CityU Annual Report 2012-2013 by City University of Hong Kong

City University of Hong Kong has launched itself into a new era of ground-breaking teaching, learning and research opportunities with its unique Discovery-enriched Curriculum. This strong curricular emphasis on the process of creating and communicating new knowledge is preparing our students for today’s diverse, challenging, hi-tech world of work and contributing meaningful research for the betterment of society. 香港城市大學推行獨創的「重探索求創新課程」，使城大的教學與研究跨入新紀元，創造新的機遇。「重探索求創新課程」內容豐富多彩，注重新知識的創造及傳播，為學生進入當今多元化、充滿挑戰的高科技就業市場作好準備，並以推動各項具實際意義的研究造福社會。

contents 目錄

2 2 3 4 10 14 22 28 38 48 56 62 68

Ofﬁcium et Civitas

敬業樂群

Vision and Mission

願景及使命

Guiding Principles

引導方針

Highlights of the Year

年度大事摘要

Chairman’s Foreword

校董會主席序言

Treasurer’s Report

司庫報告

President’s Report

校長報告

Professional Education

專業教育

Prizes and Awards

獎項與榮譽

Research and Development

研究及發展

Outreach and Community Relations

拓展與聯繫

University Governance

大學管治

Finance

財政

Officium et Civitas 敬業樂群

Vision and Mission 願景及使命

OFFICIUM et

VISION &

敬業樂群

願景及使命

The University motto encapsulates our educational philosophy and the attitude we want our students to develop. The ﬁrst two Chinese words 敬業 encompass the requirement to combine academic professionalism and career ethics. The last two words 樂群 emphasise personal growth and development, and advocate group spirit and the need to care for society.

vision 願景

civitas

Ofﬁcium et Civitas is the Latin translation for the motto. Ofﬁcium denotes a high-minded sense of duty. Civitas refers to both town/city and union of citizens.

mission City University of Hong Kong aspires to become a leading global university, excelling in research and professional education. 香港城市大學矢志成為研究優異、專業教育出眾的全球一流學府。

mission 使命 To nurture and develop the talents of students and to create applicable knowledge in order to support social and economic advancement. 致力培育和拓展學生才能，創造實用知識，推動社會和經濟進步。

City University of Hong Kong 香港城市大學

Guiding principles 引導方針

GUIDING

principles 引導方針 > Student success in academic achievement and career development > Excellence in learning and research, technology innovation and knowledge transfer > Beneﬁt to the social and economic wellbeing of Hong Kong > Accountability in the use of public resources > Global outreach and international competitiveness > > > >

促進學生學業成就和事業發展提升學習、研究、科技創新和知識轉移的表現致力貢獻香港社會及經濟發展善用公共資源

> 加強全球發展及提高國際競爭力

Annual Report 2012–13 年報

HIGHLIGHTS OF

the year 年度大事摘要

There have been a number of outstanding achievements in the year under review at CityU. The following offers a snapshot of the range and breadth of the many highlights that we recorded. 過去一年，城大在很多領域內均取得了傑出成就，以下簡要地回顧一些年度大事。

City University of Hong Kong 香港城市大學

Highlights of the Year 年度大事摘要

Ranking success

排名佳績

CityU continued to perform strongly in the world’s most inﬂuential ranking

在國際高等教育界最有影響力的排名榜上，無論是

exercises for higher education at both the institutional and subject/discipline

院校或學科類別，城大都連創佳績。

levels. 以院校類別為例，在國際高等教育資訊機構 At the institutional level, CityU leapt 15 places to 95th in the Quacquarelli

Quacquarelli Symonds (QS) 2012年9月公佈的世界最

Symonds (QS) World University Rankings released in September 2012 and

佳大學排名榜中，城大躍升15位，晉升為全球第95

was ranked in the top 5 of the QS survey of the world’s top 50 universities

位。另外，在建校未滿50年（即1963年或以後創校）

under 50 years of age, i.e. universities founded in 1963 or after. These results

的全球50所最佳大學排名榜中，城大位列第五。這

underscore the youthful, dynamic and international characteristics of our

些成就展示了城大朝氣蓬勃、充滿活力、日益國際

University.

化的特色。

In terms of subject rankings, CityU featured in the world’s elite Top 200

以學科類別而論，在2013年 QS世界大學學科排名榜

institutions in 18 of the 30 subjects covered in the QS World University

中，城大有18個學科的排名位居全球200強之列。

Rankings by Subject for 2013. This survey, which takes into account subjects

這個排名榜包含全球各地2,858所大學的30個學科。

taught at 2,858 universities worldwide, showed that CityU had either enjoyed

與2012年相比，城大在下列學科排名獲得上升或首

an improved ranking compared to the ranking exercise in 2012 or appeared

次進入200強：語言學、電機工程、機械工程、傳意

for the ﬁrst time in the top 200 in Linguistics, Engineering-Electrical,

及傳媒研究、法律、政治及國際研究、統計與運籌

Engineering-Mechanical, Communication & Media Studies, Law, Politics &

學研究。尤為值得一提的是語言學領域，城大的排

International Studies, and Statistics & Operational Research. Of particular

名從去年的第40位上升至第22位，並在香港位居第

note, Linguistics rose from 40 last year to 22, making CityU the top-ranked

一。

university in Hong Kong in this subject. 另外，根據2012年「世界大學學術排名」，城大在工 In addition, the Academic Ranking of World Universities saw the subject area

程 ╱技術與計算機科學領域的全球排名較2011年上

of Engineering/Technology and Computer Sciences jump 10 places on last

升10位至第32位。

year to reach 32nd in the world in 2012.

Annual Report 2012–13 年報

Highlights of the Year 年度大事摘要

Dunhuang at Washington gallery Our advances in Creative Media took pride of place at one of the world’s most celebrated art galleries at the end of 2012. Visitors to the 25th anniversary celebrations of the Arthur M. Sackler Gallery, the pre-eminent museum for Asian art at the Smithsonian Institution in Washington, D.C., had the chance to experience ancient Buddhist cave paintings from China in the highly innovative immersive installation devised by CityU’s Applied Laboratory for Interactive Visualization and Embodiment.

Campus development The grand opening of Academic 3 (AC3) marked a signiﬁcant milestone in the development of the University. The space generated by the new building is allowing our students and researchers more opportunities to pursue their innovative work in discovery and innovation under our new 4-year curriculum. To be precise, AC3 comprises a 20-storey upper block and a 5-storey lower block, adding 20,500 square metres of net area for learning, research, administration and social interaction to our vibrant campus.

“Pure Land: Inside the Mogao Grottoes at Dunhuang” was selected as the centerpiece exhibit for the birthday celebrations, garnering accolades in the international media and tremendous publicity for CityU’s research in this ﬁeld.

創意媒體裝置華盛頓參展 2012年年底，城大的創意媒體裝置在美國首都華盛頓史密森尼博物院的賽克勒美術館展出，彰顯了城大在創意媒體領域處於領先地位。賽克勒美術館是世界著名美術館，以展覽亞洲藝術文化聞名於世。為慶祝創館25周年，該館特

AC3 is not only the largest capital project in the University’s history, it is also a building for the 21st century, combining sustainability and green features that support environmental protection. It received a merit award under the “New Building — Hong Kong” (Building Under Construction) category of the Green Building Award 2012 in recognition of its green initiatives. For example, windows exposed directly to sunlight are made of low-emissivity glass, which reduces the temperature in the building and the energy consumption of the air-conditioning.

校園發展學術樓（三）的隆重啟用儀式標誌著大學發展的一個新里程。新大樓的啟用為校園增添空間，使城大學生及研究人員有更多機會在本科四年新學制下進行探索與創新。具體而言，學術樓（三）包含彼此連接的高、低兩座建築物，高座為20層，低座為5層，為活力充沛的校園總共增添20,500平方米的實用樓面，供大家在此求學、研究、管理行政，以及彼此溝通交流。學術樓（三）是城大創校以來最大的建築工程，也是一座面向 21世紀的教學科研大樓，其設計與建築包含多項先進技術，體現了節能環保、永續發展的理念。例如，陽光直射下的窗戶安裝了低輻射玻璃，既可降低室內溫度，又可減少冷氣機的耗能，由於種種先進環保設計，大樓更榮獲2012環保建築大獎的「新建建築類別 — 香港」（興建中建築）優異獎。

City University of Hong Kong 香港城市大學

別挑選了城大互動視覺及體現應用研究室(ALiVE)創作的《人間淨土 —— 走進敦煌莫高窟》作為重點展覽。這個具開創性的沉浸式創意媒體作品，使參觀人士可以全新的觀賞方式欣賞中國古代的敦煌佛像壁畫傑作。《人間淨土》隨後在國際各大媒體廣受好評，而城大在該領域的研究成果亦因此聲名遠播。

Highlights of the Year 年度大事摘要

Naming ceremonies Renaming prominent facilities lets CityU acknowledge some of our most generous supporters. In the year under review, we held ofﬁcial ceremonies for a number of our supporters. Lecture Theatre 12 of Academic 1 and the Multi-purpose Room of the Amenities Building were renamed as “Mr and Mrs Ho Chun Hung Lecture Theatre” and “James Liu Multi-purpose Room” in October 2012 as tokens of appreciation for contributions made by two outstanding alumni, Mr Peter Ho Ka-nam and Mr James Liu Ying-yin, respectively. In addition, Lecture Theatre 14 was renamed as “Leung Ko Yuk Tak Lecture Theatre” after the wife of distinguished alumnus and Honorary Fellow Dr Raymond Leung Siu-hong in appreciation of his support and generous donations to CityU; and Lecture Theatre 4 was renamed as “Mr and Mrs David T F Chow Lecture Theatre” in recognition of Mr David Chow Tak-fung’s generous donation to the University and his contributions to society. Meanwhile, the table-tennis room was named after Mr Michael Chan Wing-ming, Chairman of Chanson Limited, in appreciation of his generous support, and Multi-function Hall A of the Student Residence was named “Moon Chun Multi-function Hall” in memory of Ms Lam Moon-chun, the late wife of Dr Chan Sui-kau, and in recognition of Dr Chan’s longstanding support for the University and his contributions to society.

冠名致謝城大為校園建築物及設施等冠名，以答謝熱心支持城大的各界友好。過去一年，城大數次舉辦命名典禮以表達對捐助人的謝意。學術樓（一）十二號演講廳及康樂樓的多用途活動室分別命名為「何振雄伉儷演講廳」及「廖英賢多用途活動室」，以感謝兩位校友何稼楠先生及廖英賢先生對城大的貢獻。此外，大學以傑出校友梁少康博士太太的姓名將十四號演講廳命名為「梁高玉德演講廳」，以表彰梁博士對城大的支持及慷慨捐助；另將四號演講廳命名為「周德豐伉儷演講廳」，以表彰周德豐先生對社會的貢獻和對城大的慷慨支持。乒乓球室命名為「陳永明乒乓球室」，以感謝長新貿易有限公司董事長陳永明先生對城大的慷慨支持。學生宿舍區的綜合禮堂 A命名為「滿珍綜合禮堂」，以紀念陳瑞球博士已故的夫人林滿珍女士，並表彰陳博士對城大多年來的支持及對社會的貢獻。

Annual Report 2012–13 年報

Highlights of the Year 年度大事摘要

Honorary Graduates/Fellows Our Honorary Awards are a vital part of our strategy of recognising our most prominent supporters. CityU is very fortunate to have the friendship and support of some of the most successful people in Hong Kong and the region, and the entire campus has benefitted from their significant contributions. The support of these distinguished individuals has contributed to our progress. We conferred three honorary awards in November 2012 on Professor Bai Chunli, President of the Chinese Academy of Sciences; Mr Hu Fa-kuang, Honorary Chairman of Ryoden Development Limited; and Dr Allan Zeman, Chairman of the Ocean Park Corporation and Chairman of Lan Kwai Fong Holdings Limited. Additionally, three distinguished persons were honoured with Honorary Fellowships in October 2012: Dr The Hon Chiang Lai-wan, Chairman of C & L Holdings Ltd; Mr Kenneth Koo, Group Chairman and Chief Executive Officer of TCC Group; and Mr Lau Ming-wai, Vice-Chairman of Chinese Estates Holdings Ltd.

榮譽學銜頒授榮譽學銜，是大學表彰傑出支持者的重要活動。城大非常榮幸獲得眾多香港及亞太區傑出人士的支持與關懷，他們的重大貢獻使城大受益不淺，他們的支持幫助城大繼續進步。大學於2012年11月頒授榮譽博士學位予三位卓越人士：中國科學院院長白春禮教授、菱電發展有限公司名譽主席胡法光先生、香港海洋公園主席及蘭桂坊控股有限公司主席盛智文博士。此外，城大亦於2012年10月頒授榮譽院士銜予三位傑出人士：仲良集團董事長蔣麗芸博士、泰昌祥輪船集團主席兼總裁顧建綱先生及華人置業集團副主席劉鳴煒先生。

City University of Hong Kong 香港城市大學

Highlights of the Year 年度大事摘要

Social responsibility CityU is acutely aware that development comes at a cost, and that it is essential that we try to mitigate our impact on the environment. Our major building works have been carried out with the utmost dedication to minimising our carbon footprint, and our efforts have not gone unheeded. We were very pleased that the Run Run Shaw Creative Media Centre, Academic 2 and the CityU (Shenzhen) Research Institute Building achieved the rating of Platinum, Gold and Bronze respectively in the Hong Kong Building Environment Assessment Method (HKBEAM). Our commitment to social responsibility goes beyond the environment. The University was conferred two Gold Awards at the first Web Accessibility Recognition Scheme Awards Presentation Ceremony in April 2013 in recognition of its effort to undertake social responsibility and use information technology to make websites more accessible and friendly for all users. The websites of the University and CityU’s Office of the Chief Information Officer received the Gold Awards. CityU was the only local university to earn two Gold Awards among some 100 entries. These achievements underline how important it is for us as a “City” university to work for all the people, all the time.

社會責任城大清楚知道，發展必有代價，而我們必須努力減少對環境的影響。我們的重要建築工程，在興建及管理過程中都盡力減少碳排放量，而我們付出的努力亦贏得認同。令人欣喜的是，邵逸夫創意媒體中心、學術樓（二）與深圳產學研大樓分別獲得香港建築環保評估協會的白金級別、金級別、銅級別評估證書。城大對社會責任的承諾，並非只限於環境。在2013年4月舉行的首屆「無障礙網頁嘉許計劃」頒獎禮上，城大因致力履行社會責任，善用資訊科技，建立無障礙網站，令大學網站內容可供任何人士瀏覽而獲得兩項金獎。「無障礙網頁嘉許計劃」收到逾百項申請，城大的網頁及城大資訊總監辦公室的網頁雙雙獲得金獎，令城大成為本地唯一取得兩項金獎的大學。這些傑出成就表明，作為一所「城市」大學，時刻牢記努力為社會各界人士服務有多麼重要。

Annual Report 2012–13 年報

CHAIRMAN’S

foreword 校董會主席序言 I am proud to report on another eventful and productive year at City University of Hong Kong (CityU). During this year, and for the ﬁrst time in our relatively short history, we have been ranked amongst the top 100 universities in the world (95th) by the QS World University Rankings (QS WUR) (2012). Perhaps even more of an achievement as we approach our 30th anniversary is the fact that the QS WUR also identiﬁes us as 5th in the world for universities less than 50 years old and 1st in Hong Kong for the number of papers produced per faculty. 回顧過去一年，香港城市大學（城大）再次獲得豐碩成果，對此我深感自豪。城大的創校歷史雖不算長，但在 2012 年國際高等教育資訊機構 Quacquarelli Symonds (QS) 公佈的全球最佳大學排名榜上，首次躋身百強，名列第 95 位；在 QS 公佈的另一項排名榜上，城大獲得「建校未滿 50 年全球最佳學府」排名第五的殊榮，同時城大教職員發表的論文人均數量亦位居香港首位。城大即將踏入創校三十周年，上述榮譽足以讓我們引以為榮。

Cit C City i ty it ty U University niv nivers ivv e ers er rs r si s it i ty ity ty o off Ho H Hong on ng g Ko K Kon Kong on o ng 香香港城市大學港城市大學

Chairman’s Foreword 校董會主席序言

None of these achievements would have been possible without the dedication of faculty, management, staff and students who are to be congratulated for their considerable talents and hard work. Achievements such as these are helping to make CityU the destination of choice for talented faculty and students from Hong Kong, the region and beyond. The past year has also seen the full implementation of our exciting new Discovery-enriched Curriculum (DEC), a range of important research breakthroughs, considerable success in seeking funding for research initiatives and the development of even closer ties between Hong Kong and the mainland, as well as numerous other remarkable indicators of CityU’s continued success.

School of Veterinary Medicine Over the past year, we have taken several more positive steps towards establishing CityU as an international hub for veterinary medicine and specific key areas of public health. Our vision remains to promote innovations in this broad interdisciplinary field that will improve public health, food safety and animal welfare as well as create jobs and boost our economy. We know better than most that around 70% of diseases currently originate from animals and it is essential that we conduct extensive research, locally and regionally, to safeguard public health and mitigate these risks. We are confident that the School, which we anticipate will be formally launched during the 2014 –15 academic year, will enrich our professional education and bring substantial benefits to Hong Kong and the wider region. Consequently, we are delighted that Cornell University, a world leader in veterinary medicine, is now seeking to establish a dual-degree programme with us in which students will receive both Cornell and CityU veterinary degrees.

Discovery and innovation We have a fully comprehensive strategic direction for our research and professional education initiatives, and it has been fascinating to look at the impact of the first full year of implementation of the Discoveryenriched Curriculum and see the genuine advancements and positive benefits to student learning, problem-driven research and the campus environment. We have taken every opportunity to promote our strategic vision for higher education in the 21st century, whether it is with secondary school students visiting campus or distinguished visitors from overseas institutions, introducing them to our Discovery Laboratories and telling them about our Ideas Incubator and the various awards available for promoting a spirit of innovation amongst students and faculty. As a consequence, we are communicating our vision clearly to the rest of the world, and sending a clear message that CityU is a vibrant and ambitious institution that provides an excellent research and learning environment.

能夠獲得如此傑出的成就，源於管理層與各位師生員工的全力奉獻，正是依靠他們的才華與辛勞，我們才能得到成功。這些出色的成就使城大成為香港、亞太區以至全球優秀學子和傑出學者首選的高等學府。在2012–13學年，城大全面推行嶄新的「重探索求創新課程」，在多項重要研究上取得新突破，獲得多項撥款資助各種研究計劃，香港及內地的聯繫更加緊密，並取得許多其他顯示城大持續成功的重要指標。

籌建動物醫學院過去一年，動物醫學院的籌建取得了新的進展。一旦新學院創辦後，城大將成為動物醫學及多個公共健康重要領域的國際中心。我們的願景是在這個廣闊的跨學科領域推動創新，促進公共健康、食物安全與動物福利，並增加就業機會，振興本港經濟。我們知道，目前約有70%的疾病源自動物，因此我們必須在本地及亞洲區進行廣泛研究，以確保公共健康安全，降低風險。動物醫學院預計在2014 –15 學年可望正式成立。新學院將令城大的專業教育課程更充實，造福本港以至整個亞太區。另外，全球動物醫學界首屈一指的美國康奈爾大學計劃與城大合辦動物醫學雙學位課程，使我們深受鼓舞。

探索與創新城大為研究及專業教育的各項舉措制定了全面的長遠發展方向。2012–13學年是全面推行「重探索求創新課程」的第一年，產生很大影響，在學生的學習、問題導向型研究與校園環境等方面都有了更大發展與成效，佳績有目共睹。我們把握每一個機會，向參觀校園的中學生及海外學府的傑出學者等社會各界人士，推廣城大對21世紀高等教育發展的遠大願景，向他們介紹「重探索求創新課程」實驗室與創意孵化器，以及為鼓勵師生發揮創新精神而設立的各種獎勵。城大藉此向全世界明確地展示大學的願景，說明我們具備優良的教學與研究環境，是一所充滿活力、積極進取的教育機構。

Annual Report 2012–13 年報

Chairman’s Foreword 校董會主席序言

Research funding

研究資助

As every researcher will tell us, without funding it is simply not possible to pursue high-quality research projects to the fullest extent, so it has been immensely gratifying to see our academics secure significant levels of financial support for their work from a range of internal and external sources. Diversification of the sources of our research income remains a key element of our research strategy and indicates that we are relevant and in demand for our expertise. These successes are entirely aligned with the research goals identified for CityU by the Research Grants Council (RGC), and also provide a welcome boost to our ambitious spirit moving us ever closer to our goal of being a leader in applied research and professional education.

凡是從事研究工作的人都明白，沒有資助便無法全面開展高質素的研究項目。城大學者去年在校內校外獲得多項巨額資助，令人欣喜。研究資金來源多樣化依然是大學研究策略的關鍵部分，亦顯示城大的研究及專業知識均切合社會需求。上述成績與研究資助局為城大訂立的研究目標完全一致，成功獲取資助不但鼓舞了我們的雄心壯志，更讓城大向目標邁進一大步 —— 成為研究優異與專業教育出眾的一流學府。

Teaching excellence

或許是受中國傳統儒家思想的影響，教師在本地一直受人尊敬，不過我認為城大的教研人員之所以倍受尊崇，是因為他們孜孜不倦的工作態度，以及近年取得的非凡成就。例如，創意媒體學院一位優秀學者榮獲大學教育資助委員會（教資會）頒發2012年傑出教學獎。獲頒該獎項是極大的榮耀，提高了城大在本港的知名度，讓公眾知道城大是擁有完善的人力資源與其他資源的高等教育機構，能夠為年青人提供優質專業教育。城大人才濟濟，薈萃了眾多領域的專才通才。我相信，將來肯定還有其他教員再次獲得教資會的獎勵。

Perhaps as a result of our Confucian heritage, educators have always enjoyed a position of respect in our society, but I can confidently say that the faculty at CityU has earned that respect as a result of hard work and their remarkable achievements in recent years. For example, one of our outstanding researchers from the School of Creative Media was selected for a University Grants Committee (UGC) Award for Teaching Excellence in 2012. This award is a tremendous accolade and raises our profile in the local community by reminding the public that we are a higher education institution that has the human and other resources to give our young people the highest quality professional education. We are gifted with significant breadth and depth of talent at our University so I am certain that other faculty members will undoubtedly compete successfully for this UGC award in future.

International standing The world is increasingly competitive, and universities are no exception, with many from our region aspiring to be recognised as truly global institutions. CityU is already demonstrating through its achievements that it is well on the way to becoming one of the most international institutions of higher education in Hong Kong. Our campus is increasingly a global village with a wide variety of nationalities represented in the student and faculty body. We now have more non-local students studying with us than ever before, and many more of our local students now have the opportunity to travel overseas for learning and work experience. Hong Kong has always retained its own unique culture and history, and the increasing number of international students and faculty on campus means that many more people will now have the opportunity to learn about Hong Kong, and to develop relationships with local students that bode well for our continued success as a vibrant World City. Working together in this exciting learning environment will enable local and non-local students alike to enter our increasingly globalised world and compete alongside the best that world can produce. City University of Hong Kong 香港城市大學

教學出色

國際地位全球競爭日趨激烈，大學亦不例外，亞太區內有多家院校矢志成為真正的全球化高等學府。城大的各項成就表明，我們正逐漸成為香港高等教育界中國際化程度極高的教育機構。大學校園日漸國際化，教職員與學生來自不同民族。現在，本校非本地學生的人數較以前大幅增加，並且越來越多的香港學生有機會赴海外求學和實習。香港一直保留了自己獨特的文化和歷史，校園內國際學生及教員的人數日增，意味著更多人有機會了解香港，結識本地學生，預示香港仍將是活力四射的國際都會。在這個令人振奮的學習環境裏求學，可幫助本地與非本地學生適應日益國際化的世界，堪與全球各地的英才競爭。

Chairman’s Foreword 校董會主席序言

Community relations

社區關係

We have enjoyed another year of unstinting support from the local community with several prominent members of society providing us with their considerable expertise in a wide range of roles. Our donors, sponsors, Honorary Fellows and Honorary Doctors have added a rich level of talent and experience, providing admirable role-models for our students to emulate. We pride ourselves on running an open campus and, thanks to our donors, sponsors and alumni, CityU is proved to serve the community by providing cutting-edge knowledge transfer through a range of products and solutions designed to benefit our society. I would like to record our gratitude to these selfless individuals whose expertise and wisdom are greatly appreciated.

城大繼續得到本地社區的大力支持，多位社會知名人士運用其專長從各方面支持城大。這些捐款者、贊助人、榮譽院士、榮譽博士各有不同的才能與經驗，是全校學生的楷模。城大一直以開放式的校園為榮，承蒙各位捐款者、贊助人、校友的支持，我們能夠通過先進知識的轉移、提供一系列產品與解決方案服務社會。藉此機會，再次向各位無私的支持者表示謝意，感謝他們以專業知識和智慧幫助城大。

Our alumni association continues to go from strength to strength, gaining each year in new members as our graduates leave CityU to embark on their careers locally, regionally and further afield. During this year we have held several highly successful alumni events in various corners of the globe, not least on the mainland. In addition to raising funds to help further improve the research and learning environment, these events help to put our alumni in touch with each other so that we can help create networks and grow the global CityU family. We are extremely grateful to our loyal former students and I look forward to meeting more of them at future events.

Final remarks This has been a momentous year, even by our own very ambitious standards and I congratulate all of you for the substantial contributions you have made to our remarkable achievements. As we look forward to our 30th anniversary celebrations in 2014, it remains for me to wish everyone associated with CityU continued and even greater success for 2014.

Herman Hu Shao-ming, BBS, JP Chairman of the Council

隨著各屆城大畢業生離開校園，在本港、亞太區以至全球開創事業，我們的校友人數也不斷增加，校友會的實力更加雄厚。城大今年在世界各地（包括內地）籌辦了多次非常成功的校友活動。除了籌款以進一步改善研究及學習環境之外，這些活動亦使得各校友之間的關係更為密切，幫助他們拓展人際網絡，壯大城大的國際大家庭。我們非常感激各位熱心的校友，我自己亦期望在今後的活動中能與他們歡聚。

結語城大過去的一年確是不同凡響的一年，即使用我們極為進取的標準來衡量亦是如此。能取得如此卓越的成就，全賴大學同人的全力貢獻，在此要感謝各位！我們期待城大在2014年慶祝創校三十周年之際，亦祝願城大全體同人、校友與各位友好人士在2014 年續攀高峰。

胡曉明，BBS，JP 校董會主席

Annual Report 2012–13 年報

TREASURER’S

report 司庫報告

Overview The financial year 2012–13 was the first year of the Triennium of the 4-year academic structure curriculum. The Group’s consolidated financial results recorded a surplus of $397 million which was mainly attributed to the recovery of the investment asset value and partly attributed to the increase in donations and benefactions and matching grants under the Sixth Government Matching Grant Scheme introduced in August 2012. The government subventions and fees income for the year were also increased due to marginal funding received for double cohorts of students of the new curriculum.

摘要 2012–13年度是推行四年制本科課程及三年撥款期的第一年。大學整體的綜合業績錄得盈餘3億9,700萬元，主要是由於投資的資產值回升，其次則因為捐款、捐助以及2012年8月推出的第六輪配對補助金計劃所得的配對補助金上升所致。由於雙軌年兩批學生入學帶來額外的收入，年內的政府撥款、學費和其他收費亦有所增加。

City University of Hong Kong 香港城市大學

Treasurer’s Report

司庫報告

The University performed well for the year 2012–13 and has a strong ﬁnancial

大學在 2012 –13年度的財政狀況令人滿意，財務

base. Net assets increased from $4,483 million by $401 million to

基礎穩健。資產淨值由44億 8,300 萬元增至48億

$4,884 million, an increase of 9% from the previous year. Income rose by

8,400 萬元，較去年上升 9%，即 4億100 萬元。收

13% from $3,563 million to $4,017 million. With effective cost management,

入則由35億 6,300 萬元增至40 億1,700 萬元，上升

the expenditure incurred for the year was approximately 4% higher than that

13% 。由於有效控制成本，年內的開支僅較去年

of the previous year. As compared with previous year’s operating deﬁcit of

上升約 4% 。相比去年的營運虧損3億1,400 萬元，

$314 million, there was an improvement of $711 million.

本年度業績大幅改進7億1,100 萬元。

The Group’s consolidated results for the year ended 30 June 2013 are

截至 2013年6月30日止年度的大學整體綜合業績

summarised below.

概述如下：

2013

2012

$ million 百萬元

Income 收入

4,017

3,563

Expenditure and Non-Operating Items 開支及非營運項目

3,988

3,835

Interest and Net Investment Return 利息及淨投資回報

368

(42)

Surplus/(Deﬁcit) for the Year 年度盈餘 ╱（虧損）

397

(314)

Annual Report 2012–13 年報

Treasurer’s Report

司庫報告

Income

收入

The consolidated income, comprising government subventions, student tuition and other fees, donations and matching grants, and other contract and auxiliary revenue, for the ﬁnancial year 2012–13 was $4,017 million, compared to $3,563 million in 2011–12. This increase of $454 million in revenue was mainly due to the increase in government subvention of $210 million for double cohorts and salary revisions, increase of matching grants and donations of $139 million, and increase in tuition income of $150 million.

2012–13年度的綜合收入為 40億1,700萬元（2011–12 年度為35億6,300萬元），包括政府撥款、學費和其他收費、捐款及配對補助金，以及其他合約與雜項收益。收入增加4億5,400萬元，主要是政府因應雙軌年兩批學生入學以及薪酬調整而增加撥款2億 1,000萬元、配對補助金及捐款增加1億3,900萬元以及學費收入上升1億5,000萬元。

Income 收入

$ million

Government Subventions $ million 百萬元

政府撥款

百萬元

2,026

1,769 Tuition and Other Fees 學費及其他收費

2012 1,538

3,563

76 180

City University of Hong Kong 香港城市大學

2013

Donations and Benefactions 捐款及捐助

Total al 總數

1,688

Auxiliaryy Services and Other Income 其他服務及收益

132 171

To otal 總數

4,017

Treasurer’s Report

司庫報告

Government subventions

政府撥款

Government subventions for 2012–13 came to $2,026 million. Government subventions, including block grants, earmarked grants, capital grants and grants from other government agencies have increased by $257 million, compared with $1,769 million in 2011–12. Block grants and supplementary grants for the salary adjustment rose by $210 million mainly due to additional grants for double cohorts and salary revision, donation matching grants by $83 million, and block allocation for capital and alterations, additions and improvements (AA&I) by $27 million and offset by a reduction of earmarked grants of $66 million previously provided for the development of the 4-year academic structure curriculum.

2012 –13年度的政府撥款共 20 億 2,600 萬元。政府撥款包括整體撥款、特定撥款、基本工程撥款以及其他政府機構撥款，較 2011 –12年度的17億 6,900 萬元增加2億5,700 萬元。整體撥款及補助撥款增加2億1,000 萬元，主要是由於雙軌年兩批學生入學和因應薪酬調整而增加的撥款，配對補助金增加 8,300 萬元，基本工程和改建、加建、維修及改善工程的整體撥款增加2,700 萬元，同時抵銷了不再為規劃四年制課程而減少的 6,600 萬元特定撥款。

Tuition and other fees

學費及其他收費

Tuition and other fees from students for the year were $1,688 million, an increase of $125 million and $25 million from UGC-funded programmes and self-financing programmes respectively. The increase was primarily the result of the additional cohort enrolled under the New Academic Structure of the UGC programmes during the year. As the main purpose of offering selffinancing programmes is to meet community and societal needs, the University will continue to promote its mature and robust quality assurance system to ensure that all self-financed programmes are of the same rigorous

年內的學費及其他收費為16億 8,800 萬元，其中教資會資助課程較去年增加1億 2,500 萬元，而自資營運課程則增加2,500 萬元。收入增加主要是年內因教資會資助課程推行新學制而多了一批學生入學所致。大學開辦自資營運課程的主要目的是配合社會的需要，因此將繼續推行及加強其完善嚴謹的質素保證機制，以確保所有自資營運課程的質素水平與教資會資助課程一致。

standards as the UGC-funded programmes.

捐款及捐助 Donations and benefactions Donations and benefactions received during the year amounted to $132 million, an increase of $56 million over last year. Much of this increase was due to additional donations received since the commencement of the Sixth Matching Grant Scheme on 1 August 2012. The University is thankful to all donors for their generous ﬁnancial support. The amount raised will be used to support University development and strategic initiatives, research and departmental functions, as well as student learning.

年內的捐款及捐助為1億 3,200 萬元，較去年上升 5,600 萬元，主要是由於2012年 8月1日展開第六輪配對補助金計劃而得到額外的捐款。大學感謝所有捐款人慷慨捐助，所得捐款將用作支持大學發展及推行策略性舉措、科研和學系部門工作以及教學。

Annual Report 2012–13 年報

Treasurer’s Report

司庫報告

Expenditure

開支

Consolidated expenditure totaled $3,988 million in 2012–13, representing a 4%, or $153 million, increase on last year of $3,835 million, of which $2,783 million was spent on teaching, learning and research activities in the Group, while $1,205 million was spent on institutional support and others.

2012–13年度的綜合開支總額為39億8,800萬元，較去年的38億3,500萬元增加4%，即1億5,300萬元。其中的27億8,300萬元用於大學整體的教學及研究活動，而12億500萬元則用於教學支援及其他項目。

Staff members are the major resource of the University, the cost representing 63% of the consolidated expenditure, an increase of $155 million from the previous year to $2,510 million. The increase in staff costs was mainly due to pay increases by adopting the Performance-based Pay Review (PBPR) Scheme, which links speciﬁc annual performance goals for each faculty and staff member to determine salary progression, aiming to retain and reward good performers and help in the recruitment of new faculty. The University is committed to attracting, developing, rewarding and retaining academic staff of the highest international calibre. The remaining $1,080 million and $398 million were spent on operating expenses and depreciation and others, respectively.

員工是大學的重要資源。員工薪酬及福利開支佔綜合開支總額的 63%，達 25億1,000 萬元，較去年增加1億5,500 萬元，主要用於按照「績效獎勵計劃」而作出的加薪。「績效獎勵計劃」將每位教學及行政人員的年度工作表現與薪酬調整掛鉤，以決定薪酬的遞增幅度，以挽留及獎勵表現傑出的員工以及招聘教學人員。大學致力招攬、培養、獎勵及挽留具國際優秀水準的學術人員。其他開支包括10 億 8,000 萬元用於營運開支，3億 9,800 萬元用於折舊及其他項目。

Expenditure 開支總數

3,988 Total 總數

3,835

2013 Learning and Research 教育及研究

2012

Institutional Support 教學支援

$m miiilllion mil

Research struction and

教學及研究

$ millio miillio lion io on

d g Facilities an ral Computin Library, Cent ic Services 服務 Other Academ 及其他教學

百萬元百萬元萬元

2,29 2 ,29 93 3

圖書館、中

t and General Managemen

412 2

管理

218

及一般項目

Related Premises and

300 612

央電腦設施

支舍及有關開

Expenses

ers rvices and Oth Education Se al er en G d Student an 和其他校

學

City University of Hong Kong 香港城市大學

務生及教育服

百萬元百萬萬元元

2,35 2,3 2 357 57 426 6 323 652 230

Treasurer’s Report

司庫報告

Teaching, learning and research

教學及研究

During the year, the Group spent $2,783 million, about 70% of the total consolidated expenditure or an increase of $78 million compared with previous year, on instruction and research, the library, central computing facilities and other academic services in support of award-bearing programmes and other teaching and research activities offered through the colleges and schools.

年內約70% 的大學整體總綜合開支，即27億 8,300萬元，用於教學及研究、圖書館、中央電腦設施及其他教學服務，以支援各學院所開辦的課程及其他教學及研究活動，較去年增加7,800萬元。

The University is committed to disciplinary excellence in research and seeks to maximise the beneﬁts of research for the community. In addition to funding the basic research infrastructure through block grants, the UGC provided earmarked grants for research through the Research Grants Council and awards for competitive bids. The amount received for 2012–13 through General Research Funds and other RGC funding schemes was $84 million. The University also received other research funds worth $84 million from government related organisations and external private organisations during the year. Expenditure on research projects and studentships in 2012–13 was $387 million, compared with $372 million for 2011–12.

Institutional support Institutional support increased to $1,205 million compared with the previous year’s $1,130 million, and accounted for about 30% of total expenditure in 2012–13. During the year under review, the University continued to support a wide range of initiatives such as student exchanges and learning activities that will prepare students for their professional careers. Of the total institutional support expenses, $323 million was spent on management and general, $215 million for student and general education services, and $652 million for premises and related expenses. The expenditure on premises and related expenses has increased by $40 million, compared with $612 million in 2011–12, mainly due to an increase in the depreciation of new building projects and works, and a rise in operating costs for maintenance, utilities and logistic support.

城大致力在不同領域中取得傑出科研成果，盡力為社會謀福祉。教資會除提供整體撥款資助基本研究設施外，也透過研究資助局提供特定撥款及角逐撥款資助研究。與去年相若，大學在 2012 –13年度獲優配研究金及其他研資局撥款 8,400 萬元，並獲其他政府機構及對外私人機構的研究資助 8,400 萬元。2012 –13年度的研究計劃及助學金開支為3億 8,700 萬元，而2011 –12年度則為3億7,200 萬元。

教學支援相較去年的11億 3,000 萬元，教學支援的開支增加至12億500 萬元，佔2012 –13年度總開支約30% 。大學年內繼續支援多方面的舉措，例如推行交換生計劃及學習活動等，培訓學生為未來的專業事業作好準備。教學支援開支中，管理及一般項目開支為3億 2,300 萬元，學生及教育服務開支為 2億1,500 萬元，校舍及有關開支為 6億5,200 萬元。校舍及有關開支較 2011 –12年度的 6億1,200 萬元增加 4,000 萬元，主要是新建築工程項目的折舊以及維修保養及公用開支和物流支援等營運成本的上升。

Annual Report 2012–13 年報

Treasurer’s Report

司庫報告

Capital programmes

基本工程項目

The grand opening of Academic 3 (AC3) at the University during the year marked a signiﬁcant milestone in the development of the University. It is a building for the 21st century, combining sustainability and green features that support environmental protection. The building, providing an additional 20,500 square metres of extra space, further enhances the facilities for professional education and research. Investment in new buildings and improving the University’s existing infrastructure will strengthen the functional suitability and environmental performance of the estates.

學術樓（三）在年內隆重開幕啟用，標誌大學發展的一個重要里程。該幢 21世紀建築物結合持續發展與綠化的元素以支持環保，可提供額外實用面積20,500 平方米，進一步優化我們的專業教育及科研設施。我們將繼續投資建造新的建築物以及優化現有基建，以改善各座建築的適用功能和環保表現。

In 2012–13, the University received government subventions worth $249 million for capital building projects and AA&I works. The capital project management has been strengthened to ensure capital projects are completed in a timely, efﬁcient and cost-effective manner. As a supporter of social responsibility, the University will continue to improve energy and space efﬁciency which will achieve long-term savings for the University.

Investment return The University has recouped its investment losses in 2012–13 from the previous year and recorded an investment income of $368 million. Under the persistence of the extremely low interest-rate environment, the interest and dividend received during the year was at the same level of last year, at about $161 million. Measured over a longer period, the University is able to achieve a healthy investment and interest income to supplement the funding for daily operations and the long-term development of the University. The University will continue to adopt a diversiﬁed, prudent and long-term approach to its investments to ensure a steady source of income for the University.

City University of Hong Kong 香港城市大學

大學於2012 –13年度獲政府撥款 2億 4,900 萬元進行基本工程及其他改建、加建及改善工程項目。為確保基本工程項目可準時及有效率地完成，兼具成本效益，大學加強了工程項目的管理。為履行社會責任，大學將繼續提升能源效益，善用空間，以達致長期節省成本的目的。

投資回報大學在 2012 –13年度收復去年的投資虧損，錄得盈餘 3億 6,800 萬元。由於市場利率持續處於極低水平，年內所得的利息及股息與去年的1億 6,100 萬元相若。從過去較長期的表現來衡量，大學能夠在投資方面取得穩健的回報和利息收入，用以補助日常營運開支及長遠發展。大學將繼續秉持多元審慎、著眼長期的投資方針，以確保得到穩定收入。

Treasurer’s Report

司庫報告

Going forward

前瞻

The key ﬁnancial objectives of the University are to provide the long-term resources to strengthen the University’s position nationally and internationally as a place of excellent teaching, learning and research; and to provide ﬁnancial support to our students, faculties, and infrastructure.

大學的主要財政目標是為加強大學作為國內外卓越教學科研院校的地位提供長期資源，並為學生、教學人員及基建提供財政支持。

As a university offering quality professional education and conducting problem-driven research, CityU aims at discovering and innovating for the world of tomorrow. Looking forward, we will continue to manage the University’s finances in an effective and efficient way to ensure that we have a sound financial foundation to support the University’s strategic initiatives, including the proposed launching of the School of Veterinary Medicine. Though the University has benefited from the marginal increases in government grants and tuition fees for the implementation of the 4-year academic structure, the upward pressure on operating costs and the need to invest for the future continue to be significant. Our objective in the coming year remains to continue to deliver our academic vision while ensuring that the University will operate in a financially responsible and sustainable manner.

Vincent Chow Wing-shing, BBS, JP Treasurer

作為提供優質專業教育及從事問題導向研究的大學，城大將致力為明日世界不斷探索創新。展望未來，我們將繼續以有效及具成本效益的方式管理大學的財務，確保能為大學的長遠發展 —— 包括計劃籌建的動物醫學院 —— 提供穩健的財政支持。雖然大學因實行本科四年制而獲得額外增加的政府撥款和學費收入，但成本上升的壓力以及未來的投資發展仍需我們繼續審慎處理。我們來年的目標是繼續為達成學術願景而努力，並確保以負責任和可持續的財務態度營運大學。

周永成， BBS，JP 司庫

Annual Report 2012–13 年報

PRESIDENT’S

report 校長報告

There is a Confucius saying that a man should be independent and able to think for himself at the age of thirty. By the time this report is published, CityU would have entered its 30th anniversary year. I am glad to report that we have made signiﬁcant achievements and progress in pursuing excellence in professional education and research in 2012–13 and we are more than ready to thrive and make further contributions to Hong Kong and the region. 孔子說，「三十而立」。本年報公佈之時，適逢城大創校三十周年。我在此欣然匯報， 2012–13 學年，城大在追求研究優異、專業教育出眾兩方面均取得了多項傑出成就與重大進展。我們已做好準備，將會繼續蓬勃發展，為香港及亞太區作出更多貢獻。

City Ci Cit C City iitt y U University University n iv ni niv ive errrss ity ers iitty ty o of of f Ho H Hong Hong o ng n g Ko K Kon Kong Kong on o ng 香香港城市大學香港城市大學港城市大學

President’s Report 校長報告

Smooth transition to new 4-year DEC

順利完成學制改革

One of the milestones the University reached in 2012–13 was the full

城大在2012–13學年全面推行新的四年制「重探索求

implementation of our unique 4-year Discovery-enriched Curriculum (DEC);

創新課程」，獲得了極大成功，這是大學發展的一

and it was a great success. The smoothness of the transition was due to the

個里程碑。能夠順利推行新學制，全賴城大教職員

tireless work of our staff members who monitored with great care the new

的不懈努力，還有他們對新生無微不至的關懷。在

cohorts of students. Thanks to our staff’s hard work and dedication, our

城大全體同人的勤奮與全心投入下，我們的課程現

curriculum has now evolved into a unique education platform from which our

已發展成為一個獨特的教育平台，有助於學生畢業

students can launch their own professional careers after graduation. Without

後開展其事業。今天，城大已經進入一個令人振奮

a doubt, we have now entered an exciting new era in our development.

的新時代，這點是毋庸置疑的事實。

Hardware & software supporting DEC

硬件軟件

For the successful implementation of the DEC it was essential to have the

要成功推行「重探索求創新課程」，必須配備適當的

necessary hardware and software in place. One of our biggest challenges was making sure that we had the physical space needed to accommodate not

硬件與軟件。城大面臨的一大挑戰是確保擁有足夠的空間，容納2012–13學年同時入學的兩批新舊學制

only the “double cohort” of undergraduates starting at CityU in 2012–13,

的新生，並且改善教室、研究設備與學習環境。校

but that we had upgraded our classrooms, research facilities and learning

園空間不足是困擾城大多年的問題，如今的城大校

environment as well. Space has been an issue for CityU for most of its history,

園足以支持大學迅速成功發展，我們實在感到欣喜。

齊頭並進

and we are now delighted to have a campus that will support our rapid and highly successful development.

隨著學術樓（三）這座校內最高的建築物落成啟用，我們已經非常順利地解決了這個問題，令我深感欣

With the completion of Academic 3 (AC3), the highest building on campus,

慰。就硬件而言，學術樓（三）包含彼此連接的高、

I am very pleased to report that we met this challenge with resounding

低兩座建築物，高座為20層，低座為5層，為活力

success. In terms of hardware, AC3 comprises a 20-storey upper block and a

充沛的校園總共增添20,500平方米實用樓面，供大

5-storey lower block, adding an additional 20,500 square metres of net area

家在此求學、研究、管理行政，彼此溝通交流。

for learning, research, administration and social interaction to our vibrant campus.

就軟件而言，我選定了三個領域，藉此幫助城大實現其使命，成為一所國際知名學府。這三個領域是：

In terms of software, I have singled out three areas which will greatly

校園國際化、在海內外高等教育界招聘教員、支持

contribute to our mission to become an internationally renowned university:

跨學科研究。

internationalising campus, recruiting faculty from the global higher education sector, and championing interdisciplinarity.

Annual Report 2012–13 年報

President’s Report 校長報告

(From left) Mr Sunny Lee Wai-kwong, Vice-President (Administration); Professor Horace Ip Ho-shing, Acting Vice-President (Research and Technology) and Acting Dean of Graduate Studies; Professor Arthur Ellis, Provost; Professor Way Kuo, President; Professor Roderick Wong Sue-cheun, Vice-President (Development and External Relations); Professor Paul Lam Kwan-sing, Vice-President (Student Affairs); Professor Matthew Lee Kwok-on, Acting Chief-of-Staff （左起）

副校長（行政）李惠光先生、署理副校長（研究及科技）及署理研究生院院長葉豪盛教授、學務副校長李博亞教授、校長郭位教授、副校長（發展及對外關係）王世全教授、副校長（學生事務）林群聲教授、署理秘書長李國安教授

City University of Hong Kong 香港城市大學

President’s Report 校長報告

Overseas experience

奔赴海外

I believe very strongly that our students should have the opportunity to

我認為，城大學生應該有機會全面接觸國際規範與

get maximum exposure to international norms and standards during

標準。海外交流和實習計劃可以幫助年輕人從多個

their studies with us. Overseas exchanges and internship programmes

層面了解各種文化，提高溝通能力，體驗其他國家

enable young people to immerse themselves in a multitude of cultures,

的社會、政治和文化狀況。為了增加海外交流和實

增長見聞

improve their communication skills and experience the social, political and

習的機會，我們訂下目標，要在2015年前籌募5,000

educational aspects of the lives of people in other countries. To enhance

萬港元，藉以支援全校半數學生參加這些計劃。在

such opportunities, CityU set a target of raising HK$50 million in donations

社會友好的支持下，我們目前已籌得5,000萬港元。

to be used to support the participation of 50% of our students in related programmes by 2015. I am very happy to report that with the support of the community, we have already achieved this target.

教研英才

全球招聘

香港必須加強對文化多元性的重視，因此我們從

International faculty

世界各地招聘教研人員。我們需要培養具有國際競爭力的學生，因為今天的僱主希望聘用能在國際化

The rationale for recruiting faculty from around the world lies in the need for

環境中工作的人才。具備廣博學術知識與專業國際

greater emphasis on cultural pluralism in Hong Kong. We need to train our

經驗的教研人員，能夠增強城大學生的見識，在職

students to be globally competitive because employers today want recruits

場上更具優勢。此外，國際化的教研隊伍亦有助於

who are comfortable working in an international environment. Possessing

施行依據歐美先進大學訂立的國際標準。為此，從

faculty with a broad-range of academic and professional international

2008年我擔任城大校長起至今，大學共招聘了約

experience gives our students an edge over students who have had a more

300名出色學者，半數來自全球26個不同的國家與

parochial education. In addition, an international faculty promotes the

地區，其餘屬本地或內地學者。

implementation of international practices used in advanced colleges and universities in the US and Europe. To this end, since 2008, the year I began my job as President of CityU, we have recruited about 300 outstanding

推動跨學科課程及研究

scholars, half of whom are from 26 countries and regions throughout the

今天，研究領域中最令人振奮的進展、收穫最豐碩

world, and the rest from the mainland and Hong Kong itself.

的項目，均產生於各傳統學科互相融合的跨學科領域，例如環境科學或生物技術等。為了促進學生在

Promoting interdisciplinarity

跨學科領域的學習和發展，大學設置了兩個新機制以提升教學成果。第一個名為「實踐社群」，旨在讓

Today the most exciting advances in research and the most rewarding

學者分享教學經驗、互相學習；第二個新機制名為「創

programmes of study occur where the boundaries of traditional academic

意孕育器計劃」，旨在為個別老師或師生團隊提供

disciplines merge, for example in areas such as the environment or

資源和場地，發展創新意念，推動知識轉移。跨學

biotechnology, among many others. To further enhance student learning

科研究將是新時代的特色，而城大的目標是要在高

and development in this area, the University has put in place two new

等教育的教研改革中走在最前沿。

mechanisms: the Communities of Practice, a platform that allows scholars to share their experience and learn from one another, and the Ideas Incubator Scheme which provides resources and a venue for individuals or teams of staff and students to develop creative and innovative ideas, and to promote knowledge transfer. The new era will be deﬁned by interdisciplinary studies, and CityU aims to be at the forefront of this transformation of higher education learning and research.

Annual Report 2012–13 年報

President’s Report 校長報告

Excellence in professional education & research

教研並重

成績斐然

城大推出創新的「重探索求創新課程」，旨在培養具 Our innovative Discovery-enriched Curriculum is designed speciﬁcally

備相關專業技能、適應日益全球化工作環境的畢業

to produce graduates with the relevant professional know-how for the

生。在上一個學年，城大在專業教育及研究方面成

increasingly global workplace. There are many examples I could cite here to

績斐然，事例眾多，不能一一列出，以下略舉數例。

exemplify the exciting professional education and research achievements from the past year, but it would be impossible to include them all.

在研究領域，我們擁有很多具有創新精神的教師，其中的佼佼者有榮獲2012年度「國家自然科學獎」二

In terms of research, we have many innovative educators on faculty.

等獎的數學系系主任楊彤講座教授和電子工程學系

Among the best are Chair Professor Yang Tong, Head of the Department of

陳關榮講座教授。他們是城大學生與青年學者的楷

Mathematics, and Chair Professor Ron Chen Guanrong of the Department of

模。

Electronic Engineering, who received second-class honours in the 2012 State Natural Science Awards. They are great role models for students and junior

在教學方面，創意媒體學院劉志強教授於2012年9

faculty.

月獲大學教育資助委員會頒授傑出教學獎。他是城大傑出教師的又一個典範。

As for teaching, Professor Liu Zhi-Qiang of the School of Creative Media who was presented with the University Grants Committee Award for Teaching

與此同時，城大研發了一個藝術裝置，最能概括大

Excellence in September 2012 is a wonderful example of a great educator.

學在專業教育及研究方面的成就。這就是城大邵志

And one project that encapsulates all that is best about professional

飛教授和Sarah Kenderdine博士共同創作的沉浸式藝術裝置《人間淨土 —— 走進敦煌莫高窟》。在美國首

education and research at CityU is that of the highly innovative immersive

都華盛頓史密森尼博物院的賽克勒美術館創館25

installation “Pure Land: Inside the Mogao Grottoes at Dunhuang” designed

周年展覽中，這件開創性創意媒體作品獲選為重點

by Professor Jeffrey Shaw and Dr Sarah Kenderdine of CityU which was

展品。這實在是向全世界展示城大成果的最佳方式。

selected as the centerpiece exhibit for the 25th anniversary celebrations of the Arthur M. Sackler Gallery, the pre-eminent museum for Asian art at the Smithsonian Institution in Washington, D.C. I cannot think of a more exciting way of introducing our efforts to the rest of the world!

City University of Hong Kong 香港城市大學

President’s Report 校長報告

International recognition

國際聲譽

We have continued to enhance our international reputation with strong

城大在多個世界大學排名榜上持續表現出色，

performances in surveys of universities around the world. In the 2012

學術聲譽日益提升。在國際高等教育資訊機構

Quacquarelli Symonds (QS) World University Rankings, CityU rose 15 places

Quacquarelli Symonds (QS)公佈的2012年世界最佳大

日益提升

to 95th, a remarkable achievement for a university which will celebrate its

學排名榜中，城大躍升15位，晉升為世界第95位。

30th anniversary in 2014. In fact, we were also ranked 5th in a QS survey of

城大創校未滿30年而獲此佳績，實屬難得。另外，

the world’s top 50 universities under 50 years of age, i.e. universities founded

在建校未滿50年（即1963年或以後創校）的全球50所

in 1963 or after. Regionally, we were ranked 12th in Asia, and 4th in Hong

最佳大學排名榜中，城大位列第五。在亞洲大學排

Kong, in the 2012 QS University Rankings: Asia.

名榜中，城大名列第12位，在香港排行第四。

I believe that our emphasis on the integration of teaching and research has

我深信城大國際聲譽日隆，乃是源於我們致力推動

translated well into these levels of international recognition. The integration

的教研合一。「教研合一」是現代大學追求卓越的治

of teaching and scientiﬁc research is the noblest way for a university to pursue

學之道。教學若無研究，則教學資料日漸陳舊；研

academic excellence. If a teacher only teaches but does not do any research,

究若不傳授，則無法讓學生受益。學生在大學學習

the teaching material will be outdated. If one spends time on research but

並不僅僅是為了學得某種技能，更希望在學習過程

does not engage in teaching, the students will not gain, either. In a university,

中發揮自己的創新能力及主動學習能力。

students not only seek to acquire techniques; they also endeavour to bring creativity into full play and demonstrate sufﬁcient initiative.

要培育有創意、能夠突破舊框架的高質素學生，必須有走在學術前沿的老師，不單傳承優良的傳統與

If we wish to turn out quality students equipped with bright and

文化遺產，並以新思維啟迪學生。老師亦會因為與

breakthrough ideas, we need teachers who can inspire students with fresh

學生的接觸交流，教學相長，激發開拓嶄新研究領

notions within a great tradition and heritage. Through constant contact

域的熱誠，以新的研究成果啟發學生。

with students, teachers can make steady progress in their work, retain their passion for exploring new ﬁelds of research, and enlighten students with the

城大正朝著上述方向努力邁進，逐漸發展成為享有

fresh fruits of their research.

國際聲譽的高等教育樞紐，對此我深感自豪。我堅信，無論是三十周年或是未來的每個周年，城大都

This is the direction CityU is taking, and I take great pride in the manner in

會與香港及其他地區分享成功的碩果！

which we are developing as an internationally recognised hub for higher education. I am conﬁdent that the University will continue to share the fruit of its success with the community in Hong Kong and beyond during its 30th anniversary and more anniversaries to come!

Way Kuo

President and University Distinguished Professor

郭位

校長及大學傑出教授

Annual Report 2012–13 年報

PROFESSIONAL

education 專業教育 The role that CityU has come to embody is that of a higher education institution that prepares young people for the world of work by offering them training, knowledge and a wealth of interdisciplinary courses tailored to align with the needs of employers today and tomorrow. 城大體現了一所高等教育機構應負的使命，即向青年學生提供培訓、傳授知識，並設置大量切合今日及未來僱主需求的跨學科課程，為學生將來就業作好準備。

City University of Hong Kong 香港城市大學

Professional Education 專業教育

The full implementation of the University’s new curriculum was a great success, signaling the new direction for CityU in the so-called double-cohort year, and positioning CityU as one of the most innovative institutions of higher education in the region. 城大全面推行新課程取得很大成功，標誌著在因新舊學制而有兩批學生同時入學的雙軌年，大學開始沿著新方向邁進，成為區內極具創新精神的一所高等院校。 Senior students give out tips to the new students during Student Orientation 2012. 舊生在「新生加油站」解答新生的問題。

Smooth start to new semester

協助新生順利入學

The entire CityU community worked hard to guarantee that strategic

城大全體同人努力工作，確保在2012年9月三年制和

measures were in place to meet the needs of the new Year 1 students joining

四年制兩批新生同時入讀時，各項重大措施能夠就

CityU in September 2012. Counseling services, new software designed to

位，以滿足新生所需。這些措施包括新生的輔導服

help students navigate their way through the numerous tasks they need to

務，以及輔助他們辦理各種手續、顯示大學時間表

accomplish during the start of their university careers, and key changes to the

的新軟件，令新生有一個順利的開始。

University’s calendar ensured a smooth start. 自2012年8月底至9月初，校方在學術樓（一）設立「新 In addition, information counters set up in Academic 1 run by senior students

生加油站」，由多名舊生輪流當值為新生服務，同

from the end of August until the beginning of September helped orient new

時新推出「學業諮詢」計劃，每名新生由所屬學院或

students, each of whom was assigned a teacher in his or her department or

學系安排一名教師給予輔導及建議。另一項新措施

college/school under a new programme called “Academic Advising”. Another

是學業諮詢網上系統，幫助新生規劃學業。這些新

preparatory measure was a new web-based academic advising system that

措施可協助他們儘快適應在城大的大學生活。

helps students to plan their studies. These added features helped to make entry to CityU as trouble-free as possible.

Annual Report 2012–13 年報

Professional Education 專業教育

Showcasing discovery, innovation

展示探索、創新課程

A specially arranged festival in March 2013 promoted CityU’s strengths in teaching and learning, especially its unique Discovery-enriched Curriculum

城大2013年3月舉行「城大探索創新節」，向參觀者展示城大的卓越教學成果，尤其是於2012–13學年全

(DEC), which was fully implemented at the start of 2012–2013 academic

面推行的、城大獨創的「重探索求創新課程」。「城大

year, as well as academic programmes on campus. The 2013 CityU Discovery

探索創新節」內容豐富，可讓出席者了解城大的特色，

Festival gave visitors and participants a chance to learn about CityU’s unique

參觀展示城大學生成就的展覽、展示城大教學特色

features; see displays of students’ achievements alongside mini-fairs on

的小型匯展，了解城大提供的主修、副修課程及精

teaching and learning; and view a fair introducing majors, minors and

進教育科目。

Gateway Education (GE) courses on offer to students. 我們把握各種機會向外推廣介紹「重探索求創新課程」 We took every chance we could to spread the word about the DEC and our

及我們的新教育方向，產生了廣泛的影響。例如，

new educational direction, and the impact was telling. Several prominent

在去年香港書展，我們在城大出版社的攤位舉行了「精

people from Hong Kong showed support for CityU’s GE courses during a

進教育聯盟」啟動儀式，本港多位知名人士簽名支持，

ceremony at the CityU Press booth during the Hong Kong Book Fair. The list

包括國學泰斗饒宗頤教授、民政事務局副局長許曉

included Professor Jao Tsung-I, world-renowned Chinese scholar; Ms Florence

暉女士、商務及經濟發展局前局長馬時亨教授、著

Hui Hiu-fai, Under Secretary for Home Affairs; Professor Frederick Ma Si-

名導演陳可辛先生等。社會各界賢達的支持是對我

hang, former Secretary for Commerce and Economic Development; and Mr

們辛勤努力的肯定與鼓勵。

Peter Chan Ho-sun, a prominent ﬁlm director. This level of support from the community is a great boost to our efforts.

Student Numbers 2012–13 2012–13年學生人數

Number (in Headcount) 學生人數 Research Postgraduate

Professional Doctorate

研究學位課程專業博士課程

College of Business College of Liberal Arts and Social Sciences College of Science and Engineering School of Creative Media School of Energy and Environment School of Law Total

Taught Postgraduate Undergraduate

Associate Degree

Total 合共

修課式研究生課程

學士學位課程

副學士學位課程

商學院人文社會科學院

205 206

78 —

1,488 1,696

4,206 3,327

— —

5,977 5,229

科學及工程學院創意媒體學院能源及環境學院法律學院總數

637 19 31 15 1,113

35 — —

804 87 77 752 4,904

4,115 719 75 247 12,689

968 36 — —

6,559 861 183 1,074 19,883

60 173

1,004

Notes: 1. The student numbers (including the new intakes) are counted as at the census dates defined by the University Grants Committee. The figures do not include the enrolment number for programmes offered by the Community College of City University. 2. The figures also exclude 1 student enrolled in the one-year foundation programme for students recruited mainly from mainland China, in preparation for their entry to undergraduate programmes. 註： 1. 2.

學生人數以大學教育資助委員會收集統計數據的日期作準。香港城市大學專上學院的學生人數不包括在內。修讀基礎課程的1名內地生亦不包括在內。基礎課程是為內地生而設的一年制課程，是入讀城大本科生課程的先修班。

City University of Hong Kong 香港城市大學

Professional Education 專業教育

CityU and Chado Urasenke Tankokai Hong Kong Association held a ceremony to mark the opening of a Japanese tea room on the CityU campus. 城大與茶道裏千家淡交會香港協會為校園中新落成啟用的日本茶室舉行開幕禮。

CityU signed a memorandum of agreement with Newcastle University to launch a new international exchange programme. 城大與紐卡素大學簽訂協議備忘錄，推行新的學生國際交流計劃。

Supporting the DEC

探索、創新獲支持

Indeed, CityU’s efforts in promoting discovery and innovation caught the

城大促進探索與創新的努力引起國際學術界的關注。

eye of the international community. The College of Science and Engineering

科學及工程學院宣佈與美國哥倫比亞大學聯合推出

announced that it was launching Hong Kong’s ﬁrst ever dual undergraduate

雙學士學位課程，這是哥倫比亞大學首次與香港院

degree programme with Columbia University. The students who join the

校提供此類課程。修讀這個課程的學生將在城大

programme will spend two years at CityU and two years at the School

及哥倫比亞大學的綜合學科學院分別學習兩年，學

of General Studies at Columbia University, earning a Bachelor of Science

成後將獲兩校分別頒發某一主修學科的榮譽理學士

(Honours) degree in a selected major from both institutions.

學位。

On a more cultural note, the University and Chado Urasenke Tankokai Hong

在文化交流方面，城大與茶道裏千家淡交會香港協

Kong Association (CUTHKA) held a ceremony in March 2013 to mark the

會在2013年3月為校園中新落成啟用的日本茶室舉

opening of a Japanese tea room on the CityU campus. The name of the

行開幕禮。茶室取名「友香庵」，是本港第一個設於

tea room, the ﬁrst of its kind to be located at a university in Hong Kong, is

大學校園的日本茶室。此舉旨在推廣茶道，促進香

“Yuko-an”. It will serve as a centre for promoting chado (the way of tea) and

港與日本的文化交流，增進兩地的互相了解。主持

as a hub for promoting intercultural friendship and understanding between

開幕的嘉賓包括裏千家第十五代傳人大宗匠千玄室

Hong Kong and Japan. Dr Sen Genshitsu, a 15th Generation Grand Master of

博士。

the Urasenke Tradition of Tea, was one of the ofﬁciating guests. 在2012–13學年，城大與28個國家的101所高等教育 CityU signed 131 academic/student exchange agreements with 101

機構簽訂了131份學術交流或交換學生協議，其中

institutions in 28 countries in the academic year 2012–13. Among them

包括與英國紐卡素大學合作推行新的學生國際交

was a new student exchange programme with Newcastle University, UK.

流計劃。兩校將每年各自派出六名本科生前往對方

Under the agreement, six undergraduate students will study in each other’s

院校修課一個學期。城大一直致力讓更多學生到海

institution for a semester. CityU has been enthusiastic to get more students

外交流，與紐卡素大學的這次合作正是促成此事的

to go overseas during their studies, and the exchange with Newcastle is a

良機。

great opportunity for this to happen.

Annual Report 2012–13 年報

Professional Education 專業教育

Promoting interdisciplinarity

開設跨學科新課程

CityU has long advocated that the graduates entering today’s global job

城大一直深信畢業生必須具備跨越傳統學科界限的

market require skills and knowledge that transcend the boundaries of traditional disciplines. That's why it has spearheaded the development of new

知識和技能，才能在今天的全球就業市場中保持優勢，為此我們開設了多種跨學科新課程。以2012–13

interdisciplinary programmes. One example is the Bachelor of Engineering in

學年開設的核子及風險工程學士學位課程為例，就

Nuclear and Risk Engineering, which was offered jointly by ﬁve departments

是由機械及生物醫學工程學系、物理及材料科學系、

for the 2012–2013 academic year: Mechanical and Biomedical Engineering,

生物及化學系、土木及建築工程系、電子工程學系

Physics and Materials Science, Biology and Chemistry, Civil and Architectural

等五個學系共同開辦的跨學科課程。這門課程涵蓋

Engineering, and Electronic Engineering. It covers a number of areas,

多個範疇，包括核子工程、核子醫療及放射醫學、

including nuclear engineering, nuclear medicine and medical radiation,

維修工程、風險工程、危機管理等。開設這門課程，

maintenance engineering, risk engineering, and crisis management.

是為了滿足對核能工業高級專業人才日益增長的需求，

The programme comes in response to a growing need for highly skilled

亦是城大因應區內就業市場的特別要求而開設課程

professionals for the nuclear energy industry, and is a good example of how

的範例。

we tailor our educational programmes to align with speciﬁc requirements in the regional job market.

Academic Awards Conferred in 2012 2012年度頒授的學銜 Doctor of Philosophy

哲學博士

161

Doctor of Business Administration

工商管理學博士

Doctor of Juridical Science

法學博士

Engineering Doctorate

工程學博士

Master of Philosophy

哲學碩士

Master’s Degree

碩士

2,728

Postgraduate Diploma

深造文憑

Postgraduate Certiﬁcate

深造證書

196

Bachelor’s Degree

學士

3,733

Associate Degree

副學士

370

Total

總數

7,230

Note: The University also conferred another 2,812 awards for Associate Degree programmes offered by the Community College of City University. 註：大學亦頒授2,812個副學士學銜予香港城市大學專上學院副學士課程的畢業生。

City University of Hong Kong 香港城市大學

Professional Education 專業教育

Social Enterprise Fair on campus 城大社會企業節

Sustainable practices

持續發展新措施

Finding ways to make life sustainable on campus, and on earth, remained a

城大的專業教育向來把校園及地球的可持續發展視

top priority for our professional educational plans. One outcome has been

為頭等大事。「火焰計劃」就是其中一項成果，目的

the birth of Project Flame, which aims to foster social innovation and social

是在校園提倡社會創新和社會企業精神。這項新計

entrepreneurship on campus. This new initiative brings together faculty,

劃匯聚了城大的師生、校友、科研人員，以及本地

students, alumni, researchers, plus friends from sister institutions and non-

各大專院校和非政府組織的友好，一同服務社會，

proﬁt governmental organisations, to serve society, enabling the University to

使得大學能夠促進香港以至亞洲各地的社會發展，

contribute positively to the social development of Hong Kong and the region

並增強學生對學業及社會服務的熱誠。「火焰計劃」

while maximising the learning and service commitment of CityU students. A

屬於全校的跨學科活動，在2012年9月啟動之後，舉

series of talks and activities in September 2012 kicked off the new campus-

行了一連串講座和活動，共分四大重點：專業 ╱學

wide interdisciplinary project which fell into four main areas: professional/

術的發展、研究及知識轉移、社會創新活動的培育，

academic development, research and knowledge transfer, social innovation

以及學生服務領袖才能的培養。

incubation, and student service leadership development. Another bright new initiative was the launch of a new platform through

城大另一項極具創意的措施是建立了全港第一個在大學營運的二手交易平台 ——「手易點」，鼓勵師生

which second-hand goods could be exchanged. Hand2 Spot, the ﬁrst of

愛惜物資，物盡其用，避免非必要的購買。「手易點」

its kind in local universities, encourages CityU staff and students to re-

於2013年4月啟動，由火焰計劃統籌，已成為回收

use products and not to dispose of items too easily or make unnecessary

循環、舊物再用的典範。

purchases. The platform, also part of Project Flame, opened in April 2013, and is an excellent example of how to re-use and recycle.

此外，學務副校長室於2012年成立校園可持續發展基金，邀請師生員工在可持續發展的各個領域出謀

In addition, proposals were invited for the Campus Sustainability Fund in

獻策，幫助管理大學的碳足跡，履行大學對環境可

all areas related to sustainability that would help to manage CityU’s carbon

持續發展的承諾。範圍包括節省能源消耗，減少廚

footprint by saving on energy consumption; reducing food waste; reducing

餘，減少用紙，減少用水，使用回收材料與可循環

paper use; reducing water use; using recycled and recyclable materials; and

再用的物料，加強師生員工對可持續發展的了解，

promoting student and staff awareness of and progress toward sustainability.

推動可持續發展的活動。基金資助的金額最高可達

Established by the Provost’s Ofﬁce in 2012, the fund offers up to HK$2

港幣200萬元。

million to meet the University’s commitments to environmental sustainability.

Annual Report 2012–13 年報

Professional Education 專業教育

Professor Liu Zhi-Qiang was presented with the University Grants Committee Award for Teaching Excellence. 劉志強教授獲大學教育資助委員會頒發傑出教學獎。

Six winners of the 2012–13 Teaching Excellence Awards at CityU: (from left) Dr Alice Chong Ming-lin, Dr Chow Chi-yin, Dr Ron Kwok Chi-wai, Dr Tom Vinaimont, Ms Wisteria Cheung Yuen-yi and Dr Christoph Hafner. 2012–13城大傑出教學獎六位得獎老師：（左起）莊明蓮博士、周志賢博士、郭致偉博士、Tom Vinaimont 博士、張婉儀女士、 Christoph Hafner 博士。

Outstanding teachers recognised

設立獎項

CityU was very proud when it was announced that one of its key faculty

創意媒體學院劉志強教授獲大學教育資助委員會頒

members, Professor Liu Zhi-Qiang from the School of Creative Media, had

發傑出教學獎，以表彰其優秀的教學表現。該獎項

been awarded the University Grants Committee (UGC) Award for Teaching

於2011年設立，目的在於表揚在高等教育院校努力

Excellence in recognition of his outstanding teaching performance. The UGC

優化教學水平、實質持久地推動傑出教學的教師，

Teaching Award was set up in 2011 to honour teachers who make a real

城大對劉教授獲頒獎項深以為榮。

表彰良師

and sustained impact in promoting teaching excellence among the higher institutions.

城大亦在校內設立傑出教學獎，每年頒授給本校的優秀教師。本屆獲獎教師有：市場營銷學系特任講

And, as we do every year, we honoured our own teaching staff in the

師張婉儀女士、應用社會科學系副教授莊明蓮博士、

Teaching Excellence Awards, this year selecting six accomplished educators:

電腦科學系助理教授周志賢博士、英文系助理教授

Ms Wisteria Cheung Yuen-yi, Teaching Fellow of the Department of

Christoph Hafner 博士、資訊系統學系副教授郭致偉

Marketing; Dr Alice Chong Ming-lin, Associate Professor of the Department

博士、經濟及金融系助理教授 Tom Vinaimont 博士。

of Applied Social Studies; Dr Chow Chi-yin, Assistant Professor of the Department of Computer Science; Dr Christoph Hafner, Assistant Professor of the Department of English; Dr Ron Kwok Chi-wai, Associate Professor of the Department of Information Systems; and Dr Tom Vinaimont, Assistant Professor of the Department of Economics and Finance.

City University of Hong Kong 香港城市大學

Professional Education 專業教育

Promoting scholarship through lectures

學者講座

Distinguished lectures offered the CityU community the opportunity to learn

城大舉辦一系列傑出講座，讓師生藉此了解世界知

about the latest research of some of the world’s most renowned scholars.

名學者的近期研究成果。2012年，中國科學院院長、

Over the past year Professor Bai Chunli, President of the Chinese Academy

城大榮譽博士白春禮教授主持一場講座，講述納米

of Sciences and Honorary Doctor of CityU, discussed global and regional

科技在全球及亞太區的發展。另一場講座的主講者

developments in the world of nanotechnology, and Professor Huang Chin-

是台灣中央研究院歷史語言研究所特聘研究員黃進

shing, Distinguished Research Fellow of the Institute of History and Philology,

興教授，論述他對研究儒教的反思，用孔廟探討儒

Academia Sinica in Taiwan, reﬂected on the study of Confucianism as a

教的宗教性質。

拓展視野

religion with a focus on the Confucian temple as a holy ground. 城大亦有幸邀請到2011年諾貝爾經濟學獎得主、紐 CityU was also very fortunate to have Professor Thomas Sargent of New York

約大學經濟學教授Thomas Sargent教授主持講座，評

University, and the co-winner of the 2011 Nobel Prize in Economic Sciences,

述歐洲的財務危機。他在講座中指出，美國早年的

speak about the ﬁscal crisis in Europe and how the early history of the United

經歷與此類似，也許可資借鑒。

States might offer some useful analogues.

Professor Huang Chin-shing shares his reflections on his own study of Confucianism. 黃進興教授講述研究儒教的心得。

Professor Thomas Sargent discusses global fiscal crisis with the audience. Thomas Sargent 教授評述全球財務危機。

Annual Report 2012–13 年報

Professional Education 專業教育

The President’s Lecture Series

校長講座系列

The aim of this series is to ensure that more of our students and faculty have

城大舉辦的「校長講座系列：學術薈萃」，旨在使更

the chance to hear about the latest developments in the research projects

多師生有機會聆聽本校頂尖學者介紹各自學術領域

of our top scholars. Increasingly students and faculty are exploring areas

的最新研究進展，由此逐漸拓展自己的學科研究範

of enquiry beyond their own disciplines, and this series offers the campus

疇。這個講座系列可幫助本校師生隨時留意不同研

community a chance to touch base with the latest thinking in a variety of

究課題的最新觀點，年內已舉辦了好幾場講座，涵

topics. This year we had talks that included a discussion on the universal

蓋多個主題：人類追尋樂土的普世心願、彈性力學、

human desire of happiness, theories of elasticity, the role of information

資訊科技在金融海嘯中的作用、混沌理論、穩健會

technology in ﬁnancial risks, chaos theory, and the idea of “humble”

計法的概念等。

accounting.

Distribution of Employed Full-time 2012 Graduates by Employment Sector 按行業劃分2012年度全日制畢業生的就業人數 Number

(%)

Employment Sector

行業

人數

百分比

Government

政府

2.9%

Education

教育

223

9.7%

Non-proﬁt Making Organisations

非牟利機構

140

6.1%

Commerce and Business

商業

1,366

59.4%

Building and Construction

建築業

338

14.7%

Industry and Manufacturing

工業及製造業

142

6.2%

Others

其他

1.0%

Total

總數

2,298

100%

Notes: 1. Valid responses: 2,751 or 84.3% of the total graduate number in 2012. 2. The figures only include 2012 full-time graduates from UGC-funded degrees and associate degrees. 註： 1. 2.

調查收回的有效問卷共2,751份，佔2012年畢業生總數的84.3%。數字只涵蓋2012年度政府資助學士及副學士全日制畢業生。

City University of Hong Kong 香港城市大學

Professional Education 專業教育

Statistics on New Students 2012 2012 年入學新生資料 Sex

性別

Female

女性

48.1%

Male

男性

51.9%

Average Age

平均年齡

Place of Birth

出生地

Hong Kong

香港

77.2%

The mainland

內地

19.5%

Other regions

其他地區

Housing Type

住屋類別

Private ﬂats

私人住宅

43.6%

Housing Authority / Housing Society rental or sale ﬂats (including Home Ownership Scheme ﬂats)

公共房屋

52.1%

Squatter / temporary structure

臨時居所

0.4%

Others

其他

3.9%

3.3%

Notes: 1. The total number of new students in 2012 was 6,533. Valid respondents: 5,460 (83.6%). 2. Information is gathered through a Student Profile Survey administered to new intakes to bachelor’s degree or associate degree programmes. New intakes at postgraduate level are not covered in this survey. 3. The total number of new students is counted as at 15 September 2012. It covers local students newly admitted to the first year or senior year study of UGC-funded bachelor’s or associate degree programmes as well as those new entrants to self-financed top-up degree programmes. 4. Non-local students who require a valid student visa for studying in Hong Kong are excluded as the question on Housing Type is not applicable to this group of students. 註： 1. 2. 3. 4.

2012年新生總計 6,533人。調查收回的有效問卷共5,460份（83.6%）。資料取自學生概況調查，調查對象為學士及副學士課程新生，並不包括新取錄的研究生。新生總人數按2012年9月15日記錄計算，只包括大學教育資助委員會資助的學士及副學士課程一年級及高年級本地新生，以及自資銜接學位課程新生。憑學生簽證留學香港的非本地生，與「住屋類別」一欄無干，故不計算在內。

Annual Report 2012–13 年報

PRIZES AND

awards 獎項與榮譽

CityU faculty, students and alumni have garnered various prestigious teaching and research awards over the year which is a reﬂection of our preeminence in professional education and problem-driven research. 城大師生校友在過去一年裏贏得多項殊榮與大獎，顯示了我們在專業教育與問題導向型研究中的領先地位。

City University of Hong Kong 香港城市大學

Prizes and Awards 獎項與榮譽

CityU sports team claimed both the women’s and men’s championships in the annual joint university sports competition.

Students and alumni 學生及校友 Michelle Au Wing-chi (歐穎芝), Matthew Mok Sin-lun (莫善麟),

Terence Chan Tak-ho ( 陳特豪 ), Ricky Chiu Chi-lok ( 趙慈樂)

Sin Long (單朗) and Vivian Tang (鄧詩齊) of the School of Law

and Zoe Lam Shu-yan (林澍欣 ) of the Department of Public

won the Second Runner-up in the 2013 Asia Pacific Regional

Policy won the Outstanding Dissertation Award 2012 presented

Round Manfred Lachs Space Law Moot Court Competition

by the Chartered Institute of Housing Asian Pacific Branch.

organised by the International Institute of Space Law. Chan Tze-wing ( 陳

穎 ), Raphael Hui Yul-hay ( 許譽曦)

Bai Tianxiang (白天翔 ) and Zhou Xiaolong (周小龍 ) of the

and Chan Sai-ho ( 陳世皓) of the School of Law won the

Department of Mechanical and Biomedical Engineering both

Championship, Best Memoranda Award and Second Best

won the TJ Tarn Best Paper in Robotics Awards in the IEEE

Respondent Memorial Award in the Philip C. Jessup International

International Conference on Robotics and Biomimetics.

Law Moot Court Competition (2013 season) Hong Kong Round organised by the International Law Students Association.

Bi Luosha (畢羅莎 ) of the Department of Chinese, Translation and Linguistics received the Young Scholar Award (2013) in

Ken Chan Wai-kit ( 陳偉傑) and Sardonna Wong Ka-yi ( 黃嘉怡)

the 7th International Conference on Contemporary Chinese

of the Department of Accountancy won the Best Paper Award

Grammar organised by Nanyang Technological University,

in the Hong Kong Institute of Chartered Secretaries Corporate

Singapore.

Governance Paper Competition 2012.

Louie Chan Ka-hang ( 陳嘉恒 ), Franklin Koo ( 顧偉傑), Kenneth

Max Chan Wang (陳泓) of the School of Creative Media won a

Ma Kai-yip (馬啟業 ) and Cecilia Tse Kam-sum ( 謝琴心) of

Hong Kong Contemporary Art Award (Photography) in the 2012

the School of Law received the Law Society of Hong Kong/ Bloomsbury Books Prizes 2012–2013.

Hong Kong Contemporary Art Awards organised by the Hong

Chris Chan Kin-leung ( 陳建良) of the Department of

Fiona Chan Wing-shan ( 陳詠珊 ), Timothy Ho Lok-tim (何樂添)

Mechanical and Biomedical Engineering was awarded the Hong

and Law Siu-hin (羅紹軒 ) of the School of Law was named

Kong Award for Industries (2012) by the Chinese Manufacturers’

the Second Best Claimant Memoranda in the 13th International

Association of Hong Kong.

Maritime Law Arbitration Moot organised by Murdoch University

Kong Museum of Art.

School of Law, Australia.

Annual Report 2012–13 年報

Prizes and Awards 獎項與榮譽

Cheng Tsz-kwan ( 鄭芷君 ) of the Department of Marketing was awarded the People’s Choice Award 2013 by Pernod Ricard, AIESEC Hong Kong and KELY Support Group. Cheuk Ka-lee (卓嘉莉), Ip Wan-sang (葉雲生), Lau Chun-ting (劉俊霆), Kwok Kin-shing ( 郭健誠 ) and Lee Yan-chu ( 李恩俊 ) of the School of Creative Media won the Audience’s Favourite Film Award, the Best Cinematography Award and the Best Director Award in the Golden Sugarcane Film Festival (2013). Cheung Yuen-sil (張元肇 ) of the Department of Marketing won the Rotary Youth Leadership Award — Best Performance Team (2013) organised by the Rotary Club of Causeway Bay.

Cleo Chau Haye-teng (周曦婷 ), Timothy Ho Lok-tim (何樂添), Kaur Kamaljeet, Liang Fang (梁方), Jacquelyn Ng Ga-hei (吳嘉晞), Eric Ng Kar-yan ( 吳家欣 ) and Yung Ron (翁朗) of the School of Law won the Championship in the 20th Annual Willem C. Vis International Commercial Arbitration Moot organised by the Association for the Organisation and Promotion of the Willem C. Vis International Commercial Arbitration Moot. Jacquelyn Ng and Eric Ng both won the Honourable Mentions for the Best Oralist. Chen Ke ( 陳珂 ) of the Department of Systems Engineering and Engineering Management won the Best Paper Award in the 2013 IAENG International Conference on Industrial Engineering Special Session: Human Factors and Ergonomics organised by the International Association of Engineers. Restyandito of the same department received the Best Student Paper Award in the conference. Cheng Sum-yin ( 鄭心然), Cheong Ka-ming (張嘉明), Cheung Wai-keung (張偉強), Ko Chi-yiu ( 高志耀 ), Ku Lok-fung (古洛鋒), Lai Kai-yin ( 賴棨然), Lau Chun-wai (劉俊偉), Lee Chui-yuk ( 李翠玉), Leung Kam-keung (梁淦強), Ma Sze-nga (馬思雅 ), Tam Yu-kei (談于萁), Tsui Wai-kuen (徐偉權), Wan Kwok-wai (溫國威), Wong Kwan-lam (黃鈞琳), Bertha Yau Yui-man (邱睿敏) and Yim Man-wai ( 嚴文惠 ) of the Department of Biology and Chemistry teamed up to win the Second Runner-up at the 24th Chemistry Olympiad (Tertiary Institution) organised by the Hong Kong Chemical Society and the Royal Society of Chemistry. Chen Xuemei ( 陳雪梅 ) of the Department of Mechanical and Biomedical Engineering was awarded the Student Travel Award of the 2012 Materials Research Society Fall Meeting by the US National Science Foundation.

City University of Hong Kong 香港城市大學

Candy Chu Lam-hang (朱琳鏗 ) of the Department of Biology and Chemistry won the Favourite Video Award and the First Runner-up in the FameLab Hong Kong Competition 2013 organised by the British Council in partnership with the Hong Kong Science Museum and Education Bureau. Jonathan Chu Ming-yan (朱銘恩) of the School of Creative Media joined up with Hui Choi-yin ( 許彩燕 ) to win the Best Creativity Award in the MIT GAME JAM (2012) Hong Kong organised by the Department of Multimedia and Internet Technology of the Hong Kong Institute of Vocational Education (Lee Wai Lee) & Unity 3D. Chu Siu-hei (朱紹禧) of the Department of Systems Engineering and Engineering Management won the First Runner-up in Male Kumite — 59kg in the Third All China University Karatedo Championship organised by the Federation of University Sports of China. Rom Chung Ka-leung ( 鍾家良) of the School of Law was elected a Fellow of the Chartered Institute of Arbitrators. Camillia Chung Kam-mei (鍾錦媚 ) and Chan Tsz-long ( 陳梓朗) of the Department of Management won the Gold Award and the Second Place Award of Best Presentation Awards in the Asian Job Express Contest 2012, respectively. Alwin Fung Yik-chung ( 馮奕聰 ), Timothy Ho Lok-tim (何樂添), Gigi Leung Yui-chi (梁睿知 ), Jacquelyn Ng Ga-hei ( 吳嘉晞), Xiao Huiting (肖慧婷 ) and Yung Ron (翁朗) of the School of Law received the Honourable Mention for Best Memorandum on behalf of Respondent in the 10th Annual Willem C. Vis (East) International Commercial Arbitration Moot organised by The Vis

Prizes and Awards 獎項與榮譽

East Moot Foundation Limited. Alwin Fung and Yung Ron also received the Honourable Mentions For Best Oral Advocate. Han Jinping ( 韓晉萍 ) of the School of Law received the Excellent Writing of National Court Verdicts (2013) Award, the First Prize of Criminal Verdicts of the Supreme Court of China (2012), and the Individual Second Class Merit (2012) presented by the Supreme Court of China. Henry Ho Chun-yip (何振業 ) and Lee King-lai ( 李景麗 ) of the Department of Applied Social Studies won the Best Poster Awards (Merit) individually in the Annual Conference of the Hong Kong Psychological Society 2013.

Ho Wing-lun (何穎倫), Kwong Yu-hang ( 鄺譽鏗 ), Ryan Poon Wing-keung ( 潘穎强) and Joshua Wong ( 黃頌曦) of the School of Law won the Championship and Best Memoranda Award in the Susan J. Ferrell Intercultural Human Rights Moot Court Competition 2012–2013 organised by the St Thomas University School of Law, US. Kwong Yu-hang also won the Second Best Oralist Award in the competition. Huang Chunpang ( 黃振鵬) of the Department of Economics and Finance won the Champion in the Joint University Forex Investment Simulation Contest 2013. Huang Manping ( 黃曼萍 ), Li Man-yi ( 李文怡) and Mak Po-man ( 麥寶雯 ) of the Department of Economics and Finance received the Consolation Prize in the Financial Planner Awards 2012 organised by the Institute of Financial Planners of Hong Kong. Huang Yang ( 黃陽) of the Department of Chinese, Translation and Linguistics was awarded the Award for Student’s Excellent Abstract at the 2012 Annual Meeting of Southeast Asian Linguistics Society and the Fieldwork subsidy (2012–2013) by the Linguistic Society of Hong Kong. Vincci Hui Wai-sum ( 許煒森 ) of the Department of Public Policy was awarded the AIA Hong Kong Outstanding Young Leader Award 2013 by the AIA Foundation, Hong Kong.

Three teams of CityU students won five awards from the Hong Kong Undergraduate Financial Planners of the Year Award 2012 organised by the Society of Registered Financial Planners. The team “Young Scholars”, comprising Ho Tik-po (何迪寶 ), Tang Chun-yiu ( 鄧焌堯), Wang Xinyun ( 王心蘊 ) of the Department of Economics and Finance and Lam Chi-hung (林志虹 ) of the Department of Marketing, won the First Runnerup, the Certificate of Excellent Presentation and the Certificate of Merits. The team “Growthing Concept” comprising Wong Chi-keung ( 黃志强 ), Liu Wai-shing ( 廖偉成), Cheung Ho-hung (張浩鴻) and Ng Ka-ki ( 吳嘉琪 ), all from the Department of Economics and Finance, won the Certificate of Merits. The team “High Q” comprising Wang Jiaqiu (王佳秋 ), Liu Xinhe (劉昕和) and Qu Yuying (瞿郁螢 ) of the Department of Economics and Finance and Zhao Tianhao ( 趙天昊 ) of the Department of Mathematics also won the Certificate of Merits. Ho Wai-hong (何惠康 ) of the School of Creative Media received the Hong Kong–Asia Film Financing Forum Award (2013) presented by the Hong Kong International Film Festival Society.

Hyeon Deok-Soo (玄德洙), Thu Myo Kyaw and Wong Chuu Voon (黄楚雯 ) of the Department of Economics and Finance teamed up to won the Second Runner-up in the Risk Management Challenge 2013 – Accenture organised by the Accenture Risk Management Hong Kong. Jiang Guomei ( 江國梅 ) and Zhang Danyun (張淡雲) of the Department of Media and Communication won the Campus Newspaper Award (2012) presented by China Daily. Hayley Katzen of the Department of English received an Honorable Mention in the Australian Book Review’s Calibre Essay Prize. Sarfaraz Ahmed Khan of the School of Law was awarded the Michigan Grotius Research Fellowship (2012) by the University of Michigan, US. Six graduates and students from the School of Creative Media won awards in different categories at the 18th Hong Kong Independent Short Film and Video Awards organised by the

Annual Report 2012–13 年報

Prizes and Awards 獎項與榮譽

Hong Kong Arts Centre. Alan Kwan Tsz-wai ( 關子維) won the Gold Award in the Interactive Media Category. Wong Chun (黃進) won the Gold Award in the Open Category. Nick Cheuk Yickhim (卓亦謙) won the Silver Award in the Open Category. Lam Chi-fai (林志輝 ) and Wong Yu-hin ( 黃宇軒 ) paired up to win the Silver Award in the Interactive Media Category. Lilian Fu Wing Yan (傅詠欣 ) received the Special Mention Award in the Animation Category. Lai Kai-yeung (黎啟陽) and Mak Chun-keung ( 麥俊強) of the School of Law were both awarded the Reaching Out Awards (2013) by the HKSAR Government. Lam Ho-tak (林昊德 ) of the School of Creative Media was awarded the Special Prize in the 37th Short Film Competition of the Hong Kong International Film Festival organised by the Hong Kong International Film Festival Society. He was also named the Best Experimental Film Winner in the 9th Sedicicorto International Film Festival (2012) organised by Palmares.

Student Project Competition organised by the Hong Kong Society of Quality and Techtronic Industries. Their classmates Felix Fan Chi-yin ( 范致賢), Kwok Chun-lok ( 郭俊樂), Lam Ching-ho (林鉦皓) and Lau Chun-wah (劉俊華 ) won the Second Runner-up in the same competition. Leung Kin-wa (梁健華 ), Tang Lok-hin ( 鄧洛軒 ), Tung Kin-wang ( 董健宏 ) and Wong Siu-fai ( 黃紹輝 ) of the Department of Mechanical and Biomedical Engineering teamed up to win the Runner-up Award in the Bachelor Degree students category in the Student Project Competition 2012 organised by the Hong Kong Institution of Engineers–Safety Specialist Committee. Li Mingjian ( 李明鑒 ) of the Department of Electronic Engineering won the Best Student Paper Award (Second Prize) in the 2012 IEEE International Workshop on Electromagnetics: Applications and Student Innovation Competition organised by IEEE.

Lau Wai-tak (劉慧德 ) of the Department of Mechanical and Biomedical Engineering won the Third Prize in the Best Paper on Materials 2012 competition organised by the Hong Kong Institution of Engineers. Law Ming-hing (羅明興) of the Department of Physics and Materials Science received the HKEIA Innovation and Technology Project Competition Award (Bronze Prize) presented by the Hong Kong Electronic Industries Association, Hong Kong Electronic Industries Association Education Foundation and Hong Kong Science and Technology Parks. Tsang Mei-ka (曾美嘉 ) of the same department was awarded the Merit Prize. Law Yuen-fong ( 羅婉芳 ) of the Department of Civil and Architectural Engineering won four awards. They were the Champion Award (Degree Group) in the Construction Management Awards 2012 organised by the Hong Kong Institute of Construction Managers, the Outstanding Student Award 2011–2012 by the Chartered Institute Of Building, the Occupational Safety & Health Best Project Award 2012 by the Hong Kong Occupational Safety and Health Council, and the Towngas Award in the Student Project Competition 2012 by the Hong Kong Institution of Engineers — Safety Specialist Committee. Lee Young Jin ( 李榮真), Mak Hei-tung ( 麥希彤) and Song Yong-won of the Department of Systems Engineering and Engineering Management secured the Champion in the HKSQ

City University of Hong Kong 香港城市大學

Three graduates from the School of Creative Media won four prizes in the Fresh Wave 2012– International Short Film Festival organised by the Hong Kong Arts Development Council. Li Sumyuet (back row, 5th from left) ( 李心悅) was honoured with the grand prize Fresh Wave Award and the Best Film Award (Open Division). Isabella Lam Candice (back row, 4th from left) (林樂騫 ) received the Best Creativity Award (Open Division) and Tam Wai-ching (back row, 6th from left) ( 譚惠貞) got the Best Creativity Award (Student Division). Liu Susu (劉素素) of the Department of Applied Social Studies received the Best Student Paper Award presented by the China New Media Communication Association.

Prizes and Awards 獎項與榮譽

Liu Xi (劉曦) in the Department of Computer Science and Zhang Xinxin (張欣欣 ) and Xia Bichang ( 夏畢暢) in the Department of Mathematics received the Third Prize in the 2012 Beijing-Hong Kong-Guangdong Technology and Culture Exchanges Camp Cultural Works Competition organised by the University of Science and Technology Beijing. Lo Chun-yip ( 盧鎮業 ) of the School of Creative Media won the Award for Young Artist (Film) in the Hong Kong Arts Development Awards 2012 organised by the Hong Kong Arts Development Council. He also won the Contemporary Viewpoint Award and Caring for Human Rights Award in the 2012 South Taiwan Film Festival organised by the South Taiwan Film Association.

(Asia) Limited. Yu Zhaobo (余朝勃) and Shen Wen-chun ( 沈玟君 ) of the same department won the Second Prize in the competition. Tang Chi-kit ( 鄧志傑) of the School of Energy and Environment won the Best Student Poster Award (2013) in the Asia Oceania Geosciences Society 10th Annual Meeting. Judy Tong Yee-tak ( 唐懿德 ) of the School of Creative Media won the Outstanding Animation Award in the Delta Edges: The Pearl River Delta Indie Animation Screening Tour organised by Cultamap and the Association of Hong Kong Visual Arts and Culture Education.

Jenn Chan Lyman of the Department of English received an Honorable Mention in the 2012 Salamander Fiction Contest organised by the Salamander, Suffolk University, US. Luis Mok Ho-leung ( 莫浩良) of the Department of Computer Science won the Gold Award in the 2012 Pan-Pearl River Delta University Student IT Project Competition organised by the Internet Professional Association. Connie Ng Lok-sze (伍樂詩) of the School of Law was awarded the Davis Polk and Wardwell Prize (2013). Selina Ng Sum-yee (吳心怡) of the Department of Systems Engineering and Engineering Management won the Outstanding Paper Award in the 2012 IEEE International Conference on IEEM. Qiao Xin (喬欣 ) of the School of Law got the First Prize in the First Inner Mongolia Legal Culture Seminar (2012). Robert Powers of the Department of English won the First Prize in the Glimmer Train February 2013 Short Story Award for New Writers organised by the Glimmer Train Short Story Journal , US. Ciriaco Offeddu of the same department received an Honorable Mention in the Glimmer Train November 2012 Short Story Award for New Writers. Sham Kiu-chor (岑翹楚) of the Department of Biology and Chemistry received the Best Oral Presentation Award in the 20th Symposium on Chemistry Postgraduate Research in Hong Kong hosted by The Chinese University of Hong Kong. Sin Wang-yip ( 冼宏業 ) of the Department of Economics and Finance won the First Prize in the 2012–13 Veco Invest — CityU Investment Management Competition organised by Veco Invest

Tao Liang ( 陶亮) of the Department of Computer Science won the Best Paper Award at the 2012 Pacific-Rim Conference on Multimedia organised by Nanyang Technological University, Singapore. Tung Ying-lut ( 董應律) of the School of Energy and Environment was elected one of the ten qualified young scientists for the APEC Climate Center Young Scientist Support Program 2013. Wang Chengjun ( 王成軍 ) of the Department of Media and Communication won the Best Paper Award of Third Honours in the Symposium for Asian PhD Students in Communication Research (2012) organised by Yonsei University, South Korea. Wang Ke (王可 ) of the Department of Accountancy was named the ACCA Hong Kong Top Score Paper Winner of Paper P5 (December 2012 Session) by the Association of Chartered Certified Accountants Hong Kong.

Annual Report 2012–13 年報

Prizes and Awards 獎項與榮譽

Wang Wei ( 王瑋) of the School of Law was awarded the Outstanding Writing Award (2012) by the Judicial Principle and Judicial System Research Centre of the China University of Political Science and Law. He was also awarded the Second Prize for the Outstanding Paper Award (2013) by the Shandong Provincial Higher People’s Court. Wei Shuai ( 魏帥) of the School of Law received the Third Prize in the Outstanding Paper Awards (2013) organised by China Securities Law Institute. Wong Lai-ning ( 黃麗寧 ) of the Division of Building Science and Technology was awarded the Silver Award of ASHARE Hong Kong Chapter Dr Edwin Hsueh-chi Tao Scholarship 2012/2013 by the American Society of Heating, Refrigerating and Airconditioning Engineers, Hong Kong Chapter. Wong Ling-yee (黄令怡) and Wong Mei-yin (黄美賢) of the Department of Public Policy were awarded individually the Best Student Awards 2012 by the Chartered Institute of Housing Asian Pacific Branch and Hong Kong Institute of Housing. Julia Wong Shuk-ping ( 黃淑萍 ) in the Department of Physics and Materials Science won the IUPAC Poster Prize in the 21st International Conference on Polymer Characterization World Forum on Advanced Materials organised by the International Union of Pure and Applied Chemistry. Ye Jianping ( 葉建平) of the School of Law won the Second Prize for Excellent Paper in the Procedural Law Institute Annual Conference (2012) organised by the Law Society of Zhejiang province and an Honorable Mention in the 7th China Jurisprudence Youth Forum organised by the China Law Society. Yeung Hon-lung (楊瀚龍 ) of the Department of Mechanical and Biomedical Engineering won the Champion in the 2012 WorldSkills Hong Kong Competition (Mechatronic) and the Third Runner-up in the WorldSkills China Competition (Mechatronic). Five students from the School of Creative Media took three prizes at the 2013 Hong Kong ICT Awards. Bato Yeung Tinghung (楊定雄) won the Best Digital Entertainment (Student & Independent Group) Silver Award. Dennis Wong Chi-ho ( 王智浩) and Koko Tang Tsz-chung ( 鄧子聰 ) won the Best Digital Entertainment (Student & Independent Group) Special Mention

City University of Hong Kong 香港城市大學

(Mobile Game). Lam Kit-yung (林杰勇) and Davi Leung Hinsang (梁顯勝) won the Best Lifestyle (Student Category of Social, Communications & Media) Bronze Award. Yip Hon-ming ( 葉漢明) of the Department of Mechanical and Biomedical Engineering won the championship in the HKIE CAD Paper Award Competition 2012 organised by the Hong Kong Institution of Engineers. Yiu Yue-man ( 姚裕文) of the Department of Marketing took the First Runner-up in Hong Kong Management Game 2012 organised by The Hong Kong Management Association. He also won the Best Performance Award, Monthly Award – November 2012 in Individual Challenge of the University Fantasy Fund Manager 2012 organised by JP Morgan Asset Management. Zhang Aiyun (張愛雲) of the School of Law was awarded the 8th Shandong Provincial Court Special Award for outstanding research achievements (2012), the First Prize of the Provincial Court 2012 “Research on the construction of equitable and justice society and the application of criminal laws” Colloquium and the Third Class Merit by the Higher People’s Court of Shandong Province. She was also given the Second Prize in the 24th National Court Colloquium organised by the National Court Academic Discussion Committee. Zhang Xinzhi (張昕之) of the Department of Media and Communication won the McCombs Shaw Award for Best Student Paper in Political Communication (2013) presented by the Association for Education in Journalism and Mass Communication. Zhang Zhao (張召) and Zhao Mingbo ( 趙鳴博 ) of the Department of Electronic Engineering teamed up to win the Second Runner-up in the 2012 Postgraduate Paper Contest organised by the IEEE (HK) Computational Intelligence Chapter. Zhong Weiguo (仲為國) of the Department of Marketing received two Best Paper awards at the Academy of Management Annual Meeting 2012 organised by the Academy of Management.

Prizes and Awards 獎項與榮譽

Faculty and staff 教職員

Dr Fung Wing-hong ( 馮穎匡博士) of the Department of Civil and Architectural Engineering was awarded the First Hong Kong — Scotland Partners in Post-Doctoral Research 2012–13 Award by the Research Grants Council of Hong Kong and the Scottish Government. Professor Samuel Ho Mun-yin (何敏賢教授 ) of the Department of Applied Social Studies was awarded the Gender Mainstreaming Award by the Women’s Commission, HKSAR Government. Professor Daniel Ho Wing-cheong (何永昌教授 ) of the Department of Mathematics and Professor Pan Haihua ( 潘海華教授 ) of the Department of Chinese, Translation and Linguistics were selected as Chang Jiang Chair Professors by the Ministry of Education, China.

Chair Professor Johnny Chan Chung-leung ( 陳仲良講座教授 )

Chair Professor Richard Ho Yan-ki (何炘基講座教授 ) of the

of the School of Energy and Environment was awarded the

Department of Economics and Finance was elected the 2012

International Journal of Climatology Award for 2012 by the

Hong Kong Fulbright Distinguished Scholar by the International

Royal Meteorological Society.

Institute of Education sponsored by the Department of State, Bureau of Educational and Cultural Affairs, US.

Dr Cheung Siu-gin (張肇堅博士) of the Department of Biology and Chemistry was conferred the Second Class Award —

Chair Professor István Horváth (賀宏講座教授 ) of the

Science and Technology Award (2013) by the government of

Department of Biology and Chemistry was elected Fellow of the

Guangdong Province.

Royal Society of Chemistry.

Chair Professor Paul Chu Kim-ho (朱劍豪講座教授 ) of the

Mr Ip Yuk-yiu ( 葉旭耀先生 ) of the School of Creative Media

Department of Physics and Materials Science was elected a

was awarded the Hong Kong Contemporary Art Award 2012 by

Fellow of the Materials Research Society.

the Hong Kong Museum of Art.

Dr Andy Chun Hon-wai ( 陳漢偉博士), Chief Information

Dr Kim Young-chul (金永哲博士) of the Department of Civil

Officer, received the Computerworld Premier 100 IT Leaders

and Architectural Engineering and his students Xu Fei (徐飛)

award presented by the International Data Group, US.

and Dong Yin ( 董寅 ) won two Best Student Paper Awards in the 10th China Urban Housing Conference organised by the

Professor Henry Chung Shu-hung (鍾樹雄教授 ) of the Department of Electronic Engineering received the Excellent

Science and Technology Committee of the Ministry of Housing and Urban — Rural Development, China and the Center for

Product Award in the China Hi-Tech Fair 2012 and won the

Housing Innovations at The Chinese University of Hong Kong.

Eastern Scholar Award (2013) presented by the Shanghai Institute of Higher Education.

Dr Ko Chi-chiu ( 高志釗博士) of the Department of Biology and Chemistry was awarded the Distinguished Lectureship Award

Professor Rocio G. Davis of the Department of English was

(2013) by the Chemical Society of Japan.

awarded an Honorable Mention in Literary Studies by the Association of Asian American Studies.

Annual Report 2012–13 年報

Prizes and Awards 獎項與榮譽

Dr Avnita Lakhani of the School of Law won the Best Academic

Dr Na Hyun-seung (羅鉉勝博士) of the Department of

Paper (Runner-up) in the Computer Law and Security Review Best Paper Awards 2012 at the 7th International Conference on

Economics and Finance won the Outstanding Paper Award in the 2012 International Conference on Asia — Pacific Financial

Legal, Security and Privacy Issues in IT Law, Greece.

Markets organised by the Korean Securities Association.

Chair Professor Leung Kwok (梁覺講座教授 ) of the Department of Management was named a Highly Commended Award winner in the 2012 Awards for Excellence organised by the Emerald Literati Network. Professor Linda Li Che-lan ( 李芝蘭教授 ) of the Department of Public Policy was awarded the Excellent Paper Award (2012) by the Lingnan Economic Forum/Annual Conference of Guangdong Province Economic Committee. Professor Li Hanxiong ( 李涵雄教授 ) of the Department of Systems Engineering and Engineering Management was awarded the IEEE Most Active SMCS Technical Committee Award (2012) by the IEEE Systems, Man, and Cybernetics Society. University Distinguished Professor Liu Chain-tsuan ( 大學傑 Chair Professor Li Wen Jung ( 李文榮講座教授 ) of the

出教授劉錦川教授 ) of the Department of Mechanical and

Department of Mechanical and Biomedical Engineering was

Biomedical Engineering was awarded the First International

named the 1000 Talents Plan Awardee by the Overseas Senior

Scientific and Technology Cooperation Award (2013) by the

Experts Recruitment Office, Zhejiang Province, China.

Jiangsu Province Government.

Professor Li Youfu ( 李友福教授 ) of the Department of Mechanical and Biomedical Engineering won the TJ Tarn Best

Dr Oh Sun-young (吳宣榮博士) of the Department of Chinese, Translation and Linguistics was elected Ewha — KF Global

Paper Award in Robotics in the IEEE International Conference

e-School Fellow (2012) at Ewha Womans University, South

on Robotics and Biomimetics (2012).

Korea.

Dr Birgit Linder ( 彭吉蒂博士) of the Department of Chinese,

Dr Lawrence Poon Wing-cheung ( 潘永祥博士) of the Division

Translation and Linguistics was named the winner of the Poetry

of Building Science and Technology was appointed Justice of

Award (cash and book publication) in the International Proverse

the Peace by the HKSAR Government.

Prize for Unpublished Writing (2013) by Proverse Publishing. Dr Hector Rodriguez (羅海德博士) of the School of Creative Dr Liu Guangwu (劉光梧博士) of the Department of

Media won the Achievement Award in the Hong Kong

Management Sciences was awarded the Early Career Award (2012)

Contemporary Art Awards 2012 organised by the Hong Kong

by the Research Grants Council of Hong Kong and the 2012

Museum of Art.

Outstanding Publication Award by the Institute of Operations Research and the Management Sciences Simulation Society.

Dr Shen Fei ( 沈菲博士) of the Department of Media and Communication received the Philosophy and Social Science

Professor Liu Zhi-Qiang (劉志強教授 ) of the School of Creative

Research Award (third place) presented by the Guangdong

Media was presented with the Award for Teaching Excellence

Provincial Government.

by the University Grants Committee.

City University of Hong Kong 香港城市大學

Prizes and Awards 獎項與榮譽

Dr Roy Vellaisamy ( 華禮生博士) of the Department of Physics and Materials Science won the Excellent Product Award in the China Hi-tech Fair 2012. Dr Wang Zuankai ( 王鑽開博士) and Ms Huang Xiaowen ( 黃曉文女士) of the Department of Mechanical and Biomedical Engineering won the Best Paper Award in the Second International Conference on Optofluidics (2012) organised by the Suzhou University, Institute of Nanotechnology, Xi’an Jiaotong University and Suzhou Industrial Park. Professor Yang Zhilin (楊志林教授 ) of the Department of Marketing received the Highly Commended Award (2013) in the Emerald Literati Network Awards for Excellence presented Chair Professor Yang Tong (楊彤講座教授 ) of the Department

by the Emerald Group. He was also awarded the MAG Scholar

of Mathematics and Chair Professor Ron Chen Guanrong ( 陳關

Fellowship (2013).

榮講座教授 ) of the Department of Electronic Engineering took second-class honours in the 2012 State Natural Science Awards

Dr Samson Young Kar-fai (楊嘉輝博士) and Mr Choi Sai-ho ( 蔡

organised by the State Council, China. Dr Wu Yufei ( 吳宇飛博士) of the Department of Civil and Architectural Engineering

世豪先生 ) of the School of Creative Media won the Award for Best Artist (Media Arts) and Award for Young Artist — Media

won the second-class award in the 2012 State Scientific and

Arts respectively in the 2012 Hong Kong Arts Development

Technological Progress Awards.

Awards organised by the Hong Kong Arts Development Council.

Chair Professor Sun Dong ( 孫東講座教授 ) of the Department

Dr Joe Zou Hong (周宏博士) of the Department of Economics

of Mechanical and Biomedical Engineering was named a winner

and Finance won the Best Paper Award in the China

in the Hong Kong Awards for Industries (2012) organised by

International Conference in Finance 2012 organised by Tsinghua

The Chinese Manufacturers’ Association of Hong Kong.

University and Sloan School of Management, MIT.

Dr Sun Hongyi ( 孫洪義博士) of the Department of Systems Engineering and Engineering Management was awarded the First Prize Award for Research on Innovation and Entrepreneurship Education (2013) by the China Association of Higher Education, Ministry of Education. Chair Professor Nora Tam Fung-yee ( 譚鳳儀講座教授 ) of the Department of Biology and Chemistry was awarded the Bronze Bauhinia Star by the HKSAR Government and the Second Prize in the Guangdong Province Science and Technology Award 2013 by Guangdong Province, China. She also won the 2012 RoadShow Eco Star Award (Professional Group) organised by RoadShow, Hong Kong, the Shenzhen Municipal Science and Technology Award (Natural Science) and the Excellent Product Award in the 14th China Hi-Tech Fair, Shenzhen.

Annual Report 2012–13 年報

RESEARCH AND

development 研究及發展 CityU had another successful year attracting funding from external sources for its problemdriven research, especially in the areas of energy, marine pollution, food safety, public health, new forms of cultural heritage preservation, and surveys and forecasting, among many others. 城大在過去一年獲得了很多外部撥款及資助，用於支持多個領域的問題導向型研究，特別是有關能源、海洋污染、食品安全、公共健康、保護文化遺產的新方法、調查與預測等領域的研究。

City University of Hong Kong 香港城市大學

Research and Development 研究及發展

Our research success is embodied in both the amount of funding we received and the number of projects funded as well as the quality of our research output. 城大所獲資助的金額之大，受資助的項目之多，研究成果的品質之佳，充分體現了城大的傑出研究成就。

Funding success

廣獲資助

Support from the government was very positive during the year under

城大在年內得到政府的大力支持，表明大學的研究

review, a clear indication that CityU is developing research that aligns with

發展方向與政府的策略一致，切合社會需要。根據

government strategy and societal needs. We performed strongly in the

研究資助局（研資局）公佈的各項資助計劃撥款結果，

funding exercise conducted by the Research Grants Council (RGC) with

城大表現優秀，共有119項研究計劃獲得資助，總

grants totaling HK$71.9 million for 119 research projects. In this year’s round,

金額達7,190萬港元。研資局本年度新設「傑出青年

CityU was ranked 1st in terms of the number of projects awarded under the

學者計劃」，以支持青年學者的教研工作，城大在

Early Career Scheme (ECS), an inaugural initiative that supports research and

此計劃下獲得撥款的研究項目最多。在該計劃的工

teaching projects designed by junior faculty; and was ranked 1st in terms

程學資助類別，城大獲資助的研究項目及所獲資助

of the number of projects awarded and the level of funding for ECS in the

款項總額亦排名第一。城大有26項計劃獲傑出青年

Engineering Panel. Under ECS, CityU secured a total of HK$17.3 million

學者計劃資助，總金額1,730萬港元，申請成功率為

for 26 funded projects, with an overall success rate of 41.3%. Another 93

41.3%。另有93項計劃獲「優配研究金」撥款共5,460

projects were funded to the tune of HK$54.6 million under the General

萬港元。研資局批出的研究用途補助金，大部分循

Research Fund (GRF), a major component of the Earmarked Research Grant

優配研究金途徑發放。

administered by the RGC. 內地各地方政府對城大的支持亦有助增強我們的研 Likewise, support from local governments on the mainland boosted our

究成果。透過城大深圳研究院的協調，大學研究計

research efforts as well. The dramatic growth both in the number and the

劃所得的資助金額和數量顯著上升，證明我們在研

amount of mainland funding is a testament to CityU’s pre-eminent status in

究領域的突出地位以及致力為內地進行卓越研究及

research and commitment to research excellence and technology transfer.

技術轉移的貢獻。城大研究團隊2012年共獲得內地

Our research teams were awarded RMB 31.64 million for funding 59 research

撥款人民幣3,164萬元，資助59項研究計劃。資助金

projects on the mainland in 2012. Compared with previous year’s funding and

額和研究計劃數量分別較上一年度大幅上升177%

the number of projects granted, this represents a notable increase of 177%

和168%。上述數字反映內地撥款機構對城大及城

and 168% respectively. These figures reflect the high level of confidence that

大深圳研究院的信心。

funding bodies have in CityU and our Shenzhen Research Institute. 另一筆重要撥款來自香港創新科技署轄下創新及科 Another major success was the HK$18 million that the University received

技基金，金額為1,800萬港元，用於資助城大研發

from the Innovation and Technology Fund under the Innovation and

超高速無線數據傳輸前端系統，是城大歷年來從該

Technology Commission to develop a high-speed wireless data transceiver

基金獲得的最大金額資助項目。這個研發系統的傳

system. Its transmission rate is almost 50 times faster than a Wi-Fi system.

輸速度比現時普遍採用的 Wi-Fi 系統高近50倍。該

Topped up with HK$2 million from industry sources, the sponsorship was the

項目同時獲得工業界共200萬港元資助。

largest CityU had ever received.

Annual Report 2012–13 年報

Research and Development 研究及發展

Funded and Contract Research 2012–13 2012–13年資助及合約研究 Total Funding (million) 資助總額（百萬元） Innovation and Technology Fund

創新及科技基金

131.26

Contract and Privately Funded Projects

合約及私人機構贊助的研究項目

130.84

Problem-driven research

問題導向型研究

Our research initiatives focus on the world’s most pressing problems, one of

城大的研究計劃注重解決全球最迫切的問題，比如

which is trying to ﬁnd more sustainable ways to live our lives.

致力於發掘更多可持續發展的生活方式。

Energy and power:

能源與發電：

Two related projects involved the use of food waste. In one of them, an

城大有兩個研究項目緊密相連，均與廚餘相關。其

environmental scientist successfully transformed food waste into bioenergy

一是本校的環境科學家發明了一種新方法，可將廚

that can be used to generate heat and electricity, and at the same time

餘轉化為生物能源用於發熱、發電，並使本須棄置

reduce the volume of food waste destined for landﬁlls by at least 50%. The

於垃圾堆填區的廚餘體積最少減至一半。這種創新

innovative process uses a mixture of bacteria to create the bioenergy from

方法利用一組混合細菌將廚餘轉化為能源，可望為

the food that gets wasted, heralding the possibility for the development of a

香港開發出一種源源不絕的可再生能源。

viable source of renewable energy for Hong Kong. 在另一項研究中，城大學者發明一種生物煉製方法， In the other project, a bioreﬁnery process was developed that utilises enzymes

使用酶和細菌把廚餘轉化為丁二酸。這種化學物料

and bacteria to convert food waste into succinic acid, a chemical widely

廣泛用於製造平台化學品與生物塑膠。焚化廚餘

used in the production of platform chemicals and bioplastics. The bioreﬁnery

會把大量污染物排入大氣，而生物煉製法卻別開蹊

process provides an alternative to incinerating dumped food, a process that

徑，可謂化廢為寶。

releases a lot of pollutants into the atmosphere. 在發電領域，城大研發出新型無膜光催化燃料電池， More innovative breakthroughs were seen in work in which a novel

這是一項創新的突破。這種新型電池可利用污水發

membraneless photocatalytic fuel cell offers dual beneﬁts: using wastewater

電並同時淨化污水，一舉兩得。無膜燃料電池的製

to generate power and at the same time purifying the wastewater. By

造成本可降低達五成，向商業化應用邁進一大步。

operating without a membrane, the cell reduces production costs by 50%,

此外，城大還研發出一種新穎的空氣淨化技術，可

making it more feasible to turn fuel cells into commercial applications.

將甲醛、甲苯等有害空氣污染物變為無害物質。

Meanwhile, a new air puriﬁcation technology seeks to transform air pollutants such as formaldehyde and toluene into harmless substances.

City University of Hong Kong 香港城市大學

Research and Development 研究及發展

Eleven universities and research institutes have joined together to establish the Shenzhen Marine Research and Technology Consortium. 十一所高等院校及研究機構，攜手成立深圳第一個海洋研究與技術聯盟。

Over 500 horseshoe crabs raised by local secondary students under a programme organised by CityU were released into the wild. 參與城大馬蹄蟹校園保姆計劃的本港中學生將養育的 500多隻幼蟹放歸大自然。

Marine exploration:

探索海洋：

Hong Kong’s proximity to the oceans offers plenty of scope for world-class

城大的傑出研究人員利用香港臨近海洋的優勢，積

researchers at CityU to explore the marine environment. Such research

極探索海洋環境。深圳海洋研究與技術聯盟的成立

received a massive boost at a ceremony at the CityU Shenzhen Research

大大促進了相關領域的研究。該聯盟由深圳虛擬大

Institute in January 2013 to mark the launch of the Shenzhen Marine

學園發起，城大海洋污染國家重點實驗室聯合清華

Research and Technology Consortium. Initiated by the Shenzhen Virtual

大學、中國科學院深圳先進技術研究院、廈門大學、

University Park, the Consortium was established by CityU’s State Key

深圳大學、北京大學等11所高等院校及研究機構攜

Laboratory in Marine Pollution together with 10 other prominent universities

手成立，並於2013年1月在城大（深圳）產學研大樓舉

and research institutes, including Tsinghua University, Shenzhen Institutes

行成立儀式。

of Advanced Technology of the Chinese Academy of Sciences, Xiamen University, Shenzhen University, and Peking University.

「馬蹄蟹校園保姆計劃」是城大海洋研究的一個項目。

In a related story, over 500 horseshoe crabs raised during the 2012–2013

2013年7月，參與這個計劃的200名本港中學生把在 2012–13學年養育的500多隻幼蟹放歸大自然。該計

academic year by 200 local secondary students under a CityU programme

劃由城大與香港海洋公園學院及香港海洋公園保育

were released into the wild in July 2013 through collaborative work with

基金合作推行，旨在提高中學生對生態保育及保護

the Ocean Park Academy, Hong Kong, and the Ocean Park Conservation

瀕危物種的興趣。該計劃為期五個月，在城大研究

Foundation, Hong Kong. The ﬁve-month project taught students about

人員的指導下，參與計劃的學生學會養育馬蹄蟹的

raising horseshoe crabs, especially how to record and monitor the crabs’

知識與設備的使用方法，尤其是記錄及監察馬蹄蟹

growth, under the supervision of CityU researchers. The programme aimed to

生長情況的方法。

bolster student interest in conservation and preserve endangered species.

Annual Report 2012–13 年報

Research and Development 研究及發展

Food safety and public health:

食品安全與公共健康：

The quality of the food we buy in supermarkets, or in the restaurants

每個人都會關心在超級市場購買的食物或在餐館進

where we dine, concerns everyone. A new set of tools developed by CityU

食的食物的品質。城大研發的肉類成份快速鑑定新

researchers can help alleviate our worries by rapidly identifying different

技術，可同時鑑定多種肉類混合製成的食品成份，

meat species in food products consisting of mixed meats. The tools, which

所需時間比現有鑑定法縮短八成，可減少大眾對食

can reduce the identiﬁcation processing time by 80%, come in the form of

物食品安全的疑慮。這種快速鑑定方法應用分子

a specially made “testing paper” that uses molecular biotechnology. While it

生物技術，僅須使用特製的檢測試紙，即可在短短

takes 48 hours for conventional DNA sequencing technology to verify food

八小時內完成鑑定，而現時常用的基因排序鑑定法

ingredients, this new technology needs only eight hours.

則需要48個小時。

Good research has to be transferred to industry to beneﬁt society. Three

卓越的研究成果理應轉移至相關的公司或機構，以

graduates from the College of Business helped make this happen when they

造福社會。商學院有三名畢業生將城大研發的食物

developed an award-winning business plan for instantly testing food for

新鮮度及品質速測技術付諸實用，據此撰寫出商業

freshness and quality. Their innovative business plan highlights the University’s

計劃，參加創業比賽並獲得大獎，突顯了城大推動

strengths in transferring technology to the market for the beneﬁt of society.

知識轉移以增進社會福祉的優勢。

In terms of public health, CityU continued to make an impact with its

在公共健康領域，城大繼續發揮影響力，贏得多個

researchers scoring a number of notable funding successes. A total of

知名機構的撥款。例如中國科學院及裘槎基金會向

HK$1million was received from the Chinese Academy of Sciences (CAS)

城大科學家撥款一百萬港元，以進一步研究早期發

and the Croucher Foundation to advance research into a highly creative

現癌細胞的新技術。今年僅有三項新研究獲得上述

technology for the early detection of cancerous cells. It was one of the only

計劃的資助。自2004年以來，該計劃僅資助過20項

three new projects to receive funding from the prestigious CAS-Croucher

研究計劃。

funding scheme in 2012. The scheme has funded only 20 projects since 2004.

另一項前景廣闊的研究項目是治療受損傷的周圍神經。城大研究人員利用基因療法加速周圍神經再生，

Another promising research project focused on peripheral nerve injuries. An

可幫助受傷肌肉在復原黃金期內康復。周圍神經將

innovative form of gene therapy that accelerates the regeneration of injured

人體各處接收的感覺傳送至大腦，同時也將大腦的

peripheral nerves was developed, helping patients to recover motor functions

指令傳送給肌肉。周圍神經若受損傷，受它們支配

during the “critical period”. Peripheral nerves transmit sensory information

的肌肉會變得無力，甚至會萎縮而喪失活動功能。

collected from around our body to the brain, which in turn issues instructions via the peripheral nerves to our muscles. If a peripheral nerve is damaged, the

除了生理問題，心理問題亦是城大注重的研究領域。

muscle that it controls weakens, losing mass and motor functions.

城大學者進行一項對中風患者進行心理治療的研究計劃，關注中風患者的心理和情緒康復，同時亦關

In addition to physical issues, psychological problems were also explored. CityU researchers supervised a project concerning psychological therapy for stroke patients. The aim of the project has been to focus on patients’ emotions and mental health as well as the pressures and emotional distress experienced by family members.

City University of Hong Kong 香港城市大學

注患者家人遭受的壓力及情緒困擾。

Research and Development 研究及發展

Academic Publications by CityU Staff in 2012–13 2012–13年城大教職員的學術著作 Total number of books (including research books or monographs, textbooks, literary works and translation) authored by CityU staff

城大教職員的學術著作（包括研究書籍、課本、文學及翻譯作品）

Total number of research papers authored by CityU staff in peer-reviewed academic journals, externally refereed policy or professional journals worldwide:

刊登在世界各地學術及專業期刊的城大教職員研究論文

1,996

Arts and Humanities

藝術及人文

135

Business and Economics

商業及經濟

172

Science (including Medicine)

科學（包括醫學）

Social Sciences (including Law)

社會科學（包括法律）

1,445 244

Figures as at end of June 2013. 數字以 2013 年 6 月底為準。

Research Projects 2012–13 2012–13年研究項目 Total on-going research projects funded by external 由校外及校內撥款資助的研究項目總數 funds and CityU research grants*

1,727

Number of on-going research projects by colleges/ schools/support centres

各學院╱學術支援部門的研究項目數目

College of Business

商學院

305

College of Liberal Arts and Social Sciences

人文社會科學院

307 1,001

College of Science and Engineering

科學及工程學院

School of Creative Media

創意媒體學院

School of Energy and Environment

能源及環境學院

School of Law

法律學院

Other Academic Supporting and Administrative Units

其他學術支援及行政部門

Note: * Including CityU-funded, RGC-funded and externally funded research projects, with 573 new start-ups during 2012–13. Figures as at end of June 2013. 註： *

包括由城大、研究資助局及校外資助的研究項目，其中573項是2012–13年度內新發展的項目。數字以2013年6月底為準。

Annual Report 2012–13 年報

Research and Development 研究及發展

“ECloud” transforms linear browsing of web-based information such as letters and photos into an embodied experience. ECloud 使原本只能逐一瀏覽的網絡資料如信件及圖片等變為恍若身臨其境的體驗。

New forms of cultural heritage preservation:

保護文化遺產的新方法：

Interactivity and immersion are buzzwords in high-tech archival and

互動與沉浸式體驗現已成為使用高科技保存檔案

visualisation studies. An innovative 3D interactive installation about

與視覺化研究的流行用語。城大「互動視覺及體

World War One called “ECloud” developed by researchers at CityU’s

現應用研究室」(ALiVE) 製作的創新三維互動裝置

Applied Laboratory for Interactive Visualization and Embodiment (ALiVE)

ECloud，展現第一次世界大戰的史實和場景，突顯

demonstrated the full potential for transdisciplinary heritage preservation

數碼科技及跨學科研究用於保育文化遺產的巨大

using digital techniques. The technology was the highlight of NODEM 2012

潛力。這種科技成為 NODEM 2012 Hong Kong 研討

Hong Kong, an international conference showcasing best practices in the

會的一大重點。該國際研討會展示善用數碼媒體科

use of digital media to make cultural heritage more accessible, engaging and

技普及推廣文化遺產的方法，使文化遺產更引人入

meaningful.

勝。

Groundbreaking creative media work pursued at the University reached

城大的開創性創意媒體作品《人間淨土 —— 走進敦

an international audience when “Pure Land: Inside the Mogao Grottoes at

煌莫高窟》，獲選為美國首都華盛頓史密森尼博物

Dunhuang” was selected as the centerpiece exhibit for the 25th anniversary

院賽克勒美術館慶祝創館25周年的重點展覽。賽克

celebrations of the Arthur M. Sackler Gallery, the pre-eminent museum for

勒美術館以展覽亞洲藝術文化聞名於世。這件獨特

Asian art at the Smithsonian Institution in Washington. “Pure Land” allows

的沉浸式藝術裝置可讓參觀人士得到全新的觀賞

visitors to experience ancient Buddhist cave paintings from China through

體驗，欣賞中國古代的敦煌佛像壁畫傑作。

highly innovative immersive installation.

調查與預測： Surveys and forecast: 城大在年內繼續提供多種參考指數，以供公眾深入 CityU maintains a strong record in producing indexes that offer the

了解複雜的社會與經濟現象。大學的研究小組進行

public greater insight and understanding of complex social and economic

的調查，能夠顯示當前兩岸四地消費者的整體信心

phenomena. CityU researchers were able to show when overall consumer

及其趨勢。此外，城大航貿金融研究中心與中國科

conﬁdence fell or rose in the Greater China region compared to previous

學院的預測科學研究中心發表的報告指出，儘管世

times of the year. In addition, CityU’s Centre for Transport, Trade and

界經濟與國際貿易下滑導致全球貨櫃運輸量的增長

Financial Studies, in partnership with the Center for Forecasting Science at

放緩，中國港口的貨櫃吞吐量在2012年仍會保持穩

the Chinese Academy of Sciences, was able to report that container ports in

定上升。這些資訊對工商界及公眾極有價值，因為

China would maintain steady growth in 2012 despite a global slowdown in

兩者的消費模式及行為往往受到物流行業波動的影

container throughput due to the downturn of both the global economy and

響。

international trade. Such information provides a valuable service to industry and to the general public whose patterns of consumption and behaviour are often inﬂuenced by ﬂuctuations in logistics. City University of Hong Kong 香港城市大學

Research and Development 研究及發展

Knowledge sharing

知識分享

It is vital that CityU has avenues to share its research output with the general

城大一向重視與公眾及業界分享研究成果，開啟

public and interested parties in industry. Knowledge transfer remains an

各種彼此交流的渠道。知識轉移仍是大學整體運

important part of the University’s overall operations, and several events

作的重要一環，為此，城大舉辦了多項活動，例如

were promoted to this end. For example, recent achievements in applied

2013年5月舉行的「城大創新研究」展覽，多方面呈現

research, advanced technology and product development were showcased

了城大的應用研究、先進產品、技術開發的最新成

at an exhibition titled “Expanding Sphere of Innovation@CityU” in May

果。這是城大首次在校園舉辦的大型科研成果展覽，

2013. The University’s 32 research centres, the CityU Shenzhen Research

城大所轄的32個科研中心、城大深圳研究院、城大

Institute, and the CityU Knowledge Transfer Ofﬁce displayed their research

知識轉移處一同參展。

at the exhibition, which was the largest CityU had organised speciﬁcally for showcasing research achievements.

2013年4月，香港會議展覽中心舉辦了2013年國際資訊科技展覽，幾位城大頂尖學者展示了正在從事

In addition, in April 2013, several top CityU scholars presented key aspects

的研究項目，這些研究項目在2012年11月的深圳第

of the current research at the International ICT Expo 2013 at the Hong Kong

十四屆中國國際高新技術成果交易會亦曾展出。另

Convention & Exhibition Centre and in November 2012 at the 14th China

外，城大亦在年內舉辦的一次新興技術論壇上推廣

Hi-Tech Fair in Shenzhen. And at emerging technologies forums during the

了研究成果，其中包括印製電子技術的新進展、三

year, CityU researchers promoted work ranging from advances in printed

維對象操作的多點觸控，並探討了用於儲存器、傳

electronics, with talks on ﬂexible electronics and printable materials for

感器、光電裝置的可印製材料。

memories, sensors and photovoltaic devices, to multi-touch interfaces for 3D object manipulation.

The latest achievements in applied research, advanced technology and product development at CityU are being showcased at an exhibition titled “Expanding Sphere of Innovation@CityU”. 城大舉行「城大創新研究」展覽，多方面呈現本校的應用研究及先進產品與技術開發的最新成果。

Annual Report 2012–13 年報

OUTREACH AND

community relations 拓展與聯繫 The University’s relations with the local community and beyond went from strength to strength over the past year with a number of successful talks, campaigns, visits and events serving to promote our teaching and research achievements. 過去一年，城大舉行了多次卓有成效的演講會、展覽與校園參觀等活動，展示城大在教學與研究領域取得的成果，加強大學與本港以及其他地區的聯繫。

City University of Hong Kong 香港城市大學

Outreach and Community Relations 拓展與聯繫

Links with potential partners

合作夥伴

Our supporters in the local community are the backbone to our continued successes, and the University pursued a determined and enthusiastic strategy of reaching out to potential partners throughout the year.

本港的城大支持者是我們持續取得成功的軸心支柱，而大學在2012–13年度繼續努力不懈以熱誠積極的

Seeking donations: By way of example, a new online donation portal that facilitates investment in CityU students and their innovative projects was launched. “Invest in CityU Students and Projects” (iCUSP) invites donors to participate in CityU’s groundbreaking Discovery-enriched Curriculum by contributing to projects that CityU students and staff are developing for the benefit of Hong Kong and beyond. The website features several of the projects with video and text descriptions informing the audience about the aims of the projects and why they are worthy of support.

High-level visits: Professor Way Kuo, CityU President, maintained his high profile in the region, embarking on several high-level visits with senior management over the course of the year, broadening CityU’s network of friends and collaborators. These visits included:

態度與各界拓展夥伴關係。

尋求捐助：例如，城大新推出一個捐助網站，名為 Invest in CityU Students and Projects（簡稱iCUSP），邀請捐助者參與城大獨創的「重探索求創新課程」，支持師生從事不同種類的研究及活動，為香港及其他地區建設美好的未來。網站以短片及文字向瀏覽者介紹十數個研究項目的目標及其值得捐助的原因。

高層訪問：校長郭位教授繼續在區內積極推廣城大，在2012– 13年度與多所院校的高層主管會面，拓闊了城大的聯繫網絡，其中包括： •

•

discussions about the possibility of joint teaching and research activities in nuclear and radiation risk management, public policy research, and training in nuclear safety, nuclear security and radiation protection with the French Institute for Radiological Protection and Nuclear Safety in France in November 2012;

•

合作領域包括核能與輻射風險管理、公共政策研究、核安全培訓、核安全與輻射防護等。

talks on a range of academic cooperation and exchange opportunities during extensive meetings with the top management at Josai University Educational Corporation in Japan in May 2013; an exploration of opportunities for conducting cooperative scientific and technological research at the Shanghai Branch of the Chinese Academy of Sciences (CAS), the Shanghai Advanced Research Institute of CAS, and the soon-to-open ShanghaiTech University, also in May 2013.

2012年11月造訪法國輻射防護與核能安全研究所，探討雙方在教學及研究方面的合作機會，

• •

互助互利

2013年5月訪問日本的城西大學（教育法人），與該校高層管理人員會面，探討一系列學術合作和交流的機會。

•

2013年5月訪問中國科學院（中科院）上海分院、中科院上海高等研究院及籌建中的上海科技大學，商談在不同科學領域的合作研究前景。

Annual Report 2012–13 年報

Outreach and Community Relations 拓展與聯繫

Professor Way Kuo, President of CityU, met with the top management at Josai University Educational Corporation in Japan. 城大校長郭位教授訪問日本的城西大學（教育法人），與該校高層管理人員會面。

By the same token, delegations from all over the world toured the CityU

世界各地的學術代表團亦前來城大訪問，參觀校園

campus, meeting senior management, faculty and students. The aim of

並與管理層及師生會談，加強與城大的合作，促進

the visits is to strengthen ties and promote the work taking place within

教研交流。

our facilities. 2013年1月，俄羅斯政府要員及教育專家組成的九 Among these visits was a 9-member delegation of senior government

人代表團來訪，與城大高層人員就如何提升大學競

officials and education experts from Russia in January 2013 who

爭力、培育全球創新領先人才交換意見。此外，來

exchanged views with the CityU senior management on how to enhance

自蘇格蘭的學者和研究人員於2012年6月訪問能源

university competitiveness and educate global leaders in innovation.

及環境學院，探討雙方合作的前景。代表團此行的

Likewise, in June 2012, a delegation of Scottish academics and researchers

目的是為蘇格蘭高等院校尋求與香港建立夥伴關係

explored collaboration opportunities during a visit to the School of

的機會，以便開展能源和生命科學領域的長遠協作，

Energy and Environment to look into developing strategic partnerships

在專業知識、研究重點課題、工作模式等方面交流

between Hong Kong and Scottish higher education institutions in terms

協作。

of academic expertise, research focus and models of working in the areas of energy and life sciences.

2012年11月，城大有幸接待了參與神舟飛船及蛟龍號潛艇等重大科研項目的多位內地傑出科學家。來

In November 2012, we were fortunate to host several distinguished

訪的代表團由中國科學技術協會書記處書記程東

scientists from mainland China who have been involved in projects such

紅女士率領，成員包括神舟飛船及天宮一號目標飛

as the Shenzhou Spaceship and Jiaolong Submarine. The delegation was

行器總設計師張柏楠研究員、蛟龍號潛艇7,000米

led by Ms Cheng Donghong, Executive Secretary of the China Association

級海試總指揮劉峰高級工程師，以及稀土專家、中

for Science and Technology, and included Professor Zhang Bainan, Chief

國科學院院士蘇鏘教授。代表團成員也包括京港學

Designer of the Shenzhou Spaceships and the Tiangong Space Station,

術交流中心的代表。

Professor Liu Feng, Commander-in-Chief of the Jiaolong Submarine that dived 7,000 metres under the sea, Professor Su Qiang, Academician of the Chinese Academy of Sciences and an expert in rare earths, and representatives from the Beijing — Hong Kong Academic Exchange Centre. City University of Hong Kong 香港城市大學

Outreach and Community Relations 拓展與聯繫

Landmark tours:

參觀新地標：

One of the most popular destinations for visitors coming to campus is

邵逸夫創意媒體中心已成為東亞新地標，亦是來訪

a tour of the Run Run Shaw Creative Media Centre (CMC), a landmark

城大的嘉賓最喜歡參觀的地方之一。2012年8月，

building in East Asia. Among its many visitors, Mr Zhao Qizheng, Vice-

全國政協外事委員會副主任趙啟正先生率領的訪問

Chairman of the Foreign Affairs Committee of the Chinese People’s

團到訪邵逸夫創意媒體中心，了解創意媒體學院的

Political Consultative Conference, was familiarised with the academic

課程設置，並參觀了創意媒體中心的多項先進教學

programmes in the CMC in August 2012, touring the CMC’s state-of-the-

設施。2013年5月，台灣聯大系統校長曾志朗教授

art teaching facilities. Meanwhile, in May 2013, a distinguished delegation

帶領代表團來訪，與城大高層管理人員探討加強雙

led by Professor Ovid J L Tzeng, Chancellor of the University System of

方在學術及學生交換方面的全面合作。

Taiwan, discussed with CityU senior management how to strengthen stronger academic cooperation and student exchange between the two institutions.

友好人士

歡聚交流

城大得到眾多捐助者及校友的慷慨資助，深知保持

Links with supporters

雙方緊密聯繫和相互交流的重要性。

We already enjoy the backing of our donors and alumni but we

感恩晚宴：

understand how important it is for the University to maintain strong links and open lines of communication.

城大2012年11月舉行「眾志成城」晚宴，感謝各界好友捐款資助大學的學生發展工作。出席晚宴的有捐助者、校董會成員、嘉賓、校友和學生共400人，為

Thanksgiving:

歷年之冠。這個一年一度的盛會讓大家有機會歡聚 We were very pleased to see that a record-high 400 donors, Council

一堂，共同支持城大，而且規模一年勝過一年，越

members, guests, alumni and students gathered at the annual

來越受歡迎，越來越成功。

thanksgiving dinner in November 2012 to celebrate funds raised to support student development. This annual event is an excellent means of bringing everyone together to support the University, and each year it proves more popular and more successful.

A high-level delegation led by Mr Zhao Qizheng, Vice-Chairman of the Foreign Affairs Committee of the Chinese People’s Political Consultative Conference, toured the Run Run Shaw Creative Media Centre. 由全國政協外事委員會副主任趙啟正先生率領的訪問團參觀了邵逸夫創意媒體中心。

Donors, Council members, guests, alumni and students from CityU participated in the annual thanksgiving dinner named the “CityU Student Success Dinner”. 城大的捐助者、校董會成員、嘉賓、校友和學生參加名為「眾志成城」的感恩晚宴。

Annual Report 2012–13 年報

Outreach and Community Relations 拓展與聯繫

Alumni associations:

校友同樂：

Keeping in touch with alumni is also very important to us, and one of

城大亦非常注重與校友保持聯繫。「樂聚城大校友

the most successful methods has been the Homecoming Gala. This year

日」就是一個卓有成效的活動。2012年10月舉辦的「樂

more than 2,000 alumni, staff and students and their families experienced

聚城大校友日」，以綻放多元色彩為主題，逾2,000

the versatility, diversity, harmony and caring spirit of the campus

名校友、教職員、學生及其家人聚首校園，敘舊同

community at a fun-filled Sunday Gala in October 2012 under the theme

樂，展示「城大人」才藝多端、群體多元的特色，以

“CityU Family Blossoms in United Colours”. In a similar vein, the “CityU

及互相關懷的精神。2013年5月又在西安舉辦「城大

Alumni Reunion@Xi’an” in May 2013 attracted over 50 former CityU

校友西安薈聚」活動，吸引約50名校友出席盛會；

students, and in December 2012, a delegation of over 50 distinguished

2012年12月，城大組織傑出校友台灣交流團，一行

alumni visited Taipei for a cultural exchange tour.

50多人赴台北進行文化交流。

Links with the future

面向未來

It is essential that we communicate our mission and vision directly with secondary school students and principals if we are to attract the best local students to study on our programmes.

吸引英才

城大要吸引本地的優秀學生進入大學修讀課程，就一定要與本港中學生及中學校長直接溝通，讓他們了解城大的使命與願景。

More than 2,000 alumni, staff and students and their families joined the CityU Homecoming Gala. 逾2,000名校友、教職員、學生及其家人參加「樂聚城大校友日」活動。

The “CityU Alumni Reunion@Xi’an” event aimed to strengthen connections between CityU and its mainland alumni. 在西安舉辦的「校友西安薈聚」活動旨在加強城大與內地校友的聯繫。

Summary of Consultancy Projects 2012–13 2012–13年度顧問諮詢服務 Number Project Nature

項目性質

數目

Consultancy

顧問研究

Director of Company

公司董事

Professional Practice

專業服務

Others

其他

Total

總數

Figures as at end of June 2013. 數字以2013年6月底為準。 City University of Hong Kong 香港城市大學

Outreach and Community Relations 拓展與聯繫

Attracting potential students:

招生諮詢：

To this end, we invited distinguished guests from various sectors to advise

為了實現這個目標，城大於2013年4月為200多名高

over 200 secondary students at the “Shaping Your Future: A Lifetime of

中學生舉辦「成功之旅•今日啟航」活動，邀請多位

Difference” programme in April 2013 on how to identify their objectives,

不同專業領域的成功人士為學生演講及與他們交流，

plan their futures, equip themselves to deal with challenges, and realise

幫助青少年確定目標、規劃未來，做好準備以應對

their dreams. Meanwhile, more than 35,000 prospective students and

挑戰、實現理想。城大又在2012年10月舉辦課程介

their parents had a chance to tour campus and residence halls, meet

紹日，主題是「勇於探索，志在創新」，參加活動的

faculty and staff, learn about CityU’s academic programmes, and find out

中學生及家長共35,000多人。他們參觀城大校園和

about student life on campus at Information Day in October 2012 under

學生宿舍，與在場的教職員交談，詢問課程設置等

the theme Discover & Innovate@CityU.

問題，並了解大學校園生活。

Similarly, an Information Day held in January 2013 in Shanghai attracted

城大又於2013年1月在上海舉辦大型招生諮詢活動，

over 700 prospective students and their parents from Shanghai and the

獲得極大成功，吸引700多名內地中學生及其父母

neighbouring provinces of Jiangsu, Zhejiang and Shandong, as well as

出席，他們分別來自上海、上海周邊的江蘇、浙江、

further-flung provinces such as Shanxi, Qinghai, Sichuan and Guangdong.

山東，以及陝西、青海、四川和廣東等距滬較遠的

This was the second consecutive year for the Shanghai recruitment event

省份。城大已連續第二年在上海舉辦招生諮詢日。

to be held, and it proved to be a great success.

校長演講： Targeted talks: 校長郭位教授年內為中學生主持了一連串講座，探 Professor Way Kuo, CityU President, boosted CityU’s regional profile with

討青年發展問題，提高城大在區內的知名度。郭教

a number of talks with students on the topic of youth development.

授與區內的中學生暢談各類話題，包括高等教育與

He spent a great deal of time meeting with students in the region

就業等實際話題，以及人生目標與貢獻社會等較為

addressing issues ranging from higher education and employment to more

抽象的話題。他以自己的學術生涯為例，講述了青

conceptual matters connected to personal goals and contributions to

年學生國際化及其重要意義，鼓勵學生珍惜青春、

society. He also focused on the internationalisation of young people and

開闊視野。

its significance by talking about his own career, and he urged students to cherish their youth and broaden their overall vision of life.

Number of Full-time Equivalent (FTE) Students Enrolled in CityU Continuing Education Courses 報讀城大持續進修課程相等於全日制學生人數 Non-local Award Programmes

Diploma/Certificate Programmes

General Courses

Total

非本地學院頒授學銜的課程

文憑 ╱證書學銜課程

普通課程

總數

4,894

452

579

5,925

Remarks:

This report gives the number of FTE students enrolled in self-financed programmes. The numbers were reported for the financial year 2012–13 for programmes and courses offered by SCOPE. The number of student FTE of non-local award programmes is calculated using a normal study load of the same programme delivered in the home country. For diploma/certificate programmes and general courses, a conversion factor of 450 hours to 1 FTE student is used.

註：

上表為2012–13年註冊修讀城市大學或海外學院頒授學銜的自資課程相等於全日制學生的人數。非本地學院頒授學銜課程的學生人數，是根據頒授學銜的學院所在國家的一般學習時數計算。文憑 ╱證書課程及普通課程，則以註冊修讀的學時計算（修讀450 個學時等同一個全日制學生）。

Annual Report 2012–13 年報

UNIVERSITY

governance 大學管治 Under the guidance and leadership of the Chairman, Mr Herman Hu Shao-ming, the Council has continued to work on ensuring strong governance in order to foster and safeguard the further development of City University of Hong Kong (CityU). 香港城市大學（城大）校董會於主席胡曉明先生的領導下，繼續致力加強大學的優良管治，以促進和確保大學的持續發展。

City University of Hong Kong 香港城市大學

University Governance 大學管治

For example, over the past year, the Council has received and approved

去年，校董會收到並議決批准了大學與四川省雙流

a proposal for collaboration with the Shuangliu Government for the

縣政府合作成立「香港城市大學成都研究院」的提議。

establishment of the City University of Hong Kong Chengdu Research

該項目是城大在內地的第二個重要發展項目，此前

Institute, making this the University’s second major development on the

已在2011年1月設立深圳研究院。城大成都研究院

mainland following the earlier establishment of the Shenzhen Research

是大學在內地的第二個科研協作的主要基地，亦是

Institute in January 2011. The new Institute will become CityU’s second major

城大在中國西部設立的第一所研究院；該研究院將

strategic platform in China for research development, incubation, innovation,

注重研究與開發，從事產業孵化與技術創新，並提

professional education and training. It also marks CityU’s ﬁrst research

供專業教育與培訓。

institute to be established in the western region. 校董會在2011年批准了創辦動物醫學院的提議，自 During 2011, the Council also approved the proposal for the establishment of

此定時收到管理層的報告，密切監督該項目的進展。

the School of Veterinary Medicine and has since been closely monitoring the

校董會獲悉，城大積極回應大學教育資助委員會（教

progress of this project through regular reports received from the management

資會）提出的問題，修訂了原有的動物醫學院計劃，

team. The Council noted that the University had acted proactively to address

並提供了更為詳盡的資料。修訂計劃經校董會討論

the issues raised by the University Grants Committee (UGC) by preparing

並通過後，再次遞交教資會。該修訂計劃另有一份

a revised proposal which provided more detailed information. This revised

附錄，同時提交給教資會。附錄是本港一些重要社

proposal was considered and approved by the Council for re-submission to the

會機構出具的支持聲明，其中包括香港醫學會及香

UGC. An addendum to this report was also submitted to the UGC attaching

港獸醫學會轄下的小組委員會。

new support letters received from several more inﬂuential stakeholders from the community, including the Hong Kong Medical Association and the Hong Kong Veterinary Association sub-committee.

校董會深明提高城大知名度之必要及積極管理城大形像之重要性，這些與大學的《2010 –15年策略性發展計劃》理念一致。因此，校董會在本年度檢討

The Council recognises the need to sharpen CityU’s brand presence and the importance of managing its corporate identity proactively, in line with

和調整了其轄下委員會的架構，把社會責任委員會

the University’s Strategic Plan for 2010–2015. Consequently, the Council

其職權範圍及架構在調整擴大之後，職能得到加強，

has reviewed and ﬁne-tuned its committee structure over the year and, in particular, has subsumed the Social Responsibility Committee into the

能夠在校譽、形像及校園文化等重要領域扮演更重

Community Relations Committee (CRC). The role of the CRC has also been strengthened with broader terms of reference and constitution, putting

在新時代成為一流的高等學府。

併入社區關係委員會。社區關係委員會十分重要，

要的角色，增進社會各界對城大的支持，幫助大學

this crucial committee in a better position to assist the University in the strategic area of branding, image and culture. This will assist in strengthening community support for CityU’s aspirations to become a leading university in the new era.

Annual Report 2012–13 年報

University Governance 大學管治

Another important new initiative proposed by the Council Chairman this

校董會主席在年內推出的另一項重要新措施是舉辦

year is the organisation of a Council retreat, which allowed Council members

校董會集思會，讓校董有機會詳細了解大學的重要

the opportunity to learn in detail about some of the University’s critical

策略及學術發展。校董會於2013年3月舉行了為期一

strategic and academic developments. The ﬁrst one-day Council retreat held

天的集思會。會議成果甚豐，各位校董互相交換了

in March 2013 was a rewarding event where members of the Council were

意見，同時亦和應邀出席並介紹城大發展近況與策

able to exchange ideas among themselves and with the University’s senior management, who were invited to join and present some of CityU’s latest

略的大學管理層彼此交流。集思會有助促進校董會

developments and strategies. This has already helped foster closer working

排更多校園參觀活動，加深了解城大的運作，並對

relationships and, together with a programme of more visits and campus tours planned during the year for Council members, has fostered a greater understanding of CityU’s work, providing encouragement and support for

與大學的密切聯繫。城大亦為校董會成員在年內安教職員表示鼓勵和關懷。

faculty and staff.

The Council 校董會 Chairman 主席

President 校長

Mr Herman HU Shao-ming, BBS, JP 胡曉明

Professor Way KUO 郭位

Deputy Chairman 副主席

Deputy President 常務副校長

Mr Raymond OR Ching-fai, SBS, JP 柯清輝

Vacant 懸空

Treasurer 司庫

Senate Representative 教務會成員

Mr Vincent CHOW Wing-shing, BBS, JP 周永成

Professor Roderick WONG Sue-cheun 王世全

External Members 校外成員

Elected Staff Members 員工成員

Mr CHAN Ka-kui, BBS, JP 陳家駒

Dr FUNG Wai-wah 馮偉華

Ms Shirley CHAN Suk-ling, JP 陳淑玲 Ms Dilys CHAU Suet-fung 周雪鳳 Mr Andrew FAN Ka-fai 范家輝

Mr MAK Hoi-wah 麥海華 Chairman of the Convocation 評議會主席

Mrs Rebecca LAI KO Wing-yee, JP 黎高穎怡

Miss Karmen CHAN Ka-man 陳嘉雯

Ms Connie LAU Yin-hing, JP 劉燕卿

President of Students’ Union 學生會會長

Dr LAW Hing-chung 羅慶琮

Mr Timothy LEE Ho-yin 李浩賢

Dr Joseph LEE Chung-tak, SBS, JP 李宗德 Mr Armstrong LEE Hon-cheung 李漢祥 Mr Joseph PANG Yuk-wing, JP 彭玉榮

Elected Postgraduate Student Member 研究生成員 Mr CHAU Sze-tat 仇思達

Mr Herbert TSOI Hak-kong, BBS, JP 蔡克剛

Secretary 秘書

Mr YEUNG Ka-sing, GBS, MBE, JP 楊家聲

Mr Gabriel CHAN Sai-man (Acting) 陳世民 ( 署理 )

Membership as at 30 June 2013. 校董會成員以 2013年 6月30日為準。

City University of Hong Kong 香港城市大學

University Governance 大學管治

The concerted effort of all faculty, staff and students has continued to

大學全體師生員工的共同努力繼續為大學的進步作

contribute signiﬁcantly to the advancement of the University which, during

出卓越貢獻。本年度，城大有兩大重要發展里程碑：

this year, achieved two important milestones. Firstly, CityU was ranked in the

第一，在國際高等教育資訊機構 QS公佈的2012年全

top 100 (95th) in the 2012 QS World University Rankings for the ﬁrst time

球最佳大學排名榜上，創校歷史不長的城大首次躋

in its short history. Secondly, in the same external ranking, it achieved the

身百強，名列第95位；第二，同樣是在 QS公佈的另

remarkable accolade of being ranked 5th in the world for universities under

一項排名榜上，城大在2013年「建校未滿50年全球

ﬁfty years old (2013). None of these achievements would have been possible

最佳學府」中排名第五。城大是一所朝氣蓬勃的年

without the dedication of talented faculty, staff and students across our

輕學府，擁有才華出眾的教職員與學生，沒有他們

ambitious young institution.

的努力奉獻，上述成就則無從談起。

Attendance of Members at Council Meetings in 2012/13 校董會會議出席率 Council 校董會 Total number

Number of

Percentage of

of Council members

members present

校董人數

出席人數

出席率

Date of meeting

會議日期

18 October 2012*

2012年10月18日

95%

22 November 2012

2012年11月22日

82%

9 April 2013

2013年4月9日

95%

18 June 2013

2013年6月18日

95%

* Special meeting 特別會議

Council Committees 校董會委員會 Total number of

Average attendance rate

meetings

of Council members

會議總數

校董平均出席率

Council Committees

校董會委員會

Audit Committee

審計委員會

78%

Committee on Statutes

規程委員會

75%

Community Relations Committee

社區關係委員會

77%

Executive Committee

行政委員會

93%

Finance Committee

財務委員會

90%

Honorary Awards Committee

榮譽學位委員會

88%

Human Resources Committee

人力資源委員會

86%

Nominations Committee

提名委員會

100%

Strategic Development Committee

策略發展委員會

78%

Annual Report 2012–13 年報

University Governance 大學管治

The Council approved the implementation of the Performance-based Pay

校董會分別於2009年3月、2010年6月與11月批准推

Review Scheme in March 2009, and June and November 2010, in order to

行「績效獎勵計劃」，目的是確保員工憑其工作表現

ensure that staff members are rewarded on the basis of performance. In the

獲得獎勵。為了緊密監督與改善「績效獎勵計劃」，

interests of closely monitoring and improving the scheme, the Council last

校董會在去年通過一項提議，聘請專業獨立顧問對

year endorsed a proposal for a critical review, which was undertaken by an

該計劃進行嚴格的評估。校董會隨後收到評估報告，

independent professional consultant. This review report was subsequently

同時批准了管理層根據報告建議所作出的調整計劃。

received and the management’s response for reﬁning the scheme in the

此外，校董會亦批准了對申訴程序所做的檢討，並

light of the report’s recommendations was approved. The Council also

對這個機制提出一些重要的調整建議。

approved the review of Grievance Procedures and proposed some important reﬁnements to the mechanism.

去年啟用的學術樓（三），是校董會批准的幾項大型基建工程之一，亦是城大創校以來最大的建築工程。

Last year saw the completion of our largest capital project to date (Academic

學術樓（三）的啟用表明城大已經能夠提供真正世界

3), which together with other major capital projects approved by the Council,

級的學習研究環境，可以滿足師生及員工所需，致

means that CityU can now provide a truly world-class environment tailored

力於未來的學習與教研，實現對香港、亞太區乃至

to the needs of students, faculty and staff and dedicated to the future of

全世界所承擔的使命。

learning, teaching and research at the heart of our mission for Hong Kong, the region and beyond.

校董會期待與城大全體成員繼續同心協力，共同推進城大的發展，建設好香港這個國際都市。我們深

The Council looks forward to continuing to work in harmony with everyone

知，城大之成功源於作育英才，如此方可保持優勢，

at CityU to further the development of our great University, and the world

迎接更加輝煌的未來。

city from which it gets its name, so that we remain well-placed to embrace the future knowing we have nurtured the talent necessary for success.

City University of Hong Kong 香港城市大學

University Governance 大學管治

(From left to right)

Back row

Mr Mak Hoi-wah, Mr Chau Sze-tat, Mr Timothy Lee, Mr Andrew Fan, Mr Herbert Tsoi, Dr Fung Wai-wah, Prof Roderick Wong, Dr Law Hing-chung

Middle row :

Mr Chan Ka-kui, Miss Karmen Chan, Ms Shirley Chan, Ms Connie Lau, Mrs Rebecca Lai, Mr Armstrong Lee,

Front row

Dr Joseph Lee, Ms Dilys Chau, Prof Way Kuo, Mr Herman Hu, Mr Vincent Chow, Mr Joseph Pang, Mr Yeung Ka-sing

Mr Gabriel Chan :

(由左至右 )

後排：

麥海華、仇思達、李浩賢、范家輝、蔡克剛、馮偉華、王世全、羅慶琮

中排：

陳家駒、陳嘉雯、陳淑玲、劉燕卿、黎高穎怡、李漢祥、陳世民

前排：

李宗德、周雪鳳、郭位、胡曉明、周永成、彭玉榮、楊家聲

Annual Report 2012–13 年報

finance 財政

City University of Hong Kong 香港城市大學

Financial Statements

財務報表

Index to Independent Auditor’s Report and Financial Statements 獨立核數師報告及財務報表目錄

Independent Auditor’s Report

獨立核數師報告

Statement of Comprehensive Income

全面收益表

Statement of Financial Position

財務狀況表

Statement of Changes in Funds

基金轉變報表

Cash Flow Statement

現金流量表

Notes to the Financial Statements

財務報表附註

Significant Accounting Policies

主要會計政策

Government Subventions

政府撥款

Tuition and Other Fees

學費及其他收費

Donations and Benefactions

捐款及捐贈

Auxiliary Services

雜項服務

Other Income

其他收入

Expenditure

開支

Interest and Net Investment Return

利息及淨投資回報

Taxation

稅項

Restricted Fund for Research

研究專用基金

101

Other Funds

其他基金

102

Property, Plant and Equipment

校舍、機器及設備

105

Investments in Securities

證券投資

108

Investments in Subsidiaries

附屬公司投資

109

Interests in Associates

聯營公司權益

110

Loans Receivable

應收貸款

111

Accounts Receivable, Prepayments and Others

應收帳款、預付帳款及其他

112

Cash and Bank Deposits

現金及銀行存款

113

Deferred Income

遞延收入

113

Accounts Payable and Accruals

應付帳款及應計費用

116

Provision for Employee Benefits

僱員福利撥備

116

Employee Retirement Benefits

僱員退休福利

117

Loans and Borrowings

貸款及借貸

118

Deferred Capital Funds

遞延資本基金

119

Related Party Transactions

關聯方交易

119

Capital Commitments

資本承擔

120

Operating Lease Commitments and Charges

經營租賃承擔及開支

120

Capital Management

資本管理

121

Financial Risk Management

金融風險管理

122

Accounting Estimates and Judgements

會計估計及判斷

129

Possible Impact of Amendments, New Standards and Interpretations

截至2013年6月30日止年度已頒佈但未生效的

Issued but Not Yet Effective for the Year Ended 30 June 2013

99 100

修訂、新訂準則及詮釋可能產生的影響

130

Annual Report 2012–13 年報

Financial Statements

財務報表

Independent Auditor’s Report 獨立核數師報告 To the Council of City University of Hong Kong 致香港城市大學校董會

We have audited the consolidated financial statements of City University of Hong Kong (the University) and its subsidiaries (together the Group) set out on pages 72 to 130, which comprise the consolidated and University statements of financial position as at 30 June 2013, the consolidated and University statements of comprehensive income, the consolidated and University statements of changes in funds and the consolidated and University cash flow statements for the year then ended and a summary of significant accounting policies and other explanatory information.

Council’s Responsibility for the Consolidated Financial Statements The Council is responsible for the preparation of consolidated financial statements that give a true and fair view in accordance with Hong Kong Financial Reporting Standards issued by the Hong Kong Institute of Certified Public Accountants and for such internal control as the Council determine is necessary to enable the preparation of consolidated financial statements that are free from material misstatement, whether due to fraud or error.

Auditor’s Responsibility Our responsibility is to express an opinion on these consolidated financial statements based on our audit. This report is made solely to you, as a body, in accordance with Section 20 of City University of Hong Kong Ordinance, and for no other purpose. We do not assume responsibility towards or accept liability to any other person for the contents of this report. We conducted our audit in accordance with Hong Kong Standards on Auditing issued by the Hong Kong Institute of Certified Public Accountants. Those standards require that we comply with ethical requirements and plan and perform the audit to obtain reasonable assurance about whether the consolidated financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the consolidated financial statements. The procedures selected depend on the auditor’s judgement, including the assessment of the risks of material misstatement of the consolidated financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation of the consolidated financial statements that give a true and fair view in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of accounting estimates made by the Council, as well as evaluating the overall presentation of the consolidated financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion.

Opinion In our opinion, the consolidated financial statements give a true and fair view of the state of affairs of the Group and the University as at 30 June 2013 and of their surplus and cash flows for the year then ended in accordance with Hong Kong Financial Reporting Standards.

KPMG Certified Public Accountants 8th Floor, Prince’s Building 10 Chater Road Central, Hong Kong 17 October 2013

City University of Hong Kong 香港城市大學

Financial Statements

財務報表

Independent Auditor’s Report 獨立核數師報告 To the Council of City University of Hong Kong 致香港城市大學校董會

本核數師（以下簡稱「我們」）已審計列載於第72至130頁香港城市大學「大學」與其附屬公司（統稱「大學整體」）的綜合財務報表，此綜合財務報表包括於2013年6月30日的綜合及大學財務狀況表、截至該日止年度的綜合及大學全面收益表、綜合及大學基金轉變報表和綜合及大學現金流量表，以及主要會計政策概要及其他附註解釋。

校董會就綜合財務報表須承擔的責任校董會須負責根據香港會計師公會頒佈的《香港財務報告準則》編製綜合財務報表，以令綜合財務報表作出真實而公平的反映及落實其認為編製綜合財務報表所必要的內部控制，以使綜合財務報表不存在由於欺詐或錯誤而導致的重大錯誤陳述。

核數師的責任我們的責任是根據我們的審計對該等綜合財務報表發表意見。我們是按照《香港城市大學條例》第20條的規定，僅向大學作出報告。除此以外，我們的報告書不可用作其他用途。我們概不就本報告書的內容，對任何其他人士負責或承擔法律責任。我們已根據香港會計師公會頒佈的《香港審計準則》進行審計。該等準則要求我們遵守道德規範，並規劃及執行審計，以合理確定綜合財務報表是否不存有任何重大錯誤陳述。審計涉及執行程序以獲取有關綜合財務報表所載金額及披露資料的審計憑證。所選定的程序取決於核數師的判斷，包括評估由於欺詐或錯誤而導致綜合財務報表存在重大錯誤陳述的風險。在評估該等風險時，核數師考慮與大學編製綜合財務報表以作出真實而公平的反映相關的內部控制，以設計適當的審計程序，但目的並非對大學的內部控制的有效性發表意見。審計亦包括評價校董會所採用的會計政策的合適性及所作出的會計估計的合理性，以及評價綜合財務報表的整體列報方式。我們相信，我們所獲得的審計憑證能充足和適當地為我們的審計意見提供基礎。

意見我們認為，該等綜合財務報表已根據《香港財務報告準則》真實而公平地反映大學整體及大學於2013年6月30日的事務狀況及截至該日止年度的盈餘及現金流量。

畢馬威會計師事務所執業會計師香港中環遮打道10號太子大廈8樓 2013年10月17日

Annual Report 2012–13 年報

Financial Statements

財務報表

Statement of Comprehensive Income 全面收益表 For the Year Ended 30 June 2013 截至2013年6月30日止年度

(In thousands of Hong Kong dollars) Income Government Subventions Tuition and Other Fees Donations and Benefactions Auxiliary Services Other Income

（以千港元計）收入政府撥款學費及其他收費捐款及捐贈雜項服務其他收入

Expenditure Learning and Research Instruction and Research Library Central Computing Facilities Other Academic Services Institutional Support Management and General Premises and Related Expenses Student and General Education Services Other Activities

開支教育及研究教學及研究圖書館中央電腦設施其他教學服務教學支援管理及一般項目校舍及有關開支學生及教育服務其他活動

Surplus/(Deficit) from Operations before Interest and Net Investment Return Interest and Net Investment Return

除利息及淨投資回報前營運盈餘 ╱（虧損）利息及淨投資回報

Surplus/(Deficit) from Operations Finance Costs Share of Net Profits of Associates Surplus/(Deficit) before Taxation Taxation Surplus/(Deficit) for the Year

營運盈餘 ╱（虧損）財務費用應佔聯營公司淨盈利除稅前盈餘 ╱（虧損）稅項本年度盈餘 ╱（虧損）

Other Comprehensive Income Items that may be Reclassified Subsequently to Income and Expenditure Accounts Exchange Differences on Translation of Operations outside Hong Kong Available-for-Sale Securities: Change in Fair Value Recognized during the Year Reclassification Adjustment for Amounts Transferred to Income and Expenditure Accounts: Gain on Disposal Impairment Loss Share of Reserves of Associates Other Comprehensive Income for the Year

其他全面收益期後或會轉往收支帳項的項目

Total Comprehensive Income for the Year

City University of Hong Kong 香港城市大學

換算香港境外營運之匯兌差額可作出售證券︰本年度確認公允價值的改變轉往收支帳項的重新分類調整項目︰出售收益減值虧損應佔聯營公司之儲備本年度其他全面收益本年度全面收益總額

Note 附註 2 3 4 5 6

The Group 大學整體 2013 2012

The University 大學 2013 2012

2,026,225 1,688,583 131,696 127,490 43,403 4,017,397

1,768,836 1,538,352 75,741 133,272 46,818 3,563,019

2,021,971 1,370,166 131,462 119,406 43,655 3,686,660

1,765,111 1,231,153 75,521 111,286 49,325 3,232,396

2,356,557 114,129 159,277 153,047

2,292,836 109,574 150,982 151,692

2,269,037 108,795 148,512 138,016

2,201,376 104,700 140,631 137,952

323,089 651,982 215,038 14,429 3,987,548

300,433 612,077 196,849 18,867 3,833,310

282,331 562,614 204,195 6,737 3,720,237

260,392 527,700 190,633 4,531 3,567,915

29,849 368,247

(270,291) (42,311)

(33,577) 355,819

(335,519) (42,983)

398,096 (1,117) 163 397,142 (150) 396,992

(312,602) (1,117) 23 (313,696) (29) (313,725)

322,242 (1,117) –

(378,502) (1,117) –

321,125 (113) 321,012

(379,619) (29) (379,648)

15 9

2,818

1,351

–

(1,794)

(4,507)

–

(738) 4,134 –

– – 2

– – –

4,420

(3,154)

–

401,412

(316,879)

321,012

(379,648)

Financial Statements

財務報表

Statement of Comprehensive Income 全面收益表 For the Year Ended 30 June 2013 截至2013年6月30日止年度

(In thousands of Hong Kong dollars) Surplus/(Deficit) for the year attributable to The Group/University Deficit in Research Projects Absorbed by Restricted Fund for Research Surplus/(Deficit) Transferred to Other Funds Surplus/(Deficit) for the year

（以千港元計）本年度盈餘 ╱（虧損）屬於大學整體 ╱大學研究項目虧損納入研究專用基金盈餘 ╱（虧損）轉撥至其他基金本年度盈餘 ╱（虧損）

Total Comprehensive Income attributable to The Group/University Deficit in Research Projects Absorbed by Restricted Fund for Research Surplus/(Deficit) Transferred to Other Funds Total Comprehensive Income for the Year

全面收益總額屬於大學整體 ╱大學研究項目虧損納入研究專用基金盈餘 ╱（虧損）轉撥至其他基金本年度全面收益總額

Note 附註

10 11

The Group 大學整體 2013 2012

(9,752) 406,744 396,992

(9,752)

(28,946) (284,779) (313,725)

(28,946)

The University 大學 2013 2012

(9,752) 330,764 321,012

(9,752)

(28,946) (350,702) (379,648)

(28,946)

411,164

(287,933)

330,764

(350,702)

401,412

(316,879)

321,012

(379,648)

The notes on pages 78 to 130 form part of these financial statements. 列載於第78頁至第130頁之附註為本財務報表之一部分。 Annual Report 2012–13 年報

Financial Statements

財務報表

Statement of Financial Position 財務狀況表 As at 30 June 2013 於2013年6月30日

(In thousands of Hong Kong dollars) Non-current Assets Property, Plant and Equipment Intangible Assets Investments in Securities Investments in Subsidiaries Interests in Associates Loans Receivable

Note 附註

（以千港元計）非流動資產校舍、機器及設備無形資產證券投資附屬公司投資聯營公司權益應收貸款

The Group 大學整體 2013 2012

The University 大學 2013 2012

3,727,569 21 114,356 – 1,440 16 3,843,402

3,645,003 25 147,440 – 1,334 11 3,793,813

3,620,508 – 110,624 125,250 – 11,000 3,867,382

3,532,830 – 141,530 132,028 – 15,475 3,821,863

13 16

4,459,911 98,070

4,216,617 90,180

4,459,911 102,546

4,208,010 94,656

192,140 – 752,076 5,502,197

220,017 36 518,660 5,045,510

186,215 – 695,527 5,444,199

216,179 – 460,286 4,979,131

362,758 564,458 440,793 34 70,113 1,438,156

340,829 606,600 406,711 – 70,113 1,424,253

361,590 1,426,210 433,469 – 70,113 2,291,382

336,555 1,385,430 400,679 – 70,113 2,192,777

12 13 14 15 16

Current Assets Investments in Securities Loans Receivable Accounts Receivable, Prepayments and Others Tax Recoverable Cash and Bank Deposits

流動資產證券投資應收貸款應收帳款、預付帳款及其他可收回稅款現金及銀行存款

Current Liabilities Deferred Income Accounts Payable and Accruals Provision for Employee Benefits Tax Payable Loans and Borrowings

流動負債遞延收入應付帳款及應計費用僱員福利撥備應付稅款貸款及借貸

Net Current Assets

流動資產淨值

4,064,041

3,621,257

3,152,817

2,786,354

Total Assets less Current Liabilities

資產總值減流動負債

7,907,443

7,415,070

7,020,199

6,608,217

Non-current Liabilities Deferred Income Provision for Employee Benefits Loans and Borrowings

非流動負債遞延收入僱員褔利撥備貸款及借貸

19 21 23

33 26,476 397,563 424,072

42 25,186 430,436 455,664

– 26,476 397,563 424,039

– 25,186 430,436 455,622

Deferred Capital Funds

遞延資本基金

2,599,397

2,476,844

2,599,397

2,476,844

Net Assets

資產淨值

4,883,974

4,482,562

3,996,763

3,675,751

Represented By: Restricted Fund for Research Other Funds Total Funds

資金來源：研究專用基金其他基金基金總值

286,268 4,597,706 4,883,974

261,536 4,221,026 4,482,562

286,171 3,710,592 3,996,763

261,439 3,414,312 3,675,751

19 20 21 23

10 11

Approved and authorised for issue by the Council on 17 October 2013. 校董會於2013年10月17日核准許可發出。

Herman Hu Shao-ming, BBS, JP, Chairman of the Council 胡曉明，BBS，JP ，校董會主席

Vincent Chow Wing-shing, BBS, JP, Treasurer 周永成，BBS，JP ，司庫

Way Kuo, President 郭位，校長

Simon Tang Siu-Kee, Director of Finance 鄧小琦，財務處處長

The notes on pages 78 to 130 form part of these financial statements. 列載於第78頁至第130頁之附註為本財務報表之一部分。 City University of Hong Kong 香港城市大學

Financial Statements

財務報表

Statement of Changes in Funds 基金轉變報表 For the Year Ended 30 June 2013 截至2013年6月30日止年度

The Group 大學整體 Restricted General and Fund for Development Research Reserve Fund

Note 10 研究專用基金

(In thousands of Hong Kong dollars) （以千港元計）

附註10

Matching Grant Scheme

Note 11

Selffinancing Donations Unrealised NonActivities and Investment Operating Fund Benefactions Reserve Reserves

Note 11

一般及發展配對補助金儲備基金計劃

自資營運項目基金

捐款及捐贈

未實現之投資儲備

非營運項目儲備

Total

總計

附註11

2,903 –

11,343 –

(4,505)

1,351

(3,154)

1,351 –

(316,879) – 4,482,562

Balance at 1 July 2011

2011年7月1日之結餘

272,227

554,386

121,565

3,318,461

518,556

Surplus/(Deficit) for the Year

本年度盈餘 ╱（虧損）

Other Comprehensive Income

其他全面收益

(28,946) –

(170,801) –

(1,879) –

(161,433) –

49,334 –

Total Comprehensive Income

全面收益總額

(28,946)

(170,801)

(161,433)

49,334

Inter-Fund Transfers

基金轉撥

18,255

629

(1,879) –

(13,857)

(5,027)

(4,505) –

Balance at 30 June 2012

2012年6月30日結餘

261,536

384,214

119,686

3,143,171

562,863

(1,602)

12,694

261,536

384,214

119,686

3,143,171

562,863

95,243 –

71,115 –

98,320 –

142,066 –

(1,602) –

12,694 4,482,562 – 396,992

95,243

71,115

98,320

142,066

Balance at 1 July 2012

2012年7月1日之結餘

Surplus/(Deficit) for the Year

本年度盈餘 ╱（虧損）

Other Comprehensive Income

其他全面收益

(9,752) –

Total Comprehensive Income

全面收益總額

(9,752)

Inter-Fund Transfers

基金轉撥

Balance at 30 June 2013

2013年6月30日結餘

34,484

(5,295)

286,268

479,485

185,506

(15,385) 3,226,106

(13,832) 691,097

4,799,441 (313,725)

1,602

2,818

4,420

1,602 –

2,818 –

401,412 –

–

15,512 4,883,974

The University 大學

(In thousands of Hong Kong dollars)

（以千港元計）

Selffinancing Activities Donations and Fund Benefactions

Restricted Fund for Research

General and Development Reserve Fund

Matching Grant Scheme

Note 10

Note 11

研究專用基金

一般及發展儲備基金

配對補助金計劃

自資營運項目基金

捐款及捐贈

附註10

附註11

Total

總計

Balance at 1 July 2011

2011年7月1日之結餘

272,130

554,445

121,565

2,588,703

518,556

4,055,399

Total comprehensive income for the year

本年度全面收益

(28,946)

(170,801)

(227,356)

49,334

Inter-Fund Transfers

基金轉撥

18,255

629

(1,879) –

(13,857)

(5,027)

(379,648) –

Balance at 30 June 2012

2012年6月30日結餘

261,439

384,273

119,686

2,347,490

562,863

3,675,751

261,439

384,273

119,686

2,347,490

562,863

3,675,751

(9,752)

95,243

71,115

22,341

142,065

34,484

(5,295)

(15,385)

(13,832)

321,012 –

286,171

479,544

185,506

Balance at 1 July 2012

2012年7月1日之結餘

Total comprehensive income for the year

本年度全面收益

Inter-Fund Transfers

基金轉撥

Balance at 30 June 2013

2013年6月30日結餘

2,354,446

691,096

3,996,763

The notes on pages 78 to 130 form part of these financial statements. 列載於第78頁至第130頁之附註為本財務報表之一部分。 Annual Report 2012–13 年報

Financial Statements

財務報表

Cash Flow Statement 現金流量表 For the Year Ended 30 June 2013 截至2013年6月30日止年度

(In thousands of Hong Kong dollars) （以千港元計） Operating Activities 營運活動 Surplus/(Deficit) before Taxation 除稅前盈餘 ╱（虧損） Adjustments for: 調整項目： Interest Income 利息收入 Dividend Income 股息收入 Realised Gains on 證券投資的 Investments in Securities 已實現收益 Unrealised (Gains)/Losses on 證券投資的未實現 Investments in Securities （收益）╱虧損 Finance Costs 財務費用 Gain on Disposal of an Associate 出售聯營公司收益 Impairment Losses on 對投資附屬公司的 Investments in Subsidiaries 減值虧損 Share of Net Profits of Associates 應佔聯營公司淨盈利 Grants Transferred from Deferred 轉自遞延資本基金之 Capital Funds 撥款 Amortisation and Depreciation of 校舍、機器及設備之攤銷 Property, Plant and Equipment 及折舊 Gain on Disposal of Plant and 出售機器及設備的 Equipment 收益 Amortisation of Intangible Assets 無形資產的攤銷 (Gains)/Losses on Foreign Exchange 匯兌（收益）╱虧損 Operating Surplus/(Deficit) before 營運資金變動前之營運 Changes in Working Capital 盈餘 ╱（虧損） (Increase)/Decrease in Accounts 應收帳款、預付帳款及其他 Receivable, Prepayments and Others 之（增加）╱ 減少 Increase in Staff Loans Receivable 應收職員貸款之增加 Increase/(Decrease) in Deferred Income 遞延收入之增加 ╱（減少） Net Increase in Amounts Due to 應付附屬公司款項之 Subsidiaries 淨增加 Increase/(Decrease) in Accounts Payable 應付帳款及應計費用之 and Accruals 增加 ╱（減少） Increase in Provision for 僱員福利撥備之 Employee Benefits 增加 Cash Generated from/(Used in) 營運活動所產生 ╱（使用） Operating Activities 之現金 Hong Kong Profits Tax Refunded 已退回香港利得稅 China Enterprise Income Tax Paid 支付中國企業所得稅 Net Cash Generated from/(Used in) 營運活動所產生 ╱（使用） Operating Activities 之現金淨額

City University of Hong Kong 香港城市大學

Note 附註

The Group 大學整體

The University 大學

2013

2012

2013

2012

397,142

(313,696)

321,125

(379,619)

(93,531) (68,140)

(99,422) (66,105)

(78,331) (68,140)

(99,377) (66,105)

(154,189)

(115,561)

(152,827)

(115,561)

(52,387) 1,117 (1)

323,399 1,117 –

(56,521) 1,117 –

324,026 1,117 –

–

6,778 –

2,878 –

(163)

(23)

(268,997)

(255,467)

(268,997)

(255,467)

311,948

289,525

299,467

278,888

(130) 4 (527)

(26) 5 1,632

(123) – –

(11) – 1,577

72,146

(234,622)

3,548

(307,654)

(21,859) (7,890) 21,920

3,837 (3,300) (56,969)

(21,975) (7,890) 25,035

3,520 (3,300) (52,746)

–

84,781

40,058

54,871

(10,577)

56,369

(2,779)

35,372

15,853

34,080

14,602

154,560 33 (113)

(285,778) –

173,948 –

(308,299) –

154,480

(285,807)

(29)

(113) 173,835

(29) (308,328)

Financial Statements

財務報表

Cash Flow Statement 現金流量表 For the Year Ended 30 June 2013 截至2013年6月30日止年度

(In thousands of Hong Kong dollars) （以千港元計） Investing Activities 投資活動 Proceeds from Redemption and Sale of 贖回及出售證券投資所得 Investments in Securities 款項 Payments for Purchase of 支付購入證券 Investments in Securities 投資 Dividends and Interest Income Received 已收之股息及利息收入 Dividend Received from an Associate 從一聯營公司所得股息 (Increase)/Decrease in Time Deposits 三個月後到期之定期存款 with Maturity over Three Months 之（增加）╱ 減少 Payments for Additions to Property, 支付增置校舍、機器 Plant and Equipment 及設備 Proceeds from Disposal of Plant and 出售機器及設備 Equipment 所得款項 Proceeds from Disposal of an Associate 出售一聯營公司所得款項 Loan Advanced to an Investee Company 向一被投資公司借出貸款 On-lending Loan Repaid from a 附屬公司償還轉借 Subsidiary 貸款 Net Cash Used in Investing 投資活動所使用之 Activities 現金淨額 Financing Activities 融資活動 Net Grants and Donations Received for 用作增置校舍、機器及設備已收之淨撥款 Additions to Property, Plant and Equipment 及捐款 Repayment of Government Loans 償還政府貸款 Interest Paid for Loans and Borrowings 已付貸款及借貸利息 Net Cash Generated from Financing 融資活動所產生之 Activities 現金淨額 Net Increase in Cash and Cash 現金及現金等價物之 Equivalents 淨增加 Cash and Cash Equivalents at the 現金及現金等價物之 Beginning of the Year 年初結存 Cash and Cash Equivalents at the 現金及現金等價物之 End of the Year 年終結存

Note 附註

The Group 大學整體 2012

2013

2012

384,447

433,525

373,284

433,525

(384,931) 161,424 57

(475,468) 162,666 –

(384,931) 146,381 –

(475,468) 162,621 –

(198,764)

388,302

(173,466)

388,302

(488,674)

(641,403)

(484,312)

(615,292)

168 1 (5)

365 – –

161 – –

350 – –

–

4,475

4,476

–

The University 大學

2013

(526,277)

(132,013)

(518,408)

(101,486)

440,338 (32,873) (1,117)

601,708 (32,873) (1,117)

440,338 (32,873) (1,117)

601,708 (32,873) (1,117)

406,348

567,718

406,348

567,718

34,551

149,898

61,775

157,904

518,660

368,762

460,286

302,382

553,211

518,660

522,061

460,286

The notes on pages 78 to 130 form part of these financial statements. 列載於第78頁至第130頁之附註為本財務報表之一部分。 Annual Report 2012–13 年報

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

1 (a)

Significant Accounting Policies 主要會計政策 Statement of Compliance These financial statements have been prepared in accordance with all applicable Hong Kong Financial Reporting Standards (HKFRSs), which collective term includes all applicable individual Hong Kong Financial Reporting Standards, Hong Kong Accounting Standards (HKASs) and Interpretations issued by the Hong Kong Institute of Certified Public Accountants (HKICPA) and accounting principles generally accepted in Hong Kong. A summary of the significant accounting policies adopted by the University and its subsidiaries (collectively the Group) is set out below. The HKICPA has issued certain new and revised HKFRSs that are first effective or available for early adoption for the current accounting period of the Group and the University. Note 1(c) provides information on any changes in accounting policies resulting from initial application of these developments to the extent that they are relevant to the Group for the current and prior accounting periods reflected in these financial statements. The Group and the University have not applied any new standard or interpretation that is not yet effective for the current accounting period (see note 31).

(b)

Basis of Preparation of the Financial Statements The measurement basis used in the preparation of the financial statements is the historical cost basis except as otherwise stated in the accounting policies below. The preparation of financial statements in conformity with HKFRSs requires the Group and the University to make judgements, estimates and assumptions that affect the application of policies and reported amounts of assets, liabilities, income and expenses. The estimates and associated assumptions are based on historical experience and various other factors that are believed to be reasonable under the circumstances, the results of which form the basis of making the judgements about carrying values of assets and liabilities that are not readily apparent from other sources. Actual results may differ from these estimates.

(a)

合規聲明本財務報表是按照香港會計師公會頒佈的所有適用的《香港財務報告準則》（香港財務報告準則），包括所有適用的個別香港財務報告準則，《香港會計準則》（香港會計準則）及《詮釋》及香港公認會計原則的規定編製。以下是大學及其附屬公司（合稱大學整體）採用的主要會計政策概要。香港會計師公會已頒佈下列於本會計期間初次生效及可供提早採納的新訂及經修訂的香港財務報告準則。因首次應用與大學整體業務有關的該等新增或經修訂準則而對本帳項反映本年及過往會計年度所構成的會計政策變動於附註1(c) 詳述。大學整體並沒有提早採納任何於本會計期間尚未生效的新會計準則或詮釋（見附註31）。

(b)

財務報表的編製基準除下文所述的會計政策外，本財務報表是以歷史成本作為編製基準。大學整體及大學須在編製符合香港財務報告準則的財務報表時作出對會計政策應用，以及資產、負債、收入和支出的報告數額構成影響的判斷、估計和假設。這些估計和相關假設是根據以往經驗和因應當時情況下被認為合理的多項其他因素作出的，其結果構成了某些在無法依循其他途徑即時得知資產與負債的帳面值時所作出判斷的基礎。實際結果可能有別於估計數額。

City University of Hong Kong 香港城市大學

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

Significant Accounting Policies 主要會計政策（續）

(b)

Basis of Preparation of the Financial Statements (continued) The estimates and underlying assumptions are reviewed on an on-going basis. Revisions to accounting estimates are recognised in the period in which the estimate is revised if the revision affects only that period, or in the period of the revision and future periods if the revision affects both current and future periods.

(continued)

Judgements made by management in the application of HKFRSs that have significant effect on the financial statements and major sources of estimation are discussed in note 30.

(c)

Changes in Accounting Policy The HKICPA has issued a certain number of new and revised HKFRSs that are first effective or available for early adoption for the current accounting period of the Group and the University. Of these, the amendments to HKAS 1, Presentation of financial statements – Presentation of items of other comprehensive income , is relevant to the Group’s and University’s financial statements. The amendments to HKAS 1 require entities to present the items of other comprehensive income that would be reclassified to profit or loss in the future if certain conditions are met separately from those that would never be reclassified to profit or loss. The Group’s and University’s presentation of other comprehensive income in these financial statements has been modified accordingly.

(d)

Basis of Consolidation The consolidated financial statements incorporate financial statements of the Group made up to the end of the reporting period; and include the Group’s interest in associates on the basis set out in note 1(f) below. The results of subsidiaries acquired or disposed of during the year are included in the Consolidated Statement of Comprehensive Income from the date of their acquisition or to the date of disposal, as appropriate. All significant transactions and balances between the University and its subsidiaries are eliminated on consolidation. Non-controlling interests at the end of the reporting period, being the portion of the net assets of subsidiaries attributable to equity interests that are not owned by the University, whether directly or indirectly through subsidiaries, are presented in the Consolidated Statement of Financial Position and Statement of Changes in Funds, separately from fund balances of the Group. Non-controlling interests in the results of the Group for the year are presented in the Consolidated Statement of Comprehensive Income as an allocation of the surplus or deficit for the year between non-controlling interests and different sources of University’s funds.

(b)

財務報表的編製基準（續）這些估計和相關假設會持續進行檢討。如果會計估計的修訂僅影響某一期間，其影響便會在該期間內確認；如果修訂對當前和未來期間均有影響，則在作出修訂的期間和未來期間予以確認。管理層在運用香港財務報告準則時，對財務報表及估計的主要資料來源有重大影響所作出的判斷於附註30內討論。

(c)

會計政策的改變香港會計師公會頒佈了多項於大學整體及大學本會計年度首次生效的新訂及經修訂的《香港財務報告準則》。當中的香港會計準則第1號《修訂》 — 「財務報表呈報 — 其他全面收益項目的呈報」與大學整體及大學業務有關。香港會計準則第1號《修訂》要求實體在某些條件符合下，將未來可重新分類至損益表的其他全面收益項目與永遠不能重新分類至損益表的項目在其他全面收益表中分開呈報。在本財務報表中，大學整體及大學的其他全面收益表的呈報已作出相應的修改。

(d)

綜合基準綜合財務報表包括大學整體截至結算日的財務報表，附註第1(f) 項所提及的大學整體應佔聯營公司的權益亦已計算在內。本年度購入或出售之附屬公司的業績，以收購日起或至出售日止，已計入綜合全面收益表。大學與附屬公司之間所有重大交易及結餘均在編製綜合財務報表時對銷。於結算日的非控制權益是指並非由大學透過附屬公司直接或間接擁有的股權所佔附屬公司資產淨值的部分；這些權益在綜合財務狀況表內及綜合基金轉變報表中，是與大學整體的基金結餘分開列示。非控制權益所佔大學整體本年度業績的權益在綜合全面收益表內以非控制權益及不同的大學基金來源分配本年度盈餘或虧損方式列示。 Annual Report 2012–13 年報

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

1 (e)

Significant Accounting Policies 主要會計政策（續）

(continued)

Subsidiaries A subsidiary is an entity controlled, directly or indirectly, by the University. Control exists when the University has the power, directly or indirectly, to govern their financial and operating policies, so as to obtain benefits from their activities. In assessing control, potential voting rights that presently are exercisable are taken into account. An investment in a subsidiary is consolidated into the consolidated financial statements from the date that control commences until the date that control ceases. Intra-group balances and transactions and any unrealised profits arising from intra-group transactions are eliminated in full in preparing the consolidated financial statements. Unrealised losses resulting from intra-group transactions are eliminated in the same way as unrealised gains but only to the extent that there is no evidence of impairment. In the University’s Statement of Financial Position, an investment in a subsidiary is stated at cost less impairment losses (see note 1(k)).

(f)

Associates An associate is an entity in which the Group or the University has significant influence, but not control or joint control, over its management, including participation in the financial and operating policy decisions. An investment in an associate is accounted for in the Consolidated Financial Statements under the equity method and is initially recorded at cost and adjusted thereafter for the post acquisition change in the Group’s share of the associate’s net assets. The Consolidated Statement of Comprehensive Income reflects the Group’s share of the post-acquisition post-tax results of the associates for the year, including any impairment loss on goodwill relating to the investment in associates recognised for the year (see note 1(k)). When the Group’s share of losses exceeds its interest in the associate, the Group’s interest is reduced to nil and recognition of further losses is discontinued except to the extent that the Group has incurred legal or constructive obligations or made payments on behalf of the associate. For this purpose, the Group’s interest in the associate is the carrying amount of the investment under the equity method together with the Group’s long-term interests that in substance form part of the Group’s net investment in the associate. Unrealised profits and losses resulting from transactions between the Group and its associates are eliminated to the extent of the Group’s interest in associates except where unrealised losses provide evidence of an impairment of the assets transferred, in which case they are recognised immediately in income and expenditure accounts.

(e)

附屬公司附屬公司是指大學直接或間接控制的公司。當大學有權直接或間接支配附屬公司的財務及經營政策，並藉此從其活動中取得利益，控制權即存在。現時可行使的潛在投票權為評估控制權的考慮因素。大學整體於附屬公司的投資自控制權開始日期起至結束日期為止，均在綜合財務報表中綜合計算。在編製綜合財務報表時，大學整體內公司間的結餘及交易，以及大學整體內公司間交易產生的未實現利潤，均全數抵銷。大學整體內部交易產生未實現虧損以未實現收益的同樣方式抵銷，惟只限於無減值跡象的金額。對附屬公司的投資是按成本減去減值虧損後在大學的財務狀況表中列示（見附註1(k)）。

(f)

聯營公司聯營公司是指大學整體或大學可以對其發揮重大影響力、但不是控制或聯合控制其管理層的實體；所謂發揮重大影響力包括參與其財務及經營決策。於聯營公司的投資是按權益法記入綜合財務報表，並且先以成本入帳，然後就大學整體佔該聯營公司淨資產在收購後的變動作出調整。綜合全面收益表反映出大學整體所佔聯營公司於收購後的年內除稅後業績，包括在本年度確認關於對聯營公司的投資的商譽的減值虧損（見附註1(k)）。當大學整體對聯營公司承擔的虧損額超過其所佔的權益時，大學整體所佔的權益便會減少至零，並且不再確認額外虧損；但如大學整體須履行法定或推定義務，或代聯營公司作出付款則除外。就此而言，大學整體在聯營公司所佔的權益是以按照權益法計算投資的帳面金額，以及實質上構成大學整體在聯營公司投資淨額一部分的長期權益為準。大學整體與聯營公司之間交易所產生的未實現損益，均按大學整體於聯營公司所佔的權益比率抵銷；但假如未實現虧損顯示已轉讓資產出現減值，則這些未實現虧損會即時在收支帳項內確認。

City University of Hong Kong 香港城市大學

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

1 (g)

Significant Accounting Policies 主要會計政策（續）

(continued)

Investments in Securities Investments in debt and equity securities (other than investments in subsidiaries and associates) are initially stated at fair value, which is their transaction price unless fair value can be more reliably estimated using valuation techniques whose variables include only data from observable markets. Cost includes attributable transaction costs, except where indicated below. These investments are subsequently accounted for as follows, depending on their classification: (i)

Investments in securities held for trading are classified as current assets. Any attributable transaction costs are recognised in income and expenditure accounts as incurred. At the end of each reporting period, the fair value is remeasured, with any resultant gain or loss being recognised in the Statement of Comprehensive Income.

(ii)

Dated debt securities that the Group has the positive ability and intention to hold to maturity are classified as held-to-maturity securities. Held-to-maturity securities are stated in the Statement of Financial Position at amortised cost less impairment losses (see note 1(k)).

(iii)

Investments in equity securities that do not have a quoted market price in an active market and whose fair value cannot be reliably measured are recognised in the Statement of Financial Position at cost less impairment losses (see note 1(k)).

(iv)

Other investments in securities are classified as available-for-sale securities. At the end of each reporting period, the fair value is remeasured, with any resultant gain or loss being recognised in other comprehensive income, except for impairment losses (see note 1(k)) and, in the case of monetary items such as debt securities, foreign exchange gains and losses which are recognised directly in income and expenditure accounts. Where these investments are interest-bearing, interest calculated using the effective interest method is recognised in income and expenditure accounts. When these investments are derecognised, the cumulative gain or loss previously recognised directly in other comprehensive income is recognised in income and expenditure accounts.

Investments are recognised/derecognised on the date the Group commits to purchase/sell the investments, or the investments expire.

(g)

證券投資除可使用估值技巧更可靠地估計其公允價值外（其變數只包括來自可觀察市場的數據），債務及股份證券投資（於附屬公司及聯營公司的投資除外）初始乃按公允價值，即其交易價格列帳。除下文所載另有所指外，成本包括應佔交易成本。其後此等投資項目視乎類別而定，按以下方式列帳： (i)

持作交易證券的投資劃歸為流動資產。任何歸屬交易成本於產生期間在收支帳項中確認。在每個結算日公允價值將被重新計量，由此產生的任何收益或虧損均在全面收益表中確認。

(ii)

大學整體有明確的能力和意願持至到期的有期債務證券，劃歸為「持至到期證券」。持至到期證券是以已攤銷成本減去減值虧損後在財務狀況表列示（見附註1(k)）。

(iii)

當股份證券投資無法在活躍市場取得報價，而且不能可靠地計量公允價值時，這些投資便會以成本減去減值虧損後在財務狀況表列示（見附註1(k)）。

(iv)

其他證券投資劃歸為可供出售證券。公允價值會在每個結算日被重新計量，由此產生的任何收益或虧損均在其他全面收益內確認；但減值虧損（見附註1(k)）和匯兌收益與虧損（如屬債務證券等貨幣項目）則直接在收支帳項中確認。如為帶息投資，以實際利率法計算的利息會在收支帳項中確認。終止確認這些投資時，以往直接在其他全面收益內確認的累計收益或虧損會在收支帳項中確認。

大學整體會在承諾購入 ╱出售投資或投資到期當日確認 ╱終止確認有關的投資。

Annual Report 2012–13 年報

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

1 (h)

Significant Accounting Policies 主要會計政策（續）

(continued)

Property, Plant and Equipment Property, plant and equipment of the Group are stated in the Statement of Financial Position at cost less accumulated depreciation and impairment losses (see note 1(k)), including: –

interest in leasehold land held for own use under operating leases;

–

buildings held for own use which are situated on leasehold land, where the fair value of the building could be measured separately from the fair value of the leasehold land at the inception of the lease; and

–

other items of plant and equipment

The cost of self-constructed items of property, plant and equipment includes the cost of materials, direct labour, the initial estimate, where relevant, of the costs of dismantling and removing the items and restoring the site on which they are located. The cost of other items of plant and equipment comprises its purchase price and any directly attributable costs of bringing the asset to its working condition and location for its intended use. The fair values of donations relating to property, plant and equipment at the time of receipt are deemed as the costs of the related assets. Subsequent expenditure relating to property, plant and equipment that has already been recognised and put into operation is added to the carrying amount of the asset when it is probable that future economic benefits, in excess of the originally assessed standard of performance of the existing asset, will flow to the Group. All other subsequent expenditure, such as repairs and maintenance, is recognised as an expense in the period in which it is incurred. Gains or losses arising from the retirement or disposal of an item of property, plant and equipment are determined as the difference between the net disposal proceeds and the carrying amount of the item and are recognised in income and expenditure accounts on the date of retirement or disposal.

(h)

校舍、機器及設備大學整體的校舍、機器及設備，是按成本減去累計折舊及減值虧損後（見附註1(k)）記入財務狀況表，包括： –

以經營租賃持作自用的租賃土地權益；

–

位於租賃土地上而持作自用的物業，而該物業的公允價值在租賃的開端時是可與租賃土地的公允價值分開計量；及

–

其他機器及設備項目

自建校舍、機器及設備項目的成本包括物料，直接工人的成本，初次估計有關清拆、移走該項目及還原其所在地點的成本。其他機器及設備項目的成本包括其購買價及任何直接歸屬費用使該資產按其既定用途達至可使用狀況及地點。捐贈的校舍、機器及設備以收取時的公允價值作為有關資產的成本。當校舍、機器及設備已投入使用後，如有關的其後支出能使該資產為大學整體帶入未來的經濟效益，該等支出便會計入資產的新增帳面金額。所有其他其後支出，如維修及保養，則在產生的期間確認為支出。報廢或出售其中一項校舍、機器及設備所產生之收益或虧損以出售所得淨額與資產帳面值之間之差額釐定，並於報廢或出售當日在收支帳項內確認。

City University of Hong Kong 香港城市大學

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

Significant Accounting Policies 主要會計政策（續）

(h)

Property, Plant and Equipment (continued) Depreciation is calculated to write off the cost of items of property, plant and equipment, less their estimated residual value, if any, using the straight line method over their estimated useful lives as follows:

(continued)

–

Interest in leasehold land held for own use under operating leases is amortised over the shorter of the unexpired term of lease or 50 years.

–

Buildings situated on leasehold land are depreciated over the shorter of the unexpired term of lease and their estimated useful lives, but no more than 50 years after the date of completion.

–

Building Installation Services are depreciated over the shorter of the unexpired term of lease and their estimated useful lives, but no more than 20 years after the date of completion where the assets are situated. Leasehold Improvements Plant and Equipment Computer Equipment and Software Furniture and Fittings

the shorter of unexpired terms of the leases and 5 years 4 years 4 years 5 years

Where parts of an item of property, plant and equipment have different useful lives, the cost of the item is allocated on a reasonable basis between the parts and each part is depreciated separately. Both the useful life of an asset and its residual value, if any, are reviewed annually. Construction in progress represents buildings under construction and is stated at cost less any impairment losses, and is not depreciated. Construction in progress is reclassified to buildings situated on leasehold land when completed and ready for use.

(h)

校舍、機器及設備（續）折舊是用直線法，按下列預計可用年限，以撤銷各校舍、機器及設備的成本減去預計殘值（如有）： –

以經營租賃持作自用的租賃土地權益是以該租賃的尚餘租期或50年兩者中較短的期間攤銷。

–

位於租賃土地的物業是按尚餘租賃期及其估計可使用年限兩者中較短期間計算折舊，但不會超過完工日後的50年。

–

物業裝置是按尚餘租賃期及其估計可使用年期兩者中的較短期間計算折舊，但不會超過該資產所在物業的完工日後的 20年。裝修設備機器及設備電腦設備及軟件傢俬及配件

尚餘租賃期及5年兩者中的較短期間 4年 4年 5年

當一項校舍、機器及設備的一些部分有不同的可使用年限，各部分的成本將被合理地分配及個別地計算各部分的折舊。資產的可使用年限及其殘值（如有），均會每年加以檢討。在建工程為在建築中的物業及以成本減去減值虧損列帳而並無計算折舊。當工程完工及可作使用時，在建工程會被重新劃歸為位於租賃土地上的物業。

Annual Report 2012–13 年報

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

1 (i)

Significant Accounting Policies 主要會計政策（續）

(continued)

Intangible Assets Expenditure on research activities, undertaken with the prospect of gaining new scientific or technical knowledge and understanding, is recognised as an expense in the period in which it is incurred. Expenditure on development activities is capitalised if the product or process is technically and commercially feasible and the Group has sufficient resources and the intention to complete development. The expenditure capitalised includes the cost of materials, direct labour and an appropriate proportion of overheads. Capitalised development costs are stated at cost less accumulated amortisation and impairment losses (see note 1(k)). Other development expenditure is recognised as an expense in the period in which it is incurred. Other intangible assets that are acquired by the Group are stated in the Statement of Financial Position at cost less accumulated amortisation (where the estimated useful lives are other than indefinite) and impairment losses (see note 1(k)). Expenditure on internally generated goodwill and brands is recognised as an expense in the period in which it is incurred. Amortisation of intangible assets is charged to income and expenditure accounts on a straight line basis over the assets’ estimated useful lives unless such lives are indefinite. The following intangible assets with finite useful lives are amortised from the date they are available for use and their estimated useful lives are as follows: – –

Capitalised Development Costs Film Rights

5 years 4 years

Subsequent expenditure on an intangible asset after its purchase or its completion is recognised as an expense when it is incurred unless it is probable that this expenditure will enable the asset to generate future economic benefits in excess of its originally assessed standard of performance and this expenditure can be measured and attributed to the asset reliably. If these conditions are met, the subsequent expenditure is added to the cost of the intangible asset and amortised accordingly.

(i)

無形資產為了認識和掌握新科技或技術而進行的研究活動的開支，在其產生的期間內確認為支出。如果某項產品或程序在技術和商業上可行，而且大學整體有充足的資源及有意完成開發工作，開發活動的開支便會予以資本化。資本化開支包括物料成本、直接勞務費用及適當比例的間接費用。已資本化的開發成本按成本減去累計攤銷及減值虧損後列帳（見附註1(k)）。其他開發開支則在其產生的期間內確認為支出。其他由大學整體購入的無形資產按成本減去累計攤銷（若預計可用年限並非無限）及減值虧損後列入財務狀況表（見附註1(k)）。內部產生的商譽和品牌的開支在其產生的期間內確認為支出。無形資產的攤銷是按下列預計可用年限以直線法在收支帳項列支，除非可用年限為無限。以下有限年限的無形資產於可用日起開始攤銷而其預計可用年限為： – –

已資本化的開發成本電影版權

5年 4年

在購入無形資產或無形資產完成後出現的開支均在產生時確認為支出，除非這些開支有可能令資產所產生的未來經濟效益超過原先評估的表現水平，而且開支的數額可以可靠地計算並歸屬於某項資產。假如符合上述條件，其後開支會計入無形資產的成本及相應地攤銷。

City University of Hong Kong 香港城市大學

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

Significant Accounting Policies 主要會計政策（續）

(j)

Leased Assets

(continued)

An arrangement comprising a transaction or a series of transactions is or contains a lease if the Group determines that the arrangement conveys a right to use a specific asset or assets for an agreed period of time in return for a payment or a series of payments. Such a determination is made based on an evaluation of the substance of the arrangement and is regardless of whether the arrangement takes the legal form of a lease.

(i)

Classification of leased assets Assets that are held by the Group under leases which transfer to the Group substantially all the risks and rewards of ownership are classified as being held under finance leases. Leases which do not transfer substantially all the risks and rewards of ownership to the Group are classified as operating leases.

(ii)

Assets held for use in operating leases Where the Group leases out assets under operating leases, the assets are included in the Statement of Financial Position according to their nature and, where applicable, are depreciated in accordance with the Group’s depreciation policy, as set out in note 1(h). Impairment losses are accounted for in accordance with the accounting policy as set out in note 1(k). Revenue arising from operating leases is recognised in accordance with the Group’s revenue recognition policy, as set out in note 1(q).

(iii)

Operating lease charges Where the Group has the use of assets under operating leases, payments made under the leases are charged to income and expenditure accounts in equal instalments over the accounting periods covered by the lease term, except where an alternative basis is more representative of the pattern of benefits to be derived from the leased assets. Lease incentives received are recognised in income and expenditure accounts as an integral part of the aggregate net lease payments made. Contingent rentals are charged to income and expenditure accounts in the accounting period in which they are incurred.

(j)

租賃資產大學整體確定協議具有在協定期限內通過支付一筆或一連串款項而使用某一特定資產或多項資產之權利，則該協議（由一宗交易或一連串交易組成）為租賃或包括租賃。該釐定乃根據安排之內容評估而作出，而無論安排是否具備租賃之法律形式。

(i)

租賃資產的分類對於大學整體以租賃持有的資產，如租賃使所有權的絕大部分風險和回報轉移至大學整體，有關的資產會分類為以融資租賃持有；如租賃不會使擁有權的絕大部分風險和回報轉移至大學整體，則分類為經營租賃。

(ii)

用作經營租賃的資產如屬大學整體以經營租賃出租資產的情況，則有關的資產會按性質列入財務狀況表，並在適當的情況下，按附註1(h) 所載大學整體的折舊政策計算折舊。減值虧損按照附註1(k)所述的會計政策入帳。經營租賃所產生的收入則根據附註 1(q)所載大學整體確認收入的政策確認。

(iii)

經營租賃費用如屬大學整體透過經營租賃使用資產的情況，除有另一可選的基準更能代表源自租賃使用該資產的利益的模式外，則根據租賃作出的付款會在租賃期所涵蓋的會計期間內，以等額在收支帳項列支。經營租賃協議所涉及的激勵措施均在收支帳項中確認為租賃淨付款總額的組成部分。不能確定的租金在發生時的會計期間內的收支帳項中列支。

Annual Report 2012–13 年報

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

Significant Accounting Policies 主要會計政策（續）

(k)

Impairment of Assets

(i)

(continued)

Impairment of investments in debt and equity securities and other receivables Investments in debt and equity securities and other current and non-current receivables that are stated at cost or amortised cost or are classified as available-for-sale securities are reviewed at the end of each reporting period to determine whether there is objective evidence of impairment. Objective evidence of impairment includes observable data that comes to the attention of the Group about one or more of the following loss events: –

significant financial difficulty of the debtor;

–

a breach of contract, such as a default or delinquency in interest or principal payments;

–

it becoming probable that the debtor will enter bankruptcy or other financial re-organisation;

–

significant changes in the technological, market, economic or legal environment, that have an adverse effect on the debtor; and

–

a significant or prolonged decline in the fair value of an investment in an equity instrument below its cost.

If any such evidence exists, any impairment loss is determined and recognised as follows: For investments in subsidiaries and associates (including those recognised using the equity method (see note 1(f)), the impairment loss is measured by comparing the recoverable amount of the investment with its carrying amount in accordance with note 1(k)(ii). The impairment loss is reversed if there has been a favourable change in the estimates used to determine the recoverable amount in accordance with note 1(k)(ii).

(k)

資產減值

(i)

債務證券及股份證券投資及其他應收帳項的減值按成本或攤銷成本入帳的債務與股份證券投資及其他流動與非流動應收款或已劃歸的可供出售證券，會在每個結算日進行檢討，以確定是否有客觀的減值憑證。客觀的減值跡象包括大學整體留意到的有關以下一項或以上的虧損事項可觀察數據： –

負債人的重大財政困難；

–

違反合約，例如不履行或拖欠還本付息；

–

負債人很有可能破產或進行其他債務重組；

–

技術、市場、經濟或法律環境出現重大變動而對負債人產生負面影響；

–

股份投資工具的公允價值顯著或長期下跌至低於其成本。

如有任何這類憑證存在，便會釐定減值虧損並按以下方式確認：對於在附屬公司及聯營公司的投資（包括採用權益法確認的投資（參閱附註1(f)），減值虧損的計量是將投資的可收回金額與賬面值按照附註1(k)(ii) 進行比較。如果出現了有利的變化，將根據附註1(k)(ii) 的估計對可收回金額撥回減值損失。

City University of Hong Kong 香港城市大學

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

Significant Accounting Policies 主要會計政策（續）

(k)

Impairment of Assets (continued)

(i)

(continued)

Impairment of investments in debt and equity securities and other receivables (continued) For unquoted equity securities carried at cost, the impairment loss is measured as the difference between the carrying amount of the financial asset and the estimated future cash flows, discounted at the current market rate of return for a similar financial asset where the effect of discounting is material. Impairment losses for equity securities are not reversed. For accounts receivable and other financial assets carried at amortised cost, the impairment loss is measured as the difference between the asset’s carrying amount and the present value of estimated future cash flows, discounted at the financial asset’s original effective interest rate (i.e. the effective interest rate computed at initial recognition of these assets). If in a subsequent period the amount of an impairment loss decreases and the decrease can be linked objectively to an event occurring after the impairment loss was recognised, the impairment loss is reversed through income and expenditure accounts. A reversal of an impairment loss shall not result in the asset’s carrying amount exceeding that which would have been determined had no impairment loss been recognised in prior years. For available-for-sale securities, the cumulative loss that had been recognised directly in the Other Funds is reclassified to income and expenditure accounts. The amount of the cumulative loss that is recognised in income and expenditure accounts is the difference between the acquisition cost (net of any principal repayment and amortisation) and current fair value, less any impairment loss on that asset previously recognised in income and expenditure accounts. Impairment losses recognised in income and expenditure accounts in respect of available-for-sale equity securities are not reversed through income and expenditure accounts. Any subsequent increase in the fair value of such assets is recognised in other comprehensive income. Impairment losses in respect of available-for-sale debt securities are reversed if the subsequent increase in fair value can be objectively related to an event occurring after the impairment loss was recognised. Reversals of impairment losses in such circumstances are recognised in income and expenditure accounts.

(k)

資產減值（續）

(i)

債務證券及股份證券投資及其他應收帳項的減值（續）就以成本列帳的無報價股份證券而言，減值虧損是以金融資產的帳面金額與以同類金融資產的當時市場回報率折現（如果折現會造成重大的影響）的預計未來現金流量之間的差額計量。股份證券的減值虧損不可撥回。就以攤銷成本列帳的應收帳款及其他金融資產而言，減值虧損是以資產的帳面金額與以其原有的實際利率（即在初始確認有關資產時計算的實際利率）所折現的預計未來現金流量現值之間的差額計量。如果減值虧損在期後減少，又能夠客觀地與減值虧損確認後發生的事件相連，則應通過收支帳項撥回減值虧損。減值虧損的撥回不應使資產的帳面金額超過其在以往年度沒有確認任何減值虧損而應釐定的數額。就可供出售證券而言，已直接在其他基金中確認的累計虧損會重新分類轉往收支帳項。在收支帳項中確認的累計虧損是以購買成本（扣除任何本金償還和攤銷額）與當時公允價值之間的差額，並減去以往就該資產在收支帳項中確認的任何減值虧損後計算。可供出售股份證券已在收支帳項中確認的減值虧損不會通過收支帳項撥回。這些資產公允價值其後的任何增額會在其他全面收益內直接確認。若其後公允價值增加可被客觀地認為與確認該減值虧損後所發生的事件有關，則會撥回可供出售債務證券之減值虧損。該等情況下撥回之減值虧損會於收支帳項內確認。

Annual Report 2012–13 年報

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

Significant Accounting Policies 主要會計政策（續）

(k)

Impairment of Assets (continued)

(ii)

(continued)

Impairment of other assets Internal and external sources of information are reviewed at the end of each reporting period to identify indications that the following assets may be impaired or an impairment loss previously recognised no longer exists or may have decreased: –

property, plant and equipment;

–

intangible assets; and

–

investments in subsidiaries and associates

If any such indication exists, the asset’s recoverable amount is estimated. The recoverable amount of an asset is the greater of its fair value less costs to sell and value in use. In assessing value in use, the estimated future cash flows are discounted to their present value using a pre-tax discount rate that reflects current market assessments of the time value of money and the risks specific to the asset. Where an asset does not generate cash inflows largely independent of those from other assets, the recoverable amount is determined for the smallest group of assets that generates cash inflows independently (i.e. a cash-generating unit). An impairment loss is recognised in income and expenditure accounts whenever the carrying amount of an asset, or the cash-generating unit to which it belongs, exceeds its recoverable amount. An impairment loss is reversed if there has been a favourable change in the estimates used to determine the recoverable amount. A reversal of an impairment loss is limited to the asset’s carrying amount that would have been determined had no impairment loss been recognised in prior years. Reversals of impairment losses are credited to income and expenditure accounts in the year in which the reversals are recognised.

(k)

資產減值（續）

(ii)

其他資產的減值在每個結算日，內部和外來的訊息會用作參考，以確定下列資產是否出現減值跡象，或是以往確認的減值虧損不再存在或已經減少︰ –

校舍、機器及設備；

–

無形資產；及

–

附屬公司及聯營公司的投資

如果出現減值跡象，便會估計該資產的可收回數額。資產的可收回數額是按其公允價值減去出售成本與使用價值兩者中的較高額。在評估使用價值時，預計未來現金流量會按照能反映當時市場對貨幣時間值和資產特定風險的評估的稅前折現率，折現至其現值。如果資產所產生的現金流入基本上並非獨立於其他資產所產生的現金流入，則以能產生獨立現金流入的最小資產類別（即現金產生單元）來釐定可收回數額。當資產的帳面金額或其所屬的現金產生單元高於其可收回數額時，便會在收支帳項中確認減值虧損為開支。如果用以釐定可收回數額的估計出現有利的變化，有關的減值虧損便會撥回。減值虧損的撥回不應使資產的帳面金額超過其在以往年度沒有確認任何減值虧損而應釐定的數額。所撥回的減值虧損在確認轉回的年度內計入收支帳項中。

City University of Hong Kong 香港城市大學

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

Significant Accounting Policies 主要會計政策（續）

(l)

Accounts Receivable

(continued)

Accounts receivable are initially recognised at fair value and thereafter stated at amortised cost using the effective interest method, less impairment losses for bad and doubtful debts (see note 1(k)), except where the receivables are interest-free loans made to related parties without any fixed repayment terms or the effect of discounting would be immaterial. In such cases, the receivables are stated at cost less impairment losses for bad and doubtful debts (see note 1(k)).

(m) Interest-bearing Borrowings Interest bearing borrowings are recognised initially at fair value less attributable transaction costs. Subsequent to initial recognition, interest-bearing borrowings are stated at amortised cost with any difference between the amount initially recognised and redemption value being recognised in income and expenditure accounts over the period of the borrowings using the effective interest method.

(n)

Accounts Payable Accounts payable are initially recognised at fair value and thereafter stated at amortised cost unless the effect of discounting would be immaterial, in which case they are stated at cost.

(o)

Cash and Cash Equivalents Cash and cash equivalents comprise cash at bank and in hand, demand deposits with banks and other financial institutions, and short-term, highly liquid investments that are readily convertible into known amounts of cash and that are subject to an insignificant risk of changes in value, having been within three months of maturity at acquisition.

(p)

Provisions and Contingent Liabilities Provisions are recognised for liabilities of uncertain timing or amount when the Group has a legal or constructive obligation arising as a result of a past event, when it is probable that an outflow of economic benefits will be required to settle the obligation and a reliable estimate can be made. Where the time value of money is material, provisions are stated at the present value of the expenditure expected to settle the obligation. Where it is not probable that an outflow of economic benefits will be required, or the amount cannot be estimated reliably, the obligation is disclosed as a contingent liability, unless the probability of outflow of economic benefits is remote. Possible obligations, which existence will only be confirmed by the occurrence or non-occurrence of one or more future events, are also disclosed as contingent liabilities unless the probability of outflow of economic benefits is remote.

(l)

應收帳款應收帳款先按公允價值確認，其後以實際利率計算按攤銷成本值並扣除因呆壞帳引起的減值虧損後所得數額列示（見附註 1(k)）；但如應收帳款是向關聯方作出之免息及無固定還款期之貸款，或其折現影響並不重大則除外。在此情況下，應收帳款會按成本減去呆壞帳減值虧損後所得數額列示（見附註1(k)）。

(m) 帶息借款帶息借款先按公允價值減去相關交易成本後確認。初次確認後，帶息借款以攤銷成本列示，而初次確認價值與贖回價值之間的任何差異均於借款期內以實際利率法在收支帳項中確認。

(n)

應付帳款應付帳款先按公允價值確認，其後按攤銷成本列示。但如折現影響並不重大，則按成本列示。

(o)

現金及現金等價物現金及現金等價物包括銀行存款及現金、存放於銀行和其他財務機構的活期存款，以及短期和高流動性的投資。這些投資可以隨時換算為已知的現金額且價值變動方面的風險不大，並在購入後三個月內到期。

(p)

撥備及或有負債如果大學整體須就已發生的事件承擔法律或推定義務，因而預期會導致含有經濟效益的資源外流，在可以作出可靠的估計時，大學整體便會就該時間或數額不定的負債計提撥備。當金錢的時間值重大時，撥備以預計在履行該責任時支出的現值列帳。如果含有經濟效益的資源外流的可能性較低，或是無法對有關數額作出可靠的估計，便會將該義務披露為或有負債，但資源外流的可能性極低則除外。須視乎某宗或多宗未來事件是否發生才能確認存在與否的潛在義務亦會披露為或有負債；但假如這類資源外流的可能性極低則除外。

Annual Report 2012–13 年報

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

1 (q)

Significant Accounting Policies 主要會計政策（續）

(continued)

Revenue Recognition Revenue is measured at the fair value of the consideration received or receivable. Provided it is probable that the economic benefits will flow to the Group and the revenue and expenditure, if applicable, can be measured reliably, revenue is recognised in the Statement of Comprehensive Income as follows:

(i)

Government subventions Government grants are recognised in the Statement of Financial Position initially as deferred income when there is reasonable assurance that they will be received and that the Group will comply with the conditions attaching to them. Grants with specific purposes are recognised as revenue in income and expenditure accounts on a systematic basis in the same periods in which the expenses are incurred. Grants without a specific purpose attached are recognised as revenue on an accrual basis. Recurrent grants and earmarked grants for specific purposes spent on capital expenditure are initially recorded as Deferred Capital Funds and recognised as income over the useful lives of the related assets when they are put into use, to the extent of the related depreciation expenses incurred for the period.

(ii)

Tuition and other fees Tuition and other fees are recognised on an accrual basis and unearned fees are treated as deferred income.

(iii)

Interest income Interest income is recognised as it accrues using the effective interest method.

(iv)

Dividends Dividend income from unlisted investments is recognised when the shareholder’s right to receive payment is established. Dividend income from listed investments is recognised when the share price of the investment goes ex-dividend.

(q)

收入確認收入是按公允價值計算已收或應收之金額。如果經濟效益可能會流入大學整體，而收入和支出（如適用）又能夠可靠地計算時，收入便會根據下列基準在全面收益表內確認。

(i)

政府撥款當大學整體可以合理確定將會收到政府撥款及將遵照其附帶的條件時，初始會在財務狀況表確認為遞延收入。有特定用途的撥款會在開支產生的期間有系統地在收支帳項確認為收入。沒有附帶特定用途的撥款以權責發生制確認為收入。用於資本性開支的經常性撥款及有特別目的的特定撥款最初會記錄在遞延資本基金，然後按相關資產自投入使用後的可使用年限確認為收入，但以在期間產生有關的折舊支出為限。

(ii)

學費及其他收入學費及其他收入以權責發生制確認為收入，而所有預繳費用均以遞延收入列帳。

(iii)

利息收入利息收入是以實際利息法隨發生而確認為收入。

(iv)

股息非上市投資的股息收入在股東收取款項的權利確立時確認。上市投資的股息收入在投資項目的股價除息時確認。

City University of Hong Kong 香港城市大學

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

Significant Accounting Policies 主要會計政策（續）

(q)

Revenue Recognition (continued)

(v)

(continued)

Donations Donations for general purpose are recognised in income and expenditure accounts when the Group becomes entitled to the donations and it is probable that they will be received, which is generally upon receipt of cash. Donations for specific purposes are initially recognised as deferred income when received. They are recognised as income when the related expenditure is incurred.

(vi)

Rental income from operating leases Rental income receivable under operating leases is recognised in income and expenditure accounts in equal instalments over the accounting periods covered by the lease term, except where an alternative basis is more representative of the pattern of benefits to be derived from the use of the leased asset. Lease incentives granted are recognised in income and expenditure accounts as an integral part of the aggregate net lease payments receivable.

(vii) Service income Service income is recognised in income and expenditure accounts when the related services are rendered.

(r)

(q)

Employee Benefits (i)

Salaries, paid annual leave and the cost of non-monetary benefits are accrued in the year in which the associated services are rendered by employees of the Group.

(ii)

Contributions to defined contribution retirement plans, including Mandatory Provident Funds as required under the Hong Kong Mandatory Provident Fund Schemes Ordinance, are recognised as an expense in income and expenditure accounts as incurred.

(iii)

Termination benefits are recognised when, and only when, the Group demonstrably commits itself to terminate employment or to provide benefits as a result of voluntary redundancy by having a detailed formal plan which is without realistic possibility of withdrawal.

收入確認（續）

(v)

外界捐款一般的外界捐款以大學整體收取該等捐款的權利確立並可能會實現時在收支帳項上確認，通常於收取捐款時列帳。有特定用途的外界捐款在收取後初始確認為遞延收入。當相關之支出產生時，該捐款將確認為收入。

(vi)

經營租賃的租金收入經營租賃的應收租金收入在租賃期所涵蓋的會計期間內，以等額在收支帳項確認；但如有另一可行的基準能更清楚地反映租賃資產所產生的收益模式則除外。經營租賃協議所涉及的激勵措施在收支帳項中確認為應收租賃淨付款總額的組成部分。

(vii) 服務收入服務收入在有關服務提供後在收支帳項上確認。

(r)

僱員福利 (i)

薪金、有薪假期及各項非貨幣福利成本在僱員提供相關服務的年度內累計。

(ii)

對界定供款退休計劃的供款，包括根據香港《強制性公積金計劃條例》的規定作出的強制性公積金供款，於權責發生時在收支帳項列支。

(iii)

合約終止補償只會在大學整體根據正式、具體，且不大可能撤回的計劃終止僱員合約或僱員根據該計劃自願離職而終止合約並作出補償時確認。

Annual Report 2012–13 年報

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

Significant Accounting Policies 主要會計政策（續）

(s)

Income Tax

(continued)

Income tax for the year comprises current tax which is the expected tax payable on the taxable income for the year, using tax rates enacted or substantively enacted at the end of the reporting period, and any adjustment to tax payable in respect of previous years.

(t)

Translation of Foreign Currencies Foreign currency transactions during the year are translated into Hong Kong dollars at the foreign exchange rates ruling at the transaction dates. Monetary assets and liabilities denominated in foreign currencies are translated into Hong Kong dollars at the foreign exchange rates ruling at the end of the reporting period. Exchange gains and losses are dealt with income and expenditure accounts. Non-monetary assets and liabilities that are measured in terms of historical cost in a foreign currency are translated using the foreign exchange rates ruling at the transaction dates. Non-monetary assets and liabilities denominated in foreign currencies that are stated at fair value are translated using the foreign exchange rates ruling at the dates the fair value was determined. The results of operations outside Hong Kong are translated into Hong Kong dollars at the average exchange rates for the year. Items in the Statement of Financial Position are translated into Hong Kong dollars at the rates of exchange ruling at the end of the reporting period. The resulting exchange differences are dealt with as a movement in reserves. On disposal of an operation outside Hong Kong, the cumulative amount of the exchange differences recognised in reserves which relate to that operation outside Hong Kong is included in the calculation of the gain or loss on disposal.

(s)

所得稅本年度所得稅包括按本年度應課稅收入根據已執行或在結算日實質上已執行的稅率計算的預期應付稅項，加上以往年度應付稅項的任何調整。

(t)

外幣換算年度內的外幣交易按交易日的匯率換算為港元。以外幣為單位的貨幣資產及負債則按結算日的匯率換算為港元。匯兌盈虧撥入收支帳項處理。以外幣按歷史成本計量的非貨幣資產及負債，乃按交易日期的匯率換算。以外幣為單位按公允價值列帳的非貨幣資產及負債，則按公允價值釐定當日的匯率換算。香港境外營運的業績按年內的平均匯率換算為港元；在財務狀況表內的項目則按結算日的匯率換算為港元。所產生的匯兌差額作為儲備變動處理。在出售香港境外營運時，在儲備內已確認與該香港境外營運有關的累計匯兌差額會包括在計算出售的盈利或虧損內。

City University of Hong Kong 香港城市大學

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

1 (u)

Significant Accounting Policies 主要會計政策（續）

(continued)

Related Parties (i)

(ii)

A person, or a close member of that person’s family, is related to the Group if that person: a.

has control or joint control over the Group;

has significant influence over the Group; or

is a member of the key management personnel of the Group.

An entity is related to the Group if any of the following conditions applies: a.

The entity and the Group are members of the same group (which means that each parent, subsidiary and fellow subsidiary is related to the others).

One entity is an associate or joint venture of the other entity (or an associate or joint venture of a member of a group of which the other entity is a member).

Both entities are joint ventures of the same third party.

One entity is a joint venture of a third entity and the other entity is an associate of the third entity.

The entity is a post-employment benefit plan for the benefit of employees of either the Group or an entity related to the Group.

The entity is controlled or jointly controlled by a person identified in (i).

A person identified in (i)a has significant influence over the entity or is a member of the key management personnel of the entity (or of a parent of the entity).

Close members of the family of a person are those family members who may be expected to influence, or be influenced by, that person in their dealings with the entity.

(u)

關聯方 (i)

(ii)

在下列情況，個人或其直系親屬被視為大學整體的關聯方： a.

該人士對大學整體擁有控制或共同控制權；

該人士對大學整體擁有重大影響力；

該人士是大學整體的其中一名主要管理人員。

在下列情況，該實體被視為與大學整體有關聯︰ a.

該實體與大學整體屬同一集團之成員（即各母公司、附屬公司或同系附屬公司之間互相有關連）。

實體屬其他實體的聯營或合營公司（或屬其他集團的成員的聯營或合營公司而其他實體為其成員）。

同屬第三方的合營公司。

實體屬第三方的合營公司和其他實體為第三方的聯營公司。

該實體為大學整體或屬大學整體關連的任何實體的僱員利益而設立的退休福利計劃。

該實體受以上(i)所述的個人所控制或共同控制。

以上(i)a 所述個人對實體有重大影響力，或是該實體的其中一名主要管理人員（或該實體的母公司）。

個人的直系親屬指與該實體交易時預期可影響該個人、或受該個人影響的家庭成員。 Annual Report 2012–13 年報

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

Government Subventions 政府撥款 (In thousands of Hong Kong dollars) Subventions from University Grants Committee (UGC) Block Grants and Supplementary Grants Supplementary Grants for Salary Revision

（以千港元計）大學教育資助委員會（教資會）撥款整體撥款及補助撥款薪酬調整補助撥款

Earmarked Research Grants Other Earmarked Grants Home Financing Scheme Housing-related Benefits other than Home Financing Scheme Knowledge Transfer Fund Matching Grant for Internationalising the Student Population Promoting Outcome-based Approaches in Student Learning Development of Normative 4-year Undergraduate Programmes Others

特定研究撥款其他特定撥款居所資助計劃其他與房屋福利有關之補助金知識轉移活動補助金學生國際化配對基金鼓勵果效為本的學生學習方法發展四年制標準學士學位課程其他

Matching Grants Rates and Government Rent Refund Capital Grants and Alterations, Additions, Repairs and Improvements (AA&I) Block Allocations

配對補助金退還差餉及政府地租基本工程撥款及改建、加建、維修及改善工程整體撥款

Grants from Government Agencies

來自其他政府機構的撥款

City University of Hong Kong 香港城市大學

The Group 大學整體 2013 2012

The University 大學 2013 2012

1,515,374 89,025 1,604,399 85,187

1,324,158 70,307 1,394,465 89,328

1,515,374 89,025 1,604,399 85,187

1,324,158 70,307 1,394,465 89,328

6,321

13,452

6,321

13,452

13,884 4,816

13,884 10,831

13,884 4,816

13,884 10,831

4,123

1,889

4,123

1,889

1,176

3,160

1,176

3,160

61 1,251 31,632 83,349 32,868

66,375 204 109,795 –

27,051

61 1,251 31,632 83,349 32,412

132,824

105,643

132,824

105,643

1,970,259 55,966 2,026,225

1,726,282 42,554 1,768,836

1,969,803 52,168 2,021,971

1,725,855 39,256 1,765,111

26,624

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

Tuition and Other Fees 學費及其他收費 (In thousands of Hong Kong dollars) UGC-funded Programmes Tuition Other Fees Non-UGC-funded Programmes Tuition Other Fees

The University 大學 2013 2012

573,498 13,590

449,686 12,411

573,498 13,590

449,686 12,411

1,080,922 20,573 1,688,583

1,058,059 18,196 1,538,352

767,155 15,923 1,370,166

754,052 15,004 1,231,153

（以千港元計）基本工程獎學金、獎金及助學金研究活動大學發展及其他

The Group 大學整體 2013 2012 4,783 4,978 54,669 20,524 14,856 5,082 57,388 45,157 131,696 75,741

The University 2013 4,783 54,669 14,856 57,154 131,462

大學 2012 4,978 20,524 5,082 44,937 75,521

（以千港元計）租金收入學生宿舍教職員住屋租金膳食服務大學出版社其他

The Group 大學整體 2013 2012 41,632 38,807 54,854 50,220 11,550 11,762 4,062 3,667 1,155 1,142 14,237 27,674 127,490 133,272

The University 2013 39,411 54,854 11,469 4,062 1,155 8,455 119,406

大學 2012 36,146 50,220 11,630 3,667 1,142 8,481 111,286

（以千港元計）服務收入合約研究雜項

The Group 大學整體 2013 2012 25,234 29,415 5,932 2,542 12,237 14,861 43,403 46,818

The University 2013 24,332 5,932 13,391 43,655

大學 2012 20,165 2,542 26,618 49,325

Auxiliary Services 雜項服務 (In thousands of Hong Kong dollars) Rental Income Residence Halls Rental Contributions from Staff Catering Services University Press Others

The Group 大學整體 2013 2012

Donations and Benefactions 捐款及捐贈 (In thousands of Hong Kong dollars) Capital Projects Scholarships, Prizes and Bursaries Research Activities University Development and Others

（以千港元計）教資會資助課程學費其他收費非教資會資助課程學費其他收費

Other Income 其他收入 (In thousands of Hong Kong dollars) Service Income Contract Research Miscellaneous

Annual Report 2012–13 年報

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

Expenditure 開支

(a)

Analysis of Expenditure 開支分析

(In thousands of Hong Kong dollars) Learning and Research Instruction and Research Library Central Computing Facilities Other Academic Services

（以千港元計）教育及研究教學及研究圖書館中央電腦設施其他教學服務

Institutional Support Management and General Premises and Related Expenses Student and General Education Services Other Activities

教學支援管理及一般項目校舍及有關開支學生及教育服務其他活動

Total Expenditure

總開支

(In thousands of Hong Kong dollars) Learning and Research Instruction and Research Library Central Computing Facilities Other Academic Services

（以千港元計）教育及研究教學及研究圖書館中央電腦設施其他教學服務

Institutional Support Management and General Premises and Related Expenses Student and General Education Services Other Activities

教學支援管理及一般項目校舍及有關開支學生及教育服務其他活動

Total Expenditure

總開支

City University of Hong Kong 香港城市大學

Staff Costs and Benefits 教職員薪酬及福利

The Group 大學整體 2013 Operating Depreciation Expenses and Others

Total

營運開支

折舊及其他

總計

1,845,584 53,167 83,782 111,644 2,094,177

405,264 59,648 38,465 38,709 542,086

105,709 1,314 37,030 2,694 146,747

2,356,557 114,129 159,277 153,047 2,783,010

251,183 98,287 62,549 3,593 415,612 2,509,789

62,680 313,359 151,035 9,852 536,926 1,079,012

9,226 240,336 1,454 984 252,000 398,747

323,089 651,982 215,038 14,429 1,204,538 3,987,548

2012 Operating Depreciation Expenses and Others

Total

營運開支

折舊及其他

總計

1,723,519 49,747 74,694 107,749 1,955,709

418,480 57,747 35,258 38,663 550,148

150,837 2,080 41,030 5,280 199,227

2,292,836 109,574 150,982 151,692 2,705,084

238,549 93,215 63,177 3,662 398,603 2,354,312

53,047 306,846 131,872 13,625 505,390 1,055,538

8,837 212,016 1,800 1,580 224,233 423,460

300,433 612,077 196,849 18,867 1,128,226 3,833,310

Staff Costs and Benefits 教職員薪酬及福利

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

Expenditure 開支（續）

(a)

Analysis of Expenditure (continued) 開支分析（續）

(continued)

(In thousands of Hong Kong dollars) Learning and Research Instruction and Research Library Central Computing Facilities Other Academic Services

（以千港元計）教育及研究教學及研究圖書館中央電腦設施其他教學服務

Institutional Support Management and General Premises and Related Expenses Student and General Education Services Other Activities

教學支援管理及一般項目校舍及有關開支學生及教育服務其他活動

Total Expenditure

總開支

(In thousands of Hong Kong dollars) Learning and Research Instruction and Research Library Central Computing Facilities Other Academic Services

（以千港元計）教育及研究教學及研究圖書館中央電腦設施其他教學服務

Institutional Support Management and General Premises and Related Expenses Student and General Education Services Other Activities

教學支援管理及一般項目校舍及有關開支學生及教育服務其他活動

Total Expenditure

總開支

Staff Costs and Benefits 教職員薪酬及福利

The University 大學 2013 Operating Depreciation Expenses and Others

Total

營運開支

折舊及其他

總計

1,751,435 50,500 78,399 96,540 1,976,874

412,313 56,981 35,774 38,782 543,850

105,289 1,314 34,339 2,694 143,636

2,269,037 108,795 148,512 138,016 2,664,360

225,330 93,376 60,391 257 379,354 2,356,228

52,862 278,786 142,350 6,280 480,278 1,024,128

4,139 190,452 1,454 200 196,245 339,881

282,331 562,614 204,195 6,737 1,055,877 3,720,237

2012 Operating Depreciation Expenses and Others

Total

營運開支

折舊及其他

總計

1,627,180 47,310 69,519 93,945 1,837,954

424,122 55,310 32,670 38,726 550,828

150,074 2,080 38,442 5,281 195,877

2,201,376 104,700 140,631 137,952 2,584,659

212,797 88,289 61,205 214 362,505 2,200,459

44,465 272,988 127,628 3,384 448,465 999,293

3,130 166,423 1,800 933 172,286 368,163

260,392 527,700 190,633 4,531 983,256 3,567,915

Staff Costs and Benefits 教職員薪酬及福利

Annual Report 2012–13 年報

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

Expenditure 開支（續）

(b)

Analysis of Operating Expenses 營運開支分析

(continued)

(In thousands of Hong Kong dollars) Instruction and Research Teaching and Instruction Research Studentships Research and Teaching Development Projects

（以千港元計）教學及研究教學研究生助學金研究及教學發展計劃

Library Central Computing Facilities Other Academic Services Management and General Publicity Auditor’s Remuneration Legal and Professional Fees General Insurance Office Expenses and Others

圖書館中央電腦設施其他教學服務管理及一般項目宣傳與推廣核數師酬金法律及顧問費一般保險費辦公室開支及其他

Premises and Related Expenses Repairs and Maintenance Rental of Leased Premises Notional Rent of Surplus Staff Quarters Utilities, Cleaning and Security Services Government Rent and Rates Property Insurance Office Expenses and Others

校舍及有關開支維修及保養租賃物業租金職員宿舍租金耗用水電燃料、清潔及保安費政府地租及差餉物業保險費辦公室開支及其他

Student and General Education Services Student Support Health Centre Sport Facilities Residence Halls Student Activities Cultural and Sports Activities Office Expenses and Others

學生及教育服務學生支援保健中心體育設施學生舍堂活動文化及體育活動辦公室開支及其他

Other Activities

其他活動

City University of Hong Kong 香港城市大學

The Group 大學整體 2013 2012

The University 大學 2013 2012

236,471 98,642

244,802 97,857

236,742 98,642

247,565 97,857

70,151 405,264 59,648 38,465 38,709

75,821 418,480 57,747 35,258 38,663

76,929 412,313 56,981 35,774 38,782

78,700 424,122 55,310 32,670 38,726

12,613 1,058 6,231 2,124 40,654 62,680

10,593 1,087 3,234 2,074 36,059 53,047

10,686 587 6,231 2,124 33,234 52,862

8,749 560 3,204 2,074 29,878 44,465

36,531 55,591

41,005 59,736

36,107 42,898

37,048 49,260

29,161

27,102

29,161

27,102

137,804 37,150 1,550 15,572 313,359

135,382 31,133 1,426 11,062 306,846

120,339 36,634 1,372 12,275 278,786

118,682 30,645 1,408 8,843 272,988

127,283 10,964 4,116 1,031 3,586 4,055 151,035 9,852

108,320 10,880 4,371 1,104 2,979 4,218 131,872 13,625

118,598 10,964 4,116 1,031 3,586 4,055 142,350 6,280

104,076 10,880 4,371 1,104 2,979 4,218 127,628 3,384

1,079,012

1,055,538

1,024,128

999,293

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

Expenditure 開支（續）

(c)

Number of Higher Paid Staff 高薪教職員人數

(continued)

The remuneration of staff members exceeding $1,800,000 is within the following bands: 本年度獲大學支付超出180萬元薪酬的職員人數如下： Number of Individuals 人數 $1,800,001 to $1,950,000 $1,950,001 to $2,100,000 $2,100,001 to $2,250,000 $2,250,001 to $2,400,000 $2,400,001 to $2,550,000 $2,550,001 to $2,700,000 $2,700,001 to $2,850,000 $2,850,001 to $3,000,000 $3,000,001 to $3,150,000 $3,150,001 to $3,300,000 >$3,300,000

2013 32 25 17 18 5 6 4 3 2 2 4 118

2012 22 13 13 14 8 5 3 3 1 – 5 87

Interest and Net Investment Return 利息及淨投資回報 (In thousands of Hong Kong dollars) （以千港元計） Interest Income 利息收入 Dividend Income 股息收入 Realised Gains on Investments in 證券投資的已實現 Securities 收益 Unrealised Gains/(Losses) on Investments 證券投資的未實現 in Securities 收益 ╱（虧損）

The Group 大學整體 2013 2012 93,531 99,422 68,140 66,105

The University 大學 2013 2012 78,331 99,377 68,140 66,105

154,189

115,561

152,827

115,561

52,387 368,247

(323,399) (42,311)

56,521 355,819

(324,026) (42,983)

Annual Report 2012–13 年報

100

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

Taxation 稅項 Taxation in the Statement of Comprehensive Income of the Group and University represents: 大學整體及大學全面收益表所示的稅項為：

(In thousands of Hong Kong dollars) Provision for Hong Kong Profits Tax – Provision for the Year – Overprovision in Prior Years China Enterprise Income Tax

（以千港元計）香港利得稅撥備 – 本年度撥備 – 以往年度多撥

The Group 大學整體 2013 2012

中國企業所得稅

48 (11) 37 113 150

The University 大學 2013 2012

– – –

29 29

113 113

29 29

The University and two of its subsidiaries, Community College of City University and CityU Professional Services Limited, are exempted from payment of Hong Kong Profits Tax by virtue of Section 88 of the Inland Revenue Ordinance. Other subsidiaries of the University in Hong Kong are subject to Hong Kong Profits Tax calculated at 16.5% (2012: 16.5%) of the estimated assessable profits for the year. Taxation for mainland China operations is charged at the appropriate prevailing rates of taxation ruling in mainland China. No provision for deferred taxation has been made in the financial statements as the effect of all temporary differences is immaterial. 根據香港稅務條例第88條，大學及其兩間附屬公司，分別為香港城市大學專上學院及城大專業顧問有限公司，均可豁免香港利得稅。大學在香港的其他附屬公司按本年度的估計應評稅盈利以16.5%（2012年︰16.5%）的稅率計算香港利得稅。中國大陸業務的稅項是以中國現行實施稅率計算。因暫時產生之遞延稅項數額不大，故並無在財務報表內計算遞延稅項撥備。

City University of Hong Kong 香港城市大學

Financial Statements

財務報表

101

Notes to the Financial Statements 財務報表附註

10 Restricted Fund for Research 研究專用基金 (In thousands of Hong Kong dollars) Balance at 1 July 2011 Transfers from Statement of Comprehensive Income Inter-Fund Transfers (Note 11) Balance at 30 June 2012

（以千港元計） 2011年7月1日結餘轉撥自全面收益表基金轉撥（附註11） 2012年6月30日結餘

The Group 大學整體 272,227 (28,946) 18,255 261,536

Balance at 1 July 2012 Transfers from Statement of Comprehensive Income Inter-Fund Transfers (Note 11) Balance at 30 June 2013

2012年7月1日結餘轉撥自全面收益表基金轉撥（附註11） 2013年6月30日結餘

261,536 (9,752) 34,484 286,268

(In thousands of Hong Kong dollars) Balance at 1 July 2011 Transfers from Statement of Comprehensive Income Inter-Fund Transfers (Note 11) Balance at 30 June 2012

（以千港元計） 2011年7月1日結餘轉撥自全面收益表基金轉撥（附註11） 2012年6月30日結餘

The University 大學 272,130 (28,946) 18,255 261,439

Balance at 1 July 2012 Transfers from Statement of Comprehensive Income Inter-Fund Transfers (Note 11) Balance at 30 June 2013

2012年7月1日結餘轉撥自全面收益表基金轉撥（附註11） 2013年6月30日結餘

261,439 (9,752) 34,484 286,171

The Restricted Fund for Research represents the unspent funding designated for research purpose. The Restricted Fund for Research is attributable to the University and its subsidiaries. 研究專用基金為指定用作研究用途但未使用之基金。研究專用基金屬於大學及其附屬公司。

Annual Report 2012–13 年報

102

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

11 Other Funds 其他基金 The Group 大學整體 General and Development Reserve Fund

Matching Grant Scheme

Selffinancing Activities Fund

一般及發展儲備基金

配對補助金計劃

Donations and Benefactions

Unrealised Investment Reserve

Nonoperating Reserves

自資營運項目基金

非營運項目儲備

總計

Total

捐款及捐贈

未實現之投資儲備

Balance at 1 July 2011

2011年7月1日結餘

554,386

121,565

3,318,461

518,556

2,903

11,343

4,527,214

Surplus/(Deficit) for the Year Transferred from Statement of Comprehensive Income

本年度盈餘 ╱（虧損）轉撥自全面收益表

(170,801)

(1,879)

(161,433)

49,334

–

(284,779)

Other Comprehensive Income

其他全面收益 –

–

1,351

1,351 (4,507)

(In thousands of Hong Kong dollars)

（以千港元計）

Exchange Differences on Translation of Operations outside Hong Kong

換算香港境外營運之匯兌差額

Changes in Fair Value of Available-forSale Securities

可作出售證券公允價值的改變

–

(4,507)

–

Share of Reserves of Associates

應佔聯營公司之儲備

–

(18,255)

Inter-Fund Transfers (Note 10)

基金轉撥（附註10）

629

–

(13,857)

(5,027)

2 –

Balance at 30 June 2012

2012年6月30日結餘

384,214

119,686

3,143,171

562,863

(1,602)

12,694

4,221,026

384,214

119,686

3,143,171

562,863

(1,602)

12,694

4,221,026

95,243

71,115

98,320

142,066

–

406,744

Balance at 1 July 2012

2012年7月1日結餘

Surplus for the Year Transferred from Statement of Comprehensive Income

本年度盈餘轉撥自全面收益表

Other Comprehensive Income

其他全面收益

Exchange Differences on Translation of Operations outside Hong Kong

換算香港境外營運之匯兌差額

–

2,818

Change in Fair Value of Available-forSale Securities

可作出售證券公允價值的改變

–

(1,794)

–

(1,794)

Reclassification Adjustment for Amounts Transferred to Income and Expenditure Accounts:

轉往收支帳項的重新分類調整項目︰

–

(738)

–

(738)

Gain on Disposal of Available-forSale Securities

出售可作出售證券收益

Impairment Loss on Available-forSale Securities

可作出售證券的減值虧損

–

4,134

基金轉撥（附註10）

(5,295)

(15,385)

(13,832)

4,134 –

–

Inter-Fund Transfers (Note 10)

–

(34,484)

Balance at 30 June 2013

2013年6月30日結餘

479,485

185,506

3,226,106

691,097

–

15,512

4,597,706

Attributable to:

屬於︰

University and Subsidiaries

大學及附屬公司

119,686 –

(200)

562,863 –

(1,602) –

12,694 –

4,221,226

聯營公司

384,214 –

3,143,371

Associates Balance as at 30 June 2012

2012年6月30日結餘

384,214

119,686

3,143,171

562,863

(1,602)

12,694

4,221,026

Attributable to:

屬於︰ –

(200)

University and Subsidiaries

大學及附屬公司

185,506 –

1,116

691,097 –

–

15,512 –

4,596,590

聯營公司

479,485 –

3,224,990

Associates Balance as at 30 June 2013

2013年6月30日結餘

479,485

185,506

3,226,106

691,097

–

15,512

4,597,706

City University of Hong Kong 香港城市大學

1,116

Financial Statements

財務報表

103

Notes to the Financial Statements 財務報表附註

11 Other Funds 其他基金（續）

(continued)

(In thousands of Hong Kong dollars) Balance at 1 July 2011 Surplus/(Deficit) for the Year Transferred from Statement of Comprehensive Income Inter-Fund Transfers (Note 10) Balance at 30 June 2012 Balance at 1 July 2012 Surplus for the Year Transferred from Statement of Comprehensive Income Inter-Fund Transfers (Note 10) Balance at 30 June 2013

(a)

（以千港元計） 2011年7月1日結餘本年度盈餘 ╱（虧損）轉撥自全面收益表基金轉撥（附註10） 2012年6月30日結餘 2012年7月1日結餘本年度盈餘轉撥自全面收益表基金轉撥（附註10） 2013年6月30日結餘

General and Development Reserve Fund 一般及發展儲備基金 554,445

(170,801) 629 384,273

The University 大學 SelfDonations financing Matching and Activities Grant Fund Benefactions Scheme 配對自資營運補助金計劃項目基金捐款及捐贈 121,565 2,588,703 518,556

(1,879) –

Total 總計 3,783,269

119,686

(227,356) (13,857) 2,347,490

49,334 (5,027) 562,863

(350,702) (18,255) 3,414,312

384,273

119,686

2,347,490

562,863

3,414,312

95,243 28 479,544

71,115 (5,295) 185,506

22,341 (15,385) 2,354,446

142,065 (13,832) 691,096

330,764 (34,484) 3,710,592

General and Development Reserve Fund 一般及發展儲備基金 The General and Development Reserve Fund (GDRF) represents the unspent funds carried over from one funding period (usually a triennium) to the next to facilitate the University’s longer-term planning and new developmental needs. The balance of the GDRF at the end of a funding period should not exceed 20% of the University’s approved Recurrent Grants other than the Earmarked Grants for Specific Purposes for that funding period. 一般及發展儲備基金指於撥款期末（通常為三年期）未動用而可結轉至另一撥款期用作大學長遠計劃及發展的基金。一般及發展儲備基金期末之結餘以大學獲核准之經常性補助金（特殊用途之指定補助撥款除外）的百分之二十為限。

(b)

Matching Grant Scheme 配對補助金計劃 The fund represents the unspent matching grants under the UGC Matching Grant Schemes. The first Matching Grant Scheme to award UGC-funded institutions in securing private donations was introduced in 2003. 此基金指教資會配對補助金計劃下所配對而未動用之等額配對撥款。第一次配對補助金計劃於2003年起引入，為教資會轄下院校成功籌得私人捐款，提供等額撥款。

(c)

Unrealised Investment Reserve 未實現之投資儲備 The Unrealised Investment Reserve represents the net changes in the fair value of available-for-sale securities held by the Group at the end of the reporting period. 未實現之投資儲備為大學整體於年結日持有的可供出售證券的公允價值的轉變淨額。

Annual Report 2012–13 年報

104

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

11 Other Funds 其他基金（續） (d)

(continued)

Self-financing Activities Fund 自資營運項目基金 Self-financing Activities Fund represents the reserves generated from self-financing programmes and activities. 自資營運項目基金指大學由自資營運的課程及活動所得之基金。

(e)

Donations and Benefactions 捐款及捐贈 The Donations and Benefactions represent unspent donations and related investment income. The funds will be used in accordance with donors’ wish, mainly for Student Support, Campus Development Projects and University’s development. 捐款及捐贈指未動用之捐款及有關的投資收入。此基金將根據捐贈者之意願運用，主要用作學生支援、校舍發展計劃及大學長遠發展之用。

(f)

Non-operating Reserves 非營運項目儲備 Non-operating Reserves comprise exchange difference arising from translation of results of operations outside Hong Kong into Hong Kong dollars. 非營運項目儲備包括由換算香港境外營運之業績為港元時所產生之匯兌損益。

The details of Matching Grants, Matched Donations and their related expenditure are summarised below: 配對補助金、已獲配對捐款及其相關開支的詳細數額概述如下：

(In thousands of Hong Kong dollars) Balance at the Beginning of the Year

（以千港元計）於年初結餘

Income Grants/Donations Interest and Investment Income

收入補助金 ╱捐款利息及投資收入

Expenditure and Transfers Academic Development Research Activities Student Activities Scholarships and Prizes Bursaries Equipment and Supplies Management & General

開支及轉撥學術發展研究活動學生活動獎學金及獎金助學金器材及物料管理及一般項目

Balance at the End of the Year

City University of Hong Kong 香港城市大學

年終結餘

2013 Matching Matched Grants Donations 配對補助金已獲配對捐款 119,686 188,516

83,349 3,017 86,366

116,298 4,133 120,431

88 5,295 1,575 13,164 –

1,017 11,726 1,202 7,969 1,225 –

34 390 20,546 185,506

250 23,389 285,558

2012 Matching Matched Grants Donations 配對補助金已獲配對捐款 121,565 192,635

–

2,382 2,382

1,145 1,145

684 –

1,125 –

120 3,195 –

383 3,714 – –

262 – 4,261 119,686

42 5,264 188,516

Financial Statements

財務報表

105

Notes to the Financial Statements 財務報表附註

12 Property, Plant and Equipment 校舍、機器及設備 The Group 大學整體

(In thousands of Hong Kong dollars) Cost: At 1 July 2011 Exchange Adjustments Additions Transfers Disposals At 30 June 2012

（以千港元計）成本︰於2011年7月1日匯兌調整增置轉撥清理於2012年6月30日

Interests in Leasehold Land Held for Own Use under Operating Leases 以經營租賃持作自用的租賃土地權益

Furniture, Machinery and Construction Leasehold Buildings in Progress Improvements Equipment

Total

傢俬、機器及器材

總計

1,350,774 172 88,749 –

5,910,190 1,512 651,130 –

(84,038) 1,355,657

(84,038) 6,478,794

1,355,657 444 111,767 –

6,478,794 3,683 391,546 –

(33,137) 1,434,731

(33,137) 6,840,886

1,161,593 161 117,593 (83,699) 1,195,648

2,627,792 173 289,525 (83,699) 2,833,791 2,833,791 677 311,948 (33,099) 3,113,317

校舍

在建工程

租賃物業裝修

98,242 – – – –

3,029,987 1,340 20,758 767,830 –

921,712 –

509,475 –

517,940 (783,967) –

23,683 16,137 –

98,242

3,819,915

655,685

549,295

98,242 – – – –

3,819,915 3,228 6,016 765,882 –

655,685 – 223,074 (842,405) –

549,295 11 50,689 76,523 –

98,242

4,595,041

36,354

676,518

17,765 –

19,868

1,172,506

– – – – –

381,054 –

2,103 –

1,067,380 12 105,114 –

19,868 –

21,970

1,298,141

– – – – –

445,769 –

2,102 –

1,172,506 289 125,346 –

525,235

1,195,648 388 105,034 (33,099) 1,267,971

At 1 July 2012 Exchange Adjustments Additions Transfers Disposals At 30 June 2013

於2012年7月1日匯兌調整增置轉撥清理於2013年6月30日

Accumulated Amortisation and Depreciation: At 1 July 2011 Exchange Adjustments Charge for the Year Written Back on Disposal At 30 June 2012

累積攤銷及折舊︰於2011年7月1日匯兌調整本年度攤銷及折舊清理撥回於2012年6月30日

At 1 July 2012 Exchange Adjustments Charge for the Year Written Back on Disposal At 30 June 2013

於2012年7月1日匯兌調整本年度攤銷及折舊清理撥回於2013年6月30日

Net Book Value: At 30 June 2013

帳面淨值︰於2013年6月30日

76,272

3,296,900

36,354

151,283

166,760

3,727,569

At 30 June 2012

於2012年6月30日

78,374

2,647,409

655,685

103,526

160,009

3,645,003

64,715 – 445,769

79,466 –

Annual Report 2012–13 年報

106

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

12 Property, Plant and Equipment 校舍、機器及設備（續）

(continued)

The University 大學

(In thousands of Hong Kong dollars) Cost: At 1 July 2011 Additions Transfers Disposals At 30 June 2012

（以千港元計）成本︰於2011年7月1日增置轉撥清理於2012年6月30日

At 1 July 2012 Additions Transfers Disposals At 30 June 2013

於2012年7月1日增置轉撥清理於2013年6月30日

Accumulated Amortisation and Depreciation: At 1 July 2011 Charge for the Year Written Back on Disposal At 30 June 2012

累積攤銷及折舊︰於2011年7月1日本年度攤銷及折舊清理撥回於2012年6月30日

At 1 July 2012 Charge for the Year Written Back on Disposal At 30 June 2013

於2012年7月1日本年度攤銷及折舊清理撥回於2013年6月30日

Net Book Value: At 30 June 2013

帳面淨值：於2013年6月30日

At 30 June 2012

於2012年6月30日

City University of Hong Kong 香港城市大學

Interests in Leasehold Land Held for Own Use under Operating Leases 以經營租賃持作自用的租賃土地權益

Furniture, Machinery and Construction Leasehold Buildings in Progress Improvements Equipment

Total

傢俬、機器及器材

總計

1,318,074 86,708 –

5,750,642 626,935 –

(78,964) 1,325,818

(78,964) 6,298,613

1,325,818 110,959 –

6,298,613 387,183 –

(32,070) 1,404,707

(32,070) 6,653,726

1,130,410 116,782 (78,625) 1,168,567

2,565,520 278,888 (78,625) 2,765,783 2,765,783 299,467 (32,032) 3,033,218

校舍

在建工程

租賃物業裝修

98,243 – – –

2,934,957 17,086 767,829 –

919,796 514,657 (778,768) –

479,572 8,484 10,939 –

98,243

3,719,872

655,685

498,995

98,243 – – –

3,719,872 5,952 765,882 –

655,685 223,074 (842,405) –

498,995 47,198 76,523 –

98,243

4,491,706

36,354

622,716

17,766 2,103 –

1,066,193 100,061 –

351,151 59,942 –

19,869

1,166,254

– – – –

19,869 2,102 –

1,166,254 120,270 –

21,971

411,093

1,286,524

– – – –

484,351

1,168,567 103,837 (32,032) 1,240,372

76,272

3,205,182

36,354

138,365

164,335

3,620,508

78,374

2,553,618

655,685

87,902

157,251

3,532,830

411,093 73,258 –

Financial Statements

財務報表

107

Notes to the Financial Statements 財務報表附註

12 Property, Plant and Equipment 校舍、機器及設備（續）

(continued)

The analysis of net book value of properties is as follows: 物業的帳面淨值分析如下︰

(In thousands of Hong Kong dollars) In Hong Kong under Medium-term Leases Outside Hong Kong under Mediumterm Lease Representing: Buildings carried at Cost less Accumulated Depreciation Interests in Leasehold Land held for Own Use under Operating Leases

(a)

（以千港元計）香港境內的中期租賃香港境外的中期租賃代表：以成本減去累計折舊列帳的校舍以經營租賃持作自用的租賃土地權益

The Group 大學整體 2013 2012

The University 大學 2013 2012

(a)

3,281,454

2,631,992

3,281,454

(b)

91,718 3,373,172

93,791 2,725,783

–

3,281,454

2,631,992

3,296,900

2,647,409

3,205,182

2,553,618

76,272 3,373,172

78,374 2,725,783

76,272 3,281,454

78,374 2,631,992

Note 附註

2,631,992

The University’s Kowloon Tong campus is situated in a land granted by the Government for usage by University at a nominal rent and the University’s property with a net book value of $63,926,000 at 30 June 2013 (2012: $65,654,000) was pledged as security for the Government loan (see note 23(b)). 大學位於九龍塘的校舍所坐落的土地，是政府以象徵式租金批出予大學使用。於2013年6月30日，帳面淨值6,392萬6千元（2012年︰6,565萬4千元）的大學物業已被抵押作為政府貸款的擔保（見附註23(b)）。

(b)

The incubation-education-research building of the Group in Shenzhen is situated in a land granted by the Government of the People’s Republic of China for usage by a subsidiary at a nominal fee. 大學整體位於深圳的產學研大樓所坐落的土地，是中華人民共和國政府以象徵式費用批出予大學一附屬公司使用。

Annual Report 2012–13 年報

108

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

13 Investments in Securities 證券投資 (In thousands of Hong Kong dollars) Non-current Held-to-maturity Debt Securities Listed in Hong Kong Listed outside Hong Kong Unlisted Available-for-Sale Securities Unlisted Equity Securities Other Equity Securities Unlisted Current Held-to-maturity Debt Securities Listed in Hong Kong Listed outside Hong Kong Unlisted

（以千港元計）非流動持至到期之債務證券在香港上市在香港以外上市非上市可供出售證券非上市股份證券其他股份證券非上市流動持至到期之債務證券在香港上市在香港以外上市非上市

Trading Securities Debt Securities Listed outside Hong Kong Unlisted

交易證券債務證券在香港以外上市非上市

Equity Securities Listed in Hong Kong Listed outside Hong Kong

股份證券在香港上市在香港以外上市

Available-for-Sale Securities Debt Securities Listed outside Hong Kong Unlisted

可供出售證券債務證券在香港以外上市非上市

Equity Securities Listed outside Hong Kong

股份證券在香港以外上市

Total Investments in Securities

證券投資總額

Fair Value of Held-to-maturity Debt Securities

持至到期之債務證券之公允價值

The Group 大學整體 2013 2012

The University 大學 2013 2012

15,613 40,197 55,810 54,813 110,623

30,956 55,760 86,716 54,813 141,529

15,613 40,197 55,810 54,813 110,623

30,956 55,760 86,716 54,813 141,529

3,732

5,910

–

114,356

147,440

110,624

141,530

15,343 15,563 30,906 130,000 160,906

24,809 19,330 44,139 176,100 220,239

15,343 15,563 30,906 130,000 160,906

24,809 19,330 44,139 176,100 220,239

1,378,856 609,362 1,988,218

1,324,466 579,467 1,903,933

1,378,856 609,362 1,988,218

1,324,466 579,467 1,903,933

931,835 1,378,952 2,310,787

851,342 1,232,496 2,083,838

931,835 1,378,952 2,310,787

851,342 1,232,496 2,083,838

– – –

2,096 867 2,963

– – –

–

5,644

–

4,459,911 4,574,267

4,216,617 4,364,057

4,459,911 4,570,535

4,208,010 4,349,540

274,742

369,431

274,742

366,468

As at 30 June 2012 and 2013, certificates of deposit with face value of $44,756,000 was pledged as security for the Government loan (see note 23(b)). 於2012年及2013年6月30日，面值4,475萬6千元之存款證已抵押作為政府貸款的擔保（見附註23(b)）。

City University of Hong Kong 香港城市大學

Financial Statements

財務報表

109

Notes to the Financial Statements 財務報表附註

14 Investments in Subsidiaries 附屬公司投資 (In thousands of Hong Kong dollars) Capital Contribution less Impairment Losses Unlisted Shares, at Cost

The University 大學 2013 2012 124,450 131,228 800 800 125,250 132,028

（以千港元計）資本投入扣除資產減值虧損非上市股份，按成本

The following list contains the particulars of the University’s subsidiaries. The class of shares held is ordinary unless otherwise stated. All of these are controlled subsidiaries as defined under note 1(d) and have been consolidated into the Group’s financial statements. 以下列表大學附屬公司的詳情。除另外呈報，所持有之股份均為普通股。此等均為附註1(d)所定義的受操控附屬公司並已綜合在大學整體的財務報表內。

Name of Company

Place of Incorporation/ Particulars of Issued Establishment and Paid Up Capital/ and Operations Registered Capital

公司名稱

註冊成立/ 設立及經營地點

已發行及繳足之股本╱ 註冊資本詳情

CityU Enterprises Limited

Hong Kong

80,010 shares of $10 each

城大企業有限公司 CityU Professional Services Limited 城大專業顧問有限公司 Community College of City University 香港城市大學專上學院 CityU Research Institute (Shenzhen) Company Limited* 城大研究院（深圳）有限公司* CityU Research Limited 城大研究有限公司 CityU Consultants Limited 城大顧問有限公司

香港 Hong Kong

每股面值10元之股份80,010股 Limited by Guarantee

100%

–

香港 Hong Kong

有限擔保 Limited by Guarantee

100%

–

香港 People’s Republic of China 中華人民共和國 Hong Kong 香港 Hong Kong 香港

有限擔保 $96,850,000/$96,850,000

100%

–

100%

–

100%

2 shares of $1 each 每股面值1元之股份2股 10 shares of $1 each 每股面值1元之股份10股

Percentage of Issued and Paid Up Capital/ Registered Capital held by University Subsidiary 擁有已發行及繳足之股本╱ 註冊資本之百分比大學附屬公司 – 100%

Principal Activities

主要業務 Investment Holding and Provision of Management Services to Group Companies 投資控股及為其集團公司提供管理服務 Provision of Consultancy Services 提供顧問服務 Provision of Training and Education Programmes 提供訓練及教育課程 Research and Development 研究及開發 Technology Licensing 技術授權 Inactive 非活動

Not audited by KPMG. 非由畢馬威會計師事務所審核。

Annual Report 2012–13 年報

110

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

15 Interests in Associates 聯營公司權益 (In thousands of Hong Kong dollars) Share of Net Assets

The Group 大學整體 2013 1,440

（以千港元計）應佔資產淨值

2012 1,334

The associates are private companies and principally operate in Hong Kong. Details of the associates as at 30 June 2013 are as follows: 聯營公司為私人公司，主要在香港運作。在2013年6月30日的聯營公司的詳情列表如下︰

Name of Company

Form of Business Structure

Place of Incorporation and Operation

公司名稱 DynaCity Technology (HK) Limited 城動科技（香港）有限公司 MaCaPs International Limited*

業務結構形式 Incorporated 法人組織 Incorporated

註冊成立及經營地點 Hong Kong 香港 Hong Kong

磁訊國際有限公司

法人組織

香港

Proportion of Ownership Interest Held by a Wholly Owned Subsidiary 全資擁有附屬公司所擁有之權益比率 25% 28.07%

Principal Activities 主要業務 Undergoing Liquidation 清盤進行中 Provision of Product Development and Consultancy Services 產品開發及顧問服務

Not audited by KPMG. 非由畢馬威會計師事務所審核。

Summary Financial Information of Associates 聯營公司的財務資料摘要

(In thousands of Hong Kong dollars) 2013 100% Group’s Effective Interest 2012 100% Group’s Effective Interest

City University of Hong Kong 香港城市大學

（以千港元計） 2013 100% 大學整體的實質權益 2012 100% 大學整體的實質權益

Assets Liabilities 資產負債

Equity Revenues 股東權益收益

Surplus after Taxation 除稅後盈餘

6,699 1,838

(1,417) (398)

5,282 1,440

6,616 1,820

609 163

7,262 1,978

(2,389) (645)

4,873 1,334

6,831 89

89 23

Financial Statements

財務報表

111

Notes to the Financial Statements 財務報表附註

16 Loans Receivable 應收貸款 (In thousands of Hong Kong dollars) Loans to Subsidiaries – Unsecured Loan to an Investee Company – Unsecured Staff Loans – Secured

（以千港元計）附屬公司貸款 – 無抵押被投資公司貸款 – 無抵押教職員貸款 – 有抵押

Receivable within 1 Year: Loans to Subsidiaries – Unsecured Staff Loans – Secured

於1年內應收款項：附屬公司貸款 – 無抵押教職員貸款 – 有抵押

Receivable after 1 Year: Loans to Subsidiaries – Unsecured Loan to an Investee Company – Unsecured

於1年後應收款項：附屬公司貸款 – 無抵押被投資公司貸款 – 無抵押

(a)

Note 附註 (a)

(b)

The Group 大學整體 2013 2012 – – 16 98,070 98,086

11 90,180 90,191

The University 大學 2013 2012 15,476 19,951 –

–

98,070 113,546

90,180 110,131

–

98,070 98,070

90,180 90,180

4,476 98,070 102,546

4,476 90,180 94,656

–

11,000

15,475

16 16

11 11

–

11,000

15,475

98,086

90,191

113,546

110,131

The University has granted two unsecured and interest-free loans to its subsidiaries as their working capital. The first loan is repayable in 10 equal annual instalments commencing from July 2004. The outstanding loan balance at 30 June 2013 is $4,476,000 (2012: $8,951,000). The second loan is repayable in 8 equal annual instalments commencing from October 2014. The outstanding loan balance at 30 June 2013 is $11,000,000 (2012: $11,000,000). 大學提供兩項無抵押及免息貸款予其附屬公司用作其營運資金。第一筆貸款須在2004年7月起以10年平均分期攤還。於。第二筆貸款須在2014年10月起以8年平均分期攤還。於 2013年6月30日，貸款結餘為447萬6千元（2012年︰895萬1千元） 2013年6月30日，貸款結餘為1,100萬元（2012年︰1,100萬元）。

(b)

To qualify for a staff loan from the University, the applicant must be over 21 years of age and has been a staff member of the University’s superannuation scheme for at least 4 years. The maximum amount of each staff loan is fixed at the lower of $1,800,000 and 60% of the staff superannuation benefit entitlement. The staff loan is on 12-months term and is renewable on annual basis. In the event of default on repayment, the University can exercise its right to retain an amount equivalent to such indebtedness out of any amount due to the staff member, including benefits payable from the superannuation scheme. The prevailing interest rate for staff loan is 2% below the Best Lending rate (2012: 2% below the Best Lending rate). 大學教職員貸款的申請人必須為按照大學公積金制度受聘最少4年並年滿21歲之教職員。每位借款人之最高借款額為 180萬元或其應得公積金福利之六成，兩者以較低額者為準。教職員貸款的貸款期為12個月並需每年續期。如果借款人未能如期償還款項，大學可行使權利，從該借款人之所得任何款項（包括公積金福利）中扣除該款項。現時之教職員貸款利率為最優惠利率減2%（2012年：最優惠利率減2%）。

Annual Report 2012–13 年報

112

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

17 Accounts Receivable, Prepayments and Others 應收帳款、預付帳款及其他 (In thousands of Hong Kong dollars) Accounts Receivable Prepayments, Deposits and Other Receivables Derivative Financial Instrument Amounts due from UGC Amounts due from Subsidiaries Others

（以千港元計）應收帳款預付帳款、按金及其他應收帳款財務衍生工具資產應收教資會帳款應收附屬公司帳款其他

The Group 大學整體 2013 2012 2,050 2,519 120,350 – 69,694 –

103,917 1,547 111,566 –

46 192,140

468 220,017

The University 大學 2013 2012 1,950 2,287 114,400 –

98,942 –

69,694 125 46 186,215

111,566 3,366 18 216,179

The majority amount of the Group’s and the University’s accounts receivable are expected to be recoverable within one year. Accounts receivable are normally due within 30 days from the date of billing. Further details on the Group’s credit policy are set out in note 29(a). The majority of prepayments are expected to be recognised as expenses within one year. 大學整體及大學大部分的應收帳款均預期可在一年內收回。應收帳款一般按發單日起30天內到期繳付。大學整體的信貸政策已於附註29(a) 內列載。大部分的預付帳款均預期可在一年內確認為開支。 The ageing analysis of accounts receivable that are not considered to be impaired are as follows: 並無作出減值的應收帳款的帳齡分析如下︰

(In thousands of Hong Kong dollars) Neither Past Due nor Impaired Less than 1 Month Past Due 1 to 3 Months Past Due Over 3 Months Past Due

（以千港元計）未到期及並無減值已過期但少於1個月已過期1個月至3個月已過期3個月以上

The Group 大學整體 2013 2012 464 705 46 446 990 486 550 882 2,050 2,519

The University 大學 2013 2012 414 705 32 432 990 420 514 730 1,950 2,287

Accounts receivable that are not considered to be impaired relate to a number of independent debtors. Based on past experience, management believes that no impairment allowance is necessary in respect of these balances. 與若干個別帳户有關的應收帳款並無作出減值撥備。管理層根據過往經驗認為無須作出減值撥備之需要。

City University of Hong Kong 香港城市大學

Financial Statements

財務報表

113

Notes to the Financial Statements 財務報表附註

18 Cash and Bank Deposits 現金及銀行存款 (In thousands of Hong Kong dollars) （以千港元計） Deposits with Financial Institutions 財務機構之存款 Cash at Banks and in Hand 銀行存款及現金 Cash and Bank Deposits shown in the 財務狀況表所列現金及 Statement of Financial Position 銀行存款 Less: Time Deposits with Maturity 減除︰三個月後到期之 over Three Months 定期存款 Cash and Cash Equivalents shown in the Cash 現金流量表所列現金及 Flow Statement 現金等價物

The Group 大學整體 2013 2012 439,161 255,226 312,915 263,434 752,076 (198,865) 553,211

518,660 – 518,660

The University 大學 2013 2012 390,896 231,071 304,631 229,215 695,527 (173,466) 522,061

460,286 – 460,286

19 Deferred Income 遞延收入 (In thousands of Hong Kong dollars) （以千港元計） Deferred Government Subventions (Note 19(a)) 遞延政府撥款（附註19(a)） Deferred Tuition Fees 遞延學費 Other Deferred Income 其他遞延收入

Current Portion Non-current Portion

流動部分非流動部分

The Group 大學整體 2013 2012 207,962 198,600 135,940 130,995 18,889 11,276 362,791 340,871 362,758 33 362,791

340,829 42 340,871

The University 大學 2013 2012 207,341 198,510 135,401 126,819 18,848 11,226 361,590 336,555 361,590 –

336,555 –

361,590

336,555

Annual Report 2012–13 年報

114

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

19 Deferred Income 遞延收入（續） (a)

(continued)

Deferred Government Subventions 遞延政府撥款

(In thousands of Hong Kong dollars) Balance at 1 July 2011 Subventions Received/Receivable Recognised as Income in the Year Transfers to Deferred Capital Funds Balance at 30 June 2012

（以千港元計）於2011年7月1日之結餘已收及應收之政府撥款年內確認為收入轉至遞延資本基金於2012年6月30日結餘

Balance at 1 July 2012 Subventions Received/Receivable Recognised as Income in the Year Transfers to Deferred Capital Funds Balance at 30 June 2013

於2012年7月1日之結餘已收及應收之政府撥款年內確認為收入轉至遞延資本基金於2013年6月30日結餘

(In thousands of Hong Kong dollars) Balance at 1 July 2011 Subventions Received/Receivable Recognised as Income in the Year Transfers to Deferred Capital Funds Balance at 30 June 2012

（以千港元計）於2011年7月1日之結餘已收及應收之政府撥款年內確認為收入轉至遞延資本基金於2012年6月30日結餘

Balance at 1 July 2012 Subventions Received/Receivable Recognised as Income in the Year Transfers to Deferred Capital Funds Balance at 30 June 2013

於2012年7月1日之結餘已收及應收之政府撥款年內確認為收入轉至遞延資本基金於2013年6月30日結餘

City University of Hong Kong 香港城市大學

The Group 大學整體 Grants from Other Capital Grants Earmarked Block Research Earmarked & AA&I Block Government Agencies Total Allocations Grants Grants Grants 基本工程撥款及改建、加建、維修及改善工程來自其他政府特定研究其他特定整體撥款機構的撥款總計整體撥款撥款撥款 – 96,303 69,515 80,845 22,958 269,621 1,334,359 83,276 23,274 520,704 59,404 2,021,017 – (1,250,837) (80,481) (82,249) (41,545) (1,455,112) – (83,522) (285) (553,497) 378 (636,926) – 99,098 10,255 48,052 41,195 198,600 – 1,607,440 (1,474,940) (132,500) –

99,098 83,665 (86,754) – 96,009

10,255 30,059 (31,478) (60) 8,776

48,052 249,384 – (257,573) 39,863

41,195 198,600 78,357 2,048,905 (54,190) (1,647,362) (2,048) (392,181) 63,314 207,962

The University 大學 Grants from Other Capital Grants Earmarked Block Research Earmarked & AA&I Block Government Agencies Total Allocations Grants Grants Grants 基本工程撥款及改建、加建、維修及改善工程來自其他政府特定研究其他特定整體撥款機構的撥款總計整體撥款撥款撥款 – 96,303 69,515 80,845 22,652 269,315 1,334,359 83,276 23,274 520,704 56,322 2,017,935 – (1,250,837) (80,481) (82,249) (38,247) (1,451,814) – (83,522) (285) (553,497) 378 (636,926) – 99,098 10,255 48,052 41,105 198,510 – 1,607,440 (1,474,940) (132,500) –

99,098 83,665 (86,754) – 96,009

10,255 30,059 (31,478) (60) 8,776

48,052 249,384 – (257,573) 39,863

41,105 198,510 74,027 2,044,575 (50,391) (1,643,563) (2,048) (392,181) 62,693 207,341

Financial Statements

財務報表

115

Notes to the Financial Statements 財務報表附註

19 Deferred Income 遞延收入（續） (a)

(continued)

Deferred Government Subventions (continued) 遞延政府撥款（續） Grants from Government Agencies included the Matching Grant for the Pilot Mainland Experience Scheme for Post-secondary Students. The Scheme was a five-year scheme launched by the Education Bureau of HKSAR in 2011-12 to subsidise post-secondary students participating in short-term internship or learning programmes in the Mainland on matching basis. The University has complied with the requirements of the Scheme and the details of Matching Grants, Matched Donations of the Scheme and their related expenditure are separately disclosed as follows: 來自其他政府機構的撥款包括專上學生內地體驗先導計劃配對補助金。此為期5年的計劃由教育局於2011－12年推行，以配對形式資助專上學生參予內地短期工作及學習課程。大學已遵照計劃撥款的條件並將配對補助金、已獲配對捐款及其相關開支的詳細數額作出獨立披露如下：

The Group 大學整體 2013

(In thousands of Hong Kong dollars)

（以千港元計）

Balance at the Beginning of the Year

於年初結餘

Income

收入

Grants/Donations

補助金 ╱捐款

Interest and Investment Income

利息及投資收入

2012

Matching

Matched

Matching

Matched

Grants

Donations

Grants

Donations

配對補助金已獲配對捐款

配對補助金已獲配對捐款 – –

3,739

3,336

2,305

3,839

2,328

2,337

3,844

3,851

521 –

515 –

3,839

Expenditure

開支

Internship Programmes

實習計劃

Learning Programmes

學習計劃

Others

其他

48 –

383

57 –

103

904

105

515

5,964

4,769

3,739

3,336

Balance at the End of the Year

年終結餘

–

The University 大學 2013

(In thousands of Hong Kong dollars)

（以千港元計）

Balance at the Beginning of the Year

於年初結餘

Income

收入

Grants/Donations

補助金 ╱捐款

Interest and Investment Income

利息及投資收入

2012

Matching

Matched

Matching

Matched

Grants

Donations

Grants

Donations

配對補助金已獲配對捐款

配對補助金已獲配對捐款 – –

3,664

3,261

2,305

3,764

2,328

2,337

3,769

3,776

507 –

515 –

3,764

Expenditure

開支

Internship Programmes

實習計劃

Learning Programmes

學習計劃

Others

其他

48 –

383

57 –

890

105

515

5,903

4,708

3,664

3,261

Balance at the End of the Year

年終結餘

–

Annual Report 2012–13 年報

116

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

20 Accounts Payable and Accruals 應付帳款及應計費用 (In thousands of Hong Kong dollars) Creditors and Accruals Retention Monies Payable Receipts in Advance Amounts due to UGC Amounts due to Subsidiaries

（以千港元計）應付帳款及應計費用應付保固金預收款項應付教資會之款項應付附屬公司之款項

The Group 大學整體 2013 2012 229,634 268,480 58,411 76,656 30,216 26,409 246,197 235,055 – – 564,458

606,600

The University 大學 2013 2012 222,336 259,778 58,206 76,357 27,976 24,285 246,197 235,055 871,495 789,955 1,426,210 1,385,430

All accounts payable and accruals (including Amounts due to Subsidiaries) are expected to be settled or recognised as income within one year or are repayable on demand. 所有應付帳款及應計費用（包括應付附屬公司之款項）均預期在一年內或被要求時支付或確認為收入。

21 Provision for Employee Benefits 僱員福利撥備 (In thousands of Hong Kong dollars) Salaries Provision for Untaken Leave Balances Other Employee Benefits Payable: Within 1 year After 1 year

City University of Hong Kong 香港城市大學

（以千港元計）薪酬未取假期結餘撥備其他僱員福利應付款項：於1年內支付於1年後支付

The Group 大學整體 2013 2012 15,955 12,226 369,608 342,156 81,706 77,515 467,269 431,897 440,793 26,476 467,269

406,711 25,186 431,897

The University 大學 2013 2012 10,963 11,288 367,276 337,594 81,706 76,983 459,945 425,865 433,469 26,476 459,945

400,679 25,186 425,865

Financial Statements

財務報表

117

Notes to the Financial Statements 財務報表附註

22 Employee Retirement Benefits 僱員退休福利 The Group operates two approved retirement schemes for its employees: City University of Hong Kong Superannuation Scheme B (1998) (the Superannuation Scheme) under the Occupational Retirement Schemes Ordinance (ORSO) and the Mandatory Provident Fund Scheme (the MPF Scheme) under the Hong Kong Mandatory Provident Fund Schemes Ordinance. The Superannuation Scheme established under a Trust Deed on 29 May 1998 between the University and the Trustees, is a defined contribution scheme in nature. However, the Scheme has been registered under the ORSO as a defined benefit scheme due to the provision for minimum death and disability benefits covered by an insurance policy. The University’s and all scheme members’ contributions are unified to calculate at 15% and 5% respectively, of the employees’ salaries. The University and its subsidiaries operate the MPF Scheme for employees not covered by the Superannuation Scheme. The MPF Scheme is a defined contribution scheme administered by independent trustees. Under the MPF Scheme, the employer and its employees are each required to make contributions to the MPF Scheme at 5% of the employees’ salaries, subject to a cap of monthly salary of $25,000 ($20,000 prior to June 2012). Contributions to the MPF Scheme vest immediately. 大學整體為僱員提供兩項認可的退休計劃：根據《職業退休計劃條例》註冊的香港城市大學公積金乙計劃 (1998)（公積金計劃）及按照香港《強制性公積金計劃條例》設立的強制性公積金計劃（強積金計劃）。公積金計劃是大學與受託人根據信託契約於1998年5月29日達成的一項界定供款性質計劃。因計劃以保險形式為死亡及傷殘賠償設定下限，故本計劃已根據《職業退休計劃條例》註冊為一項界定福利退休計劃。大學及計劃的成員的供款分別統一為僱員薪金之15％及5％。大學及其附屬公司為不受公積金計劃保障的僱員，設立強積金計劃。強積金計劃是一個設定提存退休計劃，由獨立的受託人管理。根據強積金計劃，僱主和僱員須按照僱員相關入息的5%向計劃作出供款，但每月的相關入息上限為2萬5千元（於 2012年6月前為2萬元）。向強積金計劃作出的供款即時成為既定僱員福利。 The contributions made and outstanding contributions to be made under the retirement schemes by the Group and the University during the year are as follows: 大學整體及大學年內向退休計劃供款金額概述如下︰

(In thousands of Hong Kong dollars) Contributions to Defined Contribution Retirement Scheme

（以千港元計）界定供款退休計劃的供款

The Group 大學整體 2013 2012 161,600

154,423

The University 大學 2013 2012 158,169

151,274

As at 30 June 2013, the outstanding contributions to defined contribution retirement schemes for the Group and the University were $4,819,000 (2012: $4,519,000) and $4,304,000 (2012: $3,987,000) respectively. 截至2013年6月30日止，大學整體及大學未清付的界定供款退休計劃的供款分別為481萬9千元（2012年︰451萬9千元）及430萬 4千元（2012年︰398萬7千元）。

Annual Report 2012–13 年報

118

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

23 Loans and Borrowings 貸款及借貸

(In thousands of Hong Kong dollars) Bank Loan – Unsecured Government Loans – Secured Repayable: Within 1 year or on demand After 1 year but within 2 years After 2 years but within 5 years After 5 years

(a)

（以千港元計）銀行貸款 – 無抵押政府貸款 – 有抵押償還款項︰於1年內償還或須隨時償還於1年後但2年內償還於2年後但5年內償還於5年後償還

Note 附註 (a) (b)

The Group and the University 大學整體及大學 2013 2012 37,240 37,240 430,436 463,309 467,676 500,549 70,113 28,397 85,192 283,974 397,563

70,113 32,873 85,192 312,371 430,436

467,676

500,549

The unsecured bank loan of $37,240,000 (2012: $37,240,000) raised for on-lending to qualified staff members of the University bears interest at 2% below the Best Lending rate (2012: 2% below the Best Lending Rate). Subject to renewal, the loan is repayable within 12 months. 為貸款給合資格的大學職員而設的無抵押銀行貸款3,724萬元（2012年︰3,724萬元）按低於最優惠利率2%計算利息（2012 年：低於最優惠利率2%）。視乎更新細節，此貸款須於12個月內償還。

(b)

The secured Government loans composed of two interest-free loans granted by Government of HKSAR for the provision of self-financing associate degree programmes. The first loan of $44,756,000 is secured by a charge over certificates of deposit with equivalent face value, and is originally repayable in 10 equal annual instalments commencing from July 2004. As at 30 June 2013, the outstanding loan balance is $4,476,000 (2012: $8,951,000). Another loan of $599,500,000 for the construction of Academic 2 is secured by the University’s property with a net book value of $63,926,000 at 30 June 2013 and assignment of receivables from a subsidiary. The loan has been fully drawn down in April 2008 and is repayable in 10 equal annual instalments commencing from April 2009. The repayment period of the loan was extended to 20 years in September 2009 and become repayable in 19 equal instalments as the 1st instalment of the loan has been repaid. As at 30 June 2013, the outstanding loan balance is $425,960,000 (2012: $454,358,000). 有抵押政府貸款包括兩筆由香港特區政府批出作為自資開辦副學士學位課程之免息貸款。首筆貸款4,475萬6千元以同等面值之存款證作抵押，並須在2004年7月起以10年平均分期攤還。於2013年6月30日，尚欠貸款結餘為447萬6千元（2012 年︰895萬1千元）。另一筆5億9,950萬元為興建學術樓（二）的貸款是以在2013年6月30日帳面淨值6,392萬6千元的大學物業及一間附屬公司的應收帳款作為抵押。該筆貸款已在2008年4月全部提取並須在2009年4月開始以10年平均分期攤還。此貸款之償還期在2009年9月獲准延長至20年，由於第一期貸款已償還，餘額以19年平均分期攤還。於2013年6月30日，尚欠貸款結餘為4億2,596萬元（2012年︰4億5,435萬8千元）。

City University of Hong Kong 香港城市大學

Financial Statements

財務報表

119

Notes to the Financial Statements 財務報表附註

24 Deferred Capital Funds 遞延資本基金

Buildings

(In thousands of Hong Kong dollars) Balance at 1 July 2011 Transfers from Deferred Income Transfers Release to Statement of Comprehensive Income Balance at 30 June 2012 Balance at 1 July 2012 Transfers from Deferred Income Transfers Release to Statement of Comprehensive Income Balance at 30 June 2013

The Group and The University 大學整體及大學 Furniture, Construction Leasehold Machinery and In Progress Improvements Equipment 傢俬、機器在建工程租賃物業裝修及器材 202,904 114,689 183,301 517,975 8,484 94,829 – (170,011) 10,938

Total

（以千港元計）於2011年7月1日轉撥自遞延收入轉撥轉撥至全面收益表於2012年6月30日

校舍 1,594,491 15,638 159,073 (69,673) 1,699,529

550,868

(55,285) 78,826

(130,509) 147,621

(255,467) 2,476,844

於2012年7月1日轉撥自遞延收入轉撥轉撥至全面收益表於2013年6月30日

1,699,529 (2,225) 664,108

550,868 221,672 (736,186)

78,826 44,458 72,078

147,621 127,645 –

2,476,844 391,550 –

(82,652) 2,278,760

–

(67,727) 127,635

(118,618) 156,648

(268,997) 2,599,397

–

36,354

總計 2,095,385 636,926 –

25 Related Party Transactions 關聯方交易 All transactions relating to the purchase of goods and services and capital projects involving organisations in which a member of the University Council, key management personnel and directors of subsidiaries may have an interest are conducted during the normal course of business and in accordance with the University’s financial regulations and normal procurement procedures. All donations and gifts from members of the University Council, key management personnel, directors of subsidiaries and companies controlled or significantly influenced by them, are conducted in accordance with the normal processes and procedures for acceptance of donations as prescribed by the University. 所有關於購買貨品和服務及工程項目的交易，包括與大學校董會成員、主要管理人員及附屬公司董事有利益的機構的交易，均屬正常業務運作並已按照大學的財務規則及在正常採購程序下進行。所有由大學校董會成員、主要管理人員及附屬公司董事及受其操控或受其重大影響的公司的捐款及餽贈，均以大學既定接納捐贈的程序正常處理。

Key Management Personnel Remuneration 主要管理人員酬金 The University has paid remuneration to the key management personnel. Their gross remuneration is summarised as follows: 大學已向主要管理人員支付酬金，其酬金總額概述如下︰

(In thousands of Hong Kong dollars) Short-term Employee Benefits Post-employment Benefits

（以千港元計）短期僱員褔利退休褔利

2013 48,614 6,498 55,112

2012 47,035 6,324 53,359

The above remuneration is included in “Staff Costs and Benefits” (see note 7). Details of the Group’s and the University’s approved retirement schemes are set out in note 22. 上述酬金已包括在「教職員薪酬及褔利開支」內（見附註7）。大學整體及大學認可的退休計劃詳情已列載於附註22內。

Annual Report 2012–13 年報

120

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

26 Capital Commitments 資本承擔 Capital commitments outstanding at 30 June 2013 not provided for in the financial statements were as follows: 於2013年6月30日，未在財務報表上提撥的資本承擔如下：

(In thousands of Hong Kong dollars) Contracted for

（以千港元計）已簽約

The Group 大學整體 2013 2012 129,287 346,145

The University 大學 2013 2012 129,287 346,005

There is no capital commitment authorised but not contracted for at 30 June 2012 and 2013 for the Group and the University. 大學整體及大學於2012年及2013年6月30日並無已批准但未簽約的資本承擔。

27 Operating Lease Commitments and Charges 經營租賃承擔及開支 Total future minimum lease payments under non-cancellable operating leases at 30 June 2013 and charges on operating leases for the year were: 於2013年6月30日，根據不可撤銷的經營租賃在日後應付的最低租賃總額及於年內的經營租賃開支為：

(In thousands of Hong Kong dollars) Payable: Within 1 year After 1 year but within 5 years After 5 years Charges on Operating Leases for Buildings for the year

（以千港元計）應付款項：於1年內支付於1年後但5年內支付於5年後支付本年度物業之經營租賃開支

The Group 大學整體 2013 2012

The University 大學 2013 2012

26,086 28,134 16,847 71,067

39,927 43,607 22,967 106,501

15,046 27,215 16,847 59,108

28,886 31,652 22,967 83,505

42,215

43,450

31,140

31,343

The Group and the University are the lessees in respect of a number of properties held under operating leases. Five of the leases run for an initial period of three to nine years, with an option to renew extended terms for three to five years. Lease payments are increased after the expiration of each term to reflect the market rent. Apart from the above five leases, other leases typically run for period of one to three years and the lease payments are fixed throughout the rental period. None of the leases includes contingent rental. 大學整體及大學是多個以經營租賃形式出租物業的租賃者。其中有五項租賃的首度租用期為三年至九年不等，附有選擇權可延長租期三年至五年。租賃支出在每個租期屆滿後將會增加以反映市場租值。除此五項租賃外，其他的租賃的租期通常為一年至三年不等，而在各租賃期中的租賃支出均為固定的。在該等租賃中並無包括或有租金。

City University of Hong Kong 香港城市大學

Financial Statements

財務報表

121

Notes to the Financial Statements 財務報表附註

28 Capital Management 資本管理 The University is a higher education institution funded by government through UGC. It is established under the laws of Hong Kong Special Administrative Region, of which the objects are to provide for studies, training and research and development in technology, engineering, science, commerce, arts and other subjects of learning. The University is not subject to any externally imposed capital requirements and its activities are mainly funded by government grants and tuition fees. The use of UGC funds are governed by the UGC Notes on Procedures and other grant conditions. The University’s activities are also funded by donations and income generated from self-financing activities and other income. The primary objectives of the University’s subsidiaries when managing capital are to safeguard the entities’ ability to continue as a going concern. They are not subject to any externally imposed capital requirements. The subsidiaries’ capital structure and management policies are regularly reviewed and managed with due regard to the capital management practices of the University. The Restricted Fund and Other Funds of the Group and the University represent the unspent balance of government subventions, tuition fees, donations and funds earmarked for specific purposes. These funds are managed according to the relevant grant and funding conditions, where applicable, and the University’s investment and financial management guidelines and procedures in meeting the Group’s and the University’s objectives. 大學是一所由政府透過教資會資助的高等教育學府。大學是根據香港特別行政區法律而成立，其宗旨是提供科技、工程、理科、商科、文科及其他學科的研修、訓練及研究和發展。大學並無受到外界强加的資本要求，其各項活動的經費主要由政府撥款及學費支付，而使用教資會撥款受到教資會程序便覽及其他撥款條件所規限。大學活動的經費亦由捐助及自資營運活動的收入及其他收入所支援。大學的附屬公司的資本管理的基本目的是保障各公司能夠繼續持續運作。他們並無受到外界强加的資本要求，而他們的資本結構及管理政策是因應大學的資本管理操作而定期作出檢討及管理。大學整體及大學的專用及其他基金為政府撥款、學費、捐款及其他有特定目的款項的未使用結餘。這些資金是按有關的撥款條件（如適用）及大學的投資及財務管理守則及程序管理，以符合大學整體及大學的目標。

Annual Report 2012–13 年報

122

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

29 Financial Risk Management 金融風險管理 Financial instruments of the Group include bank deposits, debt securities, equities, investments held by fund managers, loans and accounts receivables, accounts payables, loans and borrowings which have exposure to credit, liquidity, interest rate, foreign currency and equity price risks arising in the normal course of the Group’s operations. These risks are limited by the Group’s financial management policies and practices described below. 大學整體的金融工具包括銀行存款、債務證券、股票、存放於投資經理的投資、應收貸款及應收帳款、應付帳款、貸款及借貸，所承受的信貸、流動資金、利率、外匯及股票價格風險均在大學整體日常營運過程中產生。大學整體有下列的財務管理政策及程序降低此等風險。

(a)

Credit Risk 信貸風險 The Group’s credit risk is primarily attributable to investments, loans receivable and accounts receivable. The Group’s major investments include bank deposits, debt securities, equities managed internally and funds placed with external professional portfolio managers. Risk control is carried out under the investment guidelines approved by the Finance Committee under the Council. Risk control is achieved through asset diversification, rules governing the selection and credit limit of investment counterparties with reference to their credit ratings and financial strength and investment guidelines covering the investment limitations, asset allocation and performance measurement imposed for each portfolio manager. On-going monitoring and review of investment strategies and performance are carried out to ensure that the investment objectives and performance targets are met. In respect of loans receivable and accounts receivable, regular reviews and follow-up actions are carried out on over-due amounts to minimise exposure to credit risk. The Group and the University have no concentration of credit risk in view of its large number of debtors. The maximum exposure to credit risk is represented by the carrying amount of each financial asset in the statement of financial position. The Group does not provide any guarantees which would expose the Group to credit risk. 大學整體面對的信貸風險主要來自投資、應收貸款及應收帳款。大學整體主要的投資包括由校內管理的銀行存款、債務證券、股票證券及投放在校外專業基金經理的資金。風險管理乃根據校董會轄下的財務委員會所批准的投資方針執行。風險管理措施包括︰資產多元化、參考被投資方的信貸評級及財政能力來訂定挑選及限制信貸的監管規則、局限投資及資產分配的投資方針以及對個別基金經理的表現作出評審。對投資策略及其表現會進行持續監控及檢討，以確保達至預期的投資目的及表現目標。在應收貸款及應收帳款方面，大學整體定期進行複查並跟進其過期繳付的帳款，將其承受的信貸風險減至最低。由於債務人數目眾多，大學整體及大學並沒有集中的信貸風險。最大的信貸風險為財務狀況表中所列出的各項財務資產金額。大學整體並無作出任何其他擔保使大學整體承受其他信貸風險。

City University of Hong Kong 香港城市大學

Financial Statements

財務報表

123

Notes to the Financial Statements 財務報表附註

29 Financial Risk Management 金融風險管理（續） (b)

(continued)

Liquidity Risk 流動資金風險 To ensure sufficient liquidity to meet payment obligations, the Group closely monitors its current and expected cash demands arisen from all liabilities and borrowings. The Group maintains sufficient cash and bank deposits to meet its liquidity requirements in the short and longer term. Based on the cash flow analysis, the Group manages its liquidity risk by forecasting the amount of cash requirements and monitoring the working capital to ensure that all liabilities due and known funding requirements can be met. 為確保有足夠的流動資金以支付帳項，大學整體緊密地監察其當時及預計應付因負債及借貸所產生的現金需求。大學整體持有足夠的現金及銀行存款以應付短期及長期的流動資金需求。根據現金流量的分析，大學整體透過預算現金需求的金額及監管營運資金的水平來管理流動資金風險，以確保所有到期的負債及已知的資金需求都能支付。 The following table presents the earliest settlement dates of the Group’s and the University’s financial liabilities at the end of the reporting period: 以下一覽表列出大學整體及大學於結算日之債項最早須支付日期：

(In thousands of Hong Kong dollars) Accounts Payable and Accruals Provision for Employee Benefits Loans and Borrowings

（以千港元計）應付帳款及應計費用僱員福利撥備貸款及借貸

Within 1 Year or on Demand 1年內或須隨時償還 564,458 440,793 70,113 1,075,364

Within 1 Year or on Demand 1年內或須隨時償還 606,600 406,711 70,113 1,083,424

More than 1 Year but Less than 2 Years 1年以上但少於2年 – 26,476 28,397 54,873

More than 1 Year but Less than 2 Years 1年以上但少於2年 – 25,186 32,873 58,059

The Group 大學整體 2013 More than 2 Years but Less than 5 Years 5 Years and More 2年以上但少於5年 5年及以上 – – – – 85,192 85,192

283,974 283,974

2012 More than 2 Years but Less than 5 Years 5 Years and More 2年以上但少於5年 5年及以上 – – – – 85,192 85,192

312,371 312,371

Total

Carrying Amount

總計 564,458 467,269 467,676 1,499,403

帳面金額 564,458 467,269 467,676 1,499,403

Total

Carrying Amount

總計 606,600 431,897 500,549 1,539,046

帳面金額 606,600 431,897 500,549 1,539,046

Annual Report 2012–13 年報

124

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

29 Financial Risk Management 金融風險管理（續） (b)

(continued)

Liquidity Risk (continued) 流動資金風險（續）

(In thousands of Hong Kong dollars) Accounts Payable and Accruals Provision for Employee Benefits Loans and Borrowings

City University of Hong Kong 香港城市大學

（以千港元計）應付帳款及應計費用僱員福利撥備貸款及借貸

Within 1 Year or on Demand 1年內或須隨時償還 1,426,210 433,469 70,113 1,929,792

Within 1 Year or on Demand 1年內或須隨時償還 1,385,430 400,679 70,113 1,856,222

More than 1 Year but Less than 2 Years 1年以上但少於2年 – 26,476 28,397 54,873

More than 1 Year but Less than 2 Years 1年以上但少於2年 – 25,186 32,873 58,059

The University 大學 2013 More than 2 Years but Less than 5 Years 5 Years and More 2年以上但少於5年 5年及以上 – – – – 85,192 85,192

283,974 283,974

2012 More than 2 Years but Less than 5 Years 5 Years and More 2年以上但少於5年 5年及以上 – – – – 85,192 85,192

312,371 312,371

Total

Carrying Amount

總計 1,426,210 459,945 467,676 2,353,831

帳面金額 1,426,210 459,945 467,676 2,353,831

Total

Carrying Amount

總計 1,385,430 425,865 500,549 2,311,844

帳面金額 1,385,430 425,865 500,549 2,311,844

Financial Statements

財務報表

125

Notes to the Financial Statements 財務報表附註

29 Financial Risk Management 金融風險管理（續） (c)

(continued)

Interest Rate Risk 利率風險 The Group is exposed to interest rate risk since the Group has significant interest-bearing financial assets. The Group manages its exposure to interest rate risk through diversifying its funds into a variety of fixed and floating rate instruments with various tenures. The Group’s interest-bearing financial liabilities at the end of the reporting period are not significant. The Group does not expect short-term fluctuations in market interest rates that will have a significant impact to the Group’s results of operations. 由於大學整體有龐大可賺取利息的金融資產，因此大學整體承受利率風險。大學整體透過將資產多元化地投資在不同種類及多項不同年期的固定及浮動利率工具上，管理其承受的利率風險。大學整體於結算日並沒有重大的帶息金融負債。大學整體預期市場利率的短期波動並不會對大學整體的營運結果構成重大的影響。 The following table details the interest rate profile of the Group’s and the University’s investments in interest-bearing financial assets at the end of the reporting period: 以下一覽表列出大學整體及大學於結算日可賺取利息收入之金融資產：

(In thousands of Hong Kong dollars) Fixed Rate Notes and Deposits Floating Rate Notes and Deposits Total Fixed Rate Notes and Deposits as a percentage of Total Interest-bearing Financial Assets

（以千港元計）定息票據及存款浮息票據及存款總計定息票據及存款佔以賺取利息收入的總金融資產的比率

The Group 大學整體 2013 2012 Effective Effective Interest Carrying Interest Carrying Rate Amount Rate Amount 實際利率帳面金額實際利率帳面金額 % % 2.4% 710,690 3.1% 616,994 0.2% 48,814 0.1% 71,248 759,504 688,242

94%

90%

The University 大學 2013 2012 Effective Interest Carrying Effective Carrying Rate Amount Interest Rate Amount 實際利率帳面金額實際利率帳面金額 % % 2.4% 662,425 3.0% 592,839 0.2% 42,261 0.1% 46,214 704,686 639,053

94%

93%

Annual Report 2012–13 年報

126

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

29 Financial Risk Management 金融風險管理（續） (c)

(continued)

Interest Rate Risk (continued) 利率風險（續）

Sensitivity Analysis 敏感度分析 As at 30 June 2013, it is estimated that a general increase/decrease of 10 basis points in interest rates, with all other variables held constant, would have increased/decreased the Group and the University’s surplus by approximately $49,000 (2012: $71,000) and $42,000 (2012: $46,000) respectively. The sensitivity analysis above has been determined assuming that the change in interest rates had occurred at the end of the reporting period and had been applied to the exposure to interest rate risk for investments in floating rate financial assets in existence at that date. The Group may be exposed to interest rate risk indirectly via its holding in the investment portfolios which hold debt instruments. Increase/decrease in investment income from these investment portfolios arising from interest rate change however are not considered in the sensitivity analysis above due to insufficient information provided by fund managers. The 10 basis points increase/decrease represents management’s assessment of a reasonably possible change in interest rates over the period until next annual end of the reporting period. The analysis is performed on the same basis for 2012. 於2013年6月30日，假設所有其他可變動項目保持不變，倘利率增加 ╱ 減少10點子，大學整體及大學於年內的盈餘分別會增加 ╱ 減少約4萬9千元（2012年︰7萬1千元）及4萬2千元（2012年︰4萬6千元）。上述敏感度分析的計算假設為利率的變動於結算日發生，並應用於大學整體於該日的浮息金融資產所承受的利率風險。由於基金經理未能提供足夠資料，故因利率變動而對該等投資組合產生之投資收益的增加減少，則沒有包括於以上的敏感度分析中。增加 ╱ 減少10點子是指管理層對直至下個年度結帳日止期間利率的合理可能變動的評估。分析乃以2012年同一的基準進行。

(d)

Foreign Currency Risk 外匯風險 The Group primarily conducts its operation in Hong Kong with its transactions substantially denominated in Hong Kong Dollars (HKD). The Group is exposed to the currency risk primarily from deposits and investment portfolios that are denominated in other currencies. As HKD is currently pegged to United States Dollars (USD), the Group considers risk of movements in exchange rates between the HKD and USD to be insignificant. In respect of investment portfolios denominated in other currencies, the Group controls its exposure to foreign currency risk by limiting the currency exposure to non-Hong Kong dollar currencies as stipulated in the investment guidelines. 大學整體主要在香港運作，而有關的交易金額亦主要以港元為結算貨幣。大學整體承受的外匯風險主要來自以外幣為結算貨幣的存款及投資組合。但因港元目前與美元掛鈎，大學整體認為港元與美元匯率變化之風險不大。有關以其他外幣計值之投資，大學整體透過於投資方針所規定的非港元貨幣投資局限其所承受的外幣風險。 As at 30 June 2013, the percentage of financial assets denominated in currencies other than HKD or USD to total financial assets of the Group and the University is 24% (2012: 22%) and 23% (2012: 22%) respectively. Details are as follows: 於2013年6月30日，大學整體及大學以港元或美元以外計值的金融資產分別佔總金融資產24%（2012年︰22%）及23%（2012年︰ 22%）。詳情表列如下︰

Japanese Yen Korean Won New Taiwan Dollars Euros Sterlings Others

City University of Hong Kong 香港城市大學

日圓南韓圜新台幣歐元英鎊其他

The Group 大學整體 2013 2012 3% 2% 3% 4% 4% 3% 2% 1% 1% 1% 11% 11%

The University 大學 2013 2012 3% 2% 2% 4% 4% 3% 2% 1% 1% 1% 11% 11%

Financial Statements

財務報表

127

Notes to the Financial Statements 財務報表附註

29 Financial Risk Management 金融風險管理（續） (e)

(continued)

Equity Price Risk 股票價格風險 The Group is exposed to equity price risk as the value of its equity investments will increase/decrease if equity prices change. In respect of investment portfolios for investing in equity securities, the Group controls its exposure to equity price risk through diversifying the portfolios in terms of asset classes and geographical areas in accordance with the limits as stipulated in the investment guidelines. At the end of the reporting period, if the prices of the respective equity instruments had been 5% higher/lower, with all other variables held constant, the Group’s and the University’s surplus for the year would have increased/decreased by $115,539,000 (2012: $104,474,000 for the Group and $104,192,000 for the University respectively) as a result of the changes in fair value of listed equity securities. 股票投資的價值會隨著股票價格轉變而上升╱ 下跌，因此大學整體承受著股票價格風險。有關以投資股份證券的投資組合，大學整體依據投資方針所規定的資產組別及地區分佈控制所承受的股票價格風險。於結算日，若股票的價格上升╱ 下跌5%，在其他一切可變因素均維持不變的情況下，大學整體及大學於年內的盈餘，會因上市股票證券的公允價值變動，增加 ╱ 減少1億1,553萬9千元（2012年︰大學整體及大學分別增加 ╱ 減少1億447萬4千元及1億 419萬2千元）。 The Group’s and the University’s listed equity investments are traded in the following regions’ stock markets: 大學整體及大學的上市股票於下列地區的股票市場買賣︰

Hong Kong Japan China Rest of Asia-Pacific North America Others

香港日本中國其他亞太地區北美洲其他

(f)

Fair Values 公允價值

Financial instruments carried at fair value 按公允價值列帳的金融工具

The Group and the University 大學整體及大學 2013 2012 22% 20% 8% 5% 19% 21% 33% 37% 11% 12% 7% 5%

The fair values of listed equity, debt securities and unit trust are based on quoted market bid prices at the end of the reporting period. The fair values of unlisted equity securities are based on the valuation provided by the counterparty financial institutions. The fair values of held-to-maturity debt securities are estimated as the present values of future cash flows, discounted at current market interest rates for similar financial instruments. 上市股票、債務證券及單位信託基金的公允價值是根據它們於結算日的市場買入價而訂定。非上市的股票證券之公允價值是按有關金融機構所提供的估值計算。持有至到期日之債務證券的公允價值是按估計將來現金流經折現後的現值訂定，而折現率是以類同的金融工具的市場息率計算。

Annual Report 2012–13 年報

128

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

29 Financial Risk Management 金融風險管理（續）

(continued)

(f)

Fair Values (continued) 公允價值（續）

Financial instruments carried at fair value (continued) 按公允價值列帳的金融工具（續） The following table presents the carrying value of financial instruments measured at fair value at the end of the reporting period across the three levels of the fair value hierarchy defined in HKFRS 7, Financial Instruments: Disclosures , with the fair value of each financial instrument categorised in its entirety based on the lowest level of input that is significant to that fair value measurement. The levels are defined as follows: Level 1: fair values measured using quoted prices (unadjusted) in active markets for identical financial instruments Level 2: fair values measured using quoted prices in active markets for similar financial instruments, or using valuation techniques in which all significant inputs are directly or indirectly based on observable market data Level 3: fair values measured using valuation techniques in which any significant input is not based on observable market data. 下表根據香港財務報告準則第7條「金融工具：披露」所界定的三個公允價值級別，列出以公允價值列帳的金融工具於結算日的帳面值。每項金融工具的公允價值均完全根據對公允價值估量有重大影響的最低輸入數據進行分類。三個級別的公允價值界定如下：級別1 — 公允價值以相同金融工具在活躍市場中的報價（不予調整）計算級別2 — 公允價值以類似金融工具在活躍市場中的報價，或用估值技術（當中所有重要輸入均可直接或間接採用可觀察市場數據）計算級別3 — 公允價值以估值技術（當中一些重要輸入並非採用可觀察市場數據）計算

The Group 大學整體

(In thousands of Hong Kong dollars) Trading Securities Listed Unlisted Available-for-Sale Securities Unlisted

(In thousands of Hong Kong dollars) Trading Securities Listed Unlisted Available-for-Sale Securities Listed Unlisted

City University of Hong Kong 香港城市大學

（以千港元計）交易證券上市非上市可供出售證券非上市

（以千港元計）交易證券上市非上市可供出售證券上市非上市

Level One Level Two Level Three 級別1 級別2 級別3

The University 大學 2013 Total Level One Level Two 總額級別1 級別2

Total 總額

3,689,643 –

– 609,362

– –

3,689,643 609,362

3,689,643 –

– 609,362

3,689,643 609,362

– 3,689,643

– 609,362

3,432 3,432

3,432 4,302,437

– 3,689,643

– 609,362

– 4,299,005

Level One 級別1

Level Two 級別2

Level Three 級別3

2012 Total 總額

Level One 級別1

Level Two 級別2

Total 總額

3,344,872 –

63,432 579,467

– –

3,408,304 579,467

3,344,872 –

63,432 579,467

3,408,304 579,467

7,740 – 3,352,612

– 868 643,767

– 7,157 7,157

7,740 8,025 4,003,536

– – 3,344,872

– – 642,899

– – 3,987,771

Financial Statements

財務報表

129

Notes to the Financial Statements 財務報表附註

29 Financial Risk Management 金融風險管理（續）

(continued)

(f)

Fair Values (continued) 公允價值（續）

Financial instruments carried at fair value (continued) 按公允價值列帳的金融工具（續） During the year, there were no transfers between instruments in Level 1 to 3. The movement during the period in the balance of Level 3 fair value measurement for the Group is as follows: 年內，級別1至級別3之間的金融工具並無轉撥。大學整體歸類為級別3的金融工具之年初至年終結餘變動︰ The Group 大學整體 2013

ii.

Unlisted Available-for-Sale Equity Securities: Balance at the Beginning of the Year Additions Net Gains Recognised in Profit or Loss during the Year Net Losses Recognised in Other Comprehensive Income during the Year Proceeds from Sales Balance at the End of the Year

非上市的可供出售證券於年初結餘增加已在損益表內確認之收益已在全面收益表內確認之虧損出售資產所得款項於年終結餘

Total Gains for the Year Reclassified from Other Comprehensive Income on: – Disposal – Impairment Loss

由全面收益表內重新歸類之總收益： – 出售 – 減值虧損

2012

7,157 –

9,703 620

374

627

(2,177) (1,922) 3,432

(3,793) – 7,157

356 4,134

– –

Fair values of financial instruments carried at other than fair value 非按公允價值列帳的金融工具 All financial instruments were carried at amounts not materially different from their fair values as at 30 June 2012 and 2013. 所有金融工具均按在2012年及2013年6月30日與公允價值並無重大差別的金額列帳。

30 Accounting Estimates and Judgements 會計估計及判斷 The Group’s property, plant and equipment are depreciated on a straight-line method over their estimated useful lives, after taking into account their estimated residual value. The Group determines the estimated useful lives and residual values of the assets based on historical actual usage experience, maintenance and replacement policy. Management reviews the useful lives of assets annually, and if expectations are significantly different from previous estimates of useful economic lives, the useful lives and, therefore, the depreciation rate for the future periods will be adjusted accordingly. Note 29 contains information about the assumptions and their risk relating to financial instruments. 大學整體的校舍、機器及設備是按其預計可使用年限減去其預計殘值用直線法折舊。大學整體依據過往實際使用經驗、維修及更換政策估計對資產的可使用年限及預計殘值作出判斷。管理層按年檢討資產可用年限。如果所作出的估計顯著有別於以往的可用年限估計，則可用年限以至未來期間的折舊率將會因此一併調整。附註29列載有關金融工具的假設和風險的資料。

Annual Report 2012–13 年報

130

Financial Statements

財務報表

Notes to the Financial Statements 財務報表附註

31 Possible Impact of Amendments, New Standards and Interpretations Issued but Not Yet Effective for the Year Ended 30 June 2013 截至2013年6月30日止年度已頒佈但未生效的修訂、新訂準則及詮釋可能產生的影響 Up to the date of issue of these financial statements, the HKICPA has issued a number of amendments and five new standards which are not yet effective for the year ended 30 June 2013 and which have not been adopted in these financial statements. These include the following which may be relevant to the Group and the University.

HKFRS 10 HKFRS 12 HKFRS 13 HKAS 27 (2011) HKAS 28 (2011) Revised HKAS 19 Annual Improvements to HKFRSs 2009 –2011 Cycle Amendments to HKFRS 7 Amendments to HKAS 32 HKFRS 9

Consolidated financial statements Disclosure of interests in other entities Fair value measurement Separate financial statements Investments in associates and joint ventures Employee benefits

Financial instruments: Disclosures Disclosures – Offsetting financial assets and financial liabilities Financial instruments: Presentation Offsetting financial assets and financial liabilities Financial instruments

Effective for accounting periods beginning on or after 1 January 2013 1 January 2013 1 January 2013 1 January 2013 1 January 2013 1 January 2013 1 January 2013 1 January 2013 1 January 2014 1 January 2015

The Group is in the process of making an assessment of what the impact of these amendments is expected to be in the period of initial application. So far it is not yet in a position to state whether these amendments and the new standards would have a significant impact on the Group’s results of operations and financial position. 截至本財務報表發出日，香港會計師公會頒佈若干修訂及5項新訂準則。該等修訂及新訂準則於截至2013年6月30日止年度仍未生效，且仍未在本財務報表採納，其中包括可能與大學整體及大學有關的下列準則︰

香港財務報告準則第10號香港財務報告準則第12號香港財務報告準則第13號香港會計準則第27號 (2011年 ) 香港會計準則第28號 (2011年 ) 香港會計準則第19號（經修訂）香港財務報告準則2009 –2011年週期之年度改進香港財務報告準則第7號修訂香港會計準則第32號修訂香港財務報告準則第9號

綜合財務報表其他實體權益之披露公允價值計量獨立財務報表聯營公司及合營公司投資僱員福利

金融工具：披露披露 – 抵銷金融資產及金融負債金融工具：呈報抵銷金融資產及金融負債金融工具

於下列日期或其後開始的會計年度生效 2013年1月1日 2013年1月1日 2013年1月1日 2013年1月1日 2013年1月1日 2013年1月1日 2013年1月1日 2013年1月1日 2014年1月1日 2015年1月1日

大學整體現正評估修訂、新訂準則及詮釋的影響，在此階段未能就採納修訂及新訂準則會否對其營運結果和財務狀況構成重大影響而作出結論。

City University of Hong Kong 香港城市大學

acknowledgements We would like to express our gratitude to all students and staff members who have contributed to the preparation of this publication, especially to those who agreed to have their pictures featured. Published by Authority of the Council © City University of Hong Kong, 2013 This report is available from: Communications and Public Relations Office City University of Hong Kong Tat Chee Avenue, Kowloon Hong Kong. Tel: +852 3442 9317 Fax: +852 3442 0337 Email: cpro@cityu.edu.hk www.cityu.edu.hk Concept and Design: Cre8 (Greater China) Ltd Photography: Sunny Wong This annual report is printed on environmentally friendly paper. Cover, pages 1– 68: Recycled (20% mill broke), Acid-free, Totally Chlorine Free (TCF) Pages 69 –130: Acid Free, ISO 14001 Environmental Certificate, Elemental Chlorine Free