FCA financial conduct authority The UK Financial Services Industry its regulation and conduct

FCA financial conduct authority The UK Financial Services Industry its regulation and conduct Qualification Success Story This qualification is designed to provide the learner with a good understanding of the UK Financial Services Industry, the role of the FCA, its regulatory environment and the rules governing the conduct of individuals working in this sector. The learner will gain an appreciation of the key principles that underpin the FCA's regulatory framework and understand how they apply to themselves and their firm.

What's covered?

The structure of the UK Financial Services Industry and its importance to the economy The role and objectives of the FCA as a regulator The conduct rules for approved individuals and firms How firms are supervised by the FCA The FCA's enforcement powers, including how it investigates breaches of its rules, how it imposes penalties and how consumers can complain about financial services firms.

I am delighted to share my success story with the UK College of Business and Computing (UKCBC) in the hope that others who are thinking about studying at this college will see that it is possible to succeed. I am a 30 year old South African student currently employed as an Underwriting Assistant in London. I joined the UKCBC in August 2013 as a part-time student to complete the FCA

financial conduct authority The UK Financial Services Industry its regulation and conduct Qualification Success Story I had been working full time for 2 years and found it very difficult to find an institution that could accommodate my busy schedule. The UKCBC has been a good choice for me as they offer classes on both evenings and Saturdays. I have been able to study without neglecting my professional career.

I have found the course material to be interesting and relevant. The lecturers are very knowledgeable and are always willing to answer any questions that I might have. They also provide one on one support when necessary.

The College has assisted me with my research material and even provided me with additional study material when required. My entire experience was enjoyable from day one and I would recommend this institution to anyone who is serious about their studies and their career.

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