 防火牆而未能競投。 書面競投 如閣下未能出席拍賣會及參與電話競投，富藝斯樂意代表閣 下進行書面競投。本圖錄末附有競投表格。此服務乃免費並 且保密。投標價必須是以拍賣會當地的貨幣為單位。本公司 之職員將參考底價及其他競投價，盡力以最低價進行競投。 請標明最高競投價(不包括買家支付之酬金) 。無限價競投標 將不獲接納。所有書面競投須於拍賣24小時前收到。倘本公 司就同一項拍賣品收到相同之競價，則最先收到之競價會獲 優先辦理。

重要通告 僱員競投 富藝斯及其附屬公司之僱員，包括拍賣官只可在不知底價 及全面遵守本公司的僱員競投內部規例之情況下進行書面 競投。

信用卡 為方便客戶, 富藝斯可接受以信用卡支付不多於港幣80萬元的 付款。 使用信用卡將會被收取附加費。 如欲了解更多以信用 卡付款詳情, 請聯絡客戶服務部+852 2318 2000。

競投價遞增幅度 競投一般由低於最低估價開始，通常每次喊價之遞增幅度最 高為10%，拍賣官亦可於拍賣時自行決定更改每次喊價增加 之額度。書面競投價若與下列之遞增幅度不一致，將被調低 至下一個喊價幅度。

提取 提取拍賣品時請出示身份證明。富藝斯收到全數結清之貨 款及確認買家在本公司及其附屬公司沒有欠款後，會將拍賣 品交予買家或買家授權之代表。拍賣後所有拍品會被儲存 在外。如欲提取拍品，煩請與我們運輸部聯絡，電話：+852 2318 2000。未能提取的拍品均會被收取有關轉移，利息，儲 存等相關費用。

競投價 1,000-2,000 港元 2,000-3,000港元 3,000-5,000港元 5,000-10,000港元 10,000-20,000港元 20,000-30,000港元 30,000-50,000港元

50,000-100,000港元 100,000-200,000港元 200,000-300,000港元 300,000-500,000港元

500,000-1,000,000港元 1,000,000港元或以上

每次喊價之遞增金額 100港元 200港元 200, 500, 800 港元 (例 4,200, 4,500, 4,800港元) 500港元 1,000港元 2,000港元 2,000, 5,000, 8,000港元 (例 32,000, 35,000, 38,000港元) 5,000港元 10,000港元 20,000港元 20,000, 50,000, 80,000 港元 (例 320,000, 350,000, 380,000港元) 50,000港元 拍賣官自行決定

在拍賣時拍賣官可酌情更改每次增加之額度。 3 拍賣 如上所述，拍賣會受業務規定及保險書所規限，所有準買家 應仔細閱讀。該等業務規定及保證書可經在拍賣會場張貼通 告或由拍賣官作出公佈之方式進行修改。 有利害關係的各方公佈 在某些情況下對拍賣品有直接或間接利害關係的一方可能對 拍賣品作出競投，如出售拍賣品之遺產之受益人或執行者； 拍賣品之聯權共有人或提供或參與保證的一方，富藝斯將會 於拍賣廳內公佈有利害關係的各方可能對拍賣品作出競投。

接連投標及競投；無底價拍賣品 拍賣官可代表賣家為任何拍賣品叫第一口價以開始競投。拍 賣官更可代表賣家以接連投標或競投之方式，就拍賣品作出 競投直至達到底價。就不設底價的拍賣品,除非已有競投,否 則拍賣官一般會以拍品的拍賣前低估價的50%開始拍賣。若 在此價格下並無投標,拍賣官會自行斟酌將價格下降繼續拍 賣,直至有客戶開始競投,然後再由該投標價向上繼續拍賣在 沒有更高叫價的情況下,以書面投標競投無底價拍賣品會以拍 賣前低估價大約50%成交。 但若該投標價低於拍賣前低估 價的50%, 則以該投標價成交。如果無底價拍賣品沒有任何 叫價, 拍賣官會自行決定該拍賣品為流拍。 4 拍賣後 付款 除非與富藝斯於拍賣 前已達成書面安排,否則買家須於拍賣 後即時以港元付款。閣下可依照業務規定第6段所述以電匯 方式付款。現金及支票恕不接納。

損失或損壞 買家請注意富藝斯對拍賣品損失或損壞之責任期限最多為 拍賣後七天。 運輸及付運 作為一項予買家的免費服務，富藝斯只可包裝拍品作手提 用。我們並不會直接提供包裝、處理及付運服務。但我們可 依據閣下之指示與付運代理協調以促成閣下於本公司購買貨 物之包裝、處理及付運。詳情請參閱業務規定第7段。 出口及入口許可證 在競投任何拍賣品前，我們建議準買家對拍賣品先作獨立調 查以確定是否需要以許可證出口香港或進入其他國家。買家 須遵守所有入口及出口之法律及應取得有關的出口或入口許 可證。不獲發任何所需之許可證或執照並不構成取消買賣或 延遲繳付全數貨款之充分理由。 瀕危物種 由植物或動物材料如珊瑚、鱷魚、象牙、鯨骨、巴西玫瑰木、 犀牛角或玳瑁殼，不論其年份、百分比率或價值，均可能須申 領許可證或證書方可入口至美國或其他歐盟以內或外的國 家。請注意能取得出口許可證或證書並不能確保可在另一國 家取得進口許可證或證書，反之亦然。我們建議準買家在競 投前向相關政府查核有關野生動植物進口之規定後再參與 競投。買家須負上所有責任取得任何所需出口或進口許可證 或證書，以及任何其他所需文件。請注意美國禁止入口任何 含有非洲象牙的產品。亞洲象的象牙可被進口到美國，而該 進口必須附有獨立科學分析報告以證明有關物品的起源地 及確認物品的年期已超過一百年。我們在銷售任何藏品前， 均無對藏品進行科學分析，所以無法確認相關藏品的象牙是 來自亞洲及非洲。買家凡購買有關藏品並計畫將有關藏品進 口美國，必須承擔風險並負責支付任何科學分析報告或其他 報告的費用。 有關任何含有象牙以外的瀕危物種藏品，進口者須提供證明 文件鑑定物種及藏品之年期以顯示該藏品為古董。買家須進 行獨立評估以認證藏品上之瀕危物種物料及認證藏品之年 期為不少於一百年。如欲計劃入口藏品到美國的準買家不應 依靠富藝斯 編列於圖錄內藏品上的瀕危物種物料或藏品之年 期及必須諮詢具有專業資格的獨立鑑定者後再參與競投。 請注意我們為方便客戶而在含有可能受管制植物或動物物料 的拍賣品上附加標記，但附加標記時如有任何錯誤或遺漏， 富藝斯恕不承擔任何責任。

高額拍賣品 所有準買家如欲競投任何高額拍賣品(標有*記號之拍賣品)必 須完成高額拍賣品預先登記及交付港幣2,000,000元或其他 由富藝斯 決定之更大金額的保證金。詳情請聯絡客戶服務部 +852 2318 2000。

業務規定 準競投者與買家以及富藝斯與賣家的關係受下面闡述之業務 規定及著作保證所規限。 所有準買家須於參與競投前小心細 閱業務規定, 於準買家指引後的重要通告及著作保證。 1 序言 圖錄內所列拍賣品之銷售及售出均根據(a)業務規定及著作 保證;(b)圖錄其他地方所載之任何附加通知條款, 包括準買 家指引及重要通告及(c)補充本圖錄或其他富藝斯張貼於拍 賣廳內之書面資料, 或由拍賣官於拍賣前作出公佈之方式進 行修改。透過於拍賣中競投, 不論以親身,經代理人,以書面競 投, 以電話或其他方式競投, 競投者和買家均同意接受並遵 守經改變或補充的業務規定及著作保證。該些經改變或補 充的業務規定及著作保證包括富藝斯及賣家與買家合約成 立之條款。 2 富藝斯 作為代理人 除非於本圖錄中或於拍賣時另有說明, 否則富藝斯 作為賣家 的代理人。 在個別情況下富藝斯可能 擁有拍賣品, 在該情況 下以委託人之身份作為賣家行事; 或富藝斯其附屬公司可能 擁有拍賣品, 在該情況下則作為該公司的代理人, 或富藝斯或 其附屬公司可能以抵押債權人或其他身份擁有拍賣品之法 律、實益或財務利益。 3 圖錄說明及拍賣品狀況 拍賣品均受著作保證所限制出售, 如圖錄所述(除非該說明如 上面第1段所述被修改或補充) 及依據以下基礎陳述拍賣品 於拍賣時的狀況。

(a) 富藝斯對各拍賣品之認識部份依賴賣家向其提供之資料, 且富藝斯無法及不會就各拍賣品進行全面盡職審查。 準買家 知悉此事, 並承擔進行檢查及檢驗之責任, 以使滿意彼等可能 感興趣之拍賣品。 儘管如前所述, 富藝斯在圖 錄描述或品狀 報告作出之明示聲明, 應以有關拍賣中有關拍賣品之拍賣官 身份相符之合理審慎態度作出; 以及基於(I)賣家向其提供之 資料; (II)學術及技術知識; 及(III)相關專家普遍接納之意見作 出之明示聲明, 在各情況下應以合理審慎態度作出明示。 (b) 富藝斯提呈拍賣時出售之各拍賣品於拍賣前可供準買家 檢查。 在競投人(鑑於有關拍賣品之性質及價值及競投人之 專業知識而屬合適者,以及代表彼等之獨立專家)已當作在投 標前全面檢驗拍賣品, 並滿意拍賣品之狀況及其描述之準確 性, 富藝斯會接受競投人對拍賣品之投標。 (c)準買家確認眾多拍賣品年代久遠及種類特殊, 意味拍賣品 並非完好無缺。 為方便準買家, 富藝斯或會準備及提供品狀 報告以方便準買家檢查拍賣品用。 圖錄描述及品狀報告在若 干情況下可用作拍賣品某些瑕疵之參考, 但競投人應注意, 拍 賣品可能存在其他在圖錄或品狀報告內並無明確呈視出之瑕 疵。 所有量度皆為約數。 解說只供鑑定用途, 將不能當作為 拍賣品尺寸之精確量度或真實狀況之全部資料。

(d) 提供予準買家有關任何拍賣品之資料包括任何拍賣前預測 (無論為書面或口述)及包括任何圖錄所載之資料、規則及其他 報告、評論或估值, 該等資料並非事實之陳述, 而是富藝斯所 持有之意見之聲明, 故不應依賴任何拍賣前預測作為拍賣品售 價或價值之預測, 且該等資料可由富藝斯不時全權酌情決定修 改。 富藝斯及並附屬公司皆不會為任何拍品拍賣前估價與於 拍賣或轉售所達之實際價錢之間的差距負上任何責任。 4 拍賣會上競投出價 (a) 富藝斯可全權酌情決定拒絕進入拍賣場地或參與拍賣。 所有競投者需於競投前登記競投牌, 並提供富藝斯所需資料 及參考。

(b) 為方便未能親身出席拍賣的競投者, 富藝斯或根據競投者 之指示代其進行書面競投。書面競投者須遞交”書面競投表 格”, 此表格列印於圖錄末部或可向富藝斯索取。 投標價必 須是以拍賣會當地的貨幣為單位。 競投者需清楚標明最高之 投標價 (不包括買家支付之酬金)。拍賣官將不會接受任何沒 有標明最高投標價之書面競投。 本公司之人員將參考底價及 其他競投價，盡力以最低價進行競投。所有書面競投須於拍 賣前24小時收到。 倘本公司就同一項拍賣品收到相同之競 價，則最先收到之競價會獲優先辦理。 (c)電話競投者須遞交”電話競投表格”, 此表格列印於圖錄 末部或可向富藝斯索取。 電話競投只適用於拍賣前低估價最 少達港幣8000元之拍品。富藝斯 保留要求電話競投者以傳真 或其他方式儘快於拍賣官接受其競投後以書面確認成功競投 之權利。電話競投將可被錄音。以電話競投即代表閣下同意 其對話將被錄音。 (d) 競投者可透過富藝斯於網站內www.phillips.com的實時 競投平台進行網上競投。競投者須於拍賣前至少24小時作網 上預先登記。 網上競投須得富藝斯投標部許可及投標部有 酌情權。 如上述第3段, 富藝斯 建 議網上競投者於拍賣前檢 視有興趣競投之拍賣品, 及可要求索取品狀報告。 拍賣中競 投速度或會很迅速。 為確保網上競投者與現場或電話競投 者競投時不處於劣勢, 透過富藝斯 網上 競投平台競投為單一 步驟過程。 透過按下電腦屏幕上的競投鍵, 競投者即遞交一 投標價。 網上競投者確認及同意遞交之投標價為已確實及 任何情況下或不能修改或退回。 於拍賣進行中時, 當有非網 上投標出現時, 該些投標會於網上競投者的電腦屏幕上顯示 為 “現場”投標。 “現場”投標包括拍賣官為保障底價的投 標。倘就同一項拍賣品收到網上競投者及一“現場” 或 “ 電話” 競投者相同之競價，則拍賣官有權自行決定“現場” 投標會獲優先辦理。為方便網上競投者競投, 下一喊價顯示 於投標鍵上, 網上競投者之競投價遞增幅度或會與拍賣官實 際上下一喊價有所不同。 因拍賣官在任何時候可自行決定 或會偏離富藝斯之標準遞增幅度, 但網上競投者或只可以完 整之下一喊價投標。 富藝斯之標準競投價遞增幅度載於準 買家指引。 (e) 不論以親身、書面競投、電話競投或網上方式競投, 當競 投時即代表競投者接受承擔繳付購買價及所有其他適用費用 之責任, 詳情如以下第6(a)段所述。 (f) 不論以親身、書面競投、電話競投或網上方式參與競投, 即代表各準買家代表及保證其或其代理人之投標均不是任何 串通或其他反競爭協議的產生及與聯邦反信任法例一致。 (g) 書面及電話競投是本公司提供予準買家之免費服務，本公 司將盡合理努力代其競投。除了故意瀆職的情況外，本公司 不會對因未能執行書面或電話競投，或在當中出現之任何失 誤或遺漏負任何責任。 (h) 僱員競投 富藝斯及其附屬公司之僱員，包括拍賣官, 只可 在不知底價及全面遵守本公司的僱員競投內部規例之情況下 進行書面競投。 5 拍賣規定 (a) 除非標有•符號, 否則所有拍賣品均有底價限制, 底價是一 富藝斯與賣家達 成協議的保密最低出售價。 該底價不會高於 拍賣前低估價。

(b) 拍賣官可隨時酌情決定拒絕或接受任何競投, 撒回任何 拍賣品, 重新出售拍賣品(包括在落槌後), 以及如遇出錯或爭 議時採取其認為是合適之其他行動。 富藝斯不會為拍賣官之 行動承擔任何責任。 如在拍賣後有任何爭議, 將會以本公司 的拍賣紀錄為確鑿。 拍賣官或會接受富藝斯附屬公司競投者 在不知道該拍賣品之底價的情況下之競投。 (c) 拍賣官會以其認為合適之喊價開始及繼續拍賣。 為保障 所有拍賣品的底價, 拍賣官在不一定表示的情況下, 可代表 賣家以接連投標或競投之方式就拍賣品作出競投直至達到 底價。 就不設底價的拍賣品,除非已有競投,否則拍賣官一般 會以拍賣品的拍賣前低估價的50%開始拍賣。 若在此價格 下並無投標,拍賣官會自行斟酌將價格下降繼續拍賣,直至有 客戶開始競投,然後再由該投標價向上繼續拍賣。 在沒有更 高叫價的情況下, 以書面投標競投無底價拍賣品會以拍賣前 低估價大約50%成交。 但若該投標價低於拍賣前低估價的 50%, 則以該投標價成交。如果無底價拍賣品沒有任何叫價, 拍賣官會自行決定該拍賣品為流拍。 (d) 本拍賣會以港元進行拍賣及須以港元繳款。 為方便海外 客人, 圖錄內之拍賣前估價或會用美元及或歐元, 及會反映大 概兌換率。 因此, 美元或歐元的估價只供參考用。為方便競 投者, 本公司於拍賣會上或使用貨幣兌換顯示板, 富藝斯 不會 為任何貨幣兌換計算出現錯誤承擔任何責任。 (e) 在拍賣官之酌情下, 其出價最高且被拍賣官接受的競投者 將為買家, 下槌則顯示最高競投價之被接受, 亦表示賣家與買 家之間的拍賣合約之訂立。 拍賣品之風險及責任將如載於以 下第7段轉移到買家。 (f) 如拍賣品沒有售出, 拍賣官會宣佈該拍賣品為”流拍”, “ 撤回”, “送回賣家”。 (g) 任何於拍賣會後的拍品買賣均受業務規定及著作保證所 限制, 如同拍品於拍賣會中出售。 6 購買價及付款 (a) 買家同意支付本公司每件拍賣品之成交價，買家應支付 本公司酬金及所有適用稅項及費用。買家應支付酬金費率 為：拍賣品成交價首港幣3,000,000元之25%，加逾港幣 3,000,000元以上至港幣30,000,000元部份之20%；加逾港 幣30,000,000元之餘款的13.5%計算。富藝斯保留用酬金支 付介紹佣金予一個或多個協助拍品於拍賣會中售出的第三 方之權利。 (b) 除非另有協議, 否則買家須於拍賣後立即繳款, 與有任何 意圖獲得該拍賣出口或進口許可證或其他執照無關。 付款 須由發票抬頭人,以港元及按照發票上之詳細銀行資料以電 匯方式支付。 (c) 為方便客戶, 富藝斯將 接受以美國運通卡, Visa及萬事達卡 繳付最多港幣80萬元之發票。 使用信用卡將被收取附加費。 (d) 所購拍賣品之擁有權將於富藝斯 全數收取後方可轉移。 富藝斯概無責任將拍賣品交給買家直至拍賣品之擁有權已轉 移, 且已獲提供適當確認而提早交付不會影響擁有權之轉移 或買家支付買入價之無條件責任。 7 提取拍賣品 (a) 富藝斯直至確認全數收取及買家於富藝斯或其附屬公司 沒有欠款, 包括任何根據以下第8(a)段所述需繳之任何費用; 及我們滿意買家所需其他條款(包括完成反洗黑錢或反恐怖 主義之財務審查後, 會將拍賣品交予買家。

(b) 買家須於拍賣後7天內安排提取拍賣品。 拍賣後所有拍 品會被儲存在外。如欲提取拍品，煩請與我們運輸部聯絡， 電話：+852 2318 2000。未能提取的拍品均會被收取有關轉 移，利息，儲存等相關費用。已買之拍賣品之風險,包括投保 責任由買家承擔, 由(I) 領取; 或(II) 拍賣會後7天, 以較早日期 為準。 直到風險轉移, 富藝斯 將就拍賣品之任何損失或損毀 向買家支付賠償, 惟以所付之買入價為最高限額,並受我們一 般損失或損毀拍賣品安排所限制。 (c) 為方便客戶，富藝斯可在不另收費下, 包裝拍賣品作手提 用。我們並不會提供包裝、處理、保險及付運服務。我們可依 據買家之指示與付運代理(不論是否由富藝斯所建 議)協調及 促成閣下於本公司購買貨物之包裝、處理、保險及付運於富 藝斯所購的拍賣品。買家須承擔所有任何指示之風險及責任, 本公司將不會負責或承擔其他的包裝員或運送員之行為及遺 漏引致的任何責任。當買家或代表買家的第三方運送人士在 富藝斯香港接收拍賣品時，即代表拍賣品已被買家提取。買 家須負責支付任何進口關稅和拍賣品因進口到最終目的地所 須付的當地稅項。 (d) 富藝斯在將拍賣品交予買家或買家之授權於代表前, 要求 出示政府發出之身份證明。 8 未提取拍品 (a)倘買家支付全數但未有於拍賣會後30天內提取拍賣品, 買 家將會被收取逾期提取費用。 每年未提取的拍品費用為每 天港幣80元。 我們在全數收到該些費用後方會將拍賣品交 予買家。 (b) 倘已繳付拍品, 但未於拍賣會後6個月內提取該拍品, 則 買家授權富藝斯(經 通知後) 安排以拍賣或私人出售以重售 該物品, 而估價及底價將由富藝斯酌情決定。 除非買家在該 拍賣會後兩年內收取該出售之所得款項扣除存倉費及任何 其他買家欠富藝斯或其附屬公司之所有費用, 否則該筆款項 將被沒收。 9 欠繳款之補償方法 (a) 在不影響賣家可能擁有之任何權利之情況下, 倘買家在未 預先協定之情況下未能在拍賣會後7天內悉數繳付拍賣品購 入價, 富藝斯可全權決定行使以下一項或多項補救方法: (i) 將 拍賣品貯存在其處所或其他地方, 風險及費用完全由買家承 擔; (ii) 取消該拍賣品之銷售, 保留購入價任何部分繳款作為 違約金; (iii) 拒絕買家未來作出之競投或使其就未來之競投 須支付保證金; (iv) 收取由到期日至悉數收取買入價當日期間 按每年12%之利率計算之利息; (v) 對買家由富藝斯所管有之 任何物品行使留置權及指示富藝斯附屬公司對其管有買家之 任何物品行使留置權。 在知會買家後, 並在發出該通知之30 天後可安排出售該物品, 以及將所得款項用以支付結欠富藝 斯或其附屬公司扣除本公司標準賣家佣金, 所有其他有關費 用及任何適用稅項; (vi) 以拍賣或私人出售重售該拍賣品, 而 估價及底價將由富藝斯 合理地酌情決定。 倘該重售之價格低 於該拍賣品之成交價及買家應支持之酬金, 買家將仍須承擔 該差額, 連同該重售產生之所有費用。 (vii) 展開法律訴訟, 以 收回該拍賣品之成交價及買家應支持之酬金, 連同利息及該 訴訟之費用; (viii) 以富藝斯或其附屬公司結欠買家之任何金 額抵消買家就拍賣品結欠富藝斯之任何金額; (ix) 向賣家透露 買家之名稱及地址, 使賣家可展開法律訴訟, 以收回欠款及申 索法律費用; 或(x)採取本公司認為適當及需要之任何行動。 (b) 在收到富藝斯附屬公司通知買家未能付款後, 即買家不可 撤銷授權富藝斯對買家所管有之任何物品行使留置權。 富藝 斯會通知買家有關行使留置權。 在收到富藝斯附屬公司通知 買家未能付款後,買家亦不可撤銷授權富藝斯 抵押買家被管

有的物品以支持任何欠款。 如買家之物品被送往有關公司進 行抵押, 富藝斯將會告知買家。 (c) 如買家未能繳付款項, 買家不可撤銷已授權富藝斯指示其 附屬公司將買家被管有的物品以買家代理人之身份交予富藝 斯指定的第三方作購入價及任何其他欠款之典當或抵押。 此 項安排將於以書面通知買家後不少於30天進行, 出售物品以 所獲得的出售金額(扣除出售之標準賣家佣金及其他有關費 用及任何適用稅項)支付富藝斯或其附屬公司。 10 決定撤銷 富藝斯有權撤銷拍賣及沒有義務通知買家, 如本公司有理由 相信賣家與著作保證之間涉及違約或有第三方欲以不良意圖 索償。 當富藝斯 決定撤銷拍賣及通知買家後, 買家應儘快將 拍賣品退回富藝斯, 而本公司會退還我們所收的購入價。 如 以下第14段所述, 退還款項應為買家唯一的補償及向富藝斯 與賣家對手段撤銷拍賣的追索。 11 出口,入口及瀕危物種許可證及執照 在競投任何拍賣品前，準買家應對拍賣品先作獨立調查以確 定是否需要以許可證出口香港或進入其他國家。準買家應注 意某些國家禁止入口含有由植物或動物材料如珊瑚、鱷魚、 象牙、鯨骨、巴西玫瑰木、犀牛角或玳瑁殼的物品，不論其年 份、百分比率或價值。 同樣, 在競投任何拍賣品前, 準買家如 欲將購得之拍賣品出口亦應查核並了解有關國家之出口及 入口限制。 請注意美國禁止入口任何含有非洲象牙的產品。 亞洲象的象牙可被進口到美國，而該進口必須附有獨立科學 分析報告以證明有關物品的起源地及確認物品的年期已超 過一百年。 有關任何含有象牙以外的瀕危物種藏品，進口者須提供證明 文件鑑定物種及藏品之年期以顯示該藏品為古董。買家須進 行獨立評估以認證藏品上之瀕危物種物料及認證藏品之年 期為不少於一百年。如欲計畫入口藏品到美國的準買家不應 依靠富藝斯 編列於圖錄內藏品上的瀕危物種物料或藏品之年 期及必須諮詢具有專業資格的獨立鑑定者後再參與競投。 買家須承擔責任及遵守所有入口及出口之法例及應取得所需 的的出口,入口及瀕危物種的許可證及執照。不獲發或延遲獲 發任何所需之許可證或執照並非取消銷售或延遲繳付全數 貨款之充分理由。請注意我們為方便客戶而在含有可能受管 制植物或動物物料的拍賣品上附加標記，但附加標記時如有 任何錯誤或遺漏，富藝斯恕不承擔任何責任。 12 美國進口 海關關稅 有意把拍賣品進口美國的買家必須注意，美國海關可能在進 口 (i) 在中國大陸製造或創作的產品及(ii) 於英國或德國印製 的印刷材料（包括相片、印刷品、平版印刷、書籍及設計）時 徵收額外的進口稅。 在富藝斯知情下，我們將在需要額外繳付美國進口關稅的拍 賣品上標示符號。然而，請注意：我們標示這些符號只是為了 方便準買家。富藝斯概不就任何錯誤負責，包括未能準確標 示拍賣品或未有作出任何標示。 出口、進口、銷售及/或使用稅 買家必須注意，他們有責任為所付運或由富藝斯代其付運 的拍賣品支付所有與出口及進口相關的費用、關稅與稅款， 包括任何因進口拍賣品到美國而可能產生的適用銷售及/或 使用稅。

13 資料保障 (a) 閣下同意並了解，我們可能會根據公司的私隱條例隨時 處理你的個人資料（包括可能被歸納為敏感性個人資料） 。我們的私隱條例刊載於www.phillips.com， 或可電郵至 dataprotection@phillips.com 索取副本。 (b) 我們的私隱條例闡述：(i) 本公司將會或可能收集及處 理的個人資料類別；(ii) 本公司將會或可能收集及處理閣下 個人資料的目的；(iii) 本公司處理閣下個人資料的法律依 據；(iv) 閣下對本公司處理你個人資料的權利；及(v) 適用法 律要求的各項其他資訊。 (c) 富藝斯可能會對其物業、銷售及展覽範圍內進行錄影監 控，閣下與富藝斯之間的溝通包括電話和網上對話（如電話 和網上競投）亦會被記錄。本公司將根據私隱條例記錄和處 理此等資料。 14 法律責任限制 (a) 根據以下(e)段, 富藝斯, 其附屬公司之所有法律責任及賣 家與買家在拍賣品銷售關係乃受買家實際所付的購入價限 制。 (b) 除非在此第14段所提及, 富藝斯, 其附屬公司或賣家均無 須(I)負上任何錯誤或遺漏之責任, 不論是以口述或書面, 富藝 斯或其附屬公司提供予準買家之資訊或(II) 富藝斯或其附屬 公司在有關於拍賣行為或對任何其他有關拍賣品銷售因處理 或遺漏, 不論疏忽或其他原因而對任何競投者承擔。 (c) 除著作保證以外的保證, 明示或暗示, 包括品質滿意和適 用性保證, 均被富藝斯, 其附屬公司或賣家在法律允許的最大 範圍內所排除。 (d) 根據以下(e)段, 富藝斯, 其附屬公司或賣家均無須對於上 段(a)提及買家除退款外之任何損失或損害負責。 不論該損 失或損害為直接, 間接, 特別, 附帶的或後果, 或在法律允許的 最大範圍內用以支持購入價之利息。 (e) 在業務規定沒有規管的應被視為排除或限制富藝斯 或其 附屬公司對買家負上因我們之疏忽對死亡或受傷所造成的任 何欺詐或虛假陳述的責任。 15 版權 所有由富藝斯或為富藝斯在圖 錄中與拍賣品有關之製作的一 切影象, 圖標與書面材料之版權, 無論何時均屬富藝斯財產。 未經本公司事先書面同意, 買家或任何人均不得使用。 富藝 斯及賣家均沒有陳述或保證買家就投得的拍賣品取得任何拍 賣品或其他複製的權利。 16 一般資料 (a) 該此業務規定(於上述第1段所改變或補充)及保證造成各 方對交易之預期及取代所有之前及當時的書面, 口頭或暗示 之理解, 說明和協議。 (b) 給予富藝斯之 通知應以書面形式發出, 註明拍賣之負責部 門及銷售圖錄開端指定之參考號碼。 給予富藝斯客戶之 通知 應以彼等正式通知富藝斯之 最新地址為收件地址。 (c)未經富藝斯書面同意前, 任何買家不得轉讓該等業務規定, 但對買家之繼承人, 承付人及遺產執行人具有約束力。

準買家重要通告 – 珠寶及名錶 (d) 倘因任何理由無法執行該等業務規定之任何條文, 則餘 下條文應仍然具有十足效力及作用。 任何一方行使, 或沒有 延遲行使, 在該等業務規定任何權利或補救可作免除或釋放 全部或部分。 17 法例及司法權 (a) 該等業務規定及保證之權利及義務,及其有關或適用之所 有事宜須受香港法律規管並按其詮釋。 (b) 就富藝斯之利益而言, 所有競投者及賣家同意香港法院擁 有專有司法權, 調解所有因與該等業務規定及著作保證有關 或適用之所有事宜或交易之各方面而產生之紛爭。 各方均同 意富藝斯將保留權利在香港法院以外之任何法院提出訴訟。 (c) 所有競投者及賣家不可撤回同意透過傳真, 親身, 郵寄或 香港法例, 送達地點之法例或提出訴訟之司法權區之法例允 許之其他方式, 將有關任何法院訴訟之法律程序文件或任何 其他文件送發至買家或賣家知會富藝斯之 最新地址。

著作保證 富藝斯 保證在拍賣日起的5年期間為圖錄內用粗體或大楷標 題之物品保證了著作權。 保證受以下及本圖錄所載末準買家 指引後的重要通告所排除及限制。 (a) 富藝斯對任何拍賣品只給予原來紀錄之買家(即登記成功 拍賣之競投人)保證著作權。此保證著作權並不伸延至(i) 物 品其後的擁有人, 包括買家或收件人以禮物形式由原來買家, 後代, 繼承人, 受益人及指定人送出; (ii) 圖錄內對物品的描述 與物品著作有意見上的矛盾; (iii) 我們於拍賣日歸納著作與 專家, 學者或其他專家普遍接納之意見一致; (iv) 能正確地鑒 定拍賣品的科學鑒定方法在圖錄編印之不為一般所接受, 或 在圖錄載登時, 此方法過份昂貴或不實際或可能損壞拍賣品 的情況;或(v) 若根據拍賣品於圖錄之標題, 該拍賣品並無重 大喪失任何價值。 (b) 如欲因著作保證而索償, 富藝斯 保留其權 利, 作為撤銷拍 賣之條件, 及要求買家提供兩名為富藝斯及買家 雙方接納之 特立及行內認可專家之報告, 費用由買家承擔。 富藝斯無須 受買家出示之任何報告所規限, 並保留權利尋求額外之專家 意見, 費用由富藝斯自行承擔。倘富藝斯 決定根據本保證取消 買賣 , 富藝斯或會將經雙方審批之獨立專家報告所需之合理 費用退還予買家。 (c) 受上述(a)所說明, 買家或可就著作保證在以下情況下提出 伸索(I)買家在收到任何導致買家質疑拍賣品之真偽之資料後 3個月內以書面通知富藝斯 , 註明購買該拍賣品的拍賣編號, 圖錄內拍賣品編號及被認為是膺品的理由及(II) 將狀況與銷 售予買家當日相同, 並能轉移其妥善所有權且自銷售日期後並 無出現任何第三方申索之物品退還予富藝斯。 富藝斯有權免 去任何以上(c)小段或(b) 小段 所說明之要求。 (d) 買家明白及同意對違反著作保證之獨有補償為撤銷銷售 及退還原來所付之購入價 退還款項應為買家唯一及取代其 他法律形式的補償及向富藝斯與賣家 對撤銷拍賣的追索。 這 亦代表富藝斯, 其附屬公司或賣家均無須對此著作保證之補 償退款外之任何損失或損害負責。 不論該損失或損害為直 接, 間接, 特別, 附帶的或後果, 或為原有購入價支付利息。 本業務規定及保證, 準買家指引及重要通告, 如有任何詮釋上 的問題, 一概以英文版本為準。

圖錄編列 富藝斯或會在圖錄內刊印有關拍品之出處及過往展覽、引述 於藝術刊物之紀錄。儘管我們以審慎的態度進行編列，但拍 賣品的出處、展覽及文獻或未能詳盡；及在某些情況下我們 或會有意地不揭露物主身份。請注意所有陳述於圖錄內拍賣 品之量度均為約數不論是否附合列為 “聲明” 或 “約”。 圖錄內之圖片並不需等於實物實際尺寸及不能用作重量和尺 寸大小之指引。 有色寶石 準買家請留意許多有色寶石均可能經過某些改良處理以改善 外觀，包括加熱以加深紅寶石及藍寶石的顏色來改善其外觀 及透光度; 而上油(經過油脂或樹脂填充處理方法)以改善綠 寶石淨度。這些方法都被國際珠寶行業認可，儘管高溫高壓 處理被廣泛認為是能永久保持的，但是經處理的寶石可能會 影響其硬度，在日後需要特殊的保養。經過上油的寶石在日 後可能須再次上油以提升其淨度。 寶石鑒定報告 富藝斯會為一些我們拍賣的寶石從國際認可的寶石鑒定實驗 室取得鑒定報告, 任何持有由國際性公認的寶石鑒定所發出 的報告或證書之寶石均會於圖錄上之物品描述內說明。我們 應要求可提供該等指引之副本。報告或證書上會列明該寶石 曾經接受過的特別處理。寶石鑒定實驗室的報告僅在我們要 求情況下才會提及有關寶石的改良及處理， 但是該報告會確 認該寶石沒有被改良或處理。因各實驗室使用方法和技術的 差異，對某寶石是否處理過、處理的程度或處理是否為永久 性，都可能持不同意見。 我們不會為每件拍賣的寶石拿取鑒定報告, 如果沒有國際認 可的寶石鑒定報告，準買家請留意除非於圖錄上有特定說 明該寶石為天然寶石（ 非經加工處理），否則該寶石有可能 經過一些特別形式的處理或提升有機會影響其市場價值及 估價。 真品證書 由於某些製造商並不會發真品證書或只為某類型的拍品發給 證書, 除非於圖錄中特別列明, 否則富藝斯並沒有義務向買家 提供由製造商所發的真品證書。除非富藝斯根據業務規定之 保證同意取消該項拍賣, 否則製造商未能發出證書並不能構 成取消買賣或任何其他向富藝斯或賣家索償之理由。 寶石來源 富藝斯嘗試取得寶石來源資料, 我們不保證圖錄內任何資料 包括有關寶石來源及描述絕對無誤。 緬甸寶石 準買家請留意源自緬甸的紅寶石及翡翠，以及含有該等寶石 而又少於 100 年的珠寶產品可能不能進口至歐洲國家,註有F 標記的拍賣品含有源自緬甸或來源地不明的紅寶石或翡翠而 可能受有關限制所規限。 請注意含有源自緬甸的任何其他類別寶石（例如 藍寶石 ） 的物品，倘若寶石乃於(a)緬甸境外鑲嵌或鑲鑄在珠寶產品 上，(b)而該鑲嵌並非臨時性質，則有關產品可能可進口至美 國。而源自緬甸的任何類別碎石均可能不可進口至歐洲國家。 如買家因該等或其他限制而無法將所投得之拍賣品進口至 美國或任何其他國家，本公司絕不會因此而接受延遲付款或 撤銷該買賣。

瀕危物種 由植物或動物材料如珊瑚、鱷魚、象牙、鯨骨、巴西玫瑰木、 犀牛角或玳瑁殼，不論其年份、百分比率或價值，均可能須申 領許可證或證書方可入口至其他國家。一些國家或完全禁止 物品含有這類瀕危物種物質的進口。 標有此Σ 符號的拍賣品表示該拍賣品含有瀕危或其他受保護 野生動物物種。請注意能取得出口許可證或證書並不能確保 可在另一國家取得進口許可證或證書，反之亦然。 我們建議準買家在競投前向相關政府查核有關野生動植物進 口之規定後再參與競投。買家須負上所有責任取得任何所需 出口或進口許可證或證書，以及任何其他所需文件。不獲發 或延遲獲發任何所需之許可證或執照並非取消銷售或延遲 繳付全數貨款之充分理由。請注意我們為方便客戶而在含有 可能受管制植物或動物物料的拍賣品上附加標記，但附加標 記時如有任何錯誤或遺漏，富藝斯恕不承擔任何責任 名錶 富藝斯對於任何鐘錶之正常運作均不作任何陳述或保證，及 圖錄內任何拍賣品之描述不應理解為聲明。準買家應於使 用前請專業鐘錶匠或鐘錶修復者先行檢查鐘錶。為方便準買 家，我們或會於圖錄編列時提供鐘錶狀況之描述，包括缺陷 及維修說明及提供品狀報告。但品狀報告並不等於狀況之完 整說明及或未能具體說明所有機械的更換、修復或缺陷。請 留意富藝斯不保證 任何組件之原廠真品，如鐘錶輪、錶針、錶 冠、晶體、螺釘、手鐲及皮革錶帶，因之前的修復或導致更換 原裝配件。富藝斯亦不保證防水錶殼的手錶目前仍為防水。 準買家應於拍賣前檢查所有鐘錶以評估拍賣品之狀況。 名錶進口美國 準買家須注意美國或會限制進口名錶。該些名錶或不能付運 到美國及或只能親自携帶入口。美國海關法例或限制每位買 家只可携帶一枚名錶。該些拍賣品於圖錄中附有▼符號。如 買家因無法將所投得之拍賣品進口至美國或富藝斯未能以▼ 符號標記此等拍賣品，本公司絕不會因此而接受延遲付款或 撤銷該買賣。 出口含有瀕危物種物料錶帶 部分手錶拍品的錶帶或由瀕危或受保護動物物料所造,如鱷 魚皮或鱷魚,及在沒有CITES出口許可證下不能合法地從拍賣 當地出口。如上述,該些拍賣品於圖錄中附有Σ符號。同樣地, 如欲將手錶付運離開拍賣當地, 富藝斯或需在付運手錶及手 錶釦前先將錶帶拆除及保留。 高額拍賣品 所有準買家如欲競投任何高額拍賣品(標有*記號之拍賣品) 必須完成高額拍賣品預先登記及交付港幣2,000,000元或其 他由富藝斯 決定之更大金額的保證金。詳情請聯絡客戶服務 部+852 2318 2000。

香港中環雪廠街2號聖佐治大廈14樓

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如閣下以商業實體名義購買，請提供由政府發出的公司證明文件(如公司

請選擇此表格之競投方式(選一項)：

註冊證書)之副本及擁有人及董事的證明文件，以核實有關公司。

現場競投 書面競投 電話競投

競投牌號碼

• 業務規定 所有投標的處理及執行、及所有拍品的成交及購買均按照圖錄所載之業 務規定執行。請於參與競投前細閱業務規定，並細閱第4段之內容。 • 如閣下未能出席拍賣會，本公司樂意代表閣下進行保密的書面競投。

請選擇閣下是次競投名義(選一項)：

• 本公司會按每件拍品成交價向成功競投者收取佣金或買家支付之酬金。 買家應支付本公司酬金，酬金費率為：拍品成交價首港幣3,000,000元之

以個人名義 以公司名義

25%，加逾港幣3,000,000元以上至港幣30,000,000元部份之20%；加 逾港幣30,000,000元之餘款的13.5%計算。

拍賣名稱 稱謂

請提供政府發出的身份證明文件及現時住址證明。 • 以公司名義購買

拍賣編號 名字

公司名稱(如適用)

拍賣日期 姓氏

•「購買」或無限價競投標將不獲接納。閣下可於拍品編號之間以「或」字作 兩者(或若干)中擇一競投。 • 如欲進行書面競投，請列明每件拍品之最高限價(買家酬金及稅(如有) 不 計在內)。拍賣官將參考底價及其他競投價，盡力以最低價進行競投。在

客戶號碼

沒有更高價的情況下，對不設底價的拍賣品所提交的不在場投標，會以

地址

售前低估價大約50%成交，但是若該投標價低於售前低估價的50%，則以 該投標價成交。

城市

• 投標價必須以拍賣當地的貨幣為單位，及或會被調低至最接近拍賣官喊

國家

價遞增幅度之競投金額。

郵編 電話

手提電話

電郵地址

傳真

• 如本公司就同一項拍賣品收到相同競價之委託，則最先收到之委託獲優 先辦理。 • 書面及電話競投是本公司提供予準買家之免費服務，本公司將盡合理努 力代其競投。除了故意瀆職的情況外，本公司不會對因未能執行書面或

於拍賣時聯絡閣下的電話號碼 (只供電話競投用) 1.

電話競投，或在當中出現之任何誤失或遺漏負任何責任。電話競投者必

2.

須以函件或傳真儘快確認投標獲辦理。電話競投對話過程或會被錄音。

所用語言 (只供電話競投用)

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以下部份只適用於電話及書面競投 拍品編號 拍品簡要敍述

港幣最高競投價

(順序)

只適用於書面競投

以電郵方式收到確認。如欲以電話聯絡投標部，請致電+852 2318 2029。 • 閣下可使用信用卡 (上限為港幣800,000元) 或以電匯方式付款。請注意 以信用卡付款將會被收取附加費。 • 拍品需於本公司收到全數結清之款後方能提取。 • 在富藝斯的處所範圍、拍賣會場及展覽場地內可能進行錄像監控。電 話對話如電話競投亦有可能被錄音，本公司會根據隱私政策處理該資 料。 • 閣下簽署本競投表格，即表示閣下了解並同意本公司將依據我們的私 隱政策處理你的個人資料，包括「敏感性資料」。私隱政策刊載於 www.phillips.com，或可電郵至dataprotection@phillips.com索取副 本。

* 買家酬金不計在內

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Colourless Diamond Index Colour

Clarity

Carat Weight

Cut

Lot 631

D

IF, Type IIa

12.55

Emerald

D

FL (Ex-Polish, Ex-Symmetry)

5.51

Heart

596

D

IF (Ex-Polish)

3.08

Oval

535

D

IF (Ex-Polish, Ex-Symmetry)

3.01 & 3.01

Heart

597 (Earrings)

D

VS2

3.20 & 3.04

Pear

630 (Earrings)

D

VVS1 & VS2

3.01 & 3.01

Round

536 (Earrings)

E

VVS2 (Ex-Polish)

5.01

Heart

613

F

VVS2 (Ex-Symmetry)

6.18

Emerald

612

F

VS2

4.13

Oval

595

G

VS2

5.23

Princess

589

G

VS1 (Ex-Polish)

2.64

Cushion

562

G&F

VS2, VVS1 & VVS2

2.00, 1.01 & 1.01

Sq. Emerald

553

K

IF

4.46

Emerald

552 (Copy of GIA)

M

VS2

5.02

Heart

505

S-T & U-V (light Yellow)

VVS2 & VS2

6.76 & 5.01

Kite

586 (Earrings)

Colour

Clarity

Carat Weight

Cut

Lot

Fancy Light Orangy Pink

VVS1

7.01

Rectangular

598

Light Pink, Very Light Pink

VS2, SI1

1.38 & 1.59

Pear

594 (Earrings)

Very Light Pink, Fancy Yellow

VS1, VS2

1.25 & 1.18

Pear

587

Fancy Vivid Yellow

IF

20.25

Rectangular

614

Fancy Yellow

VS1

5.01

Rectangular

554

Fancy Intense Orange-Yellow

I1

1.03

Oval

508

Fancy Light Brown

I1

5.55

Kite

575

Natural Colour (Orange-Yellow)

-

2.31

Novelty

512 (Pin)

Coloured Diamond Index

Maker’s Index Alexander Laut 511, 584, 585, 591 Boucheron 562 Buccellati 510, 567 Bvlgari 538, 563, 599 Cartier 529, 555, 590, 621, 628 Chopard 606 Corum 527 Franck Muller 551 Graf 612 Harry Winston 605, 630, 631 Karen Suen

539, 540, 541, 559

Margherita Burgener 571, 572, 573 Mason Tsai 546 Patek Philippe 557 Spaulding & Co. 537 Stewart Young 602, 603 Tifany & Co. 504 Van Cleef & Arpels 506, 507, 558, 588, 615, 616, 617, 618, 619, 623, 625, 626

539.

540.

540.

A Conch Pearl, Pink Diamond and Diamond Ring, Karen Suen A Pair of Conch Pearl, Pink Diamond and Diamond Pendent Earrings, Karen Suen An Elegant Conch Pearl, Pink Diamond and Diamond Necklace, Karen Suen

524.

A Jadeite ‘Peapod’ and Diamond Pendant

529.

628.

A Rare Diamond, Emerald and Onyx ‘Double Panthère’ Ring, Cartier A Gem-set and Diamond Ring, ‘Les Oiseaux Libérés’, Cartier

555.

A Diamond Brooch, Cartier

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